UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-4603
Thrivent Series Fund, Inc.
(Exact name of registrant as specified in charter)
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Address of principal executive offices) (Zip code)
Rebecca A. Paulzine, Assistant Secretary
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Name and address of agent for service)
Registrant’s telephone number, including area code: (612) 844-5168
Date of fiscal year end: December 31
Date of reporting period: July 1, 2009 - June 30, 2010
Item 1. | Proxy Voting Record |
[Insert Report]
ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Aggressive Allocation Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFFILIATED MANAGERS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMR (AMERICAN AIRLINES) CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ATMEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTOLIV INC COMMERCE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUXILIUM PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the 2006 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BARD CR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ BEACON ROOFING SUPPLY INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BECKMAN COULTER INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BERKLEY WR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ------------------------------------------------------------------------------------------------------------------ BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CARTERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBS CORP. CL B TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSA cusip 124857 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHICOS FAS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLECO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COGO GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMERICA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ COMMERCE BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COMMUNITY HEALTH SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPLETE PRODUCTION SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMSTOCK RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ COOPER TIRE RUBBER TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ------------------------------------------------------------------------------------------------------------------ COVIDIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DPL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DR HORTON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DU PONT EI DE NEMOURS TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENDURANCE SPECIALTY HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ------------------------------------------------------------------------------------------------------------------ EQUITY ONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FPRB CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GAP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ GRIFFON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ HCC INSURANCE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHCARE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HELMERICH PAYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HOLOGIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ HOST MARRIOTT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IBERIABANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTAL EXCHANGE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Change - ------------------------------------------------------------------------------------------------------------------ LAZARD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MACY`S INC TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCAFEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MPQ CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ MOTOROLA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ MULTI-FINELINE ELECTRONIX TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 4 Approval of the Material Terms of the Mgmt For For For 2004 Performance Incentive Plan - ------------------------------------------------------------------------------------------------------------------ NEW YORK COMMUNITY BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NUCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ NUVASIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ OCWEN FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OSHKOSH TRUCK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTRKA CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACKAGING CORP. OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Amendment to the 1992 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PATTERSON UTI ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ POLYCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTASH SASK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ------------------------------------------------------------------------------------------------------------------ PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ SCIENTIFIC GAMES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHAW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SHUFFLE MASTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SILGAN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SMART MODULAR TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPIRIT AEROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ T ROWE PRICE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ TELEDYNE TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ TERADYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly Mgmt N/A N/A N/A 1.2 Elect Dissident Nominee David Wilson Mgmt N/A N/A N/A 1.3 Elect Dissident Nominee Irving Mgmt N/A N/A N/A Yoskowitz 2 Ratification of Auditor Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS CAPITAL BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERMO ELECTRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THORATEC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLC CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIBCO SOFTWARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TREEHOUSE FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TTM TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Sale ShrHldr Against Against For of the Company - ------------------------------------------------------------------------------------------------------------------ WALGREEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ------------------------------------------------------------------------------------------------------------------ WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASHINGTON FEDERAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WERNER ENTERPRISES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Moderately Aggressive Allocation Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFFILIATED MANAGERS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMR (AMERICAN AIRLINES) CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ATMEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTOLIV INC COMMERCE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUXILIUM PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the 2006 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BARD CR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ BEACON ROOFING SUPPLY INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BECKMAN COULTER INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BERKLEY WR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ------------------------------------------------------------------------------------------------------------------ BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CARTERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBS CORP. CL B TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSA cusip 124857 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHICOS FAS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLECO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COGO GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMERICA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ COMMERCE BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COMMUNITY HEALTH SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPLETE PRODUCTION SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMSTOCK RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ COOPER TIRE RUBBER TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ------------------------------------------------------------------------------------------------------------------ COVIDIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DPL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DR HORTON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DU PONT EI DE NEMOURS TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENDURANCE SPECIALTY HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ------------------------------------------------------------------------------------------------------------------ EQUITY ONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FPRB CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GAP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ GRIFFON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ HCC INSURANCE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHCARE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HELMERICH PAYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HOLOGIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ HOST MARRIOTT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IBERIABANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTAL EXCHANGE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Change - ------------------------------------------------------------------------------------------------------------------ LAZARD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MACY`S INC TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCAFEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MPQ CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ MOTOROLA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ MULTI-FINELINE ELECTRONIX TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 4 Approval of the Material Terms of the Mgmt For For For 2004 Performance Incentive Plan - ------------------------------------------------------------------------------------------------------------------ NEW YORK COMMUNITY BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NUCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ NUVASIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ OCWEN FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OSHKOSH TRUCK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTRKA CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACKAGING CORP. OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Amendment to the 1992 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PATTERSON UTI ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ POLYCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTASH SASK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ------------------------------------------------------------------------------------------------------------------ PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ SCIENTIFIC GAMES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHAW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SHUFFLE MASTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SILGAN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SMART MODULAR TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPIRIT AEROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ T ROWE PRICE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ TELEDYNE TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ TERADYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly Mgmt N/A N/A N/A 1.2 Elect Dissident Nominee David Wilson Mgmt N/A N/A N/A 1.3 Elect Dissident Nominee Irving Mgmt N/A N/A N/A Yoskowitz 2 Ratification of Auditor Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS CAPITAL BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERMO ELECTRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THORATEC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLC CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIBCO SOFTWARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TREEHOUSE FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TTM TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Sale ShrHldr Against Against For of the Company - ------------------------------------------------------------------------------------------------------------------ WALGREEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ------------------------------------------------------------------------------------------------------------------ WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASHINGTON FEDERAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WERNER ENTERPRISES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Moderate Allocation Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFFILIATED MANAGERS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMR (AMERICAN AIRLINES) CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ATMEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTOLIV INC COMMERCE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUXILIUM PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the 2006 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BARD CR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ BEACON ROOFING SUPPLY INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BECKMAN COULTER INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BERKLEY WR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ------------------------------------------------------------------------------------------------------------------ BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CARTERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBS CORP. CL B TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSA cusip 124857 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHICOS FAS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLECO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COGO GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMERICA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ COMMERCE BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COMMUNITY HEALTH SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPLETE PRODUCTION SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMSTOCK RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ COOPER TIRE RUBBER TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ------------------------------------------------------------------------------------------------------------------ COVIDIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DPL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DR HORTON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DU PONT EI DE NEMOURS TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENDURANCE SPECIALTY HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ------------------------------------------------------------------------------------------------------------------ EQUITY ONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FPRB CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GAP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ GRIFFON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ HCC INSURANCE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHCARE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HELMERICH PAYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HOLOGIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ HOST MARRIOTT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IBERIABANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTAL EXCHANGE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Change - ------------------------------------------------------------------------------------------------------------------ LAZARD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MACY`S INC TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCAFEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MPQ CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ MOTOROLA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ MULTI-FINELINE ELECTRONIX TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 4 Approval of the Material Terms of the Mgmt For For For 2004 Performance Incentive Plan - ------------------------------------------------------------------------------------------------------------------ NEW YORK COMMUNITY BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NUCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ NUVASIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ OCWEN FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OSHKOSH TRUCK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTRKA CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACKAGING CORP. OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Amendment to the 1992 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PATTERSON UTI ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ POLYCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTASH SASK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ------------------------------------------------------------------------------------------------------------------ PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ SCIENTIFIC GAMES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHAW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SHUFFLE MASTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SILGAN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SMART MODULAR TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPIRIT AEROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ T ROWE PRICE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ TELEDYNE TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ TERADYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly Mgmt N/A N/A N/A 1.2 Elect Dissident Nominee David Wilson Mgmt N/A N/A N/A 1.3 Elect Dissident Nominee Irving Mgmt N/A N/A N/A Yoskowitz 2 Ratification of Auditor Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS CAPITAL BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERMO ELECTRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THORATEC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLC CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIBCO SOFTWARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TREEHOUSE FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TTM TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Sale ShrHldr Against Against For of the Company - ------------------------------------------------------------------------------------------------------------------ WALGREEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ------------------------------------------------------------------------------------------------------------------ WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASHINGTON FEDERAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WERNER ENTERPRISES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Moderately Conservative Allocation Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFFILIATED MANAGERS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMR (AMERICAN AIRLINES) CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ATMEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTOLIV INC COMMERCE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUXILIUM PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the 2006 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BARD CR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ BEACON ROOFING SUPPLY INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BECKMAN COULTER INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BERKLEY WR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ------------------------------------------------------------------------------------------------------------------ BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CARTERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBS CORP. CL B TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSA cusip 124857 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHICOS FAS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report ShrHldr Against Abstain N/A on Internet Fragmentation - ------------------------------------------------------------------------------------------------------------------ CLECO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COGO GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMERICA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ COMMERCE BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COMMUNITY HEALTH SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPLETE PRODUCTION SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMSTOCK RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ COOPER TIRE RUBBER TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ------------------------------------------------------------------------------------------------------------------ COVIDIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DPL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DR HORTON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DU PONT EI DE NEMOURS TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENDURANCE SPECIALTY HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ------------------------------------------------------------------------------------------------------------------ EQUITY ONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FPRB CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GAP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ GRIFFON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ HCC INSURANCE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHCARE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HELMERICH PAYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HOLOGIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ HOST MARRIOTT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IBERIABANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTAL EXCHANGE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Change - ------------------------------------------------------------------------------------------------------------------ LAZARD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MACY`S INC TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCAFEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MPQ CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Stock Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOTOROLA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ MULTI-FINELINE ELECTRONIX TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 4 Approval of the Material Terms of the Mgmt For For For 2004 Performance Incentive Plan - ------------------------------------------------------------------------------------------------------------------ NEW YORK COMMUNITY BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NUCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ NUVASIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ OCWEN FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORACLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ OSHKOSH TRUCK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTRKA CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACKAGING CORP. OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Amendment to the 1992 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PATTERSON UTI ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PAYCHEX INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ POLYCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTASH SASK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ------------------------------------------------------------------------------------------------------------------ PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ SCIENTIFIC GAMES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHAW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SHUFFLE MASTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SILGAN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SMART MODULAR TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPIRIT AEROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ T ROWE PRICE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ TELEDYNE TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ TERADYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly Mgmt N/A N/A N/A 1.2 Elect Dissident Nominee David Wilson Mgmt N/A N/A N/A 1.3 Elect Dissident Nominee Irving Mgmt N/A N/A N/A Yoskowitz 2 Ratification of Auditor Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS CAPITAL BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERMO ELECTRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THORATEC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLC CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIBCO SOFTWARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TREEHOUSE FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TTM TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Sale ShrHldr Against Against For of the Company - ------------------------------------------------------------------------------------------------------------------ WALGREEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ------------------------------------------------------------------------------------------------------------------ WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASHINGTON FEDERAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WERNER ENTERPRISES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Technology Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ACTIVISION BLIZZARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATVI CUSIP 00507V109 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Philippe G.H. Capron Mgmt For For For 2 Elect Director Robert J. Corti Mgmt For Against Against 3 Elect Director Frederic R. Crepin Mgmt For Against Against 4 Elect Director Brian G. Kelly Mgmt For For For 5 Elect Director Robert A. Kotick Mgmt For For For 6 Elect Director Jean-Bernard Levy Mgmt For Against Against 7 Elect Director Robert J. Morgado Mgmt For Against Against 8 Elect Director Douglas P. Morris Mgmt For For For 9 Elect Director Stephane Roussel Mgmt For Against Against 10 Elect Director Richard Sarnoff Mgmt For For For 11 Elect Director Regis Turrini Mgmt For For For 12 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACTIVISION BLIZZARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATVI CUSIP 00507V109 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John P. Daane Mgmt For For For 2 Elect Director Robert J. Finocchio, Mgmt For For For Jr. 3 Elect Director Kevin McGarity Mgmt For For For 4 Elect Director T. Michael Nevens Mgmt For For For 5 Elect Director Krish A. Prabhu Mgmt For For For 6 Elect Director John Shoemaker Mgmt For For For 7 Elect Director Susan Wang Mgmt For For For 8 Amend Omnibus Stock Plan Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 11 Ratify Auditors Mgmt For For For 12 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director: Raymond P. Dolan Mgmt For For For 1.2 Elect Director: Ronald M. Dykes Mgmt For For For 1.3 Elect Director: Carolyn F. Katz Mgmt For For For 1.4 Elect Director: Gustavo Lara Cantu Mgmt For For For 1.5 Elect Director: Joann A. Reed Mgmt For For For 1.6 Elect Director: Pamela D.a. Reeve Mgmt For For For 1.7 Elect Director: David E. Sharbutt Mgmt For For For 1.8 Elect Director: James D. Taiclet, Jr. Mgmt For For For 1.9 Elect Director: Samme L. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stanley L. Clark Mgmt For For For 1.2 Elect Director Andrew E. Lietz Mgmt For For For 1.3 Elect Director Martin H. Loeffler Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Campbell Mgmt For For For 1.2 Elect Director Millard S. Drexler Mgmt For For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For For 1.4 Elect Director Steven P. Jobs Mgmt For For For 1.5 Elect Director Andrea Jung Mgmt For For For 1.6 Elect Director Arthur D. Levinson Mgmt For For For 1.7 Elect Director Jerome B. York Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For 6 Prepare Sustainability Report ShrHldr Against Against For 7 Establish Other Board Committee ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joan L. Amble Mgmt For For For 1.2 Elect Director Nancy H. Handel Mgmt For For For 1.3 Elect Director Eddy W. Hartenstein Mgmt For For For 1.4 Elect Director John E. Major Mgmt For For For 1.5 Elect Director Scott A. McGregor Mgmt For For For 1.6 Elect Director William T. Morrow Mgmt For For For 1.7 Elect Director Robert E. Switz Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAVIUM NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAVM CUSIP 14965A101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Syed B. Ali Mgmt For For For 1.2 Elect Director Anthony S. Thornley Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol A. Bartz Mgmt For For For 2 Elect Director M. Michele Burns Mgmt For For For 3 Elect Director Michael D. Capellas Mgmt For For For 4 Elect Director Larry R. Carter Mgmt For For For 5 Elect Director John T. Chambers Mgmt For For For 6 Elect Director Brian L. Halla Mgmt For For For 7 Elect Director John L. Hennessy Mgmt For For For 8 Elect Director Richard M. Kovacevich Mgmt For For For 9 Elect Director Roderick C. McGeary Mgmt For For For 10 Elect Director Michael K. Powell Mgmt For For For 11 Elect Director Arun Sarin Mgmt For For For 12 Elect Director Steven M. West Mgmt For For For 13 Elect Director Jerry Yang Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 16 Ratify Auditors Mgmt For For For 17 Amend Bylaws to Establish a Board ShrHldr Against Against For Committee on Human Rights 18 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 19 Report on Internet Fragmentation ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ CITRIX SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTXS CUSIP 177376100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mark B. Templeton Mgmt For For For 2 Elect Director Stephen M. Dow Mgmt For For For 3 Elect Director Godfrey R. Sullivan Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CME GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CME CUSIP 12572Q105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Terrence A. Duffy Mgmt For For For 1.2 Elect Director Charles P. Carey Mgmt For For For 1.3 Elect Director Mark E. Cermak Mgmt For For For 1.4 Elect Director Martin J. Gepsman Mgmt For For For 1.5 Elect Director Leo Melamed Mgmt For For For 1.6 Elect Director Joseph Niciforo Mgmt For For For 1.7 Elect Director C.C. Odom Mgmt For For For 1.8 Elect Director John F. Sandner Mgmt For For For 1.9 Elect Director Dennis A. Suskind Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John E. Klein Mgmt For For For 2 Elect Director Lakshmi Narayanan Mgmt For For For 3 Elect Director Maureen Breakiron-Evans Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COINSTAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSTR CUSIP 19259P300 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Arik A. Ahitov Mgmt For For For 2 Elect Director Ronald B. Woodard Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPUWARE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dennis W. Archer Mgmt For Withhold Against 1.2 Elect Director Gurminder S. Bedi Mgmt For For For 1.3 Elect Director William O. Grabe Mgmt For For For 1.4 Elect Director William R. Halling Mgmt For For For 1.5 Elect Director Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Director Faye Alexander Nelson Mgmt For For For 1.7 Elect Director Glenda D. Price Mgmt For For For 1.8 Elect Director W. James Prowse Mgmt For Withhold Against 1.9 Elect Director G. Scott Romney Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Shareholder Rights Plan (Poison Mgmt For For For Pill) - ------------------------------------------------------------------------------------------------------------------ DIGITALGLOBE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DGI CUSIP 25389M877 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul M. Albert, Jr. Mgmt For For For 1.2 Elect Director Jill D. Smith Mgmt For For For 1.3 Elect Director James M. Whitehurst Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOLBY LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLB CUSIP 25659T107 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ray Dolby Mgmt For For For 1.2 Elect Director Kevin Yeaman Mgmt For For For 1.3 Elect Director Peter Gotcher Mgmt For For For 1.4 Elect Director Nicholas Donatiello, Jr Mgmt For For For 1.5 Elect Director Ted W. Hall Mgmt For For For 1.6 Elect Director Bill Jasper Mgmt For For For 1.7 Elect Director Sanford Robertson Mgmt For For For 1.8 Elect Director Roger Siboni Mgmt For For For 1.9 Elect Director Avadis Tevanian, Jr Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTSI CUSIP 23335C101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director L. Gregory Ballard Mgmt For For For 1.2 Elect Director Bradford D. Duea Mgmt For For For 1.3 Elect Director Craig S. Andrews Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ECHO GLOBAL LOGISTICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECHO CUSIP 27875T101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel K. Skinner Mgmt For For For 1.2 Elect Director Douglas R. Waggoner Mgmt For For For 1.3 Elect Director John R. Walter Mgmt For For For 1.4 Elect Director John F. Sandner Mgmt For For For 1.5 Elect Director Peter J. Barris Mgmt For For For 1.6 Elect Director Anthony R. Bobulinski Mgmt For For For 1.7 Elect Director Eric P. Lefkofsky Mgmt For For For 1.8 Elect Director Bradley A. Keywell Mgmt For For For 1.9 Elect Director Matthew Ferguson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EQUINIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQIX CUSIP 29444U502 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven T. Clontz Mgmt For For For 1.2 Elect Director Gary F. Hromadko Mgmt For For For 1.3 Elect Director Scott G. Kriens Mgmt For For For 1.4 Elect Director William K. Luby Mgmt For For For 1.5 Elect Director Irving F. Lyons, III Mgmt For For For 1.6 Elect Director Christopher B. Paisley Mgmt For For For 1.7 Elect Director Stephen M. Smith Mgmt For For For 1.8 Elect Director Peter F. Van Camp Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Chenming Hu Mgmt For For For 1.2 Elect Director Lothar Maier Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GAMESTOP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GME CUSIP 36467W109 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director R. Richard Fontaine Mgmt For For For 1.2 Elect Director Jerome L. Davis Mgmt For Withhold Against 1.3 Elect Director Steven R. Koonin Mgmt For For For 1.4 Elect Director Stephanie M. Shern Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLOBAL PAYMENTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPN CUSIP 37940X102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alex W. Hart Mgmt For For For 1.2 Elect Director William I. Jacobs Mgmt For For For 1.3 Elect Director Alan M. Silberstein Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric Schmidt Mgmt For For For 1.2 Elect Director Sergey Brin Mgmt For For For 1.3 Elect Director Larry Page Mgmt For For For 1.4 Elect Director L. John Doerr Mgmt For For For 1.5 Elect Director John L. Hennessy Mgmt For For For 1.6 Elect Director Ann Mather Mgmt For For For 1.7 Elect Director Paul S. Otellini Mgmt For For For 1.8 Elect Director K. Ram Shriram Mgmt For For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Prepare Sustainability Report ShrHldr Against For Against 5 Adopt Principles for Online ShrHldr Against Against For Advertising 6 Amend Human Rights Policies Regarding ShrHldr Against Against For Chinese Operations - ------------------------------------------------------------------------------------------------------------------ IRON MOUNTAIN INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS IRM CUSIP 462846106 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Clarke H. Bailey Mgmt For For For 2 Elect Director Constantin R. Boden Mgmt For For For 3 Elect Director Robert T. Brennan Mgmt For For For 4 Elect Director Kent P. Dauten Mgmt For For For 5 Elect Director Per-Kristian Halvorsen Mgmt For For For 6 Elect Director Michael W. Lamach Mgmt For For For 7 Elect Director Arthur D. Little Mgmt For For For 8 Elect Director C. Richard Reese Mgmt For For For 9 Elect Director Vincent J. Ryan Mgmt For For For 10 Elect Director Laurie A. Tucker Mgmt For For For 11 Elect Director Alfred J. Verrecchia Mgmt For For For 12 Amend Omnibus Stock Plan Mgmt For For For 13 Amend Executive Incentive Bonus Plan Mgmt For For For 14 Amend Executive Incentive Bonus Plan Mgmt For For For 15 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LAMAR ADVERTISING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LAMR CUSIP 512815101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Maxwell Hamilton Mgmt For Withhold Against 1.2 Elect Director John E. Koerner, III Mgmt For For For 1.3 Elect Director Edward H. McDermott Mgmt For For For 1.4 Elect Director Stephen P. Mumblow Mgmt For Withhold Against 1.5 Elect Director Thomas V. Reifenheiser Mgmt For Withhold Against 1.6 Elect Director Anna Reilly Mgmt For Withhold Against 1.7 Elect Director Kevin P. Reilly, Jr. Mgmt For For For 1.8 Elect Director Wendell Reilly Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Swanson, Jr. Mgmt For For For 1.2 Elect Director David S. Lee Mgmt For Withhold Against 1.3 Elect Director Lothar Maier Mgmt For For For 1.4 Elect Director Richard M. Moley Mgmt For Withhold Against 1.5 Elect Director Thomas S. Volpe Mgmt For Withhold Against 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William H. Gates, III Mgmt For For For 2 Elect Director Steven A. Ballmer Mgmt For For For 3 Elect Director Dina Dublon Mgmt For For For 4 Elect Director Raymond V. Gilmartin Mgmt For For For 5 Elect Director Reed Hastings Mgmt For For For 6 Elect Director Maria Klawe Mgmt For For For 7 Elect Director David F. Marquardt Mgmt For For For 8 Elect Director Charles H. Noski Mgmt For For For 9 Elect Director Helmut Panke Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Permit Right to Call Special Meeting Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Adopt Principles for Health Care ShrHldr Against Against For Reform 14 Report on Charitable Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Timothy M. Haley Mgmt For Withhold Against 1.2 Elect Director Gregory S. Stanger Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ ORACLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey S. Berg Mgmt For Withhold Against 1.2 Elect Director H. Raymond Bingham Mgmt For For For 1.3 Elect Director Michael J. Boskin Mgmt For For For 1.4 Elect Director Safra A. Catz Mgmt For For For 1.5 Elect Director Bruce R. Chizen Mgmt For For For 1.6 Elect Director George H. Conrades Mgmt For For For 1.7 Elect Director Lawrence J. Ellison Mgmt For For For 1.8 Elect Director Hector Garcia-Molina Mgmt For Withhold Against 1.9 Elect Director Jeffrey O. Henley Mgmt For For For 1.10 Elect Director Donald L. Lucas Mgmt For For For 1.11 Elect Director Charles E. Phillips, Mgmt For For For Jr. 1.12 Elect Director Naomi O. Seligman Mgmt For Withhold Against 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 5 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 6 Stock Retention/Holding Period ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ PALM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PALM CUSIP 696643105 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert C. Hagerty Mgmt For For For 1.2 Elect Director Jonathan J. Rubinstein Mgmt For For For 1.3 Elect Director Paul S. Mountford Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Alexander Mgmt For For For 1.2 Elect Director Stephen M. Bennett Mgmt For For For 1.3 Elect Director Donald G. Cruickshank Mgmt For For For 1.4 Elect Director Raymond V. Dittamore Mgmt For For For 1.5 Elect Director Thomas W. Horton Mgmt For For For 1.6 Elect Director Irwin Mark Jacobs Mgmt For For For 1.7 Elect Director Paul E. Jacobs Mgmt For For For 1.8 Elect Director Robert E. Kahn Mgmt For For For 1.9 Elect Director Sherry Lansing Mgmt For For For 1.10 Elect Director Duane A. Nelles Mgmt For For For 1.11 Elect Director Brent Scowcroft Mgmt For For For 1.12 Elect Director Marc I. Stern Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Lazaridis Mgmt For Withhold Against 1.2 Elect James Estill Mgmt For Withhold Against 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For Withhold Against 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees - ------------------------------------------------------------------------------------------------------------------ SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stratton Sclavos Mgmt For For For 1.2 Elect Director Lawrence Tomlinson Mgmt For For For 1.3 Elect Director Shirley Young Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STR HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRI CUSIP 78478V100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dennis L. Jilot Mgmt For For For 1.2 Elect Director Andrew M. Leitch Mgmt For For For 1.3 Elect Director Susan C. Schnabel Mgmt For For For 1.4 Elect Director Scott S. Brown Mgmt For For For 1.5 Elect Director Jason L. Metakis Mgmt For For For 1.6 Elect Director Ryan M. Sprott Mgmt For For For 1.7 Elect Director John A. Janitz Mgmt For For For 1.8 Elect Director Dominick J. Schiano Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dinyar S. Devitre Mgmt For For For 2 Elect Director Christina A. Gold Mgmt For For For 3 Elect Director Betsy D. Holden Mgmt For For For 4 Elect Director Wulf Von Schimmelmann Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory J. Attorri Mgmt For For For 1.2 Elect Director Spencer B. Hays Mgmt For For For 1.3 Elect Director Larissa L. Herda Mgmt For For For 1.4 Elect Director Kevin W. Mooney Mgmt For For For 1.5 Elect Director Kirby G. Pickle Mgmt For For For 1.6 Elect Director Roscoe C. Young, II Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert W. Matschullat Mgmt For For For 1.2 Elect Director Cathy E. Minehan Mgmt For For For 1.3 Elect Director David J. Pang Mgmt For For For 1.4 Elect Director William S. Shanahan Mgmt For For For 1.5 Elect Director John A. Swainson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Healthcare Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For Withhold Against 1.4 Elect Directors Mgmt For Withhold Against 1.5 Elect Directors Mgmt For Withhold Against 1.6 Elect Directors Mgmt For Withhold Against 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For Withhold Against 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Report of the Compensation Mgmt Against For Against Committee 4 Amnd Art/Byl/Chrtr-Call Spec. Mtgs Mgmt Against For Against - ------------------------------------------------------------------------------------------------------------------ AFFYMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFFY CUSIP 00826A109 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 2 Amend Omnibus Compensation Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For Against Against 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Amend Omnibus Compensation Plan Mgmt For For For 11 Approve Employee Stock Purchase Pln Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMAG PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAG CUSIP 00163U106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 2 Amend Omnibus Compensation Plan Mgmt For For For 3 Approve Employee Stock Purchase Pln Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMGEN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Provide Right to Act by Written Mgmt Against For Against Consent 16 Stock Retention/Holding Period Mgmt Against For Against - ------------------------------------------------------------------------------------------------------------------ BIOMARIN PHARMACEUTICAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMRN CUSIP 09061G101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 2 Amend Omnibus Compensation Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DR. REDDY'S LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y21089159 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Court India ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DR. REDDY'S LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 256135203 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual India ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive, Consider And Adopt The Mgmt For For For Balance Sheet As At March 31, 2009 And The Profit & Loss Account Of The Company For the Year Ended On That Date Along With The Reports Of The Directors And Auditors Thereon. 2 Declare Dividend On The Equity Shares Mgmt For For For For The Financial Year 2008-09. 3 Appoint A Director In Place Of Omkar Mgmt For For For Goswami, Who Retires by Rotation, And Being Eligible, Seeks Re-appointment. 4 Appoint A Director In Place Of Ravi Mgmt For For For Bhoothalingam, Who Retires By Rotation, And Being Eligible, Seeks Re-appointment. 5 Appoint The Statutory Auditors And Mgmt For For For Fix Their Remuneration the Retiring Auditors BSR & Co. Chartered Accountants Are Eligible For Re-appointment. 6 Appoint Bruce L.a. Carter As Director Mgmt For For For Of The Company. - ------------------------------------------------------------------------------------------------------------------ GENZYME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors (Management Slate) Mgmt For For For 1.2 Elect Directors (Management Slate) Mgmt For For For 1.3 Elect Directors (Management Slate) Mgmt For For For 1.4 Elect Directors (Management Slate) Mgmt For For For 1.5 Elect Directors (Management Slate) Mgmt For For For 1.6 Elect Directors (Management Slate) Mgmt For For For 1.7 Elect Directors (Management Slate) Mgmt For For For 1.8 Elect Directors (Management Slate) Mgmt For For For 1.9 Elect Directors (Management Slate) Mgmt For For For 1.10 Elect Directors (Management Slate) Mgmt For For For 2 Amend Omnibus Compensation Plan Mgmt For Against Against 3 Amend Employee Stock Purchase Plan Mgmt For For For 4 Amnd Non-Empl Dir Omnibus Stk Pln Mgmt For For For 5 Provide Right to Call Special Meeting Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 1.13 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Reduce Supermajority Vot Requiremnt Mgmt Against For Against - ------------------------------------------------------------------------------------------------------------------ GIVEN IMAGING LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M52020100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 2 Approve Stock Option Plan Grants Mgmt For For For 3 Elect Director and Approve Director's Mgmt For For For Remuneration 3.1 Indicate Personal Interest in Mgmt N/A N/A N/A Proposed Agenda Item 4 Approve Remuneration Directors Mgmt For For For 5 Approve Stock Option Plan Grants Mgmt For For For 5.1 Indicate Personal Interest in Mgmt N/A N/A N/A Proposed Agenda Item 6 Amend Terms of Outstanding Options Mgmt For Against Against 6.1 Indicate Personal Interest in Mgmt N/A N/A N/A Proposed Agenda Item 7 Approve Stock Option Plan Grants Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GIVEN IMAGING LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M52020100 08/11/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Israel ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Israel Makov Mgmt For N/A N/A 1.2 Director Dennert O. Ware Mgmt For N/A N/A 1.3 Director Arie Mientkavitch Mgmt For N/A N/A 1.4 Director Doron Birger Mgmt For N/A N/A 1.5 Director Nachum Shamir Mgmt For N/A N/A 1.6 Director Anat Leowenstein Mgmt For N/A N/A 2 Approving Compensation To The Mgmt For N/A N/A President And Chief Executive Officer Of The Company, Nachum Shamir. 3 Approving The Company's 2009 Equity Mgmt For N/A N/A Incentive Plan. 4 Extending The Expiration Term Of Mgmt For N/A N/A Outstanding Stock Options previously Granted To Directors Of The Company (other Than External Directors) Under The Company's 2006 Equity Incentive plan With An Expiration Date Of Five Years From The Date Of grant. 5 Reappointing The Company's Mgmt For N/A N/A Independent Auditors, Somekh Chaikin,a Member Of Kpmg International As Independent Auditors Of The Company And AuthorizeThe Audit Committee And The Board Of Directors To Determine The Remuneration Of Said Auditors. - ------------------------------------------------------------------------------------------------------------------ HIKMA PHARMACEUTICALS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4576K104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Elect Directors Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Auth Brd to Fix Remuneration of Aud Mgmt For For For 6 Approve Remuneration Report Mgmt For For For 7 Auth Issuance with Preemptive Rgts Mgmt For For For 8 Appr Issuance w/o Preemptive Rgts Mgmt For For For 9 Authorize Share Repurchase Program Mgmt For For For 10 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice 11 Adopt New Articles/Charter Mgmt For For For 12 Approve Employment Agreement Mgmt For For For 13 Waive Mandatory Offer to Shldrs Mgmt For Against Against 14 Waive Mandatory Offer to Shldrs Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ INTERMUNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITMN CUSIP 45884X103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Elect Directors Mgmt For For For 17 Elect Directors Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Approve Omnibus Compensation Plan Mgmt For For For 20 Appr Non-Empl Dir Omnibus Stk Pln Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOMENTA PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MNTA CUSIP 60877T100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For Withhold Against 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Report of the Compensation Mgmt Against For Against Committee 4 Stock Retention/Holding Period Mgmt Against For Against - ------------------------------------------------------------------------------------------------------------------ NICHI-IKO PHARMACEUTICAL CO. LTD. (FORMERLY NIHON IYAKUHIN KOGYO) TICKER SECURITY ID: MEETING DATE MEETING STATUS 4541 CINS J49614100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Amend Articles to: Mgmt For For For (Japan) 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 3.7 Elect Directors Mgmt For For For 3.8 Elect Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H5820Q150 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Appr Discharge of Management Board Mgmt For For For 3 Appr Alloc of Income and Divs Mgmt For For For 4.1 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For 4.2 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 5.3 Elect Directors Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Approve Remuneration Report Mgmt For For For 18 Provide Right to Call Special Meeting Mgmt For For For 19 Restr Exec Compensation Plan Awards Mgmt Against Against For - ------------------------------------------------------------------------------------------------------------------ PHARMSTANDARD OJSC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X6554S109 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Russia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Stats, Allocate Inc, Disch Dir Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Elect Director (Cumulative Voting or Mgmt For Against Against More Nominees Than Boar 4 Appoint Internal Statutory Auditors Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RICHTER GEDEON RT TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3124R133 04/28/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Hungary ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive President's Report Mgmt For N/A N/A 2 Rec Fin Statmnts and Statutory Rpts Mgmt For N/A N/A 3 Receive President's Report Mgmt For N/A N/A 4.1 Approve Dividends Mgmt For N/A N/A 4.2 Appr Alloc of Income and Divs Mgmt For N/A N/A 5 Accept Fin Statmnts & Statut Rpts Mgmt For N/A N/A 6 Accept Consolidated Financial Mgmt For N/A N/A Statements and Statutory Rpts 7 Receive Consolidated Financial Mgmt For N/A N/A Statements and Statutory Rpts 8 Receive Consolidated Financial Mgmt For N/A N/A Statements and Statutory Rpts 9 Accept Consolidated Financial Mgmt For N/A N/A Statements and Statutory Rpts 10 Discussion on Companys Corporate Mgmt For N/A N/A Governance Structure 11 Authorize Share Repurchase Program Mgmt For N/A N/A 12.1 Amend Corporate Purpose Mgmt For N/A N/A 12.2 Amend Art/Bylaws/Chartr Non-Routine Mgmt For N/A N/A 12.3 Amend Art/Bylaws/Chartr Non-Routine Mgmt For N/A N/A 12.4 Amend Art/Bylaws/Chartr Non-Routine Mgmt For N/A N/A 12.5 Amend Art/Bylaws/Chartr Non-Routine Mgmt For N/A N/A 12.6 Amend Art/Bylaws/Chartr Non-Routine Mgmt For N/A N/A 12.7 Amnd Charter - Change in Capital Mgmt For N/A N/A 13 Amend Art/Bylaws/Chartr Non-Routine Mgmt For N/A N/A 14.1 Elect Directors Mgmt For N/A N/A 14.2 Elect Directors Mgmt For N/A N/A 14.3 Elect Directors Mgmt For N/A N/A 14.4 Elect Directors Mgmt For N/A N/A 14.5 Elect Directors Mgmt For N/A N/A 15.1 Approve Remuneration of Directors Mgmt For N/A N/A 15.2 Company-Specific Board-Related Mgmt For N/A N/A 16 Approve Remuneration of Directors Mgmt For N/A N/A 17 Ratify Auditors Mgmt For N/A N/A 18 Auth Brd to Fix Remuneration of Aud Mgmt For N/A N/A 19 Other Business Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ SAVIENT PHARMACEUTICALS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SVNT CUSIP 80517Q100 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAWAI PHARMACEUTICAL CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4555 CINS J69811107 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Sustainability Report Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGACEPT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRGT CUSIP 87611R306 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M8769Q102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Dividends Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Approve Aud and their Remuneration Mgmt For For For 8 Approve Stock Option Plan Mgmt For Against Against 9 Approve Remuneration of Directors Mgmt For For For 10 Approve Remuneration of Directors Mgmt For For For 11 Approve Remuneration of Directors Mgmt For For For 12 Increase Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THORATEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THOR CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For Withhold Against 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 2 Amend Omnibus Compensation Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOWA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4553 CINS J90505108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Approve Remuneration of Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors N/A For For For 1.2 Elect Directors N/A For For For 1.3 Elect Directors N/A For For For 2 Amend Omnibus Compensation Plan N/A For For For 3 Approve Employee Stock Purchase Pln N/A For For For 4 Ratify Auditors N/A For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Natural Resources Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 12/17/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To Approve The Adoption Of Revised Mgmt For TNA N/A Articles Of Incorporation. 2 To Appoint Mr. Dod Fraser As Director Mgmt For TNA N/A Of The Company To Hold Office Until The Next Annual General Meeting, Or Until His Successor Is Appointed. 3 To Approve The Adoption Of The Acergy Mgmt For TNA N/A S.a. 2009 Long-term Incentive Plan. - ------------------------------------------------------------------------------------------------------------------ ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP L00306107 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To Approve The Adoption Of Revised Mgmt For For For Articles Of Incorporation. 2 To Appoint Mr. Dod Fraser As Director Mgmt For For For Of The Company To Hold Office Until The Next Annual General Meeting, Or Until His Successor Is Appointed. 3 To Approve The Adoption Of The Acergy Mgmt For For For S.a. 2009 Long-term Incentive Plan. - ------------------------------------------------------------------------------------------------------------------ ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP L00306107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt For For For Auditors' Reports 2 Accept Financial Statements Mgmt For For For 3 Accept Consolidated Financial Mgmt For For For Statements 4 Approve Discharge of Directors Mgmt For For For 5 Approve Share Repurchase Program Mgmt For For For 6 Reelect Sir Peter Mason as Director Mgmt For For For 7 Reelect Tom Ehret as Director Mgmt For For For 8 Reelect Jean Cahuzac as Director Mgmt For For For 9 Reelect Thorleif Enger as Director Mgmt For For For 10 Reelect Dod A. Fraser as Director Mgmt For For For 11 Reelect J. Frithjof Skouveroe as Mgmt For For For Director 12 Reelect Trond Westlie as Director Mgmt For For For 13 Elect Ron Henderson as Director Mgmt For For For 14 Ratify Deloitte SA as Auditors Mgmt For For For 15 Approve Dividends Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AEGEAN MARINE PETROLEUM NETWORK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANW CUSIP Y0017S102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Yiannis N. Papanicolaou as Mgmt For For For Director 1.2 Elect Konstantinos D. Mgmt For For For Koutsomitopoulos as Director 2 Ratify Deloitte Hadjipavlou Sofianos Mgmt For For For & Cambanis S.A. as the Company's independent auditors for the fiscal year ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ ALCOA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AA CUSIP 013817101 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arthur D. Collins, Jr Mgmt For For For 1.2 Elect Director Carlos Ghosn Mgmt For For For 1.3 Elect Director Michael G. Morris Mgmt For For For 1.4 Elect Director E. Stanley O'Neal Mgmt For Withhold Against 2 Ratify Auditor Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Fair Price Protection 5 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Director Elections 6 Reduce Supermajority Vote Requirement Mgmt For For For Relating to the Removal of Directors 7 Adopt Simple Majority Vote ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ ALUMINUM CORPORATION OF CHINA LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 022276109 12/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Renewal of the Mutual Mgmt For For For Supply Agreement and Related Annual Caps 2 Approve the Renewal of the Provision Mgmt For For For of Aluminum and Aluminum Alloy Ingots and Aluminum Fabrication Services Agreement and Related Annual Caps 3 Approve the Renewal of the Provision Mgmt For For For of Engineering, Construction and Supervisory Services Agreement and Related Annual Caps 4 Approve the Renewal of the Long Term Mgmt For For For Agreement for Sale and Purchase of Alumina and Related Annual Caps - ------------------------------------------------------------------------------------------------------------------ ALUMINUM CORPORATION OF CHINA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y0094N109 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of the Board of Mgmt For For For Directors 2 Accept Report of the Supervisory Mgmt For For For Committee 3 Accept Financial Statements and Mgmt For Abstain Against Statutory Reports 4 Approve Non-Payment of 2009 Final Mgmt For For For Dividends and Non-Implementation of Increasing Share Capital 5.1 Reelect Xiong Weiping as Executive Mgmt For For For Director 5.2 Reelect Luo Jianchuan as Executive Mgmt For For For Director 5.3 Reelect Chen Jihua as Executive Mgmt For For For Director 5.4 Reelect Liu Xiangmin as Executive Mgmt For For For Director 6.1 Reelect Shi Chungui as Non-Executive Mgmt For For For Director 6.2 Reelect Lv Youqing as Non-Executive Mgmt For For For Director 7.1 Reelect Zhang Zhuoyuan as Independent Mgmt For For For Non-Executive Director 7.2 Reelect Wang Mengkui as Independent Mgmt For For For Non-Executive Director 7.3 Reelect Zhu Demiao as Independent Mgmt For For For Non-Executive Director 8.1 Reelect Ao Hong as Supervisor Mgmt For For For 8.2 Reelect Zhang Zhankui as Supervisor Mgmt For For For 9 Authorize Board to Fix Remuneration Mgmt For For For of Directors and Supervisors 10 Approve Renewal of One-Year Liability Mgmt For Against Against Insurance for Directors, Supervisors, and Senior Management 11 Reelect PricewaterhouseCoopers, Hong Mgmt For For For Kong Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Ltd. Co. as International and PRC Auditors, Respectively; and Authorize Audit Committee to Fix Their Remuneration 12 Other Business (Voting) Mgmt For Against Against 13 Amend Articles of Association Mgmt For For For 14 Approve Issuance of H Shares without Mgmt For For For Preemptive Rights 15 Approve Issuance of Short-term Bills Mgmt For For For 16 Approve Issuance of Medium-term Notes Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANADARKO PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APC CUSIP 032511107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director H. Paulett Eberhart Mgmt For For For 2 Elect Director Preston M. Geren III Mgmt For For For 3 Elect Director James T. Hackett Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend EEO Policy to Prohibit ShrHldr Against Against For Discrimination based on Sexual Orientation and Gender Identity 6 Reimburse Expenses Incurred by ShrHldr Against Against For Stockholder in Contested Election of Directors - ------------------------------------------------------------------------------------------------------------------ APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Eugene C. Fiedorek Mgmt For For For 2 Elect Director Patricia Albjerg Graham Mgmt For For For 3 Elect Director F.H. Merelli Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian J. Jennings Mgmt For For For 1.2 Elect Director Steven F. Leer Mgmt For For For 1.3 Elect Director Robert G. Potter Mgmt For For For 1.4 Elect Director Theodore D. Sands Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issue of Shares in Connection Mgmt For For For with Acquisition 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Larry D. Brady Mgmt For For For 1.2 Elect Director Clarence P. Cazalot, Mgmt For For For Jr. 1.3 Elect Director Chad C. Deaton Mgmt For For For 1.4 Elect Director Edward P. Djerejian Mgmt For For For 1.5 Elect Director Anthony G. Fernandes Mgmt For For For 1.6 Elect Director Claire W. Gargalli Mgmt For For For 1.7 Elect Director Pierre H. Jungels Mgmt For For For 1.8 Elect Director James A. Lash Mgmt For For For 1.9 Elect Director J. Larry Nichols Mgmt For For For 1.10 Elect Director H. John Riley, Jr. Mgmt For For For 1.11 Elect Director Charles L. Watson Mgmt For For For 1.12 Elect Director J. W. Stewart Mgmt For For For 1.13 Elect Director James L. Payne Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Meeting Mgmt For For For 4 Require a Majority Vote for the ShrHldr Against Against For Election of Directors - ------------------------------------------------------------------------------------------------------------------ BARRICK GOLD CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABX CUSIP 067901108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H.L. Beck as Director Mgmt For For For 1.2 Elect C.W.D. Birchall as Director Mgmt For For For 1.3 Elect D.J. Carty as Director Mgmt For For For 1.4 Elect G.Cisneros as Director Mgmt For For For 1.5 Elect M.A. Cohen as Director Mgmt For For For 1.6 Elect P.A. Cossgrove as Director Mgmt For For For 1.7 Elect R.M. Franklin as Director Mgmt For For For 1.8 Elect J.B. Harvey as Director Mgmt For For For 1.9 Elect B. Mulroney as Director Mgmt For For For 1.10 Elect A. Munk as Director Mgmt For For For 1.11 Elect P. Munk as Director Mgmt For For For 1.12 Elect A.W. Regent as Director Mgmt For For For 1.13 Elect N.P. Rothschild as Director Mgmt For For For 1.14 Elect S.J. Shaprio as Director Mgmt For For For 2 Approve PricewaterhouseCoppers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach - ------------------------------------------------------------------------------------------------------------------ BERRY PETROLEUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BRY CUSIP 085789105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Bryant Mgmt For For For 1.2 Elect Director R. Busch III Mgmt For For For 1.3 Elect Director W. Bush Mgmt For For For 1.4 Elect Director S. Cropper Mgmt For For For 1.5 Elect Director J. Gaul Mgmt For For For 1.6 Elect Director R. Heinemann Mgmt For For For 1.7 Elect Director T. Jamieson Mgmt For For For 1.8 Elect Director J. Keller Mgmt For For For 1.9 Elect Director M. Young Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BJ SERVICES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BJS CUSIP 055482103 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G12793108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To Receive The Directors Annual Mgmt For For For Report And Accounts 2 To Approve The Directors Remuneration Mgmt For For For Report 3 To Elect P Anderson As A Director Mgmt For For For 4 To Re-elect A Burgmans As A Director Mgmt For For For 5 To Re-elect C B Carroll As A Director Mgmt For For For 6 To Re-elect William Castell As A Mgmt For For For Director 7 To Re-elect I C Conn As A Director Mgmt For For For 8 To Re-elect G David As A Director Mgmt For For For 9 To Elect I E L Davis As A Director Mgmt For For For 10 To Re-elect R Dudley As A Director Mgmt For For For 11 To Re-elect D J Flint As A Director Mgmt For For For 12 To Re-elect B E Grote As A Director Mgmt For For For 13 To Re-elect A B Hayward As A Director Mgmt For For For 14 To Re-elect A G Inglis As A Director Mgmt For For For 15 To Re-elect D S Julius As A Director Mgmt For For For 16 To Elect C-H Svanberg As A Director Mgmt For For For 17 To Reappoint Ernst & Young Llp As Mgmt For For For Auditors And Authorize The board To Fix Their Remuneration 18 To Adopt New Articles Of Association Mgmt For For For 19 To Give Limited Authority For The Mgmt For For For Purchaseof Its Own Shares By The Company 20 To Give Limited Authority To Allot Mgmt For For For Shares Up To A Specified amount 21 To Give Authority To Allot A Limited Mgmt For For For Number of Shares For Cash Free Of Pre-emption Rights 22 To Authorize The Calling Of General Mgmt For For For Meetings(excluding Annual General Meetings) By Notice Of At Least 14 clear Days 23 To Approve The Renewal Of The Mgmt For For For Executive Directors Incentive Plan 24 To Approve The Scrip Dividend Mgmt For For For Programme 25 Special Resolution: To Instruct A ShrHldr Against Against For Committee Of The Board To Review The Assumptions Behind The Sunrise Project - ------------------------------------------------------------------------------------------------------------------ CABOT OIL & GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COG CUSIP 127097103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David M. Carmichael Mgmt For For For 1.2 Elect Director Robert L. Keiser Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Report on Environmental Impacts of ShrHldr Against Against For Natural Gas Fracturing - ------------------------------------------------------------------------------------------------------------------ CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael E. Patrick Mgmt For Withhold Against 1.2 Elect Director Jon Erik Reinhardsen Mgmt For For For 1.3 Elect Director Bruce W. Wilkinson Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CANADIAN NATURAL RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Catherine M. Best Mgmt For For For 1.2 Elect Director N. Murray Edwards Mgmt For For For 1.3 Elect Director Gary A. Filmon Mgmt For For For 1.4 Elect Director Gordon D. Giffin Mgmt For For For 1.5 Elect Director Steve W. Laut Mgmt For For For 1.6 Elect Director Keith A.J. MacPhail Mgmt For For For 1.7 Elect Director Allan P. Markin Mgmt For For For 1.8 Elect Director Frank J. McKenna Mgmt For For For 1.9 Elect Director James S. Palmer Mgmt For Withhold Against 1.10 Elect Director Eldon R. Smith Mgmt For For For 1.11 Elect Director David A. Tuer Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Split Mgmt For For For 4 Amend Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARRIZO OIL & GAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRZO CUSIP 144577103 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S.P. Johnson, IV Mgmt For For For 1.2 Elect Director Steven A. Webster Mgmt For For For 1.3 Elect Director Thomas L. Carter, Jr. Mgmt For Withhold Against 1.4 Elect Director F. Gardner Parker Mgmt For For For 1.5 Elect Director Roger A. Ramsey Mgmt For For For 1.6 Elect Director Frank A. Wojtek Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director S.H. Armacost Mgmt For For For 2 Elect Director L.F. Deily Mgmt For For For 3 Elect Director R.E. Denham Mgmt For For For 4 Elect Director R.J. Eaton Mgmt For For For 5 Elect Director C. Hagel Mgmt For For For 6 Elect Director E. Hernandez Mgmt For For For 7 Elect Director F.G. Jenifer Mgmt For For For 8 Elect Director G.L. Kirkland Mgmt For For For 9 Elect Director S. Nunn Mgmt For For For 10 Elect Director D.B. Rice Mgmt For For For 11 Elect Director K.W. Sharer Mgmt For For For 12 Elect Director C.R. Shoemate Mgmt For For For 13 Elect Director J.G. Stumpf Mgmt For For For 14 Elect Director R.D. Sugar Mgmt For For For 15 Elect Director C. Ware Mgmt For For For 16 Elect Director J.S. Watson Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Provide Right to Call Special Meeting Mgmt For For For 19 Request Director Nominee with ShrHldr Against Against For Environmental Qualifications 20 Stock Retention/Holding Period ShrHldr Against Against For 21 Disclose Payments To Host Governments ShrHldr Against Against For 22 Adopt Guidelines for Country Selection ShrHldr Against Against For 23 Report on Financial Risks From ShrHldr Against Against For Climate Change 24 Amend Bylaws to Establish a Board ShrHldr Against Against For Committee on Human Rights - ------------------------------------------------------------------------------------------------------------------ CIMAREX ENERGY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEC CUSIP 171798101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Hans Helmerich Mgmt For For For 2 Elect Director Harold R. Logan, Jr. Mgmt For For For 3 Elect Director Monroe W. Robertson Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CNOOC LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y1662W117 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For Abstain Against Statutory Reports 1.2 Approve Final Dividend Mgmt For For For 1.3 Reelect Tse Hau Yin, Aloysius as Mgmt For For For Independent Non-Executive Director 1.4 Reelect Zhou Shouwei as Non-Executive Mgmt For For For Director 1.5 Reelect Yang Hua as Executive Director Mgmt For For For 1.6 Authorize Board Of Directors to Fix Mgmt For For For Remuneration of Directors 1.7 Re-appoint Auditors and Authorise The Mgmt For For For Board to Fix Remuneration 1.8 Reelect Chiu Sung Hong as Independent Mgmt For For For Non-Executive Director and Authorize Board to Fix His Remuneration 2.1 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 2.2 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 2.3 Authorize Reissuance of Repurchased Mgmt For For For Shares - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard L. Armitage Mgmt For For For 1.2 Elect Director Richard H. Auchinleck Mgmt For For For 1.3 Elect Director James E. Copeland, Jr. Mgmt For For For 1.4 Elect Director Kenneth M. Duberstein Mgmt For For For 1.5 Elect Director Ruth R. Harkin Mgmt For For For 1.6 Elect Director Harold W. Mcgraw III Mgmt For For For 1.7 Elect Director James J. Mulva Mgmt For For For 1.8 Elect Director Robert A. Niblock Mgmt For For For 1.9 Elect Director Harald J. Norvik Mgmt For For For 1.10 Elect Director William K. Reilly Mgmt For For For 1.11 Elect Director Bobby S. Shackouls Mgmt For For For 1.12 Elect Director Victoria J. Tschinkel Mgmt For For For 1.13 Elect Director Kathryn C. Turner Mgmt For For For 1.14 Elect Director William E. Wade, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Report on Board Risk Management ShrHldr Against Against For Oversight 4 Adopt Quantitative GHG Goals for ShrHldr Against Against For Products and Operations 5 Report on Environmental Impact of Oil ShrHldr Against Against For Sands Operations in Canada 6 Adopt Policy to Address Coastal ShrHldr Against Against For Louisiana Environmental Impacts 7 Report on Financial Risks of Climate ShrHldr Against Against For Change 8 Adopt Goals to Reduce Emission of TRI ShrHldr Against Against For Chemicals 9 Amend EEO Policy to Prohibit ShrHldr Against Against For Discrimination Based on Sexual Orientation and Gender Identity 10 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Whitmire Mgmt For For For 1.2 Elect Director J. Brett Harvey Mgmt For For For 1.3 Elect Director James E. Altmeyer, Sr. Mgmt For For For 1.4 Elect Director Philip W. Baxter Mgmt For For For 1.5 Elect Director William E. Davis Mgmt For For For 1.6 Elect Director Raj K. Gupta Mgmt For For For 1.7 Elect Director Patricia A. Hammick Mgmt For For For 1.8 Elect Director David C. Hardesty, Jr. Mgmt For For For 1.9 Elect Director John T. Mills Mgmt For For For 1.10 Elect Director William P. Powell Mgmt For For For 1.11 Elect Director Joseph T. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CPFL ENERGIA S A TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 126153105 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Report on Resignation of Luiz Anibal Mgmt For For For de Lima Fernandes as Board Mmeber 2 Elect Pedro Pullen Parente as Mgmt For For For Director for One-Year Term - ------------------------------------------------------------------------------------------------------------------ CREW ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CR CUSIP 226533107 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Five Mgmt For For For 2 Elect John A. Brussa, Dale O. Shwed, Mgmt For For For David G. Smith, Dennis L. Nerland and Jeffery E. Errico as Directors 3 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gareth Roberts Mgmt For For For 1.2 Elect Director Wieland F. Wettstein Mgmt For For For 1.3 Elect Director Michael L. Beatty Mgmt For For For 1.4 Elect Director Michael B. Decker Mgmt For For For 1.5 Elect Director Ronald G. Greene Mgmt For For For 1.6 Elect Director David I. Heather Mgmt For For For 1.7 Elect Director Gregory L. McMichael Mgmt For For For 1.8 Elect Director Randy Stein Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Richels Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ DIAMOND OFFSHORE DRILLING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DO CUSIP 25271C102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James S. Tisch Mgmt For For For 1.2 Elect Director Lawrence R. Dickerson Mgmt For For For 1.3 Elect Director John R. Bolton Mgmt For For For 1.4 Elect Director Charles L. Fabrikant Mgmt For For For 1.5 Elect Director Paul G. Gaffney II Mgmt For For For 1.6 Elect Director Edward Grebow Mgmt For For For 1.7 Elect Director Herbert C. Hofmann Mgmt For For For 1.8 Elect Director Arthur L. Rebell Mgmt For For For 1.9 Elect Director Raymond S. Troubh Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DRESSER-RAND GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRC CUSIP 261608103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William E. Macaulay Mgmt For For For 1.2 Elect Director Vincent R. Volpe Jr. Mgmt For For For 1.3 Elect Director Rita V. Foley Mgmt For For For 1.4 Elect Director Louis A. Raspino Mgmt For For For 1.5 Elect Director Philip R. Roth Mgmt For For For 1.6 Elect Director Stephen A. Snider Mgmt For For For 1.7 Elect Director Michael L. Underwood Mgmt For For For 1.8 Elect Director Joseph C. Winkler III Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alexander P. Shukis Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Samuel W. Bodman Mgmt For For For 2 Elect Director Richard H. Brown Mgmt For For For 3 Elect Director Robert A. Brown Mgmt For For For 4 Elect Director Bertrand P. Collomb Mgmt For For For 5 Elect Director Curtis J. Crawford Mgmt For For For 6 Elect Director Alexander M. Cutler Mgmt For For For 7 Elect Director John T. Dillon Mgmt For For For 8 Elect Director Eleuthere I. Du Pont Mgmt For For For 9 Elect Director Marillyn A. Hewson Mgmt For For For 10 Elect Director Lois D. Juliber Mgmt For For For 11 Elect Director Ellen J. Kullman Mgmt For For For 12 Elect Director William K. Reilly Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation 15 Amend Human Rights Policy to Address ShrHldr Against Against For Seed Saving - ------------------------------------------------------------------------------------------------------------------ ELDORADO GOLD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 284902103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John S. Auston as Director Mgmt For For For 2 Elect K. Ross Cory as Director Mgmt For For For 3 Elect Robert R. Gilmore as Director Mgmt For For For 4 Elect Geoffrey A. Handley as Director Mgmt For For For 5 Elect Wayne D. Lenton as Director Mgmt For For For 6 Elect Jonathan A. Rubenstein as Mgmt For For For Director 7 Elect Donald M. Shumka as Director Mgmt For For For 8 Elect Paul N. Wright as Director Mgmt For For For 9 Ratify KPMG LLP as Auditors Mgmt For For For 10 Authorize Board to Fix Remuneration Mgmt For For For of Auditors 11 Approve Remuneration of Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter A. Dea as Director Mgmt For For For 1.2 Elect Randall K. Eresman as Director Mgmt For For For 1.3 Elect Claire S. Farley as Director Mgmt For For For 1.4 Elect Fred J. Fowler as Director Mgmt For For For 1.5 Elect Barry W. Harrison as Director Mgmt For For For 1.6 Elect Suzanne P Nimocks as Director Mgmt For For For 1.7 Elect David P. O?Brien as Director Mgmt For For For 1.8 Elect Jane L. Peverett as Director Mgmt For For For 1.9 Elect Allan P. Sawin as Director Mgmt For For For 1.10 Elect Bruce G. Waterman as Director Mgmt For For For 1.11 Elect Clayton H. Woitas as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan Mgmt For For For 4 Amend By-Law No.1 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reorganization/Restructuring Mgmt For For For Plan to Create Two Companies 2 Approve Employee Stock Option Plan Mgmt For For For for Cenovus Energy Inc. 3 Approve Shareholder Rights Plan for Mgmt For For For Cenovus Energy Inc. - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director George A. Alcorn Mgmt For For For 2 Elect Director Charles R. Crisp Mgmt For For For 3 Elect Director James C. Day Mgmt For For For 4 Elect Director Mark G. Papa Mgmt For For For 5 Elect Director H. Leighton Steward Mgmt For For For 6 Elect Director Donald F. Textor Mgmt For For For 7 Elect Director Frank G. Wisner Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 11 Amend Executive Incentive Bonus Plan Mgmt For For For 12 Report on Environmental Impacts of ShrHldr Against Against For Natural Gas Fracturing 13 Stock Retention/Holding Period ShrHldr Against Against For 14 Double Trigger on Equity Plans ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ EQT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Vicky A. Bailey Mgmt For For For 1.2 Elect Director Murry S. Gerber Mgmt For For For 1.3 Elect Director George L. Miles, Jr. Mgmt For For For 1.4 Elect Director James W. Whalen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 4 Prepare Sustainability Report ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M.J. Boskin Mgmt For For For 1.2 Elect Director P. Brabeck-Letmathe Mgmt For For For 1.3 Elect Director L.R. Faulkner Mgmt For For For 1.4 Elect Director J.S. Fishman Mgmt For For For 1.5 Elect Director K.C. Frazier Mgmt For For For 1.6 Elect Director W.W. George Mgmt For For For 1.7 Elect Director M.C. Nelson Mgmt For For For 1.8 Elect Director S.J. Palmisano Mgmt For For For 1.9 Elect Director S.C. Reinemund Mgmt For For For 1.10 Elect Director R.W. Tillerson Mgmt For For For 1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 4 Reincorporate in Another State [from ShrHldr Against Against For New Jersey to North Dakota] 5 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation 6 Amend EEO Policy to Prohibit ShrHldr Against Against For Discrimination based on Sexual Orientation and Gender Identity 7 Adopt Policy on Human Right to Water ShrHldr Against Against For 8 Adopt Policy to Address Coastal ShrHldr Against Against For Louisiana Environmental Impacts 9 Report on Environmental Impact of Oil ShrHldr Against Against For Sands Operations in Canada 10 Report on Environmental Impacts of ShrHldr Against Against For Natural Gas Fracturing 11 Report on Energy Technologies ShrHldr Against Against For Development 12 Adopt Quantitative GHG Goals from ShrHldr Against Against For Products and Operations 13 Report on Risks of Alternative ShrHldr Against Against For Long-term Fossil Fuel Demand Estimates - ------------------------------------------------------------------------------------------------------------------ FIBRIA CELULOSE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P9806R118 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For Abstain Against Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Approve Capital Budget for Upcoming Mgmt For For For Fiscal Year 4 Elect Fiscal Council Members Mgmt For For For 5 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members - ------------------------------------------------------------------------------------------------------------------ FIBRIA CELULOSE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P9806R118 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Approve Capital Budget for Upcoming Mgmt For For For Fiscal Year 4 Elect Fiscal Council Members Mgmt For For For 5 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members - ------------------------------------------------------------------------------------------------------------------ FIRST QUANTUM MINERALS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS FM CUSIP 335934105 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip K.R. Pascall as Director Mgmt For For For 1.2 Elect G. Clive Newall as Director Mgmt For For For 1.3 Elect Martin Rowley as Director Mgmt For For For 1.4 Elect Rupert Pennant-Rea as Director Mgmt For For For 1.5 Elect Andrew Adams as Director Mgmt For For For 1.6 Elect Michael Martineau as Director Mgmt For For For 1.7 Elect Peter St. George as Director Mgmt For For For 1.8 Elect Paul Brunner as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach - ------------------------------------------------------------------------------------------------------------------ FMC TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thorleif Enger Mgmt For For For 1.2 Elect Director Claire S. Farley Mgmt For For For 1.3 Elect Director Joseph H. Netherland Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Loren K. Carroll Mgmt For For For 1.2 Elect Director Patrick R. McDonald Mgmt For For For 1.3 Elect Director Raymond. I. Wilcox Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GAMMON GOLD INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GAM CUSIP 36467T106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colin Benner, Ronald Smith, Mgmt For For For Rene Marion, Luis Chavez, George Elliott, Terrence Cooper, Richard Colterjohn, Alan R. Edwards, and Joseph Spiteri as Directors 2 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan: Increase Mgmt For For For Maximum Number of Common Shares Reserved for Issuance Under the Plan 4 Amend Stock Option Plan: Provide Mgmt For For For Early Vesting on a Change of Control 5 Approve Deferred Share Unit Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GOLDCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS G CUSIP 380956409 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian W. Telfer as Director Mgmt For For For 1.2 Elect Douglas M. Holtby as Director Mgmt For For For 1.3 Elect Charles A. Jeannes as Director Mgmt For For For 1.4 Elect John P. Bell as Director Mgmt For For For 1.5 Elect Lawrence I. Bell as Director Mgmt For For For 1.6 Elect Beverley A. Briscoe as Director Mgmt For For For 1.7 Elect Peter J. Dey as Director Mgmt For For For 1.8 Elect P. Randy Reifel as Director Mgmt For For For 1.9 Elect A. Dan Rovig as Director Mgmt For For For 1.10 Elect Kenneth F. Williamson as Mgmt For For For Director 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Community - Environment Impact ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director A.M. Bennett Mgmt For For For 2 Elect Director J.R. Boyd Mgmt For For For 3 Elect Director M. Carroll Mgmt For For For 4 Elect Director N.K. Dicciani Mgmt For For For 5 Elect Director S.M. Gillis Mgmt For For For 6 Elect Director J.T. Hackett Mgmt For For For 7 Elect Director D.J. Lesar Mgmt For For For 8 Elect Director R.A. Malone Mgmt For For For 9 Elect Director J.L. Martin Mgmt For For For 10 Elect Director D.L. Reed Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Review and Assess Human Rights ShrHldr Against Against For Policies 13 Report on Political Contributions ShrHldr Against Against For 14 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation 15 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Hans Helmerich Mgmt For For For 1.2 Elect Director Paula Marshall Mgmt For For For 1.3 Elect Director Randy A. Foutch Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director N.F. Brady Mgmt For Withhold Against 1.2 Elect Director G.P. Hill Mgmt For For For 1.3 Elect Director T.H. Kean Mgmt For Withhold Against 1.4 Elect Director F.A. Olson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ HUDBAY MINERALS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HBM CUSIP 443628102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Bruce Barraclough as Director Mgmt For For For 1.2 Elect Alan R. Hibben as Director Mgmt For For For 1.3 Elect W. Warren Holmes as Director Mgmt For For For 1.4 Elect John L. Knowles as Director Mgmt For For For 1.5 Elect Alan J. Lenczner as Director Mgmt For For For 1.6 Elect Kenneth G. Stowe as Director Mgmt For For For 1.7 Elect G. Wesley Voorheis as Director Mgmt For For For 2 Fix Number of Directors From Time to Mgmt For For For Time 3 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ HUSKY ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSE CUSIP 448055103 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Victor T.K. Li as Director Mgmt For Withhold Against 1.2 Elect Canning K.N. Fok as Director Mgmt For For For 1.3 Elect Donald Fullerton as Director Mgmt For For For 1.4 Elect Asim Ghosh as Director Mgmt For For For 1.5 Elect Martin J.G. Glynn as Director Mgmt For For For 1.6 Elect Poh Chan Koh as Director Mgmt For For For 1.7 Elect Eva Lee Kwok as Director Mgmt For For For 1.8 Elect Stanley T.L. Kwok as Director Mgmt For For For 1.9 Elect John C.S. Lau as Director Mgmt For For For 1.10 Elect Colin S. Russel as Director Mgmt For For For 1.11 Elect Wayne E. Shaw as Director Mgmt For For For 1.12 Elect William Shurniak as Director Mgmt For For For 1.13 Elect Frank J. Sixt as Director Mgmt For For For 2 Ratify KPMG LLP as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTREPID POTASH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPI CUSIP 46121Y102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Landis Martin Mgmt For Withhold Against 1.2 Elect Director Barth E. Whitham Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITERATION ENERGY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITX CUSIP 46564U104 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Arrangement Mgmt For For For 2 Elect Donald Archibald, Pat Breen, Mgmt For For For Dallas Droppo, James T. Grenon, Michael J. Hibberd, Brian Illing, Gary Peddle and Robert Waters as Directors 3 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ MARATHON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gregory H. Boyce Mgmt For For For 2 Elect Director Clarence P. Cazalot, Mgmt For For For Jr. 3 Elect Director David A. Daberko Mgmt For For For 4 Elect Director William L. Davis Mgmt For For For 5 Elect Director Shirley Ann Jackson Mgmt For For For 6 Elect Director Philip Lader Mgmt For For For 7 Elect Director Charles R. Lee Mgmt For For For 8 Elect Director Michael E. J. Phelps Mgmt For For For 9 Elect Director Dennis H. Reilley Mgmt For For For 10 Elect Director Seth E. Schofield Mgmt For For For 11 Elect Director John W. Snow Mgmt For For For 12 Elect Director Thomas J. Usher Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 15 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ MARINER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ME CUSIP 56845T305 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alan R. Crain, Jr. Mgmt For Withhold Against 1.2 Elect Director John F. Greene Mgmt For Withhold Against 1.3 Elect Director Laura A. Sugg Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank W. Blue Mgmt For For For 1.2 Elect Director Claiborne P. Deming Mgmt For For For 1.3 Elect Director Robert A. Hermes Mgmt For Withhold Against 1.4 Elect Director James V. Kelley Mgmt For For For 1.5 Elect Director R. Madison Murphy Mgmt For Withhold Against 1.6 Elect Director William C. Nolan, Jr. Mgmt For Withhold Against 1.7 Elect Director Neal E. Schmale Mgmt For For For 1.8 Elect Director David J. H. Smith Mgmt For For For 1.9 Elect Directors Caroline G. Theus Mgmt For For For 1.10 Elect Directors David M. Wood Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NABORS INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John V. Lombardi as Director Mgmt For Withhold Against 1.2 Elect James L. Payne as Director Mgmt For Withhold Against 2 Appoint Pricewaterhouse Coopers LLP Mgmt For For For and Authorize Audit Committee of the Board to Fix Their Remuneration 3 Adopt Pay for Superior Performance ShrHldr Against Against For Standard in the Company's Executive Compensation Plan for Senior Executives 4 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation 5 Require Independent Board Chairman ShrHldr Against Against For 6 Declassify the Board of Directors ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ben A. Guill Mgmt For For For 1.2 Elect Director Roger L. Jarvis Mgmt For For For 1.3 Elect Director Eric L. Mattson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lee K. Boothby Mgmt For For For 1.2 Elect Director Philip J. Burguieres Mgmt For For For 1.3 Elect Director Pamela J. Gardner Mgmt For For For 1.4 Elect Director John Randolph Kemp III Mgmt For For For 1.5 Elect Director J. Michael Lacey Mgmt For For For 1.6 Elect Director Joseph H. Netherland Mgmt For For For 1.7 Elect Director Howard H. Newman Mgmt For For For 1.8 Elect Director Thomas G. Ricks Mgmt For For For 1.9 Elect Director Juanita F. Romans Mgmt For For For 1.10 Elect Director C. E. (Chuck) Shultz Mgmt For For For 1.11 Elect Director J. Terry Strange Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Glen A. Barton Mgmt For For For 2 Elect Director Vincent A. Calarco Mgmt For For For 3 Elect Director Joseph A. Carrabba Mgmt For For For 4 Elect Director Noreen Doyle Mgmt For For For 5 Elect Director Veronica M. Hagen Mgmt For For For 6 Elect Director Michael S. Hamson Mgmt For For For 7 Elect Director Richard T. O'Brien Mgmt For For For 8 Elect Director John B. Prescott Mgmt For For For 9 Elect Director Donald C. Roth Mgmt For For For 10 Elect Director James V. Taranik Mgmt For For For 11 Elect Director Simon Thompson Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 14 Require a Majority Vote for the ShrHldr Against Against For Election of Directors - ------------------------------------------------------------------------------------------------------------------ NEXEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NXY CUSIP 65334H102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W.B. Berry as Director Mgmt For For For 1.2 Elect R.G. Bertram as Director Mgmt For For For 1.3 Elect D.G. Flanagan as Director Mgmt For For For 1.4 Elect S.B. Jackson as Director Mgmt For For For 1.5 Elect K.J. Jenkins as Director Mgmt For For For 1.6 Elect A.A. McLellan as Director Mgmt For Withhold Against 1.7 Elect E.P. Newell as Director Mgmt For For For 1.8 Elect T.C. O?Neill as Director Mgmt For For For 1.9 Elect M.F. Romanow as Director Mgmt For For For 1.10 Elect F.M. Saville as Director Mgmt For For For 1.11 Elect J.M. Willson as Director Mgmt For For For 1.12 Elect V.J. Zaleschuk as Director Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H5833N103 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Reelect Michael Cawley as Director Mgmt For For For 1.2 Reelect Gordon Hall as Director Mgmt For For For 1.3 Reelect Jack Little as Director Mgmt For For For 2 Approve Creation of CHF 663.0 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 3 Approve CHF 143.7 Million Reduction Mgmt For For For in Share Capital and Capital Repayment of CHF 0.52 per Share 4 Approve CHF 154.7 Million Reduction Mgmt For For For in Share Capital and Capital Repayment of CHF 0.56 per Share 5 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor 6 Accept Financial Statements and Mgmt For For For Statutory Reports 7 Approve Discharge of Board and Senior Mgmt For For For Management - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H5833N103 10/29/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Gordon T. Hall Mgmt For TNA N/A 1.2 Director Jon A. Marshall Mgmt For TNA N/A 2 Approval Of The Amendment And Mgmt For TNA N/A Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 - ------------------------------------------------------------------------------------------------------------------ NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey L. Berenson Mgmt For For For 2 Elect Director Michael A. Cawley Mgmt For For For 3 Elect Director Edward F. Cox Mgmt For For For 4 Elect Director Charles D. Davidson Mgmt For For For 5 Elect Director Thomas J. Edelman Mgmt For For For 6 Elect Director Eric P. Grubman Mgmt For For For 7 Elect Director Kirby L. Hedrick Mgmt For For For 8 Elect Director Scott D. Urban Mgmt For For For 9 Elect Director William T. Van Kleef Mgmt For For For 10 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629992389 07/21/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Chlebowski Mgmt For N/A N/A 1.2 Elect Director Howard E. Cosgrove Mgmt For N/A N/A 1.3 Elect Director William E. Hantke Mgmt For N/A N/A 1.4 Elect Director Anne C. Schaumburg Mgmt For N/A N/A 2 Amend Omnibus Stock Plan Mgmt For N/A N/A 3 Amend Executive Incentive Bonus Plan Mgmt For N/A N/A 4 Adopt Majority Voting for Uncontested Mgmt For N/A N/A Election of Directors 5 Ratify Auditors Mgmt For N/A N/A 6 Report on Carbon Principles ShrHldr Against N/A N/A 7 Change Size of Board of Directors ShrHldr Against N/A N/A 8 Repeal Amendments Adopted Without ShrHldr Against N/A N/A Stockholder Approval After February 26, 2008 - ------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629992389 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Betsy S. Atkins ShrHldr Against For Against 1.2 Elect Director Ralph E. Faison ShrHldr Against For Against 1.3 Elect Director Coleman Peterson ShrHldr Against For Against 1.4 Elect Director Thomas C. Wajnert ShrHldr Against For Against 2 Change Size of Board of Directors ShrHldr Against For Against 3.1 Elect Director Donald DeFosset ShrHldr Against For Against 3.2 Elect Director Richard H. Koppes ShrHldr Against For Against 3.3 Elect Director John M. Albertine ShrHldr Against For Against 3.4 Elect Director Marjorie L. Bowen ShrHldr Against For Against 3.5 Elect Director Ralph G. Wellington ShrHldr Against For Against 4 Repeal Amendments Adopted Without ShrHldr Against For Against Stockholder Approval After February 26, 2008 5 Amend Omnibus Stock Plan Mgmt For For For 6 Amend Executive Incentive Bonus Plan Mgmt For For For 7 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 8 Ratify Auditors Mgmt For For For 9 Report on Carbon Principles ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Spencer Abraham Mgmt For For For 2 Elect Director John S. Chalsty Mgmt For For For 3 Elect Director Stephen I. Chazen Mgmt For For For 4 Elect Director Edward P. Djerejian Mgmt For For For 5 Elect Director John E. Feick Mgmt For For For 6 Elect Director Carlos M. Gutierrez Mgmt For For For 7 Elect Director Ray R. Irani Mgmt For For For 8 Elect Director Irvin W. Maloney Mgmt For For For 9 Elect Director Avedick B. Poladian Mgmt For For For 10 Elect Director Rodolfo Segovia Mgmt For For For 11 Elect Director Aziz D. Syriani Mgmt For For For 12 Elect Director Rosemary Tomich Mgmt For For For 13 Elect Director Walter L. Weisman Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Limit Executive Compensation ShrHldr Against Against For 18 Require Independent Board Chairman ShrHldr Against Against For 19 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 20 Report on Host Country Social and ShrHldr Against Against For Environmental Laws 21 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 22 Report on Policy for Increasing ShrHldr Against Against For Safety by Reducing Hazardous Substance United Statesge and Re-locating Facilities 23 Double Trigger on Equity Plans ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ PAN ORIENT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS POE CUSIP 69806Y106 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 2 Fix Number of Directors at Six Mgmt For For For 3.1 Elect Director Jeff Chisholm Mgmt For Withhold Against 3.2 Elect Director Michael Hibberd Mgmt For For For 3.3 Elect Director Waleed Jazrawi Mgmt For Withhold Against 3.4 Elect Director Gerald Macey Mgmt For For For 3.5 Elect Director Cameron Taylor Mgmt For For For 3.6 Elect Director Paul Wright Mgmt For For For 4 Re-approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PAN ORIENT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS POE CUSIP 69806Y106 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE MIX ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 2 Fix Number of Directors at Six Mgmt For For For 3.1 Elect Director Jeff Chisholm Mgmt For For For 3.2 Elect Director Michael Hibberd Mgmt For For For 3.3 Elect Director Waleed Jazrawi Mgmt For For For 3.4 Elect Director Gerald Macey Mgmt For For For 3.5 Elect Director Cameron Taylor Mgmt For For For 3.6 Elect Director Paul Wright Mgmt For For For 4 Re-approval of Rolling 10% Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ PARAMOUNT RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS POU CUSIP 699320206 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Clayton Riddell, Dirk Junge, Mgmt For For For Violet Riddell, Alistair Thomson, James Riddell, David Knott, SUnited Statesn Riddell Rose, Bernhard Wylie, John Gorman, John Roy and Thomas Claugus as Directors 2 Ratify Ernst & Young LLP as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Irl F. Engelhardt Mgmt For For For 1.2 Elect Director Michael P. Johnson Mgmt For For For 1.3 Elect Director Robert O. Viets Mgmt For For For 1.4 Elect Director Richard M. Whiting Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory H. Boyce Mgmt For For For 1.2 Elect Director William A. Coley Mgmt For For For 1.3 Elect Director William E. James Mgmt For For For 1.4 Elect Director Robert B. Karn, III Mgmt For For For 1.5 Elect Director M. Frances Keeth Mgmt For For For 1.6 Elect Director Henry E. Lentz Mgmt For For For 1.7 Elect Director Robert A. Malone Mgmt For For For 1.8 Elect Director William C. Rusnack Mgmt For For For 1.9 Elect Director John F. Turner Mgmt For For For 1.10 Elect Director Alan H. Washkowitz Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETROBAKKEN ENERGY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBN CUSIP 71645A109 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian S. Brown as Director Mgmt For For For 1.2 Elect E. Craig Lothian as Director Mgmt For For For 1.3 Elect Corey C. Ruttan as Director Mgmt For For For 1.4 Elect John D. Wright as Director Mgmt For For For 1.5 Elect Martin Hislop as Director Mgmt For For For 1.6 Elect Kenneth R. McKinnon as Director Mgmt For For For 1.7 Elect Dan Themig as Director Mgmt For For For 2 Approve Deloite & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P78331140 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For Abstain Against Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Capital Budget for Upcoming Mgmt For For For Fiscal Year 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors Mgmt For Against Against 5 Elect Board Chairman Mgmt For Against Against 6 Elect Fiscal Council Members Mgmt For Against Against 7 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members 8 Authorize Capitalization of Reserves ShrHldr Against For Against 9 Eliminate Preemptive Rights ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P78331140 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company's Bylaws to Increase Mgmt For For For the Number of Authorized Preferred Shares 2 Amend Company's Bylaws to Increase Mgmt For For For the Number of Authorized Common Shares 3 Amend Company's Bylaws to Include Mgmt For For For Transitory Provision to Issue Shares with or without Preemptive Rights 4 Amend Article 4 of Company's Bylaws Mgmt For For For to Reflect the Changes in its Capital Structure - ------------------------------------------------------------------------------------------------------------------ PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew D. Lundquist Mgmt For For For 1.2 Elect Director Charles E. Ramsey, Jr. Mgmt For For For 1.3 Elect Director Frank A. Risch Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen F. Angel Mgmt For For For 1.2 Elect Director Nance K. Dicciani Mgmt For For For 1.3 Elect Director Edward G. Galante Mgmt For For For 1.4 Elect Director Claire W. Gargalli Mgmt For For For 1.5 Elect Director Ira D. Hall Mgmt For For For 1.6 Elect Director Raymond W. LeBoeuf Mgmt For For For 1.7 Elect Director Larry D. Mcvay Mgmt For For For 1.8 Elect Director Wayne T. Smith Mgmt For For For 1.9 Elect Director Robert L. Wood Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRIDE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDE CUSIP 74153Q102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. B. Brown Mgmt For For For 1.2 Elect Director Kenneth M. Burke Mgmt For For For 1.3 Elect Director Archie W. Dunham Mgmt For For For 1.4 Elect Director David A. Hager Mgmt For For For 1.5 Elect Director Francis S. Kalman Mgmt For For For 1.6 Elect Director Ralph D. McBride Mgmt For For For 1.7 Elect Director Robert G. Phillips Mgmt For For For 1.8 Elect Director Louis A. Raspino Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROGRESS ENERGY RESOURCES CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS PRQ CUSIP 74326Y107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David D. Johnson as Director Mgmt For For For 1.2 Elect Donald F. Archibald as Director Mgmt For For For 1.3 Elect John A. Brussa as Director Mgmt For Withhold Against 1.4 Elect Howard J. Crone as Director Mgmt For For For 1.5 Elect Michael R. Culbert as Director Mgmt For For For 1.6 Elect Brian A. McLachlan as Director Mgmt For For For 1.7 Elect Gary E. Perron as Director Mgmt For For For 1.8 Elect Terrence D. Svarich as Director Mgmt For For For 2 Approve KPMG LLP Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles L. Blackburn Mgmt For For For 2 Elect Director Anthony V. Dub Mgmt For For For 3 Elect Director V. Richard Eales Mgmt For For For 4 Elect Director Allen Finkelson Mgmt For For For 5 Elect Director James M. Funk Mgmt For For For 6 Elect Director Jonathan S. Linker Mgmt For For For 7 Elect Director Kevin S. McCarthy Mgmt For For For 8 Elect Director John H. Pinkerton Mgmt For For For 9 Elect Director Jeffrey L. Ventura Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROWAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDC CUSIP 779382100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William T. Fox III Mgmt For For For 2 Elect Director Sir Graham Hearne Mgmt For For For 3 Elect Director H. E. Lentz Mgmt For For For 4 Elect Director P. Dexter Peacock Mgmt For Against Against 5 Reduce Supermajority Vote Requirement Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect P. Camus as Director Mgmt For For For 1.2 Elect P. Currie as Director Mgmt For For For 1.3 Elect J.S. Gorelick as Director Mgmt For For For 1.4 Elect A. Gould as Director Mgmt For For For 1.5 Elect T. Isaac as Director Mgmt For For For 1.6 Elect K.V. Kamath as Director Mgmt For For For 1.7 Elect N. Kudryavtsev as Director Mgmt For For For 1.8 Elect A. Lajous as Director Mgmt For For For 1.9 Elect M.E. Marks as Director Mgmt For For For 1.10 Elect L.R. Reif as Director Mgmt For For For 1.11 Elect T.I. Sandvold as Director Mgmt For For For 1.12 Elect H. Seydoux as Director Mgmt For For For 2 Adopt and Approve Financials and Mgmt For For For Dividends 3 Approve 2010 Omnibus Stock Incentive Mgmt For For For Plan 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ SEAHAWK DRILLING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAWK CUSIP 81201R107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randall D. Stilley Mgmt For Withhold Against 1.2 Elect Director Stephen A. Snider Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHERN COPPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCCO CUSIP 84265V105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director German Larrea Mgmt For For For Mota-Velasco 1.2 Elect Director Oscar Gonzalez Rocha Mgmt For For For 1.3 Elect Director Emilio Carrillo Gamboa Mgmt For For For 1.4 Elect Director Alfredo Casar Perez Mgmt For For For 1.5 Elect Director Alberto de la Parra Mgmt For For For Zavala 1.6 Elect Director Xavier Garcia de Mgmt For For For Quevedo Topete 1.7 Elect Director Genaro Larrea Mgmt For For For Mota-Velasco 1.8 Elect Director Daniel Muniz Mgmt For For For Quintanilla 1.9 Elect Director Armando Ortega Gomez Mgmt For For For 1.10 Elect Director Luis Manuel Palomino Mgmt For For For Bonilla 1.11 Elect Director Gilberto Perezalonso Mgmt For For For Cifuentes 1.12 Elect Director Juan Rebolledo Gout Mgmt For For For 1.13 Elect Director Carlos Ruiz Sacristan Mgmt For For For 1.14 Elect Director Luis Tellez Kuenzler Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For For 1.2 Elect Director Robert L. Howard Mgmt For For For 1.3 Elect Director Harold M. Korell Mgmt For For For 1.4 Elect Director Vello A. Kuuskraa Mgmt For For For 1.5 Elect Director Kenneth R. Mourton Mgmt For For For 1.6 Elect Director Steven L. Mueller Mgmt For For For 1.7 Elect Director Charles E. Scharlau Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 5 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For Withhold Against 1.2 Elect Director Brian A. Canfield Mgmt For For For 1.3 Elect Director Dominic D'Alessandro Mgmt For For For 1.4 Elect Director John T. Ferguson Mgmt For For For 1.5 Elect Director W. Douglas Ford Mgmt For For For 1.6 Elect Director Richard L. George Mgmt For For For 1.7 Elect Director Paul Haseldonckx Mgmt For For For 1.8 Elect Director John R. Huff Mgmt For For For 1.9 Elect Director Jacques Lamarre Mgmt For For For 1.10 Elect Director Brian F. MacNeill Mgmt For For For 1.11 Elect Director Maureen McCaw Mgmt For For For 1.12 Elect Director Michael W. O'Brien Mgmt For For For 1.13 Elect Director James W. Simpson Mgmt For For For 1.14 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ TALISMAN ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLM CUSIP 87425E103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christiane Bergevin as Director Mgmt For For For 1.2 Elect Donald J. Carty as Director Mgmt For For For 1.3 Elect William R.P. Dalton as Director Mgmt For For For 1.4 Elect Kevin S. Dunne as Director Mgmt For For For 1.5 Elect Harold N. Kvisle as Director Mgmt For For For 1.6 Elect John A. Manzoni as Director Mgmt For For For 1.7 Elect Lisa A. Stewart as Director Mgmt For For For 1.8 Elect Peter W. Tomsett as Director Mgmt For For For 1.9 Elect John D. Watson as Director Mgmt For For For 1.10 Elect Charles R. Williamson as Mgmt For For For Director 1.11 Elect Charles M. Winograd as Director Mgmt For For For 2 Ratify Ernst & Young, LLP as Auditors Mgmt For For For 3 Amend By-Law No.1 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TESCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TESO CUSIP 88157K101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Fred J. Dyment Mgmt For For For 1.2 Elect Director Gary L. Kott Mgmt For For For 1.3 Elect Director R. Vance Milligan Mgmt For For For 1.4 Elect Director Julio M. Quintana Mgmt For For For 1.5 Elect Director John T. Reynolds Mgmt For For For 1.6 Elect Director Norman W. Robertson Mgmt For For For 1.7 Elect Director Michael W. Sutherlin Mgmt For For For 1.8 Elect Director Clifton T. Weatherford Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kathleen B. Cooper Mgmt For For For 2 Elect Director William R. Granberry Mgmt For For For 3 Elect Director William G. Lowrie Mgmt For For For 4 Declassify the Board of Directors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Report on Environmental Impacts of ShrHldr Against Against For Natural Gas Fracturing 8 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F92124100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Christophe Mgmt For Against Against de Margerie Re: Severance Payment 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Reelect Thierry Desmarest as Director Mgmt For For For 8 Reelect Thierry de Rudder as Director Mgmt For For For 9 Elect Gunnar Brock as Director Mgmt For For For 10 Elect Claude Clement as Mgmt For For For Representative of Employee Shareholders to the Board 11 Elect Philippe Marchandise as Mgmt Against For Against Representative of Employee Shareholders to the Board 12 Elect Mohammed Zaki as Representative Mgmt Against For Against of Employee Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For For 14 Reelect KPMG Audit as Auditor Mgmt For For For 15 Ratify Auditex as Alternate Auditor Mgmt For For For 16 Ratify KPMG Audit I.S. as Alternate Mgmt For For For Auditor 17 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion 18 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For For 21 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 22 Amend Article 9 of Bylaws Re: Mutual ShrHldr Against Against For Fund - ------------------------------------------------------------------------------------------------------------------ TRANSOCEAN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP H8817H100 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Omission of Dividends 4 Change Location of Registered Office Mgmt For For For to Steinhausen, Switzerland 5 Approve Creation of CHF 2.5 Billion Mgmt For Against Against Pool of Capital without Preemptive Rights 6 Approve Reduction in Share Capita and Mgmt For For For Repayment of $3.11 per Sharel 7 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities 8.1 Elect Steven Newman as Director Mgmt For For For 8.2 Reelect Thomas Carson as Director Mgmt For For For 8.3 Reelect Robert Sprague as Director Mgmt For For For 8.4 Reelect J. Michael Talbert as Director Mgmt For For For 8.5 Reelect John Whitmire as Director Mgmt For For For 9 Appointment Of Ernst & Young LLP as Mgmt For For For Independent Registered Public Accounting Firm for Fiscal Year 2010 10 Transact Other Business (Voting) Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TRICAN WELL SERVICE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCW CUSIP 895945103 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Eight Mgmt For For For 2.1 Elect Kenneth M. Bagan as Director Mgmt For For For 2.2 Elect G. Allen Brooks as Director Mgmt For For For 2.3 Elect Murray L. Cobbe as Director Mgmt For For For 2.4 Elect Dale M. Dusterhoft as Director Mgmt For For For 2.5 Elect Donald R. Luft as Director Mgmt For For For 2.6 Elect Kevin L. Nugent as Director Mgmt For For For 2.7 Elect Douglas F. Robinson as Director Mgmt For For For 2.8 Elect Gary L. Warren as Director Mgmt For For For 3 Approve KPMG Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 4 Amend Stock Option Plan Mgmt For For For 5 Approve Unallocated Options Under the Mgmt For For For Stock Option Plan 6 Approve Performance Share Unit Plan Mgmt For For For 7 Amend and Restate By-Law Number 1 Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P2605D109 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Nomination of Alternate Member Mgmt For For For of Board of Directors 2 Approve Agreement to Absorb Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba 3 Appoint Domingues e Pinho Contadores Mgmt For For For to Appraise Proposed Merger 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P2605D109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For Abstain Against Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Fiscal Council Members Mgmt For For For 4 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members 5 Authorize Capitalization of Reserves Mgmt For For For 6 Elect Director Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P2605D109 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Mauro Mettrau Carneiro da Mgmt For For For Cunha as Director - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ruben M. Escobedo Mgmt For Against Against 2 Elect Director Bob Marbut Mgmt For For For 3 Elect Director Robert A. Profusek Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Report on Rainforest Sustainability ShrHldr Against Against For 8 Report on Political Contributions ShrHldr Against Against For 9 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 92857W209 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Sir John Bond as Director Mgmt For For For 3 Re-elect John Buchanan as Director Mgmt For For For 4 Re-elect Vittorio Colao as Director Mgmt For For For 5 Elect Michel Combes as Director Mgmt For For For 6 Re-elect Andy Halford as Director Mgmt For For For 7 Re-elect Alan Jebson as Director Mgmt For For For 8 Elect Samuel Jonah as Director Mgmt For For For 9 Re-elect Nick Land as Director Mgmt For For For 10 Re-elect Anne Lauvergeon as Director Mgmt For For For 11 Re-elect Simon Murray as Director Mgmt For For For 12 Elect Stephen Pusey as Director Mgmt For For For 13 Re-elect Luc Vandevelde as Director Mgmt For For For 14 Re-elect Anthony Watson as Director Mgmt For For For 15 Re-elect Philip Yea as Director Mgmt For For For 16 Approve Final Dividend of 5.20 Pence Mgmt For For For Per Ordinary Share 17 Approve Remuneration Report Mgmt For For For 18 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 19 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 20 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 21 Subject to the Passing of Resolution Mgmt For For For 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 22 Authorise 5,200,000,000 Ordinary Mgmt For For For Shares for Market Purchase 23 Adopt New Articles of Association Mgmt For For For 24 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For For For Management 3.1 Reelect Bernard Duroc-Danner as Mgmt For For For Director 3.2 Elect Samuel Bodman as Director Mgmt For For For 3.3 Reelect David Butters as Director Mgmt For For For 3.4 Reelect Nicholas Brady as Director Mgmt For For For 3.5 Reelect William Macauly as Director Mgmt For For For 3.6 Reelect Robert Millard as Director Mgmt For For For 3.7 Reelect Robert Moses as Director Mgmt For For For 3.8 Elect Guilliermo Ortiz as Director Mgmt For For For 3.9 Elect Emyr Parry as Director Mgmt For For For 3.10 Reelect Robert Rayne as Director Mgmt For For For 4 Ratify Ernst & Young LLP as Mgmt For For For Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor 5 Approve Reclassification of CHF 475 Mgmt For For For Million of Legal Reserves to Other Reserves 6 Approve Creation of CHF 439.9 Million Mgmt For For For Pool of Capital without Preemptive Rights 7 Increase Existing Pool of Conditional Mgmt For For For Capital without Preemptive Rights to CHF 439.9 Million 8 Approve Weatherfor International Ltd. Mgmt For For For 2010 Omnibus Incentive Plan for Key Employees 9 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas L. Aller Mgmt For For For 1.2 Elect Director Thomas P. Briggs Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XTO ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XTO CUSIP 98385X106 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Emerging Markets Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ AKBANK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TRAAKBNK91N6 03/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Presiding Council of Meeting Mgmt N/A TNA N/A 2 Receive Financial Statements and Mgmt N/A TNA N/A Statutory Reports (Non-Voting) 3 Approve Financial Statements and Mgmt For TNA N/A Discharge of Board and Auditors 4 Approve Allocation of Income Mgmt For TNA N/A 5 Approve the Appointment of Directors Mgmt For TNA N/A to Fill Vacancies 6 Re-Elect Directors and Approve Their Mgmt For TNA N/A Remuneration 7 Ratify External Auditors for the Mgmt For TNA N/A 2010, 2011 and 2012 Financial Years 8 Authorize Issuance of Bonds and/or Mgmt For TNA N/A Commercial Papers 9 Receive Information on Charitable Mgmt N/A TNA N/A Donations 10 Grant Permission for Board Members to Mgmt For TNA N/A Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose - ------------------------------------------------------------------------------------------------------------------ AYALA LAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PHY0488F1004 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Minutes of the Previous Mgmt For For For Stockholders' Meeting Held on April 1, 2009 2 Approve the Annual Report of Mgmt For For For Management 3 Ratify All Acts and Resolutions of Mgmt For For For the Board of Directors and of the Executive Committee Adopted During the Preceding Year 4.1 Elect Fernando Zobel de Ayala as Mgmt For For For Director 4.2 Elect Jaime Augusto Zobel de Ayala as Mgmt For For For Director 4.3 Elect Antonino T. Aquino as Director Mgmt For For For 4.4 Elect Delfin L. Lazaro as Director Mgmt For For For 4.5 Elect Aurelio R. Montinola III as Mgmt For For For Director 4.6 Elect Mercedita S. Nolledo as Director Mgmt For For For 4.7 Elect Francis G. Estrada as Director Mgmt For For For 4.8 Elect Jaime C. Laya as Director Mgmt For For For 4.9 Elect Oscar S. Reyes as Director Mgmt For For For 5 Elect Sycip Gorres Velayo & Co. as Mgmt For For For Independent Auditors and Fix Their Remuneration 6 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BANCO SANTANDER CHILE TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN CLP1506A1070 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept External Auditor's Reports, Mgmt For For For Annual Report, Financial Statements and External Auditors' Report for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends for CLP 1.37 Per Share 3 Elect External Auditors Mgmt For For For 4 Designate Risk Assessment Companies Mgmt For For For 5 Elect One Principal Director and Mgmt For Abstain Against Alternate 6 Approve Remuneration of Directors Mgmt For For For 7 Receive Directors and Audit Mgmt For For For Committee's Report; Approve Remuneration and Budget ofReceive Directors Committee's Report; Approve Remuneration and Budget of Directors' Committee and Audit Committee 8 Accept Special Auditors' Report Mgmt For For For Regarding Related-Party Transactions 9 Other Business (Voting) Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BANK OF THE PHILIPPINE ISLANDS TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PHY0967S1694 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Call to Order Mgmt N/A N/A N/A 2 Certification of Notice Mgmt N/A N/A N/A 3 Determination and Declaration of Mgmt N/A N/A N/A Quorum 4 Approve Minutes of Previous Annual Mgmt For For For Meeting of the Stockholders on March 31, 2009 5 Approve Annual Report and the Bank's Mgmt For For For Statement of Condition as of Dec. 31, 2009 6 Ratify All Acts During the Past Year Mgmt For For For of the Board of Directors, Executive Committee, and All Other Board and Management Committees and Officers of BPI 7.1 Elect Jaime Augusto Zobel de Ayala II Mgmt For For For as Director 7.2 Elect Aurelio R. Montinola III as Mgmt For For For Director 7.3 Elect Fernando Zobel de Ayala as Mgmt For For For Director 7.4 Elect Gerardo C. Ablaza, Jr. as Mgmt For For For Director 7.5 Elect Romeo L. Bernardo as Director Mgmt For For For 7.6 Elect Chng Sok Hui as Director Mgmt For For For 7.7 Elect Cezar P. Consing as Director Mgmt For For For 7.8 Elect Octavio V. Espiritu as Director Mgmt For For For 7.9 Elect Rebecca G. Fernando as Director Mgmt For For For 7.10 Elect Xavier P. Loinaz as Director Mgmt For For For 7.11 Elect Ma Yuen Lin Annie as Director Mgmt For For For 7.12 Elect Mercedita S. Nolledo as Director Mgmt For For For 7.13 Elect Artemio V. Panganiban as Mgmt For For For Director 7.14 Elect Oscar S. Reyes as Director Mgmt For For For 7.15 Elect Wong Ann Chai as Director Mgmt For For For 8 Appoint External Auditors and Fix Mgmt For For For Their Remuneration 9 Approve Director's Bonus Mgmt For For For 10 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BANK PEKAO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PLPEKAO00016 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Meeting Chairman Mgmt For For For 3 Acknowledge Proper Convening of Mgmt N/A N/A N/A Meeting 4 Elect Members of Vote Counting Mgmt For For For Commission 5 Approve Agenda of Meeting Mgmt For For For 6 Receive Management Board Report on Mgmt N/A N/A N/A Company's Operations in Fiscal 2009 7 Receive Financial Statements Mgmt N/A N/A N/A 8 Receive Management Board Report on Mgmt N/A N/A N/A Group's Operations in Fiscal 2009 9 Receive Consolidated Financial Mgmt N/A N/A N/A Statements 10 Receive Management Board Proposal on Mgmt N/A N/A N/A Allocation of Income 11 Receive Supervisory Board Report Mgmt N/A N/A N/A 12.1 Approve Management Board Report on Mgmt For For For Company's Operations in Fiscal 2009 12.2 Approve Financial Statements Mgmt For For For 12.3 Approve Management Board Report on Mgmt For For For Group's Operations in Fiscal 2009 12.4 Approve Consolidated Financial Mgmt For For For Statements 12.5 Approve Allocation of Income and Mgmt For For For Dividends of PLN 2.90 per Share 12.6 Approve Supervisory Board Report on Mgmt For For For Its Activities in Fiscal 2009 12.7 Approve Discharge of Jerzy Woznicki Mgmt For For For (Supervisory Board Chairman) 12.8 Approve Discharge of Paolo Fiorentino Mgmt For For For (Deputy Chairman of Supervisory Board) 12.9 Approve Discharge of Federico Mgmt For For For Ghizzoni (Deputy Chairman of Supervisory Board) 12.10 Approve Discharge of Pawel Dangel Mgmt For For For (Supervisory Board Member) 12.11 Approve Discharge of Oliver Greene Mgmt For For For (Supervisory Board Member) 12.12 Approve Discharge of Enrico Pavoni Mgmt For For For (Supervisory Board Member) 12.13 Approve Discharge of Leszek Pawlowicz Mgmt For For For (Supervisory Board Member) 12.14 Approve Discharge of Krzysztof Mgmt For For For Pawlowski (Supervisory Board Member) 12.15 Approve Discharge of Fausto Galmarini Mgmt For For For (Supervisory Board Member) 12.16 Approve Discharge of Alicja Mgmt For For For Kornasiewicz (Supervisory Board Member) 12.17 Approve Discharge of Jan Krzysztof Mgmt For For For Bielecki (CEO) 12.18 Approve Discharge of Luigi Lovaglio Mgmt For For For (First Deputy CEO) 12.19 Approve Discharge of Diego Biondo Mgmt For For For (Deputy CEO) 12.2 Approve Discharge of Marco Iannaccone Mgmt For For For (Deputy CEO) 12.21 Approve Discharge of Andrzej Kopyrski Mgmt For For For (Deputy CEO) 12.22 Approve Discharge of Grzegorz Piwowar Mgmt For For For (Deputy CEO) 12.23 Approve Discharge of Marian Wazynski Mgmt For For For (Deputy CEO) 12.24 Approve Discharge of Paolo Iannone Mgmt For For For (Deputy CEO) 12.25 Approve Discharge of Katarzyna Mgmt Against Against For Niezgoda-Walczak 13 Approve Changes in Composition of Mgmt For Abstain Against Supervisory Board 14 Amend Remuneration of Supervisory Mgmt For For For Board Members 15 Ratify KPMG Audyt Sp. z o.o. as Mgmt For For For Auditor 16 Amend Statute Mgmt For For For 17 Authorize Supervisory Board to Mgmt For For For Approve Consolidated Text of Statute 18 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS ADPV12481 08/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 1.00 Per Share Mgmt For For For 3 Reappoint A.K. Gupta as Director Mgmt For For For 4 Reappoint A. Lal as Director Mgmt For For For 5 Reappoint A.B. Ram as Director Mgmt For For For 6 Reappoint N. Kumar as Director Mgmt For For For 7 Approve S.R. Batliboi & Associates as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Appoint K.Y. Quah as Director Mgmt For For For 9 Appoint N. Arora as Director Mgmt For For For 10 Appoint C.E. Ehrlich as Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TREBIMM00018 04/22/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Presiding Mgmt For TNA N/A Council; Authorize Signing of Minutes 2 Receive Statutory Reports Mgmt N/A TNA N/A 3 Accept Financial Statements Mgmt For TNA N/A 4 Approve Allocation of Income Mgmt For TNA N/A 5 Amend Articles to Reflect Changes in Mgmt For TNA N/A Capital 6 Approve Discharge of Board and Mgmt For TNA N/A Auditors 7 Elect Directors and Approve Their Mgmt For TNA N/A Remuneration 8 Appoint Internal Statutory Auditors Mgmt For TNA N/A and Approve Their Remuneration 9 Grant Permission for Board Members to Mgmt For TNA N/A Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information on Charitable Mgmt N/A TNA N/A Donations 11 Receive Information on the Mgmt N/A TNA N/A Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties 12 Ratify External Auditors Mgmt For TNA N/A 13 Close Meeting Mgmt N/A TNA N/A - ------------------------------------------------------------------------------------------------------------------ BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP M2014F102 11/10/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Presiding Mgmt For TNA N/A Council; Authorize Signing of Minutes 2 Approve Interim Dividend Mgmt For TNA N/A 3 Close Meeting N/A N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ BUMIPUTRA-COMMERCE HOLDINGS BHD (FORMERLY COMMERCE ASSET-HOL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1002C102 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change Company Name from Mgmt For For For Bumiputra-Commerce Holdings Bhd to CIMB Group Holdings Bhd - ------------------------------------------------------------------------------------------------------------------ BUSAN BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN KR7005280003 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Dividend of KRW 160 per Share 2.1 Amend Articles of Incorporation Mgmt For For For regarding Model Guidelines for Outside Directors in Banking Sector 2.2 Amend Articles of Incorporation Mgmt For For For regarding Convertible Preferred Share and Redeemable Preferred Share 3 Elect One Inside Director and Three Mgmt For For For Outside Directors (Bundled) 4 Elect Two Members of Audit Committee Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN IL0010824113 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gil Shwed as Director Mgmt For For For 1.2 Elect Marius Nacht as Director Mgmt For For For 1.3 Elect Jerry Ungerman as Director Mgmt For For For 1.4 Elect Dan Propper as Director Mgmt For For For 1.5 Elect David Rubner as Director Mgmt For For For 1.6 Elect Tal Shavit as Director Mgmt For For For 2 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 3 Approve Equity Compensation of CEO Mgmt For For For 3.1 Indicate Personal Interest in Mgmt N/A Against N/A Proposed Agenda Item - ------------------------------------------------------------------------------------------------------------------ CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M22465104 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Gil Shwed Mgmt For Withhold Against 1.2 Director Marius Nacht Mgmt For Withhold Against 1.3 Director Jerry Ungerman Mgmt For Withhold Against 1.4 Director Dan Propper Mgmt For Withhold Against 1.5 Director David Rubner Mgmt For Withhold Against 1.6 Director Tal Shavit Mgmt For Withhold Against 2 Reelection Of Outside Director: Yoav Mgmt For Abstain Against Chelouche 3 Reelection Of Outside Director: Guy Mgmt For Abstain Against Gecht 4 Authorize The Chairman Of The Board Mgmt For Against Against Of Directors To Continue Serving As Chairman Of The Board Of Directors And The Chief Executive Officer For Up To Three Years 5 Ratify The Appointment And Mgmt For For For Compensation Of Check Point's Independent Public Accountants 6 Approve Compensation To Check Point's Mgmt For For For Chief Executive Officer Who Is Also The Chairman Of The Board Of Directors 7 I Am A Controlling Shareholder Mgmt N/A Against N/A 8 I Have A Personal Interest in Item 6 Mgmt N/A Against N/A - ------------------------------------------------------------------------------------------------------------------ CHINA MOBILE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HK0941009539 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of HK$1.458 Mgmt For For For Per Share 3.1 Reelect Li Yue as Director Mgmt For For For 3.2 Reelect Lu Xiangdong as Director Mgmt For For For 3.3 Reelect Xin Fanfei as Director Mgmt For For For 3.4 Reelect Frank Wong Kwong Shing as Mgmt For For For Director 4 Reappoint KMPG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Elect Syed Muhammad Syed Abdul Kadir Mgmt For For For as Director 3 Elect Robert Cheim Dau Meng as Mgmt For For For Director 4 Elect Cezar Peralta Consing as Mgmt For For For Director 5 Elect Glenn Muhammad Surya Yusuf as Mgmt For For For Director 6 Elect Watanan Petersik as Director Mgmt For For For 7 Elect Haidar Mohamed Nor as Director Mgmt For For For 8 Approve Remuneration of Directors in Mgmt For For For the Amount of MYR 90,000 Per Director for the Financial Year Ended Dec. 31, 2009 9 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital - ------------------------------------------------------------------------------------------------------------------ CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Listing of CIMB Share on the Mgmt For For For Stock Exchange of Thailand 2 Approve Bonus Issue of up to 3.6 Mgmt For For For Billion New CIMB Shares on the Basis of One Bonus Share for Every One Existing Share Held 3 Approve Increase in Authorized Share Mgmt For For For Capital from MYR 5 Billion Comprising 5 Billion CIMB Shares to MYR 10 Billion Comprising 10 Billion CIMB Shares - ------------------------------------------------------------------------------------------------------------------ CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Clause 5 of the Memorandum of Mgmt For For For Association and Articles of Association to Reflect Changes in Authorized Share Capital 2 Amend Articles of Association as Set Mgmt For For For Out in Appendix 1 of the Circular to Shareholders Dated April 14, 2010 - ------------------------------------------------------------------------------------------------------------------ CONSORCIO ARA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001161019 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Fiscal Year Ended Dec. 31, 2009 2 Accept Tax Report on Adherence to Mgmt For For For Fiscal Obligations 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors, Board Secretary and Mgmt For Abstain Against Deputy Board Secretary; Approve Their Discharge and Remuneration 5 Elect or Ratify Chairman of Audit Mgmt For Abstain Against Committee 6 Elect or Ratify Chairman of Corporate Mgmt For Abstain Against Practices Committee 7 Set Maximum Aggregate Nominal Amount Mgmt For Abstain Against of Share Repurchase Reserve 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ CONSORCIO ARA, S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P3084R106 10/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Shares Repurchase Report Mgmt For For For 2 Approve Stock Option Plan for Mgmt For For For Company's Executives and Employees 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP320321310 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Proposal to Exchange 100 Mgmt For For For Percent of Shares from the Beer Operations of the Company and/or its Subsidiaries for a Share Participation in Heineken Holdings N.V. and Heineken N.V. 2 Accept Report of Board of Directors Mgmt For For For on Financial Statements and Statutory Reports for Fiscal Year 2009, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report 3 Approve Tax Report on Fiscal Mgmt For For For Obligations 4 Approve Allocation of Income and Mgmt For For For Distribution of Dividends of MXN 0.13 per Series B Shares; MXN 0.16 per Series D Shares; Corresponding to a Total of MXN 0.65 per B Unit and MXN 0.78 per BD Unit 5 Set Aggregate Nominal Share Mgmt For For For Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion 6 Elect Directors and Secretaries, Mgmt For Abstain Against Verify Independence of Directors, and Approve their Remuneration 7 Elect Members and Chairmen of Finance Mgmt For Abstain Against and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 9 Approve Minutes of Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PHARMACEUTICALS LTD. (FRMRLY. GLAXO LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE159A01016 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30 Per Share Mgmt For For For 3 Reappoint R.R. Bajaaj as Director Mgmt For For For 4 Reappoint M.B. Kapadia as Director Mgmt For For For 5 Reappoint R.C. Sequeira as Director Mgmt For For For 6 Approve Price Waterhouse & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint A.M. Nimbalkar as Director Mgmt For For For 8 Approve Increase in Size of Board to Mgmt For For For 15 Directors and Amend Article 124 of the Articles of Association to Reflect Increase in Board Size - ------------------------------------------------------------------------------------------------------------------ GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE047A01013 01/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Between Mgmt For For For Grasim Industries Ltd and Samruddhi Cement Ltd and their Respective Shareholders and Creditors - ------------------------------------------------------------------------------------------------------------------ GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE047A01013 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Amalgamation Mgmt For For For Between Samruddhi Cement Ltd. and UltraTech Cement Ltd. - ------------------------------------------------------------------------------------------------------------------ GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001661018 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Audit Committee's Report Mgmt For For For Regarding Company's Subsidiaries in Accordance with Article 43 of Company Law 1.2 Approve Report on Tax Obligations in Mgmt For For For Accordance with Article 86 of Tax Law 2.1 Approve Increase in Legal Reserves Mgmt For For For 2.2 Set Maximum Nominal Amount of Share Mgmt For For For Repurchase Reserve for Fiscal Year 2010 in Accordance with Art. 56 of Mexican Securities Law; Approve Policy Related to Acquisition of Own Shares 2.3 Approve Net Dividends in the Amount Mgmt For For For of MXN 2.50 per Share to Seires B and BB Shareholders 3.1 Elect/Ratify Directors; Verify Mgmt For For For Independence Classification of Board Members 3.2 Elect/Ratify Chairman of Audit Mgmt For For For Committee 3.3 Elect/Ratify Members to the Different Mgmt For For For Board Committees 3.4 Approve Remuneration of Directors and Mgmt For For For Members of Board Committees 4 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP370711014 02/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Cash Dividends of MXN 0.17 Mgmt For For For Per Share 2 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP370711014 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income Mgmt For For For 3 Approve Dividends of MXN 0.17 Per Mgmt For For For Share 4 Elect Directors; Verify Independence Mgmt For For For of Board Members 5 Approve Remuneration of Directors Mgmt For For For 6 Elect Members of Audit and Corporate Mgmt For For For Practices Committee 7 Present Report on Company's 2009 Mgmt For For For Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Reserve for 2010 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 9 Approve Minutes of Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P49501201 10/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Cash Dividends of MXN 0.18 Mgmt For For For Per Share 2 Approve External Auditor Report Mgmt For For For 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting Mgmt For Abstain Against - ------------------------------------------------------------------------------------------------------------------ HANG LUNG GROUP LIMITED (FM. HANG LUNG DEVELOPMENT CO.). TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y30148111 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Laura Lok Yee Chen as Director Mgmt For Against Against 3.2 Reelect York Liao as Director Mgmt For For For 3.3 Reelect Shang Shing Yin as Director Mgmt For For For 3.4 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3179Z146 09/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 20.00 Per Mgmt For For For Share 3 Reappoint V.P. Malik as Director Mgmt For For For 4 Reappoint B.L. Munjal as Director Mgmt For For For 5 Reappoint S.K. Munjal as Director Mgmt For For For 6 Reappoint T. Nagai as Director Mgmt For For For 7 Approve A.F. Ferguson & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3218E138 07/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm Interim Dividend of INR 3.50 Mgmt For For For Per Share and Approve Final Dividend of INR 4.00 Per Share 3.1 Reappoint H. Manwani as Director Mgmt For For For 3.2 Reappoint D.S. Parekh as Director Mgmt For For For 3.3 Reappoint C.K. Prahalad as Director Mgmt For For For 3.4 Reappoint A. Narayan as Director Mgmt For For For 3.5 Reappoint S. Ramadorai as Director Mgmt For For For 3.6 Reappoint R.A. Mashelkar as Director Mgmt For For For 4 Approve Lovelock & Lewes as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 5 Appoint D. Buch as Director Mgmt For For For 6 Appoint G. Vittal as Director Mgmt For For For 7 Appoint S. Ramamurthy as Director Mgmt For For For 8 Approve Appointment and Remuneration Mgmt For For For of D. Buch, Executive Director 9 Approve Appointment and Remuneration Mgmt For For For of G. Vittal, Executive Director 10 Approve Appointment and Remuneration Mgmt For For For of S. Ramamurthy, Executive Director - ------------------------------------------------------------------------------------------------------------------ HOUSING DEVELOPMENT FINANCE CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y37246157 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30.00 Per Mgmt For For For Share 3 Reappoint S.B. Patel as Director Mgmt For For For 4 Reappoint B.S. Mehta as Director Mgmt For For For 5 Reappoint S.A. Dave as Director Mgmt For For For 6 Approve Deloitte Haskins & Sells as Mgmt For For For Auditors and Branch Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pannell Kerr Forster as Mgmt For For For Branch Auditors and Authorize Board to Fix Their Remuneration 8 Approve Reappointment and Mgmt For For For Remuneration of D.S. Parekh, Chairman and Managing Director 9 Approve Commission Remuneration for Mgmt For For For Non-Executive Directors 10 Authorize Issuance of Warrants Mgmt For For For Convertible into 10.95 Million Equity Shares with Secured Redeemable Non-Convertible Debentures without Preemptive Rights to Qualified Institutional Buyers - ------------------------------------------------------------------------------------------------------------------ ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE090A01013 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Amalgamation of The Mgmt For For For Bank of Rajasthan Ltd. with ICICI Bank Ltd. - ------------------------------------------------------------------------------------------------------------------ ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE090A01013 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend on Preference Shares Mgmt For For For of INR 100 Per Share 3 Approve Dividend on Equity Share of Mgmt For For For INR 12 Per Share 4 Reappoint K.V. Kamath as Director Mgmt For For For 5 Reappoint S. Iyengar as Director Mgmt For For For 6 Approve S.R. Batliboi & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint Branch Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 8 Appoint H. Khusrokhan as Director Mgmt For For For 9 Appoint V. Sridar as Director Mgmt For For For 10 Appoint T. Shah as Director Mgmt For For For 11 Approve Vacancy on the Board Mgmt For For For Resulting from the Retirement of N. Murkumbi as Director 12 Approve Revision in House Rent Mgmt For For For Allowance of C.D. Kochhar, Managing Director and CEO 13 Approve Revision in House Rent Mgmt For For For Allowance of S. Bakhshi, Deputy Managing Director 14 Approve Revision in House Rent Mgmt For For For Allowance of N.S. Kannan, Executive Director and CFO 15 Approve Revision in House Rent Mgmt For For For Allowance of K. Ramkumar, Executive Director 16 Approve Revision in House Rent Mgmt For For For Allowance of S. Chatterjee, Executive Director 17 Appoint R. Sabharwal as Director Mgmt For For For 18 Approve Appointment and Remuneration Mgmt For For For of R. Sabharwal as Executive Director - ------------------------------------------------------------------------------------------------------------------ INFOSYS TECHNOLOGIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE009A01021 06/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of INR 15 Per Mgmt For For For Share 3 Reappoint N.R.N. Murthy as Director Mgmt For For For 4 Reappoint M.G. Subrahmanyam as Mgmt For For For Director 5 Reappoint S. Gopalakrishnan as Mgmt For For For Director 6 Reappoint S.D. Shibulal as Director Mgmt For For For 7 Reappoint T.V.M. Pai as Director Mgmt For For For 8 Approve B.S.R. & Co. as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 9 Approve Reappointment and Mgmt For For For Remuneration of T.V M. Pai as Executive Director 10 Approve Reappointment and Mgmt For For For Remuneration of S. Batni as Executive Director - ------------------------------------------------------------------------------------------------------------------ LOJAS RENNER TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRLRENACNOR1 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors and Approve Their Mgmt For For For Remuneration 4 Elect Fiscal Council Member and Mgmt For For For Approve Their Remuneration - ------------------------------------------------------------------------------------------------------------------ LUKOIL OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN RU0009024277 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report, Financial Mgmt For For For Statements, and Allocation of Income, Including Dividends of RUB 52 per Share 2.1 Elect Vagit Alekperov as Director Mgmt For Against Against 2.2 Elect Igor Belikov as Director Mgmt For Against Against 2.3 Elect Viktor Blazheyev as Director Mgmt For For For 2.4 Elect Donald Evert Wallette as Mgmt For Against Against Director 2.5 Elect Valery Grayfer as Director Mgmt For Against Against 2.6 Elect German Gref as Director Mgmt For For For 2.7 Elect Tatiana Esaulkova as Director Mgmt For Against Against 2.8 Elect Igor Ivanov as Director Mgmt For For For 2.9 Elect Ravil Maganov as Director Mgmt For Against Against 2.10 Elect Sergey Mikhaylov as Director Mgmt For Against Against 2.11 Elect Mark Mobius as Director Mgmt For Against Against 2.12 Elect Aleksandr Shokhin as Director Mgmt For For For 3.1 Elect Lyubov Ivanova as Member of Mgmt For For For Audit Commission 3.2 Elect Pavel Kondratyev as Member of Mgmt For For For Audit Commission 3.3 Elect Vladimir Nikitenko as Member of Mgmt For For For Audit Commission 4.1 Approve Remuneration of Directors Mgmt For For For 4.2 Approve Additional Remuneration for Mgmt For For For Newly-Elected Directors for Their Participation in Conferences and Other Events upon Instructions of Board Chairman; Keep Remuneration Level Unchanged 5.1 Approve Remuneration of Members of Mgmt For For For Audit Commission 5.2 Keep Levels of Remuneration of Mgmt For For For Members of Audit Commission Unchanged 6 Ratify ZAO KPMG as Auditor Mgmt For For For 7 Amend Regulations on General Meetings Mgmt For For For 8.1 Approve Related-Party Transaction Mgmt For For For with OAO Sberbank of Russia Re: Guarantee Agreement 8.2 Approve Related-Party Transaction Mgmt For For For with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations - ------------------------------------------------------------------------------------------------------------------ MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP S4799N114 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended 28 June 2009 2 Re-elect Dods Brand as Director Mgmt For For For 3 Re-elect Zitulele Combi as Director Mgmt For For For 4 Re-elect Guy Hayward as Director Mgmt For For For 5 Re-elect James Hodkinson as Director Mgmt For For For 6 Re-elect Peter Maw as Director Mgmt For For For 7 Approve Non-executive Director Fees Mgmt For For For for the 2010 Financial Year 8 Reappoint Deloitte & Touche as Mgmt For For For Auditors of the Company with Andre Dennis as the Audit Partner 9 Place Authorised but Unissued Shares Mgmt For For For under Control of Directors 10 Authorise Board to Issue Shares for Mgmt For For For Cash up to a Maximum of 5 Percent of Issued Share Capital 11 Authorise Company to Allot and Issue Mgmt For For For 2,000,000 B Convertible, Redeemable, Participating Preference Shares of ZAR 0.01 Each in the Authorised but Unissued Share Capital to the Trustees of the Massmart Black Scarce Skills Trust 12 Approve Increase in the Number of B Mgmt For For For Convertible, Redeemable, Participating Preference Shares that may be Allocated by the Trustees of the Massmart Black Scarce Skills Trust 13 Authorise Repurchase of Up to 15 Mgmt For For For Percent of Issued Share Capital 14 Approve Increase in Authorised Share Mgmt For For For Capital from ZAR 5,400,000 to ZAR 5,420,000 by the Creation of Additional 2,000,000 B Preference Shares 15 Amend Articles of Association Re: B Mgmt For For For Preference Shares - ------------------------------------------------------------------------------------------------------------------ MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRMULTACNOR5 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors Mgmt For Abstain Against 4 Approve Remuneration of Executive Mgmt For For For Officers, Non-Executive Directors - ------------------------------------------------------------------------------------------------------------------ MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRMULTACNOR5 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles re: Fix Board Term Mgmt For Against Against 2 Amend Articles to Reflect Changes in Mgmt For For For Capital - ------------------------------------------------------------------------------------------------------------------ MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P69913104 12/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Solucao Mgmt For For For Imobiliaria Participacoes e Empreendimentos, Industrias Luna, and JPL Empreendimentos 2 Appoint Apsis Consultoria as the Mgmt For For For Independent Firm to Appraise Proposed Absorption 3 Approve Appraisal Reports Mgmt For For For 4 Formalize Absorption Mgmt For For For 5 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ ORGANIZACION SORIANA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP8728U1671 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year 2009; Accept CEO and Board's Opinion Reports; Accept Audit and Corporate Practices Committee Report; Accept Report on Fiscal Obligations 2 Accept Report on Activities Mgmt For For For Undertaken by the Board of Directors 3 Approve Allocation of Income and Mgmt For Abstain Against Dividends of MXN 0.19; Set Aggregate Nominal Amount for Share Repurchase Reserve 4 Elect Directors and Approve their Mgmt For Abstain Against Remuneration 5 Authorize Establishment of Short and Mgmt For For For Long Term Certificate Program with Dual Revolving Character in the Amount of Up to MXN 15 Billion 6 Grant Special Authorities to Indeval Mgmt For Against Against Institucion Para El Deposito de Valores, S.A. de C.V 7 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN CNE1000007Q1 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of the Board of Mgmt For For For Directors 2 Accept Report of the Supervisory Mgmt For For For Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Final Dividends Mgmt For For For 5 Authorize Board to Determine the Mgmt For For For Distribution of Interim Dividends for the Year 2010 6 Reappoint PricewaterhouseCoopers as Mgmt For For For International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Subscription Agreement with Mgmt For Against Against China Petroleum Finance Co., Ltd. and China National Petroleum Corp. 8 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRPETRACNPR6 04/22/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For N/A N/A Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Capital Budget for Upcoming Mgmt For N/A N/A Fiscal Year 3 Approve Allocation of Income and Mgmt For N/A N/A Dividends 4 Elect Directors Mgmt For N/A N/A 5 Elect Board Chairman Mgmt For N/A N/A 6 Elect Fiscal Council Members Mgmt For N/A N/A 7 Approve Remuneration of Executive Mgmt For N/A N/A Officers, Non-Executive Directors, and Fiscal Council Members 8 Authorize Capitalization of Reserves Mgmt For N/A N/A 9 Eliminate Preemptive Rights Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN ID1000057607 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For Abstain Against - ------------------------------------------------------------------------------------------------------------------ PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN ID1000057607 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Financial Mgmt For For For Statements 2 Approve Allocation of Income Mgmt For For For 3 Elect Commissioners and Directors and Mgmt For For For Approve Their Remuneration 4 Appoint Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PTT EXPLORATION & PRODUCTION PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TH0355A10Z04 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acknowledge 2009 Performance Result Mgmt For For For and 2010 Work Plan 2 Approve 2009 Financial Statements Mgmt For For For 3 Approve Dividend of THB 2.68 Per Share Mgmt For For For 4 Approve Office of the Auditor General Mgmt For For For of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Pichai Chunhavajira as Director Mgmt For For For 5.2 Elect Chulasingh Vasantasingh as Mgmt For For For Director 5.3 Elect Sommai Khowkachaporn as Director Mgmt For For For 5.4 Elect Viraphol Jirapraditkul as Mgmt For For For Director 5.5 Elect Pongsvas Svasti as Director Mgmt For For For 6 Approve Remuneration of Directors and Mgmt For For For Sub-Committees - ------------------------------------------------------------------------------------------------------------------ PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1295OO004 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Elect Yeoh Chin Kee as Director Mgmt For For For 3 Elect Abdul Rahman Ibni Sultan Haji Mgmt For For For Ahmad Shah Al-Mustain Billah as Director 4 Elect Teh Hong Piow as Director Mgmt For For For 5 Elect Thong Yaw Hong as Director Mgmt For For For 6 Elect Mohamed Ishak bin Haji Mohamed Mgmt For For For Ariff as Director 7 Approve Remuneration of Directors in Mgmt For For For the Amount of MYR 1.31 Million for the Financial Year Ended Dec. 31, 2009 8 Approve KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued and Paid-up share Capital - ------------------------------------------------------------------------------------------------------------------ RICHTER GEDEON RT TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 0.1 Approve Use of Computerized Voting Mgmt For TNA N/A Machine 0.2 Authorize Company to Produce Sound Mgmt For TNA N/A Recording of Proceedings of Meeting 0.3 Elect Chairman and Other Meeting Mgmt For TNA N/A Officials 1 Approve Board of Directors Report on Mgmt For TNA N/A Company's Operations in Fiscal 2009 2 Receive Auditor's Report Mgmt N/A TNA N/A 3 Receive Supervisory Board Report, Mgmt N/A TNA N/A including Audit Committee Report 4.1 Approve Dividends of HUF 770 per Mgmt For TNA N/A Share (HUF 14.3 billion in Aggregte) 4.2 Approve Allocation of HUF 43 Billion Mgmt For TNA N/A to Reserves 5 Approve Annual Report and Financial Mgmt For TNA N/A Statements 6 Approve Consolidated Board of Mgmt For TNA N/A Directors Report on Richter Group's Operations in Fiscal 2009 Prepared in Accordance with International Accounting Standards 7 Receive Auditor's Report on Mgmt N/A TNA N/A Consolidated Report 8 Receive Supervisory Board Report, Mgmt N/A TNA N/A Including Audit Committee Report on Consolidated Report 9 Approve Consolidated Report Mgmt For TNA N/A 10 Approve Company's Corporate Mgmt For TNA N/A Governance Report 11 Authorize Share Repurchase Program Mgmt For TNA N/A 12.1 Amend Articles of Association Re: Mgmt For TNA N/A Corporate Purpose 12.2 Amend Articles of Association Re: Mgmt For TNA N/A Latest Date of AGM 12.3 Amend Articles of Association Re: Mgmt For TNA N/A Content of Meeting Notices 12.4 Amend Articles of Association Re: Mgmt For TNA N/A Right to Supplement General Meeting Agenda 12.5 Amend Articles of Association Re: Mgmt For TNA N/A Disclosure of Information Prior to General Meeting 12.6 Amend Articles of Association Re: Mgmt For TNA N/A Representation at General Meetings 12.7 Amend Articles to Reflect Changes in Mgmt For TNA N/A Capital 13 Approve Consolidated Text of Statute Mgmt For TNA N/A 14.1 Reelect Christopher William Long as Mgmt For TNA N/A Director 14.2 Reelect Jeno Koltay as Director Mgmt For TNA N/A 14.3 Reelect Istvan Somkuti as Director Mgmt For TNA N/A 14.4 Elect Gabor Gulacsi as Director Mgmt For TNA N/A 14.5 Elect Csaba Lantos as Director Mgmt For TNA N/A 15.1 Approve Remuneration of Members of Mgmt For TNA N/A Board of Directors 15.2 Shareholder Proposal: Approve ShrHldr Against TNA N/A Remuneration of President and Members of Board of Directors 16 Approve Remuneration of Supervisory Mgmt For TNA N/A Board Members 17 Ratify PricewaterhouseCoopers Ltd. as Mgmt For TNA N/A Auditor 18 Approve Auditor's Remuneration Mgmt For TNA N/A 19 Transact Other Business Mgmt For TNA N/A - ------------------------------------------------------------------------------------------------------------------ SHINSEGAE CO. (FORMERLY SHINSEGAE DEPARTMENT STORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN KR7004170007 03/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Dividend of KRW 1250 per Share 2 Amend Articles of Incorporation Mgmt For For For 3 Elect Three Inside Directors and One Mgmt For For For Outside Director 4 Reelect Mun Yeong-Ho as Member of Mgmt For For For Audit Committee 5 Approve Total Remuneration of Inside Mgmt For Against Against Directors and Outside Directors - ------------------------------------------------------------------------------------------------------------------ SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRCRUZACNOR0 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors Mgmt For For For 4 Approve Remuneration of Executive Mgmt For For For Officers and Non-Executive Directors 5 Install Fiscal Council Mgmt For For For 6 Elect Fiscal Council Members and Mgmt For For For Determine Their Remuneration 7 Amend Article 25 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN GB0004082847 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Jamie Dundas as Director Mgmt For For For 5 Re-elect Val Gooding as Director Mgmt For For For 6 Re-elect Rudy Markham as Director Mgmt For For For 7 Re-elect John Peace as Director Mgmt For For For 8 Re-elect Peter Sands as Director Mgmt For For For 9 Re-elect Paul Skinner as Director Mgmt For For For 10 Re-elect Oliver Stocken as Director Mgmt For For For 11 Elect Jaspal Bindra as Director Mgmt For For For 12 Elect Richard Delbridge as Director Mgmt For For For 13 Elect Dr Han Seung-soo as Director Mgmt For For For 14 Elect Simon Lowth as Director Mgmt For For For 15 Elect Mike Rees as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 18 Approve EU Political Donations and Mgmt For For For Expenditure 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 23 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 24 Authorise Market Purchase Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Adopt New Articles of Association Mgmt For For For 27 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 28 Amend Restricted Share Scheme Mgmt For For For 29 Approve Waiver on the Reporting and Mgmt For For For Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Mgmt For For For Requirement to Enter into Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Mgmt For For For Transactions with Temasek - ------------------------------------------------------------------------------------------------------------------ SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HK0019000162 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect P A Johansen as Director Mgmt For For For 2.2 Reelect J R Slosar as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ TAIWAN MOBILE CO., LTD. (FRMLY TAIWAN CELLULAR CORP) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TW0003045001 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2009 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2009 Allocation of Income and Mgmt For For For Dividends 3 Approve Release of Restrictions of Mgmt For For For Competitive Activities of Directors 4 Amend Operating Procedures for Loan Mgmt For For For of Funds to Other Parties and Endorsement and Guarantee 5 Amend Procedures Governing the Mgmt For For For Acquisition or Disposal of Assets - ------------------------------------------------------------------------------------------------------------------ TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TW0002330008 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2009 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2009 Allocation of Income and Mgmt For For For Dividends 3 Amend Articles of Association Mgmt For For For 4 Amend Operating Procedures for Mgmt For For For Derivatives Transactions 5 Transact Other Business Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN LU0156801721 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt For For For Auditors' Reports 2 Accept Consolidated Financial Mgmt For For For Statements for Fiscal 2007, 2008, and 2009 3 Accept Financial Statements for Mgmt For For For Fiscal 2009 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.34 per Share 5 Approve Discharge of Directors Mgmt For For For 6 Reelect Roberto Bonatti, Carlos Mgmt For Abstain Against Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto valsecchi, Amadeo Vazquez y Vazquez, and Guillermo Vogel as Directors (Bundled) 7 Approve Remuneration of Directors Mgmt For For For 8 Approve PricewaterhouseCoopers Mgmt For For For Auditors and Fix Their Remuneration 9 Approve Share Repurchase Program Mgmt For For For 10 Allow Electronic Distribution of Mgmt For For For Company Communications - ------------------------------------------------------------------------------------------------------------------ TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN IL0006290147 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend of NIS 2.50 Mgmt For For For (USD 0.642) Per Share 2 Election Of Director: Mr. Abraham E. Mgmt For For For Cohen 3 Election Of Director: Mr. Amir Elstein Mgmt For For For 4 Election Of Director: Prof. Roger Mgmt For For For Kornberg 5 Election Of Director: Prof. Moshe Many Mgmt For For For 6 Election Of Director: Mr. Dan Propper Mgmt For For For 7 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 8 Approve Stock Option Plan Mgmt For Against Against 9 Approve Compensation of Board Chairman Mgmt For For For 10 Approve Compensation of Director Mgmt For For For 11 Approve Compensation of Director Mgmt For For For 12 Increase Authorized Share Capital Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SIAM CEMENT PUBLIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TH0003010Z04 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2009 Annual Report Mgmt For For For 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 8.50 Per Share 5.1 Elect Chirayu Isarangkun Na Ayuthaya Mgmt For For For as Director 5.2 Elect Kamthon Sindhvananda as Director Mgmt For For For 5.3 Elect Tarrin Nimmanahaeminda as Mgmt For For For Director 5.4 Elect Pramon Sutivong as Director Mgmt For For For 6 Approve KPMG Phoomchai Audit Ltd as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Acknowledge Remuneration of Directors Mgmt For For For and Sub-Committees 8 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TRUWORTHS INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP S8793H130 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Year Ended 28 June 2009 2.1 Re-elect Tony Taylor as Director Mgmt For For For 2.2 Re-elect Edward Parfett as Director Mgmt For For For 2.3 Re-elect Thandi Ndlovu as Director Mgmt For For For 3 Authorise Board to Issue Shares for Mgmt For For For Cash up to a Maximum of 5 Percent of Issued Share Capital 4 Authorise Repurchase of Up to 20 Mgmt For For For Percent of Issued Share Capital 5 Reappoint Ernst & Young Inc as Mgmt For For For Auditors of the Company and Appoint Tina Rookledge as the Individual Registered Auditor who will Undertake the Audit of the Company; Authorise the Audit Committee to Determine Their Remuneration 6.1 Approve Remuneration of Non-Executive Mgmt For For For Chairman For the Year Ended 27 June 2010 6.2 Approve Remuneration of Non-Executive Mgmt For For For Directors For the Year Ended 27 June 2010 6.3 Approve Remuneration of Audit Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 6.4 Approve Remuneration of Audit Mgmt For For For Committee Members For the Year Ended 27 June 2010 6.5 Approve Remuneration of Remuneration Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 6.6 Approve Remuneration of Remuneration Mgmt For For For Committee Members For the Year Ended 27 June 2010 6.7 Approve Remuneration of Risk Mgmt For For For Committee Members For the Year Ended 27 June 2010 6.8 Approve Remuneration of Non-Executive Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 - ------------------------------------------------------------------------------------------------------------------ ULTRAPAR PARTICIPACOES S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRUGPAACNPR5 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Capital Budget for Upcoming Mgmt For For For Fiscal Year 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors and Approve Their Mgmt For For For Remuneration 5 Elect Fiscal Council Members and Mgmt For For For Approve Their Remuneration - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Nomination of Alternate Member Mgmt For Against Against of Board of Directors 2 Approve Agreement to Absorb Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba 3 Appoint Domingues e Pinho Contadores Mgmt For For For to Appraise Proposed Merger 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Fiscal Council Members Mgmt For Abstain Against 4 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members 5 Authorize Capitalization of Reserves Mgmt For For For 6 Elect Director Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Mauro Mettrau Carneiro da Mgmt For For For Cunha as Director - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Real Estate Securities Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ACADIA REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS AKR CUSIP 004239109 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bernstein Mgmt For For For 1.2 Elect Douglas Crocker, II Mgmt For For For 1.3 Elect Lorrence Kellar Mgmt For For For 1.4 Elect Wendy Luscombe Mgmt For For For 1.5 Elect William Spitz Mgmt For For For 1.6 Elect Lee Wielansky Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins, III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Amendment to the 1997 Stock Award and Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 2010 Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANNALY CAPITAL MANAGEMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NLY CUSIP 035710409 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Brady Mgmt For For For 1.2 Elect E. Wayne Nordberg Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANWORTH MORTGAGE ASSET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANH CUSIP 037347101 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For For For 3 Elect Charles Black Mgmt For For For 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APARTMENT INVESTMENT AND MANAGEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIV CUSIP 03748R101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASSOCIATED ESTATES REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEC CUSIP 045604105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Albert Adams Mgmt For For For 1.2 Elect James Delaney Mgmt For For For 1.3 Elect Jeffrey Friedman Mgmt For For For 1.4 Elect Michael Gibbons Mgmt For For For 1.5 Elect Mark Milstein Mgmt For For For 1.6 Elect James Schoff Mgmt For For For 1.7 Elect Richard Schwarz Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For Withhold Against 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Long-Term Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons, III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Edward Lange, Jr. Mgmt For For For 1.4 Elect Christopher McGurk Mgmt For For For 1.5 Elect Matthew Medeiros Mgmt For For For 1.6 Elect Constance Moore Mgmt For For For 1.7 Elect Jeanne Myerson Mgmt For For For 1.8 Elect Jeffrey Pero Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 1.10 Elect Dennis Singleton Mgmt For For For 1.11 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1999 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Board Size Mgmt For For For 2.1 Elect Gordon Arnell Mgmt For For For 2.2 Elect William Cahill Mgmt For For For 2.3 Elect Richard Clark Mgmt For For For 2.4 Elect Jack Cockwell Mgmt For For For 2.5 Elect Roderick Fraser Mgmt For For For 2.6 Elect Paul McFarlane Mgmt For For For 2.7 Elect Allan Olson Mgmt For For For 2.8 Elect Robert Stelzl Mgmt For For For 2.9 Elect Diana Taylor Mgmt For For For 2.10 Elect John E. Zuccotti Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees - ------------------------------------------------------------------------------------------------------------------ CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Jr. Mgmt For For For 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For Withhold Against 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Lebovitz Mgmt For For For 1.2 Elect Kathleen Nelson Mgmt For For For 1.3 Elect Winston Walker Mgmt For For For 1.4 Elect Thomas DeRosa Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CEDAR SHOPPING CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDR CUSIP 150602209 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Burns Mgmt For For For 2 Elect Raghunath Davloor Mgmt For For For 3 Elect Richard Homburg Mgmt For For For 4 Elect Pamela Hootkin Mgmt For For For 5 Elect Everett Miller, III Mgmt For For For 6 Elect Leo Ullman Mgmt For For For 7 Elect Roger Widmann Mgmt For For For 8 Issuance of Common Stock Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COGDELL SPENCER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSA CUSIP 19238U107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Cogdell Mgmt For For For 1.2 Elect Frank Spencer Mgmt For For For 1.3 Elect John Georgius Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Christopher Lee Mgmt For For For 1.6 Elect Richard Neugent Mgmt For For For 1.7 Elect Randolph Smoak Mgmt For For For 1.8 Elect David Lubar Mgmt For For For 1.9 Elect Scott Ransom Mgmt For For For 2 2010 Long Term Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COLONIAL PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CLP CUSIP 195872106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Bailey Mgmt For For For 1.2 Elect M. Miller Gorrie Mgmt For For For 1.3 Elect William Johnson Mgmt For For For 1.4 Elect Glade Knight Mgmt For For For 1.5 Elect James Lowder Mgmt For For For 1.6 Elect Thomas Lowder Mgmt For For For 1.7 Elect Herbert Meisler Mgmt For For For 1.8 Elect Claude Nielsen Mgmt For For For 1.9 Elect Harold Ripps Mgmt For For For 1.10 Elect John Spiegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Douglas Firstenberg Mgmt For For For 1.6 Elect Randall Griffin Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Kenneth Sweet, Jr. Mgmt For For For 1.10 Elect Richard Szafranski Mgmt For For For 1.11 Elect Kenneth Wethe Mgmt For For For 2 Amendment to the 2008 Omnibus Equity Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For For For 1.6 Elect Tripp Hardin Mgmt For For For 1.7 Elect John O'Keeffe Mgmt For For For 1.8 Elect Bruce Warwick Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Elect William Summers, Jr. Mgmt For For For 12 Elect Scott Wolstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Emmett Mgmt For For For 1.2 Elect Jordan Kaplan Mgmt For For For 1.3 Elect Kenneth Panzer Mgmt For For For 1.4 Elect Leslie Bider Mgmt For For For 1.5 Elect Ghebre Mehreteab Mgmt For For For 1.6 Elect Thomas O'Hern Mgmt For For For 1.7 Elect Andrea Rich Mgmt For For For 1.8 Elect William Wilson III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Increase of Authorized Preferred Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Amin Mgmt For For For 1.2 Elect Michael Coke Mgmt For For For 1.3 Elect Lammot du Pont Mgmt For For For 1.4 Elect Thomas Eckert Mgmt For For For 1.5 Elect Hossein Fateh Mgmt For For For 1.6 Elect Frederic Malek Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randall Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barrett Brady Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUITY LIFESTYLE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELS CUSIP 29472R108 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Calian Mgmt For For For 1.2 Elect David Contis Mgmt For For For 1.3 Elect Thomas Dobrowski Mgmt For For For 1.4 Elect Thomas Heneghan Mgmt For For For 1.5 Elect Sheli Rosenberg Mgmt For For For 1.6 Elect Howard Walker Mgmt For For For 1.7 Elect Gary Waterman Mgmt For For For 1.8 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Boone Knox Mgmt For Withhold Against 1.5 Elect John Neal Mgmt For Withhold Against 1.6 Elect David Neithercut Mgmt For Withhold Against 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For Withhold Against 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Guericke Mgmt For For For 1.2 Elect Issie Rabinovitch Mgmt For For For 1.3 Elect Thomas Randlett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EXTRA SPACE STORAGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXR CUSIP 30225T102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Spencer Kirk Mgmt For For For 1.2 Elect Anthony Fanticola Mgmt For For For 1.3 Elect Hugh Horne Mgmt For For For 1.4 Elect Joseph Margolis Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect K. Fred Skousen Mgmt For For For 1.7 Elect Kenneth Woolley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ FIRST POTOMAC REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FPO CUSIP 33610F109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arnold Mgmt For For For 1.2 Elect Richard Chess Mgmt For For For 1.3 Elect Douglas Donatelli Mgmt For For For 1.4 Elect J. Roderick Heller, III Mgmt For For For 1.5 Elect R. Michael McCullough Mgmt For For For 1.6 Elect Alan Merten Mgmt For For For 1.7 Elect Terry Stevens Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST CITY ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCE.A CUSIP 345550107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael P. Esposito, Jr. Mgmt For For For 1.2 Elect Joan K. Shafran Mgmt For Withhold Against 1.3 Elect Louis Stokes Mgmt For Withhold Against 1.4 Elect Stan Ross Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Increase of Preferred Stock Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against to Allow the Board to Make Certain Amendments Without Shareholder Approval 5 Amendment to the 1994 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GAYLORD ENTERTAINMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CUSIP 367905106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glenn Angiolillo Mgmt For For For 1.2 Elect Michael Bender Mgmt For For For 1.3 Elect E. K. Gaylord, II Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect David Johnson Mgmt For For For 1.6 Elect Ellen Levine Mgmt For For For 1.7 Elect Robert Prather, Jr. Mgmt For For For 1.8 Elect Colin Reed Mgmt For For For 1.9 Elect Michael Rose Mgmt For For For 1.10 Elect Michael Roth Mgmt For For For 1.11 Elect Robert Rowling Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy O'Brien Mgmt For For For 1.2 Elect Niles Overly Mgmt For For For 1.3 Elect William Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HERSHA HOSPITALITY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HT CUSIP 427825104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shah Mgmt For For For 1.2 Elect Thomas Capello Mgmt For For For 1.3 Elect Thomas Hutchison III Mgmt For For For 1.4 Elect Donald Landry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ HOME PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HME CUSIP 437306103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect Josh Fidler Mgmt For For For 1.3 Elect Alan Gosule Mgmt For For For 1.4 Elect Leonard Helbig, III Mgmt For For For 1.5 Elect Charles Koch Mgmt For For For 1.6 Elect Nelson Leenhouts Mgmt For For For 1.7 Elect Norman Leenhouts Mgmt For For For 1.8 Elect Edward Pettinella Mgmt For For For 1.9 Elect Paul Smith Mgmt For For For 1.10 Elect Clifford Smith, Jr. Mgmt For For For 1.11 Elect Amy Tait Mgmt For For For 2 Director Deferred Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HRPT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HRP CUSIP 40426W101 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Donelan Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INLAND REAL ESTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRC CUSIP 457461200 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas D'Arcy Mgmt For For For 2 Elect Daniel Goodwin Mgmt For For For 3 Elect Joel Herter Mgmt For For For 4 Elect Heidi Lawton Mgmt For For For 5 Elect Thomas McAuley Mgmt For For For 6 Elect Thomas McWilliams Mgmt For For For 7 Elect Joel Simmons Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVESCO MORTGAGE CAPITAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVR CUSIP 46131B100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Mark Armour Mgmt For For For 2 Elect James S. Balloun Mgmt For For For 3 Elect John S. Day Mgmt For For For 4 Elect Karen Dunn Kelley Mgmt For For For 5 Elect Neil Williams Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ISHARES DJ US REAL ESTATE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287739 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 GEORGE G.C. PARKER Mgmt For Withhold Against 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For Withhold Against 1.4 CHARLES A. HURTY Mgmt For Withhold Against 1.5 JOHN E. KERRIGAN Mgmt For Withhold Against 1.6 ROBERT H. SILVER Mgmt For Withhold Against 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For Withhold Against 1.9 ROBERT S. KAPITO Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ ISHARES DJ US REAL ESTATE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287739 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] - ------------------------------------------------------------------------------------------------------------------ KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Amendment to 2005 Incentive Award Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For Withhold Against 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For Withhold Against 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For For For 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Perkins Mgmt For For For 1.2 Elect Stuart Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Anthony Hayden Mgmt For For For 1.2 Elect M. Leanne Lachman Mgmt For For For 1.3 Elect Stephen Steinour Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For For For 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Coppola Mgmt For For For 2 Elect Edward Coppola Mgmt For For For 3 Elect James Cownie Mgmt For For For 4 Elect Fred Hubbell Mgmt For For For 5 Elect Mason Ross Mgmt For For For 6 Elect William Sexton Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Bernikow Mgmt For For For 1.2 Elect Kenneth Duberstein Mgmt For Withhold Against 1.3 Elect Vincent Tese Mgmt For For For 1.4 Elect Roy Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect Virginia Clarke Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect R. Steven Hamner Mgmt For For For 1.5 Elect Robert Holmes Mgmt For For For 1.6 Elect Sherry Kellett Mgmt For For For 1.7 Elect William McKenzie Mgmt For For For 1.8 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MFA FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFA CUSIP 55272X102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stewart Zimmerman Mgmt For For For 1.2 Elect James Brodsky Mgmt For For For 1.3 Elect Alan Gosule Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MID-AMERICA APARTMENT COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Eric Bolton, Jr. Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For Withhold Against 1.3 Elect John Grinalds Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect W. Reid Sanders Mgmt For For For 1.6 Elect William Sansom Mgmt For Withhold Against 1.7 Elect Philip Norwood Mgmt For For For 1.8 Elect Simon Wadsworth Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect Dennis Gershenson Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NATIONWIDE HEALTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHP CUSIP 638620104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Lowenthal Mgmt For For For 1.2 Elect Stephen Plavin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Revision of Provisions Regarding REIT Mgmt For For For Ownership Limits 4 Grant of Authority to Increase and Mgmt For Against Against Decrease the Number of Authorized Shares - ------------------------------------------------------------------------------------------------------------------ PEBBLEBROOK HOTEL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEB CUSIP 70509V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect Cydney Donnell Mgmt For For For 1.3 Elect Ron Jackson Mgmt For For For 1.4 Elect Martin Nesbitt Mgmt For For For 1.5 Elect Michael Schall Mgmt For For For 1.6 Elect Earl Webb Mgmt For For For 1.7 Elect Laura Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PLUM CREEK TIMBER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCL CUSIP 729251108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rick Holley Mgmt For Against Against 2 Elect Robin Josephs Mgmt For Against Against 3 Elect John McDonald Mgmt For Against Against 4 Elect Robert McLeod Mgmt For Against Against 5 Elect John Morgan, Sr. Mgmt For Against Against 6 Elect Marc Racicot Mgmt For Against Against 7 Elect John Scully Mgmt For Against Against 8 Elect Stephen Tobias Mgmt For Against Against 9 Elect Martin White Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard, III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Lewis Mgmt For For For 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ RAMCO-GERSHENSON PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RPT CUSIP 751452202 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Gershenson Mgmt For For For 1.2 Elect Robert Meister Mgmt For For For 1.3 Elect Michael Ward Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Limitation of Right to Call a Special Mgmt For Against Against Meeting - ------------------------------------------------------------------------------------------------------------------ RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Incentive Stock Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAUL CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BFS CUSIP 804395101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Kelley Mgmt For For For 1.2 Elect Charles Longsworth Mgmt For For For 1.3 Elect Patrick Noonan Mgmt For For For 1.4 Elect B. Francis Saul III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John L. Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Burton III Mgmt For For For 2 Amendment to the 2005 Stock Option Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives - ------------------------------------------------------------------------------------------------------------------ SUNSTONE HOTEL INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHO CUSIP 867892101 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alter Mgmt For For For 1.2 Elect Arthur Buser, Jr. Mgmt For For For 1.3 Elect Lewis Wolff Mgmt For For For 1.4 Elect Z. Jamie Behar Mgmt For For For 1.5 Elect Thomas Lewis Jr. Mgmt For For For 1.6 Elect Keith Locker Mgmt For For For 1.7 Elect Keith Russell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven B.Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Thomas E. Robinson Mgmt For For For 1.6 Elect Allan L. Schuman Mgmt For For For 1.7 Elect Stanley K. Tanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Incentive Award Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TAUBMAN CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCO CUSIP 876664103 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerome Chazen Mgmt For For For 1.2 Elect Craig Hatkoff Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For For For Long-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ U-STORE-IT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS YSI CUSIP 91274F104 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Diefenderfer, III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Harold Haller Mgmt For For For 1.4 Elect Daniel Hurwitz Mgmt For For For 1.5 Elect Dean Jernigan Mgmt For For For 1.6 Elect Marianne Keler Mgmt For For For 1.7 Elect David LaRue Mgmt For For For 1.8 Elect John Remondi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For Withhold Against 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Byrnes Mgmt For For For 1.2 Elect John McDaniel Mgmt For For For 1.3 Elect George McKenzie Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEINGARTEN REALTY INVESTORS TICKER SECURITY ID: MEETING DATE MEETING STATUS WRI CUSIP 948741103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For For For 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2010 Long-term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Utilities Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AYE CUSIP 017361106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Furlong Baldwin Mgmt For For For 1.2 Elect Director Eleanor Baum Mgmt For For For 1.3 Elect Director Paul J. Evanson Mgmt For For For 1.4 Elect Director Cyrus F. Freidheim, Jr Mgmt For For For 1.5 Elect Director Julia L. Johnson Mgmt For For For 1.6 Elect Director Ted J. Kleisner Mgmt For For For 1.7 Elect Director Christopher D. Pappas Mgmt For For For 1.8 Elect Director Steven H. Rice Mgmt For For For 1.9 Elect Director Gunnar E. Sarsten Mgmt For For For 1.10 Elect Director Michael H. Sutton Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ AMERICA MOVIL S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P0280A101 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors for Class L Shares Mgmt For For For 2 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ AMERICA MOVIL, S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P0280A101 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Board to Carry Out Mgmt For Against Against Operations that Represent 20 Percent or More of the Assets of the Consolidated Group, in Compliance with Clause 17 of Company Bylaws and Article 47 of the Mexican Stock E 2 Authorize Board to Ratify and Execute Mgmt For Against Against Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director E. R. Brooks Mgmt For For For 1.2 Elect Director Donald M. Carlton Mgmt For For For 1.3 Elect Director James F. Cordes Mgmt For For For 1.4 Elect Director Ralph D. Crosby, Jr. Mgmt For For For 1.5 Elect Director Linda A. Goodspeed Mgmt For For For 1.6 Elect Director Thomas E. Hoaglin Mgmt For For For 1.7 Elect Director Lester A. Hudson, Jr. Mgmt For For For 1.8 Elect Director Michael G. Morris Mgmt For For For 1.9 Elect Director Lionel L. Nowell III Mgmt For For For 1.10 Elect Director Richard L. Sandor Mgmt For For For 1.11 Elect Director Kathryn D. Sullivan Mgmt For For For 1.12 Elect Director Sara Martinez Tucker Mgmt For For For 1.13 Elect Director John F. Turner Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN STATES WATER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AWR CUSIP 029899101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert F. Kathol Mgmt For For For 1.2 Elect Director Gary F. King Mgmt For For For 1.3 Elect Director Lloyd E. Ross Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director: Raymond P. Dolan Mgmt For For For 1.2 Elect Director: Ronald M. Dykes Mgmt For For For 1.3 Elect Director: Carolyn F. Katz Mgmt For For For 1.4 Elect Director: Gustavo Lara Cantu Mgmt For For For 1.5 Elect Director: Joann A. Reed Mgmt For For For 1.6 Elect Director: Pamela D.a. Reeve Mgmt For For For 1.7 Elect Director: David E. Sharbutt Mgmt For For For 1.8 Elect Director: James D. Taiclet, Jr. Mgmt For For For 1.9 Elect Director: Samme L. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN WATER WORKS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWK CUSIP 030420103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen P. Adik Mgmt For For For 1.2 Elect Director Donald L. Correll Mgmt For For For 1.3 Elect Director Martha Clark Goss Mgmt For For For 1.4 Elect Director Julie A. Dobson Mgmt For For For 1.5 Elect Director Richard R. Grigg Mgmt For For For 1.6 Elect Director Julia L. Johnson Mgmt For For For 1.7 Elect Director George MacKenzie Mgmt For For For 1.8 Elect Director William J. Marrazzo Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AQUA AMERICA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WTR CUSIP 03836W103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard L. Smoot Mgmt For For For 1.2 Elect Director William P. Hankowsky Mgmt For For For 1.3 Elect Director Andrew J. Sordoni, III Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Prepare Sustainability Report ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Randall L. Stephenson Mgmt For For For 2 Elect Director Gilbert F. Amelio Mgmt For For For 3 Elect Director Reuben V. Anderson Mgmt For For For 4 Elect Director James H. Blanchard Mgmt For For For 5 Elect Director Jaime Chico Pardo Mgmt For For For 6 Elect Director James P. Kelly Mgmt For For For 7 Elect Director Jon C. Madonna Mgmt For For For 8 Elect Director Lynn M. Martin Mgmt For For For 9 Elect Director John B. McCoy Mgmt For For For 10 Elect Director Joyce M. Roche Mgmt For For For 11 Elect Director Laura D Andrea Tyson Mgmt For For For 12 Elect Director Patricia P. Upton Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Provide for Cumulative Voting ShrHldr Against Against For 15 Exclude Pension Credits from ShrHldr Against Against For Calculations of Performance-Based Pay 16 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation 17 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ BCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCE CUSIP 05534B760 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director B.K. Allen Mgmt For For For 1.2 Elect Director A. Berard Mgmt For For For 1.3 Elect Director R.A. Brenneman Mgmt For For For 1.4 Elect Director S. Brochu Mgmt For For For 1.5 Elect Director R.E. Brown Mgmt For For For 1.6 Elect Director G.A. Cope Mgmt For For For 1.7 Elect Director A.S. Fell Mgmt For For For 1.8 Elect Director D. Soble Kaufman Mgmt For For For 1.9 Elect Director B.M. Levitt Mgmt For For For 1.10 Elect Director E.C. Lumley Mgmt For For For 1.11 Elect Director T.C. O'Neill Mgmt For For For 1.12 Elect Director P.R. Weiss Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors 3 Advisory Vote on Executive Mgmt For For For Compensation Approach - ------------------------------------------------------------------------------------------------------------------ CABOT OIL & GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COG CUSIP 127097103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David M. Carmichael Mgmt For For For 1.2 Elect Director Robert L. Keiser Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Report on Environmental Impacts of ShrHldr Against Against For Natural Gas Fracturing - ------------------------------------------------------------------------------------------------------------------ CALIFORNIA WATER SERVICE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CWT CUSIP 130788102 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas M. Brown Mgmt For For For 1.2 Elect Director Robert W. Foy Mgmt For For For 1.3 Elect Director Edwin A. Guiles Mgmt For For For 1.4 Elect Director Edward D. Harris, Jr. Mgmt For For For 1.5 Elect Director Bonnie G. Hill Mgmt For For For 1.6 Elect Director Richard P. Magnuson Mgmt For For For 1.7 Elect Director Linda R. Meier Mgmt For For For 1.8 Elect Director Peter C. Nelson Mgmt For For For 1.9 Elect Director George A. Vera Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CALPINE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPN CUSIP 131347304 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank Cassidy Mgmt For For For 1.2 Elect Director Jack A. Fusco Mgmt For For For 1.3 Elect Director Robert C. Hinckley Mgmt For For For 1.4 Elect Director David C. Merritt Mgmt For For For 1.5 Elect Director W. Benjamin Moreland Mgmt For For For 1.6 Elect Director Robert A. Mosbacher, Mgmt For For For Jr. 1.7 Elect Director Denise M. O'Leary Mgmt For For For 1.8 Elect Director William J. Patterson Mgmt For For For 1.9 Elect Director J. Stuart Ryan Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Non-Employee Director Mgmt For For For Restricted Stock Plan 4 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CELLCOM ISRAEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP M2196U109 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ami Erel as Director Mgmt For For For 1.2 Elect Shay Livnat as Director Mgmt For For For 1.3 Elect Ranaan Cohen as Director Mgmt For For For 1.4 Elect Avraham Bigger as Director Mgmt For For For 1.5 Elect Rafi Bisker as Director Mgmt For For For 1.6 Elect Shlomo Waxe as Director Mgmt For For For 1.7 Elect Haim Gavrieli as Director Mgmt For For For 1.8 Elect Ari Bronshtein as Director Mgmt For For For 1.9 Elect Tal Raz as Director Mgmt For For For 2.1 Elect Ronit Baytel as External Mgmt For For For Director 2.2 Elect Joseph Barnea as External Mgmt For For For Director 3 Ratify Somekh Chaikin as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTERPOINT ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNP CUSIP 15189T107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Donald R. Campbell Mgmt For For For 2 Elect Director Milton Carroll Mgmt For For For 3 Elect Director Derrill Cody Mgmt For For For 4 Elect Director Michael P. Johnson Mgmt For For For 5 Elect Director David M. McClanahan Mgmt For For For 6 Elect Director Robert T. O Connell Mgmt For For For 7 Elect Director SUnited Statesn O. Mgmt For For For Rheney 8 Elect Director R.A. Walker Mgmt For For For 9 Elect Director Peter S. Wareing Mgmt For For For 10 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTURYTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Bruce Hanks Mgmt For For For 1.2 Elect Director C. G. Melville, Jr. Mgmt For For For 1.3 Elect Director William A. Owens Mgmt For For For 1.4 Elect Director Glen F. Post, III Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For 4 Approve Executive Incentive Bonus Plan Mgmt For For For 5 Report on Internet Network Management ShrHldr Against Against For Practices Regarding Privacy and Freedom of Expression 6 Limit Executive Compensation ShrHldr Against Against For 7 Stock Retention/Holding Period ShrHldr Against Against For 8 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sherian G. Cadoria Mgmt For For For 1.2 Elect Director Richard B. Crowell Mgmt For For For 1.3 Elect Director Michael H. Madison Mgmt For For For 1.4 Elect Director W.l. Westbrook Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors ShrHldr N/A For N/A - ------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merribel S. Ayres Mgmt For For For 1.2 Elect Director Jon E. Barfield Mgmt For For For 1.3 Elect Director Stephen E. Ewing Mgmt For Withhold Against 1.4 Elect Director Richard M. Gabrys Mgmt For For For 1.5 Elect Director David W. Joos Mgmt For For For 1.6 Elect Director Philip R. Lochner, Jr Mgmt For Withhold Against 1.7 Elect Director Michael T. Monahan Mgmt For Withhold Against 1.8 Elect Director John G. Russell Mgmt For For For 1.9 Elect addressStreetDirector Kenneth Mgmt For For For L. Way 1.10 Elect Director John B. Yasinsky Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Adopt Quantitative GHG Goals for ShrHldr Against For Against Products and Operations 4 Report on Coal Combustion Waste ShrHldr Against For Against Hazard and Risk Mitigation Efforts - ------------------------------------------------------------------------------------------------------------------ CONSOLIDATED EDISON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ED CUSIP 209115104 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kevin Burke Mgmt For For For 2 Elect Director Vincent A. Calarco Mgmt For For For 3 Elect Director George Campbell, Jr. Mgmt For Against Against 4 Elect Director Gordon J. Davis Mgmt For For For 5 Elect Director Michael J. Del Giudice Mgmt For For For 6 Elect Director Ellen V. Futter Mgmt For For For 7 Elect Director John F. Hennessy, III Mgmt For For For 8 Elect Director Sally Hernandez Mgmt For For For 9 Elect Director John F. Killian Mgmt For For For 10 Elect Director Eugene R. McGrath Mgmt For For For 11 Elect Director Michael W. Ranger Mgmt For For For 12 Elect Director L. Frederick Sutherland Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Increase Disclosure of Executive ShrHldr Against Against For Compensation - ------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEG CUSIP 210371100 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Yves C. de Balmann Mgmt For For For 2 Elect Director Ann C. Berzin Mgmt For For For 3 Elect Director James T. Brady Mgmt For For For 4 Elect Director Daniel Camus Mgmt For For For 5 Elect Director James R. Curtiss Mgmt For For For 6 Elect Director Freeman A. Hrabowski, Mgmt For For For III 7 Elect Director Nancy Lampton Mgmt For For For 8 Elect Director Robert J. Lawless Mgmt For For For 9 Elect Director Mayo A. Shattuck, III Mgmt For For For 10 Elect Director John L. Skolds Mgmt For For For 11 Elect Director Michael D. Sullivan Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Amend Omnibus Stock Plan Mgmt For For For 14 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ CPFL ENERGIA S A TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P3179C105 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For Abstain Against Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors Mgmt For Against Against 4 Elect Fiscal Council Members Mgmt For For For 5 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors 6 Approve Remuneration of Fiscal Mgmt For For For Council Members 7 Assess Proposed Absorption of Mgmt For For For Subsidiaries 8 Ratify Hirashima & Associados Mgmt For For For Consultoria em Transacoes Societarias Ltda and Hirashima & Associados as the Appraisers for the Absorptions 9 Approve Appraisal Reports Mgmt For For For 10 Approve Absorption Agreements Mgmt For For For 11 Approve Increase in Share Capital Mgmt For For For Following Proposed Absorptions 12 Amend Articles to Reflect Changes in Mgmt For For For Capital - ------------------------------------------------------------------------------------------------------------------ CPFL ENERGIA S A TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 126153105 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Absorbtion of Seven Mgmt For For For Subsidiaries 2 Ratify Hirashima And Associados Mgmt For For For Consultoria em Transacoes Societarias Ltd. Approve Proposed Absorption 3 Approve Appraisal Report Mentioned in Mgmt For For For Item II 4 Approve Absortion Agreement Mgmt For For For 5 Increased Share Capital Following Mgmt For For For Proposed Absortion 6 Amend Article 5 to Reflect Change in Mgmt For For For Capital - ------------------------------------------------------------------------------------------------------------------ CROWN CASTLE INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCI CUSIP 228227104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward C. Hutcheson, Jr Mgmt For For For 1.2 Elect Director J. Landis Martin Mgmt For For For 1.3 Elect Director W. Benjamin Moreland Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Richels Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ DOMINION RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS D CUSIP 25746U109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William P. Barr Mgmt For For For 1.2 Elect Director Peter W. Brown Mgmt For For For 1.3 Elect Director George A. Davidson, Jr. Mgmt For For For 1.4 Elect Director Thomas F. Farrell II Mgmt For For For 1.5 Elect Director John W. Harris Mgmt For For For 1.6 Elect Director Robert S. Jepson, Jr. Mgmt For For For 1.7 Elect Director Mark J. Kington Mgmt For For For 1.8 Elect Director Margaret A. McKenna Mgmt For For For 1.9 Elect Director Frank S. Royal Mgmt For For For 1.10 Elect Director Robert H. Spilman, Jr. Mgmt For For For 1.11 Elect Director David A. Wollard Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Reduce Supermajority Vote Requirement Mgmt For For For 4 Reduce Supermajority Vote Requirement Mgmt For For For 5 Reduce Supermajority Vote Requirement Mgmt For For For 6 Reduce Supermajority Vote Requirement Mgmt For For For 7 Amend Quorum Requirements Mgmt For For For 8 Adopt Renewable Energy Production Goal ShrHldr Against Against For 9 Stop Construction of Nuclear Reactor ShrHldr Against Against For at North Anna Facility 10 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert D. Biggs Mgmt For For For 1.2 Elect Director Pamela B. Morris Mgmt For For For 1.3 Elect Director Ned J. Sifferlen Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DUKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William Barnet, III Mgmt For For For 1.2 Elect Director G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Director Michael G. Browning Mgmt For For For 1.4 Elect Director Daniel R. DiMicco Mgmt For For For 1.5 Elect Director John H. Forsgren Mgmt For For For 1.6 Elect Director Ann Maynard Gray Mgmt For For For 1.7 Elect Director James H. Hance, Jr. Mgmt For For For 1.8 Elect Director E. James Reinsch Mgmt For For For 1.9 Elect Director James T. Rhodes Mgmt For For For 1.10 Elect Director James E. Rogers Mgmt For For For 1.11 Elect Director Philip R. Sharp Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Report on Global Warming Lobbying ShrHldr Against Against For Activities 5 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 6 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jagjeet S. Bindra Mgmt For For For 1.2 Elect Director Vanessa C.L. Chang Mgmt For For For 1.3 Elect Director France A. Cordova Mgmt For For For 1.4 Elect Director Theodore F. Craver, Jr. Mgmt For For For 1.5 Elect Director Charles B. Curtis Mgmt For For For 1.6 Elect Director Bradford M. Freeman Mgmt For For For 1.7 Elect Director Luis G. Nogales Mgmt For For For 1.8 Elect Director Ronald L. Olson Mgmt For For For 1.9 Elect Director James M. Rosser Mgmt For For For 1.10 Elect Director Richard T. Schlosberg, Mgmt For For For III 1.11 Elect Director Thomas C. Sutton Mgmt For For For 1.12 Elect Director Brett White Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen D. Ban Mgmt For For For 1.2 Elect Director Julian W. Banton Mgmt For For For 1.3 Elect Director T. Michael Goodrich Mgmt For For For 2 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Maureen Scannell Mgmt For For For Bateman 2 Elect Director W. Frank Blount Mgmt For For For 3 Elect Director Gary W. Edwards Mgmt For For For 4 Elect Director Alexis M. Herman Mgmt For For For 5 Elect Director Donald C. Hintz Mgmt For For For 6 Elect Director J. Wayne Leonard Mgmt For For For 7 Elect Director Stuart L. Levenick Mgmt For For For 8 Elect Director Stewart C. Myers Mgmt For For For 9 Elect Director James R. Nichols Mgmt For For For 10 Elect Director William A. Percy, II Mgmt For For For 11 Elect Director W.J. Tauzin Mgmt For For For 12 Elect Director Steven V. Wilkinson Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director George A. Alcorn Mgmt For For For 2 Elect Director Charles R. Crisp Mgmt For For For 3 Elect Director James C. Day Mgmt For For For 4 Elect Director Mark G. Papa Mgmt For For For 5 Elect Director H. Leighton Steward Mgmt For For For 6 Elect Director Donald F. Textor Mgmt For For For 7 Elect Director Frank G. Wisner Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 11 Amend Executive Incentive Bonus Plan Mgmt For For For 12 Report on Environmental Impacts of ShrHldr Against Against For Natural Gas Fracturing 13 Stock Retention/Holding Period ShrHldr Against Against For 14 Double Trigger on Equity Plans ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ EQT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Vicky A. Bailey Mgmt For For For 1.2 Elect Director Murry S. Gerber Mgmt For For For 1.3 Elect Director George L. Miles, Jr. Mgmt For For For 1.4 Elect Director James W. Whalen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 4 Prepare Sustainability Report ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ EQUINIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQIX CUSIP 29444U502 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven T. Clontz Mgmt For For For 1.2 Elect Director Gary F. Hromadko Mgmt For For For 1.3 Elect Director Scott G. Kriens Mgmt For For For 1.4 Elect Director William K. Luby Mgmt For For For 1.5 Elect Director Irving F. Lyons, III Mgmt For For For 1.6 Elect Director Christopher B. Paisley Mgmt For For For 1.7 Elect Director Stephen M. Smith Mgmt For For For 1.8 Elect Director Peter F. Van Camp Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John A. Canning, Jr. Mgmt For For For 2 Elect Director M. Walter D'Alessio Mgmt For For For 3 Elect Director Nicholas DeBenedictis Mgmt For For For 4 Elect Director Bruce DeMars Mgmt For For For 5 Elect Director Nelson A. Diaz Mgmt For For For 6 Elect Director Sue L. Gin Mgmt For For For 7 Elect Director Rosemarie B. Greco Mgmt For For For 8 Elect Director Paul L. Joskow Mgmt For For For 9 Elect Director Richard W. Mies Mgmt For For For 10 Elect Director John M. Palms Mgmt For For For 11 Elect Director William C. Richardson Mgmt For For For 12 Elect Director Thomas J. Ridge Mgmt For For For 13 Elect Director John W. Rogers, Jr. Mgmt For For For 14 Elect Director John W. Rowe Mgmt For For For 15 Elect Director Stephen D. Steinour Mgmt For For For 16 Elect Director Don Thompson Mgmt For For For 17 Approve Omnibus Stock Plan Mgmt For For For 18 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul T. Addison Mgmt For Withhold Against 1.2 Elect Director Anthony J. Alexander Mgmt For Withhold Against 1.3 Elect Director Michael J. Anderson Mgmt For Withhold Against 1.4 Elect Director Carol A. Cartwright Mgmt For Withhold Against 1.5 Elect Director William T. Cottle Mgmt For Withhold Against 1.6 Elect Director Robert B. Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Director Ernest J. Novak, Jr. Mgmt For Withhold Against 1.8 Elect Director Catherine A. Rein Mgmt For Withhold Against 1.9 Elect Director George M. Smart Mgmt For Withhold Against 1.10 Elect Director Wes M. Taylor Mgmt For Withhold Against 1.11 Elect Director Jesse T. Williams, Sr. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Bylaws-- Call Special Meetings ShrHldr Against Against For 4 Stock Retention/Holding Period ShrHldr Against Against For 5 Provide Right to Act by Written ShrHldr Against For Against Consent 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ------------------------------------------------------------------------------------------------------------------ FPL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sherry S. Barrat Mgmt For For For 1.2 Elect Director Robert M. Beall, II Mgmt For For For 1.3 Elect Director J. Hyatt Brown Mgmt For For For 1.4 Elect Director James L. Camaren Mgmt For For For 1.5 Elect Director J. Brian Ferguson Mgmt For For For 1.6 Elect Director Lewis Hay, III Mgmt For For For 1.7 Elect Director Toni Jennings Mgmt For For For 1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For For 1.9 Elect Director Rudy E. Schupp Mgmt For For For 1.10 Elect Director William H. Swanson Mgmt For For For 1.11 Elect Director Michael H. Thaman Mgmt For For For 1.12 Elect Director Hansel E. Tookes, II Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITC HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITC CUSIP 465685105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward G. Jepsen Mgmt For For For 1.2 Elect Director Richard D. McLellan Mgmt For For For 1.3 Elect Director William J. Museler Mgmt For For For 1.4 Elect Director Hazel R. O'Leary Mgmt For For For 1.5 Elect Director Gordon Bennett Mgmt For For For Stewart, III 1.6 Elect Director Lee C. Stewart Mgmt For For For 1.7 Elect Director Joseph L. Welch Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEW JERSEY RESOURCES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NJR CUSIP 646025106 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence R. Codey Mgmt For For For 1.2 Elect Director Laurence M. Downes Mgmt For For For 1.3 Elect Director Robert B. Evans Mgmt For For For 1.4 Elect Director Alfred C. Koeppe Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven P. Dussek Mgmt For For For 1.2 Elect Director Donald Guthrie Mgmt For For For 1.3 Elect Director Steven M. Shindler Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard H. Booth Mgmt For For For 1.2 Elect Director John S. Clarkeson Mgmt For For For 1.3 Elect Director Cotton M. Cleveland Mgmt For For For 1.4 Elect Director Sanford Cloud, Jr. Mgmt For For For 1.5 Elect Director E. Gail De Planque Mgmt For For For 1.6 Elect Director John G. Graham Mgmt For For For 1.7 Elect Director Elizabeth T. Kennan Mgmt For For For 1.8 Elect Director Kenneth R. Leibler Mgmt For For For 1.9 Elect Director Robert E. Patricelli Mgmt For For For 1.10 Elect Director Charles W. Shivery Mgmt For For For 1.11 Elect Director John F. Swope Mgmt For For For 1.12 Elect Director Dennis R. Wraase Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NSTAR TICKER SECURITY ID: MEETING DATE MEETING STATUS NST CUSIP 67019E107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gary L. Countryman Mgmt For For For 2 Elect Director James S. DiStasio Mgmt For For For 3 Elect Director Thomas J. May Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian J. Kennedy Mgmt For For For 1.2 Elect Director John F. O'Reilly Mgmt For For For 1.3 Elect Director Michael W. Yackira Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For 4 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ ORMAT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORA CUSIP 686688102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lucien Bronicki Mgmt For For For 1.2 Elect Director Dan Falk Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas R. Fuller Mgmt For For For 1.2 Elect Director Robert G. Raynolds Mgmt For For For 1.3 Elect Director Stephen P. Smiley Mgmt For For For 1.4 Elect Director Christopher A. Viggiano Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PG&E CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCG CUSIP 69331C108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David R. Andrews Mgmt For For For 2 Elect Director Lewis Chew Mgmt For For For 3 Elect Director C. Lee Cox Mgmt For For For 4 Elect Director Peter A. Darbee Mgmt For For For 5 Elect Director Maryellen C. Herringer Mgmt For Against Against 6 Elect Director Roger H. Kimmel Mgmt For For For 7 Elect Director Richard A. Meserve Mgmt For For For 8 Elect Director Forrest E. Miller Mgmt For For For 9 Elect Director Rosendo G. Parra Mgmt For For For 10 Elect Director Barbara L. Rambo Mgmt For For For 11 Elect Director Barry Lawson Williams Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Amend Omnibus Stock Plan Mgmt For For For 15 Require Independent Board Chairman ShrHldr Against Against For 16 Limits for Directors Involved with ShrHldr Against Against For Bankruptcy 17 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward N. Basha, Jr. Mgmt For For For 1.2 Elect Director Donald E. Brandt Mgmt For For For 1.3 Elect Director SUnited Statesn Mgmt For For For Clark-Johnson 1.4 Elect Director Denis A. Cortese Mgmt For For For 1.5 Elect Director Michael L. Gallagher Mgmt For Withhold Against 1.6 Elect Director Pamela Grant Mgmt For For For 1.7 Elect Director Roy A. Herberger, Jr. Mgmt For For For 1.8 Elect Director Humberto S. Lopez Mgmt For For For 1.9 Elect Director Kathryn L. Munro Mgmt For Withhold Against 1.10 Elect Director Bruce J. Nordstrom Mgmt For For For 1.11 Elect Director W. Douglas Parker Mgmt For For For 2 Provide Right to Call Special Meeting Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart E. Graham Mgmt For For For 1.2 Elect Director Stuart Heydt Mgmt For For For 1.3 Elect Director Craig A. Rogerson Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 5 Require a Majority Vote for the ShrHldr Against Against For Election of Directors - ------------------------------------------------------------------------------------------------------------------ PROGRESS ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGN CUSIP 743263105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John D. Baker, II Mgmt For For For 2 Elect Director James E. Bostic, Jr. Mgmt For For For 3 Elect Director Harris E. DeLoach, Jr. Mgmt For For For 4 Elect Director James B. Hyler, Jr. Mgmt For For For 5 Elect Director William D. Johnson Mgmt For For For 6 Elect Director Robert W. Jones Mgmt For For For 7 Elect Director W. Steven Jones Mgmt For For For 8 Elect Director Melquiades R. Martinez Mgmt For For For 9 Elect Director E. Marie McKee Mgmt For For For 10 Elect Director John H. Mullin, III Mgmt For For For 11 Elect Director Charles W. Pryor, Jr. Mgmt For For For 12 Elect Director Carlos A. Saladrigas Mgmt For For For 13 Elect Director Theresa M. Stone Mgmt For For For 14 Elect Director Alfred C. Tollison, Jr. Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Albert R. Gamper, Jr. Mgmt For For For 2 Elect Director Conrad K. Harper Mgmt For For For 3 Elect Director William V. Hickey Mgmt For For For 4 Elect Director Ralph Izzo Mgmt For For For 5 Elect Director Shirley Ann Jackson Mgmt For For For 6 Elect Director David Lilley Mgmt For For For 7 Elect Director Thomas A. Renyi Mgmt For For For 8 Elect Director Hak Cheol Shin Mgmt For For For 9 Elect Director Richard J. Swift Mgmt For For For 10 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Teresa Beck Mgmt For For For 1.2 Elect Director R.d. Cash Mgmt For For For 1.3 Elect Director James A. Harmon Mgmt For For For 1.4 Elect Director Robert E. McKee Mgmt For For For 1.5 Elect Director Gary G. Michael Mgmt For For For 1.6 Elect Director Charles B. Stanley Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Plan Mgmt For For For 6 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edward A. Mueller Mgmt For For For 2 Elect Director Charles L. Biggs Mgmt For For For 3 Elect Director K. Dane Brooksher Mgmt For For For 4 Elect Director Peter S. Hellman Mgmt For For For 5 Elect Director R. David Hoover Mgmt For For For 6 Elect Director Patrick J. Martin Mgmt For For For 7 Elect Director Caroline Matthews Mgmt For For For 8 Elect Director Wayne W. Murdy Mgmt For For For 9 Elect Director Jan L. Murley Mgmt For For For 10 Elect Director Michael J. Roberts Mgmt For For For 11 Elect Director James A. Unruh Mgmt For For For 12 Elect Director Anthony Welters Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 15 Performance-Based Equity Awards ShrHldr Against Against For 16 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation 17 Require Independent Board Chairman ShrHldr Against Against For 18 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles L. Blackburn Mgmt For For For 2 Elect Director Anthony V. Dub Mgmt For For For 3 Elect Director V. Richard Eales Mgmt For For For 4 Elect Director Allen Finkelson Mgmt For For For 5 Elect Director James M. Funk Mgmt For For For 6 Elect Director Jonathan S. Linker Mgmt For For For 7 Elect Director Kevin S. McCarthy Mgmt For For For 8 Elect Director John H. Pinkerton Mgmt For For For 9 Elect Director Jeffrey L. Ventura Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RRI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RRI CUSIP 74971X107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director E. William Barnett Mgmt For For For 2 Elect Director Mark M. Jacobs Mgmt For For For 3 Elect Director Steven L. Miller Mgmt For For For 4 Elect Director Laree E. Perez Mgmt For For For 5 Elect Director Evan J. Silverstein Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SBA COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George R. Krouse, Jr. Mgmt For For For 1.2 Elect Director Kevin L. Beebe Mgmt For For For 1.3 Elect Director Jack Langer Mgmt For For For 1.4 Elect Director Jeffrey A. Stoops Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James G. Brocksmith Jr. Mgmt For For For 2 Elect Director Donald E. Felsinger Mgmt For For For 3 Elect Director Wilford D. Godbold Jr. Mgmt For For For 4 Elect Director William D. Jones Mgmt For For For 5 Elect Director William G. Ouchi Mgmt For For For 6 Elect Director Carlos Ruiz Mgmt For For For 7 Elect Director William C. Rusnack Mgmt For For For 8 Elect Director William P. Rutledge Mgmt For For For 9 Elect Director Lynn Schenk Mgmt For For For 10 Elect Director Neal E. Schmale Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For For 1.2 Elect Director Robert L. Howard Mgmt For For For 1.3 Elect Director Harold M. Korell Mgmt For For For 1.4 Elect Director Vello A. Kuuskraa Mgmt For For For 1.5 Elect Director Kenneth R. Mourton Mgmt For For For 1.6 Elect Director Steven L. Mueller Mgmt For For For 1.7 Elect Director Charles E. Scharlau Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 5 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ SPECTRA ENERGY CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS SE CUSIP 847560109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William T. Esrey Mgmt For For For 1.2 Elect Director Gregory L. Ebel Mgmt For For For 1.3 Elect Director Pamela L. Carter Mgmt For For For 1.4 Elect Director Peter B. Hamilton Mgmt For For For 1.5 Elect Director Dennis R. Hendrix Mgmt For For For 1.6 Elect Director Michael E.J. Phelps Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against Against For Election of Directors - ------------------------------------------------------------------------------------------------------------------ TALISMAN ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLM CUSIP 87425E103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christiane Bergevin as Director Mgmt For For For 1.2 Elect Donald J. Carty as Director Mgmt For For For 1.3 Elect William R.P. Dalton as Director Mgmt For For For 1.4 Elect Kevin S. Dunne as Director Mgmt For For For 1.5 Elect Harold N. Kvisle as Director Mgmt For For For 1.6 Elect John A. Manzoni as Director Mgmt For For For 1.7 Elect Lisa A. Stewart as Director Mgmt For For For 1.8 Elect Peter W. Tomsett as Director Mgmt For For For 1.9 Elect John D. Watson as Director Mgmt For For For 1.10 Elect Charles R. Williamson as Mgmt For For For Director 1.11 Elect Charles M. Winograd as Director Mgmt For For For 2 Ratify Ernst & Young, LLP as Auditors Mgmt For For For 3 Amend By-Law No.1 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TETRA TECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTEK CUSIP 88162G103 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dan L. Batrack Mgmt For For For 1.2 Elect Director Hugh M. Grant Mgmt For For For 1.3 Elect Director Patrick C. Haden Mgmt For For For 1.4 Elect Director J. Christopher Lewis Mgmt For For For 1.5 Elect Director Albert E. Smith Mgmt For For For 1.6 Elect Director J. Kenneth Thompson Mgmt For For For 1.7 Elect Director Richard H. Truly Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE AES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AES CUSIP 00130H105 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel W. Bodman, III Mgmt For For For 1.2 Elect Director Paul Hanrahan Mgmt For For For 1.3 Elect Director Tarun Khanna Mgmt For For For 1.4 Elect Director John A. Koskinen Mgmt For For For 1.6 Elect Director Philip Lader Mgmt For For For 1.7 Elect Director Sandra O. Moose Mgmt For For For 1.8 Elect Director John B. Morse, Jr. Mgmt For For For 1.9 Elect Director Philip A. Odeen Mgmt For For For 1.10 Elect Director Charles O. Rossotti Mgmt For For For 1.11 Elect Director Sven Sandstrom Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Approve/Amend Executive Incentive Mgmt For For For Bonus Plan 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SOUTHERN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SO CUSIP 842587107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. P. Baranco Mgmt For For For 1.2 Elect Director J. A. Boscia Mgmt For For For 1.3 Elect Director H. A. Clark III Mgmt For For For 1.4 Elect Director H. W. Habermeyer, Jr. Mgmt For For For 1.5 Elect Director V. M. Hagen Mgmt For For For 1.6 Elect Director W. A. Hood, Jr. Mgmt For For For 1.7 Elect Director D. M. James Mgmt For For For 1.8 Elect Director J. N. Purcell Mgmt For For For 1.9 Elect Director D. M. Ratcliffe Mgmt For For For 1.10 Elect Director W. G. Smith, Jr. Mgmt For For For 1.11 Elect Director L. D. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Eliminate Cumulative Voting Mgmt For For For 5 Increase Authorized Common Stock Mgmt For For For 6 Adopt Quantitative GHG Goals for ShrHldr Against Against For Products and Operations 7 Report on Coal Combustion Waste ShrHldr Against Against For Hazard and Risk Mitigation Efforts - ------------------------------------------------------------------------------------------------------------------ THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kathleen B. Cooper Mgmt For For For 2 Elect Director William R. Granberry Mgmt For For For 3 Elect Director William G. Lowrie Mgmt For For For 4 Declassify the Board of Directors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Report on Environmental Impacts of ShrHldr Against Against For Natural Gas Fracturing 8 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation UGI CORP. - ------------------------------------------------------------------------------------------------------------------ TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S.D. Ban Mgmt For For For 1.2 Elect Director R.C. Gozon Mgmt For Withhold Against 1.3 Elect Director L.R. Greenberg Mgmt For For For 1.4 Elect Director M.O. Schlanger Mgmt For Withhold Against 1.5 Elect Director A. Pol Mgmt For Withhold Against 1.6 Elect Director E.E. Jones Mgmt For For For 1.7 Elect Director J.L. Walsh Mgmt For For For 1.8 Elect Director R.B. Vincent Mgmt For For For 1.9 Elect Director M.S. Puccio Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard L. Carrion Mgmt For For For 2 Elect Director M. Frances Keeth Mgmt For For For 3 Elect addressStreetDirector Robert W. Mgmt For For For Lane 4 Elect Director Sandra O. Moose Mgmt For For For 5 Elect Director Joseph Neubauer Mgmt For For For 6 Elect Director Donald T. Nicolaisen Mgmt For For For 7 Elect Director Thomas H. O'Brien Mgmt For For For 8 Elect Director Clarence Otis, Jr. Mgmt For For For 9 Elect Director Hugh B. Price Mgmt For For For 10 Elect Director Ivan G. Seidenberg Mgmt For For For 11 Elect Director Rodney E. Slater Mgmt For For For 12 Elect Director John W. Snow Mgmt For For For 13 Elect Director John R. Stafford Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Prohibit Executive Stock-Based Awards ShrHldr Against Against For 17 Amend EEO Policy to Prohibit ShrHldr Against Against For Discrimination Based on Sexual Orientation and Gender Identity 18 Performance-Based Equity Awards ShrHldr Against Against For 19 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 20 Adopt Policy on Succession Planning ShrHldr Against Against For 21 Adopt a Policy in which the Company ShrHldr Against Against For will not Make or Promise to Make Any Death Benefit Payments to Senior Executives 22 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ WESTAR ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WR CUSIP 95709T100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director B. Anthony Isaac Mgmt For For For 1.2 Elect Director Michael F. Morrissey Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WINDSTREAM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WIN CUSIP 97381W104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol B. Armitage Mgmt For For For 2 Elect Director Samuel E. Beall, III Mgmt For For For 3 Elect Director Dennis E. Foster Mgmt For For For 4 Elect Director Francis X. Frantz Mgmt For For For 5 Elect Director Jeffery R. Gardner Mgmt For For For 6 Elect Director Jeffrey T. Hinson Mgmt For For For 7 Elect Director Judy K. Jones Mgmt For For For 8 Elect Director William A. Montgomery Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Ratify Auditors Mgmt For For For 12 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ WISCONSIN ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WEC CUSIP 976657106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Bergstrom Mgmt For For For 1.2 Elect Director Barbara L. Bowles Mgmt For For For 1.3 Elect Director Patricia W. Chadwick Mgmt For For For 1.4 Elect Director Robert A. Cornog Mgmt For For For 1.5 Elect Director Curt S. Culver Mgmt For For For 1.6 Elect Director Thomas J. Fischer Mgmt For For For 1.7 Elect Director Gale E. Klappa Mgmt For For For 1.8 Elect Director Ulice Payne, Jr. Mgmt For For For 1.9 Elect Director Frederick P. Stratton, Mgmt For For For Jr. 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect DirectorFredric W. Corrigan Mgmt For For For 1.2 Elect Director Richard K. Davis Mgmt For For For 1.3 Elect Director Benjamin G.S. Fowke, Mgmt For For For III 1.4 Elect Director Richard C. Kelly Mgmt For For For 1.5 Elect Director Albert F. Moreno Mgmt For For For 1.6 Elect Director Christopher J. Mgmt For For For Policinski 1.7 Elect Director A. Patricia Sampson Mgmt For For For 1.8 Elect Director David A. Westerlund Mgmt For For For 1.9 Elect Director Kim Williams Mgmt For For For 1.10 Elect Director Timothy V. Wolf Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named ShrHldr Against Against For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Small Cap Growth Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3PAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAR CUSIP 88580F109 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christopher B. Paisley Mgmt For For For 1.2 Elect Director James Wei Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Bylaws Relating to Special Mgmt For For For Meetings and Director Resignations and Vacancies on the Board - ------------------------------------------------------------------------------------------------------------------ ACME PACKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APKT CUSIP 004764106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Thurk Mgmt For Withhold Against 1.2 Elect Director Andrew D. Ory Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACORDA THERAPEUTICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACOR CUSIP 00484M106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. Kelley Mgmt For For For 1.2 Elect Director Sandra Panem Mgmt For Withhold Against 1.3 Elect Director Wise Young Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACTUATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACTU CUSIP 00508B102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Peter I. Cittadini Mgmt For Withhold Against 1.2 Elect Directors Kenneth E. Marshall Mgmt For For For 1.3 Elect Directors Nicolas C. Nierenberg Mgmt For Withhold Against 1.4 Elect Directors Arthur C. Patterson Mgmt For Withhold Against 1.5 Elect Directors Steven D. Whiteman Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADTRAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADTN CUSIP 00738A106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas R. Stanton Mgmt For Withhold Against 1.2 Elect Director H. Fenwick Huss Mgmt For For For 1.3 Elect Director Ross K. Ireland Mgmt For For For 1.4 Elect Director William L. Marks Mgmt For Withhold Against 1.5 Elect Director James E. Matthews Mgmt For Withhold Against 1.6 Elect Director Balan Nair Mgmt For For For 1.7 Elect Director Roy J. Nichols Mgmt For Withhold Against 2 Approve Non-Employee Director Omnibus Mgmt For Against Against Stock Plan 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard A. Abdoo Mgmt For For For 1.2 Elect Director John S. Brinzo Mgmt For For For 1.3 Elect Director Dennis C. Cuneo Mgmt For For For 1.4 Elect Director William K. Gerber Mgmt For For For 1.5 Elect Director Bonnie G. Hill Mgmt For Withhold Against 1.6 Elect Director Robert H. Jenkins Mgmt For Withhold Against 1.7 Elect Director Ralph S. Michael, III Mgmt For For For 1.8 Elect Director Shirley D. Peterson Mgmt For For For 1.9 Elect Director James A. Thomson Mgmt For Withhold Against 1.10 Elect Director James L. Wainscott Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For Against Against 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ AKEENA SOLAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKNS CUSIP 009720103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry Cinnamon Mgmt For Withhold Against 1.2 Elect Director Ed Roffman Mgmt For For For 1.3 Elect Director Jon Witkin Mgmt For For For 1.4 Elect Director Pradeep Jotwani Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For 5 Adjourn Meeting Mgmt For Against Against 6 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard Bell Mgmt For Withhold Against 1.2 Elect Director Max Link Mgmt For Withhold Against 1.3 Elect Director William R. Keller Mgmt For For For 1.4 Elect Director Joseph A. Madri Mgmt For Withhold Against 1.5 Elect Director Larry L. Mathis Mgmt For For For 1.6 Elect Director R. Douglas Norby Mgmt For Withhold Against 1.7 Elect Director Alvin S. Parven Mgmt For Withhold Against 1.8 Elect Director Andreas Rummelt Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David E. Collins Mgmt For For For 2 Elect Director Joseph Lacob Mgmt For Against Against 3 Elect Director C. Raymond Larkin, Jr. Mgmt For For For 4 Elect Director George J. Morrow Mgmt For For For 5 Elect Director Dr. David C. Nagel Mgmt For For For 6 Elect Director Thomas M. Prescott Mgmt For For For 7 Elect Director Greg J. Santora Mgmt For For For 8 Elect Director Warren S. Thaler Mgmt For For For 9 Ratify Auditors Mgmt For Against Against 10 Amend Omnibus Stock Plan Mgmt For Against Against 11 Approve Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ ALKERMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALKS CUSIP 01642T108 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect David Broecker Mgmt For For For 1.5 Elect Gerri Henwood Mgmt For For For 1.6 Elect Paul Mitchell Mgmt For For For 1.7 Elect Richard Pops Mgmt For For For 1.8 Elect Alexander Rich Mgmt For For For 1.9 Elect Mark Skaletsky Mgmt For Withhold Against 1.10 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALKERMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALKS CUSIP 01642T108 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David W. Anstice Mgmt For For For 1.2 Elect Director Floyd E. Bloom Mgmt For Withhold Against 1.3 Elect Director Robert A. Breyer Mgmt For Withhold Against 1.4 Elect Director David A. Broecker Mgmt For Withhold Against 1.5 Elect Director Geraldine Henwood Mgmt For For For 1.6 Elect Director Paul J. Mitchell Mgmt For For For 1.7 Elect Director Richard F. Pops Mgmt For Withhold Against 1.8 Elect Director Alexander Rich Mgmt For Withhold Against 1.9 Elect Director Mark B. Skaletsky Mgmt For For For 1.10 Elect Director Michael A. Wall Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLEGIANT TRAVEL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGT CUSIP 01748X102 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Montie Brewer Mgmt For For For 1.2 Elect Director Gary Ellmer Mgmt For For For 1.3 Elect Director Timothy P. Flynn Mgmt For For For 1.4 Elect Director Maurice J. Gallagher, Mgmt For Withhold Against Jr. 1.5 Elect Director Charles W. Pollard Mgmt For For For 1.6 Elect Director John Redmond Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN PHYSICIANS CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAP CUSIP 028884104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen H. Haynes, M.d. Mgmt For For For 1.2 Elect Director Mitchell A. Rinek, M.d. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIGROUP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AGP CUSIP 03073T102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kay Coles James Mgmt For For For 1.2 Elect Director Hala Moddelmog Mgmt For For For 1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ANNTAYLOR STORES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANN CUSIP 036115103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michelle Gass Mgmt For For For 2 Elect Director Michael W. Trapp Mgmt For For For 3 Elect Director Daniel W. Yih Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 6 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jacqueline C. Morby Mgmt For Withhold Against 1.2 Elect Director Michael C. Thurk Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ARCHIPELAGO LEARNING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCL CUSIP 03956P102 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter Wilde Mgmt For For For 1.2 Elect Director Tim McEwen Mgmt For For For 1.3 Elect Director Brian H. Hall Mgmt For For For 1.4 Elect Director Thomas F. Hedrick Mgmt For For For 1.5 Elect Director David Phillips Mgmt For For For 1.6 Elect Director Michael Powell Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ ARENA RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARD CUSIP 040049108 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lloyd Rochford Mgmt For For For 1.2 Elect Stanley McCabe Mgmt For For For 1.3 Elect Clayton Woodrum Mgmt For For For 1.4 Elect Anthony Petrelli Mgmt For For For 1.5 Elect Carl Fiddner Mgmt For For For 2 Restricted Stock Award Plan Mgmt For Against Against 3 Amendment to the Stock Option Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ARENA RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARD CUSIP 040049108 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lloyd T. Rochford Mgmt For Withhold Against 1.2 Elect Director Stanley M. McCabe Mgmt For Withhold Against 1.3 Elect Director Clayton E. Woodrum Mgmt For Withhold Against 1.4 Elect Director Anthony B. Petrelli Mgmt For Withhold Against 1.5 Elect Director Carl H. Fiddner Mgmt For Withhold Against 2 Approve Restricted Stock Plan Mgmt For For For 3 Amend Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas F. Monahan Mgmt For For For 1.2 Elect Director Karl E. Newkirk Mgmt For Withhold Against 1.3 Elect Director Richard F. Wallman Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 02/26/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas F. Monahan Mgmt For N/A N/A 1.2 Elect Director Karl E. Newkirk Mgmt For N/A N/A 1.3 Elect Director Richard F. Wallman Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ ARTIO GLOBAL INVESTORS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ART CUSIP 04315B107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Duane R. Kullberg Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARVINMERITOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 043353101 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ivor Evans Mgmt For For For 1.2 Elect Charles McClure, Jr. Mgmt For For For 1.3 Elect William Newlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Amendment to the Incentive Mgmt For For For Compensation Plan - ------------------------------------------------------------------------------------------------------------------ ARVINMERITOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 043353101 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ivor J. Evans Mgmt For Withhold Against 1.2 Elect Director Charles G. McClure, Jr. Mgmt For Withhold Against 1.3 Elect Director William R. Newlin Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For For For 4 Amend Executive Incentive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ARVINMERITOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 043353101 01/28/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ivor J. Evans Mgmt For N/A N/A 1.2 Elect Director Charles G. McClure, Jr. Mgmt For N/A N/A 1.3 Elect Director William R. Newlin Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A 3 Approve Omnibus Stock Plan Mgmt For N/A N/A 4 Amend Executive Incentive Bonus Plan Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ ASBURY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABG CUSIP 043436104 04/27/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas DeLoach, Jr. Mgmt For N/A N/A 1.2 Elect Director Philip Maritz Mgmt For N/A N/A 1.3 Elect Director Jeffrey Wooley Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ ASIAINFO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASIA CUSIP 04518A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issue Shares/Cash in Mgmt For For For Connection with Acquisition 2 Change Company Name Mgmt For For For 3 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATHEROS COMMUNICATIONS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATHR CUSIP 04743P108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles E. Harris Mgmt For Withhold Against 1.2 Elect Director Marshall L. Mohr Mgmt For For For 1.3 Elect Director Andrew S. Rappaport Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF THE OZARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OZRK CUSIP 063904106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George Gleason Mgmt For Withhold Against 1.2 Elect Director Mark Ross Mgmt For Withhold Against 1.3 Elect Director Jean Arehart Mgmt For For For 1.4 Elect Director Steven Arnold Mgmt For For For 1.5 Elect Director Richard Cisne Mgmt For For For 1.6 Elect Director Robert East Mgmt For Withhold Against 1.7 Elect Director Linda Gleason Mgmt For Withhold Against 1.8 Elect Director Henry Mariani Mgmt For Withhold Against 1.9 Elect Director James Matthews Mgmt For For For 1.10 Elect Director R.L. Qualls Mgmt For Withhold Against 1.11 Elect Director Kennith Smith Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BLUE COAT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCSI CUSIP 09534T508 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian M. NeSmith Mgmt For For For 1.2 Elect Director David W. Hanna Mgmt For Withhold Against 1.3 Elect Director James A. Barth Mgmt For For For 1.4 Elect Director Keith Geeslin Mgmt For For For 1.5 Elect Director Timothy A. Howes Mgmt For For For 1.6 Elect Director James R. Tolonen Mgmt For For For 1.7 Elect Director Carol G. Mills Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPFH CUSIP 101119105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eugene S. Colangelo Mgmt For Withhold Against 1.2 Elect Director Allen L. Sinai Mgmt For Withhold Against 1.3 Elect Director Stephen M. Waters Mgmt For Withhold Against 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ BOYD GAMING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BYD CUSIP 103304101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Boughner Mgmt For Withhold Against 1.2 Elect Director William R. Boyd Mgmt For Withhold Against 1.3 Elect Director William S. Boyd Mgmt For Withhold Against 1.4 Elect Director Thomas V. Girardi Mgmt For For For 1.5 Elect Director Marianne Boyd Johnson Mgmt For Withhold Against 1.6 Elect Director Billy G. McCoy Mgmt For Withhold Against 1.7 Elect Director Frederick J. Schwab Mgmt For For For 1.8 Elect Director Keith E. Smith Mgmt For Withhold Against 1.9 Elect Director Christine J. Spadafor Mgmt For For For 1.10 Elect Director Peter M. Thomas Mgmt For For For 1.11 Elect Director Veronica J. Wilson Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BRIGHAM EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BEXP CUSIP 109178103 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ben M. Brigham Mgmt For Withhold Against 1.2 Elect Director David T. Brigham Mgmt For Withhold Against 1.3 Elect Director Harold D. Carter Mgmt For Withhold Against 1.4 Elect Director Stephen C. Hurley Mgmt For For For 1.5 Elect Director Stephen P. Reynolds Mgmt For Withhold Against 1.6 Elect Director Hobart A. Smith Mgmt For For For 1.7 Elect Director Scott W. Tinker Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BUCYRUS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BUCY CUSIP 118759109 04/22/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Deepak Kapur Mgmt For N/A N/A 1.2 Elect Director Theodore Rogers Mgmt For N/A N/A 1.3 Elect Director Robert Scharp Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sally J. Smith Mgmt For Withhold Against 1.2 Elect Director Dale M. Applequist Mgmt For Withhold Against 1.3 Elect Director Robert W. MacDonald Mgmt For For For 1.4 Elect Director Warren E. Mack Mgmt For Withhold Against 1.5 Elect Director J. Oliver Maggard Mgmt For Withhold Against 1.6 Elect Director Michael P. Johnson Mgmt For For For 1.7 Elect Director James M. Damian Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Require Suppliers to Adopt CAK ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ CAPELLA EDUCATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPLA CUSIP 139594105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Kevin Gilligan Mgmt For Withhold Against 1.2 Elect Director Mark N. Greene Mgmt For For For 1.3 Elect Director Jody G. Miller Mgmt For For For 1.4 Elect Director Stephen G. Shank Mgmt For For For 1.5 Elect Director Andrew M. Slavitt Mgmt For For For 1.6 Elect Director David W. Smith Mgmt For Withhold Against 1.7 Elect Director Jeffrey W. Taylor Mgmt For For For 1.8 Elect Director Sandra E. Taylor Mgmt For For For 1.9 Elect Director Darrell R. Tukua Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CARRIZO OIL & GAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRZO CUSIP 144577103 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S.P. Johnson, IV Mgmt For Withhold Against 1.2 Elect Director Steven A. Webster Mgmt For Withhold Against 1.3 Elect Director Thomas L. Carter, Jr. Mgmt For For For 1.4 Elect Director F. Gardner Parker Mgmt For Withhold Against 1.5 Elect Director Roger A. Ramsey Mgmt For Withhold Against 1.6 Elect Director Frank A. Wojtek Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CATALYST HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSI CUSIP 14888B103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William E. Brock Mgmt For Withhold Against 1.2 Elect Director Edward S. Civera Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CAVIUM NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAVM CUSIP 14965A101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Syed B. Ali Mgmt For Withhold Against 1.2 Elect Director Anthony S. Thornley Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CBIZ, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBZ CUSIP 124805102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Rick L. Burdick Mgmt For Against Against 2 Elect Director Steven L. Gerard Mgmt For Against Against 3 Elect Director Benaree Pratt Wiley Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against 5 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CENTRAL EUROPEAN DISTRIBUTION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CEDC CUSIP 153435102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Carey Mgmt For Withhold Against 1.2 Elect Director David Bailey Mgmt For For For 1.3 Elect Director N. Scott Fine Mgmt For For For 1.4 Elect Director Marek Forysiak Mgmt For For For 1.5 Elect Director Robert P. Koch Mgmt For For For 1.6 Elect Director William Shanahan Mgmt For For For 1.7 Elect Director Markus Sieger Mgmt For For For 1.8 Elect Director Sergey Kupriyanov Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTURY ALUMINUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CENX CUSIP 156431108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. O'Brien Mgmt For Withhold Against 1.2 Elect Director Peter C. Jones Mgmt For Withhold Against 1.3 Elect Director Ivan Glasenberg Mgmt For Withhold Against 1.4 Elect Director Andrew Michelmore Mgmt For For For 1.5 Elect Director John C. Fontaine Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Verna K. Gibson Mgmt For Against Against 2 Elect Director Betsy S. Atkins Mgmt For Against Against 3 Elect Director David F. Dyer Mgmt For Against Against 4 Approve Executive Incentive Bonus Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CITI TRENDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTRN CUSIP 17306X102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian P. Carney Mgmt For For For 1.2 Elect Director John S. Lupo Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CLEAN HARBORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLH CUSIP 184496107 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. DeVillars Mgmt For For For 1.2 Elect Director Daniel J. McCarthy Mgmt For Withhold Against 1.3 Elect Director Andrea Robertson Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMSCORE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SCOR CUSIP 20564W105 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Henderson Mgmt For For For 1.2 Elect Director Ronald J. Korn Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Roy V. Armes Mgmt For Withhold Against 1.2 Elect Director Thomas P. Capo Mgmt For For For 1.3 Elect Director Robert D. Welding Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Declassify the Board of Directors Mgmt For For For 4 Approve Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CROCS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CROX CUSIP 227046109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Raymond D. Croghan Mgmt For For For 2 Elect Director Peter Jacobi Mgmt For For For 3 Elect Director Richard L. Sharp Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CUBIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUB CUSIP 229669106 02/23/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Walter J. Zable Mgmt For N/A N/A 1.2 Elect Director Walter C. Zable Mgmt For N/A N/A 1.3 Elect Director Bruce Blakley Mgmt For N/A N/A 1.4 Elect Director William Boyle Mgmt For N/A N/A 1.5 Elect Director Raymond deKozan Mgmt For N/A N/A 1.6 Elect Director Edwin Gules Mgmt For N/A N/A 1.7 Elect Director Raymond Peet Mgmt For N/A N/A 1.8 Elect Director Robert Sullivan Mgmt For N/A N/A 1.9 Elect Director John Warner, Jr. Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Angel R. Martinez Mgmt For Withhold Against 1.2 Elect Director Rex A. Licklider Mgmt For Withhold Against 1.3 Elect Director John M. Gibbons Mgmt For For For 1.4 Elect Director John G. Perenchio Mgmt For For For 1.5 Elect Director Maureen Conners Mgmt For For For 1.6 Elect Director Tore Steen Mgmt For For For 1.7 Elect Director Ruth M. Owades Mgmt For For For 1.8 Elect Director Karyn O. Barsa Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DEXCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DXCM CUSIP 252131107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald A. Lucas Mgmt For For For 1.2 Elect Director Jay S. Skyler Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DIODES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DIOD CUSIP 254543101 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C.H. Chen Mgmt For Withhold Against 1.2 Elect Director Michael R. Giordano Mgmt For Withhold Against 1.3 Elect Director Lu-Pao Hsu Mgmt For For For 1.4 Elect Director Keh-Shew Lu Mgmt For Withhold Against 1.5 Elect Director Raymond Soong Mgmt For Withhold Against 1.6 Elect Director John M. Stich Mgmt For For For 1.7 Elect Director Michael K.C. Tsai Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jack C. Bingleman Mgmt For For For 2 Elect Director Louis P. Gignac Mgmt For For For 3 Elect Director Brian M. Levitt Mgmt For For For 4 Elect Director Harold H. MacKay Mgmt For For For 5 Elect Director W. Henson Moore Mgmt For For For 6 Elect Director Michael R. Onustock Mgmt For For For 7 Elect Director Robert J. Steacy Mgmt For For For 8 Elect Director William C. Stivers Mgmt For For For 9 Elect Director Pamela B. Strobel Mgmt For For For 10 Elect Director Richard Tan Mgmt For For For 11 Elect Director Denis Turcotte Mgmt For For For 12 Elect Director John D. Williams Mgmt For For For 13 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ E-HOUSE CHINA HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS EJ CINS 26852W103 12/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Jianjun Zang as Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ E-HOUSE CHINA HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS EJ CINS 26852W103 12/30/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gordon Jianjun Zang Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ EMERGENCY MEDICAL SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMS CUSIP 29100P102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven B. Epstein Mgmt For Withhold Against 1.2 Elect Director Paul B. Iannini Mgmt For For For 1.3 Elect Director James T. Kelly Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENPRO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William R. Holland Mgmt For For For 1.2 Elect Director Stephen E. Macadam Mgmt For For For 1.3 Elect Director J.P. Bolduc Mgmt For For For 1.4 Elect Director Peter C. Browning Mgmt For For For 1.5 Elect Director Diane C. Creel Mgmt For For For 1.6 Elect Director Don DeFosset Mgmt For For For 1.7 Elect Director Gordon D. Harnett Mgmt For For For 1.8 Elect Director David L. Hauser Mgmt For For For 1.9 Elect Director Wilbur J. Prezzano, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EV3 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EVVV CUSIP 26928A200 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John K. Bakewell Mgmt For For For 2 Elect Director Richard B. Emmitt Mgmt For For For 3 Elect Director Douglas W. Kohrs Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCS CUSIP 303726103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles P. Carinalli Mgmt For For For 1.2 Elect Director Randy W. Carson Mgmt For For For 1.3 Elect Director Anthony Lear Mgmt For For For 1.4 Elect Director Thomas L. Magnanti Mgmt For For For 1.5 Elect Director Kevin J. Mcgarity Mgmt For For For 1.6 Elect Director Bryan R. Roub Mgmt For For For 1.7 Elect Director Ronald W. Shelly Mgmt For Withhold Against 1.8 Elect Director Mark S. Thompson Mgmt For Withhold Against 2 Eliminate Cumulative Voting Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ G-III APPAREL GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIII CUSIP 36237H101 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Morris Goldfarb Mgmt For Withhold Against 1.2 Elect Director Sammy Aaron Mgmt For Withhold Against 1.3 Elect Director Thomas J. Brosig Mgmt For Withhold Against 1.4 Elect Director Alan Feller Mgmt For Withhold Against 1.5 Elect Director Jeffrey Goldfarb Mgmt For Withhold Against 1.6 Elect Director Carl Katz Mgmt For Withhold Against 1.7 Elect Director Laura Pomerantz Mgmt For For For 1.8 Elect Director Willem van Bokhorst Mgmt For Withhold Against 1.9 Elect Director Richard White Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GAYLORD ENTERTAINMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CUSIP 367905106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Glenn J. Angiolillo Mgmt For For For 1.2 Elect Director Michael J. Bender Mgmt For For For 1.3 Elect Director E. K. Gaylord II Mgmt For Withhold Against 1.4 Elect Director Ralph Horn Mgmt For Withhold Against 1.5 Elect Director David W. Johnson Mgmt For For For 1.6 Elect Director Ellen Levine Mgmt For Withhold Against 1.7 Elect Director Robert S. Prather, Jr. Mgmt For Withhold Against 1.8 Elect Director Colin V. Reed Mgmt For Withhold Against 1.9 Elect Director Michael D. Rose Mgmt For For For 1.10 Elect Director Michael I. Roth Mgmt For Withhold Against 1.11 Elect Director Robert B. Rowling Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Philip J. Ringo Mgmt For Withhold Against 1.2 Elect Director Mark A. Scudder Mgmt For For For 1.3 Elect Director Oivind Lorentzen, III Mgmt For For For 1.4 Elect Director Michael Norkus Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael G. Rubin Mgmt For Withhold Against 1.2 Elect Director M. Jeffrey Branman Mgmt For For For 1.3 Elect Director Michael J. Donahue Mgmt For For For 1.4 Elect Director Ronald D. Fisher Mgmt For For For 1.5 Elect Director John A. Hunter Mgmt For For For 1.6 Elect Director Mark S. Menell Mgmt For For For 1.7 Elect Director Jeffrey F. Rayport Mgmt For Withhold Against 1.8 Elect Director Lawrence S. Smith Mgmt For For For 1.9 Elect Director Andrea M. Weiss Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock and Mgmt For Against Against Maintain Shares of Preferred Stock 4 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HAEMONETICS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAE CUSIP 405024100 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald Gelbman Mgmt For For For 1.2 Elect Director Brad Nutter Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HAEMONETICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HAE CUSIP 405024100 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Gelbman Mgmt For For For 1.2 Elect Brad Nutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HEALTHSOUTH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLS CUSIP 421924309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward A. Blechschmidt Mgmt For For For 1.2 Elect Director John W. Chidsey Mgmt For For For 1.3 Elect Director Donald L. Correll Mgmt For For For 1.4 Elect Director Yvonne M. Curl Mgmt For For For 1.5 Elect Director Charles M. Elson Mgmt For For For 1.6 Elect Director Jay Grinney Mgmt For For For 1.7 Elect Director Jon F. Hanson Mgmt For For For 1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For For 1.9 Elect Director John E. Maupin, Jr. Mgmt For For For 1.10 Elect Director L. Edward Shaw, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HITTITE MICROWAVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HITT CUSIP 43365Y104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen G. Daly Mgmt For Withhold Against 1.2 Elect Director Ernest L. Godshalk Mgmt For For For 1.3 Elect Director Rick D. Hess Mgmt For For For 1.4 Elect Director Adrienne M. Markham Mgmt For For For 1.5 Elect Director Brian P. McAloon Mgmt For For For 1.6 Elect Director Cosmo S. Trapani Mgmt For For For 1.7 Elect Director Franklin Weigold Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HMS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSY CUSIP 40425J101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert M. Holster Mgmt For Withhold Against 1.2 Elect Director James T. Kelly Mgmt For For For 1.3 Elect Director William C. Lucia Mgmt For Withhold Against 1.4 Elect Director William S. Mosakowski Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Yeager Mgmt For Withhold Against 1.2 Elect Director Mark A. Yeager Mgmt For Withhold Against 1.3 Elect Director Gary D. Eppen Mgmt For Withhold Against 1.4 Elect Director Charles R. Reaves Mgmt For Withhold Against 1.5 Elect Director Martin P. Slark Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ HUMAN GENOME SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGSI CUSIP 444903108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard J. Danzig Mgmt For For For 1.2 Elect Director Jurgen Drews Mgmt For Withhold Against 1.3 Elect Director Maxine Gowen Mgmt For For For 1.4 Elect Director Tuan Ha-Ngoc Mgmt For For For 1.5 Elect Director A. N. 'Jerry' Karabelas Mgmt For For For 1.6 Elect Director John L. LaMattina Mgmt For For For 1.7 Elect Director Augustine Lawlor Mgmt For For For 1.8 Elect Director H. Thomas Watkins Mgmt For For For 1.9 Elect Director Robert C. Young Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nolan D. Archibald Mgmt For For For 1.2 Elect Director H. William Mgmt For For For Lichtenberger 1.3 Elect Director M. Anthony Burns Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HURON CONSULTING GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HURN CUSIP 447462102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James D. Edwards Mgmt For For For 1.2 Elect Director John McCartney Mgmt For Withhold Against 1.3 Elect Director James H. Roth Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 01/29/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Proposed 2010 Stock Mgmt For N/A N/A Incentive Plan - ------------------------------------------------------------------------------------------------------------------ IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Elaine D. Abell Mgmt For Withhold Against 1.2 Elect Director William H. Fenstermaker Mgmt For Withhold Against 1.3 Elect Director O. L. Pollard Jr. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ IMAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMX CINS 45245E109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard L. Gelford as Director Mgmt For For For 2 Elect Bradley J. Wechster as Director Mgmt For Withhold Against 3 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ IMMUCOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLUD CUSIP 452526106 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Clouser Mgmt For For For 1.2 Elect Gioacchino De Chirico Mgmt For For For 1.3 Elect Ralph Eatz Mgmt For For For 1.4 Elect Paul Holland Mgmt For For For 1.5 Elect Ronny Lancaster Mgmt For For For 1.6 Elect Chris Perkins Mgmt For For For 1.7 Elect Joseph Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ IMMUCOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLUD CUSIP 452526106 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James F. Clouser Mgmt For For For 1.2 Elect Director Gioacchino De Chirico Mgmt For Withhold Against 1.3 Elect Director Ralph A. Eatz Mgmt For Withhold Against 1.4 Elect Director Paul V. Holland Mgmt For For For 1.5 Elect Director Ronny B. Lancaster Mgmt For For For 1.6 Elect Director Chris E. Perkins Mgmt For For For 1.7 Elect Director Joseph E. Rosen Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Shareholder Rights Plan (Poison Mgmt For For For Pill) - ------------------------------------------------------------------------------------------------------------------ IMPAX LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPXL CUSIP 45256B101 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie Z. Benet Mgmt For For For 1.2 Elect Director Robert L. Burr Mgmt For For For 1.3 Elect Director Allen Chao Mgmt For For For 1.4 Elect Director Nigel Ten Fleming Mgmt For Withhold Against 1.5 Elect Director Larry Hsu Mgmt For Withhold Against 1.6 Elect Director Michael Markbreiter Mgmt For Withhold Against 1.7 Elect Director Peter R. Terreri Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEGRA LIFESCIENCES HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IART CUSIP 457985208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas J. Baltimore, Mgmt For For For Jr. 2 Elect Director Keith Bradley Mgmt For Against Against 3 Elect Director Richard E. Caruso Mgmt For Against Against 4 Elect Director Stuart M. Essig Mgmt For Against Against 5 Elect Director Neal Moszkowski Mgmt For For For 6 Elect Director Raymond G. Murphy Mgmt For For For 7 Elect Director Christian S. Schade Mgmt For For For 8 Elect Director James M. Sullivan Mgmt For Against Against 9 Elect Director Anne M. Vanlent Mgmt For For For 10 Ratify Auditors Mgmt For Against Against 11 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ INTERMUNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITMN CUSIP 45884X103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David S. Kabakoff Mgmt For For For 1.2 Elect Director Daniel G. Welch Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard J. Kujawa Mgmt For Withhold Against 1.2 Elect Director Peter T. Socha Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JOS. A. BANK CLOTHIERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOSB CUSIP 480838101 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James H. Ferstl Mgmt For For For 1.2 Elect Director Sidney H. Ritman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KENDLE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNDL CUSIP 48880L107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Candace Kendle Mgmt For Withhold Against 1.2 Elect Director Christopher C. Bergen Mgmt For Withhold Against 1.3 Elect Director Robert R. Buck Mgmt For Withhold Against 1.4 Elect Director G. Steven Geis Mgmt For Withhold Against 1.5 Elect Director Donald C. Harrison Mgmt For Withhold Against 1.6 Elect Director Timothy E. Johnson Mgmt For Withhold Against 1.7 Elect Director Timothy M. Mooney Mgmt For Withhold Against 1.8 Elect Director Frederick A. Russ Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KENEXA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNXA CUSIP 488879107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Konen Mgmt For For For 1.2 Elect Director Richard J. Pinola Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEY ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEG CUSIP 492914106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lynn R. Coleman Mgmt For For For 1.2 Elect Director Kevin P. Collins Mgmt For Withhold Against 1.3 Elect Director W. Phillip Marcum Mgmt For Withhold Against 1.4 Elect Director William F. Owens Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Elaine D. Rosen Mgmt For For For 1.2 Elect Director Ralph E. Struzziero Mgmt For For For 1.3 Elect Director Howard W. Sutter Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Approve Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ LANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCE CUSIP 514606102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David V. Singer Mgmt For Withhold Against 1.2 Elect Director Dan C. Swander Mgmt For Withhold Against 1.3 Elect Director S. Lance Van Every Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MAXWELL TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXWL CUSIP 577767106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark Rossi Mgmt For Withhold Against 1.2 Elect Director Jean Lavigne Mgmt For Withhold Against 1.3 Elect Director Burkhard Goeschel Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDASSETS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDAS CUSIP 584045108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John A. Bardis Mgmt For Withhold Against 1.2 Elect Director Harris Hyman, IV Mgmt For For For 1.3 Elect Director Terrence J. Mulligan Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ MEDNAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MD CUSIP 58502B106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Cesar L. Alvarez Mgmt For Withhold Against 1.2 Elect Director Waldemar A. Carlo, M.D. Mgmt For Withhold Against 1.3 Elect Director Michael B. Fernandez Mgmt For Withhold Against 1.4 Elect Director Roger K. Freeman, M.D. Mgmt For Withhold Against 1.5 Elect Director Paul G. Gabos Mgmt For Withhold Against 1.6 Elect Director Dany Garcia Mgmt For Withhold Against 1.7 Elect Director Pascal J. Goldschmidt, Mgmt For Withhold Against M.D. 1.8 Elect Director Manuel Kadre Mgmt For Withhold Against 1.9 Elect Director Roger J. Medel, M.D. Mgmt For Withhold Against 1.10 Elect Director Donna E. Shalala, Ph.D. Mgmt For For For 1.11 Elect Director Enrique J. Sosa, Ph.D. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marcos Galperin Mgmt For Withhold Against 1.2 Elect Director Emiliano Calemzuk Mgmt For For For 1.3 Elect Director Veronica Allende Serra Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICROSTRATEGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MSTR CUSIP 594972408 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Saylor Mgmt For Withhold Against 1.2 Elect Director Sanju K. Bansal Mgmt For Withhold Against 1.3 Elect Director Matthew W. Calkins Mgmt For For For 1.4 Elect Director Robert H. Epstein Mgmt For For For 1.5 Elect Director David W. LaRue Mgmt For For For 1.6 Elect Director Jarrod M. Patten Mgmt For For For 1.7 Elect Director Carl J. Rickertsen Mgmt For For For 1.8 Elect Director Thomas P. Spahr Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOMENTA PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MNTA CUSIP 60877T100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ram Sasisekharan Mgmt For Withhold Against 1.2 Elect Director Bennett M. Shapiro Mgmt For For For 1.3 Elect Director Elizabeth Stoner Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL FINANCIAL PARTNERS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFP CUSIP 63607P208 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Stephanie Abramson Mgmt For For For 2 Elect Director Arthur Ainsberg Mgmt For For For 3 Elect Director Jessica Bibliowicz Mgmt For Against Against 4 Elect Director R. Bruce Callahan Mgmt For For For 5 Elect Director John Elliott Mgmt For For For 6 Elect Director J. Barry Griswell Mgmt For For For 7 Elect Director Shari Loessberg Mgmt For For For 8 Elect Director Kenneth Mlekush Mgmt For For For 9 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NET 1 UEPS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UEPS CUSIP 64107N206 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Serge C. P. Belamant Mgmt For Withhold Against 1.2 Elect Director Herman G. Kotze Mgmt For For For 1.3 Elect Director Christopher S. Mgmt For Withhold Against Seabrooke 1.4 Elect Director Antony C. Ball Mgmt For Withhold Against 1.5 Elect Director Alasdair J. K. Pein Mgmt For Withhold Against 1.6 Elect Director Paul Edwards Mgmt For Withhold Against 1.7 Elect Director Tom C. Tinsley Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETEZZA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NZ CUSIP 64111N101 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul J. Ferri Mgmt For For For 1.2 Elect Director Edward J. Zander Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NETLOGIC MICROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETLOGIC MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard Perham Mgmt For For For 1.2 Elect Director Alan Krock Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORDSON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lee C. Banks Mgmt For For For 1.2 Elect Director Randolph W. Carson Mgmt For For For 1.3 Elect Director Michael F. Hilton Mgmt For Withhold Against 1.4 Elect Director Victor L. Richey, Jr. Mgmt For For For 1.5 Elect Director Benedict P. Rosen Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ONYX PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONXX CUSIP 683399109 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Corinne H. Nevinny Mgmt For For For 1.2 Elect Director Thomas G. Wiggans Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ORIENT EXPRESS HOTELS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OEH CINS G67743107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John D. Campbell as Director Mgmt For Withhold Against 1.2 Elect Mitchell C. Hochberg as Director Mgmt For Withhold Against 1.3 Elect James B. Hurlock as Director Mgmt For Withhold Against 1.4 Elect Prudence M. Leith as Director Mgmt For Withhold Against 1.5 Elect J. Robert Lovejoy as Director Mgmt For Withhold Against 1.6 Elect Georg R. Rafael as Director Mgmt For Withhold Against 1.7 Elect James B. Sherwood as Director Mgmt For Withhold Against 1.8 Elect Paul M. White as Director Mgmt For Withhold Against 2 Amend 2009 Share Award and Incentive Mgmt For Against Against Plan 3 Approve Deloitte LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ ORIENTAL FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OFG CUSIP 68618W100 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Conversion of Securities Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORTHOFIX INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OFIX CINS N6748L102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual NetherlandsAntilles ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James F. Gero as Director Mgmt For Withhold Against 1.2 Elect Jerry C. Benjamin as Director Mgmt For Withhold Against 1.3 Elect Guy J. Jordan as Director Mgmt For For For 1.4 Elect Thomas J. Kester as Director Mgmt For For For 1.5 Elect Michael R. Mainelli as Director Mgmt For For For 1.6 Elect Alan W. Milinazzo as Director Mgmt For For For 1.7 Elect Maria Sainz as Director Mgmt For For For 1.8 Elect Walter P. von Wartburg as Mgmt For For For Director 1.9 Elect Kenneth R. Weisshaar as Director Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For Against Against Purchase Plan 3 Accept Financial Statements and Mgmt For For For Statutory Reports (Voting) 4 Ratify Ernst & Young LLP as Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PAR PHARMACEUTICAL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRX CUSIP 69888P106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Melvin Sharoky Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ PAREXEL INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRXL CUSIP 699462107 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eduard E. Holdener Mgmt For For For 1.2 Elect Director Richard L. Love Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PERRIGO CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary M. Cohen Mgmt For For For 1.2 Elect Director David T. Gibbons Mgmt For Withhold Against 1.3 Elect Director Ran Gottfried Mgmt For For For 1.4 Elect Director Ellen R. Hoffing Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PERRIGO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Cohen Mgmt For For For 1.2 Elect David Gibbons Mgmt For For For 1.3 Elect Ran Gottfried Mgmt For For For 1.4 Elect Ellen Hoffing Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PIER 1 IMPORTS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John H. Burgoyne Mgmt For Against Against 2 Elect Director Michael R. Ferrari Mgmt For Against Against 3 Elect Director Terry E. London Mgmt For For For 4 Elect Director Alexander W. Smith Mgmt For Against Against 5 Elect Director Cece Smith Mgmt For For For 6 Amend Nonqualified Employee Stock Mgmt For For For Purchase Plan 7 Ratify Auditors Mgmt For Against Against 8 Pay For Superior Performance ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ralf R. Boer Mgmt For For For 1.2 Elect Director Stephen P. Cortinovis Mgmt For For For 1.3 Elect Director David J. Drury Mgmt For Withhold Against 1.4 Elect Director Dean A. Foate Mgmt For For For 1.5 Elect Director Peter Kelly Mgmt For For For 1.6 Elect Director John L. Nussbaum Mgmt For Withhold Against 1.7 Elect Director Michael V. Schrock Mgmt For For For 1.8 Elect Director Charles M. Strother Mgmt For For For 1.9 Elect Director Mary A. Winston Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/10/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ralf R. Boer Mgmt For N/A N/A 1.2 Elect Director Stephen P. Cortinovis Mgmt For N/A N/A 1.3 Elect Director David J. Drury Mgmt For N/A N/A 1.4 Elect Director Dean A. Foate Mgmt For N/A N/A 1.5 Elect Director Peter Kelly Mgmt For N/A N/A 1.6 Elect Director John L. Nussbaum Mgmt For N/A N/A 1.7 Elect Director Michael V. Schrock Mgmt For N/A N/A 1.8 Elect Director Charles M. Strother Mgmt For N/A N/A 1.9 Elect Director Mary A. Winston Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Bailey Mgmt For Withhold Against 1.2 Elect Director Richard E. Belluzzo Mgmt For For For 1.3 Elect Director James V. Diller, Sr. Mgmt For Withhold Against 1.4 Elect Director Michael R. Farese Mgmt For For For 1.5 Elect Director Jonathan J. Judge Mgmt For For For 1.6 Elect Director William H. Kurtz Mgmt For For For 1.7 Elect Director Gregory S. Lang Mgmt For Withhold Against 1.8 Elect Director Frank J. Marshall Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Performance-Based Equity Awards ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ POWER INTEGRATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POWI CUSIP 739276103 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James R. Fiebiger Mgmt For For For 1.2 Elect Director Nicholas E. Brathwaite Mgmt For For For 1.3 Elect Director Balakrishnan S. Iyer Mgmt For Withhold Against 1.4 Elect Director E. Floyd Kvamme Mgmt For Withhold Against 1.5 Elect Director Alan D. Bickell Mgmt For Withhold Against 1.6 Elect Director Balu Balakrishnan Mgmt For Withhold Against 1.7 Elect Director William George Mgmt For For For 1.8 Elect Director Steven J. Sharp Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PREMIERE GLOBAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGI CUSIP 740585104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Boland T. Jones Mgmt For Withhold Against 1.2 Elect Director Jeffrey T. Arnold Mgmt For Withhold Against 1.3 Elect Director Wilkie S. Colyer Mgmt For Withhold Against 1.4 Elect Director John R. Harris Mgmt For Withhold Against 1.5 Elect Director W. Steven Jones Mgmt For For For 1.6 Elect Director Raymond H. Pirtle, Jr. Mgmt For Withhold Against 1.7 Elect Director J. Walker Smith, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Non-Employee Director Omnibus Mgmt For Against Against Stock Plan - ------------------------------------------------------------------------------------------------------------------ PSYCHIATRIC SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSYS CUSIP 74439H108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark P. Clein Mgmt For Withhold Against 1.2 Elect Director Richard D. Gore Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ QUALITY SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSII CUSIP 747582104 08/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murray Brennan Mgmt For For For 1.2 Elect George Bristol Mgmt For For For 1.3 Elect Patrick Cline Mgmt For For For 1.4 Elect Joseph Davis Mgmt For For For 1.5 Elect Ahmed Hussein Mgmt For For For 1.6 Elect Philip Kaplan Mgmt For For For 1.7 Elect Russell Pflueger Mgmt For For For 1.8 Elect Steven Plochocki Mgmt For For For 1.9 Elect Sheldon Razin Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RADIAN GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDN CUSIP 750236101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Herbert Wender Mgmt For Against Against 2 Elect Director David C. Carney Mgmt For Against Against 3 Elect Director Howard B. Culang Mgmt For Against Against 4 Elect Director Stephen T. Hopkins Mgmt For Against Against 5 Elect Director Sanford A. Ibrahim Mgmt For Against Against 6 Elect Director James W. Jennings Mgmt For Against Against 7 Elect Director Ronald W. Moore Mgmt For Against Against 8 Elect Director Jan Nicholson Mgmt For For For 9 Elect Director Robert W. Richards Mgmt For Against Against 10 Elect Director Anthony W. Schweiger Mgmt For Against Against 11 Amend Omnibus Stock Plan Mgmt For Against Against 12 Amend Securities Transfer Restrictions Mgmt For For For 13 Adopt NOL Rights Plan (NOL Pill) Mgmt For For For 14 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REGENERON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS REGN CUSIP 75886F107 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard S. Schleifer Mgmt For Withhold Against 1.2 Elect Director Eric M. Shooter Mgmt For Withhold Against 1.3 Elect Director George D. Yancopoulos Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ REX ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REXX CUSIP 761565100 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lance T. Shaner Mgmt For Withhold Against 1.2 Elect Director Benjamin W. Hulburt Mgmt For For For 1.3 Elect Director Daniel J. Churay Mgmt For For For 1.4 Elect Director John A. Lombardi Mgmt For For For 1.5 Elect Director John W. Higbee Mgmt For For For 1.6 Elect Director Eric L. Mattson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark A. Floyd Mgmt For Withhold Against 1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold Against 1.3 Elect Director James R. Swartz Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAKS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKS CUSIP 79377W108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert B. Carter Mgmt For For For 1.2 Elect Director Donald E. Hess Mgmt For Withhold Against 1.3 Elect Director Jerry W. Levin Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Declassify the Board of Directors Mgmt For For For 4 Provide for Cumulative Voting ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Chappell Mgmt For Withhold Against 1.2 Elect Director Thomas W. D?Alonzo Mgmt For For For 1.3 Elect Director Richard A. Franco, Sr. Mgmt For For For 1.4 Elect Director William P. Keane Mgmt For For For 1.5 Elect Director Carolyn J. Logan Mgmt For For For 1.6 Elect Director Mark A. Sirgo Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHWEITZER-MAUDUIT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWM CUSIP 808541106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frederic P. Villoutreix Mgmt For Withhold Against 1.2 Elect Director Anderson D. Warlick Mgmt For For For 2 Approve Restricted Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SEATTLE GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGEN CUSIP 812578102 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marc E. Lippman Mgmt For For For 1.2 Elect Director Franklin M. Berger Mgmt For For For 1.3 Elect Director Daniel G. Welch Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SEMTECH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SMTC CUSIP 816850101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Glen M. Antle Mgmt For For For 1.2 Elect Director W. Dean Baker Mgmt For For For 1.3 Elect Director James P. Burra Mgmt For Withhold Against 1.4 Elect Director Bruce C. Edwards Mgmt For For For 1.5 Elect Director Rockell N. Hankin Mgmt For Withhold Against 1.6 Elect Director James T. Lindstrom Mgmt For For For 1.7 Elect Director Mohan R. Maheswaran Mgmt For Withhold Against 1.8 Elect Director John L. Piotrowski Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SKECHERS U.S.A., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKX CUSIP 830566105 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Greenberg Mgmt For Withhold Against 1.2 Elect Director David Weinberg Mgmt For Withhold Against 1.3 Elect Director Jeffrey Greenberg Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ SOLARWINDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWI CUSIP 83416B109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey L. Horing Mgmt For For For 1.2 Elect Director J. Benjamin Nye Mgmt For For For 1.3 Elect Director Kevin B. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOLUTIA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SOA CUSIP 834376501 04/21/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James Heffernan Mgmt For N/A N/A 1.2 Elect Director W. Thomas Jagodinski Mgmt For N/A N/A 1.3 Elect Director William Rusnack Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A 3 Approval of Amended and Restated 2007 Mgmt For N/A N/A Management Long-Term Incentive Plan 4 Approval of Annual Incentive Plan Mgmt For N/A N/A 5 Approval of Adoption of Section 382 Mgmt For N/A N/A Stockholder Rights Agreement - ------------------------------------------------------------------------------------------------------------------ SOLUTIA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SOA CUSIP 834376501 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James P. Heffernan Mgmt For For For 1.2 Elect Director W. Thomas Jagodinski Mgmt For For For 1.3 Elect Director William C. Rusnack Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Approve Executive Incentive Bonus Plan Mgmt For Against Against 5 Adopt, Renew or Amend NOL Rights Plan Mgmt For For For (NOL Pill) - ------------------------------------------------------------------------------------------------------------------ SOURCEFIRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIRE CUSIP 83616T108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Becker Mgmt For For For 1.2 Elect Director Arnold L. Punaro Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ STERIS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard C. Breeden Mgmt For For For 1.2 Elect Director Cynthia L. Feldmann Mgmt For For For 1.3 Elect Director Robert H. Fields Mgmt For For For 1.4 Elect Director Jacqueline B. Kosecoff Mgmt For For For 1.5 Elect Director Kevin M. McMullen Mgmt For For For 1.6 Elect Director Walter M Rosebrough, Mgmt For For For Jr. 1.7 Elect Director Mohsen M. Sohi Mgmt For For For 1.8 Elect Director John P. Wareham Mgmt For For For 1.9 Elect Director Loyal W. Wilson Mgmt For Withhold Against 1.10 Elect Director Michael B. Wood Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Robert Fields Mgmt For For For 1.4 Elect Jacqueline Kosecoff Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For Withhold Against 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STIFEL FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SF CUSIP 860630102 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. Dubinsky Mgmt For For For 1.2 Elect Director Robert E. Lefton Mgmt For Withhold Against 1.3 Elect Director Scott B. McCuaig Mgmt For Withhold Against 1.4 Elect Director James M. Oates Mgmt For Withhold Against 1.5 Elect Director Ben A. Plotkin Mgmt For Withhold Against 2 Approve Executive Incentive Bonus Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig L. Fuller Mgmt For Withhold Against 1.2 Elect Director Patrick M. James Mgmt For For For 1.3 Elect Director Steven S. Lucas Mgmt For For For 1.4 Elect Director -Michael S. Parrett Mgmt For For For 1.5 Elect Director Francis R. McAllister Mgmt For Withhold Against 1.6 Elect Director Sheryl K. Pressler Mgmt For For For 1.7 Elect Director -Michael Schiavone Mgmt For For For 1.8 Elect Director Mark V. Sander Mgmt For Withhold Against 1.9 Elect Director Ajay Paliwal Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SUCCESSFACTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFSF CUSIP 864596101 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas J. Burgum Mgmt For For For 1.2 Elect Director Lars Dalgaard Mgmt For For For 1.3 Elect Director Elizabeth A. Nelson Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Greg Matiuk Mgmt For Withhold Against 1.2 Elect Director Bruce H. Vincent Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SXC HEALTH SOLUTIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SXC CINS 78505P100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Terence C. Burke Mgmt For Withhold Against 1.2 Elect Director William J. Davis Mgmt For For For 1.3 Elect Director Philip R. Reddon Mgmt For For For 1.4 Elect Director Mark A. Thierer Mgmt For For For 1.5 Elect Director Steven Cosler Mgmt For Withhold Against 1.6 Elect Director Curtis J. Thorne Mgmt For For For 1.7 Elect Director Anthony R. Masso Mgmt For Withhold Against 2 Approve SXC Health Solutions Corp. Mgmt For Against Against Incentive Plan 3 Ratify KPMG US as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYMETRA FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYA CUSIP 87151Q106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lois W. Grady Mgmt For Withhold Against 1.2 Elect Director David T. Foy Mgmt For Withhold Against 1.3 Elect Director Randall H. Talbot Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNCHRONOSS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNCR CUSIP 87157B103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles E. Hoffman Mgmt For For For 1.2 Elect Director James M. McCormick Mgmt For For For 1.3 Elect Director Donnie M. Moore Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO CUSIP 87424N104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Gregoire Mgmt For Withhold Against 1.2 Elect Director Michael Tierney Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack Africk Mgmt For Withhold Against 1.2 Elect Director Steven B. Tanger Mgmt For Withhold Against 1.3 Elect Director William G. Benton Mgmt For Withhold Against 1.4 Elect Director Bridget Ryan Berman Mgmt For For For 1.5 Elect Director Thomas E. Robinson Mgmt For Withhold Against 1.6 Elect Director Allan L. Schuman Mgmt For For For 1.7 Elect Director Stanley K. Tanger Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TELEFLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TFX CUSIP 879369106 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Patricia C. Barron Mgmt For Withhold Against 1.2 Elect Director Jeffrey A. Graves Mgmt For For For 1.3 Elect Director James W. Zug Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director E. Linn Draper, Jr. Mgmt For For For 2 Elect Director J. Patrick Maley III Mgmt For For For 3 Elect Director W. Allen Reed Mgmt For For For 4 Approve Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEMPUR-PEDIC INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TPX CUSIP 88023U101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mark Sarvary Mgmt For For For 2 Elect Director Evelyn Dilsaver Mgmt For For For 3 Elect Director Francis A. Doyle Mgmt For For For 4 Elect Director John A. Heil Mgmt For For For 5 Elect Director Peter K. Hoffman Mgmt For For For 6 Elect Director Sir Paul Judge Mgmt For For For 7 Elect Director Nancy F. Koehn Mgmt For For For 8 Elect Director Christopher A. Masto Mgmt For For For 9 Elect Director P. Andrews McLane Mgmt For For For 10 Elect Director Robert B. Trussell, Jr. Mgmt For For For 11 Ratify Auditors Mgmt For Against Against 12 Approve Executive Incentive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TENET HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THC CUSIP 88033G100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John Ellis "Jeb" Bush Mgmt For For For 2 Elect Director Trevor Fetter Mgmt For For For 3 Elect Director Brenda J. Gaines Mgmt For For For 4 Elect Director Karen M. Garrison Mgmt For For For 5 Elect Director Edward A. Kangas Mgmt For For For 6 Elect Director J. Robert Kerrey Mgmt For For For 7 Elect Director Floyd D. Loop, M.D. Mgmt For Against Against 8 Elect Director Richard R. Pettingill Mgmt For For For 9 Elect Director James A. Unruh Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For Against Against 11 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 12 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For Against Against 2 Elect Director Michael A. Bradley Mgmt For Against Against 3 Elect Director Albert Carnesale Mgmt For Against Against 4 Elect Director Edwin J. Gillis Mgmt For For For 5 Elect Director Paul J. Tufano Mgmt For For For 6 Elect Director Roy A. Vallee Mgmt For For For 7 Elect Director Patricia S. Wolpert Mgmt For Against Against 8 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TEXAS ROADHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXRH CUSIP 882681109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director G.J. Hart Mgmt For For For 1.2 Elect Director Gregory N. Moore Mgmt For For For 1.3 Elect Director James F. Parker Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jane T. Elfers Mgmt For For For 2 Elect Director Robert N. Fisch Mgmt For For For 3 Elect Director Louis Lipschitz Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE RYLAND GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYL CUSIP 783764103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie M. Frecon Mgmt For Withhold Against 1.2 Elect Director Roland A. Hernandez Mgmt For For For 1.3 Elect Director William L. Jews Mgmt For Withhold Against 1.4 Elect Director Ned Mansour Mgmt For For For 1.5 Elect Director Robert E. Mellor Mgmt For Withhold Against 1.6 Elect Director Norman J. Metcalfe Mgmt For For For 1.7 Elect Director Larry T. Nicholson Mgmt For Withhold Against 1.8 Elect Director Charlotte St. Martin Mgmt For Withhold Against 1.9 Elect Director Robert G van Mgmt For For For Schoonenberg 2 Adopt Quantitative GHG Goals for ShrHldr Against For Against Products and Operations 3 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 4 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David A. Bell Mgmt For For For 2 Elect Director Robert A. Bowman Mgmt For For For 3 Elect Director Richard Karl Goeltz Mgmt For For For 4 Elect Director Joseph R. Gromek Mgmt For For For 5 Elect Director Sheila A. Hopkins Mgmt For For For 6 Elect Director Charles R. Perrin Mgmt For For For 7 Elect Director Nancy A. Reardon Mgmt For For For 8 Elect Director Donald L. Seeley Mgmt For For For 9 Elect Director Cheryl Nido Turpin Mgmt For For For 10 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ THOMPSON CREEK METALS CO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCM CINS 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis C. Arsenault as Director Mgmt For For For 1.2 Elect Carol T. Banducci as Director Mgmt For For For 1.3 Elect James L. Freer as Director Mgmt For For For 1.4 Elect James P. Geyer as Director Mgmt For For For 1.5 Elect Timothy J. Haddon as Director Mgmt For For For 1.6 Elect Kevin Loughrey as Director Mgmt For Withhold Against 1.7 Elect Thomas J. O'Neil as Director Mgmt For For For 2 Approve 2010 Employee Stock Purchase Mgmt For For For Plan 3 Approve 2010 Long-Term Incentive Plan Mgmt For For For 4 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ TIVO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIVO CUSIP 888706108 09/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randy Komisar Mgmt For Withhold Against 1.2 Elect Director Thomas Wolzien Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Diana S. Ferguson Mgmt For For For 1.2 Elect Director George V. Bayly Mgmt For For For 1.3 Elect Director Gary D. Smith Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRIUMPH GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGI CUSIP 896818101 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRUE RELIGION APPAREL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRLG CUSIP 89784N104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey Lubell Mgmt For Withhold Against 1.2 Elect Director Marcello Bottoli Mgmt For For For 1.3 Elect Director Joseph Coulombe Mgmt For For For 1.4 Elect Director G. Louis Graziadio, III Mgmt For For For 1.5 Elect Director Robert L. Harris, II Mgmt For For For 1.6 Elect Director Seth R. Johnson Mgmt For For For 1.7 Elect Director Mark S. Maron Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRUEBLUE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven C. Cooper Mgmt For Against Against 2 Elect Director Thomas E. McChesney Mgmt For Against Against 3 Elect Director Gates McKibbin Mgmt For For For 4 Elect Director Joseph P. Sambataro, Mgmt For Against Against Jr. 5 Elect Director Bonnie W. Soodik Mgmt For For For 6 Elect Director William W. Steele Mgmt For For For 7 Elect Director Robert J. Sullivan Mgmt For Against Against 8 Elect Director Craig E. Tall Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 11 Amend Omnibus Stock Plan Mgmt For Against Against 12 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TUPPERWARE BRANDS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TUP CUSIP 899896104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Rita Bornstein, Ph.D. Mgmt For Against Against 2 Elect Director Kriss Cloninger, III Mgmt For For For 3 Elect Director E.V. Goings Mgmt For Against Against 4 Elect Director Joe R. Lee Mgmt For Against Against 5 Elect Director Bob Marbut Mgmt For Against Against 6 Elect Director Antonio Monteiro de Mgmt For For For Castro 7 Elect Director David R. Parker Mgmt For Against Against 8 Elect Director Joyce M. Roche Mgmt For Against Against 9 Elect Director J. Patrick Spainhour Mgmt For For For 10 Elect Director M. Anne Szostak Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Approve Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory J. Attorri Mgmt For For For 1.2 Elect Director Spencer B. Hays Mgmt For For For 1.3 Elect Director Larissa L. Herda Mgmt For Withhold Against 1.4 Elect Director Kevin W. Mooney Mgmt For For For 1.5 Elect Director Kirby G. Pickle Mgmt For For For 1.6 Elect Director Roscoe C. Young, II Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ TYLER TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYL CUSIP 902252105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald R. Brattain Mgmt For For For 1.2 Elect Director J. Luther King, Jr. Mgmt For For For 1.3 Elect Director John S. Marr, Jr. Mgmt For Withhold Against 1.4 Elect Director G. Stuart Reeves Mgmt For For For 1.5 Elect Director Michael D. Richards Mgmt For For For 1.6 Elect Director Dustin R. Womble Mgmt For Withhold Against 1.7 Elect Director John M. Yeaman Mgmt For Withhold Against 2 Approve Stock Option Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ULTRATECH INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTEK CUSIP 904034105 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dennis R. Raney Mgmt For For For 1.2 Elect Director Henri Richard Mgmt For For For 1.3 Elect Director Vincent F. Sollitto, Mgmt For For For Jr. 2 Ratify Auditors Mgmt For Against Against 3 Declassify the Board of Directors Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ UMPQUA HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMPQ CUSIP 904214103 04/20/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Raymond P. Davis Mgmt For N/A N/A 1.2 Elect Director David B. Frohnmayer Mgmt For N/A N/A 1.3 Elect Director William A. Lansing Mgmt For N/A N/A 1.4 Elect Director Hilliard C. Terry, III Mgmt For N/A N/A 1.5 Elect Director Peggy Y. Fowler Mgmt For N/A N/A 1.6 Elect Director Stephen M. Gambee Mgmt For N/A N/A 1.7 Elect Director Luis F. Machuca Mgmt For N/A N/A 1.8 Elect Director Bryan L. Timm Mgmt For N/A N/A 1.9 Elect Director Allyn C. Ford Mgmt For N/A N/A 1.10 Elect Director Jose R. Hermocillo Mgmt For N/A N/A 1.11 Elect Director Diane D. Miller Mgmt For N/A N/A 1.12 Elect Director Frank R.J. Whittaker Mgmt For N/A N/A 2 Approve an amendment to the company's Mgmt For N/A N/A amended and restated articles of incorporation to increase the company;s authorized common shares from 100 million shares to 200 million shares, without par value and to increase the authorized preferred shares from 2 3 Amend the company's 2003 stock Mgmt For N/A N/A incentive plan to make an additional 2 million shares available for issuance and to extend the termination date to June 30, 2015. 4 Amend the Umpqua Holdings Corporation Mgmt For N/A N/A 2005 performance-based executive incentive plan by extending its expiration date from December 31, 2009 to December 31, 2014. 5 Consider and approve the following Mgmt For N/A N/A advisory (non-binding) proposal: resolved, that the shareholders approve the compensation of executive officers as described in the compensation discussion and analysis and the tabular disclosure regarding named executiv 6 Ratify the audit and compliance Mgmt For N/A N/A committee's appointment of Moss Adams LLP as the company's independent auditor for the fiscal year ending December 31,2010. - ------------------------------------------------------------------------------------------------------------------ UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Cianciolo Mgmt For For For 2 Elect Peter Roy Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph M. Cianciolo Mgmt For Against Against 1.2 Elect Director Peter Roy Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 01/13/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph M. Cianciolo Mgmt For N/A N/A 1.2 Elect Director Peter Roy Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ UNITED STATIONERS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USTR CUSIP 913004107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Roy W. Haley Mgmt For Withhold Against 1.2 Elect Director Benson P. Shapiro Mgmt For Withhold Against 1.3 Elect Director Alex D. Zoghlin Mgmt For For For 1.4 Elect Director Noah T. Maffitt Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christopher Causey Mgmt For Withhold Against 1.2 Elect Director Richard Giltner Mgmt For Withhold Against 1.3 Elect Director R. Paul Gray Mgmt For Withhold Against 2 Increase Authorized Common Stock Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSEA CUSIP 922207105 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Xun (Eric) Chen Mgmt For For For 1.2 Elect Director Dennis G. Schmal Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VEECO INSTRUMENTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VECO CUSIP 922417100 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Roger D. McDaniel Mgmt For Withhold Against 1.2 Elect Director John R. Peeler Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VERIGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRGY CINS Y93691106 04/06/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Eric Meurice Mgmt For N/A N/A 2 Elect Director Steven W. Berglund Mgmt For N/A N/A 3 Elect Director Claudine Simson Mgmt For N/A N/A 4 Approve re-appointment of Mgmt For N/A N/A PriceWaterhouseCoopers LLP to serve as the independent singapore auditor for the fiscal year ending October 31, 2010, and to authorize the board of directors to fix PriceWaterhouseCoopers LLP's remuneration. 5 Approve annual cash compensation for Mgmt For N/A N/A Verigy's current non-employee directors for the approximately one year period commencing on the date of our 2010 annual general meeting of shareholders and ending on the day immediately prior to our 2011 annual general 6 Approve the authorization for the Mgmt For N/A N/A board of directors to allot and issue ordinary shares. 7 Approve the share purchase mandate Mgmt For N/A N/A relating to the acquisition by Verigy of its own ordinary shares. 8 Approve the amendment of the 2006 Mgmt For N/A N/A equity incentive plan to increase the maximum number of ordinary shares authorized for issuance thereunder by 3,000,000, from 10,300,000 ordinary shares to 13,300,000 ordinary shares. 9 Approve the amendment of the 2006 Mgmt For N/A N/A employee shares purchase plan to increase the maximum number of ordinary shares authorized for issuance thereunder by 1,500,000, from 1,700,000 ordinary shares to 3,200,000 ordinary shares. - ------------------------------------------------------------------------------------------------------------------ VERIGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRGY CINS Y93691106 04/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reelect Eric Meurice as Director Mgmt For For For 2 Reelect Steven W. Berglund as Director Mgmt For For For 3 Reelect Claudine Simson as Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Annual Cash Compensation and Mgmt For For For Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered 6 Approve Issuance of Shares without Mgmt For Against Against Preemptive Rights 7 Authorize Share Repurchase Program Mgmt For For For 8 Amend 2006 Equity Incentive Plan to Mgmt For Against Against Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares 9 Amend 2006 Employee Shares Purchase Mgmt For For For Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares - ------------------------------------------------------------------------------------------------------------------ VISTAPRINT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP G93762204 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Bermuda to the Mgmt For For For Netherlands - ------------------------------------------------------------------------------------------------------------------ VISTAPRINT N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP N93540107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gavin, Jr. Mgmt For For For 2 Elect George Overholser Mgmt For For For 3 Elect Mark Thomas Mgmt For For For 4 Performance Incentive Plan for Mgmt For For For Covered Employees 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISTAPRINT NV TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CINS N93540107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A Vote For The Election Of Nominee Mgmt For For For John J. Gavin, Jr. 2 A Vote For The Election Of Nominee Mgmt For For For George M. Overholser 3 A Vote For The Election Of Nominee Mgmt For For For Mark T. Thomas 4 Approve Our Performance Incentive Mgmt For Against Against Plan For Covered Employees 5 Appoint Ernst & Young Llp As Our Mgmt For For For Independent Registered Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 - ------------------------------------------------------------------------------------------------------------------ WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/21/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard L. Clark, Jr. Mgmt For N/A N/A 1.2 Elect Director Jerry W. Kolb Mgmt For N/A N/A 1.3 Elect Director Patrick A. Kriegshauser Mgmt For N/A N/A 1.4 Elect Director Joseph B. Leonard Mgmt For N/A N/A 1.5 Elect Director Bernard G. Rethore Mgmt For N/A N/A 1.6 Elect Director George R. Richmond Mgmt For N/A N/A 1.7 Elect Director Michael T. Tokarz Mgmt For N/A N/A 1.8 Elect Director A.J. Wagner Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ WATSCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSO CUSIP 942622200 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Berner, III Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sandra Beach Lin Mgmt For For For 1.2 Elect Director Robert J. Tarr, Jr. Mgmt For Withhold Against 1.3 Elect Director Stephen A. Van Oss Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas W. Hofmann Mgmt For For For 1.2 Elect Director L. Robert Johnson Mgmt For Withhold Against 1.3 Elect Director John P. Neafsey Mgmt For Withhold Against 1.4 Elect Director Geoffrey F. Worden Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For 1.2 Elect Director Robert J. Bahash Mgmt For For For 1.3 Elect Director Brian R. Gamache Mgmt For Withhold Against 1.4 Elect Director Patricia M. Nazemetz Mgmt For For For 1.5 Elect Director Louis J. Nicastro Mgmt For Withhold Against 1.6 Elect Director Neil D. Nicastro Mgmt For Withhold Against 1.7 Elect Director Edward W. Rabin, Jr Mgmt For For For 1.8 Elect Director Ira S. Sheinfeld Mgmt For Withhold Against 1.9 Elect Director Bobby L. Siller Mgmt For For For 1.10 Elect Director William J. Vareschi, Mgmt For For For Jr. 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XYRATEX LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XRTX CINS G98268108 03/30/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew Sukawaty Mgmt For N/A N/A 1.2 Elect Director Ernest Sampias Mgmt For N/A N/A 1.3 Elect Director Mike Windram Mgmt For N/A N/A 2 Re-appointment of Mgmt For N/A N/A PriceWaterhouseCoopers LLP as the independent registered public accounting firm of Xyratex Ltd for its fiscal year ended November 30, 2010 and to authorize the audit committee of the board of directors to agree the remuneration of the in - ------------------------------------------------------------------------------------------------------------------ YINGLI GREEN ENERGY HOLDING COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS YGE CINS 98584B103 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports (Voting) 2 Reelect Zongwei Li as a Director Mgmt For Against Against 3 Reelect Xiangdong Wang as a Director Mgmt For Against Against 4 Amend 2006 Stock Incentive Plan Mgmt For For For 5 Amend 2006 Stock Incentive Plan Mgmt For For For 6 Ratify KPMG as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Small Cap Value Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ A. O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald D. Brown Mgmt For Withhold Against 1.2 Elect Director William P. Greubel Mgmt For Withhold Against 1.3 Elect Director Rober J. O'Toole Mgmt For For For 1.4 Elect Director Idelle K. Wolf Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADVANCED ENERGY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEIS CUSIP 007973100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas S. Schatz Mgmt For For For 1.2 Elect Director Frederick A. Ball Mgmt For For For 1.3 Elect Director Richard P. Beck Mgmt For For For 1.4 Elect Director Hans Georg Betz Mgmt For For For 1.5 Elect Director Trung T. Doan Mgmt For For For 1.6 Elect Director Edward C. Grady Mgmt For For For 1.7 Elect Director Terry Hudgens Mgmt For For For 1.8 Elect Director Thomas M. Rohrs Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James W. Hovey Mgmt For For For 1.2 Elect Director Paula A. Sneed Mgmt For For For 1.3 Elect Director David M. Stout Mgmt For For For 1.4 Elect Director Ellen C. Wolf Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William S. Ayer Mgmt For For For 2 Elect Director Patricia M. Bedient Mgmt For For For 3 Elect Director Phyllis J. Campbell Mgmt For For For 4 Elect Director Mark R. Hamilton Mgmt For For For 5 Elect Director Jessie J. Knight, Jr. Mgmt For For For 6 Elect Director R. Marc Langland Mgmt For For For 7 Elect Director Dennis F. Madsen Mgmt For For For 8 Elect Director Byron I. Mallott Mgmt For For For 9 Elect Director J. Kenneth Thompson Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 13 Provide Right to Act by Written ShrHldr Against Against For Consent - ------------------------------------------------------------------------------------------------------------------ ALLIANCE ONE INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AOI CUSIP 018772103 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John M. Hines Mgmt For For For 1.2 Elect Director Mark W. Kehaya Mgmt For For For 1.3 Elect Director Martin R. Wade, III Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMCOL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACO CUSIP 02341W103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arthur Brown Mgmt For For For 1.2 Elect Director Jay D. Proops Mgmt For For For 1.3 Elect Director Paul C. Weaver Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Approve Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN VANGUARD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVD CUSIP 030371108 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence S. Clark Mgmt For For For 1.2 Elect Director Alfred F. Ingulli Mgmt For For For 1.3 Elect Director John L. Killmer Mgmt For For For 1.4 Elect Director Herbert A. Kraft Mgmt For For For 1.5 Elect Director John B. Miles Mgmt For Withhold Against 1.6 Elect Director Carl R. Soderlind Mgmt For For For 1.7 Elect Director Irving J. Thau Mgmt For For For 1.8 Elect Director Eric G. Wintemute Mgmt For For For 1.9 Elect Director Esmail Zirakparvar Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERON INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMN CUSIP 030710107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Michael Hagan Mgmt For For For 1.2 Elect Director Barry L. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require Independent Board Chairman ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ ANALOGIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALOG CUSIP 032657207 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Burton P. Drayer Mgmt For For For 1.2 Elect Director James W. Green Mgmt For For For 1.3 Elect Director James J. Judge Mgmt For For For 1.4 Elect Director Kevin C. Melia Mgmt For For For 1.5 Elect Director Fred B. Parks Mgmt For For For 1.6 Elect Director Sophie V. Vandebroek Mgmt For For For 1.7 Elect Director Gerald L. Wilson Mgmt For For For 2 Approve Increase in Size of Board Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ANGIODYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANGO CUSIP 03475V101 10/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Wesley E. Johnson, Jr. Mgmt For For For 1.2 Elect Director Jan Keltjens Mgmt For For For 1.3 Elect Director Steven R. LaPorte Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLIED INDUSTRIAL TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIT CUSIP 03820C105 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas A. Commes Mgmt For For For 1.2 Elect Director Peter A. Dorsman Mgmt For For For 1.3 Elect Director J. Michael Moore Mgmt For For For 1.4 Elect Director Jerry Sue Thornton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APTARGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATR CUSIP 038336103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alain Chevassus Mgmt For For For 1.2 Elect Director Stephen J. Hagge Mgmt For For For 1.3 Elect Director Giovanna Kampouri Mgmt For For For Monnas 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARCH CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard E.Cavanagh Mgmt For For For 1.2 Elect Director Douglas J. Wetmore Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARES CAPITAL CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARES CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank E. O'Bryan Mgmt For For For 1.2 Elect Director Antony P. Ressler Mgmt For For For 1.3 Elect Director Eric B. Siegel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Sale of Common Stock Below Mgmt For For For Net Asset Value - ------------------------------------------------------------------------------------------------------------------ ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas F. Monahan Mgmt For For For 1.2 Elect Director Karl E. Newkirk Mgmt For For For 1.3 Elect Director Richard F. Wallman Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASTEC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASTE CUSIP 046224101 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Don Brock Mgmt For For For 1.2 Elect Director W. Norman Smith Mgmt For For For 1.3 Elect Director William B. Sansom Mgmt For For For 1.4 Elect Director James B. Baker Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATMI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATMI CUSIP 00207R101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert S. Hillas Mgmt For For For 1.2 Elect Director Cheryl L. Shavers Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATRION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATRI CUSIP 049904105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Roger F. Stebbing Mgmt For For For 1.2 Elect Director John P. Stupp, Jr. Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BEACON ROOFING SUPPLY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert R. Buck Mgmt For For For 1.2 Elect Director H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect Director James J. Gaffney Mgmt For For For 1.4 Elect Director Peter M. Gotsch Mgmt For For For 1.5 Elect Director Andrew R. Logie Mgmt For For For 1.6 Elect Director Stuart A. Randle Mgmt For For For 1.7 Elect Director Wilson B. Sexton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David Aldrich Mgmt For For For 1.2 Elect Director Lorne D. Bain Mgmt For For For 1.3 Elect Director Lance C. Balk Mgmt For For For 1.4 Elect Director Judy L. Brown Mgmt For For For 1.5 Elect Director Bryan C. Cressey Mgmt For For For 1.6 Elect Director Glenn Kalnasy Mgmt For For For 1.7 Elect Director Mary S. McLeod Mgmt For For For 1.8 Elect Director John M. Monter Mgmt For For For 1.9 Elect Director Bernard G. Rethore Mgmt For For For 1.10 Elect Director John S. Stroup Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BLACK HILLS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKH CUSIP 092113109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack W. Eugster Mgmt For For For 1.2 Elect Director Gary L. Pechota Mgmt For For For 1.3 Elect Director Thomas J. Zeller Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROOKS AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKS CUSIP 114340102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Clinton Allen Mgmt For For For 1.2 Elect Director Robert J. Lepofsky Mgmt For For For 1.3 Elect Director Joseph R. Martin Mgmt For For For 1.4 Elect Director John K. McGillicuddy Mgmt For For For 1.5 Elect Director Krishna G. Palepu Mgmt For For For 1.6 Elect Director C.S. Park Mgmt For For For 1.7 Elect Director Kirk P. Pond Mgmt For For For 1.8 Elect Director Alfred Woollacott, III Mgmt For For For 1.9 Elect Director Mark S. Wrighton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRUNSWICK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BC CUSIP 117043109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nolan D. Archibald Mgmt For For For 1.2 Elect Director Jeffrey L. Bleustein Mgmt For For For 1.3 Elect Director Graham H. Phillips Mgmt For For For 1.4 Elect Director Lawrence A. Zimmerman Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C&D TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHP CUSIP 124661109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kevin P. Dowd Mgmt For Withhold Against 1.2 Elect Director Pamela L. Davies Mgmt For Withhold Against 1.3 Elect Director David S. Gee Mgmt For Withhold Against 1.4 Elect Director Jeffrey A. Graves Mgmt For Withhold Against 1.5 Elect Director William Harral III Mgmt For Withhold Against 1.6 Elect Director Robert I. Harries Mgmt For Withhold Against 1.7 Elect Director George MacKenzie Mgmt For Withhold Against 1.8 Elect Director Stanley W. Silverman Mgmt For Withhold Against 1.9 Elect Director Ellen C. Wolf Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CABOT MICROELECTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CCMP CUSIP 12709P103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Laurance Fuller Mgmt For For For 1.2 Elect Director Edward J. Mooney Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARPENTER TECHNOLOGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRS CUSIP 144285103 10/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Carl G. Anderson, Jr. Mgmt For For For 1.2 Elect Director Philip M. Anderson Mgmt For For For 1.3 Elect Director Jeffrey Wadsworth Mgmt For For For 1.4 Elect Director William A. Wulfsohn Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CASEY'S GENERAL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CASY CUSIP 147528103 09/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald M. Lamb Mgmt For For For 1.2 Elect Director Robert J. Myers Mgmt For For For 1.3 Elect Director Diane C. Bridgewater Mgmt For For For 1.4 Elect Director Johnny Danos Mgmt For For For 1.5 Elect Director H. Lynn Horak Mgmt For For For 1.6 Elect Director Kenneth H. Haynie Mgmt For For For 1.7 Elect Director William C. Kimball Mgmt For For For 1.8 Elect Director Jeffrey M. Lamberti Mgmt For For For 1.9 Elect Director Richard A. Wilkey Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAVCO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVCO CUSIP 149568107 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Greenblatt Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CEDAR SHOPPING CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDR CUSIP 150602209 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James J. Burns Mgmt For Against Against 2 Elect Director Raghunath Davloor Mgmt For For For 3 Elect Director Richard Homburg Mgmt For For For 4 Elect Director Pamela N. Hootkin Mgmt For For For 5 Elect Director Everett B. Miller, III Mgmt For Against Against 6 Elect Director Leo S. Ullman Mgmt For For For 7 Elect Director Roger M. Widmann Mgmt For Against Against 8 Authorize Futures Sales of Common Mgmt For For For Stock 9 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CIRCOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIR CUSIP 17273K109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jerome D. Brady Mgmt For Withhold Against 1.2 Elect Director Peter M. Wilver Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLEARWATER PAPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLW CUSIP 18538R103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William D. Larsson Mgmt For For For 2 Elect Director Michael T. Riordan Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sherian G. Cadoria Mgmt For For For 1.2 Elect Director Richard B. Crowell Mgmt For For For 1.3 Elect Director Michael H. Madison Mgmt For For For 1.4 Elect Director W.l. Westbrook Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors ShrHldr N/A For N/A - ------------------------------------------------------------------------------------------------------------------ COGNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CGNX CUSIP 192422103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Shillman Mgmt For Withhold Against 1.2 Elect Director Anthony Sun Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ COMFORT SYSTEMS USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIX CUSIP 199908104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William F. Murdy Mgmt For For For 1.2 Elect Director Darcy G. Anderson Mgmt For For For 1.3 Elect Director Herman E. Bulls Mgmt For For For 1.4 Elect Director Alfred J. Giardinelli, Mgmt For For For Jr. 1.5 Elect Director Alan P. Krusi Mgmt For For For 1.6 Elect Director Franklin Myers Mgmt For For For 1.7 Elect Director James H. Schultz Mgmt For For For 1.8 Elect Director Robert D. Wagner, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COURIER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRRC CUSIP 222660102 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul Braverman Mgmt For For For 1.2 Elect Director Peter K. Markell Mgmt For Withhold Against 1.3 Elect Director Ronald L. Skates Mgmt For Withhold Against 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CSS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSS CUSIP 125906107 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott A. Beaumont Mgmt For For For 1.2 Elect Director James H. Bromley Mgmt For For For 1.3 Elect Director Jack Farber Mgmt For For For 1.4 Elect Director John J. Gavin Mgmt For For For 1.5 Elect Director Leonard E. Grossman Mgmt For For For 1.6 Elect Director James E. Ksansnak Mgmt For For For 1.7 Elect Director Rebecca C. Matthias Mgmt For For For 1.8 Elect Director Christopher J. Munyan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DELTIC TIMBER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DEL CUSIP 247850100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randolph C. Coley Mgmt For For For 1.2 Elect Director R. Hunter Pierson, Jr. Mgmt For Withhold Against 1.3 Elect Director J. Thurston Roach Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gareth Roberts Mgmt For For For 1.2 Elect Director Wieland F. Wettstein Mgmt For For For 1.3 Elect Director Michael L. Beatty Mgmt For For For 1.4 Elect Director Michael B. Decker Mgmt For For For 1.5 Elect Director Ronald G. Greene Mgmt For For For 1.6 Elect Director David I. Heather Mgmt For For For 1.7 Elect Director Gregory L. McMichael Mgmt For For For 1.8 Elect Director Randy Stein Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOLLAR THRIFTY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTG CUSIP 256743105 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas P. Capo Mgmt For For For 1.2 Elect Director Maryann N. Keller Mgmt For For For 1.3 Elect Director Edward C. Lumley Mgmt For For For 1.4 Elect Director Richard W. Neu Mgmt For For For 1.5 Elect Director John C. Pope Mgmt For For For 1.6 Elect Director Scott L. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DORMAN PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DORM CUSIP 258278100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard N. Berman Mgmt For For For 1.2 Elect Director Steven L. Berman Mgmt For For For 1.3 Elect Director John F. Creamer, Jr. Mgmt For For For 1.4 Elect Director Paul R. Lederer Mgmt For For For 1.5 Elect Director Edgar W. Levin Mgmt For For For 1.6 Elect Director Richard T. Riley Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DREW INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DW CUSIP 26168L205 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward W. Rose, III Mgmt For For For 1.2 Elect Director Leigh J. Abrams Mgmt For For For 1.3 Elect Director Fredric M. Zinn Mgmt For For For 1.4 Elect Director James F. Gero Mgmt For For For 1.5 Elect Director Frederick B. Hegi, Jr. Mgmt For For For 1.6 Elect Director David A. Reed Mgmt For For For 1.7 Elect Director John B. Lowe, Jr. Mgmt For For For 1.8 Elect Director Jason D. Lippert Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Conversion of Securities Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Iris S. Chan Mgmt For For For 1.2 Elect Director Peggy Cherng Mgmt For For For 1.3 Elect Director Rudolph I. Estrada Mgmt For For For 1.4 Elect Director Julia S. Gouw Mgmt For For For 1.5 Elect Director Paul H. Irving Mgmt For For For 1.6 Elect Director Andrew S. Kane Mgmt For For For 1.7 Elect Director John Lee Mgmt For For For 1.8 Elect Director Herman Y. Li Mgmt For For For 1.9 Elect Director Jack C. Liu Mgmt For For For 1.10 Elect Director Dominic Ng Mgmt For For For 1.11 Elect Director Keith W. Renken Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ EL PASO ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EE CUSIP 283677854 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Robert Brown Mgmt For For For 1.2 Elect Director James W. Cicconi Mgmt For For For 1.3 Elect Director P.z. Holland-Branch Mgmt For For For 1.4 Elect Director Thomas K. Shockley Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ELECTRO RENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELRC CUSIP 285218103 10/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gerald D. Barrone Mgmt For For For 1.2 Elect Director Nancy Y. Bekavac Mgmt For For For 1.3 Elect Director Karen J. Curtin Mgmt For For For 1.4 Elect Director Suzan K. DelBene Mgmt For For For 1.5 Elect Director Daniel Greenberg Mgmt For For For 1.6 Elect Director Joseph J. Kearns Mgmt For For For 1.7 Elect Director James S. Pignatelli Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EMPLOYERS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EIG CUSIP 292218104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rose E. Mckinney-james Mgmt For For For 1.2 Elect Director John P. Sande Iii Mgmt For For For 1.3 Elect Director Martin J. Welch Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENCORE ACQUISITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EAC CUSIP 29255W100 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST OPPORTUNITY FUND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FF CUSIP 33587T108 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Investment Advisory Agreement Mgmt For For For 2 Approve Investment Advisory Agreement Mgmt For For For 3 Approve Sub-advisory Agreement Mgmt For For For 4 Approve Change of Fundamental Mgmt For For For Investment Policy 5 Approve Change of Fundamental Mgmt For For For Investment Policy 6.1 Elect Director Richard I. Barr Mgmt For For For 6.2 Elect Director John S. Horejsi Mgmt For For For 6.3 Elect Director Susan L. Ciciora Mgmt For For For 6.4 Elect Director Dean L. Jacobson Mgmt For For For 6.5 Elect Director Joel W. Looney Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST POTOMAC REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FPO CUSIP 33610F109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Arnold Mgmt For For For 1.2 Elect Director Richard B. Chess Mgmt For For For 1.3 Elect Director Douglas J. Donatelli Mgmt For For For 1.4 Elect Director J. Roderick Heller, III Mgmt For For For 1.5 Elect Director R. Michael McCullough Mgmt For For For 1.6 Elect Director Alan G. Merten Mgmt For For For 1.7 Elect Director Terry L. Stevens Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Loren K. Carroll Mgmt For For For 1.2 Elect Director Patrick R. McDonald Mgmt For For For 1.3 Elect Director Raymond. I. Wilcox Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Chenming Hu Mgmt For For For 1.2 Elect Director Lothar Maier Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRANCO-NEVADA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNV CUSIP 351858105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pierre Lassonde Mgmt For For For 1.2 Elect Director David Harquail Mgmt For For For 1.3 Elect Director Derek W. Evans Mgmt For For For 1.4 Elect Director Graham Farquharson Mgmt For For For 1.5 Elect Director Louis Gignac Mgmt For For For 1.6 Elect Director Randall Oliphant Mgmt For For For 1.7 Elect Director David R. Peterson Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Share Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation Approach - ------------------------------------------------------------------------------------------------------------------ FRANKLIN ELECTRIC CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FELE CUSIP 353514102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director R. Scott Trumbull Mgmt For Withhold Against 1.2 Elect Director Thomas L. Young Mgmt For Withhold Against 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ FREDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRED CUSIP 356108100 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Hayes Mgmt For Withhold Against 1.2 Elect Director John R. Eisenman Mgmt For Withhold Against 1.3 Elect Director Roger T. Knox Mgmt For Withhold Against 1.4 Elect Director Thomas H. Tashjian Mgmt For Withhold Against 1.5 Elect Director B. Mary McNabb Mgmt For Withhold Against 1.6 Elect Director Michael T. McMillan Mgmt For Withhold Against 1.7 Elect Director Bruce A. Efird Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt ILO Based Code of Conduct ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brenda J. Bacon Mgmt For For For 1.2 Elect Director James W. Crownover Mgmt For For For 1.3 Elect Director Dennis J. Shaughnessy Mgmt For For For 1.4 Elect Director George P. Stamas Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ G&K SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GKSR CUSIP 361268105 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul Baszucki Mgmt For For For 1.2 Elect Director Douglas A. Milroy Mgmt For For For 1.3 Elect Director Alice M. Richter Mgmt For For For 1.4 Elect Director Jeffrey L. Wright Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Philip J. Ringo Mgmt For For For 1.2 Elect Director Mark A. Scudder Mgmt For For For 1.3 Elect Director Oivind Lorentzen, III Mgmt For For For 1.4 Elect Director Michael Norkus Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GIBRALTAR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROCK CUSIP 374689107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Colombo Mgmt For Withhold Against 1.2 Elect Director Gerald S. Lippes Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLACIER BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBCI CUSIP 37637Q105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Blodnick Mgmt For For For 1.2 Elect Director James M. English Mgmt For For For 1.3 Elect Director Allen J. Fetscher Mgmt For For For 1.4 Elect Director Dallas I. Herron Mgmt For For For 1.5 Elect Director Jon W. Hippler Mgmt For For For 1.6 Elect Director Craig A. Langel Mgmt For For For 1.7 Elect Director L. Peter Larson Mgmt For For For 1.8 Elect Director Douglas J. McBride Mgmt For For For 1.9 Elect Director John W. Murdoch Mgmt For For For 1.10 Elect Director Everit A. Sliter Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLADSTONE CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GLAD CUSIP 376535100 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Paul Adelgren Mgmt For For For 2 Elect Director John H. Outland Mgmt For For For 3 Elect Director David Gladstone Mgmt For For For 4 Approve Sale of Common Shares Below Mgmt For For For Net Asset Value 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GULF ISLAND FABRICATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIFI CUSIP 402307102 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael A. Flick Mgmt For For For 1.2 Elect Director Ken C. Tamblyn Mgmt For For For 1.3 Elect Director John A. Wishart Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HATTERAS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTS CUSIP 41902R103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael R. Hough Mgmt For For For 1.2 Elect Director Benjamin M. Hough Mgmt For For For 1.3 Elect Director David W. Berson Mgmt For For For 1.4 Elect Director Ira G. Kawaller Mgmt For For For 1.5 Elect Director Jeffrey D. Miller Mgmt For For For 1.6 Elect Director Thomas D. Wren Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HAVERTY FURNITURE COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVT CUSIP 419596101 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John T. Glover Mgmt For For For 1.2 Elect Director Rawson Haverty, Jr. Mgmt For For For 1.3 Elect Director L. Phillip Humann Mgmt For For For 1.4 Elect Director Mylle H. Mangum Mgmt For For For 1.5 Elect Director Frank S. McGaughey, III Mgmt For For For 1.6 Elect Director Clarence H. Smith Mgmt For For For 1.7 Elect Director Al Trujillo Mgmt For For For 1.8 Elect Director Terence F. McGuirk Mgmt For For For 1.9 Elect Director Vicki R. Palmer Mgmt For For For 1.10 Elect Director Fred L. Schuermann Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HERCULES OFFSHORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HERO CUSIP 427093109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Suzanne V. Baer Mgmt For For For 1.2 Elect Director Thomas R. Bates, Jr. Mgmt For For For 1.3 Elect Director Thomas M. Hamilton Mgmt For For For 1.4 Elect Director Thomas J. Madonna Mgmt For For For 1.5 Elect Director Thierry Pilenko Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HERCULES TECHNOLOGY GROWTH CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTGC CUSIP 427096508 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Manuel A. Henriquez Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Issuance of Shares for a Mgmt For For For Private Placement 4 Approve Issuance of Mgmt For For For Warrants/Convertible Debentures - ------------------------------------------------------------------------------------------------------------------ HOME BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOMB CUSIP 436893200 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Allison Mgmt For For For 1.2 Elect Director C. Randall Sims Mgmt For For For 1.3 Elect Director Randy E. Mayor Mgmt For For For 1.4 Elect Director Robert H. Adcock, Jr. Mgmt For Withhold Against 1.5 Elect Director Richard H. Ashley Mgmt For For For 1.6 Elect Director Dale A. Bruns Mgmt For For For 1.7 Elect Director Richard A. Buckheim Mgmt For For For 1.8 Elect Director Jack E. Engelkes Mgmt For For For 1.9 Elect Director James G. Hinkle Mgmt For For For 1.10 Elect Director Alex R. Lieblong Mgmt For For For 1.11 Elect Director William G. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ HOOKER FURNITURE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOFT CUSIP 439038100 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul B. Toms, Jr. Mgmt For For For 1.2 Elect Director W.C. Beeler, Jr. Mgmt For For For 1.3 Elect Director John L. Gregory, III Mgmt For For For 1.4 Elect Director Mark F. Schreiber Mgmt For For For 1.5 Elect Director David G. Sweet Mgmt For For For 1.6 Elect Director Henry G. Williamson, Mgmt For For For Jr. 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Yeager Mgmt For For For 1.2 Elect Director Mark A. Yeager Mgmt For For For 1.3 Elect Director Gary D. Eppen Mgmt For For For 1.4 Elect Director Charles R. Reaves Mgmt For For For 1.5 Elect Director Martin P. Slark Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IEX CUSIP 45167R104 04/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Neil A. Springer Mgmt For For For 1.2 Elect Director Ruby R. Chandy Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INNOSPEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IOSP CUSIP 45768S105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert I. Paller Mgmt For For For 1.2 Elect Director Patrick S. Williams Mgmt For Withhold Against 1.3 Elect Director Robert E. Bew Mgmt For Withhold Against 1.4 Elect Director Martin M. Hale Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INSITUFORM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSU CUSIP 457667103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Joseph Burgess Mgmt For For For 1.2 Elect Director Stephen P. Cortinovis Mgmt For For For 1.3 Elect Director Stephanie A. Cuskley Mgmt For For For 1.4 Elect Director John P. Dubinsky Mgmt For For For 1.5 Elect Director Charles R. Gordon Mgmt For For For 1.6 Elect Director Juanita H. Hinshaw Mgmt For For For 1.7 Elect Director M. Richard Smith Mgmt For For For 1.8 Elect Director Alfred L. Woods Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IXIA TICKER SECURITY ID: MEETING DATE MEETING STATUS XXIA CUSIP 45071R109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Laurent Asscher Mgmt For For For 1.2 Elect Director Atul Bhatnagar Mgmt For For For 1.3 Elect Director Jonathan Fram Mgmt For For For 1.4 Elect Director Errol Ginsberg Mgmt For For For 1.5 Elect Director Gail Hamilton Mgmt For For For 1.6 Elect Director Jon F. Rager Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JMP GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JMP CUSIP 46629U107 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Jolson Mgmt For For For 1.2 Elect Director Craig R. Johnson Mgmt For For For 1.3 Elect Director Mark L. Lehmann Mgmt For For For 1.4 Elect Director Carter D. Mack Mgmt For For For 1.5 Elect Director Edward J. Sebastian Mgmt For For For 1.6 Elect Director Glenn H. Tongue Mgmt For For For 1.7 Elect Director Kenneth M. Karmin Mgmt For For For 1.8 Elect Director Harris S. Barton Mgmt For For For 1.9 Elect Director H. Mark Lunenburg Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KAMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KAMN CUSIP 483548103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George E. Minnich Mgmt For For For 1.2 Elect Director Neal J. Keating Mgmt For For For 1.3 Elect Director Eileen S. Kraus Mgmt For For For 1.4 Elect Director Richard J. Swift Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Elaine D. Rosen Mgmt For For For 1.2 Elect Director Ralph E. Struzziero Mgmt For For For 1.3 Elect Director Howard W. Sutter Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Approve Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John B. Kilroy, Sr. Mgmt For For For 1.2 Elect Director John B. Kilroy, Jr. Mgmt For For For 1.3 Elect Director Edward F. Brennan Mgmt For For For 1.4 Elect Director William P. Dickey Mgmt For For For 1.5 Elect Director Scott S. Ingraham Mgmt For For For 1.6 Elect Director Dale F. Kinsella Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ KIRBY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director C. Sean Day Mgmt For For For 2 Elect Director William M. Lamont, Jr. Mgmt For For For 3 Elect Director C. Berdon Lawrence Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John A. Kite Mgmt For For For 1.2 Elect Director William E. Bindley Mgmt For For For 1.3 Elect Director Dr. Richard A. Cosier Mgmt For For For 1.4 Elect Director Eugene Golub Mgmt For For For 1.5 Elect Director Gerald L. Moss Mgmt For For For 1.6 Elect Director Michael L. Smith Mgmt For For For 1.7 Elect Director Darell E. Zink, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNOL CUSIP 499183804 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald W. Burton Mgmt For For For 1.2 Elect Director William H. Scott, III Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KRATOS DEFENSE & SECURITY SOLUTIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KTOS CUSIP 50077B207 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott Anderson Mgmt For For For 1.2 Elect Director Bandel Carano Mgmt For Withhold Against 1.3 Elect Director Eric Demarco Mgmt For For For 1.4 Elect Director William Hoglund Mgmt For For For 1.5 Elect Director Scot Jarvis Mgmt For For For 1.6 Elect Director Samuel Liberatore Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ LANDSTAR SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LSTR CUSIP 515098101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William S. Elston Mgmt For For For 1.2 Elect Director Diana M. Murphy Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Donald S. Perkins Mgmt For For For 1.2 Director Stuart L. Scott Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEXICON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXRX CUSIP 528872104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Raymond Debbane Mgmt For Withhold Against 1.2 Elect Director Robert J. Lefkowitz, Mgmt For For For M.D. 1.3 Elect Director Alan S. Nies, M.D. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEXICON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXRX CUSIP 528872104 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LITTELFUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LFUS CUSIP 537008104 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Tzau-Jin Chung Mgmt For For For 1.2 Elect Director John P. Driscoll Mgmt For For For 1.3 Elect Director Anthony Grillo Mgmt For For For 1.4 Elect Director Gordon Hunter Mgmt For For For 1.5 Elect Director John E. Major Mgmt For For For 1.6 Elect Director William P. Noglows Mgmt For For For 1.7 Elect Director Ronald L. Schubel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ M/I HOMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHO CUSIP 55305B101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Friedrich K.M. Bohm Mgmt For For For 1.2 Elect Director Jeffrey H. Miro Mgmt For For For 1.3 Elect Director Robert H. Schottenstein Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARINEMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HZO CUSIP 567908108 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Hillard M. Eure, III Mgmt For For For 2 Elect Director Joseph A. Watters Mgmt For For For 3 Elect Director Dean S. Woodman Mgmt For For For 4 Increase Authorized Preferred and Mgmt For For For Common Stock 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARKEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MKL CUSIP 570535104 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect Director Douglas C. Eby Mgmt For For For 1.3 Elect Director Stewart M. Kasen Mgmt For For For 1.4 Elect Director Alan I. Kirshner Mgmt For For For 1.5 Elect Director Lemuel E. Lewis Mgmt For For For 1.6 Elect Director Darrell D. Martin Mgmt For For For 1.7 Elect Director Anthony F. Markel Mgmt For For For 1.8 Elect Director Steven A. Markel Mgmt For For For 1.9 Elect Director Jay M. Weinberg Mgmt For For For 1.10 Elect Director Debora J. Wilson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MATTHEWS INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MATW CUSIP 577128101 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alvaro Garcia-Tunon Mgmt For For For 1.2 Elect Director John P. O'Leary, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MAX CAPITAL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MXGL CUSIP G6052F103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Issuance Pursuant to Mgmt For For For the Agreement and Plan of Amalgamation 2 Change the Name of Max Capital Group Mgmt For For For Ltd. to "Alterra Capital Holdings Ltd." 3 Change the Name of Max Bermuda Ltd. Mgmt For For For to "Alterra Insurance Ltd." 4 Transact Other Business (Voting) Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MAX CAPITAL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MXGL CINS G6052F103 11/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Reelect William Kronenberg III as Mgmt For For For Director 1.2 Reelect James L. Zech as Director Mgmt For For For 2 Elect Angelo Guagliano as Subsidiary Mgmt For For For Director of Max Bermuda Ltd. 3 Ratify KPMG, Hamilton, Bermuda as Mgmt For For For Auditors of Max Capital Group Ltd. 4 Ratify KPMG, Hamilton, Bermuda as Mgmt For For For Auditors of Max Bermuda Ltd. - ------------------------------------------------------------------------------------------------------------------ MCGRATH RENTCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS MGRC CUSIP 580589109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Dawson Mgmt For For For 1.2 Elect Director Robert C. Hood Mgmt For For For 1.3 Elect Director Dennis C. Kakures Mgmt For For For 1.4 Elect Director Robert P. McGrath Mgmt For For For 1.5 Elect Director Dennis P. Stradford Mgmt For For For 1.6 Elect Director Ronald H. Zech Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEADOWBROOK INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIG CUSIP 58319P108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merton J. Segal Mgmt For For For 1.2 Elect Director David K. Page Mgmt For For For 1.3 Elect Director Herbert Tyner Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERITAGE HOMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTH CUSIP 59001A102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven J. Hilton Mgmt For For For 1.2 Elect Director Raymond Oppel Mgmt For For For 1.3 Elect Director Richard T. Burke, Sr. Mgmt For For For 1.4 Elect Director Dana Bradford Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ METHODE ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MEI CUSIP 591520200 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Walter J. Aspatore Mgmt For For For 1.2 Elect Director Warren L. Batts Mgmt For For For 1.3 Elect Director J. Edward Colgate Mgmt For For For 1.4 Elect Director Darren M. Dawson Mgmt For For For 1.5 Elect Director Donald W. Duda Mgmt For For For 1.6 Elect Director Isabelle C. Goossen Mgmt For For For 1.7 Elect Director Christopher J. Hornung Mgmt For For For 1.8 Elect Director Paul G. Shelton Mgmt For For For 1.9 Elect Director Lawrence B. Skatoff Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MINERALS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTX CUSIP 603158106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph C. Muscari Mgmt For For For 1.2 Elect Director William C. Stivers Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOMENTA PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MNTA CUSIP 60877T100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ram Sasisekharan Mgmt For Withhold Against 1.2 Elect Director Bennett M. Shapiro Mgmt For For For 1.3 Elect Director Elizabeth Stoner Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MPS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPS CUSIP 553409103 01/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith A. Brown Mgmt For For For 1.2 Elect Director Vincent C. Byrd Mgmt For For For 1.3 Elect Director Sarah R. Coffin Mgmt For For For 1.4 Elect Director John B. Crowe Mgmt For For For 1.5 Elect Director Richard P. Johnston Mgmt For For For 1.6 Elect Director Edward W. Kissel Mgmt For For For 1.7 Elect Director John C. Orr Mgmt For For For 1.8 Elect Director Jon H. Outcalt Mgmt For For For 1.9 Elect Director Robert A. Stefanko Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/30/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert S. Prather, Jr. ShrHldr Against N/A N/A 1.2 Elect Director Edward F. Crawford ShrHldr Against N/A N/A 1.3 Elect Director Avrum Gray ShrHldr Against N/A N/A 2 Ratify Auditors ShrHldr Against N/A N/A - ------------------------------------------------------------------------------------------------------------------ NASH-FINCH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NAFC CUSIP 631158102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Bagby Mgmt For For For 1.2 Elect Director Alec C. Covington Mgmt For For For 1.3 Elect Director Sam K. Duncan Mgmt For For For 1.4 Elect Director Mickey P. Foret Mgmt For For For 1.5 Elect Director Douglas A. Hacker Mgmt For For For 1.6 Elect Director Hawthorne L. Proctor Mgmt For For For 1.7 Elect Director William R. Voss Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NHC CUSIP 635906100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard F. LaRoche, Jr. Mgmt For For For 1.2 Elect Director Lawrence C. Tucker Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NATIONAL HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NHC CUSIP 635906209 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard F. LaRoche, Jr. Mgmt For For For 1.2 Elect Director Lawrence C. Tucker Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NATIONAL INTERSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NATL CUSIP 63654U100 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith A. Jensen Mgmt For Withhold Against 1.2 Elect Director James C. Kennedy Mgmt For Withhold Against 1.3 Elect Director Joel Schiavone Mgmt For For For 1.4 Elect Director Alan R. Spachman Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NAVIGANT CONSULTING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCI CUSIP 63935N107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James R. Thompson Mgmt For For For 1.2 Elect Director Samuel K. Skinner Mgmt For For For 1.3 Elect Director Michael L. Tipsord Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORDSON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lee C. Banks Mgmt For For For 1.2 Elect Director Randolph W. Carson Mgmt For For For 1.3 Elect Director Michael F. Hilton Mgmt For For For 1.4 Elect Director Victor L. Richey, Jr. Mgmt For For For 1.5 Elect Director Benedict P. Rosen Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHWESTERN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NWE CUSIP 668074305 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen P. Adik Mgmt For For For 1.2 Elect Director Dorothy M. Bradley Mgmt For For For 1.3 Elect Director E. Linn Draper, Jr. Mgmt For For For 1.4 Elect Director Dana J. Dykhouse Mgmt For For For 1.5 Elect Director Julia L. Johnson Mgmt For For For 1.6 Elect Director Philip L. Maslowe Mgmt For For For 1.7 Elect Director Denton Louis Peoples Mgmt For For For 1.8 Elect Director Robert C. Rowe Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORIENT EXPRESS HOTELS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OEH CUSIP G67743107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John D. Campbell as Director Mgmt For Withhold Against 1.2 Elect Mitchell C. Hochberg as Director Mgmt For Withhold Against 1.3 Elect James B. Hurlock as Director Mgmt For Withhold Against 1.4 Elect Prudence M. Leith as Director Mgmt For Withhold Against 1.5 Elect J. Robert Lovejoy as Director Mgmt For Withhold Against 1.6 Elect Georg R. Rafael as Director Mgmt For Withhold Against 1.7 Elect James B. Sherwood as Director Mgmt For Withhold Against 1.8 Elect Paul M. White as Director Mgmt For Withhold Against 2 Amend 2009 Share Award and Incentive Mgmt For For For Plan 3 Approve Deloitte LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ OWENS & MINOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Director John T. Crotty Mgmt For For For 1.4 Elect Director Richard E. Fogg Mgmt For For For 1.5 Elect Director G. Gilmer Minor, III Mgmt For For For 1.6 Elect Director Eddie N. Moore, Jr. Mgmt For For For 1.7 Elect Director Peter S. Redding Mgmt For For For 1.8 Elect Director James E. Rogers Mgmt For For For 1.9 Elect Director Robert C. Sledd Mgmt For For For 1.10 Elect Director Craig R. Smith Mgmt For For For 1.11 Elect Director James E. Ukrop Mgmt For For For 1.12 Elect Director Anne Marie Whittemore Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARKWAY PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKY CUSIP 70159Q104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles T. Cannada Mgmt For For For 1.2 Elect Director Laurie L. Dotter Mgmt For For For 1.3 Elect Director Daniel P. Friedman Mgmt For Withhold Against 1.4 Elect Director Michael J. Lipsey Mgmt For For For 1.5 Elect Director Brenda J. Mixson Mgmt For For For 1.6 Elect Director Steven G. Rogers Mgmt For For For 1.7 Elect Director Leland R. Speed Mgmt For For For 1.8 Elect Director Troy A. Stovall Mgmt For Withhold Against 1.9 Elect Director Lenore M. Sullivan Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEBBLEBROOK HOTEL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEB CUSIP 70509V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon E. Bortz Mgmt For For For 1.2 Elect Director Cydney C. Donnell Mgmt For Withhold Against 1.3 Elect Director Ron E. Jackson Mgmt For Withhold Against 1.4 Elect Director Martin H. Nesbitt Mgmt For Withhold Against 1.5 Elect Director Michael J. Schall Mgmt For For For 1.6 Elect Director Earl E. Webb Mgmt For Withhold Against 1.7 Elect Director Laura H. Wright Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PENN VIRGINIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVA CUSIP 707882106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John U. Clarke Mgmt For For For 1.2 Elect Director Edward B. Cloues, II Mgmt For For For 1.3 Elect Director A. James Dearlove Mgmt For For For 1.4 Elect Director Robert Garrett Mgmt For For For 1.5 Elect Director Keith D. Horton Mgmt For For For 1.6 Elect Director Marsha R. Perelman Mgmt For For For 1.7 Elect Director William H. Shea, Jr. Mgmt For Withhold Against 1.8 Elect Director P. Van Marcke De Lummen Mgmt For For For 1.9 Elect Director Gary K. Wright Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PENNANTPARK INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNNT CUSIP 708062104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arthur H. Penn Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Sale of Common Stock Below Mgmt For For For Net Asset Value - ------------------------------------------------------------------------------------------------------------------ PENNANTPARK INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNNT CUSIP 708062104 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Sale of Common Shares Below Mgmt For For For Net Asset Value 2 Approve Issuance of Mgmt For For For Warrants/Convertible Debentures 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PIPER JAFFRAY COMPANIES TICKER SECURITY ID: MEETING DATE MEETING STATUS PJC CUSIP 724078100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew S. Duff Mgmt For For For 1.2 Elect Director Michael R. Francis Mgmt For For For 1.3 Elect Director Virginia Gambale Mgmt For For For 1.4 Elect Director B. Kristine Johnson Mgmt For For For 1.5 Elect Director Addison L. Piper Mgmt For For For 1.6 Elect Director Lisa K. Polsky Mgmt For For For 1.7 Elect Director Frank L. Sims Mgmt For For For 1.8 Elect Director Jean M. Taylor Mgmt For For For 1.9 Elect Director Michele Volpi Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POOL CUSIP 73278L105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Wilson B. Sexton Mgmt For For For 1.2 Elect Director Andrew W. Code Mgmt For For For 1.3 Elect Director James J. Gaffney Mgmt For For For 1.4 Elect Director George T. Haymaker, Jr. Mgmt For For For 1.5 Elect Director Manuel J. Perez de la Mgmt For For For Mesa 1.6 Elect Director Harlan F. Seymour Mgmt For For For 1.7 Elect Director Robert C. Sledd Mgmt For For For 1.8 Elect Director John E. Stokely Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael J. Covey Mgmt For For For 2 Elect Director Gregory L. Quesnel Mgmt For For For 3 Elect Director Ruth Ann M. Gillis Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PREMIERE GLOBAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGI CUSIP 740585104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Boland T. Jones Mgmt For For For 1.2 Elect Director Jeffrey T. Arnold Mgmt For For For 1.3 Elect Director Wilkie S. Colyer Mgmt For Withhold Against 1.4 Elect Director John R. Harris Mgmt For Withhold Against 1.5 Elect Director W. Steven Jones Mgmt For For For 1.6 Elect Director Raymond H. Pirtle, Jr. Mgmt For For For 1.7 Elect Director J. Walker Smith, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan - ------------------------------------------------------------------------------------------------------------------ PROASSURANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRA CUSIP 74267C106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Victor T. Adamo Mgmt For For For 1.2 Elect Director William J. Listwan Mgmt For For For 1.3 Elect Director W. Stancil Starnes Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROGRESS SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGS CUSIP 743312100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry N. Bycoff Mgmt For For For 1.2 Elect Director Ram Gupta Mgmt For For For 1.3 Elect Director Charles F. Kane Mgmt For For For 1.4 Elect Director David A. Krall Mgmt For For For 1.5 Elect Director Michael L. Mark Mgmt For For For 1.6 Elect Director Richard D. Reidy Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REDWOOD TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RWT CUSIP 758075402 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard D. Baum Mgmt For For For 1.2 Elect Director Mariann Byerwalter Mgmt For For For 1.3 Elect Director Jeffrey T. Pero Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAFEGUARD SCIENTIFICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFE CUSIP 786449207 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter J. Boni Mgmt For For For 1.2 Elect Director Julie A. Dobson Mgmt For For For 1.3 Elect Director Andrew E. Lietz Mgmt For For For 1.4 Elect Director George MacKenzie Mgmt For For For 1.5 Elect Director George D. McClelland Mgmt For For For 1.6 Elect Director Jack L. Messman Mgmt For For For 1.7 Elect Director John J. Roberts Mgmt For For For 1.8 Elect Director Dr. Robert J. Rosenthal Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAFEGUARD SCIENTIFICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFE CUSIP 786449108 08/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter J. Boni Mgmt For For For 1.2 Elect Director Michael J. Cody Mgmt For For For 1.3 Elect Director Julie A. Dobson Mgmt For For For 1.4 Elect Director Andrew E. Lietz Mgmt For For For 1.5 Elect Director George MacKenzie Mgmt For For For 1.6 Elect Director George D. McClelland Mgmt For For For 1.7 Elect Director Jack L. Messman Mgmt For For For 1.8 Elect Director John J. Roberts Mgmt For For For 1.9 Elect Director Robert J. Rosenthal Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SANDY SPRING BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SASR CUSIP 800363103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Solomon Graham Mgmt For For For 1.2 Elect Director Gilbert L. Hardesty Mgmt For For For 1.3 Elect Director Lewis R. Schumann Mgmt For Withhold Against 1.4 Elect Director Dennis A. Starliper Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Declassify the Board of Directors ShrHldr N/A For N/A - ------------------------------------------------------------------------------------------------------------------ SEABRIGHT INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBX CUSIP 811656107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John G. Pasqualetto Mgmt For For For 1.2 Elect Director Joseph A. Edwards Mgmt For For For 1.3 Elect Director William M. Feldman Mgmt For For For 1.4 Elect Director Mural R. Josephson Mgmt For For For 1.5 Elect Director George M. Morvis Mgmt For For For 1.6 Elect Director Michael D. Rice Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Change Company Name Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEALY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZZ CUSIP 812139301 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James W. Johnston Mgmt For For For 1.2 Elect Director Matthew W. King Mgmt For For For 1.3 Elect Director Stephen Ko Mgmt For For For 1.4 Elect Director Gary E. Morin Mgmt For For For 1.5 Elect Director Dean B. Nelson Mgmt For For For 1.6 Elect Director Paul J. Norris Mgmt For For For 1.7 Elect Director Richard W. Roedel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHILOH INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLO CUSIP 824543102 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Cloyd J. Abruzzo Mgmt For Withhold Against 1.2 Elect Director George G. Goodrich Mgmt For Withhold Against 1.3 Elect Director Dieter Kaesgen Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SIMS METAL MANAGEMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 829160100 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 2.1 Re-elect Mr. Paul Varello As A Mgmt For For For Non-executive Director Of Thecompany. 2.2 Re-elect Mr. Michael Feeney As A Mgmt For For For Non-executive Director Of the Company. 2.3 Elect Mr. Paul Sukagawa As A Mgmt For For For Non-executive Director Of Thecompany. 2.4 Elect Mr. Geoffrey Brunsdon As A Mgmt For For For Non-executive Director Of the Company. 2.5 Elect Mr. Jim Thompson As A Mgmt For For For Non-executive Director Of Thecompany. 3 Approve The Increase In The Maximum Mgmt For For For Remuneration Which May Bepaid To Directors (other Than Executive Directors). 4 Approve The Participation In The Sims Mgmt For Against Against Metal Management Longterm Incentive Plan By Mr. Daniel Dienst. 5 Adopt The Remuneration Report For The Mgmt N/A Against N/A Year Ended 30 June 2009. - ------------------------------------------------------------------------------------------------------------------ SKYWEST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKYW CUSIP 830879102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jerry C. Atkin Mgmt For Against Against 2 Elect Director J. Ralph Atkin Mgmt For Against Against 3 Elect Director Margaret S. Billson Mgmt For Against Against 4 Elect Director Ian M. Cumming Mgmt For Against Against 5 Elect Director Henry J. Eyring Mgmt For Against Against 6 Elect Director Robert G. Sarver Mgmt For Against Against 7 Elect Director Steven F. Udvar-Hazy Mgmt For Against Against 8 Elect Director James L. Welch Mgmt For Against Against 9 Elect Director Michael K. Young Mgmt For For For 10 Approve Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SONUS NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SONS CUSIP 835916107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Beatriz V. Infante Mgmt For For For 1.2 Elect Director Howard E. Janzen Mgmt For For For 1.3 Elect Director H. Brian Thompson Mgmt For For For 2 Approve Reverse Stock Split Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Boughner Mgmt For For For 1.2 Elect Director Thomas E. Chestnut Mgmt For For For 1.3 Elect Director Stephen C. Comer Mgmt For For For 1.4 Elect Director Richard M. Gardner Mgmt For For For 1.5 Elect Director Leroy C. Hanneman, Jr. Mgmt For For For 1.6 Elect Director James J. Kropid Mgmt For For For 1.7 Elect Director Michael O. Maffie Mgmt For For For 1.8 Elect Director Anne L. Mariucci Mgmt For For For 1.9 Elect Director Michael J. Melarkey Mgmt For For For 1.10 Elect Director Jeffrey W. Shaw Mgmt For For For 1.11 Elect Director Thomas A. Thomas Mgmt For For For 1.12 Elect Director Terrence L. Wright Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPSS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 78462K102 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANDARD MICROSYSTEMS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSC CUSIP 853626109 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew M. Caggia Mgmt For For For 1.2 Elect Director James A. Donahue Mgmt For For For 1.3 Elect Director Kenneth Kin Mgmt For For For 1.4 Elect Director Christine King Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANLEY FURNITURE COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLY CUSIP 854305208 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas L. Millner Mgmt For For For 1.2 Elect Director Glenn Prillaman Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STARTEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRT CUSIP 85569C107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ed Zschau Mgmt For For For 1.2 Elect Director P. Kay Norton Mgmt For For For 1.3 Elect Director Albert C. Yates Mgmt For For For 1.4 Elect Director Harvey A. Wagner Mgmt For For For 1.5 Elect Director A. Laurence Jones Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ STEIN MART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMRT CUSIP 858375108 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ralph Alexander Mgmt For For For 1.2 Elect Director Alvin R. Carpenter Mgmt For For For 1.3 Elect Director Irwin Cohen Mgmt For For For 1.4 Elect Director Susan Falk Mgmt For For For 1.5 Elect Director Linda M. Farthing Mgmt For For For 1.6 Elect Director Mitchell W. Legler Mgmt For For For 1.7 Elect Director Robert L. Mettler Mgmt For For For 1.8 Elect Director Richard L. Sisisky Mgmt For For For 1.9 Elect Director Jay Stein Mgmt For For For 1.10 Elect Director Martin E. Stein, Jr. Mgmt For For For 1.11 Elect Director David H. Stovall, Jr. Mgmt For For For 1.12 Elect Director John H. Williams, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STERLING CONSTRUCTION COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRL CUSIP 859241101 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Donald P. Fusilli, Jr. Mgmt For For For 2 Elect Director Maarten D. Hemsley Mgmt For For For 3 Elect Director Kip L. Wadsworth Mgmt For For For 4 Elect Director Richard O. Schaum Mgmt For For For 5 Elect Director Robert A. Eckels Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STEVEN MADDEN, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOO CUSIP 556269108 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward R. Rosenfeld Mgmt For For For 1.2 Elect Director John L. Madden Mgmt For For For 1.3 Elect Director Peter Migliorini Mgmt For For For 1.4 Elect Director Richard P. Randall Mgmt For For For 1.5 Elect Director Ravi Sachdev Mgmt For For For 1.6 Elect Director Thomas H. Schwartz Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUN HYDRAULICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNHY CUSIP 866942105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marc Bertoneche Mgmt For For For 1.2 Elect Director Philippe Lemaitre Mgmt For For For 1.3 Elect Director Ferdinand E. Megerlin Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric A. Benhamou Mgmt For For For 1.2 Elect Director David M. Clapper Mgmt For For For 1.3 Elect Director Roger F. Dunbar Mgmt For For For 1.4 Elect Director Joel P. Friedman Mgmt For For For 1.5 Elect Director G. Felda Hardymon Mgmt For For For 1.6 Elect Director Alex W. "Pete" Hart Mgmt For For For 1.7 Elect Director C. Richard Kramlich Mgmt For For For 1.8 Elect Director Lata Krishnan Mgmt For For For 1.9 Elect Director Kate Mitchell Mgmt For For For 1.10 Elect Director Michaela K. Rodeno Mgmt For For For 1.11 Elect Director Ken P. Wilcox Mgmt For For For 1.12 Elect Director Kyung H. Yoon Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYMYX TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMMX CUSIP 87155S108 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNX CUSIP 87162W100 03/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert Huang Mgmt For For For 1.2 Elect Director Kevin Murai Mgmt For For For 1.3 Elect Director Matthew Miau Mgmt For For For 1.4 Elect Director Fred Breidenbach Mgmt For For For 1.5 Elect Director Gregory Quesnel Mgmt For For For 1.6 Elect Director Dwight Steffensen Mgmt For For For 1.7 Elect Director James Van Horne Mgmt For For For 1.8 Elect Director Duane Zitzner Mgmt For For For 2 Amend Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For For For 2 Elect Director Michael A. Bradley Mgmt For For For 3 Elect Director Albert Carnesale Mgmt For For For 4 Elect Director Edwin J. Gillis Mgmt For For For 5 Elect Director Paul J. Tufano Mgmt For For For 6 Elect Director Roy A. Vallee Mgmt For For For 7 Elect Director Patricia S. Wolpert Mgmt For For For 8 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TETRA TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTI CUSIP 88162F105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart M. Brightman Mgmt For For For 1.2 Elect Director Paul D. Coombs Mgmt For For For 1.3 Elect Director Ralph S. Cunningham Mgmt For For For 1.4 Elect Director Tom H. Delimitros Mgmt For For For 1.5 Elect Director Geoffrey M. Hertel Mgmt For For For 1.6 Elect Director Allen T. McInnes Mgmt For For For 1.7 Elect Director Kenneth P. Mitchell Mgmt For For For 1.8 Elect Director William D. Sullivan Mgmt For For For 1.9 Elect Director Kenneth E. White, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE DIXIE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DXYN CUSIP 255519100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Don Brock Mgmt For For For 1.2 Elect Director Daniel K. Frierson Mgmt For For For 1.3 Elect Director Paul K. Frierson Mgmt For For For 1.4 Elect Director Walter W. Hubbard Mgmt For For For 1.5 Elect Director John W. Murrey, III Mgmt For For For 1.6 Elect Director Lowry F. Kline Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE EMPIRE DISTRICT ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EDE CUSIP 291641108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ross C. Hartley Mgmt For For For 1.2 Elect Director Herbert J. Schmidt Mgmt For For For 1.3 Elect Director C. James Sullivan Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE GREENBRIER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBX CUSIP 393657101 01/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Duane C. McDougall Mgmt For Withhold Against 1.2 Elect Director A. Daniel O'Neal, Jr. Mgmt For For For 1.3 Elect Director Donald A. Washburn Mgmt For Withhold Against 1.4 Elect Director Wilbur L. Ross, Jr. Mgmt For For For 1.5 Elect Director Victoria McManus Mgmt For For For 1.6 Elect Director Wendy L. Teramoto Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRIPLE-S MANAGEMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GTS CUSIP 896749108 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roberto Munoz-Zayas Mgmt For For For 2 Elect Director Jaime Morgan-Stubbe Mgmt For For For 3 Elect Director Carmen Ana Culpeper Mgmt For For For 4 Elect Director Antonio F. Faria-soto Mgmt For For For 5 Elect Directors Manuel Mgmt For For For Figueroa-Collazo 6 Elect Director Juan E. Rodriguez-Diaz Mgmt For For For 7 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNIVERSAL FOREST PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UFPI CUSIP 913543104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William G. Currie Mgmt For For For 1.2 Elect Director John M. Engler Mgmt For For For 1.3 Elect Director Michael B. Glenn Mgmt For For For 1.4 Elect Director Bruce A. Merino Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VECTREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VVC CUSIP 92240G101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Carl L. Chapman Mgmt For For For 1.2 Elect Director James H. Mgmt For For For DeGraffenreidt, Jr. 1.3 Elect Director Niel C. Ellerbrook Mgmt For For For 1.4 Elect Director John D. Engelbrecht Mgmt For For For 1.5 Elect Director Anton H. George Mgmt For For For 1.6 Elect Director Martin C. Jischke Mgmt For For For 1.7 Elect Director Robert L. Koch II Mgmt For For For 1.8 Elect Director William G. Mays Mgmt For For For 1.9 Elect Director J. Timothy McGinley Mgmt For For For 1.10 Elect Director R. Daniel Sadlier Mgmt For For For 1.11 Elect Director Michael L. Smith Mgmt For For For 1.12 Elect Director Jean L. Wojtowicz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ VIGNETTE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIGN CUSIP 926734401 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VITRAN CORPORATION INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTN CUSIP 92850E107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard D. McGraw as Director Mgmt For Withhold Against 1.2 Elect Richard E. Gaetz as Director Mgmt For For For 1.3 Elect William S. Deluce as Director Mgmt For For For 1.4 Elect Anthony F. Griffiths as Director Mgmt For For For 1.5 Elect John R. Gossling as Director Mgmt For For For 1.6 Elect Georges L. Hebert as Director Mgmt For For For 2 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edward E. "Ned" Guillet Mgmt For For For 2 Elect Director Ronald J. Mittelstaedt Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WAUSAU PAPER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CUSIP 943315101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew N. Baur Mgmt For For For 1.2 Elect Director Dennis J. Kuester Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas W. Hofmann Mgmt For For For 1.2 Elect Director L. Robert Johnson Mgmt For For For 1.3 Elect Director John P. Neafsey Mgmt For For For 1.4 Elect Director Geoffrey F. Worden Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTERN ALLIANCE BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAL CUSIP 957638109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Cary Mack Mgmt For For For 1.2 Elect Director Todd Marshall Mgmt For For For 1.3 Elect Director Nafees Nagy, PhD Mgmt For For For 1.4 Elect Director James E. Nave, D.V.M. Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Reduce Supermajority Vote Requirement Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officer's Compensation 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas L. Aller Mgmt For For For 1.2 Elect Director Thomas P. Briggs Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Irvin E. Aal Mgmt For For For 1.2 Elect Director Joseph W. England Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WINTRUST FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WTFC CUSIP 97650W108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter D. Crist Mgmt For For For 1.2 Elect Director Bruce K. Crowther Mgmt For For For 1.3 Elect Director Joseph F. Damico Mgmt For For For 1.4 Elect Director Bert A. Getz, Jr. Mgmt For For For 1.5 Elect Director H. Patrick Hackett, Jr Mgmt For For For 1.6 Elect Director Scott K. Heitmann Mgmt For For For 1.7 Elect Director Charles H. James III Mgmt For For For 1.8 Elect Director Albin F. Moschner Mgmt For For For 1.9 Elect Director Thomas J. Neis Mgmt For For For 1.10 Elect Director Christopher J. Perry Mgmt For For For 1.11 Elect Director Hollis W. Rademacher Mgmt For For For 1.12 Elect Director Ingrid S. Stafford Mgmt For For For 1.13 Elect Director Edward J. Wehmer Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John D. Cohn Mgmt For For For 1.2 Elect Director Michael H. Joyce Mgmt For For For 1.3 Elect Director James R. Rulseh Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ XYRATEX LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XRTX CINS G98268108 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Sukawaty as Class I Mgmt For For For Director 1.2 Elect Ernest Sampias as Class I Mgmt For For For Director 1.3 Elect Michael Windram as Class I Mgmt For For For Director 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ ZARLINK SEMICONDUCTOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZL CUSIP 989139100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Adam Chowaniec Mgmt For For For 1.2 Elect Director Oleg Khaykin Mgmt For For For 1.3 Elect Director Hubert T. Lacroix Mgmt For For For 1.4 Elect Director J. Spencer Lanthier Mgmt For For For 1.5 Elect Director Kirk K. Mandy Mgmt For For For 1.6 Elect Director Jules M. Meunier Mgmt For For For 1.7 Elect Director Dennis Roberson Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Small Cap Stock Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3PAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAR CUSIP 88580F109 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Paisley Mgmt For For For 1.2 Elect James Wei Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment and Restatement of Bylaws Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADC TELECOMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADCT CUSIP 000886309 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Set Board Size Mgmt For For For 2.1 Elect John Boyle III Mgmt For For For 2.2 Elect William Spivey Mgmt For For For 2.3 Elect Robert Switz Mgmt For For For 2.4 Elect Larry Wangberg Mgmt For For For 3 2010 Global Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADTRAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADTN CUSIP 00738A106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For For For 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Amendment to the 2005 Directors Stock Mgmt For For For Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AEROPOSTALE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Hovey Mgmt For For For 1.2 Elect Paula Sneed Mgmt For For For 1.3 Elect David Stout Mgmt For For For 1.4 Elect Ellen Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AIRTRAN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAI CUSIP 00949P108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Veronica Biggins Mgmt For For For 1.2 Elect Robert Fornaro Mgmt For For For 1.3 Elect Alexis Michas Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Abdoo Mgmt For For For 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For For For 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Terms of Mgmt For For For the Long-Term Performance Plan 4 Reapproval of the Material Terms of Mgmt For For For the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN ITALIAN PASTA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIPC CUSIP 027070101 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Allen Mgmt For For For 1.2 Elect Cathleen Curless Mgmt For For For 1.3 Elect Tim Pollak Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANAREN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANEN CUSIP 032744104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Gerst, Jr. Mgmt For For For 1.2 Elect Dale Eck Mgmt For For For 1.3 Elect James Gould Mgmt For For For 2 Amendment to the 2004 Comprehensive Mgmt For For For Long Term Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTOMATIC DATA PROCESSING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CUSIP 053015103 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUXILIUM PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the 2006 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BALLY TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BYI CUSIP 05874B107 12/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Robbins Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BEACON ROOFING SUPPLY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ CARDINAL FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CFNL CUSIP 14149F109 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B.G. Beck Mgmt For For For 1.2 Elect Michael Garcia Mgmt For For For 1.3 Elect J. Hamilton Lambert Mgmt For For For 1.4 Elect Alice Starr Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARTER'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CASEY'S GENERAL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CASY CUSIP 147528103 09/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Lamb Mgmt For For For 1.2 Elect Robert Myers Mgmt For For For 1.3 Elect Diane Bridgewater Mgmt For For For 1.4 Elect Johnny Danos Mgmt For For For 1.5 Elect H. Lynn Horak Mgmt For For For 1.6 Elect Kenneth Haynie Mgmt For For For 1.7 Elect William Kimball Mgmt For For For 1.8 Elect Jeffrey Lamberti Mgmt For For For 1.9 Elect Ricahrd Wilkey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CELLCOM ISRAEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEL CUSIP M2196U109 09/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ami Erel Mgmt For Against Against 2 Elect Shay Livnat Mgmt For For For 3 Elect Raanan Cohen Mgmt For For For 4 Elect Avraham Bigger Mgmt For For For 5 Elect Rafi Bisker Mgmt For Against Against 6 Elect Shlomo Waxe Mgmt For For For 7 Elect Haim Gavrieli Mgmt For Against Against 8 Elect Ari Bronshtein Mgmt For For For 9 Elect Tal Raz Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTRAL EUROPEAN DISTRIBUTION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CEDC CUSIP 153435102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect N. Scott Fine Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect Markus Sieger Mgmt For For For 1.8 Elect Sergey Kupriyanov Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COGO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect N. Robert Hammer Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPASS MINERALS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMP CUSIP 20451N101 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Angelo Brisimitzakis Mgmt For For For 1.2 Elect Timothy Snider Mgmt For For For 1.3 Elect Paul Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Performance Mgmt For For For Criteria and Goals Under the 2005 Incentive Award Plan - ------------------------------------------------------------------------------------------------------------------ COMPLETE PRODUCTION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For Withhold Against 1.6 Elect Faye Alexander Nelson Mgmt For Withhold Against 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ COMSTOCK RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CONTINENTAL AIRLINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAL CUSIP 210795308 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kirbyjon Caldwell Mgmt For For For 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect Henry Meyer III Mgmt For For For 1.4 Elect Oscar Munoz Mgmt For For For 1.5 Elect Laurence Simmons Mgmt For For For 1.6 Elect Jefferey Smisek Mgmt For For For 1.7 Elect Karen Williams Mgmt For For For 1.8 Elect Ronald Woodard Mgmt For For For 1.9 Elect Charles Yamarone Mgmt For For For 2 Incentive Plan 2010 Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Elimination of Stock Options 5 Miscellaneous - Resident Status Mgmt N/A For N/A - ------------------------------------------------------------------------------------------------------------------ COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CULLEN/FROST BANKERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CFR CUSIP 229899109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Crawford Edwards Mgmt For For For 1.2 Elect Ruben Escobedo Mgmt For For For 1.3 Elect Patrick Frost Mgmt For For For 1.4 Elect David Haemisegger Mgmt For For For 1.5 Elect Richard Evans, Jr. Mgmt For For For 1.6 Elect Karen Jennings Mgmt For For For 1.7 Elect Richard Kleberg, III Mgmt For For For 1.8 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DATA DOMAIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DDUP CUSIP 23767P109 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Bernal Mgmt For For For 1.2 Elect Aneel Bhusri Mgmt For For For 1.3 Elect Jeffrey Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Angel Martinez Mgmt For For For 1.2 Elect Rex Licklider Mgmt For For For 1.3 Elect John Gibbons Mgmt For For For 1.4 Elect John Perenchio Mgmt For For For 1.5 Elect Maureen Conners Mgmt For For For 1.6 Elect Tore Steen Mgmt For For For 1.7 Elect Ruth Owades Mgmt For For For 1.8 Elect Karyn Barsa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DEL MONTE FOODS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DLM CUSIP 24522P103 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Richard Wolford Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2002 Stock Incentive Mgmt For For For Plan 6 Amendment to the Annual Incentive Plan Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DELUXE, CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Isaiah Harris, Jr. Mgmt For For For 1.4 Elect Don McGrath Mgmt For For For 1.5 Elect Cheryl Mayberry McKissack Mgmt For For For 1.6 Elect Neil Metviner Mgmt For For For 1.7 Elect Stephen Nachtsheim Mgmt For For For 1.8 Elect Mary O'Dwyer Mgmt For For For 1.9 Elect Martyn Redgrave Mgmt For For For 1.10 Elect Lee Schram Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIONEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNEX CUSIP 254546104 10/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Anderson Mgmt For For For 1.2 Elect A. Blaine Bowman Mgmt For For For 1.3 Elect Frank Witney Mgmt For For For 1.4 Elect Roderick McGeary Mgmt For Withhold Against 1.5 Elect Riccardo Pigliucci Mgmt For For For 1.6 Elect Michael Pope Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOLLAR FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLLR CUSIP 256664103 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Jessick Mgmt For For For 1.2 Elect Kenneth Schwenke Mgmt For For For 1.3 Elect Michael Kooper Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOMINO'S PIZZA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPZ CUSIP 25754A201 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Patrick Doyle Mgmt For Withhold Against 1.2 Elect Gregory Trojan Mgmt For For For 1.3 Elect James Goldman Mgmt For For For 2 Senior Executive Annual Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Increase of Authorized Preferred Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EAGLE MATERIALS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CUSIP 26969P108 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. William Barnett Mgmt For For For 1.2 Elect David Quinn Mgmt For For For 2 Re-approval of Material Terms of Mgmt For For For Performance Goals under the Incentive Plan 3 Amendment to the Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ELIZABETH ARDEN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDEN CUSIP 28660G106 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Scott Beattie Mgmt For For For 1.2 Elect Fred Berens Mgmt For For For 1.3 Elect Maura Clark Mgmt For For For 1.4 Elect Richard Mauran Mgmt For For For 1.5 Elect William Tatham Mgmt For For For 1.6 Elect J. W. Nevil Thomas Mgmt For For For 1.7 Elect Paul West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EMULEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELX CUSIP 292475209 07/10/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Shareholder Proposal Regarding Right ShrHldr Against TNA N/A to Call a Special Meeting 2 Shareholder Proposal Regarding ShrHldr Against TNA N/A Removal of Directors 3 Shareholder Proposal Regarding ShrHldr Against TNA N/A Advance Notice Provisions 4 Shareholder Proposal Regarding Fixing ShrHldr Against TNA N/A Record Date for Special Meetings 5 Shareholder Proposal Regarding ShrHldr Against TNA N/A Amendments to the Bylaws - ------------------------------------------------------------------------------------------------------------------ EMULEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELX CUSIP 292475209 07/10/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Shareholder Proposal Regarding Right ShrHldr Against N/A N/A to Call a Special Meeting 2 Shareholder Proposal Regarding ShrHldr Against N/A N/A Removal of Directors 3 Shareholder Proposal Regarding ShrHldr Against N/A N/A Advance Notice Provisions 4 Shareholder Proposal Regarding Fixing ShrHldr Against N/A N/A Record Date for Special Meetings 5 Shareholder Proposal Regarding ShrHldr Against N/A N/A Amendments to the Bylaws - ------------------------------------------------------------------------------------------------------------------ EMULEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELX CUSIP 292475209 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Cox Mgmt For For For 1.2 Elect Michael Downey Mgmt For For For 1.3 Elect Bruce Edwards Mgmt For For For 1.4 Elect Paul Folino Mgmt For For For 1.5 Elect Robert Goon Mgmt For For For 1.6 Elect Don Lyle Mgmt For For For 1.7 Elect James McCluney Mgmt For For For 1.8 Elect Dean Yoost Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENDOLOGIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELGX CUSIP 29266S106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roderick de Greef Mgmt For For For 1.2 Elect Gregory Waller Mgmt For For For 1.3 Elect Thomas Wilder, III Mgmt For For For 2 Amendments to 2006 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENERSYS TICKER SECURITY ID: MEETING DATE MEETING STATUS ENS CUSIP 29275Y102 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hwan-yoon Chung Mgmt For For For 1.2 Elect Arthur Katsaros Mgmt For For For 1.3 Elect Robert Magnus Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIDELITY NATIONAL INFORMATION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Issuance of Common Stock Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FINISAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FNSRD CUSIP 31787A507 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roger Ferguson Mgmt For For For 1.2 Elect Larry Mitchell Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan and 1999 International Employee Stock Purchase Plan 3 2009 Employee Stock Purchase Plan and Mgmt For For For 2009 International Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST NIAGARA FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNFG CUSIP 33582V108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Jeremiah Mgmt For For For 1.2 Elect John Koelmel Mgmt For For For 1.3 Elect George Philip Mgmt For For For 1.4 Elect Louise Woerner Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLEXTRONICS INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS FLEX CUSIP Y2573F102 09/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Davidson Mgmt For For For 2 Elect Lip-Bu Tan Mgmt For For For 3 Elect Robert Edwards Mgmt For For For 4 Elect Daniel Schulman Mgmt For For For 5 Elect William Watkins Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Renew Share Purchase Mandate Mgmt For For For 8 Renew Share Purchase Mandate Mgmt For For For 9 Director Compensation Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRONTIER COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Issuance of Common Stock Pursuant to Mgmt For For For Merger - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Ringo Mgmt For For For 1.2 Elect Mark Scudder Mgmt For For For 1.3 Elect Oivind Lorentzen III Mgmt For For For 1.4 Elect Michael Norkus Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GRIFFON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEARTLAND PAYMENT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HPY CUSIP 42235N108 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carr Mgmt For For For 1.2 Elect Marc Ostro Mgmt For For For 1.3 Elect George Raymond Mgmt For For For 1.4 Elect Mitchell Hollin Mgmt For For For 1.5 Elect Jonathan Palmer Mgmt For For For 1.6 Elect Richard Vague Mgmt For For For 1.7 Elect Robert Niehaus Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEICO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HEI CUSIP 422806109 03/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Higginbottom Mgmt For For For 1.2 Elect Mark Hildebrandt Mgmt For For For 1.3 Elect Wolfgang Mayrhuber Mgmt For For For 1.4 Elect Eric Mendelson Mgmt For For For 1.5 Elect Laurans Mendelson Mgmt For For For 1.6 Elect Victor Mendelson Mgmt For For For 1.7 Elect Mitchell Quain Mgmt For For For 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank Schwitter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEIDRICK & STRUGGLES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSII CUSIP 422819102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Beattie Mgmt For For For 2 Elect Antonio Borges Mgmt For For For 3 Elect John Fazio Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Richard Bermingham Mgmt For For For 1.3 Elect Jeffrey Dunn Mgmt For For For 2 Amendment to the 2005 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOME BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOMB CUSIP 436893200 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allison Mgmt For For For 1.2 Elect C. Randall Sims Mgmt For For For 1.3 Elect Randy Mayor Mgmt For For For 1.4 Elect Robert Adcock Mgmt For For For 1.5 Elect Richard Ashley Mgmt For For For 1.6 Elect Dale Bruns Mgmt For For For 1.7 Elect Richard Buckheim Mgmt For For For 1.8 Elect Jack Engelkes Mgmt For For For 1.9 Elect James Hinkle Mgmt For For For 1.10 Elect Alex Lieblong Mgmt For For For 1.11 Elect William Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ICF INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICFI CUSIP 44925C103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Srikant Datar Mgmt For For For 1.2 Elect Eileen Auen Mgmt For For For 1.3 Elect Peter Schulte Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INGRAM MICRO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IM CUSIP 457153104 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Removal of Directors Mgmt For For For 3.1 Elect Howard Atkins Mgmt For For For 3.2 Elect Leslie Heisz Mgmt For For For 3.3 Elect John Ingram Mgmt For For For 3.4 Elect Orrin Ingram, II Mgmt For For For 3.5 Elect Dale Laurance Mgmt For For For 3.6 Elect Linda Levinson Mgmt For For For 3.7 Elect Michael Smith Mgmt For For For 3.8 Elect Gregory Spierkel Mgmt For For For 3.9 Elect Joe Wyatt Mgmt For For For 3.10 Elect Orrin Ingram, II Mgmt For For For 3.11 Elect Michael Smith Mgmt For For For 3.12 Elect Gregory Spierkel Mgmt For For For 3.13 Elect Joe Wyatt Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IPC HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCR CUSIP G4933P101 07/07/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 TO CALL A SPECIAL GENERAL MEETING OF Mgmt N/A N/A N/A IPC HOLDINGS, LTD. - ------------------------------------------------------------------------------------------------------------------ IPC HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCR CUSIP G4933P101 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Bylaws to Eliminate the Mgmt For For For Supermajority Vote Requirement 2 Approval of the Merger Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ISHARES RUSSELL MICROCAP INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS JKF CUSIP 464288869 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve a new investment advisory Mgmt For For For agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] - ------------------------------------------------------------------------------------------------------------------ ISHARES RUSSELL MICROCAP INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS JKF CUSIP 464288869 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 GEORGE G.C. PARKER Mgmt For Withhold Against 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For Withhold Against 1.4 CHARLES A. HURTY Mgmt For Withhold Against 1.5 JOHN E. KERRIGAN Mgmt For Withhold Against 1.6 ROBERT H. SILVER Mgmt For Withhold Against 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For Withhold Against 1.9 ROBERT S. KAPITO Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ J2 GLOBAL COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCOM CUSIP 46626E205 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect W. Brian Kretzmer Mgmt For For For 1.4 Elect Richard Ressler Mgmt For For For 1.5 Elect John Rieley Mgmt For For For 1.6 Elect Stephen Ross Mgmt For For For 1.7 Elect Michael Schulhof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JA SOLAR HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS JASO CUSIP 466090107 08/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Baofang Jin Mgmt For For For 2 Elect Huaijin Yang Mgmt For For For 3 Elect Bingyan Ren Mgmt For For For 4 Elect Honghua Xu Mgmt For For For 5 Elect Jian Xie Mgmt For For For 6 Elect Jiqing Huang Mgmt For For For 7 Elect Hope Ni Mgmt For For For 8 Amendment to Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JARDEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Rosen Mgmt For For For 1.2 Elect Ralph Struzziero Mgmt For For For 1.3 Elect Howard Sutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 2009 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KINGSGATE CONSOLIDATED LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS KCN CINS Q5318K103 11/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Peter McAleer Mgmt For For For 3 Remuneration Report Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Knight Mgmt For For For 1.2 Elect Randy Knight Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 2 Amendment to the 2005 Executive Cash Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KOPPERS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KOP CUSIP 50060P106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Hillenbrand Mgmt For For For 1.2 Elect James Stalder Mgmt For For For 2 Amendment to the 2005 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINCARE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCR CUSIP 532791100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINCOLN EDUCATIONAL SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LINC CUSIP 533535100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alvin Austin Mgmt For For For 1.2 Elect Peter Burgess Mgmt For For For 1.3 Elect Peter Burgess Mgmt For For For 1.4 Elect David Carney Mgmt For For For 1.5 Elect Celia Currin Mgmt For For For 1.6 Elect Paul Glaske Mgmt For For For 1.7 Elect Charles Kalmbach Mgmt For For For 1.8 Elect Shaun McAlmont Mgmt For For For 1.9 Elect Alexis Michas Mgmt For For For 1.10 Elect J. Barry Morrow Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACROVISION SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MVSN CUSIP 55611C108 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Andrew Ludwick Mgmt For For For 1.3 Elect Alan Earhart Mgmt For For For 1.4 Elect Robert Majteles Mgmt For For For 1.5 Elect James Meyer Mgmt For Withhold Against 1.6 Elect James O'Shaughnessy Mgmt For For For 1.7 Elect Ruthann Quindlen Mgmt For For For 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MANITOWOC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARINEMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HZO CUSIP 567908108 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hilliard Eure, III Mgmt For For For 2 Elect Joseph Watters Mgmt For For For 3 Elect Dean Woodman Mgmt For For For 4 Increase of Authorized Common and Mgmt For For For Preferred Stock 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASIMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MASI CUSIP 574795100 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MAX CAPITAL GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXGL CUSIP G6052F103 11/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Kronenberg III Mgmt For For For 2 Elect James Zech Mgmt For For For 3 Elect Angelo Guagliano Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Ratification of Auditor for Subsidiary Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDIACOM COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCCC CUSIP 58446K105 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rocco Commisso Mgmt For Withhold Against 1.2 Elect Mark Stephan Mgmt For Withhold Against 1.3 Elect Thomas Reifenheiser Mgmt For Withhold Against 1.4 Elect Natale Ricciardi Mgmt For Withhold Against 1.5 Elect Scott Seaton Mgmt For Withhold Against 1.6 Elect Robert Winikoff Mgmt For Withhold Against 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MENTOR GRAPHICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MENT CUSIP 587200106 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 One-Time Option Exchange Program Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marcos Galperin Mgmt For For For 1.2 Elect Emiliano Calemzuk Mgmt For For For 1.3 Elect Veronica Serra Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MIPS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIPS CUSIP 604567107 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Gibbons Mgmt For For For 1.2 Elect Anthony Holbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ MONRO MUFFLER BRAKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MNRO CUSIP 610236101 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick Danziger Mgmt For For For 1.2 Elect Robert Gross Mgmt For Withhold Against 1.3 Elect Peter Solomon Mgmt For Withhold Against 1.4 Elect Francis Strawbridge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Management Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ MULTI-FINELINE ELECTRONIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ NEWALLIANCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAL CUSIP 650203102 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carlton Highsmith Mgmt For For For 1.2 Elect Joseph Rossi Mgmt For For For 1.3 Elect Nathaniel Woodson Mgmt For For For 1.4 Elect Joseph Zaccagnino Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NTELOS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTLS CUSIP 67020Q107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Biltz Mgmt For For For 1.2 Elect Daniel Fine Mgmt For Withhold Against 1.3 Elect Robert Guth Mgmt For Withhold Against 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Michael Huber Mgmt For Withhold Against 1.6 Elect James Hyde Mgmt For Withhold Against 1.7 Elect Julia North Mgmt For For For 1.8 Elect Jerry Vaughn Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Equity and Cash Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLD DOMINION FREIGHT LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ P.F. CHANG'S CHINA BISTRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFCB CUSIP 69333Y108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kerrii Anderson Mgmt For For For 2 Elect Richard Federico Mgmt For For For 3 Elect Lesley Howe Mgmt For For For 4 Elect Dawn Hudson Mgmt For For For 5 Elect Kenneth May Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Robert Vivian Mgmt For For For 9 Elect R. Michael Welborn Mgmt For For For 10 Elect Kenneth Wessels Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAA CUSIP 697900108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Robert Pirooz Mgmt For For For 1.4 Elect William Fleckenstein Mgmt For For For 1.5 Elect Michael Maloney Mgmt For For For 1.6 Elect Michael Larson Mgmt For For For 1.7 Elect Paul Sweeney Mgmt For Withhold Against 1.8 Elect David Press Mgmt For For For 1.9 Elect Walter Segsworth Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PERRIGO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Cohen Mgmt For For For 1.2 Elect David Gibbons Mgmt For For For 1.3 Elect Ran Gottfried Mgmt For For For 1.4 Elect Ellen Hoffing Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETROLEUM DEVELOPMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PETD CUSIP 716578109 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Mazza Mgmt For For For 1.2 Elect James Trimble Mgmt For For For 1.3 Elect Richard McCullough Mgmt For For For 2 2010 Long-Term Equity Compensation Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROSPERITY BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRSP CUSIP 743606105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leah Henderson Mgmt For For For 1.2 Elect Ned Holmes Mgmt For For For 1.3 Elect David Zalman Mgmt For For For 1.4 Elect Ervan Zouzalik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ QLOGIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS QLGC CUSIP 747277101 08/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For For For 5 Elect Kathryn Lewis Mgmt For For For 6 Elect George Wells Mgmt For For For 7 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan 8 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SANDERSON FARMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAFM CUSIP 800013104 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Banks, Jr. Mgmt For For For 1.2 Elect Toni Cooley Mgmt For For For 1.3 Elect Robert Khayat Mgmt For For For 1.4 Elect Dianne Mooney Mgmt For For For 1.5 Elect Gail Pittman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCBT FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCBT CUSIP 78401V102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Horger Mgmt For Withhold Against 1.2 Elect Jimmy Addison Mgmt For Withhold Against 1.3 Elect Harry Mims, Jr. Mgmt For Withhold Against 1.4 Elect James Roquemore Mgmt For Withhold Against 1.5 Elect John Williamson, III Mgmt For Withhold Against 1.6 Elect Herbert Gray Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ SEALED AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For For For 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For For For 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHUFFLE MASTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SIMMONS FIRST NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SFNC CUSIP 828730200 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Board Size Mgmt For For For 2.1 Elect William Clark, II Mgmt For For For 2.2 Elect Steven Cosse Mgmt For For For 2.3 Elect Edward Drilling Mgmt For For For 2.4 Elect Eugene Hunt Mgmt For For For 2.5 Elect George Makris, Jr. Mgmt For For For 2.6 Elect J. Thomas May Mgmt For For For 2.7 Elect W. Scott McGeorge Mgmt For For For 2.8 Elect Stanley Reed Mgmt For For For 2.9 Elect Harry Ryburn Mgmt For For For 2.10 Elect Robert Shoptaw Mgmt For For For 3 Executive Stock Incentive Plan - 2010 Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SINCLAIR BROADCAST GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBGI CUSIP 829226109 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Smith Mgmt For Withhold Against 1.2 Elect Frederick Smith Mgmt For Withhold Against 1.3 Elect J. Duncan Smith Mgmt For Withhold Against 1.4 Elect Robert Smith Mgmt For Withhold Against 1.5 Elect Basil Thomas Mgmt For Withhold Against 1.6 Elect Lawrence McCanna Mgmt For Withhold Against 1.7 Elect Daniel Keith Mgmt For Withhold Against 1.8 Elect Martin R. Leader Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1996 Long-Term Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ SMART MODULAR TECHNOLOGIES (WWH), INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SMART MODULAR TECHNOLOGIES (WWH), INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Option Exchange Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SMARTHEAT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEAT CUSIP 83172F104 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jun Wang Mgmt For For For 1.2 Elect Weiguo Wang Mgmt For For For 1.3 Elect Wenbin Lin Mgmt For For For 1.4 Elect Arnold Staloff Mgmt For For For 1.5 Elect Xin Li Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOLERA HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLH CUSIP 83421A104 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tony Aquila Mgmt For For For 1.2 Elect Arthur Kingsbury Mgmt For For For 1.3 Elect Jerrell Shelton Mgmt For For For 1.4 Elect Kenneth Viellieu Mgmt For For For 1.5 Elect Stuart Yarbrough Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANDARD PARKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN CUSIP 853790103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Biggs Mgmt For For For 1.2 Elect Karen Garrison Mgmt For For For 1.3 Elect Robert Roath Mgmt For For For 1.4 Elect Michael Roberts Mgmt For For For 1.5 Elect James Wilhelm Mgmt For For For 2 Increase of Authorized Common and Mgmt For For For Preferred Stock 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYKES ENTERPRISES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYKE CUSIP 871237103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Whiting Mgmt For For For 1.2 Elect Mark Bozek Mgmt For For For 1.3 Elect Iain Macdonald Mgmt For For For 1.4 Elect Michael DeLong Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNERON MEDICAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELOS CUSIP M87245102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appointment of Auditor Mgmt For For For 2 Election of Directors Mgmt For Against Against 3 Increase in Authorized Capital Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raphael Benaroya ShrHldr N/A N/A N/A 1.2 Elect Jeremy Fingerman ShrHldr N/A N/A N/A 1.3 Elect Ross Glickman ShrHldr N/A N/A N/A 2 Ratification of Auditor ShrHldr N/A N/A N/A 3 Shareholder Proposal Regarding Repeal ShrHldr N/A N/A N/A of Bylaw Amendments - ------------------------------------------------------------------------------------------------------------------ THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raphael Benaroya ShrHldr N/A N/A N/A 1.2 Elect Jeremy Fingerman ShrHldr N/A N/A N/A 1.3 Elect Ross Glickman ShrHldr N/A N/A N/A 2 Ratification of Auditor ShrHldr N/A N/A N/A 3 Shareholder Proposal Regarding Repeal ShrHldr N/A N/A N/A of Bylaw Amendments - ------------------------------------------------------------------------------------------------------------------ THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Malcolm Elvey Mgmt For For For 1.2 Elect Sally Kasaks Mgmt For For For 1.3 Elect Norman Matthews Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Repeal ShrHldr Against Against For of Bylaw Amendments - ------------------------------------------------------------------------------------------------------------------ THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Malcolm Elvey Mgmt For For For 1.2 Elect Sally Kasaks Mgmt For For For 1.3 Elect Norman Matthews Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Repeal ShrHldr Against Against For of Bylaw Amendments - ------------------------------------------------------------------------------------------------------------------ THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David A. Bell Mgmt For For For 2 Elect Robert A. Bowman Mgmt For For For 3 Elect Richard Karl Goeltz Mgmt For For For 4 Elect Joseph R. Gromek Mgmt For For For 5 Elect Sheila A. Hopkins Mgmt For For For 6 Elect Charles R. Perrin Mgmt For For For 7 Elect Nancy A. Reardon Mgmt For For For 8 Elect Donald L. Seeley Mgmt For For For 9 Elect Cheryl NIdo Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THORATEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THOR CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRACTOR SUPPLY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TSCO CUSIP 892356106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect William Bass Mgmt For For For 1.4 Elect Jack Bingleman Mgmt For For For 1.5 Elect Richard Frost Mgmt For For For 1.6 Elect Cynthia Jamison Mgmt For For For 1.7 Elect Gerard Jones Mgmt For For For 1.8 Elect George MacKenzie Mgmt For For For 1.9 Elect Edna Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TTM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TTM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bass Mgmt For For For 1.2 Elect Thomas Edman Mgmt For For For 1.3 Elect Tom Tang Chung Yen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNION DRILLING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDRL CUSIP 90653P105 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Hoffen Mgmt For Withhold Against 1.2 Elect T.J. Glauthier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Tom Vadnais Mgmt For For For 1.5 Elect Jeffrey Rayport Mgmt For For For 1.6 Elect James Peters Mgmt For For For 1.7 Elect James Crouthamel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSEA CUSIP 922207105 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Xun (Eric) Chen Mgmt For For For 1.2 Elect Dennis Schmal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Sale ShrHldr Against Against For of the Company - ------------------------------------------------------------------------------------------------------------------ WADDELL & REED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WDR CUSIP 930059100 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Herrmann Mgmt For For For 1.2 Elect James Raines Mgmt For For For 1.3 Elect William Rogers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASHINGTON FEDERAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Guillet Mgmt For For For 2 Elect Ronald Mittelstaedt Mgmt For For For 3 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WGL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGL CUSIP 92924F106 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnes Mgmt For For For 1.2 Elect George Clancy, Jr. Mgmt For For For 1.3 Elect James Dyke, Jr. Mgmt For For For 1.4 Elect Melvyn Estrin Mgmt For For For 1.5 Elect James Lafond Mgmt For For For 1.6 Elect Debra Lee Mgmt For Withhold Against 1.7 Elect Terry McCallister Mgmt For For For 1.8 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Director Mgmt For For For Compensation Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Small Cap Index Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ A. SCHULMAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLM CUSIP 808194104 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Birney Mgmt For For For 1.2 Elect Howard Curd Mgmt For For For 1.3 Elect Michael McManus, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 1.5 Elect Irvin Reid Mgmt For For For 1.6 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ A.M. CASTLE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAS CUSIP 148411101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect Thomas A. Donahoe Mgmt For For For 1.3 Elect Ann M. Drake Mgmt For For For 1.4 Elect Michael H. Goldberg Mgmt For For For 1.5 Elect William K. Hall Mgmt For For For 1.6 Elect Robert S. Hamada Mgmt For For For 1.7 Elect Patrick J. Herbert, III Mgmt For For For 1.8 Elect Terrence J. Keating Mgmt For For For 1.9 Elect Pamela Forbes Lieberman Mgmt For For For 1.10 Elect John McCartney Mgmt For For For 1.11 Elect Michael Simpson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ A.O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Brown Mgmt For For For 1.2 Elect William Greubel Mgmt For For For 1.3 Elect Robert O'Toole Mgmt For For For 1.4 Elect Idelle Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AAON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAON CUSIP 000360206 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Lackey, Jr. Mgmt For Withhold Against 1.2 Elect A. H. McElroy II Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ AAR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIR CUSIP 000361105 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boyce Mgmt For For For 1.2 Elect James Brocksmith, Jr. Mgmt For For For 1.3 Elect David Storch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ABAXIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABAX CUSIP 002567105 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clinton Severson Mgmt For For For 1.2 Elect Richard Bastiani Mgmt For For For 1.3 Elect Henk Evenhuis Mgmt For For For 1.4 Elect Prithipal Singh Mgmt For For For 1.5 Elect Ernest Tucker, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ABM INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ABM CUSIP 000957100 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Luke Helms Mgmt For For For 1.2 Elect Henry Kotkins, Jr. Mgmt For For For 1.3 Elect William Steele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ ACADIA REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS AKR CUSIP 004239109 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bernstein Mgmt For For For 1.2 Elect Douglas Crocker, II Mgmt For For For 1.3 Elect Lorrence Kellar Mgmt For For For 1.4 Elect Wendy Luscombe Mgmt For For For 1.5 Elect William Spitz Mgmt For For For 1.6 Elect Lee Wielansky Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACTL CUSIP 004934105 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John East Mgmt For For For 1.2 Elect James Fiebiger Mgmt For For For 1.3 Elect Jacob Jacobsson Mgmt For For For 1.4 Elect Patrick Little Mgmt For For For 1.5 Elect J. Daniel McCranie Mgmt For Withhold Against 1.6 Elect Jeffrey Smith Mgmt For For For 1.7 Elect Robert Spencer Mgmt For For For 1.8 Elect Eric Zahler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACTUANT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATU CUSIP 00508X203 01/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect Gustav Boel Mgmt For For For 1.4 Elect Thomas Fischer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect R. Alan Hunter, Jr. Mgmt For For For 1.7 Elect Robert Peterson Mgmt For For For 1.8 Elect Holly Van Deursen Mgmt For For For 1.9 Elect Dennis Williams Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACUITY BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AYI CUSIP 00508Y102 01/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Guynn Mgmt For For For 1.2 Elect Vernon Nagel Mgmt For For For 1.3 Elect Julia North Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADAPTEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADPT CUSIP 00651F108 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Castor Mgmt For For For 1.2 Elect Jack Howard Mgmt For For For 1.3 Elect John Mutch Mgmt For For For 1.4 Elect John Quicke Mgmt For Withhold Against 1.5 Elect Lawrence Ruisi Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADAPTEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADPT CUSIP 00651F108 11/02/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Certain Bylaw Provisions Mgmt N/A N/A N/A 2 Removal of Director Sundaresh Mgmt N/A N/A N/A 3 Removal of Director Loarie Mgmt N/A N/A N/A 4 Change in Board Size Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ ADAPTEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADPT CUSIP 00651F108 11/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Certain Bylaw Provisions Mgmt For Against Against 2 Removal of Directors Mgmt For Against Against 3 Removal of Directors Mgmt For Against Against 4 Change in Board Size Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ADAPTEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADPT CUSIP 00651F108 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Hansen Mgmt For For For 2 Elect Jack Howard Mgmt For For For 3 Elect Joseph Kennedy Mgmt For For For 4 Elect Robert Nikl Mgmt For For For 5 Elect Subramanian Sundaresh Mgmt For For For 6 Elect Douglas Van Houweling Mgmt For For For 7 Elect Gopal Venkatesh Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADMINISTAFF, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASF CUSIP 007094105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Fields, Jr. Mgmt For For For 1.2 Elect Paul Lattanzio Mgmt For For For 1.3 Elect Richard Rawson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADVANCED ENERGY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEIS CUSIP 007973100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Schatz Mgmt For For For 1.2 Elect Frederick Ball Mgmt For For For 1.3 Elect Richard Beck Mgmt For For For 1.4 Elect Hans Georg Betz Mgmt For For For 1.5 Elect Trung Doan Mgmt For For For 1.6 Elect Edward Grady Mgmt For For For 1.7 Elect Terry Hudgens Mgmt For For For 1.8 Elect Thomas Rohrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ AGILYSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGYS CUSIP 00847J105 02/18/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Control Share Mgmt N/A N/A N/A Acquisition 2 Right to Adjourn Meeting Mgmt N/A N/A N/A 3 Declaration of Material Interest Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ AGILYSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGYS CUSIP 00847J105 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Control Share Mgmt N/A Against N/A Acquisition 2 Right to Adjourn Meeting Mgmt For Against Against 3 Declaration of Material Interest Mgmt N/A Against N/A - ------------------------------------------------------------------------------------------------------------------ AGILYSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGYS CUSIP 00847J105 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Dennedy Mgmt For For For 1.2 Elect Martin Ellis Mgmt For For For 1.3 Elect John Mutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIR METHODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AIRM CUSIP 009128307 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Belsey Mgmt For For For 1.2 Elect C. David Kikumoto Mgmt For For For 1.3 Elect Carl McNair, Jr. Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALBANY INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIN CUSIP 012348108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cassidy, Jr. Mgmt For Against Against 2 Elect Paula Cholmondeley Mgmt For Against Against 3 Elect Edgar Hotard Mgmt For Against Against 4 Elect Erland Kailbourne Mgmt For Against Against 5 Elect Joseph Morone Mgmt For Against Against 6 Elect Juhani Pakkala Mgmt For Against Against 7 Elect Christine Standish Mgmt For Against Against 8 Elect John Standish Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Collins Mgmt For For For 2 Elect Joseph Lacob Mgmt For Against Against 3 Elect C. Raymond Larkin, Jr. Mgmt For For For 4 Elect George Morrow Mgmt For For For 5 Elect David Nagel Mgmt For For For 6 Elect Thomas Prescott Mgmt For For For 7 Elect Greg Santora Mgmt For For For 8 Elect Warren Thaler Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2005 Incentive Plan Mgmt For For For 11 2010 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLEGIANT TRAVEL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGT CUSIP 01748X102 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Montie Brewer Mgmt For For For 1.2 Elect Gary Ellmer Mgmt For For For 1.3 Elect Timothy Flynn Mgmt For Withhold Against 1.4 Elect Maurice Gallagher, Jr. Mgmt For Withhold Against 1.5 Elect Charles Pollard Mgmt For For For 1.6 Elect John Redmond Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLETE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALE CUSIP 018522300 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Brekken Mgmt For For For 1.2 Elect Kathryn Dindo Mgmt For For For 1.3 Elect Heidi Eddins Mgmt For For For 1.4 Elect Sidney Emery, Jr. Mgmt For For For 1.5 Elect James Haines, Jr. Mgmt For For For 1.6 Elect Alan Hodnik Mgmt For For For 1.7 Elect James Hoolihan Mgmt For For For 1.8 Elect Madeleine Ludlow Mgmt For For For 1.9 Elect Douglas Neve Mgmt For For For 1.10 Elect Leonard Rodman Mgmt For For For 1.11 Elect Donald Shippar Mgmt For For For 1.12 Elect Bruce Stender Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Executive Long-Term Mgmt For For For Incentive Compensation Plan - ------------------------------------------------------------------------------------------------------------------ ALLIANCE ONE INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS AOI CUSIP 018772103 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hines Mgmt For For For 1.2 Elect Mark Kehaya Mgmt For For For 1.3 Elect Martin Wade, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ALMOST FAMILY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFAM CUSIP 020409108 08/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Yarmuth Mgmt For For For 1.2 Elect Steven Bing Mgmt For For For 1.3 Elect Donald McClinton Mgmt For For For 1.4 Elect Tyree Wilburn Mgmt For For For 1.5 Elect Jonathan Goldberg Mgmt For For For 1.6 Elect W. Earl Reed, III Mgmt For For For 1.7 Elect Henry Altman, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALMOST FAMILY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFAM CUSIP 020409108 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Yarmuth Mgmt For For For 1.2 Elect Steven Bing Mgmt For For For 1.3 Elect Donald McClinton Mgmt For For For 1.4 Elect Tyree Wilburn Mgmt For For For 1.5 Elect Jonathan Goldberg Mgmt For For For 1.6 Elect W. Earl Reed, III Mgmt For For For 1.7 Elect Henry Altman, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMCOL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACO CUSIP 02341W103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Brown Mgmt For For For 1.2 Elect Jay Proops Mgmt For For For 1.3 Elect Paul Weaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For For For 4 2010 Cash Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMEDISYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMED CUSIP 023436108 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Borne Mgmt For For For 1.2 Elect Ronald LaBorde Mgmt For For For 1.3 Elect Jake Netterville Mgmt For For For 1.4 Elect David Pitts Mgmt For For For 1.5 Elect Peter Ricchiuti Mgmt For For For 1.6 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMMD CUSIP 02744M108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Albert Graf Mgmt For For For 1.2 Elect Robert McLellan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN PHYSICIANS CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAP CUSIP 028884104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Haynes Mgmt For For For 1.2 Elect Mitchell Rinek Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN PUBLIC EDUCATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APEI CUSIP 02913V103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wallace Boston, Jr. Mgmt For For For 1.2 Elect J. Christopher Everett Mgmt For For For 1.3 Elect Barbara Fast Mgmt For For For 1.4 Elect F. David Fowler Mgmt For For For 1.5 Elect Jean Halle Mgmt For For For 1.6 Elect Timothy Landon Mgmt For For For 1.7 Elect Timothy Weglicki Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN SCIENCE AND ENGINEERING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASEI CUSIP 029429107 09/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Fabiano Mgmt For For For 1.2 Elect Denis Brown Mgmt For For For 1.3 Elect John Gordon Mgmt For For For 1.4 Elect Hamilton Helmer Mgmt For For For 1.5 Elect Ernest Moniz Mgmt For For For 1.6 Elect Mark Thompson Mgmt For For For 1.7 Elect Carl Vogt Mgmt For For For 2 Amendment to the 2005 Equity and Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN STATES WATER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AWR CUSIP 029899101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Kathol Mgmt For For For 1.2 Elect Gary King Mgmt For For For 1.3 Elect Lloyd Ross Mgmt For For For 2 Performance Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN VANGUARD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVD CUSIP 030371108 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence S. Clark Mgmt For For For 1.2 Elect Alfred F. Ingulli Mgmt For For For 1.3 Elect John L. Killmer Mgmt For For For 1.4 Elect Herbert A. Kraft Mgmt For For For 1.5 Elect John B. Miles Mgmt For For For 1.6 Elect Carl R. Soderlind Mgmt For For For 1.7 Elect Irving J. Thau Mgmt For For For 1.8 Elect Eric G. Wintemute Mgmt For For For 1.9 Elect Esmail Zirakparvar Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIGROUP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AGP CUSIP 03073T102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kay James Mgmt For For For 1.2 Elect Hala Moddelmog Mgmt For For For 1.3 Elect Uwe Reinhardt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERISAFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMSF CUSIP 03071H100 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Garcia Mgmt For For For 1.2 Elect Jared Morris Mgmt For For For 1.3 Elect Daniel Phillips Mgmt For For For 1.4 Elect Sean Traynor Mgmt For For For 2 Amendments to Articles of Mgmt For For For Incorporation to Reflect Changes in Texas Law 3 Decrease of Authorized Capital Stock Mgmt For For For 4 Amendment to the Non-Employee Mgmt For For For Director Restricted Stock Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMN HEALTHCARE SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHS CUSIP 001744101 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect R. Jeffrey Harris Mgmt For For For 2 Elect Michael Johns Mgmt For For For 3 Elect Hala Moddelmog Mgmt For For For 4 Elect Susan Nowakowski Mgmt For For For 5 Elect Andrew Stern Mgmt For For For 6 Elect Douglas Wheat Mgmt For For For 7 Elect Paul Weaver Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMN HEALTHCARE SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHS CUSIP 001744101 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Equity Exchange Program Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ AMSURG CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMSG CUSIP 03232P405 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Deal Mgmt For For For 1.2 Elect Steven Geringer Mgmt For For For 1.3 Elect Claire Gulmi Mgmt For For For 1.4 Elect John Popp Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANALOGIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALOG CUSIP 032657207 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Burton Drayer Mgmt For For For 2 Elect James Green Mgmt For For For 3 Elect James Judge Mgmt For For For 4 Elect Kevin Melia Mgmt For For For 5 Elect Fred Parks Mgmt For For For 6 Elect Sophie Vandebroek Mgmt For For For 7 Elect Gerald Wilson Mgmt For For For 8 Change in Board Size Mgmt For For For 9 2009 Stock Incentive Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ANDERSONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANDE CUSIP 034164103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Anderson Mgmt For For For 1.2 Elect Gerard Anderson Mgmt For For For 1.3 Elect Catherine Kilbane Mgmt For For For 1.4 Elect Robert King, Jr. Mgmt For For For 1.5 Elect Ross Manire Mgmt For For For 1.6 Elect Donald Mennel Mgmt For For For 1.7 Elect David Nichols Mgmt For For For 1.8 Elect John Stout, Jr. Mgmt For For For 1.9 Elect Jacqueline Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANIXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AXE CUSIP 035290105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Blyth Mgmt For For For 1.2 Elect Frederic Brace Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Robert Eck Mgmt For For For 1.5 Elect Robert Grubbs, Jr. Mgmt For For For 1.6 Elect F. Philip Handy Mgmt For For For 1.7 Elect Melvyn Klein Mgmt For For For 1.8 Elect George Munoz Mgmt For For For 1.9 Elect Stuart Sloan Mgmt For For For 1.10 Elect Matthew Zell Mgmt For For For 1.11 Elect Samuel Zell Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APOGEE ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APOG CUSIP 037598109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerome Davis Mgmt For For For 1.2 Elect Richard Reynolds Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLIED INDUSTRIAL TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIT CUSIP 03820C105 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Commes Mgmt For For For 1.2 Elect Peter Dorsman Mgmt For For For 1.3 Elect J. Michael Moore Mgmt For For For 1.4 Elect Jerry Sue Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLIED SIGNAL TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APSG CUSIP 038237103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect John Treichler Mgmt For For For 1.3 Elect Marie Minton Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARBITRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARB CUSIP 03875Q108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Shellye Archambeau Mgmt For For For 1.2 Elect David Devonshire Mgmt For For For 1.3 Elect John Dimling Mgmt For For For 1.4 Elect Philip Guarascio Mgmt For For For 1.5 Elect William Kerr Mgmt For For For 1.6 Elect Larry Kittelberger Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Richard Post Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Compensation Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARCH CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Cavanagh Mgmt For For For 1.2 Elect Douglas Wetmore Mgmt For For For 2 Senior Management Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARCTIC CAT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAT CUSIP 039670104 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tony Christianson Mgmt For For For 1.2 Elect D. Christian Koch Mgmt For For For 2 Amendment to the 2007 Omnibus Stock Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ARKANSAS BEST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABFS CUSIP 040790107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alden Mgmt For For For 1.2 Elect Frank Edelstein Mgmt For For For 1.3 Elect Robert Young, III Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Executive Officer Mgmt For For For Annual Incentive Compensation Plan 4 Amendment to the 2005 Ownership Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ARQULE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARQL CUSIP 04269E107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Loberg Mgmt For For For 1.2 Elect Nancy Simonian Mgmt For For For 2 Amendment to the 1994 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARRIS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARRS CUSIP 04269Q100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alex Best Mgmt For For For 1.2 Elect Harry Bosco Mgmt For For For 1.3 Elect James Chiddix Mgmt For For For 1.4 Elect John Craig Mgmt For For For 1.5 Elect Matthew Kearney Mgmt For For For 1.6 Elect William Lambert Mgmt For For For 1.7 Elect John Petty Mgmt For For For 1.8 Elect Robert Stanzione Mgmt For For For 1.9 Elect David Woodle Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASTEC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASTE CUSIP 046224101 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Don Brock Mgmt For For For 1.2 Elect W. Norman Smith Mgmt For For For 1.3 Elect William Sansom Mgmt For Withhold Against 1.4 Elect James Baker Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATAC CUSIP 00211W104 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Evans Mgmt For For For 1.2 Elect Curtland Fields Mgmt For For For 1.3 Elect Michael Hartnett Mgmt For For For 1.4 Elect Michael Jordan Mgmt For For For 1.5 Elect Todd Peters Mgmt For For For 1.6 Elect S. Lawrence Prendergast Mgmt For For For 1.7 Elect Edward Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATMI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATMI CUSIP 00207R101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hillas Mgmt For For For 1.2 Elect Cheryl Shavers Mgmt For For For 2 2010 Stock Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATWOOD OCEANICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect Robert Burgess Mgmt For For For 1.3 Elect George Dotson Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 1.7 Elect Robert Saltiel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ AUDIOVOX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VOXX CUSIP 050757103 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Kreuch, Jr. Mgmt For Withhold Against 1.2 Elect Dennis McManus Mgmt For Withhold Against 1.3 Elect Peter Lesser Mgmt For Withhold Against 1.4 Elect Philip Christopher Mgmt For Withhold Against 1.5 Elect John Shalam Mgmt For Withhold Against 1.6 Elect Patrick Lavelle Mgmt For Withhold Against 1.7 Elect Charles Stoehr Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVID TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVID CUSIP 05367P100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bakish Mgmt For For For 2 Elect Gary Greenfield Mgmt For For For 3 Elect Louis Hernandez, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVISTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVA CUSIP 05379B107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Erik Anderson Mgmt For Against Against 2 Elect Kristianne Blake Mgmt For Against Against 3 Elect Michael Noel Mgmt For Against Against 4 Elect Rebecca Klein Mgmt For Against Against 5 Elect Marc Racicot Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Amendment to the Long-Term Incentive Mgmt For For For Plan 8 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ AXSYS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AXYS CUSIP 054615109 09/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AZZ INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AZZ CUSIP 002474104 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Dingus Mgmt For For For 1.2 Elect Dana Perry Mgmt For For For 1.3 Elect Daniel Berce Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BADGER METER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMI CUSIP 056525108 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Dix Mgmt For For For 1.2 Elect Thomas Fischer Mgmt For For For 1.3 Elect Gale Klappa Mgmt For For For 1.4 Elect Richard Meeusen Mgmt For For For 1.5 Elect Andrew Policano Mgmt For For For 1.6 Elect Steven Smith Mgmt For For For 1.7 Elect John Stollenwerk Mgmt For For For 1.8 Elect Todd Teska Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BALCHEM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BCPC CUSIP 057665200 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dino Rossi Mgmt For For For 1.2 Elect Elaine Wedral Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BALDOR ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BEZ CUSIP 057741100 05/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jean Mauldin Mgmt For For For 1.2 Elect R. L. Qualls Mgmt For For For 1.3 Elect Barry Rogstad Mgmt For For For 1.4 Elect Ronald Tucker Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK MUTUAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKMU CUSIP 063750103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Brown Mgmt For For For 1.2 Elect Mark Herr Mgmt For For For 1.3 Elect J. Gus Swoboda Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF THE OZARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OZRK CUSIP 063904106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Gleason Mgmt For For For 1.2 Elect Mark Ross Mgmt For For For 1.3 Elect Jean Arehart Mgmt For For For 1.4 Elect Steven Arnold Mgmt For For For 1.5 Elect Richard Cisne Mgmt For For For 1.6 Elect Robert East Mgmt For For For 1.7 Elect Linda Gleason Mgmt For For For 1.8 Elect Henry Mariani Mgmt For For For 1.9 Elect James Matthews Mgmt For For For 1.10 Elect R. L. Qualls Mgmt For For For 1.11 Elect Kennith Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BARNES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS B CUSIP 067806109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John W. Alden Mgmt For For For 1.2 Elect George T. Carpenter Mgmt For For For 1.3 Elect William J. Morgan Mgmt For For For 1.4 Elect Hassell H McClellan Mgmt For For For 2 Amendment to the Stock and Incentive Mgmt For For For Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ BASIC ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CUSIP 06985P100 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Chiles Mgmt For For For 1.2 Elect Robert Fulton Mgmt For Withhold Against 1.3 Elect Antonio Garza, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BEL FUSE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BELFA CUSIP 077347300 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Bernstein Mgmt For For For 1.2 Elect Peter Gilbert Mgmt For For For 1.3 Elect John Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Aldrich Mgmt For For For 1.2 Elect Lorne Bain Mgmt For For For 1.3 Elect Lance Balk Mgmt For For For 1.4 Elect Judy Brown Mgmt For For For 1.5 Elect Bryan Cressey Mgmt For For For 1.6 Elect Glenn Kalnasy Mgmt For For For 1.7 Elect Mary McLeod Mgmt For For For 1.8 Elect John Monter Mgmt For For For 1.9 Elect Bernard Rethore Mgmt For For For 1.10 Elect John Stroup Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BENCHMARK ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BHE CUSIP 08160H101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cary Fu Mgmt For For For 1.2 Elect Michael Dawson Mgmt For For For 1.3 Elect Peter Dorflinger Mgmt For For For 1.4 Elect Douglas Duncan Mgmt For For For 1.5 Elect Laura Lang Mgmt For For For 1.6 Elect Bernee Strom Mgmt For For For 1.7 Elect Clay Williams Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For For For Plan 3 Approval and Amendment to the Mgmt For For For Shareholders Rights Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIG 5 SPORTING GOODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BGFV CUSIP 08915P101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Michael Miller Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIO-REFERENCE LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRLI CUSIP 09057G602 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Benincasa Mgmt For For For 1.2 Elect Gary Lederman Mgmt For For For 1.3 Elect John Roglieri Mgmt For For For 2 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For Withhold Against 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BJ'S RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJRI CUSIP 09180C106 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerald Deitchle Mgmt For For For 1.2 Elect James Dal Pozzo Mgmt For For For 1.3 Elect J. Roger King Mgmt For For For 1.4 Elect Larry Bouts Mgmt For For For 1.5 Elect John Grundhofer Mgmt For For For 1.6 Elect Peter Bassi Mgmt For For For 1.7 Elect William Hyde, Jr. Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BLACK BOX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBOX CUSIP 091826107 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Andrews Mgmt For For For 1.2 Elect R. Terry Blakemore Mgmt For For For 1.3 Elect Richard Crouch Mgmt For For For 1.4 Elect Thomas Golonski Mgmt For For For 1.5 Elect Thomas Greig Mgmt For For For 1.6 Elect Edward Nicholson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BLACKBAUD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLKB CUSIP 09227Q100 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Chardon Mgmt For For For 1.2 Elect John McConnell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BLUE COAT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCSI CUSIP 09534T508 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian NeSmith Mgmt For For For 1.2 Elect David Hanna Mgmt For For For 1.3 Elect James Barth Mgmt For For For 1.4 Elect Keith Geeslin Mgmt For For For 1.5 Elect Timothy Howes Mgmt For For For 1.6 Elect James Tolonen Mgmt For For For 1.7 Elect Carol Mills Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ BLUE NILE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NILE CUSIP 09578R103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diane Irvine Mgmt For For For 1.2 Elect Leslie Lane Mgmt For For For 1.3 Elect Ned Mansour Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Performance Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BLYTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BTH CUSIP 09643P207 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goergen Mgmt For For For 1.2 Elect Neal Goldman Mgmt For For For 1.3 Elect Howard Rose Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPFH CUSIP 101119105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugene Colangelo Mgmt For For For 1.2 Elect Allen Sinai Mgmt For For For 1.3 Elect Stephen Waters Mgmt For For For 2 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ BOWNE & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BNE CUSIP 103043105 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRIGGS & STRATTON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BGG CUSIP 109043109 10/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert O'Toole Mgmt For For For 1.2 Elect John Shiely Mgmt For For For 1.3 Elect Charles Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Ratification of Rights Agreement Mgmt For Against Against 4 Amendment to the Incentive Mgmt For For For Compensation Plan - ------------------------------------------------------------------------------------------------------------------ BRIGHTPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELL CUSIP 109473405 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eliza Hermann Mgmt For For For 1.2 Elect Robert Laikin Mgmt For For For 1.3 Elect Cynthia Lucchese Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BRISTOW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRS CUSIP 110394103 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Amonett Mgmt For For For 1.2 Elect Charles Bolden, Jr. Mgmt For For For 1.3 Elect Stephen Cannon Mgmt For For For 1.4 Elect Jonathan Cartwright Mgmt For For For 1.5 Elect William Chiles Mgmt For For For 1.6 Elect Michael Flick Mgmt For For For 1.7 Elect Thomas Knudson Mgmt For For For 1.8 Elect Ken Tamblyn Mgmt For For For 1.9 Elect William Wyatt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROOKLINE BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKL CUSIP 11373M107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Chapin Mgmt For For For 1.2 Elect John Hackett Mgmt For For For 1.3 Elect John Hall ll Mgmt For For For 1.4 Elect Rosamond Vaule Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROOKS AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKS CUSIP 114340102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Clinton Allen Mgmt For Withhold Against 1.2 Elect Robert Lepofsky Mgmt For For For 1.3 Elect Joseph Martin Mgmt For For For 1.4 Elect John McGillicuddy Mgmt For For For 1.5 Elect Krishna Palepu Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Kirk Pond Mgmt For For For 1.8 Elect Alfred Woollacott, III Mgmt For For For 1.9 Elect Mark Wrighton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROWN SHOE COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWS CUSIP 115736100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carla Hendra Mgmt For For For 1.2 Elect Ward Klein Mgmt For For For 1.3 Elect W. Patrick McGinnis Mgmt For For For 1.4 Elect Diane Sullivan Mgmt For For For 1.5 Elect Hal Upbin Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRUSH ENGINEERED MATERIALS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BW CUSIP 117421107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect Vinod Khilnani Mgmt For For For 1.3 Elect William Robertson Mgmt For For For 1.4 Elect John Sherwin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BUCKEYE TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKI CUSIP 118255108 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Red Cavaney Mgmt For For For 1.2 Elect John Crowe Mgmt For For For 1.3 Elect David Ferraro Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ CABELA'S INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CAB CUSIP 126804301 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Theodore Armstrong Mgmt For For For 2 Elect Richard Cabela Mgmt For For For 3 Elect James Cabela Mgmt For For For 4 Elect John Edmondson Mgmt For For For 5 Elect John Gottschalk Mgmt For For For 6 Elect Dennis Highby Mgmt For For For 7 Elect Reuben Mark Mgmt For For For 8 Elect Michael McCarthy Mgmt For For For 9 Elect Thomas Millner Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CABOT MICROELECTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CCMP CUSIP 12709P103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Laurance Fuller Mgmt For For For 1.2 Elect Edward Mooney Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CACI INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CACI CUSIP 127190304 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Bannister Mgmt For For For 1.2 Elect Paul Cofoni Mgmt For For For 1.3 Elect Gordon England Mgmt For For For 1.4 Elect James Gilmore III Mgmt For For For 1.5 Elect Gregory Johnson Mgmt For For For 1.6 Elect Richard Leatherwood Mgmt For For For 1.7 Elect J.P. London Mgmt For For For 1.8 Elect James Pavitt Mgmt For For For 1.9 Elect Warren Phillips Mgmt For For For 1.10 Elect Charles Revoile Mgmt For For For 1.11 Elect William Wallace Mgmt For For For 2 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 4 Right to Adjourn Meeting Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CALGON CARBON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CCC CUSIP 129603106 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Cruickshank Mgmt For For For 1.2 Elect Julie Roberts Mgmt For For For 1.3 Elect J. Rich Alexander Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CALLAWAY GOLF COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ELY CUSIP 131193104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Fellows Mgmt For For For 1.2 Elect Samuel Armacost Mgmt For For For 1.3 Elect Ronald Beard Mgmt For For For 1.4 Elect John Cushman, III Mgmt For For For 1.5 Elect Yotaro Kobayashi Mgmt For For For 1.6 Elect John Lundgren Mgmt For For For 1.7 Elect Adebayo Ogunlesi Mgmt For For For 1.8 Elect Richard Rosenfield Mgmt For For For 1.9 Elect Anthony Thornley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAMBREX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBM CUSIP 132011107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bethune Mgmt For Withhold Against 1.2 Elect Rosina Dixon Mgmt For For For 1.3 Elect Kathryn Harrigan Mgmt For For For 1.4 Elect Leon Hendrix, Jr. Mgmt For For For 1.5 Elect Ilan Kaufthal Mgmt For For For 1.6 Elect Steven Klosk Mgmt For For For 1.7 Elect William Korb Mgmt For For For 1.8 Elect John Miller Mgmt For For For 1.9 Elect Peter Tombros Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAPELLA EDUCATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPLA CUSIP 139594105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Kevin Gilligan Mgmt For For For 1.2 Elect Mark Greene Mgmt For For For 1.3 Elect Jody Miller Mgmt For For For 1.4 Elect Stephen Shank Mgmt For For For 1.5 Elect Andrew Slavitt Mgmt For For For 1.6 Elect David Smith Mgmt For For For 1.7 Elect Jeffrey Taylor Mgmt For For For 1.8 Elect Sandra Taylor Mgmt For For For 1.9 Elect Darrell Tukua Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARBO CERAMICS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CUSIP 140781105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sigmund L. Cornelius Mgmt For For For 1.2 Elect James B. Jennings Mgmt For For For 1.3 Elect Gary A. Kolstad Mgmt For For For 1.4 Elect H. E. Lentz, Jr. Mgmt For For For 1.5 Elect Randy L. Limbacher Mgmt For For For 1.6 Elect William C. Morris Mgmt For For For 1.7 Elect Robert S. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARTER'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CASCADE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CASC CUSIP 147195101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas Lardy Mgmt For For For 1.2 Elect Nancy Wilgenbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CASEY'S GENERAL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CASY CUSIP 147528103 09/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Lamb Mgmt For For For 1.2 Elect Robert Myers Mgmt For For For 1.3 Elect Diane Bridgewater Mgmt For For For 1.4 Elect Johnny Danos Mgmt For For For 1.5 Elect H. Lynn Horak Mgmt For For For 1.6 Elect Kenneth Haynie Mgmt For For For 1.7 Elect William Kimball Mgmt For For For 1.8 Elect Jeffrey Lamberti Mgmt For For For 1.9 Elect Ricahrd Wilkey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CASH AMERICA INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSH CUSIP 14754D100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect Daniel Feehan Mgmt For For For 1.4 Elect Albert Goldstein Mgmt For For For 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Anti-Predatory Lending Policies - ------------------------------------------------------------------------------------------------------------------ CATALYST HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSI CUSIP 14888B103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Brock Mgmt For For For 1.2 Elect Edward Civera Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBEYOND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBEY CUSIP 149847105 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chapple Mgmt For For For 1.2 Elect Douglas Grissom Mgmt For For For 1.3 Elect Douglas Rogan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CDI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CUSIP 125071100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roger Ballou Mgmt For For For 1.2 Elect Michael Emmi Mgmt For For For 1.3 Elect Walter Garrison Mgmt For For For 1.4 Elect Lawrence Karlson Mgmt For For For 1.5 Elect Ronald J. Kozich Mgmt For For For 1.6 Elect Albert Smith Mgmt For For For 1.7 Elect Barton Winokur Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CEC ENTERTAINMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEC CUSIP 125137109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Magusiak Mgmt For For For 1.2 Elect Larry McDowell Mgmt For For For 1.3 Elect Walter Tyree Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the 2004 Restricted Mgmt For Against Against Stock Plan 5 Amendment to the Non-Employee Mgmt For For For Directors Restricted Stock Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CEDAR SHOPPING CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDR CUSIP 150602209 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Burns Mgmt For For For 2 Elect Raghunath Davloor Mgmt For For For 3 Elect Richard Homburg Mgmt For For For 4 Elect Pamela Hootkin Mgmt For For For 5 Elect Everett Miller, III Mgmt For For For 6 Elect Leo Ullman Mgmt For For For 7 Elect Roger Widmann Mgmt For For For 8 Issuance of Common Stock Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNC CUSIP 15135B101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Joseph Mgmt For For For 1.2 Elect Tommy Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Stock Incentive Mgmt For For For Plan 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CENTRAL PACIFIC FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPF CUSIP 154760102 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTRAL VERMONT PUBLIC SERVICE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CV CUSIP 155771108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Goodrich Mgmt For For For 1.2 Elect Elisabeth Robert Mgmt For For For 1.3 Elect Janice Scites Mgmt For For For 1.4 Elect William Stenger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTURY ALUMINUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CENX CUSIP 156431108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John O'Brien Mgmt For For For 1.2 Elect Peter Jones Mgmt For For For 1.3 Elect Ivan Glasenberg Mgmt For Withhold Against 1.4 Elect Andrew Michelmore Mgmt For For For 1.5 Elect John Fontaine Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRDN CUSIP 156710105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel P. Moskowitz Mgmt For For For 1.2 Elect Richard A. Alliegro Mgmt For For For 1.3 Elect Frank Edelstein Mgmt For For For 1.4 Elect Richard A. Kertson Mgmt For For For 1.5 Elect William C. LaCourse Mgmt For For For 1.6 Elect Milton L. Lohr Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CH ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHG CUSIP 12541M102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Lant Mgmt For For For 1.2 Elect Edward Tokar Mgmt For For For 1.3 Elect Jeffrey Tranen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHECKPOINT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CKP CUSIP 162825103 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Antle III Mgmt For For For 1.2 Elect R. Keith Elliott Mgmt For For For 1.3 Elect Robert Wildrick Mgmt For For For 2 Amendment to the 2004 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHEMED CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CHE CUSIP 16359R103 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin McNamara Mgmt For For For 1.2 Elect Joel Gemunder Mgmt For For For 1.3 Elect Patrick Grace Mgmt For For For 1.4 Elect Thomas Hutton Mgmt For For For 1.5 Elect Walter Krebs Mgmt For For For 1.6 Elect Andrea Lindell Mgmt For For For 1.7 Elect Thomas Rice Mgmt For For For 1.8 Elect Donald Saunders Mgmt For For For 1.9 Elect George Walsh III Mgmt For For For 1.10 Elect Frank Wood Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHRISTOPHER & BANKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBK CUSIP 171046105 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Cohn Mgmt For For For 1.2 Elect James Fuld, Jr. Mgmt For For For 2 2009 Qualified Annual Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CIBER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBR CUSIP 17163B102 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bobby Stevenson Mgmt For For For 1.2 Elect Peter Cheesbrough Mgmt For For For 1.3 Elect James Spira Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CIRCOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIR CUSIP 17273K109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerome Brady Mgmt For For For 1.2 Elect Peter Wilver Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CITY HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CHCO CUSIP 177835105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Oshel Craigo Mgmt For For For 1.2 Elect William File III Mgmt For For For 1.3 Elect Tracy Hylton II Mgmt For For For 1.4 Elect C. Dallas Kayser Mgmt For For For 1.5 Elect Sharon Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CKE RESTAURANTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CKR CUSIP 12561E105 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Take Private Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLARCOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLC CUSIP 179895107 03/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Burgstahler Mgmt For For For 1.2 Elect Paul Donovan Mgmt For For For 1.3 Elect Norman Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLEARWATER PAPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLW CUSIP 18538R103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Larsson Mgmt For For For 2 Elect Michael Riordan Mgmt For For For 3 Annual Incentive Plan Mgmt For For For 4 2008 Stock Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COGNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CGNX CUSIP 192422103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Shillman Mgmt For For For 1.2 Elect Anthony Sun Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COHU, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COHU CUSIP 192576106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Bilodeau Mgmt For For For 1.2 Elect James Donahue Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COINSTAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSTR CUSIP 19259P300 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arik Ahitov Mgmt For For For 2 Elect Ronald Woodard Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the 1997 Amended and Mgmt For For For Restated Equity Incentive Plan 5 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ COLONIAL PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CLP CUSIP 195872106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Bailey Mgmt For For For 1.2 Elect M. Miller Gorrie Mgmt For For For 1.3 Elect William Johnson Mgmt For For For 1.4 Elect Glade Knight Mgmt For For For 1.5 Elect James Lowder Mgmt For For For 1.6 Elect Thomas Lowder Mgmt For For For 1.7 Elect Herbert Meisler Mgmt For For For 1.8 Elect Claude Nielsen Mgmt For For For 1.9 Elect Harold Ripps Mgmt For For For 1.10 Elect John Spiegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COLUMBIA BANKING SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COLB CUSIP 197236102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melanie Dressel Mgmt For For For 2 Elect John Folsom Mgmt For For For 3 Elect Frederick Goldberg Mgmt For For For 4 Elect Thomas Hulbert Mgmt For For For 5 Elect Thomas Matson, Sr. Mgmt For For For 6 Elect Daniel Regis Mgmt For For For 7 Elect Donald Rodman Mgmt For For For 8 Elect William Weyerhaeuser Mgmt For For For 9 Elect James Will Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMFORT SYSTEMS USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIX CUSIP 199908104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Murdy Mgmt For For For 1.2 Elect Darcy Anderson Mgmt For For For 1.3 Elect Herman Bulls Mgmt For For For 1.4 Elect Alfred Giardenelli, Jr. Mgmt For For For 1.5 Elect Alan Krusi Mgmt For For For 1.6 Elect Franklin Myers Mgmt For For For 1.7 Elect James Schultz Mgmt For For For 1.8 Elect Robert Wagner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMMUNITY BANK SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBU CUSIP 203607106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Bolus Mgmt For For For 1.2 Elect Nicholas DiCerbo Mgmt For Withhold Against 1.3 Elect Neil Fesette Mgmt For For For 1.4 Elect James Gabriel Mgmt For Withhold Against 1.5 Elect Edward Mucenski Mgmt For For For 1.6 Elect Charles Parente Mgmt For Withhold Against 1.7 Elect John Parente Mgmt For For For 1.8 Elect John Whipple, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect N. Robert Hammer Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPELLENT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CML CUSIP 20452A108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Beeler Mgmt For For For 1.2 Elect John Guider Mgmt For For For 1.3 Elect Kevin Roberg Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPUTER PROGRAMS AND SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPSI CUSIP 205306103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Boyd Douglas Mgmt For For For 1.2 Elect Charles Huffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMSCORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCOR CUSIP 20564W105 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Henderson Mgmt For For For 1.2 Elect Ronald Korn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMTECH TELECOMMUNICATIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMTL CUSIP 205826209 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Goldberg Mgmt For For For 1.2 Elect Robert Paul Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ CONCUR TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQR CUSIP 206708109 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Canfield Mgmt For For For 1.2 Elect Gordon Eubanks Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONMED CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNMD CUSIP 207410101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugene Corasanti Mgmt For For For 1.2 Elect Joseph Corasanti Mgmt For For For 1.3 Elect Bruce Daniels Mgmt For For For 1.4 Elect Jo Ann Golden Mgmt For For For 1.5 Elect Stephen Mandia Mgmt For For For 1.6 Elect Stuart Schwartz Mgmt For For For 1.7 Elect Mark Tryniski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Non-Employee Mgmt For For For Director Equity Compensation Plan - ------------------------------------------------------------------------------------------------------------------ CONSOLIDATED GRAPHICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CGX CUSIP 209341106 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Alexander Mgmt For For For 1.2 Elect Brady Carruth Mgmt For For For 2 Amendment to the Long-Term Incentive Mgmt For Against Against Plan - ------------------------------------------------------------------------------------------------------------------ CORVEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRVL CUSIP 221006109 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect V. Gordon Clemons Mgmt For For For 1.2 Elect Steven Hamerslag Mgmt For For For 1.3 Elect Alan Hoops Mgmt For For For 1.4 Elect R. Judd Jessup Mgmt For For For 1.5 Elect Jean Macino Mgmt For For For 1.6 Elect Jeffrey Michael Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CRACKER BARREL OLD COUNTRY STORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBRL CUSIP 22410J106 12/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Dale Mgmt For For For 1.2 Elect Richard Dobkin Mgmt For For For 1.3 Elect Robert Hilton Mgmt For For For 1.4 Elect Charles Jones, Jr. Mgmt For For For 1.5 Elect B.F. Lowery Mgmt For For For 1.6 Elect Martha Mitchell Mgmt For For For 1.7 Elect Andrea Weiss Mgmt For For For 1.8 Elect Jimmie White Mgmt For For For 1.9 Elect Michael Woodhouse Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Omnibus Mgmt For For For Incentive Compensation Plan - ------------------------------------------------------------------------------------------------------------------ CROCS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CROX CUSIP 227046109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Croghan Mgmt For For For 2 Elect Peter Jacobi Mgmt For For For 3 Elect Richard Sharp Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CROSS COUNTRY HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCRN CUSIP 227483104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Boshart Mgmt For For For 1.2 Elect Emil Hensel Mgmt For For For 1.3 Elect W. Larry Cash Mgmt For For For 1.4 Elect C. Taylor Cole, Jr. Mgmt For For For 1.5 Elect Thomas Dircks Mgmt For For For 1.6 Elect Gale Fitzgerald Mgmt For For For 1.7 Elect Joseph Trunfio Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CRYOLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRY CUSIP 228903100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Anderson Mgmt For For For 1.2 Elect Thomas Ackerman Mgmt For For For 1.3 Elect James Benson Mgmt For For For 1.4 Elect Daniel Bevevino Mgmt For For For 1.5 Elect Ronald Elkins Mgmt For For For 1.6 Elect Ronald McCall Mgmt For For For 1.7 Elect Harvey Morgan Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CSG SYSTEMS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGS CUSIP 126349109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Nafus Mgmt For For For 1.2 Elect Janice Obuchowski Mgmt For For For 1.3 Elect Donald Reed Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTS CUSIP 126501105 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter Catlow Mgmt For For For 1.2 Elect Lawrence Ciancia Mgmt For For For 1.3 Elect Thomas Cody Mgmt For For For 1.4 Elect Patricia Collawn Mgmt For For For 1.5 Elect Roger Hemminghaus Mgmt For For For 1.6 Elect Michael Henning Mgmt For For For 1.7 Elect Vinod Khilnani Mgmt For For For 1.8 Elect Robert Profusek Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CUBIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUB CUSIP 229669106 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter J. Zable Mgmt For For For 1.2 Elect Walter C. Zable Mgmt For For For 1.3 Elect Bruce Blakley Mgmt For For For 1.4 Elect William Boyle Mgmt For For For 1.5 Elect Raymond deKozan Mgmt For For For 1.6 Elect Edwin Guiles Mgmt For For For 1.7 Elect Raymond Peet Mgmt For For For 1.8 Elect Robert Sullivan Mgmt For For For 1.9 Elect John Warner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CUBIST PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBST CUSIP 229678107 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Sylvie Gregoire Mgmt For Withhold Against 2 2010 Equity Incentive Plan Mgmt For For For 3 Performance-Based Management Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CURTISS-WRIGHT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CW CUSIP 231561101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Benante Mgmt For For For 1.2 Elect S. Marce Fuller Mgmt For For For 1.3 Elect Allen Kozinski Mgmt For For For 1.4 Elect Carl Miller Mgmt For For For 1.5 Elect William Mitchell Mgmt For For For 1.6 Elect John Myers Mgmt For For For 1.7 Elect John Nathman Mgmt For For For 1.8 Elect William Sihler Mgmt For For For 1.9 Elect Albert Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Omnibus Mgmt For For For Long-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CYBERONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYBX CUSIP 23251P102 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Guy Jackson Mgmt For For For 1.2 Elect Joseph Laptewicz Mgmt For For For 1.3 Elect Daniel Moore Mgmt For For For 1.4 Elect Hugh Morrison Mgmt For For For 1.5 Elect Alfred Novak Mgmt For For For 1.6 Elect Arthur Rosenthal Mgmt For For For 1.7 Elect Reese Terry, Jr. Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CYMER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYMI CUSIP 232572107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Abbe Mgmt For For For 1.2 Elect Robert Akins Mgmt For For For 1.3 Elect Edward Braun Mgmt For For For 1.4 Elect Michael Gaulke Mgmt For For For 1.5 Elect William Oldham Mgmt For For For 1.6 Elect Eric Ruttenberg Mgmt For For For 1.7 Elect Peter Simone Mgmt For For For 1.8 Elect Young Sohn Mgmt For For For 1.9 Elect Jon Tompkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CY CUSIP 232806109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect T.J. Rodgers Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect Eric Benhamou Mgmt For For For 1.4 Elect Lloyd Carney Mgmt For For For 1.5 Elect James Long Mgmt For For For 1.6 Elect J. Daniel McCranie Mgmt For For For 1.7 Elect Evert van de Ven Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DAKTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAKT CUSIP 234264109 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Kurtenbach Mgmt For For For 1.2 Elect James Vellenga Mgmt For For For 1.3 Elect Byron Anderson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DARLING INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAR CUSIP 237266101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect C. Dean Carlson Mgmt For For For 4 Elect Marlyn Jorgensen Mgmt For For For 5 Elect John March Mgmt For For For 6 Elect Charles Macaluso Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2004 Omnibus Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ DEALERTRACK HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRAK CUSIP 242309102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ann Lane Mgmt For For For 1.2 Elect John McDonnell, Jr. Mgmt For For For 1.3 Elect Barry Zwarenstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Angel Martinez Mgmt For For For 1.2 Elect Rex Licklider Mgmt For For For 1.3 Elect John Gibbons Mgmt For For For 1.4 Elect John Perenchio Mgmt For For For 1.5 Elect Maureen Conners Mgmt For For For 1.6 Elect Tore Steen Mgmt For For For 1.7 Elect Ruth Owades Mgmt For For For 1.8 Elect Karyn Barsa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DELPHI FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFG CUSIP 247131105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip O'Connor Mgmt For For For 1.2 Elect Robert Rosenkranz Mgmt For For For 1.3 Elect Donald Sherman Mgmt For For For 1.4 Elect Kevin Brine Mgmt For For For 1.5 Elect Edward Fox Mgmt For For For 1.6 Elect Steven Hirsh Mgmt For For For 1.7 Elect Harold Ilg Mgmt For For For 1.8 Elect James Litvack Mgmt For For For 1.9 Elect James Meehan Mgmt For For For 1.10 Elect Robert Wright Mgmt For For For 2 2010 Outside Directors Stock Plan Mgmt For For For 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DELTIC TIMBER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DEL CUSIP 247850100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Randolph Coley Mgmt For For For 1.2 Elect R. Hunter Pierson, Jr. Mgmt For For For 1.3 Elect J. Thurston Roach Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIAMOND FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DMND CUSIP 252603105 01/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Lea Mgmt For For For 1.2 Elect Dennis Mussell Mgmt For For For 1.3 Elect Glen Warren, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIGI INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DGII CUSIP 253798102 01/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Guy Jackson Mgmt For For For 1.2 Elect Ahmed Nawaz Mgmt For For For 2 Amendment to the 2000 Omnibus Stock Mgmt For For For Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIME COMMUNITY BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCOM CUSIP 253922108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Palagiano Mgmt For For For 1.2 Elect Patrick Curtin Mgmt For For For 1.3 Elect Omer Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DINEEQUITY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DIN CUSIP 254423106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Berk Mgmt For For For 1.2 Elect Daniel J. Brestle Mgmt For For For 1.3 Elect Caroline Nahas Mgmt For For For 1.4 Elect Gilbert Ray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIODES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DIOD CUSIP 254543101 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. H. Chen Mgmt For For For 1.2 Elect Michael Giordano Mgmt For For For 1.3 Elect L.P. Hsu Mgmt For For For 1.4 Elect Keh-Shew Lu Mgmt For For For 1.5 Elect Raymond Soong Mgmt For For For 1.6 Elect John Stich Mgmt For For For 1.7 Elect Michael Tsai Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIONEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNEX CUSIP 254546104 10/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Anderson Mgmt For For For 1.2 Elect A. Blaine Bowman Mgmt For For For 1.3 Elect Frank Witney Mgmt For For For 1.4 Elect Roderick McGeary Mgmt For Withhold Against 1.5 Elect Riccardo Pigliucci Mgmt For For For 1.6 Elect Michael Pope Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DREW INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DW CUSIP 26168L205 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Rose, III Mgmt For Withhold Against 1.2 Elect Leigh Abrams Mgmt For For For 1.3 Elect Fredric Zinn Mgmt For For For 1.4 Elect James Gero Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect David Reed Mgmt For For For 1.7 Elect John Lowe, Jr. Mgmt For For For 1.8 Elect Jason Lippert Mgmt For For For 2 Re-approval of Performance Criteria Mgmt For For For under the 2002 Equity Award and Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexander Shukis Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DSP GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DSPG CUSIP 23332B106 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eliyahu Ayalon Mgmt For For For 1.2 Elect Zvi Limon Mgmt For For For 1.3 Elect Louis Silver Mgmt For For For 2 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTSI CUSIP 23335C101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Gregory Ballard Mgmt For For For 1.2 Elect Bradford Duea Mgmt For For For 1.3 Elect Craig Andrews Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EAGLE MATERIALS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CUSIP 26969P108 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. William Barnett Mgmt For For For 1.2 Elect David Quinn Mgmt For For For 2 Re-approval of Material Terms of Mgmt For For For Performance Goals under the Incentive Plan 3 Amendment to the Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Series C Preferred Stock 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iris Chan Mgmt For For For 1.2 Elect Peggy Cherng Mgmt For For For 1.3 Elect Rudolph Estrada Mgmt For For For 1.4 Elect Julia Gouw Mgmt For For For 1.5 Elect Paul Irving Mgmt For For For 1.6 Elect Andrew Kane Mgmt For For For 1.7 Elect John Lee Mgmt For For For 1.8 Elect Herman Li Mgmt For For For 1.9 Elect Jack Liu Mgmt For For For 1.10 Elect Dominic Ng Mgmt For For For 1.11 Elect Keith Renken Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EBIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBIX CUSIP 278715206 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robin Raina Mgmt For For For 2 Elect Hans Benz Mgmt For For For 3 Elect Pavan Bhalla Mgmt For For For 4 Elect Neil Eckert Mgmt For Against Against 5 Elect Rolf Herter Mgmt For For For 6 Elect Hans Ueli Keller Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBIX CUSIP 278715206 12/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ECLIPSYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECLP CUSIP 278856109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Crippen Mgmt For For For 1.2 Elect Edward Kangas Mgmt For For For 1.3 Elect Craig Macnab Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EHEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EHTH CUSIP 28238P109 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Flanders Mgmt For For For 1.2 Elect Michael Goldberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EL PASO ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EE CUSIP 283677854 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Robert Brown Mgmt For For For 1.2 Elect James Cicconi Mgmt For For For 1.3 Elect Patricia Holland-Branch Mgmt For For For 1.4 Elect Thomas Shockley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ELECTRO SCIENTIFIC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESIO CUSIP 285229100 08/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Tompkins Mgmt For For For 1.2 Elect Richard Faubert Mgmt For For For 2 Amendment to the 1990 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EMERGENT BIOSOLUTIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CUSIP 29089Q105 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fuad El-Hibri Mgmt For For For 1.2 Elect Jerome Hauer Mgmt For For For 1.3 Elect Ronald Richard Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EMPLOYERS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EIG CUSIP 292218104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rose McKinney-James Mgmt For For For 1.2 Elect John Sande III Mgmt For For For 1.3 Elect Martin Welch Mgmt For For For 2 Amendment to the Equity and Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EMS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELMG CUSIP 26873N108 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bolton Mgmt For For For 1.2 Elect Hermann Buerger Mgmt For For For 1.3 Elect Joseph Burns Mgmt For For For 1.4 Elect John Kreick Mgmt For For For 1.5 Elect John Mowell Mgmt For For For 1.6 Elect Thomas O'Connell Mgmt For For For 1.7 Elect Bradford Parkinson Mgmt For For For 1.8 Elect Norman Thagard Mgmt For For For 1.9 Elect John Woodward, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENCORE WIRE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WIRE CUSIP 292562105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Courtney Mgmt For For For 1.2 Elect Thomas Cunningham Mgmt For For For 1.3 Elect Daniel Jones Mgmt For For For 1.4 Elect William Thomas III Mgmt For For For 1.5 Elect Scott Weaver Mgmt For For For 1.6 Elect John Wilson Mgmt For For For 2 2010 Stock Option Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENPRO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Holland Mgmt For For For 1.2 Elect Stephen Macadam Mgmt For For For 1.3 Elect J.P. Bolduc Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Diane Creel Mgmt For For For 1.6 Elect Don DeFosset Mgmt For For For 1.7 Elect Gordon Harnett Mgmt For For For 1.8 Elect David Hauser Mgmt For For For 1.9 Elect Wilbur Prezzano, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barrett Brady Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENZO BIOCHEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENZ CUSIP 294100102 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irwin Gerson Mgmt For For For 1.2 Elect Gregory Bortz Mgmt For For For 1.3 Elect Stephen Kent Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EPICOR SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EPIC CUSIP 29426L108 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. George Klaus Mgmt For For For 1.2 Elect Michael Kelly Mgmt For For For 1.3 Elect Robert Smith Mgmt For For For 1.4 Elect Michael Hackworth Mgmt For For For 1.5 Elect John Dillon Mgmt For For For 1.6 Elect Richard Pickup Mgmt For For For 1.7 Elect W. Douglas Hajjar Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EPIQ SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EPIQ CUSIP 26882D109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tom Olofson Mgmt For For For 1.2 Elect Christopher Olofson Mgmt For For For 1.3 Elect W. Bryan Satterlee Mgmt For For For 1.4 Elect Edward Connolly, Jr. Mgmt For For For 1.5 Elect James Byrnes Mgmt For For For 1.6 Elect Joel Pelofsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ERESEARCHTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERES CUSIP 29481V108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sheldon Bonovitz Mgmt For For For 1.2 Elect Gerald Faich Mgmt For For For 1.3 Elect Elam Hitchner Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ESCO TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESE CUSIP 296315104 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Victor Richey, Jr. Mgmt For For For 1.2 Elect J. M. Stolze Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ESTERLINE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ESL CUSIP 297425100 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Haack Mgmt For For For 1.2 Elect R. Bradley Lawrence Mgmt For For For 1.3 Elect LeRoy Nosbaum Mgmt For For For 1.4 Elect Gary Pruitt Mgmt For For For 1.5 Elect John Clearman Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ETHAN ALLEN INTERIORS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETH CUSIP 297602104 11/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Wisner Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXAR CUSIP 300645108 09/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Izak Bencuya Mgmt For For For 1.2 Elect Pierre Guilbault Mgmt For For For 1.3 Elect Brian Hilton Mgmt For For For 1.4 Elect Richard Leza Mgmt For For For 1.5 Elect Gary Meyers Mgmt For For For 1.6 Elect Oscar Rodriguez Mgmt For For For 1.7 Elect Pete Rodriguez Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPONENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPO CUSIP 30214U102 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Armacost Mgmt For For For 1.2 Elect Mary Cranston Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Michael Gaulke Mgmt For For For 1.5 Elect Paul Johnston Mgmt For For For 1.6 Elect Stephen Riggins Mgmt For For For 1.7 Elect John Shoven Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ EXTRA SPACE STORAGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXR CUSIP 30225T102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Spencer Kirk Mgmt For For For 1.2 Elect Anthony Fanticola Mgmt For For For 1.3 Elect Hugh Horne Mgmt For For For 1.4 Elect Joseph Margolis Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect K. Fred Skousen Mgmt For For For 1.7 Elect Kenneth Woolley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FARO TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FARO CUSIP 311642102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Caldwell Mgmt For Withhold Against 1.2 Elect John Donofrio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FEI COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FEIC CUSIP 30241L109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Bock Mgmt For For For 1.2 Elect Wilfred Corrigan Mgmt For For For 1.3 Elect Don Kania Mgmt For For For 1.4 Elect Thomas Kelly Mgmt For For For 1.5 Elect William Lattin Mgmt For For For 1.6 Elect Jan Lobbezoo Mgmt For For For 1.7 Elect Gerhard Parker Mgmt For For For 1.8 Elect James Richardson Mgmt For For For 1.9 Elect Richard Wills Mgmt For For For 2 Amendment to the 1995 Stock Incentive Mgmt For For For Plan 3 Amendment to the Employee Share Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FINANCIAL FEDERAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FIF CUSIP 317492106 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FINANCIAL FEDERAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FIF CUSIP 317492106 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Fisher Mgmt For For For 1.2 Elect Michael Palitz Mgmt For For For 1.3 Elect Paul Sinsheimer Mgmt For For For 1.4 Elect Leopold Swergold Mgmt For For For 1.5 Elect H. E. Timanus, Jr. Mgmt For For For 1.6 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST BANCORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FBP CUSIP 318672102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Aurelio Aleman-Bermudez Mgmt For For For 2 Elect Jorge Diaz-Irizarry Mgmt For For For 3 Elect Jose Ferrer-Canals Mgmt For For For 4 Elect Frank Kolodziej-Castro Mgmt For For For 5 Elect Jose Menedez-Cortada Mgmt For For For 6 Elect Hector Nevares-La Costa Mgmt For For For 7 Elect Fernando Rodriguez-Amaro Mgmt For For For 8 Elect Jose Rodriguez-Perello Mgmt For For For 9 Elect Sharee Ann Umpierre-Catinchi Mgmt For For For 10 Increase of Authorized Common Stock Mgmt For For For 11 Issuance of Common Stock Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST CASH FINANCIAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCFS CUSIP 31942D107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jorge Montano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Performance Incentive Plan - ------------------------------------------------------------------------------------------------------------------ FIRST CASH FINANCIAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCFS CUSIP 31942D107 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rick Wessel Mgmt For For For 1.2 Elect Richard Burke Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST COMMONWEALTH FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FCF CUSIP 319829107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julie Caponi Mgmt For For For 1.2 Elect Julia Trimarchi Cuccaro Mgmt For For For 1.3 Elect David Dahlmann Mgmt For For For 1.4 Elect John Dolan Mgmt For For For 1.5 Elect David Greenfield Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST FINANCIAL BANCORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFBC CUSIP 320209109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Wickliffe Ach Mgmt For Withhold Against 1.2 Elect Donald Cisle, Sr. Mgmt For Withhold Against 1.3 Elect Corinne Finnerty Mgmt For Withhold Against 1.4 Elect Richard Olszewski Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ FIRST FINANCIAL BANKSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIN CUSIP 32020R109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Beal Mgmt For For For 1.2 Elect Tucker Bridwell Mgmt For For For 1.3 Elect Joseph Canon Mgmt For For For 1.4 Elect David Copeland Mgmt For For For 1.5 Elect F. Scott Dueser Mgmt For For For 1.6 Elect Murray Edwards Mgmt For For For 1.7 Elect Ron Giddiens Mgmt For For For 1.8 Elect Derrell Johnson Mgmt For For For 1.9 Elect Kade Matthews Mgmt For For For 1.10 Elect Dian Graves Stai Mgmt For Withhold Against 1.11 Elect Johnny Trotter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST MIDWEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FMBI CUSIP 320867104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Gaffney Mgmt For For For 2 Elect Patrick McDonnell Mgmt For For For 3 Elect Michael Scudder Mgmt For For For 4 Elect John Sterling Mgmt For For For 5 Elect J.Stephen Vanderwoude Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Amendments to the Omnibus Stock and Mgmt For Against Against Incentive Plan 8 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ FORESTAR GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOR CUSIP 346233109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jastrow II Mgmt For For For 1.2 Elect James DeCosmo Mgmt For For For 1.3 Elect James Johnson Mgmt For For For 1.4 Elect Richard Smith Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORRESTER RESEARCH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORR CUSIP 346563109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henk Broeders Mgmt For Withhold Against 1.2 Elect George Hornig Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORWARD AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FWRD CUSIP 349853101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Campbell Mgmt For For For 1.2 Elect C. Robert Campbell Mgmt For For For 1.3 Elect Richard Hanselman Mgmt For For For 1.4 Elect C. John Langley, Jr. Mgmt For For For 1.5 Elect Tracy Leinbach Mgmt For For For 1.6 Elect G. Michael Lynch Mgmt For For For 1.7 Elect Ray Mundy Mgmt For For For 1.8 Elect Gary Paxton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis McGillicuddy Mgmt For Withhold Against 1.2 Elect Janet Notopoulos Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ FRED'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRED CUSIP 356108100 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Hayes Mgmt For Withhold Against 1.2 Elect John Eisenman Mgmt For Withhold Against 1.3 Elect Roger Knox Mgmt For Withhold Against 1.4 Elect Thomas Tashjian Mgmt For Withhold Against 1.5 Elect B. Mary McNabb Mgmt For Withhold Against 1.6 Elect Michael McMillan Mgmt For Withhold Against 1.7 Elect Bruce Efird Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Vendor ShrHldr Against Abstain N/A Code of Conduct - ------------------------------------------------------------------------------------------------------------------ FRONTIER FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTBK CUSIP 35907K105 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Acquisition Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ G&K SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GKSR CUSIP 361268105 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Baszucki Mgmt For For For 1.2 Elect Douglas Milroy Mgmt For For For 1.3 Elect Alice Richter Mgmt For For For 1.4 Elect Jeffrey Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GARDNER DENVER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GDI CUSIP 365558105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Hansen Mgmt For For For 1.2 Elect Diane Schumacher Mgmt For For For 1.3 Elect Charles Szews Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Company's Executive Mgmt For For For Annual Bonus Plan 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy - ------------------------------------------------------------------------------------------------------------------ GENERAL COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GNCMA CUSIP 369385109 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Fisher Mgmt For For For 1.2 Elect William Glasgow Mgmt For For For 1.3 Elect James Schneider Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENESCO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCO CUSIP 371532102 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Beard Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect William Blaufuss, Jr. Mgmt For For For 1.4 Elect James Bradford Mgmt For For For 1.5 Elect Robert Dale Mgmt For For For 1.6 Elect Robert Dennis Mgmt For For For 1.7 Elect Matthew Diamond Mgmt For For For 1.8 Elect Marty Dickens Mgmt For For For 1.9 Elect Ben Harris Mgmt For For For 1.10 Elect Kathleen Mason Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENOPTIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GXDX CUSIP 37243V100 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Curry Mgmt For For For 1.2 Elect Geoffrey Parker Mgmt For For For 1.3 Elect Andrew Senyei Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GENTIVA HEALTH SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTIV CUSIP 37247A102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Forman, Jr. Mgmt For For For 1.2 Elect Victor Ganzi Mgmt For For For 1.3 Elect Philip Lochner, Jr. Mgmt For For For 1.4 Elect Ronald Malone Mgmt For For For 1.5 Elect Stuart Olsten Mgmt For For For 1.6 Elect Sheldon Retchin Mgmt For For For 1.7 Elect Tony Strange Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 1.9 Elect Rodney Windley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Performance Criteria in Mgmt For For For Executive Officers Bonus Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ GEO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GEO CUSIP 36159R103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Anthony Mgmt For For For 1.2 Elect Wayne Calabrese Mgmt For For For 1.3 Elect Norman Carlson Mgmt For For For 1.4 Elect Anne Foreman Mgmt For For For 1.5 Elect Richard Glanton Mgmt For For For 1.6 Elect Christopher Wheeler Mgmt For For For 1.7 Elect George Zoley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Senior Management Performance Plan Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GERBER SCIENTIFIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GRB CUSIP 373730100 09/17/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Aiken Mgmt For TNA N/A 1.2 Elect Marc Giles Mgmt For TNA N/A 1.3 Elect Edward Jepsen Mgmt For TNA N/A 1.4 Elect Randall Ledford Mgmt For TNA N/A 1.5 Elect John Lord Mgmt For TNA N/A 1.6 Elect Carole St. Mark Mgmt For TNA N/A 1.7 Elect W. Jerry Vereen Mgmt For TNA N/A 2 Ratification of Auditor Mgmt For TNA N/A 3 Amendment to the 2006 Omnibus Mgmt For TNA N/A Incentive Plan - ------------------------------------------------------------------------------------------------------------------ GERBER SCIENTIFIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GRB CUSIP 373730100 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Aiken Mgmt For For For 1.2 Elect Marc Giles Mgmt For For For 1.3 Elect Edward Jepsen Mgmt For For For 1.4 Elect Randall Ledford Mgmt For For For 1.5 Elect John Lord Mgmt For For For 1.6 Elect Javier Perez Mgmt For For For 1.7 Elect Carole St. Mark Mgmt For For For 1.8 Elect W. Jerry Vereen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Omnibus Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ GIBRALTAR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROCK CUSIP 374689107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Colombo Mgmt For For For 1.2 Elect Gerald S. Lippes Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLACIER BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBCI CUSIP 37637Q105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Blodnick Mgmt For For For 1.2 Elect James English Mgmt For For For 1.3 Elect Allen Fetscher Mgmt For For For 1.4 Elect Dallas Herron Mgmt For For For 1.5 Elect Jon Hippler Mgmt For For For 1.6 Elect Craig Langel Mgmt For For For 1.7 Elect L. Peter Larson Mgmt For For For 1.8 Elect Douglas McBride Mgmt For For For 1.9 Elect John Murdoch Mgmt For For For 1.10 Elect Everit Sliter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GREATBATCH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GB CUSIP 39153L106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Bailey Mgmt For For For 1.2 Elect Michael Dinkins Mgmt For For For 1.3 Elect Thomas Hook Mgmt For For For 1.4 Elect Kevin Melia Mgmt For For For 1.5 Elect Joseph Miller, Jr. Mgmt For For For 1.6 Elect Bill Sanford Mgmt For For For 1.7 Elect Peter Soderberg Mgmt For For For 1.8 Elect William Summers, Jr. Mgmt For For For 1.9 Elect Helena Wisniewski Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GREENHILL & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GHL CUSIP 395259104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Greenhill Mgmt For For For 1.2 Elect Scott Bok Mgmt For For For 1.3 Elect Simon Borrows Mgmt For For For 1.4 Elect John Danforth Mgmt For For For 1.5 Elect Steven Goldstone Mgmt For For For 1.6 Elect Stephen Key Mgmt For For For 1.7 Elect Robert Blakely Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GRIFFON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GROUP 1 AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPI CUSIP 398905109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Adams Mgmt For For For 1.2 Elect J. Terry Strange Mgmt For For For 1.3 Elect Max Watson, Jr. Mgmt For For For 2 2007 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GULF ISLAND FABRICATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIFI CUSIP 402307102 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Flick Mgmt For Withhold Against 1.2 Elect Ken Tamblyn Mgmt For Withhold Against 1.3 Elect John Wishart Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ H.B. FULLER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FUL CUSIP 359694106 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John C. van Roden, Jr. Mgmt For For For 1.2 Elect Michele Volpi Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HAEMONETICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HAE CUSIP 405024100 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Gelbman Mgmt For For For 1.2 Elect Brad Nutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HANCOCK HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HBHC CUSIP 410120109 03/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Descant Mgmt For For For 1.2 Elect James Estabrook, Jr. Mgmt For For For 1.3 Elect Randall Hanna Mgmt For For For 1.4 Elect Robert Roseberry Mgmt For For For 1.5 Elect Anthony Topazi Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HANGER ORTHOPEDIC GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGR CUSIP 41043F208 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Cooper Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Eric Green Mgmt For For For 1.4 Elect Stephen Hare Mgmt For For For 1.5 Elect Isaac Kaufman Mgmt For For For 1.6 Elect Thomas Kirk Mgmt For For For 1.7 Elect Peter Neff Mgmt For For For 1.8 Elect Bennett Rosenthal Mgmt For Withhold Against 1.9 Elect Ivan Sabel Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARMONIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLIT CUSIP 413160102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick Harshman Mgmt For For For 1.2 Elect Lewis Solomon Mgmt For For For 1.3 Elect Harold Covert Mgmt For For For 1.4 Elect Patrick Gallagher Mgmt For For For 1.5 Elect E. Floyd Kvamme Mgmt For For For 1.6 Elect Anthony Ley Mgmt For For For 1.7 Elect William Reddersen Mgmt For For For 1.8 Elect David Van Valkenburg Mgmt For For For 2 Amendment to the 1995 Stock Plan Mgmt For Against Against 3 Amendment to the 2002 Director Stock Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HAVERTY FURNITURE COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVT CUSIP 419596101 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Glover Mgmt For For For 1.2 Elect Rawson Haverty, Jr. Mgmt For For For 1.3 Elect L. Phillip Humann Mgmt For For For 1.4 Elect Mylle Mangum Mgmt For For For 1.5 Elect Frank McGaughey, III Mgmt For For For 1.6 Elect Clarence Smith Mgmt For For For 1.7 Elect Al Trujillo Mgmt For For For 1.8 Elect Terence McGuirk Mgmt For For For 1.9 Elect Vicki Palmer Mgmt For For For 1.10 Elect Fred Schuermann Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEADWATERS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HW CUSIP 42210P102 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Sam Christensen Mgmt For For For 1.2 Elect William Dickinson Mgmt For For For 1.3 Elect Malyn Malquist Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Incentive Compensation Plan Mgmt For For For 4 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHCARE SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCSG CUSIP 421906108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel McCartney Mgmt For For For 1.2 Elect Joseph McCartney Mgmt For For For 1.3 Elect Robert Frome Mgmt For For For 1.4 Elect Thomas Cook Mgmt For For For 1.5 Elect Robert Moss Mgmt For For For 1.6 Elect John Briggs Mgmt For For For 1.7 Elect Dino Ottaviano Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHSPRING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HS CUSIP 42224N101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Leon, Jr. Mgmt For For For 1.2 Elect Sharad Mansukani Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTHWAYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HWAY CUSIP 422245100 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William O'Neil, Jr. Mgmt For For For 1.2 Elect Ben Leedle, Jr. Mgmt For For For 1.3 Elect Alison Taunton-Rigby Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEARTLAND EXPRESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTLD CUSIP 422347104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russell Gerdin Mgmt For For For 1.2 Elect Michael Gerdin Mgmt For For For 1.3 Elect Richard Jacobson Mgmt For For For 1.4 Elect Benjamin Allen Mgmt For For For 1.5 Elect Lawrence Crouse Mgmt For For For 1.6 Elect James Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEARTLAND PAYMENT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HPY CUSIP 42235N108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carr Mgmt For For For 1.2 Elect Mitchell Hollin Mgmt For For For 1.3 Elect Robert Niehaus Mgmt For For For 1.4 Elect Marc Ostro Mgmt For For For 1.5 Elect Jonathan Palmer Mgmt For For For 1.6 Elect George Raymond Mgmt For For For 1.7 Elect Richard Vague Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEARTLAND PAYMENT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HPY CUSIP 42235N108 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carr Mgmt For For For 1.2 Elect Marc Ostro Mgmt For For For 1.3 Elect George Raymond Mgmt For For For 1.4 Elect Mitchell Hollin Mgmt For For For 1.5 Elect Jonathan Palmer Mgmt For For For 1.6 Elect Richard Vague Mgmt For For For 1.7 Elect Robert Niehaus Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEIDRICK & STRUGGLES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSII CUSIP 422819102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Beattie Mgmt For For For 2 Elect Antonio Borges Mgmt For For For 3 Elect John Fazio Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HELEN OF TROY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS HELE CUSIP G4388N106 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Abromovitz Mgmt For For For 1.2 Elect John Butterworth Mgmt For For For 1.3 Elect Timothy Meeker Mgmt For For For 1.4 Elect Byron Rubin Mgmt For For For 1.5 Elect Gerald Rubin Mgmt For For For 1.6 Elect Stanlee Rubin Mgmt For For For 1.7 Elect William Susetka Mgmt For For For 1.8 Elect Adolpho Telles Mgmt For For For 1.9 Elect Darren Woody Mgmt For For For 2 Amendment to the 2008 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HIBBETT SPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIBB CUSIP 428567101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Newsome Mgmt For For For 1.2 Elect Carl Kirkland Mgmt For For For 1.3 Elect Thomas Saunders III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Amendment to the 2005 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ HILLENBRAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HI CUSIP 431571108 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark DeLuzio Mgmt For For For 1.2 Elect James Henderson Mgmt For For For 1.3 Elect Ray Hillenbrand Mgmt For For For 1.4 Elect F. Joseph Loughrey Mgmt For For For 2 Amendment to the Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HITTITE MICROWAVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HITT CUSIP 43365Y104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Daly Mgmt For For For 1.2 Elect Ernest Godshalk Mgmt For For For 1.3 Elect Rick Hess Mgmt For For For 1.4 Elect Adrienne Markham Mgmt For For For 1.5 Elect Brian McAloon Mgmt For For For 1.6 Elect Cosmo Trapani Mgmt For For For 1.7 Elect Franklin Weigold Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HMS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSY CUSIP 40425J101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Holster Mgmt For Withhold Against 1.2 Elect James Kelly Mgmt For For For 1.3 Elect William Lucia Mgmt For Withhold Against 1.4 Elect William Mosakowski Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOLLY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOC CUSIP 435758305 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Buford Berry Mgmt For For For 1.2 Elect Matthew Clifton Mgmt For For For 1.3 Elect Leldon Echols Mgmt For For For 1.4 Elect Robert McKenzie Mgmt For For For 1.5 Elect Jack Reid Mgmt For For For 1.6 Elect Paul Stoffel Mgmt For For For 1.7 Elect Tommy Valenta Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOME BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOMB CUSIP 436893200 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allison Mgmt For For For 1.2 Elect C. Randall Sims Mgmt For For For 1.3 Elect Randy Mayor Mgmt For For For 1.4 Elect Robert Adcock Mgmt For For For 1.5 Elect Richard Ashley Mgmt For For For 1.6 Elect Dale Bruns Mgmt For For For 1.7 Elect Richard Buckheim Mgmt For For For 1.8 Elect Jack Engelkes Mgmt For For For 1.9 Elect James Hinkle Mgmt For For For 1.10 Elect Alex Lieblong Mgmt For For For 1.11 Elect William Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HOME PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HME CUSIP 437306103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect Josh Fidler Mgmt For For For 1.3 Elect Alan Gosule Mgmt For For For 1.4 Elect Leonard Helbig, III Mgmt For For For 1.5 Elect Charles Koch Mgmt For For For 1.6 Elect Nelson Leenhouts Mgmt For For For 1.7 Elect Norman Leenhouts Mgmt For For For 1.8 Elect Edward Pettinella Mgmt For For For 1.9 Elect Paul Smith Mgmt For For For 1.10 Elect Clifford Smith, Jr. Mgmt For For For 1.11 Elect Amy Tait Mgmt For For For 2 Director Deferred Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HORNBECK OFFSHORE SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOS CUSIP 440543106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Hunt Mgmt For For For 1.2 Elect Bernie Stewart Mgmt For For For 2 Amendment to the Incentive Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOT TOPIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOTT CUSIP 441339108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Evelyn D'An Mgmt For For For 1.2 Elect Lisa Harper Mgmt For For For 1.3 Elect W. Scott Hedrick Mgmt For For For 1.4 Elect Elizabeth McLaughlin Mgmt For For For 1.5 Elect Bruce Quinnell Mgmt For For For 1.6 Elect Andrew Schuon Mgmt For For For 1.7 Elect Thomas Vellios Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HSN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSNI CUSIP 404303109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Blatt Mgmt For For For 1.2 Elect Michael Boyd Mgmt For For For 1.3 Elect Patrick Bousquet-Chavanne Mgmt For For For 1.4 Elect William Costello Mgmt For For For 1.5 Elect James Follo Mgmt For For For 1.6 Elect Mindy Grossman Mgmt For For For 1.7 Elect Stephanie Kugelman Mgmt For For For 1.8 Elect Arthur Martinez Mgmt For For For 1.9 Elect Thomas McInerney Mgmt For For For 1.10 Elect John Morse, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Yeager Mgmt For For For 1.2 Elect Mark Yeager Mgmt For For For 1.3 Elect Gary Eppen Mgmt For For For 1.4 Elect Charles Reaves Mgmt For For For 1.5 Elect Martin Slark Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUTCHINSON TECHNOLOGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HTCH CUSIP 448407106 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Augusti Mgmt For For For 1.2 Elect W. Thomas Brunberg Mgmt For For For 1.3 Elect Wayne Fortun Mgmt For For For 1.4 Elect Jeffrey Green Mgmt For For For 1.5 Elect Gary Henley Mgmt For For For 1.6 Elect Russell Huffer Mgmt For For For 1.7 Elect William Monahan Mgmt For For For 1.8 Elect Richard Solum Mgmt For For For 1.9 Elect Thomas VerHage Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ICONIX BRAND GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 451055107 08/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil Cole Mgmt For For For 1.2 Elect Barry Emanuel Mgmt For For For 1.3 Elect Steven Mendelow Mgmt For For For 1.4 Elect Drew Cohen Mgmt For For For 1.5 Elect F. Peter Cuneo Mgmt For For For 1.6 Elect Mark Friedman Mgmt For For For 1.7 Elect James Marcum Mgmt For For For 2 2009 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ICU MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICUI CUSIP 44930G107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Lopez Mgmt For For For 1.2 Elect Robert Swinney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ II-VI INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS IIVI CUSIP 902104108 11/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Pelaez Mgmt For For For 1.2 Elect Wendy DiCicco Mgmt For For For 2 2009 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INDEPENDENT BANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INDB CUSIP 453836108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Gilmore II Mgmt For For For 1.2 Elect Eileen Miskell Mgmt For For For 1.3 Elect Carl Ribeiro Mgmt For For For 1.4 Elect John Spurr, Jr. Mgmt For For For 1.5 Elect Thomas Venables Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Non-Employee Director Stock Plan Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For Against Against 5 Amendment to the Provisions Relating Mgmt For For For to Indemnification of Officers and Directors - ------------------------------------------------------------------------------------------------------------------ INFINITY PROPERTY AND CASUALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCC CUSIP 45665Q103 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Teresa Canida Mgmt For For For 1.2 Elect Jorge Castro Mgmt For For For 1.3 Elect James Gober Mgmt For For For 1.4 Elect Harold Layman Mgmt For For For 1.5 Elect Drayton Nabers, Jr. Mgmt For For For 1.6 Elect Samuel Simon Mgmt For For For 1.7 Elect Roger Smith Mgmt For For For 1.8 Elect W. Stancil Starnes Mgmt For For For 1.9 Elect Gregory Thomas Mgmt For For For 1.10 Elect Samuel Weinhoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Annual Executive Bonus Plan Mgmt For For For 4 Amendment to the 2008 Performance Mgmt For For For Share Plan - ------------------------------------------------------------------------------------------------------------------ INFOSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSP CUSIP 45678T300 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Voelker Mgmt For For For 1.2 Elect Richard Hearney Mgmt For For For 1.3 Elect William Lansing Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INLAND REAL ESTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRC CUSIP 457461200 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas D'Arcy Mgmt For For For 2 Elect Daniel Goodwin Mgmt For For For 3 Elect Joel Herter Mgmt For For For 4 Elect Heidi Lawton Mgmt For For For 5 Elect Thomas McAuley Mgmt For For For 6 Elect Thomas McWilliams Mgmt For For For 7 Elect Joel Simmons Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INSIGHT ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSIT CUSIP 45765U103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bennett Dorrance Mgmt For For For 1.2 Elect Michael Fisher Mgmt For For For 1.3 Elect Robert Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INSITUFORM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSU CUSIP 457667103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joseph Burgess Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect Stephanie Cuskley Mgmt For For For 1.4 Elect John Dubinsky Mgmt For For For 1.5 Elect Charles Gordon Mgmt For For For 1.6 Elect Juanita Hinshaw Mgmt For For For 1.7 Elect M. Richard Smith Mgmt For For For 1.8 Elect Alfred Woods Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEGRAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISYS CUSIP 45810H107 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Albertine Mgmt For For For 1.2 Elect James Armor, Jr. Mgmt For For For 1.3 Elect Alan Baldwin Mgmt For For For 1.4 Elect Paul Casner, Jr. Mgmt For For For 1.5 Elect William Leimkuhler Mgmt For For For 1.6 Elect Bruce Lev Mgmt For For For 1.7 Elect R. Doss McComas Mgmt For For For 1.8 Elect Bonnie Wachtel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERACTIVE INTELLIGENCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ININ CUSIP 45839M103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Hill Mgmt For For For 1.2 Elect Michael Heim Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERFACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFSIA CUSIP 458665106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dianne Dillon-Ridgley Mgmt For For For 1.2 Elect June Henton Mgmt For For For 1.3 Elect Christopher Kennedy Mgmt For For For 1.4 Elect K. David Kohler Mgmt For For For 1.5 Elect Thomas Oliver Mgmt For For For 2 Amendment to the Omnibus Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERMEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IN CUSIP 458786100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Byrne Mgmt For For For 2 Elect Eric Draut Mgmt For For For 3 Elect Gregory Hinckley Mgmt For For For 4 Elect Lydia Kennard Mgmt For For For 5 Elect Allen Lauer Mgmt For For For 6 Elect Stephen Reynolds Mgmt For For For 7 Elect Steven Sample Mgmt For For For 8 Elect Oren Shaffer Mgmt For For For 9 Elect Larry Yost Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERVAL LEISURE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IILG CUSIP 46113M108 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Nash Mgmt For For For 1.2 Elect Gregory Blatt Mgmt For For For 1.3 Elect David Flowers Mgmt For Withhold Against 1.4 Elect Gary Howard Mgmt For Withhold Against 1.5 Elect Lewis Korman Mgmt For For For 1.6 Elect Thomas Kuhn Mgmt For For For 1.7 Elect Thomas McInerney Mgmt For For For 1.8 Elect Thomas Murphy, Jr. Mgmt For For For 1.9 Elect Avy Stein Mgmt For For For 2 Amendment to the 2008 Stock and Mgmt For For For Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEVAC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVAC CUSIP 461148108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Norman Pond Mgmt For For For 1.2 Elect Kevin Fairbairn Mgmt For For For 1.3 Elect David Dury Mgmt For For For 1.4 Elect Stanley Hill Mgmt For For For 1.5 Elect Robert Lemos Mgmt For For For 1.6 Elect Ping Yang Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVACARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IVC CUSIP 461203101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kasich Mgmt For For For 1.2 Elect Dan Moore, III Mgmt For For For 1.3 Elect Joseph Richey, II Mgmt For For For 1.4 Elect Dale LaPorte Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Executive Incentive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVENTIV HEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTIV CUSIP 46122E105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eran Broshy Mgmt For For For 1.2 Elect R. Blane Walter Mgmt For For For 1.3 Elect Terrell G. Herring Mgmt For For For 1.4 Elect Mark E. Jennings Mgmt For For For 1.5 Elect Per G.H. Lofberg Mgmt For For For 1.6 Elect A. Clayton Perfall Mgmt For For For 1.7 Elect Craig Saxton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVESTMENT TECHNOLOGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITG CUSIP 46145F105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. William Burdett Mgmt For For For 1.2 Elect Christopher Dodds Mgmt For For For 1.3 Elect Robert Gasser Mgmt For For For 1.4 Elect Timothy Jones Mgmt For For For 1.5 Elect Kevin O'Hara Mgmt For For For 1.6 Elect Maureen O'Hara Mgmt For For For 1.7 Elect Steven Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2007 Omnibus Equity Compensation Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ION GEOPHYSICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IO CUSIP 462044108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Franklin Myers Mgmt For For For 1.2 Elect Bruce Appelbaum Mgmt For For For 1.3 Elect S. James Nelson, Jr. Mgmt For For For 2 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 3 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ IOWA TELECOMMUNICATIONS SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IWA CUSIP 462594201 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IPC THE HOSPITALIST COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCM CUSIP 44984A105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Francesco Federico Mgmt For For For 1.2 Elect Patrick Hays Mgmt For For For 1.3 Elect C. Thomas Smith Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ J&J SNACK FOODS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JJSF CUSIP 466032109 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerald Shreiber Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ J2 GLOBAL COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCOM CUSIP 46626E205 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect W. Brian Kretzmer Mgmt For For For 1.4 Elect Richard Ressler Mgmt For For For 1.5 Elect John Rieley Mgmt For For For 1.6 Elect Stephen Ross Mgmt For For For 1.7 Elect Michael Schulhof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JACK IN THE BOX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JACK CUSIP 466367109 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Alpert Mgmt For For For 1.2 Elect David Goebel Mgmt For For For 1.3 Elect Murray Hutchison Mgmt For For For 1.4 Elect Linda Lang Mgmt For For For 1.5 Elect Michael Murphy Mgmt For For For 1.6 Elect David Tehle Mgmt For For For 1.7 Elect Winifred Webb Mgmt For For For 2 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ JAKKS PACIFIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAKK CUSIP 47012E106 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Friedman Mgmt For For For 1.2 Elect Stephen Berman Mgmt For For For 1.3 Elect Dan Almagor Mgmt For For For 1.4 Elect David Blatte Mgmt For For For 1.5 Elect Robert Glick Mgmt For For For 1.6 Elect Michael Miller Mgmt For For For 1.7 Elect Murray Skala Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JDA SOFTWARE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JDAS CUSIP 46612K108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Marlin Mgmt For For For 2 Elect Jock Patton Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JO-ANN STORES TICKER SECURITY ID: MEETING DATE MEETING STATUS JAS CUSIP 47758P307 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Cowen Mgmt For For For 1.2 Elect Joseph DePinto Mgmt For For For 1.3 Elect Ira Gumberg Mgmt For For For 1.4 Elect Patricia Morrison Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect David Perdue Mgmt For For For 1.7 Elect Beryl Raff Mgmt For For For 1.8 Elect Alan Rosskamm Mgmt For For For 1.9 Elect Tracey Travis Mgmt For For For 1.10 Elect Darrell Webb Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Incentive Mgmt For Against Against Compensation Plan 4 Amendments to Code of Regulations Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOHN BEAN TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JBT CUSIP 477839104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Feldman Mgmt For For For 1.2 Elect James Goodwin Mgmt For For For 2 Amendment to the Incentive Mgmt For For For Compensation and Stock Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOS. A. BANK CLOTHIERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOSB CUSIP 480838101 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ferstl Mgmt For For For 1.2 Elect Sidney Ritman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ K-SWISS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSWS CUSIP 482686102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Fine Mgmt For For For 1.2 Elect Mark Louie Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ KAMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KAMN CUSIP 483548103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eileen Kraus Mgmt For For For 1.2 Elect Richard Swift Mgmt For For For 1.3 Elect Neal Keating Mgmt For For For 1.4 Elect George Minnich Mgmt For For For 2 Amendment to the 2003 Stock Incentive Mgmt For For For Plan 3 Employees Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KAYDON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KDN CUSIP 486587108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Alexander Mgmt For For For 1.2 Elect David Brandon Mgmt For For For 1.3 Elect Patrick Coyne Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Timothy O'Donovan Mgmt For For For 1.6 Elect James O'Leary Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEITHLEY INSTRUMENTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEI CUSIP 487584104 02/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect Brian Bachman Mgmt For For For 1.3 Elect James Griswold Mgmt For For For 1.4 Elect Leon Hendrix, Jr. Mgmt For For For 1.5 Elect Brian Jackman Mgmt For For For 1.6 Elect N. Mohan Reddy Mgmt For For For 1.7 Elect Thomas Saponas Mgmt For For For 1.8 Elect Barbara Scherer Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KELLY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KELYA CUSIP 488152208 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Terence Adderley Mgmt For For For 1.2 Elect Carol Adderley Mgmt For For For 1.3 Elect Carl Camden Mgmt For For For 1.4 Elect Jane Dutton Mgmt For For For 1.5 Elect Maureen Fay Mgmt For For For 1.6 Elect Terrence Larkin Mgmt For For For 1.7 Elect Leslie Murphy Mgmt For For For 1.8 Elect Donald Parfet Mgmt For For For 1.9 Elect B. Joseph White Mgmt For For For 2 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KENDLE INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNDL CUSIP 48880L107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Kendle Mgmt For For For 1.2 Elect Christopher Bergen Mgmt For For For 1.3 Elect Robert Buck Mgmt For For For 1.4 Elect G. Steven Geis Mgmt For For For 1.5 Elect Donald Harrison Mgmt For For For 1.6 Elect Timothy Johnson Mgmt For For For 1.7 Elect Timothy Mooney Mgmt For For For 1.8 Elect Frederick Russ Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KENSEY NASH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNSY CUSIP 490057106 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Kaufmann Mgmt For For For 1.2 Elect Walter Maupay, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Amendment to 2005 Incentive Award Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Knight Mgmt For For For 1.2 Elect Randy Knight Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 2 Amendment to the 2005 Executive Cash Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KOPIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KOPN CUSIP 500600101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Fan Mgmt For For For 1.2 Elect James Brewington Mgmt For For For 1.3 Elect David Brook Mgmt For For For 1.4 Elect Andrew Chapman Mgmt For For For 1.5 Elect Morton Collins Mgmt For For For 1.6 Elect Chi Chia Hsieh Mgmt For For For 1.7 Elect Michael Landine Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KULICKE AND SOFFA INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KLIC CUSIP 501242101 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John O'Steen Mgmt For For For 1.2 Elect MacDonell Roehm, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LA-Z-BOY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LZB CUSIP 505336107 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Foss Mgmt For For For 1.2 Elect Janet Kerr Mgmt For For For 1.3 Elect Nido Qubein Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LABRANCHE & CO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LAB CUSIP 505447102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Dietze Mgmt For For For 1.2 Elect Donald Kiernan Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Senior Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCE CUSIP 514606102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Dan Swander Mgmt For For For 1.3 Elect S. Lance Van Every Mgmt For For For 2 Amendment to the 2007 Key Employee Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LANDAUER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LDR CUSIP 51476K103 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Leatherman Mgmt For For For 1.2 Elect David Meador Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Perkins Mgmt For For For 1.2 Elect Stuart Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LAWSON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LAWS CUSIP 520776105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Errant Mgmt For For For 1.2 Elect Lee Hillman Mgmt For For For 1.3 Elect Thomas Neri Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LAWSON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LAWS CUSIP 520776105 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Postek Mgmt For For For 1.2 Elect Andrew Albert Mgmt For For For 1.3 Elect I. Stevens Edelson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Equity Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LCA-VISION INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LCAV CUSIP 501803308 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bahl Mgmt For For For 1.2 Elect John Gutfreund Mgmt For For For 1.3 Elect John Hassan Mgmt For For For 1.4 Elect Edgar Heizer III Mgmt For For For 1.5 Elect E. Anthony Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ LHC GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LHCG CUSIP 50187A107 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Indest Mgmt For For For 1.2 Elect Ronald Nixon Mgmt For For For 1.3 Elect W.J. Tauzin Mgmt For For For 1.4 Elect Kenneth Thorpe Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINDSAY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNN CUSIP 535555106 01/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Buffett Mgmt For For For 1.2 Elect William Welsh II Mgmt For For For 1.3 Elect Michael Nahl Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LITHIA MOTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LAD CUSIP 536797103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sidney DeBoer Mgmt For For For 1.2 Elect Thomas Becker Mgmt For For For 1.3 Elect Susan Cain Mgmt For For For 1.4 Elect Bryan DeBoer Mgmt For For For 1.5 Elect William Young Mgmt For For For 2 Amendment to the 2003 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LITTELFUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LFUS CUSIP 537008104 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tzau-Jin Chung Mgmt For For For 1.2 Elect John Driscoll Mgmt For For For 1.3 Elect Anthony Grillo Mgmt For For For 1.4 Elect Gordon Hunter Mgmt For For For 1.5 Elect John Major Mgmt For For For 1.6 Elect William Noglows Mgmt For For For 1.7 Elect Ronald Schubel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Long-Term Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LIVE NATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LYV CUSIP 538034109 01/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Company Name Change Mgmt For For For 3.1 Elect Ariel Emanuel Mgmt For For For 3.2 Elect Randall Mays Mgmt For For For 3.3 Elect Connie McCombs McNab Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 6 Right to Adjourn Meeting Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ LIZ CLAIBORNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LIZ CUSIP 539320101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raul Fernandez Mgmt For For For 2 Elect Kenneth Kopelman Mgmt For For For 3 Elect Arthur Martinez Mgmt For For For 4 Elect Doreen Toben Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Restoration of Right to Call a Mgmt For For For Special Meeting 7 2010 Long-Term Performance Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOJACK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LOJN CUSIP 539451104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rory Cowan Mgmt For For For 1.2 Elect John MacKinnon Mgmt For For For 1.3 Elect Robert Murray Mgmt For For For 1.4 Elect Robert Rewey Mgmt For For For 1.5 Elect Richard Riley Mgmt For For For 1.6 Elect Harvey Rosenthal Mgmt For For For 1.7 Elect Maria Renna Sharpe Mgmt For For For 1.8 Elect Ronald Waters, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For For For 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LUFKIN INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUFK CUSIP 549764108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Stewart Mgmt For For For 1.2 Elect John Glick Mgmt For For For 1.3 Elect John Hofmeister Mgmt For For For 1.4 Elect John Lollar Mgmt For For For 1.5 Elect Thomas Wiener Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LYDALL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LDL CUSIP 550819106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dale Barnhart Mgmt For For For 1.2 Elect Kathleen Burdett Mgmt For For For 1.3 Elect W. Leslie Duffy Mgmt For For For 1.4 Elect Matthew Farrell Mgmt For For For 1.5 Elect Marc Giles Mgmt For For For 1.6 Elect William Gurley Mgmt For For For 1.7 Elect Suzanne Hammett Mgmt For For For 1.8 Elect S. Carl Soderstrom, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ M/I HOMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHO CUSIP 55305B101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Friedrich Bohm Mgmt For For For 1.2 Elect Jeffrey Miro Mgmt For For For 1.3 Elect Robert Schottenstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MAGELLAN HEALTH SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MGLN CUSIP 559079207 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Ressner Mgmt For For For 1.2 Elect Michael Diament Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MAGNETEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAG CUSIP 559424106 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reverse Stock Split Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MAGNETEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAG CUSIP 559424106 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bloss, Sr. Mgmt For Withhold Against 1.2 Elect Yon Jorden Mgmt For For For 1.3 Elect Mitchell Quain Mgmt For For For 1.4 Elect David Reiland Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ MAIDENFORM BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFB CUSIP 560305104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Karen Rose Mgmt For For For 1.2 Elect Norman Axelrod Mgmt For For For 1.3 Elect Bernd Beetz Mgmt For For For 1.4 Elect Harold Compton Mgmt For For For 1.5 Elect Barbara Eisenberg Mgmt For For For 1.6 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MANHATTAN ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MANH CUSIP 562750109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Huntz, Jr. Mgmt For For For 1.2 Elect Dan Lautenbach Mgmt For For For 1.3 Elect Thomas Noonan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MANNATECH, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MTEX CUSIP 563771104 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Stanley Fredrick Mgmt For For For 1.2 Elect Patricia A. Wier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Option Exchange Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MARINEMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HZO CUSIP 567908108 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hilliard Eure, III Mgmt For For For 2 Elect Joseph Watters Mgmt For For For 3 Elect Dean Woodman Mgmt For For For 4 Increase of Authorized Common and Mgmt For For For Preferred Stock 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARTEK BIOSCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MATK CUSIP 572901106 03/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harry D'Andrea Mgmt For For For 2 Elect James Beery Mgmt For For For 3 Elect Michael Devine Mgmt For For For 4 Elect Steve Dubin Mgmt For For For 5 Elect Robert Flanagan Mgmt For For For 6 Elect Polly Kawalek Mgmt For For For 7 Elect Jerome Keller Mgmt For For For 8 Elect Douglas MacMaster, Jr. Mgmt For For For 9 Elect Robert Mayer Mgmt For For For 10 Elect David Pernock Mgmt For For For 11 Elect Eugene Rotberg Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MATRIX SERVICE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTRX CUSIP 576853105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bradley Mgmt For For For 1.2 Elect Michael Hall Mgmt For For For 1.3 Elect I. Edgar Hendrix Mgmt For For For 1.4 Elect Paul Lackey Mgmt For For For 1.5 Elect Tom Maxwell Mgmt For For For 1.6 Elect David Tippeconnic Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ MAXIMUS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMS CUSIP 577933104 03/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Lederer Mgmt For For For 1.2 Elect Peter Pond Mgmt For For For 1.3 Elect James Thompson, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDCATH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MDTH CUSIP 58404W109 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Bailey Mgmt For For For 1.2 Elect Edward Casas Mgmt For For For 1.3 Elect Jacque Sokolov Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect Virginia Clarke Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect R. Steven Hamner Mgmt For For For 1.5 Elect Robert Holmes Mgmt For For For 1.6 Elect Sherry Kellett Mgmt For For For 1.7 Elect William McKenzie Mgmt For For For 1.8 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDNAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MD CUSIP 58502B106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cesar Alvarez Mgmt For For For 1.2 Elect Waldemar Carlo Mgmt For For For 1.3 Elect Michael Fernandez Mgmt For For For 1.4 Elect Roger Freeman Mgmt For For For 1.5 Elect Paul Gabos Mgmt For For For 1.6 Elect Dany Garcia Mgmt For For For 1.7 Elect Pascal Goldschmidt Mgmt For For For 1.8 Elect Manuel Kadre Mgmt For For For 1.9 Elect Roger Medel Mgmt For For For 1.10 Elect Donna Shalala Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEN'S WEARHOUSE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MW CUSIP 587118100 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Zimmer Mgmt For For For 1.2 Elect David Edwab Mgmt For For For 1.3 Elect Rinaldo Brutoco Mgmt For For For 1.4 Elect Michael Ray Mgmt For For For 1.5 Elect Sheldon Stein Mgmt For For For 1.6 Elect Deepak Chopra Mgmt For For For 1.7 Elect William Sechrest Mgmt For For For 1.8 Elect Larry Katzen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERCURY COMPUTER SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRCY CUSIP 589378108 10/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russell Johnsen Mgmt For For For 1.2 Elect Vincent Vitto Mgmt For For For 2 Amendment to the 2005 Stock Incentive Mgmt For Against Against Plan 3 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 4 Annual Executive Bonus Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERIDIAN BIOSCIENCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIVO CUSIP 589584101 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Anderson Mgmt For For For 2 Elect James Buzard Mgmt For For For 3 Elect John Kraeutler Mgmt For For For 4 Elect Gary Kreider Mgmt For For For 5 Elect William Motto Mgmt For For For 6 Elect David Phillips Mgmt For For For 7 Elect Robert Ready Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERIT MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMSI CUSIP 589889104 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rex Bean Mgmt For For For 1.2 Elect Richard Edelman Mgmt For For For 1.3 Elect Michael Stillabower Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERITAGE HOMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTH CUSIP 59001A102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Hilton Mgmt For For For 1.2 Elect Raymond Oppel Mgmt For For For 1.3 Elect Richard Burke, Sr. Mgmt For For For 1.4 Elect Dana Bradford Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to 2006 Stock Incentive Plan Mgmt For Against Against 4 Amendment to 2006 Stock Incentive Mgmt For For For Plan to Reapprove, Expand and Clarify Performance Criteria related to Performance Awards 5 Amendment to the 2006 Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ METHODE ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MEI CUSIP 591520200 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter Aspatore Mgmt For For For 1.2 Elect Warren Batts Mgmt For For For 1.3 Elect J. Edward Colgate Mgmt For For For 1.4 Elect Darren Dawson Mgmt For For For 1.5 Elect Donald Duda Mgmt For For For 1.6 Elect Isabelle Goossen Mgmt For For For 1.7 Elect Christopher Hornung Mgmt For For For 1.8 Elect Paul Shelton Mgmt For For For 1.9 Elect Lawrence Skatoff Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MICREL, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRL CUSIP 594793101 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Zinn Mgmt For For For 1.2 Elect Michael Callahan Mgmt For For For 1.3 Elect Daniel Heneghan Mgmt For For For 1.4 Elect Neil Miotto Mgmt For For For 1.5 Elect Frank Schneider Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Rights Agreement Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MICROSEMI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSCC CUSIP 595137100 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Peterson Mgmt For For For 1.2 Elect Dennis Leibel Mgmt For For For 1.3 Elect Thomas Anderson Mgmt For For For 1.4 Elect William Bendush Mgmt For For For 1.5 Elect William Healey Mgmt For For For 1.6 Elect Paul Folino Mgmt For For For 1.7 Elect Matthew Massengill Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MID-AMERICA APARTMENT COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Eric Bolton, Jr. Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For Withhold Against 1.3 Elect John Grinalds Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect W. Reid Sanders Mgmt For For For 1.6 Elect William Sansom Mgmt For Withhold Against 1.7 Elect Philip Norwood Mgmt For For For 1.8 Elect Simon Wadsworth Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MIDAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDS CUSIP 595626102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Dykes Mgmt For For For 1.2 Elect Alan Feldman Mgmt For For For 2 Option Exchange Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MKS INSTRUMENTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MKSI CUSIP 55306N104 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cristina Amon Mgmt For For For 1.2 Elect Richard Chute Mgmt For For For 1.3 Elect Peter Hanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOBILE MINI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MINI CUSIP 60740F105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick McNamee III Mgmt For For For 1.2 Elect Lawrence Trachtenberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ MOLINA HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOH CUSIP 60855R100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Fedak Mgmt For For For 1.2 Elect John Molina Mgmt For For For 1.3 Elect Sally Richardson Mgmt For For For 2 Re-Approval of Performance Goals Mgmt For For For Under the Incentive Compensation Plan - ------------------------------------------------------------------------------------------------------------------ MONARCH CASINO & RESORT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRI CUSIP 609027107 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Farahi Mgmt For Withhold Against 1.2 Elect Craig Sullivan Mgmt For Withhold Against 2 Option Exchange Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MOOG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOG.A CUSIP 615394202 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Banta Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOVADO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOV CUSIP 624580106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Margaret Hayes Adame Mgmt For For For 1.2 Elect Richard Cote Mgmt For For For 1.3 Elect Efraim Grinberg Mgmt For For For 1.4 Elect Alan H. Howard Mgmt For For For 1.5 Elect Richard Isserman Mgmt For For For 1.6 Elect Nathan Leventhal Mgmt For For For 1.7 Elect Donald Oresman Mgmt For For For 1.8 Elect Leonard L. Silverstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MTS SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTSC CUSIP 553777103 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Anderson Mgmt For For For 1.2 Elect Jean-Lou Chameau Mgmt For For For 1.3 Elect Laura Hamilton Mgmt For For For 1.4 Elect Brendan Hegarty Mgmt For For For 1.5 Elect Barb Samardzich Mgmt For For For 1.6 Elect Gail Steinel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Variable Mgmt For For For Compensation Plan - ------------------------------------------------------------------------------------------------------------------ MUELLER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLI CUSIP 624756102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexander Federbush Mgmt For For For 1.2 Elect Paul Flaherty Mgmt For For For 1.3 Elect Gennaro Fulvio Mgmt For For For 1.4 Elect Gary Gladstein Mgmt For For For 1.5 Elect Scott Goldman Mgmt For For For 1.6 Elect Terry Hermanson Mgmt For For For 1.7 Elect Harvey Karp Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MULTIMEDIA GAMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MGAM CUSIP 625453105 03/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Maples, Sr. Mgmt For For For 2 Elect Stephen Greathouse Mgmt For For For 3 Elect Neil Jenkins Mgmt For For For 4 Elect Justin Orlando Mgmt For For For 5 Elect Robert Repass Mgmt For For For 6 Elect Anthony Sanfilippo Mgmt For For For 7 Elect Timothy Stanley Mgmt For For For 8 Consolidated Equity Incentive Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MWI VETERINARY SUPPLY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWIV CUSIP 55402X105 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Alessi Mgmt For Withhold Against 1.2 Elect Bruce Bruckmann Mgmt For For For 1.3 Elect James Cleary, Jr. Mgmt For For For 1.4 Elect John McNamara Mgmt For For For 1.5 Elect A. Craig Olson Mgmt For For For 1.6 Elect Robert Rebholtz, Jr. Mgmt For For For 1.7 Elect William Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Brown Mgmt For For For 1.2 Elect Vincent Byrd Mgmt For For For 1.3 Elect Sarah Coffin Mgmt For For For 1.4 Elect John Crowe Mgmt For For For 1.5 Elect Richard Johnston Mgmt For For For 1.6 Elect Edward Kissel Mgmt For For For 1.7 Elect John Orr Mgmt For For For 1.8 Elect Jon Outcalt Mgmt For For For 1.9 Elect Robert Stefanko Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/30/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert S. Prather, Jr. ShrHldr N/A N/A N/A 1.2 Elect Edward F. Crawford ShrHldr N/A N/A N/A 1.3 Elect Avrum Gray ShrHldr N/A N/A N/A 2 Ratification of Auditor ShrHldr N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ NARA BANCORP INC COMMERCE TICKER SECURITY ID: MEETING DATE MEETING STATUS NARA CUSIP 63080P105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Broidy Mgmt For For For 1.2 Elect Louis Cosso Mgmt For For For 1.3 Elect Alvin Kang Mgmt For For For 1.4 Elect Chong-Moon Lee Mgmt For For For 1.5 Elect Jesun Paik Mgmt For For For 1.6 Elect John Park Mgmt For For For 1.7 Elect Ki Suh Park Mgmt For Withhold Against 1.8 Elect Scott Yoon-suk Whang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NASH-FINCH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NAFC CUSIP 631158102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bagby Mgmt For For For 1.2 Elect Alec Covington Mgmt For For For 1.3 Elect Sam Duncan Mgmt For For For 1.4 Elect Mickey Foret Mgmt For For For 1.5 Elect Douglas Hacker Mgmt For For For 1.6 Elect Hawthorne Proctor Mgmt For For For 1.7 Elect William Voss Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATCO GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTG CUSIP 63227W203 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL FINANCIAL PARTNERS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFP CUSIP 63607P208 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephanie Abramson Mgmt For For For 2 Elect Arthur Ainsberg Mgmt For For For 3 Elect Jessica Bibliowicz Mgmt For For For 4 Elect R. Bruce Callahan Mgmt For For For 5 Elect John Elliott Mgmt For For For 6 Elect J. Barry Griswell Mgmt For For For 7 Elect Shari Loessberg Mgmt For For For 8 Elect Kenneth Mlekush Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL PENN BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPBC CUSIP 637138108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donna Holton Mgmt For For For 1.2 Elect Christian Martin Mgmt For For For 1.3 Elect R. Chadwick Paul, Jr. Mgmt For For For 1.4 Elect C. Robert Roth Mgmt For For For 1.5 Elect Wayne Weidner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ NATIONAL PRESTO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPK CUSIP 637215104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Cardozo Mgmt For Withhold Against 1.2 Elect Patrick Quinn Mgmt For For For 2 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect Dennis Gershenson Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NATUS MEDICAL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BABY CUSIP 639050103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Gunst Mgmt For For For 1.2 Elect James Hawkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NAUTILUS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NLS CUSIP 63910B102 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Bramson Mgmt For For For 1.2 Elect Ronald Badie Mgmt For For For 1.3 Elect Richard Horn Mgmt For For For 1.4 Elect Craig McKibben Mgmt For For For 1.5 Elect Marvin Siegert Mgmt For For For 1.6 Elect Michael Stein Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NBT BANCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBTB CUSIP 628778102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorization of Board to Set Board Mgmt For For For Size 2.1 Elect Daryl Forsythe Mgmt For For For 2.2 Elect Patricia Civil Mgmt For For For 2.3 Elect Robert Wadsworth Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Board Mgmt Against For Against - ------------------------------------------------------------------------------------------------------------------ NCI BUILDING SYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NCS CUSIP 628852105 02/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Forbes Mgmt For For For 1.2 Elect George Martinez Mgmt For For For 1.3 Elect Jonathan Zrebiec Mgmt For For For 2 Amendment to the 2003 Long-Term Stock Mgmt For For For Incentive Plan 3 Reverse Stock Split Mgmt For For For 4 Majority Voting to Approve Increase Mgmt For For For or Decrease in Number of Authorized Shares 5 Removal of Directors By 80% of Mgmt For For For Outstanding Voting Power 6 Calling of Special Meeting by 25% of Mgmt For For For Outstanding Voting Power 7 Stockholder Action by Written Consent Mgmt For For For 8 Eliminate Board Discretion to Grant Mgmt For For For Preemptive or Preferential Rights 9 Remove Special Approval Rights Over Mgmt For For For Certain Business Combinations 10 Proportional Voting of Directors Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NCI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCIT CUSIP 62886K104 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Narang Mgmt For For For 1.2 Elect Terry Glasgow Mgmt For For For 1.3 Elect James Allen Mgmt For For For 1.4 Elect John Lawler Mgmt For For For 1.5 Elect Paul Lombardi Mgmt For For For 1.6 Elect J. Patrick McMahon Mgmt For For For 1.7 Elect Stephen Waechter Mgmt For For For 1.8 Elect Daniel Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEENAH PAPER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NP CUSIP 640079109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sean Erwin Mgmt For For For 1.2 Elect John McGovern Mgmt For For For 1.3 Elect Edward Grzedzinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEOGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEOG CUSIP 640491106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lon Bohannon Mgmt For For For 1.2 Elect A. Charles Fischer Mgmt For For For 1.3 Elect Richard Crowder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Insider Trading - ------------------------------------------------------------------------------------------------------------------ NETGEAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTGR CUSIP 64111Q104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick Lo Mgmt For For For 1.2 Elect Jocelyn Carter-Miller Mgmt For For For 1.3 Elect Ralph Faison Mgmt For For For 1.4 Elect A. Timothy Godwin Mgmt For For For 1.5 Elect Jef Graham Mgmt For For For 1.6 Elect Linwood Lacy, Jr. Mgmt For For For 1.7 Elect George Parker Mgmt For For For 1.8 Elect Gregory Rossmann Mgmt For For For 1.9 Elect Julie Shimer Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETWORK EQUIPMENT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWK CUSIP 641208103 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Laube Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 4 Employee Option Exchange Program Mgmt For Against Against 5 Officer and Director Option Exchange Mgmt For Against Against Program - ------------------------------------------------------------------------------------------------------------------ NEUTRAL TANDEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TNDM CUSIP 64128B108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rian Wren Mgmt For For For 1.2 Elect James Hynes Mgmt For For For 1.3 Elect Peter Barris Mgmt For For For 1.4 Elect Robert Hawk Mgmt For For For 1.5 Elect Lawrence Ingeneri Mgmt For For For 1.6 Elect G. Edward Evans Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEW JERSEY RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NJR CUSIP 646025106 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Codey Mgmt For For For 1.2 Elect Laurence Downes Mgmt For For For 1.3 Elect Robert Evans Mgmt For For For 1.4 Elect Alfred Koeppe Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMARKET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEU CUSIP 651587107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cothran Mgmt For For For 1.2 Elect Mark Gambill Mgmt For For For 1.3 Elect Bruce Gottwald Mgmt For For For 1.4 Elect Thomas Gottwald Mgmt For For For 1.5 Elect Patrick Hanley Mgmt For For For 1.6 Elect James Rogers Mgmt For For For 1.7 Elect Charles Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NEWPORT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEWP CUSIP 651824104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Kumar Patel Mgmt For For For 1.2 Elect Kenneth Potashner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt Against For Against - ------------------------------------------------------------------------------------------------------------------ NORTHWEST NATURAL GAS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NWN CUSIP 667655104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tod Hamachek Mgmt For For For 1.2 Elect Jane Peverett Mgmt For For For 1.3 Elect Kenneth Thrasher Mgmt For For For 1.4 Elect Russell Tromley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVATEL WIRELESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVTL CUSIP 66987M604 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ledwith Mgmt For For For 1.2 Elect John Wakelin Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NTELOS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTLS CUSIP 67020Q107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Biltz Mgmt For For For 1.2 Elect Daniel Fine Mgmt For Withhold Against 1.3 Elect Robert Guth Mgmt For Withhold Against 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Michael Huber Mgmt For Withhold Against 1.6 Elect James Hyde Mgmt For Withhold Against 1.7 Elect Julia North Mgmt For For For 1.8 Elect Jerry Vaughn Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Equity and Cash Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ O'CHARLEY'S INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHUX CUSIP 670823103 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnaud Ajdler Mgmt For For For 2 Elect William Andrews Mgmt For For For 3 Elect Douglas Benham Mgmt For For For 4 Elect Philip Hickey, Jr. Mgmt For For For 5 Elect Gregory Monahan Mgmt For For For 6 Elect Dale Polley Mgmt For For For 7 Elect Richard Reiss, Jr. Mgmt For For For 8 Elect H. Steve Tidwell Mgmt For For For 9 Elect Robert Walker Mgmt For For For 10 Elect Jeffrey Warne Mgmt For For For 11 Elect Shirley Zeitlin Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ ODYSSEY HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODSY CUSIP 67611V101 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Burnham Mgmt For For For 2 Elect James Buncher Mgmt For For For 3 Elect Robert Ortenzio Mgmt For For For 4 Amendment to 2001 Equity-Based Mgmt For For For Compensation Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OFFICEMAX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS OMX CUSIP 67622P101 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dorrit Bern Mgmt For For For 2 Elect Warren Bryant Mgmt For For For 3 Elect Joseph DePinto Mgmt For For For 4 Elect Sam Duncan Mgmt For For For 5 Elect Rakesh Gangwal Mgmt For For For 6 Elect Francesca Ruiz de Luzuriaga Mgmt For For For 7 Elect William Montgoris Mgmt For For For 8 Elect David Szymanski Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2003 Incentive and Mgmt For Against Against Performance Plan - ------------------------------------------------------------------------------------------------------------------ OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Lambert Mgmt For For For 1.2 Elect Mark Papa Mgmt For For For 1.3 Elect Stephen Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLD DOMINION FREIGHT LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLD NATIONAL BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS ONB CUSIP 680033107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Barnette, Jr. Mgmt For For For 1.2 Elect Alan Braun Mgmt For For For 1.3 Elect Larry Dunigan Mgmt For For For 1.4 Elect Niel Ellerbrook Mgmt For For For 1.5 Elect Andrew Goebel Mgmt For For For 1.6 Elect Robert Jones Mgmt For For For 1.7 Elect Phelps Lambert Mgmt For For For 1.8 Elect Arthur McElwee, Jr. Mgmt For For For 1.9 Elect Marjorie Soyugenc Mgmt For For For 1.10 Elect Kelly Stanley Mgmt For For For 1.11 Elect Linda White Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLYMPIC STEEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZEUS CUSIP 68162K106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Wolfort Mgmt For For For 1.2 Elect Ralph Della Ratta Mgmt For For For 1.3 Elect Martin Elrad Mgmt For For For 1.4 Elect Howard Goldstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OM GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMG CUSIP 670872100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katharine Plourde Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMNICELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMCL CUSIP 68213N109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Judson Mgmt For For For 1.2 Elect Gary Petersmeyer Mgmt For For For 1.3 Elect Donald Wegmiller Mgmt For For For 2 Amendment to 2009 Equity Incentive Mgmt For Against Against Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ON ASSIGNMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASGN CUSIP 682159108 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Brock Mgmt For Withhold Against 2 2010 Incentive Award Plan Mgmt For Against Against 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OPTIONSXPRESS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXPS CUSIP 684010101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Fisher Mgmt For For For 1.2 Elect Michael Soenen Mgmt For For For 1.3 Elect Scott Wald Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORBITAL SCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORB CUSIP 685564106 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Crawley Mgmt For Withhold Against 1.2 Elect Lennard Fisk Mgmt For For For 1.3 Elect Ronald Kadish Mgmt For For For 1.4 Elect Garrett Pierce Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OXFORD INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXM CUSIP 691497309 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Guynn Mgmt For For For 2 Elect Helen Weeks Mgmt For For For 3 Elect E. Jenner Wood III Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ P.F. CHANG'S CHINA BISTRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFCB CUSIP 69333Y108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kerrii Anderson Mgmt For For For 2 Elect Richard Federico Mgmt For For For 3 Elect Lesley Howe Mgmt For For For 4 Elect Dawn Hudson Mgmt For For For 5 Elect Kenneth May Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Robert Vivian Mgmt For For For 9 Elect R. Michael Welborn Mgmt For For For 10 Elect Kenneth Wessels Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PALOMAR MEDICAL TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTI CUSIP 697529303 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Caruso Mgmt For Withhold Against 1.2 Elect Jeanne Cohane Mgmt For Withhold Against 1.3 Elect Nicholas Economou Mgmt For Withhold Against 1.4 Elect James Martin Mgmt For Withhold Against 1.5 Elect A. Neil Pappalardo Mgmt For Withhold Against 1.6 Elect Louis Valente Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PAPA JOHN'S INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PZZA CUSIP 698813102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Norborne Cole, Jr. Mgmt For For For 2 Elect William Street Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PAR PHARMACEUTICAL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRX CUSIP 69888P106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Melvin Sharoky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ PAREXEL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRXL CUSIP 699462107 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eduard Holdener Mgmt For For For 1.2 Elect Richard Love Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARK ELECTROCHEMICAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKE CUSIP 700416209 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dale Blanchfield Mgmt For For For 1.2 Elect Lloyd Frank Mgmt For For For 1.3 Elect Brian Shore Mgmt For For For 1.4 Elect Steven Warshaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARKWAY PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKY CUSIP 70159Q104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Cannada Mgmt For For For 1.2 Elect Laurie Dotter Mgmt For For For 1.3 Elect Daniel Friedman Mgmt For For For 1.4 Elect Michael Lipsey Mgmt For For For 1.5 Elect Brenda Mixson Mgmt For For For 1.6 Elect Steven Rogers Mgmt For For For 1.7 Elect Leland Speed Mgmt For For For 1.8 Elect Troy Stovall Mgmt For For For 1.9 Elect Lenore Sullivan Mgmt For For For 2 2010 Omnibus Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PCTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCTI CUSIP 69325Q105 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Alberding Mgmt For For For 1.2 Elect Carl Thomsen Mgmt For For For 2 Amendment to the 1997 Stock Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEET'S COFFEE & TEA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEET CUSIP 705560100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Deno Mgmt For For For 1.2 Elect Michael Linton Mgmt For For For 1.3 Elect Jean-Michel Valette Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PENFORD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PENX CUSIP 707051108 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Cook Mgmt For For For 1.2 Elect Thomas Malkoski Mgmt For For For 1.3 Elect Sally Narodick Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PENN VIRGINIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVA CUSIP 707882106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Clarke Mgmt For For For 1.2 Elect Edward Cloues, II Mgmt For Withhold Against 1.3 Elect A. James Dearlove Mgmt For For For 1.4 Elect Robert Garrett Mgmt For For For 1.5 Elect Keith Horton Mgmt For For For 1.6 Elect Marsha Perelman Mgmt For For For 1.7 Elect William Shea Mgmt For For For 1.8 Elect Philippe van Marcke de Lummen Mgmt For For For 1.9 Elect Gary Wright Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PENNSYLVANIA REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEI CUSIP 709102107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dorrit Bern Mgmt For For For 1.2 Elect Stephen Cohen Mgmt For For For 1.3 Elect Joseph Coradino Mgmt For For For 1.4 Elect M. Walter D'Alessio Mgmt For For For 1.5 Elect Edward Glickman Mgmt For For For 1.6 Elect Rosemarie Greco Mgmt For For For 1.7 Elect Leonard Korman Mgmt For For For 1.8 Elect Ira Lubert Mgmt For For For 1.9 Elect Donald Mazziotti Mgmt For For For 1.10 Elect Mark Pasquerilla Mgmt For For For 1.11 Elect John Roberts Mgmt For For For 1.12 Elect George Rubin Mgmt For For For 1.13 Elect Ronald Rubin Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For Against Against Incentive Plan 3 Amendment to the Employee Share Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEP BOYS-MANNY, MOE & JACK TICKER SECURITY ID: MEETING DATE MEETING STATUS PBY CUSIP 713278109 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jane Scaccetti Mgmt For For For 2 Elect John Sweetwood Mgmt For For For 3 Elect M. Shan Atkins Mgmt For For For 4 Elect Robert Hotz Mgmt For For For 5 Elect James Mitarotonda Mgmt For Against Against 6 Elect Nick White Mgmt For For For 7 Elect James Williams Mgmt For For For 8 Elect Irvin Reid Mgmt For For For 9 Elect Michael Odell Mgmt For For For 10 Elect Max Lukens Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2009 Stock Incentive Mgmt For For For Plan 13 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ PERFICIENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRFT CUSIP 71375U101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John McDonald Mgmt For For For 1.2 Elect Jeffrey Davis Mgmt For For For 1.3 Elect Ralph Derrickson Mgmt For For For 1.4 Elect John Hamlin Mgmt For For For 1.5 Elect David Lundeen Mgmt For For For 1.6 Elect David May Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PERICOM SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PSEM CUSIP 713831105 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alex Chiming Hui Mgmt For For For 1.2 Elect Chi-Hung Hui Mgmt For For For 1.3 Elect Hau Lee Mgmt For For For 1.4 Elect Dennis McKenna Mgmt For For For 1.5 Elect Michael Sophie Mgmt For For For 1.6 Elect Siu-Weng Simon Wong Mgmt For For For 1.7 Elect Edward Yang Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PERRY ELLIS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PERY CUSIP 288853104 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Feldenkreis Mgmt For For For 1.2 Elect Gary Dix Mgmt For For For 1.3 Elect Eduardo Sardina Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETMED EXPRESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETS CUSIP 716382106 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Menderes Akdag Mgmt For For For 1.2 Elect Frank Formica Mgmt For For For 1.3 Elect Gian Fulgoni Mgmt For For For 1.4 Elect Ronald Korn Mgmt For For For 1.5 Elect Robert Schweitzer Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETROLEUM DEVELOPMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PETD CUSIP 716578109 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Mazza Mgmt For For For 1.2 Elect James Trimble Mgmt For For For 1.3 Elect Richard McCullough Mgmt For For For 2 2010 Long-Term Equity Compensation Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETROQUEST ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PQ CUSIP 716748108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Goodson Mgmt For For For 1.2 Elect William Rucks, IV Mgmt For For For 1.3 Elect E. Wayne Nordberg Mgmt For For For 1.4 Elect Michael Finch Mgmt For For For 1.5 Elect W. J. Gordon, III Mgmt For For For 1.6 Elect Charles Mitchell, II Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PHARMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMC CUSIP 71714F104 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory S. Weishar Mgmt For For For 1.2 Elect W. Robert Dahl, Jr. Mgmt For For For 1.3 Elect Frank E. Collins Mgmt For For For 1.4 Elect Daniel N. Mendelson Mgmt For For For 1.5 Elect Thomas P. Mac Mahon Mgmt For For For 1.6 Elect Marjorie W. Dorr Mgmt For For For 1.7 Elect Thomas P. Gerrity Mgmt For For For 1.8 Elect Robert A. Oakley Mgmt For For For 1.9 Elect Geoffrey G. Meyers Mgmt For For For 2 Amendment to the 2007 Omnibus Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PHASE FORWARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PFWD CUSIP 71721R406 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Weiler Mgmt For For For 1.2 Elect Axel Bichara Mgmt For For For 1.3 Elect Paul Bleicher Mgmt For For For 1.4 Elect Richard D'Amore Mgmt For For For 1.5 Elect Gary Haroian Mgmt For For For 1.6 Elect Paul Joubert Mgmt For For For 1.7 Elect Kenneth Kaitin Mgmt For For For 1.8 Elect Dennis Shaughnessy Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PHASE FORWARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PFWD CUSIP 71721R406 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PHOENIX TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEC CUSIP 719153108 02/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Smith Mgmt For For For 2 Elect Douglas Barnett Mgmt For For For 3 Elect Dale Fuller Mgmt For For For 4 Elect Woodson Hobbs Mgmt For For For 5 Elect Patrick Little Mgmt For For For 6 Elect Richard Noling Mgmt For For For 7 Elect Edward Terino Mgmt For For For 8 Elect Kenneth Traub Mgmt For For For 9 Elect Mitchell Tuchman Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ PIEDMONT NATURAL GAS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNY CUSIP 720186105 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerry Amos Mgmt For For For 1.2 Elect Frankie Jones, Sr. Mgmt For For For 1.3 Elect Vicki McElreath Mgmt For For For 1.4 Elect Thomas Skains Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ PINNACLE ENTERTAINMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNK CUSIP 723456109 05/11/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Comer Mgmt N/A N/A N/A 2 Elect John Giovenco Mgmt N/A N/A N/A 3 Elect Richard Goeglein Mgmt N/A N/A N/A 4 Elect Ellis Landau Mgmt N/A N/A N/A 5 Elect Bruce Leslie Mgmt N/A N/A N/A 6 Elect James Martineau Mgmt N/A N/A N/A 7 Elect Michael Ornest Mgmt N/A N/A N/A 8 Elect Lynn Reitnouer Mgmt N/A N/A N/A 9 Elect Anthony Sanfilippo Mgmt N/A N/A N/A 10 Amendment to the 2005 Equity and Mgmt N/A N/A N/A Performance Incentive Plan 11 Ratification of Auditor Mgmt N/A N/A N/A 12 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ PINNACLE ENTERTAINMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNK CUSIP 723456109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Comer Mgmt For For For 2 Elect John Giovenco Mgmt For For For 3 Elect Richard Goeglein Mgmt For For For 4 Elect Ellis Landau Mgmt For For For 5 Elect Bruce Leslie Mgmt For For For 6 Elect James Martineau Mgmt For For For 7 Elect Michael Ornest Mgmt For For For 8 Elect Lynn Reitnouer Mgmt For For For 9 Elect Anthony Sanfilippo Mgmt For For For 10 Amendment to the 2005 Equity and Mgmt For For For Performance Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ PINNACLE FINANCIAL PARTNERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNFP CUSIP 72346Q104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sue Atkinson Mgmt For For For 1.2 Elect Harold Bone Mgmt For For For 1.3 Elect Gregory Burns Mgmt For For For 1.4 Elect Clay Jackson Mgmt For For For 1.5 Elect Gary Scott Mgmt For For For 1.6 Elect Hal Pennington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ PIONEER DRILLING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PDC CUSIP 723655106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Rauh Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PIPER JAFFRAY COMPANIES TICKER SECURITY ID: MEETING DATE MEETING STATUS PJC CUSIP 724078100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Duff Mgmt For For For 1.2 Elect Michael Francis Mgmt For For For 1.3 Elect Virginia Gambale Mgmt For For For 1.4 Elect B. Kristine Johnson Mgmt For For For 1.5 Elect Addison Piper Mgmt For For For 1.6 Elect Lisa Polsky Mgmt For For For 1.7 Elect Frank Sims Mgmt For For For 1.8 Elect Jean Taylor Mgmt For For For 1.9 Elect Michele Volpi Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect John Nussbaum Mgmt For For For 1.7 Elect Michael Schrock Mgmt For For For 1.8 Elect Charles Strother Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POLYONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POL CUSIP 73179P106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Douglas Campbell Mgmt For For For 1.2 Elect Carol Cartwright Mgmt For For For 1.3 Elect Richard Fearon Mgmt For For For 1.4 Elect Gordon Harnett Mgmt For For For 1.5 Elect Richard Lorraine Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Stephen Newlin Mgmt For For For 1.8 Elect William Powell Mgmt For For For 1.9 Elect Farah Walters Mgmt For For For 2 2010 Equity and Performance Plan Mgmt For For For 3 Senior Executive Annual Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POOL CUSIP 73278L105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilson Sexton Mgmt For For For 1.2 Elect Andrew Code Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect George Haymaker, Jr. Mgmt For For For 1.5 Elect Manuel Perez de la Mesa Mgmt For For For 1.6 Elect Harlan Seymour Mgmt For For For 1.7 Elect Robert Sledd Mgmt For For For 1.8 Elect John Stokely Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PORTFOLIO RECOVERY ASSOCIATES TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Roberts Mgmt For For For 1.2 Elect John Fuller Mgmt For For For 1.3 Elect John Fain Mgmt For For For 2 2010 Stock Plan Mgmt For For For 3 Annual Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard, III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRE-PAID LEGAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPD CUSIP 740065107 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Orland Aldridge Mgmt For For For 1.2 Elect Peter Grunebaum Mgmt For For For 1.3 Elect Duke Ligon Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRESIDENTIAL LIFE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLFE CUSIP 740884101 02/08/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Removal of Donald Barnes ShrHldr N/A N/A N/A 1.2 Removal of W. Thomas Knight ShrHldr N/A N/A N/A 1.3 Removal of Stanley Rubin ShrHldr N/A N/A N/A 1.4 Removal of William Trust, Jr. ShrHldr N/A N/A N/A 1.5 Removal of Lawrence Read ShrHldr N/A N/A N/A 1.6 Removal of Lawrence Rivkin ShrHldr N/A N/A N/A 1.7 Removal of William DeMilt ShrHldr N/A N/A N/A 1.8 Removal of John McMahon ShrHldr N/A N/A N/A 2 Authorization to Set Board Size ShrHldr N/A N/A N/A 3 Elect Donna Brazile ShrHldr N/A N/A N/A 4 Elect William Flynn ShrHldr N/A N/A N/A 5 Elect John Mannion ShrHldr N/A N/A N/A 6 Elect Donald Shaffer ShrHldr N/A N/A N/A 7 Elect Douglas Sosnik ShrHldr N/A N/A N/A 8 Elect Daniel Theriault ShrHldr N/A N/A N/A 9 Elect Jerry Warshaw ShrHldr N/A N/A N/A 10 Elect Cliff Wood ShrHldr N/A N/A N/A 11 Repeal of Additional Bylaws or Bylaw ShrHldr N/A N/A N/A Amendments - ------------------------------------------------------------------------------------------------------------------ PRESIDENTIAL LIFE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLFE CUSIP 740884101 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Revoke Consent to Removal of Donald Mgmt For For For Barnes 1.2 Revoke Consent to Removal of W. Mgmt For For For Thomas Knight 1.3 Revoke Consent to Removal of Stanley Mgmt For For For Rubin 1.4 Revoke Consent to Removal of William Mgmt For For For Trust, Jr. 1.5 Revoke Consent to Removal of Lawrence Mgmt For For For Read 1.6 Revoke Consent to Removal of Lawrence Mgmt For For For Rivkin 1.7 Revoke Consent to Removal of William Mgmt For For For DeMilt 1.8 Revoke Consent to Removal of John Mgmt For For For McMahon 2 Revoke Consent to Authorization of Mgmt For For For Board to Set Board Size 3 Revoke Consent to Elect Donna Brazile Mgmt For Against Against 4 Revoke Consent to Elect William Flynn Mgmt For Against Against 5 Revoke Consent to Elect John Mannion Mgmt For Against Against 6 Revoke Consent to Elect Donald Shaffer Mgmt For Against Against 7 Revoke Consent to Elect Douglas Sosnik Mgmt For Against Against 8 Revoke Consent to Elect Daniel Mgmt For Against Against Theriault 9 Revoke Consent to Elect Jerry Warshaw Mgmt For Against Against 10 Revoke Consent to Elect Cliff Wood Mgmt For Against Against 11 Revoke Consent to Repeal of Mgmt For For For Additional Bylaws or Bylaw Amendments - ------------------------------------------------------------------------------------------------------------------ PRIVATEBANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PVTB CUSIP 742962103 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coleman Mgmt For For For 1.2 Elect James Guyette Mgmt For For For 1.3 Elect Collin Roche Mgmt For For For 1.4 Elect William Rybak Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROASSURANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRA CUSIP 74267C106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Victor Adamo Mgmt For For For 1.2 Elect William Listwan Mgmt For For For 1.3 Elect William Starnes Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROGRESS SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGS CUSIP 743312100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Bycoff Mgmt For For For 1.2 Elect Ram Gupta Mgmt For For For 1.3 Elect Charles Kane Mgmt For For For 1.4 Elect David Krall Mgmt For For For 1.5 Elect Michael Mark Mgmt For For For 1.6 Elect Richard Reidy Mgmt For For For 2 Amendment to the 2008 Stock Option Mgmt For For For and Incentive Plan 3 Amendment to the 1991 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Lewis Mgmt For For For 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PSS WORLD MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSSI CUSIP 69366A100 08/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Crowe Mgmt For For For 1.2 Elect Steven Halverson Mgmt For For For 2 Amendment to the 2006 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUAKER CHEMICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KWR CUSIP 747316107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Patricia Barron Mgmt For For For 1.3 Elect Edwin Delattre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUANEX BUILDINGS PRODUCTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NX CUSIP 747619104 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Griffiths Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUIKSILVER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZQK CUSIP 74838C106 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Ammerman Mgmt For For For 1.2 Elect William Barnum, Jr. Mgmt For For For 1.3 Elect Charles Crowe Mgmt For For For 1.4 Elect James Ellis Mgmt For For For 1.5 Elect Charles Exon Mgmt For For For 1.6 Elect M. Steven Langman Mgmt For For For 1.7 Elect Robert McKnight, Jr. Mgmt For For For 1.8 Elect Paul Speaker Mgmt For For For 1.9 Elect Andrew Sweet Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Grant of Restricted Stock to Kelly Mgmt For For For Slater 4 One-time Stock Option Exchange Program Mgmt For Against Against 5 Amendment to the 2000 Stock Incentive Mgmt For For For Plan (Increase in Shares) 6 Amendment to the 2000 Stock Incentive Mgmt For For For Plan (Increase Grants to Non-employee Directors) 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ RADIANT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RADS CUSIP 75025N102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Balloun Mgmt For For For 1.2 Elect John Heyman Mgmt For For For 1.3 Elect Donna Lee Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ RADISYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RSYS CUSIP 750459109 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Scott Gibson Mgmt For For For 1.2 Elect Scott Grout Mgmt For For For 1.3 Elect Ken Bradley Mgmt For For For 1.4 Elect Richard Faubert Mgmt For For For 1.5 Elect William Lattin Mgmt For For For 1.6 Elect Kevin Melia Mgmt For For For 1.7 Elect Carl Neun Mgmt For For For 1.8 Elect Lorene Steffes Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Option Exchange Program Mgmt For For For 4 Amendment to the 1996 Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ RC2 CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RCRC CUSIP 749388104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Dods Mgmt For For For 1.2 Elect Curtis Stoelting Mgmt For For For 1.3 Elect John Bakalar Mgmt For For For 1.4 Elect John Vosicky Mgmt For For For 1.5 Elect Paul Purcell Mgmt For For For 1.6 Elect Thomas Collinger Mgmt For For For 1.7 Elect Michael Merriman, Jr. Mgmt For For For 1.8 Elect Linda Huett Mgmt For For For 1.9 Elect Peter Henseler Mgmt For For For 1.10 Elect Joan Chow Mgmt For For For 2 Amendment to the 2005 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RED ROBIN GOURMET BURGERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RRGB CUSIP 75689M101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lloyd Hill Mgmt For For For 1.2 Elect Stuart Oran Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REGENERON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS REGN CUSIP 75886F107 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Schleifer Mgmt For For For 1.2 Elect Eric Shooter Mgmt For For For 1.3 Elect George Yancopoulos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REHABCARE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHB CUSIP 759148109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Colleen Conway-Welch Mgmt For For For 1.2 Elect Christopher Hjelm Mgmt For For For 1.3 Elect Anthony Piszel Mgmt For For For 1.4 Elect Suzan Rayner Mgmt For For For 1.5 Elect Harry Rich Mgmt For For For 1.6 Elect John Short Mgmt For For For 1.7 Elect Larry Warren Mgmt For For For 1.8 Elect Theodore Wight Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amended and Restated 2006 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ RES-CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSCR CUSIP 760943100 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Geary Mgmt For For For 1.2 Elect David Braddock Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REWARDS NETWORK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DINE CUSIP 761557206 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Liebentritt Mgmt For For For 1.2 Elect Ronald Blake Mgmt For For For 1.3 Elect Raymond Gross Mgmt For For For 1.4 Elect F. Philip Handy Mgmt For Withhold Against 1.5 Elect Marc Particelli Mgmt For For For 1.6 Elect Michael Soenen Mgmt For For For 1.7 Elect Mark Sotir Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RLI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS RLI CUSIP 749607107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kaj Ahlmann Mgmt For For For 1.2 Elect Barbara Allen Mgmt For For For 1.3 Elect Charles Linke Mgmt For For For 1.4 Elect F. Lynn McPheeters Mgmt For For For 1.5 Elect Jonathan Michael Mgmt For For For 1.6 Elect Robert Viets Mgmt For For For 2 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 01/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Giromini Mgmt For For For 1.2 Elect Stephen Kirk Mgmt For For For 1.3 Elect Peter Wallace Mgmt For For For 2 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Anderson Mgmt For For For 1.2 Elect Robert Currey Mgmt For For For 1.3 Elect Lawrence Gellerstedt, III Mgmt For For For 1.4 Elect John Spiegel Mgmt For For For 1.5 Elect J. Powell Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROGERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ROG CUSIP 775133101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Brennan, III Mgmt For For For 1.2 Elect Gregory Howey Mgmt For For For 1.3 Elect J. Carl Hsu Mgmt For For For 1.4 Elect Carol Jensen Mgmt For For For 1.5 Elect Eileen Kraus Mgmt For For For 1.6 Elect William Mitchell Mgmt For For For 1.7 Elect Robert Paul Mgmt For For For 1.8 Elect Robert Wachob Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RTI INTERNATIONAL METALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RTI CUSIP 74973W107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Booker Mgmt For For For 1.2 Elect Donald Fusilli, Jr. Mgmt For For For 1.3 Elect Ronald Gallatin Mgmt For For For 1.4 Elect Charles Gedeon Mgmt For For For 1.5 Elect Robert Hernandez Mgmt For For For 1.6 Elect Dawne Hickton Mgmt For For For 1.7 Elect Edith Holiday Mgmt For For For 1.8 Elect Bryan Moss Mgmt For For For 1.9 Elect James Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RUBY TUESDAY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RT CUSIP 781182100 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Arnold Mgmt For For For 2 Elect Kevin Clayton Mgmt For For For 3 Elect Donald Ratajczak Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RUDOLPH TECHNOLOGIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RTEC CUSIP 781270103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Berry Mgmt For For For 2 Elect Thomas Greig Mgmt For For For 3 Elect Richard Spanier Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RUSS BERRIE AND COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RUS CUSIP 782233100 09/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raphael Benaroya Mgmt For Withhold Against 1.2 Elect Mario Ciampi Mgmt For Withhold Against 1.3 Elect Bruce Crain Mgmt For Withhold Against 1.4 Elect Fredrick Horowitz Mgmt For For For 1.5 Elect Lauren Krueger Mgmt For Withhold Against 1.6 Elect Salvatore Salibello Mgmt For For For 1.7 Elect John Schaefer Mgmt For For For 1.8 Elect Michael Zimmerman Mgmt For Withhold Against 2 Company Name Change Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RUTH'S HOSPITALITY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RUTH CUSIP 783332109 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Change of Control Under Mgmt For For For the Private Placement 2 Issuance of Convertible Securities Mgmt For For For Pursuant to Private Placement 3 Technical Amendment to Certificate of Mgmt For For For Incorporation 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RUTH'S HOSPITALITY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RUTH CUSIP 783332109 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael O'Donnell Mgmt For For For 1.2 Elect Robin Selati Mgmt For For For 1.3 Elect Carla Cooper Mgmt For For For 1.4 Elect Bannus Hudson Mgmt For For For 1.5 Elect Robert Merritt Mgmt For For For 1.6 Elect Alan Vituli Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ S&T BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STBA CUSIP 783859101 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brenzia Mgmt For For For 1.2 Elect Thomas Brice Mgmt For Withhold Against 1.3 Elect John Delaney Mgmt For For For 1.4 Elect Michael Donnelly Mgmt For Withhold Against 1.5 Elect Jeffrey Grube Mgmt For For For 1.6 Elect Frank Jones Mgmt For For For 1.7 Elect Joseph Kirk Mgmt For For For 1.8 Elect David Krieger Mgmt For Withhold Against 1.9 Elect James Miller Mgmt For Withhold Against 1.10 Elect Alan Papernick Mgmt For Withhold Against 1.11 Elect Robert Rebich, Jr. Mgmt For For For 1.12 Elect Christine Toretti Mgmt For Withhold Against 1.13 Elect Charles Urtin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ SAFETY INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAFT CUSIP 78648T100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederic Lindeberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SANDERSON FARMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAFM CUSIP 800013104 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Banks, Jr. Mgmt For For For 1.2 Elect Toni Cooley Mgmt For For For 1.3 Elect Robert Khayat Mgmt For For For 1.4 Elect Dianne Mooney Mgmt For For For 1.5 Elect Gail Pittman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAVIENT PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVNT CUSIP 80517Q100 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Herbert Conrad Mgmt For For For 1.2 Elect Ginger Constantine Mgmt For For For 1.3 Elect Alan Heller Mgmt For For For 1.4 Elect Stephen Jaeger Mgmt For For For 1.5 Elect Joseph Klein III Mgmt For For For 1.6 Elect Lee Simon Mgmt For For For 1.7 Elect Virgil Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCANSOURCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCSC CUSIP 806037107 12/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Baur Mgmt For For For 1.2 Elect Steven Fischer Mgmt For For For 1.3 Elect James Foody Mgmt For For For 1.4 Elect Michael Grainger Mgmt For For For 1.5 Elect John Reilly Mgmt For For For 1.6 Elect Charles Whitchurch Mgmt For For For 2 Amendment to the 2002 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHOOL SPECIALTY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHS CUSIP 807863105 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Vander Zanden Mgmt For For For 1.2 Elect Jacqueline Woods Mgmt For For For 2 Authority to Fill Director Vacancy Mgmt For For For without Shareholder Approval 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHWEITZER-MAUDUIT TICKER SECURITY ID: MEETING DATE MEETING STATUS SWM CUSIP 808541106 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederic Villoutreix Mgmt For For For 1.2 Elect Anderson Warlick Mgmt For For For 2 Restricted Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SEACOR HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CKH CUSIP 811904101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Fabrikant Mgmt For For For 1.2 Elect Pierre de Demandolx Mgmt For For For 1.3 Elect Richard Fairbanks, III Mgmt For For For 1.4 Elect John Hadjipateras Mgmt For For For 1.5 Elect Oivind Lorentzen Mgmt For For For 1.6 Elect Andrew Morse Mgmt For For For 1.7 Elect Christopher Regan Mgmt For For For 1.8 Elect Steven Webster Mgmt For For For 1.9 Elect Steven Wisch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEAHAWK DRILLING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAWK CUSIP 81201R107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Randall Stilley Mgmt For For For 1.2 Elect Stephen Snider Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SELECTIVE INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SIGI CUSIP 816300107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2.1 Elect W. Marston Becker Mgmt For For For 2.2 Elect Gregory Murphy Mgmt For For For 2.3 Elect Cynthia Nicholson Mgmt For For For 2.4 Elect William Rue Mgmt For For For 3 Amendment to the 2005 Omnibus Stock Mgmt For For For Plan 4 Amendment to the Cash Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SFN GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFN CUSIP 784153108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Elbaum Mgmt For For For 1.2 Elect David Parker Mgmt For For For 1.3 Elect Ann Szostak Mgmt For Withhold Against 1.4 Elect Lawrence Gillespie Mgmt For For For 2 Amendment to Shareholder Rights Mgmt For For For Agreement 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHUFFLE MASTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SIGNATURE BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS SBNY CUSIP 82669G104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Tamberlane Mgmt For For For 1.2 Elect Yacov Levy Mgmt For For For 1.3 Elect Frank Selvaggi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ SIMMONS FIRST NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SFNC CUSIP 828730200 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Board Size Mgmt For For For 2.1 Elect William Clark, II Mgmt For For For 2.2 Elect Steven Cosse Mgmt For For For 2.3 Elect Edward Drilling Mgmt For For For 2.4 Elect Eugene Hunt Mgmt For For For 2.5 Elect George Makris, Jr. Mgmt For For For 2.6 Elect J. Thomas May Mgmt For For For 2.7 Elect W. Scott McGeorge Mgmt For For For 2.8 Elect Stanley Reed Mgmt For For For 2.9 Elect Harry Ryburn Mgmt For For For 2.10 Elect Robert Shoptaw Mgmt For For For 3 Executive Stock Incentive Plan - 2010 Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SIMPSON MANUFACTURING CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSD CUSIP 829073105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Cusumano Mgmt For For For 1.2 Elect Peter Louras, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SKECHERS U.S.A., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKX CUSIP 830566105 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Greenberg Mgmt For Withhold Against 1.2 Elect David Weinberg Mgmt For Withhold Against 1.3 Elect Jeffrey Greenberg Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ SKYLINE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SKY CUSIP 830830105 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Decio Mgmt For For For 1.2 Elect Thomas Deranek Mgmt For For For 1.3 Elect John Firth Mgmt For For For 1.4 Elect Jerry Hammes Mgmt For For For 1.5 Elect William Lawson Mgmt For For For 1.6 Elect David Link Mgmt For For For 1.7 Elect Andrew McKenna Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SKYWEST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKYW CUSIP 830879102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect J. Ralph Atkin Mgmt For For For 3 Elect Margaret Billson Mgmt For For For 4 Elect Ian Cumming Mgmt For Against Against 5 Elect Henry Eyring Mgmt For For For 6 Elect Robert Sarver Mgmt For For For 7 Elect Steven Udvar-Hazy Mgmt For For For 8 Elect James Welch Mgmt For For For 9 Elect Michael Young Mgmt For For For 10 2010 Long-Term Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SKYWORKS SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWKS CUSIP 83088M102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Beebe Mgmt For For For 1.2 Elect Timothy Furey Mgmt For For For 1.3 Elect David McLachlan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SMITH MICRO SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSI CUSIP 832154108 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Gulko Mgmt For For For 2 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SMITH MICRO SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSI CUSIP 832154108 08/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Campbell Mgmt For For For 1.2 Elect Ted Hoffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SONIC AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAH CUSIP 83545G102 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect O. Bruton Smith Mgmt For For For 1.2 Elect B. Scott Smith Mgmt For For For 1.3 Elect David Smith Mgmt For For For 1.4 Elect William Belk Mgmt For For For 1.5 Elect William Brooks Mgmt For For For 1.6 Elect Victor Doolan Mgmt For For For 1.7 Elect H. Robert Heller Mgmt For For For 1.8 Elect Robert Rewey Mgmt For For For 1.9 Elect David Vorhoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SONIC AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAH CUSIP 83545G102 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Notes - ------------------------------------------------------------------------------------------------------------------ SONIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SONC CUSIP 835451105 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Clifford Hudson Mgmt For For For 1.2 Elect Federico Pena Mgmt For For For 1.3 Elect Robert Rosenberg Mgmt For For For 1.4 Elect Douglas Benham Mgmt For For For 1.5 Elect Kathryn Taylor Mgmt For For For 2 One-Time Stock Option Exchange Program Mgmt For Against Against 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SONIC SOLUTIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS SNIC CUSIP 835460106 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Doris Mgmt For For For 1.2 Elect Robert Greber Mgmt For For For 1.3 Elect R. Warren Langley Mgmt For For For 1.4 Elect Peter Marguglio Mgmt For For For 1.5 Elect Mary Sauer Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ SOUTH JERSEY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SJI CUSIP 838518108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Helen Bosley Mgmt For For For 1.2 Elect Edward Graham Mgmt For For For 1.3 Elect William Hughes Mgmt For For For 1.4 Elect Herman James Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPARTAN MOTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPAR CUSIP 846819100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Dauch Mgmt For For For 1.2 Elect Ronald Harbour Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPARTAN STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPTN CUSIP 846822104 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Shan Atkins Mgmt For For For 1.2 Elect Frank Gambino Mgmt For For For 1.3 Elect Timothy O'Donovan Mgmt For For For 2 Amendment to the Stock Incentive Plan Mgmt For For For of 2005 3 Associate Stock Purchase Plan of 2009 Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPSS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPSS CUSIP 78462K102 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ST. MARY LAND & EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SM CUSIP 792228108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Barbara Baumann Mgmt For For For 2 Elect Anthony Best Mgmt For For For 3 Elect Larry Bickle Mgmt For For For 4 Elect William Gardiner Mgmt For For For 5 Elect Julio Quintana Mgmt For For For 6 Elect John Seidl Mgmt For For For 7 Elect William Sullivan Mgmt For For For 8 Amendment to the Equity Incentive Mgmt For Against Against Compensation Plan 9 Company Name Change Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STAGE STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSI CUSIP 85254C305 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Barocas Mgmt For For For 2 Elect Michael Glazer Mgmt For For For 3 Elect Andrew Hall Mgmt For For For 4 Elect William Montgoris Mgmt For For For 5 Elect David Schwartz Mgmt For For For 6 Elect Cheryl Turpin Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STAMPS.COM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STMP CUSIP 852857200 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mohan Ananda Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANDARD MICROSYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSC CUSIP 853626109 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Caggia Mgmt For Withhold Against 1.2 Elect James Donahue Mgmt For Withhold Against 1.3 Elect Kenneth Kin Mgmt For Withhold Against 1.4 Elect Christine King Mgmt For Withhold Against 2 2009 Long Term Incentive Plan Mgmt For Against Against 3 Selected Officer Management Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANDARD MOTOR PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMP CUSIP 853666105 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Gerrity Mgmt For For For 1.2 Elect Pamela Forbes Lieberman Mgmt For For For 1.3 Elect Arthur Sills Mgmt For For For 1.4 Elect Lawrence Sills Mgmt For For For 1.5 Elect Peter Sills Mgmt For For For 1.6 Elect Frederick Sturdivant Mgmt For For For 1.7 Elect William Turner Mgmt For For For 1.8 Elect Richard Ward Mgmt For For For 1.9 Elect Roger Widmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANDARD PACIFIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPF CUSIP 85375C101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Campbell Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect James Doti Mgmt For For For 1.4 Elect Ronald Foell Mgmt For For For 1.5 Elect Douglas Jacobs Mgmt For For For 1.6 Elect David Matlin Mgmt For For For 1.7 Elect F. Patt Schiewitz Mgmt For For For 1.8 Elect Peter Schoels Mgmt For For For 2 Approval of June 2009 Stock Option Mgmt For Against Against Award to Kenneth Campbell 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ STANDEX INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SXI CUSIP 854231107 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Cannon, Jr. Mgmt For For For 1.2 Elect Gerald Fickenscher Mgmt For For For 1.3 Elect Edward Trainor Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANLEY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SXE CUSIP 854532108 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Nolan Mgmt For For For 1.2 Elect George Wilson Mgmt For For For 1.3 Elect William Karlson Mgmt For For For 1.4 Elect James Hughes Mgmt For For For 1.5 Elect Richard Kelly Mgmt For For For 1.6 Elect Charles Ream Mgmt For For For 1.7 Elect John Riceman Mgmt For For For 1.8 Elect Jimmy Ross Mgmt For For For 2 Amendment to the 2006 Omnibus Mgmt For Against Against Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STARTEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRT CUSIP 85569C107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ed Zschau Mgmt For For For 1.2 Elect P. Kay Norton Mgmt For For For 1.3 Elect Albert Yates Mgmt For For For 1.4 Elect Harvey Wagner Mgmt For For For 1.5 Elect A. Laurence Jones Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ STEIN MART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMRT CUSIP 858375108 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralph Alexander Mgmt For For For 1.2 Elect Alvin Carpenter Mgmt For For For 1.3 Elect Irwin Cohen Mgmt For For For 1.4 Elect Susan Falk Mgmt For For For 1.5 Elect Linda Farthing Mgmt For Withhold Against 1.6 Elect Mitchell Legler Mgmt For Withhold Against 1.7 Elect Robert Mettler Mgmt For For For 1.8 Elect Richard Sisisky Mgmt For For For 1.9 Elect Jay Stein Mgmt For Withhold Against 1.10 Elect Martin Stein, Jr. Mgmt For Withhold Against 1.11 Elect David Stovall, Jr. Mgmt For Withhold Against 1.12 Elect John Williams, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STEPAN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SCL CUSIP 858586100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boyce Mgmt For For For 1.2 Elect F. Quinn Stepan Mgmt For For For 1.3 Elect Edward Wehmer Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STERLING BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CUSIP 859158107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Abrams Mgmt For For For 1.2 Elect Joseph Adamko Mgmt For For For 1.3 Elect Louis Cappelli Mgmt For For For 1.4 Elect Fernando Ferrer Mgmt For For For 1.5 Elect Allan Hershfield Mgmt For For For 1.6 Elect Henry Humphreys Mgmt For For For 1.7 Elect Robert Lazar Mgmt For For For 1.8 Elect Carolyn Joy Lee Mgmt For For For 1.9 Elect John Millman Mgmt For For For 1.10 Elect Eugene Rossides Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ STERLING BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBIB CUSIP 858907108 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Bardgett Mgmt For Withhold Against 1.2 Elect Bernard Harris, Jr. Mgmt For Withhold Against 1.3 Elect Glenn Johnson Mgmt For Withhold Against 1.4 Elect R. Bruce LaBoon Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ STERLING FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STSA CUSIP 859319105 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ STEWART INFORMATION SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STC CUSIP 860372101 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Catherine Allen Mgmt For For For 1.2 Elect Robert Clarke Mgmt For For For 1.3 Elect E. Douglas Hodo Mgmt For For For 1.4 Elect Laurie Moore Mgmt For For For 1.5 Elect W. Arthur Porter Mgmt For For For 2 Issuance of Common Stock in Exchange Mgmt For For For For Convertible Notes 3 Issuance of Preferred Stock Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STIFEL FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SF CUSIP 860630102 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dubinsky Mgmt For For For 1.2 Elect Robert Lefton Mgmt For For For 1.3 Elect Scott McCuaig Mgmt For For For 1.4 Elect James Oates Mgmt For For For 1.5 Elect Ben Plotkin Mgmt For For For 2 2010 Executive Incentive Performance Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STONE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGY CUSIP 861642106 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bernhard Mgmt For Withhold Against 1.2 Elect George Christmas Mgmt For For For 1.3 Elect B.J. Duplantis Mgmt For For For 1.4 Elect Peter Kinnear Mgmt For For For 1.5 Elect John Laborde Mgmt For For For 1.6 Elect Richard Pattarozzi Mgmt For For For 1.7 Elect Donald Powell Mgmt For For For 1.8 Elect Kay Priestly Mgmt For For For 1.9 Elect David Voelker Mgmt For For For 1.10 Elect David Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STRATASYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSYS CUSIP 862685104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Scott Crump Mgmt For For For 1.2 Elect Ralph Crump Mgmt For For For 1.3 Elect Edward Fierko Mgmt For For For 1.4 Elect John McEleney Mgmt For For For 1.5 Elect Clifford Schwieter Mgmt For For For 1.6 Elect Gregory Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STURM, RUGER & COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RGR CUSIP 864159108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Service Mgmt For For For 1.2 Elect Michael Fifer Mgmt For For For 1.3 Elect John Cosentino, Jr. Mgmt For For For 1.4 Elect C. Michael Jacobi Mgmt For For For 1.5 Elect Amir Rosenthal Mgmt For For For 1.6 Elect Ronald Whitaker Mgmt For For For 1.7 Elect Phillip Widman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUPERIOR INDUSTRIES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUP CUSIP 868168105 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sheldon Ausman Mgmt For For For 1.2 Elect V. Bond Evans Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ SUPERIOR WELL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWSI CUSIP 86837X105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Staley, IV Mgmt For For For 1.2 Elect David Snyder Mgmt For For For 1.3 Elect Edward DiPaolo Mgmt For For For 2 Amendment to the 2005 Stock Incentive Mgmt For For For Plan for 162(m) Compliance 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUPERTEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUPX CUSIP 868532102 08/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Pao Mgmt For For For 1.2 Elect Benedict Choy Mgmt For For For 1.3 Elect W. Mark Loveless Mgmt For Withhold Against 1.4 Elect Elliott Schlam Mgmt For For For 1.5 Elect Milton Feng Mgmt For For For 2 2009 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SURMODICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRDX CUSIP 868873100 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Benson Mgmt For For For 1.2 Elect Mary Brainerd Mgmt For Withhold Against 1.3 Elect Gerald Fischer Mgmt For For For 2 Set Board Size Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2009 Equity Incentive Plan Mgmt For For For 5 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ SUSQUEHANNA BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUSQ CUSIP 869099101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Agnone, Sr. Mgmt For For For 1.2 Elect Wayne Alter, Jr. Mgmt For For For 1.3 Elect Bruce Hepburn Mgmt For For For 1.4 Elect Donald Hoffman Mgmt For For For 1.5 Elect Scott Newkam Mgmt For For For 1.6 Elect Christine Sears Mgmt For For For 1.7 Elect James Ulsh Mgmt For For For 1.8 Elect Roger Wiest, Sr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Matiuk Mgmt For For For 1.2 Elect Bruce Vincent Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SWS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWS CUSIP 78503N107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Buchholz Mgmt For For For 1.2 Elect Donald Hultgren Mgmt For For For 1.3 Elect Robert Buchholz Mgmt For For For 1.4 Elect Brodie Cobb Mgmt For For For 1.5 Elect I.D. Flores III Mgmt For For For 1.6 Elect Larry Jobe Mgmt For For For 1.7 Elect Frederick Meyer Mgmt For For For 1.8 Elect Mike Moses Mgmt For For For 1.9 Elect Joel Williams III Mgmt For For For 2 Amendment to the 2005 Deferred Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYKES ENTERPRISES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYKE CUSIP 871237103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Whiting Mgmt For For For 1.2 Elect Mark Bozek Mgmt For For For 1.3 Elect Iain Macdonald Mgmt For For For 1.4 Elect Michael DeLong Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYMMETRICOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMM CUSIP 871543104 11/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Clarkson Mgmt For For For 1.2 Elect David Cote Mgmt For For For 1.3 Elect Alfred Boschulte Mgmt For For For 1.4 Elect James Chiddix Mgmt For For For 1.5 Elect Elizabeth Fetter Mgmt For For For 1.6 Elect Robert Stanzione Mgmt For For For 1.7 Elect Robert Neumeister, Jr. Mgmt For For For 1.8 Elect Richard Oliver Mgmt For For For 1.9 Elect Richard Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYMMETRY MEDICAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMA CUSIP 871546206 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Burns Mgmt For For For 1.2 Elect Craig Reynolds Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNX CUSIP 87162W100 03/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Huang Mgmt For For For 1.2 Elect Kevin Murai Mgmt For For For 1.3 Elect Matthew Miau Mgmt For Withhold Against 1.4 Elect Fred Breidenbach Mgmt For For For 1.5 Elect Gregory Quesnel Mgmt For For For 1.6 Elect Dwight Steffensen Mgmt For For For 1.7 Elect James Van Horne Mgmt For For For 1.8 Elect Duane Zitzner Mgmt For For For 2 Amendment to the Executive Profit Mgmt For For For Sharing Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TAKE-TWO INTERACTIVE SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTWO CUSIP 874054109 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Strauss Zelnick Mgmt For For For 1.2 Elect Robert Bowman Mgmt For Withhold Against 1.3 Elect SungHwan Cho Mgmt For For For 1.4 Elect Michael Dornemann Mgmt For For For 1.5 Elect Brett Icahn Mgmt For For For 1.6 Elect J Moses Mgmt For For For 1.7 Elect James Nelson Mgmt For For For 1.8 Elect Michael Sheresky Mgmt For For For 2 Amendment to the 2009 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO CUSIP 87424N104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Gregoire Mgmt For For For 1.2 Elect Michael Tierney Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven B.Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Thomas E. Robinson Mgmt For For For 1.6 Elect Allan L. Schuman Mgmt For For For 1.7 Elect Stanley K. Tanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Incentive Award Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TECHNITROL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TNL CUSIP 878555101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Burrows, Jr. Mgmt For For For 1.2 Elect Edward Mazze Mgmt For For For 2 Amendments to the Articles of Mgmt For For For Incorporation 3 Amendments to the By-Laws Mgmt For For For 4 Amendment to the 2001 Stock Option Mgmt For For For Plan 5 Amendment to the Restricted Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEKELEC TICKER SECURITY ID: MEETING DATE MEETING STATUS TKLC CUSIP 879101103 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Buckly Mgmt For For For 1.2 Elect Hubert de Pesquidoux Mgmt For For For 1.3 Elect Mark Floyd Mgmt For For For 1.4 Elect David Laube Mgmt For For For 1.5 Elect Carol Mills Mgmt For For For 1.6 Elect Franco Plastina Mgmt For For For 1.7 Elect Krish Prabhu Mgmt For For For 1.8 Elect Michael Ressner Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELETECH HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTEC CUSIP 879939106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Tuchman Mgmt For For For 1.2 Elect James Barlett Mgmt For For For 1.3 Elect William Linnenbringer Mgmt For For For 1.4 Elect Ruth Lipper Mgmt For For For 1.5 Elect Shrikant Mehta Mgmt For For For 1.6 Elect Anjan Mukherjee Mgmt For For For 1.7 Elect Robert Tarola Mgmt For For For 1.8 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TESSERA TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSRA CUSIP 88164L100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boehlke Mgmt For For For 1.2 Elect Nicholas Brathwaite Mgmt For For For 1.3 Elect John Goodrich Mgmt For For For 1.4 Elect Bruce McWilliams Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Henry Nothhaft Mgmt For For For 1.7 Elect Robert Young Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TETRA TECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTEK CUSIP 88162G103 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Batrack Mgmt For For For 1.2 Elect Hugh Grant Mgmt For For For 1.3 Elect Patrick Haden Mgmt For For For 1.4 Elect J. Christopher Lewis Mgmt For For For 1.5 Elect Albert Smith Mgmt For For For 1.6 Elect J. Kenneth Thompson Mgmt For For For 1.7 Elect Richard Truly Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TETRA TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTI CUSIP 88162F105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stuart Brightman Mgmt For For For 1.2 Elect Paul Coombs Mgmt For For For 1.3 Elect Ralph Cunningham Mgmt For Withhold Against 1.4 Elect Tom Delimitros Mgmt For For For 1.5 Elect Geoffrey Hertel Mgmt For For For 1.6 Elect Allen McInnes Mgmt For For For 1.7 Elect Kenneth Mitchell Mgmt For For For 1.8 Elect William Sullivan Mgmt For For For 1.9 Elect Kenneth White, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ TEXAS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXI CUSIP 882491103 10/22/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Forward Mgmt For N/A N/A 1.2 Elect Keith Hughes Mgmt For N/A N/A 1.3 Elect Henry Mauz, Jr. Mgmt For N/A N/A 2 Ratification of Auditor Mgmt For N/A N/A 3 Shareholder Proposal Regarding ShrHldr Against N/A N/A Declassifying the Board 4 Shareholder Proposal Regarding ShrHldr Against N/A N/A Majority Vote For Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against N/A N/A Submitting Shareholder Rights Plans to Shareholder Vote - ------------------------------------------------------------------------------------------------------------------ TEXAS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXI CUSIP 882491103 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marjorie Bowen ShrHldr N/A Withhold N/A 1.2 Elect Dennis Johnson ShrHldr N/A For N/A 1.3 Elect Gary Pechota ShrHldr N/A For N/A 2 Ratification of Auditor ShrHldr N/A For N/A 3 Shareholder Proposal Regarding ShrHldr N/A For N/A Declassifying the Board 4 Shareholder Proposal Regarding ShrHldr N/A For N/A Majority Vote For Directors 5 Shareholder Proposal Regarding ShrHldr N/A For N/A Submitting Shareholder Rights Plans to Shareholder Vote - ------------------------------------------------------------------------------------------------------------------ TEXAS ROADHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXRH CUSIP 882681109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect G.J. Hart Mgmt For For For 1.2 Elect Gregory Moore Mgmt For For For 1.3 Elect James Parker Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE BOSTON BEER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAM CUSIP 100557107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Burwick Mgmt For For For 1.2 Elect Pearson Cummin, III Mgmt For For For 1.3 Elect Jean-Michel Valette Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CATO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CATO CUSIP 149205106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Harding Stowe Mgmt For For For 1.2 Elect Edward Weisiger, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jane Elfers Mgmt For For For 2 Elect Robert Fisch Mgmt For For For 3 Elect Louis Lipschitz Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raphael Benaroya ShrHldr N/A N/A N/A 1.2 Elect Jeremy Fingerman ShrHldr N/A N/A N/A 1.3 Elect Ross Glickman ShrHldr N/A N/A N/A 2 Ratification of Auditor ShrHldr N/A N/A N/A 3 Shareholder Proposal Regarding Repeal ShrHldr N/A N/A N/A of Bylaw Amendments - ------------------------------------------------------------------------------------------------------------------ THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Malcolm Elvey Mgmt For For For 1.2 Elect Sally Kasaks Mgmt For For For 1.3 Elect Norman Matthews Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Repeal ShrHldr Against Against For of Bylaw Amendments - ------------------------------------------------------------------------------------------------------------------ THE COOPER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COO CUSIP 216648402 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A.Thomas Bender Mgmt For For For 1.2 Elect Michael Kalkstein Mgmt For For For 1.3 Elect Jody Lindell Mgmt For For For 1.4 Elect Donald Press Mgmt For For For 1.5 Elect Steven Rosenberg Mgmt For For For 1.6 Elect Allan Rubenstein Mgmt For For For 1.7 Elect Robert Weiss Mgmt For For For 1.8 Elect Stanley Zinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ THE DRESS BARN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DBRN CUSIP 261570105 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Usdan Mgmt For For For 1.2 Elect Randy Pearce Mgmt For For For 2 Amendment to the Executive 162(m) Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE E.W. SCRIPPS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SSP CUSIP 811054402 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Ogden Mgmt For For For 1.2 Elect J. Marvin Quin Mgmt For For For 1.3 Elect Kim Williams Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE FINISH LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FINL CUSIP 317923100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bill Kirkendall Mgmt For Withhold Against 1.2 Elect William Carmichael Mgmt For Withhold Against 2 Amendment to Authorized Common Stock Mgmt For For For 3 Amendment to Articles of Incorporation Mgmt For For For 4 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 5 2009 Incentive Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE GREAT ATLANTIC & PACIFIC TEA COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAP CUSIP 390064103 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Barline Mgmt For For For 1.2 Elect Jens-Juergen Bockel Mgmt For For For 1.3 Elect Bobbie Gaunt Mgmt For For For 1.4 Elect Andreas Guldin Mgmt For For For 1.5 Elect Christian Haub Mgmt For For For 1.6 Elect Dan Kourkoumelis Mgmt For For For 1.7 Elect Edward Lewis Mgmt For For For 1.8 Elect Gregory Mays Mgmt For For For 1.9 Elect Maureen Tart-Bezer Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE GREAT ATLANTIC & PACIFIC TEA COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAP CUSIP 390064103 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Preferred Stock 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE GYMBOREE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GYMB CUSIP 403777105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Blair Lambert Mgmt For For For 1.2 Elect Daniel Lyle Mgmt For For For 1.3 Elect Scott Ryles Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE HAIN CELESTIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAIN CUSIP 405217100 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irwin Simon Mgmt For For For 1.2 Elect Barry Alperin Mgmt For For For 1.3 Elect Richard Berke Mgmt For For For 1.4 Elect Beth Bronner Mgmt For For For 1.5 Elect Jack Futterman Mgmt For For For 1.6 Elect Daniel Glickman Mgmt For For For 1.7 Elect Marina Hahn Mgmt For For For 1.8 Elect Roger Meltzer Mgmt For For For 1.9 Elect Lewis Schiliro Mgmt For For For 1.10 Elect Lawrence Zilavy Mgmt For For For 2 2010-2014 Executive Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Amendment to the 2002 Long Term Mgmt For For For Incentive and Stock Award Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE KNOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNOT CUSIP 499184109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Baker Mgmt For For For 1.2 Elect Peter Sachse Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE LACLEDE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LG CUSIP 505597104 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Newberry Mgmt For For For 1.2 Elect Mary Ann Van Lokeren Mgmt For For For 1.3 Elect Douglas Yaeger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE MARCUS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCS CUSIP 566330106 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Marcus Mgmt For For For 1.2 Elect Diane Marcus Gershowitz Mgmt For For For 1.3 Elect Daniel McKeithan, Jr. Mgmt For For For 1.4 Elect Allan Selig Mgmt For For For 1.5 Elect Timothy Hoeksema Mgmt For For For 1.6 Elect Bruce Olson Mgmt For For For 1.7 Elect Philip Milstein Mgmt For For For 1.8 Elect Bronson Haase Mgmt For For For 1.9 Elect James Ericson Mgmt For For For 1.10 Elect Gregory Marcus Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE NAVIGATORS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAVG CUSIP 638904102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H.J. Mervyn Blakeney Mgmt For For For 1.2 Elect Peter Cheney Mgmt For For For 1.3 Elect Terence Deeks Mgmt For For For 1.4 Elect W. Thomas Forrester Mgmt For For For 1.5 Elect Stanley Galanski Mgmt For For For 1.6 Elect John Kirby Mgmt For For For 1.7 Elect Marjorie Raines Mgmt For For For 1.8 Elect Marc Tract Mgmt For For For 2 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SOUTH FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSFG CUSIP 837841105 09/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Conversion of Series 2009-A Preferred Mgmt For For For Stock Into Common Stock 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE STANDARD REGISTER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SR CUSIP 853887107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bailis Mgmt For For For 1.2 Elect Roy Begley, Jr. Mgmt For For For 1.3 Elect F. David Clarke, III Mgmt For For For 1.4 Elect Michael Kohlsdorf Mgmt For For For 1.5 Elect R. Eric McCarthey Mgmt For For For 1.6 Elect Joseph Morgan Mgmt For For For 1.7 Elect John Schiff, Jr. Mgmt For For For 1.8 Elect John Sherman, II Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE STEAK N SHAKE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SNS CUSIP 857873202 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sardar Biglari Mgmt For For For 1.2 Elect Philip Cooley Mgmt For For For 1.3 Elect Ruth Person Mgmt For For For 1.4 Elect William Regan, Jr. Mgmt For For For 1.5 Elect John Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Technical Amendments to Articles of Mgmt For For For Incorporation - ------------------------------------------------------------------------------------------------------------------ THE TORO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TTC CUSIP 891092108 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buhrmaster Mgmt For For For 1.2 Elect Robert Nassau Mgmt For For For 1.3 Elect Christopher Twomey Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERAGENICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGX CUSIP 883375107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect K. Wyatt Engwall Mgmt For For For 1.2 Elect M. Christine Jacobs Mgmt For For For 2 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THQ INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THQI CUSIP 872443403 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Farrell Mgmt For For For 1.2 Elect Lawrence Burstein Mgmt For For For 1.3 Elect Henry DeNero Mgmt For For For 1.4 Elect Brian Dougherty Mgmt For Withhold Against 1.5 Elect Jeffrey Griffiths Mgmt For For For 1.6 Elect Gary Rieschel Mgmt For For For 1.7 Elect James Whims Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TICKETMASTER ENTERTAINMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TKTM CUSIP 88633P302 01/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2.1 Elect Irving Azoff Mgmt For For For 2.2 Elect Terry Barnes Mgmt For For For 2.3 Elect Mark Carleton Mgmt For For For 2.4 Elect Brian Deevy Mgmt For For For 2.5 Elect Barry Diller Mgmt For Withhold Against 2.6 Elect Jonathan Dolgen Mgmt For For For 2.7 Elect Diane Irvine Mgmt For For For 2.8 Elect Craig Jacobson Mgmt For For For 2.9 Elect Victor Kaufman Mgmt For For For 2.10 Elect Michael Leitner Mgmt For For For 2.11 Elect Jonathan Miller Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2008 Stock and Mgmt For Against Against Annual Incentive Plan 5 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOLLGRADE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLGD CUSIP 889542106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Chandler Mgmt For For For 1.2 Elect Joseph Ferrara Mgmt For For For 1.3 Elect Richard Heibel Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Robert Kampmeinert Mgmt For For For 1.6 Elect Edward Kennedy Mgmt For For For 1.7 Elect Edward B. Meyercord, III Mgmt For For For 1.8 Elect Jeffrey Solomon Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOLLGRADE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLGD CUSIP 889542106 08/05/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Chandler ShrHldr N/A N/A N/A 1.2 Elect Edward Meyercord III ShrHldr N/A N/A N/A 1.3 Elect Jeffrey Solomon ShrHldr N/A N/A N/A 1.4 Elect Joseph Ferrara ShrHldr N/A N/A N/A 1.5 Elect Brian Mullins ShrHldr N/A N/A N/A 2 Ratification of Auditor ShrHldr N/A N/A N/A 3 Amendment to the 2006 Long-Term ShrHldr N/A N/A N/A Incentive Plan - ------------------------------------------------------------------------------------------------------------------ TOLLGRADE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLGD CUSIP 889542106 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Barnes Mgmt For For For 1.2 Elect Charles Hoffman Mgmt For For For 1.3 Elect David Egan Mgmt For For For 1.4 Elect Joseph Ferrara Mgmt For For For 1.5 Elect Brian Mullins Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ TOMPKINS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TMP CUSIP 890110109 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Paul Battaglia Mgmt For For For 1.3 Elect James Byrnes Mgmt For For For 1.4 Elect Daniel Fessenden Mgmt For For For 1.5 Elect James Fulmer Mgmt For For For 1.6 Elect Reeder Gates Mgmt For For For 1.7 Elect James Hardie Mgmt For For For 1.8 Elect Carl Haynes Mgmt For For For 1.9 Elect Susan Henry Mgmt For For For 1.10 Elect Patricia Johnson Mgmt For For For 1.11 Elect Sandra Parker Mgmt For For For 1.12 Elect Thomas Rochon Mgmt For For For 1.13 Elect Stephen Romaine Mgmt For For For 1.14 Elect Thomas Salm Mgmt For For For 1.15 Elect Michael Spain Mgmt For For For 1.16 Elect William Spain, Jr. Mgmt For For For 1.17 Elect Craig Yunker Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOWER GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWGP CUSIP 891777104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Bryan Mgmt For For For 1.2 Elect Robert Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TRACTOR SUPPLY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TSCO CUSIP 892356106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect William Bass Mgmt For For For 1.4 Elect Jack Bingleman Mgmt For For For 1.5 Elect Richard Frost Mgmt For For For 1.6 Elect Cynthia Jamison Mgmt For For For 1.7 Elect Gerard Jones Mgmt For For For 1.8 Elect George MacKenzie Mgmt For For For 1.9 Elect Edna Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRADESTATION GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRAD CUSIP 89267P105 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denise Dickins Mgmt For For For 1.2 Elect Michael Fipps Mgmt For For For 1.3 Elect Nathan Leight Mgmt For For For 1.4 Elect Salomon Sredni Mgmt For For For 1.5 Elect Charles Wright Mgmt For For For 2 Nonemployee Director Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TREDEGAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TG CUSIP 894650100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Cowles Mgmt For For For 1.2 Elect John Gottwald Mgmt For For For 1.3 Elect Nancy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRIQUINT SEMICONDUCTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TQNT CUSIP 89674K103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Gary Mgmt For For For 2 Elect C. Scott Gibson Mgmt For For For 3 Elect David Ho Mgmt For For For 4 Elect Nicolas Kauser Mgmt For For For 5 Elect Ralph Quinsey Mgmt For For For 6 Elect Walden Rhines Mgmt For For For 7 Elect Steven Sharp Mgmt For For For 8 Elect Willis Young Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRIUMPH GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGI CUSIP 896818101 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRIUMPH GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGI CUSIP 896818101 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bourgon Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Richard Ill Mgmt For For For 1.4 Elect Claude Kronk Mgmt For For For 1.5 Elect Joseph Silvestri Mgmt For For For 1.6 Elect George Simpson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRUE RELIGION APPAREL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRLG CUSIP 89784N104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Lubell Mgmt For For For 1.2 Elect Marcello Bottoli Mgmt For For For 1.3 Elect Joseph Coulombe Mgmt For For For 1.4 Elect G. Louis Graziadio III Mgmt For For For 1.5 Elect Robert Harris II Mgmt For For For 1.6 Elect Seth Johnson Mgmt For For For 1.7 Elect Mark Maron Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRUEBLUE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Cooper Mgmt For For For 2 Elect Thomas McChesney Mgmt For For For 3 Elect Gates McKibbin Mgmt For For For 4 Elect Joseph Sambataro, Jr. Mgmt For For For 5 Elect Bonnie Soodik Mgmt For For For 6 Elect William Steele Mgmt For For For 7 Elect Robert Sullivan Mgmt For For For 8 Elect Craig Tall Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2010 Employee Stock Purchase Plan Mgmt For For For 11 Amendment to the 2005 Long-Term Mgmt For Against Against Equity Incentive Plan - ------------------------------------------------------------------------------------------------------------------ TRUSTCO BANK CORP NY TICKER SECURITY ID: MEETING DATE MEETING STATUS TRST CUSIP 898349105 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis DeGennaro Mgmt For For For 2 Elect Joseph Lucarelli Mgmt For For For 3 Elect Robert McCormick Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TTM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TTM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bass Mgmt For For For 1.2 Elect Thomas Edman Mgmt For For For 1.3 Elect Tom Tang Chung Yen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TUESDAY MORNING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TUES CUSIP 899035505 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Quinnell Mgmt For For For 1.2 Elect Kathleen Mason Mgmt For For For 1.3 Elect William Hunckler, lll Mgmt For For For 1.4 Elect Robin Selati Mgmt For For For 1.5 Elect Starlette Johnson Mgmt For For For 1.6 Elect Benjamin Chereskin Mgmt For For For 1.7 Elect David Green Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TWEEN BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWB CUSIP 901166108 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYLER TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYL CUSIP 902252105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Brattain Mgmt For For For 1.2 Elect J. Luther King, Jr. Mgmt For For For 1.3 Elect John S. Marr, Jr. Mgmt For For For 1.4 Elect G. Stuart Reeves Mgmt For For For 1.5 Elect Michael D. Richards Mgmt For For For 1.6 Elect Dustin Womble Mgmt For For For 1.7 Elect John Yeaman Mgmt For For For 2 2010 Stock Option Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UIL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UIL CUSIP 902748102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thelma Albright Mgmt For For For 1.2 Elect Marc Breslawsky Mgmt For For For 1.3 Elect Arnold Chase Mgmt For For For 1.4 Elect Betsy Henley-Cohn Mgmt For For For 1.5 Elect John Lahey Mgmt For For For 1.6 Elect Daniel Miglio Mgmt For For For 1.7 Elect William Murdy Mgmt For For For 1.8 Elect Donald Shassian Mgmt For For For 1.9 Elect James Thomas Mgmt For For For 1.10 Elect James Torgerson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRATECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTEK CUSIP 904034105 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Raney Mgmt For For For 1.2 Elect Henri Richard Mgmt For For For 1.3 Elect Vincent Sollitto, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Amendment to the 1993 Stock Mgmt For For For Option/Stock Issuance Plan 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ UMB FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMBF CUSIP 902788108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bradley, Jr. Mgmt For For For 1.2 Elect Peter J. deSilva Mgmt For For For 1.3 Elect Terrence P. Dunn Mgmt For For For 1.4 Elect Alexander C. Kemper Mgmt For For For 1.5 Elect Kris A. Robbins Mgmt For For For 1.6 Elect Nancy K. Buese Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ UMPQUA HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMPQ CUSIP 904214103 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Davis Mgmt For For For 2 Elect David Frohnmayer Mgmt For For For 3 Elect William Lansing Mgmt For For For 4 Elect Hilliard Terry III Mgmt For For For 5 Elect Peggy Fowler Mgmt For For For 6 Elect Stephen Gambee Mgmt For For For 7 Elect Luis Machuca Mgmt For For For 8 Elect Bryan Timm Mgmt For For For 9 Elect Allyn Ford Mgmt For For For 10 Elect Jose Hermocillo Mgmt For For For 11 Elect Diane Miller Mgmt For For For 12 Elect Frank Whittaker Mgmt For For For 13 Increase in Authorized Shares of Mgmt For For For Common and Preferred Stock 14 Amendment to the 2003 Equity Mgmt For For For Compensation Plan 15 Extension of 2005 Performance Based Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNIFIRST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNF CUSIP 904708104 01/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cynthia Croatti Mgmt For For For 1.2 Elect Phillip Cohen Mgmt For For For 1.3 Elect Michael Iandoli Mgmt For For For 2 Amendment to the 1996 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNISOURCE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNS CUSIP 909205106 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Bonavia Mgmt For For For 2 Elect Lawrence Aldrich Mgmt For For For 3 Elect Barbara Baumann Mgmt For For For 4 Elect Larry Bickle Mgmt For For For 5 Elect Harold Burlingame Mgmt For For For 6 Elect Robert Elliott Mgmt For For For 7 Elect Daniel Fessler Mgmt For For For 8 Elect Louise Francesconi Mgmt For For For 9 Elect Warren Jobe Mgmt For For For 10 Elect Ramiro Peru Mgmt For For For 11 Elect Gregory Pivirotto Mgmt For For For 12 Elect Joaquin Ruiz Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED BANKSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UBSI CUSIP 909907107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adams Mgmt For For For 1.2 Elect Robert Astorg Mgmt For For For 1.3 Elect W. Gaston Caperton, III Mgmt For For For 1.4 Elect Lawrence Doll Mgmt For For For 1.5 Elect Theodore Georgelas Mgmt For Withhold Against 1.6 Elect F. T. Graff, Jr. Mgmt For For For 1.7 Elect John McMahon Mgmt For For For 1.8 Elect J. Paul McNamara Mgmt For For For 1.9 Elect G. Ogden Nutting Mgmt For For For 1.10 Elect William Pitt, III Mgmt For For For 1.11 Elect Donald Unger Mgmt For For For 1.12 Elect Mary Weddle Mgmt For For For 1.13 Elect Gary White Mgmt For For For 1.14 Elect P. Clinton Winter, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED COMMUNITY BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCBI CUSIP 90984P105 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jimmy C. Tallent Mgmt For For For 1.2 Elect Robert Head, Jr. Mgmt For For For 1.3 Elect W. C. Nelson, Jr. Mgmt For For For 1.4 Elect Robert Blalock Mgmt For For For 1.5 Elect L. Cathy Cox Mgmt For For For 1.6 Elect Hoyt Holloway Mgmt For For For 1.7 Elect John Stephens Mgmt For For For 1.8 Elect Tim Wallis Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to Authorize the Board to Mgmt For For For Alter Bylaws and Remove Supermajority Vote Requirement 4 Approval of the Sale of Convertible Mgmt For For For Preferred Stock and Grant of a Warrant 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED FIRE & CASUALTY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS UFCS CUSIP 910331107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Noyce Mgmt For For For 1.2 Elect Mary Quass Mgmt For For For 1.3 Elect John Rife Mgmt For For For 1.4 Elect Kyle Skogman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Cianciolo Mgmt For For For 2 Elect Peter Roy Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED ONLINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNTD CUSIP 911268100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Berglass Mgmt For For For 1.2 Elect Kenneth Coleman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Incentive Compensation Plan Mgmt For Against Against 4 2010 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED STATIONERS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USTR CUSIP 913004107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Haley Mgmt For For For 1.2 Elect Benson Shapiro Mgmt For For For 1.3 Elect Alex Zoughlin Mgmt For For For 1.4 Elect Noah Maffitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNIVERSAL ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UEIC CUSIP 913483103 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul D. Arling Mgmt For For For 1.2 Elect Satjiv S. Chahil Mgmt For For For 1.3 Elect William C. Mulligan Mgmt For For For 1.4 Elect J.C. Sparkman Mgmt For For For 1.5 Elect Gregory P. Stapleton Mgmt For For For 1.6 Elect Carl E. Vogel Mgmt For For For 1.7 Elect Edward K. Zinser Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ UNIVERSAL FOREST PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UFPI CUSIP 913543104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Currie Mgmt For For For 1.2 Elect John Engler Mgmt For For For 1.3 Elect Michael Glenn Mgmt For For For 1.4 Elect Bruce Merino Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNIVERSAL TECHNICAL INSTITUTE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTI CUSIP 913915104 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect A. Richard Caputo, Jr. Mgmt For For For 2 Elect Allan Gilmour Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ URSTADT BIDDLE PROPERTIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UBA CUSIP 917286205 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Willing Biddle Mgmt For For For 1.2 Elect E. Virgil Conway Mgmt For For For 1.3 Elect Robert Mueller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Dividend Mgmt For For For Reinvestment and Share Purchase Plan 4 Amendment to the Restricted Stock Mgmt For Against Against Award Plan - ------------------------------------------------------------------------------------------------------------------ USA MOBILITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USMO CUSIP 90341G103 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas Gallopo Mgmt For For For 1.2 Elect Vincent Kelly Mgmt For For For 1.3 Elect Brian O'Reilly Mgmt For For For 1.4 Elect Matthew Oristano Mgmt For For For 1.5 Elect Thomas Schilling Mgmt For For For 1.6 Elect Samme Thompson Mgmt For For For 1.7 Elect Royce Yudkoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSEA CUSIP 922207105 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Xun (Eric) Chen Mgmt For For For 1.2 Elect Dennis Schmal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VEECO INSTRUMENTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VECO CUSIP 922417100 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roger McDaniel Mgmt For For For 1.2 Elect John Peeler Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VIAD CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VVI CUSIP 92552R406 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Isabella Cunningham Mgmt For For For 2 Elect Jess Hay Mgmt For For For 3 Elect Albert Teplin Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VIASAT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSAT CUSIP 92552V100 10/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Johnson Mgmt For For For 1.2 Elect John Stenbit Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ VICOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VICR CUSIP 925815102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Anderson Mgmt For Withhold Against 1.2 Elect Estia Eichten Mgmt For Withhold Against 1.3 Elect Barry Kelleher Mgmt For Withhold Against 1.4 Elect David Riddiford Mgmt For Withhold Against 1.5 Elect James Simms Mgmt For Withhold Against 1.6 Elect Claudio Tuozzolo Mgmt For Withhold Against 1.7 Elect Patrizio Vinciarelli Mgmt For Withhold Against 1.8 Elect Jason Carlson Mgmt For Withhold Against 1.9 Elect Liam Griffin Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ VIROPHARMA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VPHM CUSIP 928241108 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Baldino, Jr. Mgmt For Withhold Against 1.2 Elect William Claypool Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VOLCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLCM CUSIP 92864N101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rene Woolcott Mgmt For For For 1.2 Elect Richard Woolcott Mgmt For For For 1.3 Elect Douglas Ingram Mgmt For For For 1.4 Elect Anthony Palma Mgmt For For For 1.5 Elect Joseph Tyson Mgmt For For For 1.6 Elect Carl Womack Mgmt For For For 1.7 Elect Kevin Wulff Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WATSCO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSO CUSIP 942622200 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Berner III Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WATTS WATER TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WTS CUSIP 942749102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Ayers Mgmt For For For 1.2 Elect Kennett Burnes Mgmt For For For 1.3 Elect Richard Cathcart Mgmt For For For 1.4 Elect Ralph Jackson, Jr. Mgmt For For For 1.5 Elect Kenneth McAvoy Mgmt For For For 1.6 Elect John McGillicuddy Mgmt For For For 1.7 Elect Gordon Moran Mgmt For For For 1.8 Elect Patrick O'Keefe Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WAUSAU PAPER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CUSIP 943315101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Baur Mgmt For For For 1.2 Elect Dennis Kuester Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WD-40 COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WDFC CUSIP 929236107 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Adams, Jr. Mgmt For For For 1.2 Elect Giles Bateman Mgmt For For For 1.3 Elect Peter Bewley Mgmt For For For 1.4 Elect Richard Collato Mgmt For For For 1.5 Elect Mario Crivello Mgmt For For For 1.6 Elect Linda Lang Mgmt For For For 1.7 Elect Garry Ridge Mgmt For For For 1.8 Elect Neal Schmale Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEBSENSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WBSN CUSIP 947684106 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Carrington Mgmt For For For 1.2 Elect Bruce Coleman Mgmt For For For 1.3 Elect Gene Hodges Mgmt For For For 1.4 Elect John Schaefer Mgmt For For For 1.5 Elect Gary Sutton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas W. Hofmann Mgmt For For For 1.2 Elect L. Robert Johnson Mgmt For For For 1.3 Elect John P. Neafsey Mgmt For For For 1.4 Elect Geoffrey F. Worden Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WHITNEY HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WTNY CUSIP 966612103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hardy Fowler Mgmt For For For 1.2 Elect Eric Nickelsen Mgmt For For For 1.3 Elect Kathryn Sullivan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WILSHIRE BANCORP, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WIBC CUSIP 97186T108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kyu-Hyun Kim Mgmt For For For 1.2 Elect Young Hi Pak Mgmt For For For 1.3 Elect Joanne Kim Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irvin Aal Mgmt For For For 1.2 Elect Joseph England Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WINTRUST FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WTFC CUSIP 97650W108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Crist Mgmt For For For 1.2 Elect Bruce Crowther Mgmt For For For 1.3 Elect Joseph Damico Mgmt For For For 1.4 Elect Bert Getz, Jr. Mgmt For For For 1.5 Elect H. Patrick Hackett Mgmt For For For 1.6 Elect Scott Heitmann Mgmt For For For 1.7 Elect Charles James Mgmt For For For 1.8 Elect Albin Moschner Mgmt For For For 1.9 Elect Thomas Neis Mgmt For For For 1.10 Elect Christopher Perry Mgmt For For For 1.11 Elect Hollis Rademacher Mgmt For For For 1.12 Elect Ingrid Stafford Mgmt For For For 1.13 Elect Edward Wehmer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOLVERINE WORLD WIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WWW CUSIP 978097103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boromisa Mgmt For For For 1.2 Elect David Kollat Mgmt For For For 1.3 Elect David Mehney Mgmt For For For 1.4 Elect Timothy O'Donovan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Stock Incentive Plan of 2010 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WORLD ACCEPTANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRLD CUSIP 981419104 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Alexander McLean, lll Mgmt For For For 1.2 Elect James Gilreath Mgmt For For For 1.3 Elect William Hummers, lll Mgmt For For For 1.4 Elect Charles Way Mgmt For For For 1.5 Elect Ken Bramlett, Jr. Mgmt For For For 1.6 Elect Mark Roland Mgmt For For For 1.7 Elect Darrell Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WORLD FUEL SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INT CUSIP 981475106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Stebbins Mgmt For For For 1.2 Elect Michael Kasbar Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Joachim Heel Mgmt For For For 1.5 Elect Richard Kassar Mgmt For For For 1.6 Elect Myles Klein Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Stephen Roddenberry Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WRIGHT EXPRESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WXS CUSIP 98233Q105 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Shikhar Ghosh Mgmt For For For 1.2 Elect Kirk Pond Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZLC CUSIP 988858106 12/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Yuval Braverman Mgmt For For For 1.2 Elect Richard Breeden Mgmt For For For 1.3 Elect James Cotter Mgmt For For For 1.4 Elect Neal Goldberg Mgmt For For For 1.5 Elect John Lowe, Jr. Mgmt For For For 1.6 Elect Thomas Shull Mgmt For For For 1.7 Elect Charles Sonsteby Mgmt For For For 1.8 Elect David Szymanski Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZENITH NATIONAL INSURANCE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZNT CUSIP 989390109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZEP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZEP CUSIP 98944B108 01/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Brown Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Sidney Nurkin Mgmt For For For 2 Omnibus Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZOLL MEDICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZOLL CUSIP 989922109 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Biondi Mgmt For For For 1.2 Elect Robert Halliday Mgmt For For For 1.3 Elect Lewis Rosenblum Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZUMIEZ INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZUMZ CUSIP 989817101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William M. Barnum Mgmt For For For 2 Elect Gerald F. Ryles Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Mid Cap Growth Portfolio II 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dionisio Mgmt For For For 1.2 Elect Robert Lowe Mgmt For For For 1.3 Elect Norman Mineta Mgmt For For For 1.4 Elect William Rutledge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 2 Amendment to the 2004 Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Barbara Jeremiah Mgmt For For For 1.3 Elect John Turner Mgmt For For For 2 Amendment to the 2007 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BECKMAN COULTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BED BATH & BEYOND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Schlesinger Mgmt For For For 2 Elect Thomas Shields Mgmt For For For 3 Elect Herbert Zarkin Mgmt For For For 4 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BURGER KING HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKC CUSIP 121208201 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chidsey Mgmt For For For 1.2 Elect Richard Boyce Mgmt For For For 1.3 Elect David Brandon Mgmt For Withhold Against 1.4 Elect Ronald Dykes Mgmt For For For 1.5 Elect Peter Formanek Mgmt For For For 1.6 Elect Manuel Garcia Mgmt For For For 1.7 Elect Sanjeev Mehra Mgmt For For For 1.8 Elect Brian Swette Mgmt For For For 1.9 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ CEPHALON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ COLDWATER CREEK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CWTR CUSIP 193068103 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Alexander Mgmt For For For 1.2 Elect Jerry Gramaglia Mgmt For For For 1.3 Elect Kay Isaacson-Leibowitz Mgmt For For For 2 Approval of the material terms of the Mgmt For Against Against Performance Criteria for Executive Incentive Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DELTA AIR LINES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DALRQ CUSIP 247361702 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ DEVRY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DV CUSIP 251893103 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darren Huston Mgmt For For For 1.2 Elect William Keevan Mgmt For For For 1.3 Elect Lyle Logan Mgmt For For For 1.4 Elect Julie McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For Withhold Against 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For For For 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Employee Stock Option Exchange Program Mgmt For Against Against 12 Amendment to the 2000 Equity Mgmt For Against Against Incentive Plan 13 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ H. J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Knight Mgmt For For For 1.2 Elect Randy Knight Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 2 Amendment to the 2005 Executive Cash Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEAPFROG ENTERPRISES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LF CUSIP 52186N106 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Option Exchange Program Mgmt For Against Against 2 Amendment to the 2002 Equity Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ LEAPFROG ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LF CUSIP 52186N106 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Chiasson Mgmt For Withhold Against 1.2 Elect Jeffrey Katz Mgmt For Withhold Against 1.3 Elect Thomas Kalinske Mgmt For Withhold Against 1.4 Elect Paul Marinelli Mgmt For Withhold Against 1.5 Elect Stanley Maron Mgmt For For For 1.6 Elect E. Stanton McKee, Jr. Mgmt For For For 1.7 Elect David Nagel Mgmt For For For 1.8 Elect Philip Simon Mgmt For Withhold Against 1.9 Elect Caden Wang Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marcos Galperin Mgmt For For For 1.2 Elect Emiliano Calemzuk Mgmt For For For 1.3 Elect Veronica Serra Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MOLX CUSIP 608554101 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michelle Collins Mgmt For For For 1.2 Elect Fred Krehbiel Mgmt For Withhold Against 1.3 Elect David Landsittel Mgmt For For For 1.4 Elect Joe Laymon Mgmt For For For 1.5 Elect James Metcalf Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect Robert Chrenc Mgmt For For For 3 Elect John Gaulding Mgmt For For For 4 Elect Edmund Giambastiani, Jr. Mgmt For For For 5 Elect Cynthia McCague Mgmt For For For 6 Elect Jeffrey Rayport Mgmt For For For 7 Elect Roberto Tunioli Mgmt For For For 8 Elect Timothy Yates Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYRIAD GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYGN CUSIP 62855J104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Henderson Mgmt For For For 1.2 Elect S. Louise Phanstiel Mgmt For For For 2 Amendment to the 2003 Employee, Mgmt For Against Against Director and Consultant Stock Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Lombardi Mgmt For For For 1.2 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHldr Against For Against for Superior Performance 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For Against Against Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETLOGIC MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Perham Mgmt For For For 1.2 Elect Alan Krock Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 686091109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence O'Reilly Mgmt For For For 2 Elect Rosalie O'Reilly-Wooten Mgmt For For For 3 Elect Thomas Hendrickson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAA CUSIP 697900108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Robert Pirooz Mgmt For For For 1.4 Elect William Fleckenstein Mgmt For For For 1.5 Elect Michael Maloney Mgmt For For For 1.6 Elect Michael Larson Mgmt For For For 1.7 Elect Paul Sweeney Mgmt For Withhold Against 1.8 Elect David Press Mgmt For For For 1.9 Elect Walter Segsworth Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Rollwagen Mgmt For For For 1.2 Elect Vito Baumgartner Mgmt For For For 1.3 Elect Jean-Paul Montupet Mgmt For For For 1.4 Elect Lucio Stanca Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Fuller Mgmt For For For 1.2 Elect Robert Raynolds Mgmt For For For 1.3 Elect Stephen Smiley Mgmt For For For 1.4 Elect Christopher Viggiano Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ball Mgmt For For For 1.2 Elect John Colson Mgmt For For For 1.3 Elect John Conaway Mgmt For For For 1.4 Elect Ralph DiSibio Mgmt For For For 1.5 Elect Bernard Fried Mgmt For For For 1.6 Elect Louis Golm Mgmt For For For 1.7 Elect Worthing Jackman Mgmt For For For 1.8 Elect Bruce Ranck Mgmt For For For 1.9 Elect John Wilson Mgmt For For For 1.10 Elect Pat Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ QUICKSILVER RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KWK CUSIP 74837R104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anne Darden Self Mgmt For Withhold Against 1.2 Elect Steven Morris Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Amendment to the 2005 Equity-Based Mgmt For Against Against Compensation Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Floyd Mgmt For For For 1.2 Elect Christopher Schaepe Mgmt For For For 1.3 Elect James Swartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SBA COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Krouse, Jr. Mgmt For For For 1.2 Elect Kevin Beebe Mgmt For For For 1.3 Elect Jack Langer Mgmt For For For 1.4 Elect Jeffrey Stoops Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 2010 Performance and Equity Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ SEAGATE TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS STX CUSIP G7945J104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect David Marquardt Mgmt For For For 5 Elect Lydia Marshall Mgmt For For For 6 Elect Albert Pimentel Mgmt For For For 7 Elect C.S. Park Mgmt For For For 8 Elect Gregorio Reyes Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Elect Edward Zander Mgmt For For For 11 Amendment to the Employee Stock Mgmt For For For Purchase Plan 12 Employee Stock Option Exchange Program Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 8 Amendments to Portfolio Share Plan Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Miller Mgmt For For For 1.2 Elect Jack Schuler Mgmt For For For 1.3 Elect Thomas Brown Mgmt For For For 1.4 Elect Rod Dammeyer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect Jonathan Lord Mgmt For For For 1.7 Elect John Patience Mgmt For For For 1.8 Elect James W.P. Reid-Anderson Mgmt For For For 1.9 Elect Ronald Spaeth Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUNOCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CUSIP 86764P109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Edwards Mgmt For For For 1.2 Elect Lynn Elsenhans Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Rosemarie Greco Mgmt For For For 1.5 Elect John Jones, III Mgmt For For For 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For For For 2 Senior Executive Incentive Plan Mgmt For For For 3 Long-Term Performance Enhancement Mgmt For For For Plan III 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TCF FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Bell Mgmt For For For 1.2 Elect William Bieber Mgmt For For For 1.3 Elect Theodore Bigos Mgmt For For For 1.4 Elect William Cooper Mgmt For For For 1.5 Elect Thomas Cusick Mgmt For For For 1.6 Elect Luella Goldberg Mgmt For For For 1.7 Elect George Johnson Mgmt For For For 1.8 Elect Vance Opperman Mgmt For For For 1.9 Elect Gregory Pulles Mgmt For For For 1.10 Elect Gerald Schwalbach Mgmt For For For 1.11 Elect Douglas Scovanner Mgmt For For For 1.12 Elect Ralph Strangis Mgmt For For For 1.13 Elect Barry Winslow Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Eliminating Supermajority Provisions 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John McNabb II Mgmt For For For 2 Elect Robert Sluder Mgmt For For For 3 Elect S. Miller Williams Mgmt For For For 4 2010 Stock and Incentive Compensation Mgmt For Against Against Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Mid Cap Growth Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dionisio Mgmt For For For 1.2 Elect Robert Lowe Mgmt For For For 1.3 Elect Norman Mineta Mgmt For For For 1.4 Elect William Rutledge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 2 Amendment to the 2004 Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Barbara Jeremiah Mgmt For For For 1.3 Elect John Turner Mgmt For For For 2 Amendment to the 2007 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Kane Mgmt For For For 2 Elect Cary McMillan Mgmt For For For 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BECKMAN COULTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BED BATH & BEYOND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Schlesinger Mgmt For For For 2 Elect Thomas Shields Mgmt For For For 3 Elect Herbert Zarkin Mgmt For For For 4 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jere Drummond Mgmt For For For 1.2 Elect Timothy Manganello Mgmt For For For 1.3 Elect John McKernan, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BURGER KING HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKC CUSIP 121208201 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chidsey Mgmt For For For 1.2 Elect Richard Boyce Mgmt For For For 1.3 Elect David Brandon Mgmt For Withhold Against 1.4 Elect Ronald Dykes Mgmt For For For 1.5 Elect Peter Formanek Mgmt For For For 1.6 Elect Manuel Garcia Mgmt For For For 1.7 Elect Sanjeev Mehra Mgmt For For For 1.8 Elect Brian Swette Mgmt For For For 1.9 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Polacek Mgmt For For For 2 Elect ReBecca Roloff Mgmt For For For 3 Elect Michael Wickham Mgmt For For For 4 2010 Non-Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CELANESE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Weidman Mgmt For For For 2 Elect Mark Rohr Mgmt For For For 3 Elect Farah Walters Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CEPHALON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ COLDWATER CREEK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CWTR CUSIP 193068103 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Alexander Mgmt For For For 1.2 Elect Jerry Gramaglia Mgmt For For For 1.3 Elect Kay Isaacson-Leibowitz Mgmt For For For 2 Approval of the material terms of the Mgmt For Against Against Performance Criteria for Executive Incentive Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DELTA AIR LINES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DALRQ CUSIP 247361702 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ DEVRY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DV CUSIP 251893103 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darren Huston Mgmt For For For 1.2 Elect William Keevan Mgmt For For For 1.3 Elect Lyle Logan Mgmt For For For 1.4 Elect Julie McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For Withhold Against 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For For For 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Employee Stock Option Exchange Program Mgmt For Against Against 12 Amendment to the 2000 Equity Mgmt For Against Against Incentive Plan 13 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ H. J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Brian Goldner Mgmt For For For 1.8 Elect Jack Greenberg Mgmt For For For 1.9 Elect Alan Hassenfeld Mgmt For For For 1.10 Elect Tracy Leinbach Mgmt For For For 1.11 Elect Edward Philip Mgmt For For For 1.12 Elect Alfred Verrecchia Mgmt For For For 2 Amendment to the Restated 2003 Stock Mgmt For Against Against Incentive Performance Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEWITT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEW CUSIP 42822Q100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judson Green Mgmt For For For 1.2 Elect Michael Greenlees Mgmt For For For 1.3 Elect Steven Stanbrook Mgmt For For For 1.4 Elect Stacey Mobley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ILLUMINA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ILMN CUSIP 452327109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Grint Mgmt For For For 1.2 Elect David Walt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees - ------------------------------------------------------------------------------------------------------------------ INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 2 Employee Stock Option Exchange Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JACK IN THE BOX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JACK CUSIP 466367109 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Alpert Mgmt For For For 1.2 Elect David Goebel Mgmt For For For 1.3 Elect Murray Hutchison Mgmt For For For 1.4 Elect Linda Lang Mgmt For For For 1.5 Elect Michael Murphy Mgmt For For For 1.6 Elect David Tehle Mgmt For For For 1.7 Elect Winifred Webb Mgmt For For For 2 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KB HOME TICKER SECURITY ID: MEETING DATE MEETING STATUS KBH CUSIP 48666K109 04/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bollenbach Mgmt For Against Against 2 Elect Timothy Finchem Mgmt For Against Against 3 Elect Kenneth Jastrow, II Mgmt For Against Against 4 Elect Robert Johnson Mgmt For Against Against 5 Elect Melissa Lora Mgmt For Against Against 6 Elect Michael McCaffery Mgmt For Against Against 7 Elect Jeffrey Mezger Mgmt For Against Against 8 Elect Leslie Moonves Mgmt For Against Against 9 Elect Luis Nogales Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 2010 Equity Incentive Plan Mgmt For For For 12 Shareholder Proposal Regarding Pay ShrHldr Against For Against for Superior Performance 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Proponent Engagement Process - ------------------------------------------------------------------------------------------------------------------ KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Knight Mgmt For For For 1.2 Elect Randy Knight Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 2 Amendment to the 2005 Executive Cash Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEAPFROG ENTERPRISES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LF CUSIP 52186N106 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Option Exchange Program Mgmt For Against Against 2 Amendment to the 2002 Equity Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ LEAPFROG ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LF CUSIP 52186N106 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Chiasson Mgmt For Withhold Against 1.2 Elect Jeffrey Katz Mgmt For Withhold Against 1.3 Elect Thomas Kalinske Mgmt For Withhold Against 1.4 Elect Paul Marinelli Mgmt For Withhold Against 1.5 Elect Stanley Maron Mgmt For For For 1.6 Elect E. Stanton McKee, Jr. Mgmt For For For 1.7 Elect David Nagel Mgmt For For For 1.8 Elect Philip Simon Mgmt For Withhold Against 1.9 Elect Caden Wang Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Adam Mgmt For For For 1.2 Elect Raymond Dittamore Mgmt For For For 1.3 Elect Arnold Levine Mgmt For For For 1.4 Elect Bradley Lorimier Mgmt For For For 1.5 Elect David U'Prichard Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Adoption of Majority Vote for Election of Directors) 4 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Elimination of Supermajority Requirement) 5 Amendment to the Bylaws of the Mgmt For For For Company (Adoption of Majority Vote for Election of Directors) 6 Amendment to the Bylaws of the Mgmt For For For Company (Elimination of Supermajority Provisions) 7 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marcos Galperin Mgmt For For For 1.2 Elect Emiliano Calemzuk Mgmt For For For 1.3 Elect Veronica Serra Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MGM MIRAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Baldwin Mgmt For For For 1.2 Elect William Bible Mgmt For For For 1.3 Elect Burton Cohen Mgmt For For For 1.4 Elect Willie Davis Mgmt For For For 1.5 Elect Kenny Guinn Mgmt For For For 1.6 Elect Alexis Herman Mgmt For Withhold Against 1.7 Elect Roland Hernandez Mgmt For For For 1.8 Elect Kirk Kerkorian Mgmt For Withhold Against 1.9 Elect Anthony Mandekic Mgmt For For For 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For For For 1.12 Elect Daniel Taylor Mgmt For For For 1.13 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For 4 Shareholder Report Regarding ShrHldr Against Against For Sustainability Report 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MOLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MOLX CUSIP 608554101 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michelle Collins Mgmt For For For 1.2 Elect Fred Krehbiel Mgmt For Withhold Against 1.3 Elect David Landsittel Mgmt For For For 1.4 Elect Joe Laymon Mgmt For For For 1.5 Elect James Metcalf Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect Robert Chrenc Mgmt For For For 3 Elect John Gaulding Mgmt For For For 4 Elect Edmund Giambastiani, Jr. Mgmt For For For 5 Elect Cynthia McCague Mgmt For For For 6 Elect Jeffrey Rayport Mgmt For For For 7 Elect Roberto Tunioli Mgmt For For For 8 Elect Timothy Yates Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYRIAD GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYGN CUSIP 62855J104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Henderson Mgmt For For For 1.2 Elect S. Louise Phanstiel Mgmt For For For 2 Amendment to the 2003 Employee, Mgmt For Against Against Director and Consultant Stock Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Lombardi Mgmt For For For 1.2 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHldr Against For Against for Superior Performance 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For Against Against Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETLOGIC MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Perham Mgmt For For For 1.2 Elect Alan Krock Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 686091109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence O'Reilly Mgmt For For For 2 Elect Rosalie O'Reilly-Wooten Mgmt For For For 3 Elect Thomas Hendrickson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAA CUSIP 697900108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Robert Pirooz Mgmt For For For 1.4 Elect William Fleckenstein Mgmt For For For 1.5 Elect Michael Maloney Mgmt For For For 1.6 Elect Michael Larson Mgmt For For For 1.7 Elect Paul Sweeney Mgmt For Withhold Against 1.8 Elect David Press Mgmt For For For 1.9 Elect Walter Segsworth Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Rollwagen Mgmt For For For 1.2 Elect Vito Baumgartner Mgmt For For For 1.3 Elect Jean-Paul Montupet Mgmt For For For 1.4 Elect Lucio Stanca Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Fuller Mgmt For For For 1.2 Elect Robert Raynolds Mgmt For For For 1.3 Elect Stephen Smiley Mgmt For For For 1.4 Elect Christopher Viggiano Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ball Mgmt For For For 1.2 Elect John Colson Mgmt For For For 1.3 Elect John Conaway Mgmt For For For 1.4 Elect Ralph DiSibio Mgmt For For For 1.5 Elect Bernard Fried Mgmt For For For 1.6 Elect Louis Golm Mgmt For For For 1.7 Elect Worthing Jackman Mgmt For For For 1.8 Elect Bruce Ranck Mgmt For For For 1.9 Elect John Wilson Mgmt For For For 1.10 Elect Pat Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ QUICKSILVER RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KWK CUSIP 74837R104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anne Darden Self Mgmt For Withhold Against 1.2 Elect Steven Morris Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Amendment to the 2005 Equity-Based Mgmt For Against Against Compensation Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RF MICRO DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RFMD CUSIP 749941100 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter Wilkinson, Jr. Mgmt For For For 1.2 Elect Robert Bruggeworth Mgmt For For For 1.3 Elect Daniel DiLeo Mgmt For For For 1.4 Elect Jeffrey Gardner Mgmt For For For 1.5 Elect John Harding Mgmt For For For 1.6 Elect Masood Jabbar Mgmt For For For 1.7 Elect Casimir Skrzypczak Mgmt For For For 1.8 Elect Erik van der Kaay Mgmt For For For 2 Option Exchange Program Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Floyd Mgmt For For For 1.2 Elect Christopher Schaepe Mgmt For For For 1.3 Elect James Swartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ROCKWOOD HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROC CUSIP 774415103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Seifi Ghasemi Mgmt For For For 1.2 Elect Sheldon Erikson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SBA COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Krouse, Jr. Mgmt For For For 1.2 Elect Kevin Beebe Mgmt For For For 1.3 Elect Jack Langer Mgmt For For For 1.4 Elect Jeffrey Stoops Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 2010 Performance and Equity Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ SEAGATE TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS STX CUSIP G7945J104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect David Marquardt Mgmt For For For 5 Elect Lydia Marshall Mgmt For For For 6 Elect Albert Pimentel Mgmt For For For 7 Elect C.S. Park Mgmt For For For 8 Elect Gregorio Reyes Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Elect Edward Zander Mgmt For For For 11 Amendment to the Employee Stock Mgmt For For For Purchase Plan 12 Employee Stock Option Exchange Program Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 8 Amendments to Portfolio Share Plan Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Miller Mgmt For For For 1.2 Elect Jack Schuler Mgmt For For For 1.3 Elect Thomas Brown Mgmt For For For 1.4 Elect Rod Dammeyer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect Jonathan Lord Mgmt For For For 1.7 Elect John Patience Mgmt For For For 1.8 Elect James W.P. Reid-Anderson Mgmt For For For 1.9 Elect Ronald Spaeth Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUNOCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CUSIP 86764P109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Edwards Mgmt For For For 1.2 Elect Lynn Elsenhans Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Rosemarie Greco Mgmt For For For 1.5 Elect John Jones, III Mgmt For For For 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For For For 2 Senior Executive Incentive Plan Mgmt For For For 3 Long-Term Performance Enhancement Mgmt For For For Plan III 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TCF FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Bell Mgmt For For For 1.2 Elect William Bieber Mgmt For For For 1.3 Elect Theodore Bigos Mgmt For For For 1.4 Elect William Cooper Mgmt For For For 1.5 Elect Thomas Cusick Mgmt For For For 1.6 Elect Luella Goldberg Mgmt For For For 1.7 Elect George Johnson Mgmt For For For 1.8 Elect Vance Opperman Mgmt For For For 1.9 Elect Gregory Pulles Mgmt For For For 1.10 Elect Gerald Schwalbach Mgmt For For For 1.11 Elect Douglas Scovanner Mgmt For For For 1.12 Elect Ralph Strangis Mgmt For For For 1.13 Elect Barry Winslow Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Eliminating Supermajority Provisions 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly ShrHldr N/A N/A N/A 1.2 Elect Dissident Nominee David Wilson ShrHldr N/A N/A N/A 1.3 Elect Dissident Nominee Irving ShrHldr N/A N/A N/A Yoskowitz 2 Ratification of Auditor ShrHldr N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John McNabb II Mgmt For For For 2 Elect Robert Sluder Mgmt For For For 3 Elect S. Miller Williams Mgmt For For For 4 2010 Stock and Incentive Compensation Mgmt For Against Against Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZUMIEZ INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZUMZ CUSIP 989817101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William M. Barnum Mgmt For For For 2 Elect Gerald F. Ryles Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Mid Cap Value Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF 38 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edward F. Limato Mgmt For Against Against 2 Elect Director Robert A. Rosholt Mgmt For Against Against 3 Elect Director Craig R. Stapleton Mgmt For Against Against 4 Elect Director Elizabeth M. Lee Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Approve Omnibus Stock Plan Mgmt For For For 7 Require Independent Board Chairman ShrHldr Against Against For 8 Declassify the Board of Directors ShrHldr Against For Against 9 Adopt ILO Based Code of Conduct ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frank M. Clark Mgmt For Against Against 2 Elect Director Betsy Z. Cohen Mgmt For Against Against 3 Elect Director Molly J. Coye Mgmt For For For 4 Elect Director Roger N. Farah Mgmt For Against Against 5 Elect Director Barbara Hackman Mgmt For Against Against Franklin 6 Elect Director Jeffrey E. Garten Mgmt For Against Against 7 Elect Director Earl G. Graves Mgmt For For For 8 Elect Director Gerald Greenwald Mgmt For For For 9 Elect Director Ellen M. Hancock Mgmt For For For 10 Elect Director Richard J. Harrington Mgmt For For For 11 Elect Director Edward J. Ludwig Mgmt For For For 12 Elect Director Joseph P. Newhouse Mgmt For For For 13 Elect Director Ronald A. Williams Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Approve Omnibus Stock Plan Mgmt For For For 16 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan 17 Amend Executive Incentive Bonus Plan Mgmt For For For 18 Provide for Cumulative Voting ShrHldr Against Against For 19 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James W. Hovey Mgmt For For For 1.2 Elect Director Paula A. Sneed Mgmt For For For 1.3 Elect Director David M. Stout Mgmt For For For 1.4 Elect Director Ellen C. Wolf Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joel S. Marcus Mgmt For For For 1.2 Elect Director Richard B. Jennings Mgmt For For For 1.3 Elect Director John L. Atkins, III Mgmt For For For 1.4 Elect Director Richard H. Klein Mgmt For For For 1.5 Elect Director James H. Richardson Mgmt For For For 1.6 Elect Director Martin A. Simonetti Mgmt For For For 1.7 Elect Director Alan G. Walton Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael L. Bennett Mgmt For For For 1.2 Elect Director Darryl B. Hazel Mgmt For For For 1.3 Elect Director David A. Perdue Mgmt For For For 1.4 Elect Director Judith D. Pyle Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLIANT TECHSYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATK CUSIP 018804104 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frances D. Cook Mgmt For For For 1.2 Elect Director Martin C. Faga Mgmt For For For 1.3 Elect Director Ronald R. Fogleman Mgmt For For For 1.4 Elect Director Douglas L. Maine Mgmt For For For 1.5 Elect Director Roman Martinez, IV Mgmt For For For 1.6 Elect Director Daniel J. Murphy Mgmt For For For 1.7 Elect Director Mark H. Ronald Mgmt For For For 1.8 Elect Director William G. Van Dyke Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stanley L. Clark Mgmt For For For 1.2 Elect Director Andrew E. Lietz Mgmt For For For 1.3 Elect Director Martin H. Loeffler Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVALONBAY COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Bryce Blair Mgmt For For For 1.2 Elect Director Bruce A. Choate Mgmt For For For 1.3 Elect Director John J. Healy, Jr. Mgmt For For For 1.4 Elect Director Timothy J. Naughton Mgmt For For For 1.5 Elect Director Lance R. Primis Mgmt For For For 1.6 Elect Director Peter S. Rummell Mgmt For For For 1.7 Elect Director H. Jay Sarles Mgmt For For For 1.8 Elect Director W. Edward Walter Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Nancy L. Leaming Mgmt For For For 2 Elect Director Brian S. Posner Mgmt For For For 3 Elect Director Eric K. Rowinsky Mgmt For For For 4 Elect Director Stephen A. Sherwin Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan - ------------------------------------------------------------------------------------------------------------------ BJ WHOLESALE CLUB, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Leonard A. Schlesinger Mgmt For For For 2 Elect Director Thomas J. Shields Mgmt For For For 3 Elect Director Herbert J Zarkin Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Purchase Poultry from Suppliers Using ShrHldr Against Against For CAK - ------------------------------------------------------------------------------------------------------------------ BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mortimer B. Zuckerman Mgmt For For For 1.2 Elect Director Carol B. Einiger Mgmt For For For 1.3 Elect Director Jacob A. Frenkel Mgmt For For For 2 Declassify the Board of Directors and Mgmt For For For Eliminate Plurality Voting Standard For Election of Directors 3 Ratify Auditors Mgmt For For For 4 Prepare a Sustainability Report ShrHldr Against For Against 5 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Theodore E. Martin Mgmt For For For 1.2 Elect Director Anthony Welters Mgmt For For For 1.3 Elect Director Tony L. White Mgmt For For For 1.4 Elect Director David M. Barrett, Ph.D. Mgmt For For For 1.5 Elect Director John C. Kelly Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Prepare Sustainability Report ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ CA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CUSIP 12673P105 09/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Raymond J. Bromark Mgmt For For For 2 Elect Director Gary J. Fernandes Mgmt For For For 3 Elect Director Kay Koplovitz Mgmt For For For 4 Elect Director Christopher B. Lofgren Mgmt For For For 5 Elect Director William E. McCracken Mgmt For For For 6 Elect Director John A. Swainson Mgmt For For For 7 Elect Director Laura S. Unger Mgmt For For For 8 Elect Director Arthur F. Weinbach Mgmt For For For 9 Elect Director Renato (Ron) Zambonini Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Amend Executive Bonus Program ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ CAMPBELL SOUP CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPB CUSIP 134429109 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edmund M. Carpenter Mgmt For For For 1.2 Elect Director Paul R. Charron Mgmt For For For 1.3 Elect Director Douglas R. Conant Mgmt For For For 1.4 Elect Director Bennett Dorrance Mgmt For For For 1.5 Elect Director Harvey Golub Mgmt For For For 1.6 Elect Director Lawrence C. Karlson Mgmt For For For 1.7 Elect Director Randall W. Larrimore Mgmt For For For 1.8 Elect Director Mary Alice D. Malone Mgmt For For For 1.9 Elect Director Sara Mathew Mgmt For For For 1.10 Elect Director William D. Perez Mgmt For For For 1.11 Elect Director Charles R. Perrin Mgmt For For For 1.12 Elect Director A. Barry Rand Mgmt For For For 1.13 Elect Director Nick Schreiber Mgmt For For For 1.14 Elect Director Archbold D. Van Beuren Mgmt For For For 1.15 Elect Director Les C. Vinney Mgmt For For For 1.16 Elect Director Charlotte C. Weber Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTURYTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Bruce Hanks Mgmt For For For 1.2 Elect Director C. G. Melville, Jr. Mgmt For For For 1.3 Elect Director William A. Owens Mgmt For For For 1.4 Elect Director Glen F. Post, III Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For 4 Approve Executive Incentive Bonus Plan Mgmt For For For 5 Report on Internet Network Management ShrHldr Against For Against Practices Regarding Privacy and Freedom of Expression 6 Limit Executive Compensation ShrHldr Against Against For 7 Stock Retention/Holding Period ShrHldr Against Against For 8 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert C. Arzbaecher Mgmt For For For 1.2 Elect Director Edward A. Schmitt Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLEARWIRE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLWR CUSIP 18538Q105 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig O. McCaw Mgmt For For For 1.2 Elect Director Jose A. Collazo Mgmt For For For 1.3 Elect Director Keith O. Cowan Mgmt For For For 1.4 Elect Director Peter L.S. Currie Mgmt For For For 1.5 Elect Director Steven L. Elfman Mgmt For For For 1.6 Elect Director Dennis S. Hersch Mgmt For For For 1.7 Elect Director Daniel R. Hesse Mgmt For For For 1.8 Elect Director Frank Ianna Mgmt For For For 1.9 Elect Director Brian P. McAndrews Mgmt For For For 1.10 Elect Director William T. Morrow Mgmt For For For 1.11 Elect Director Theodore H. Schell Mgmt For For For 1.12 Elect Director Arvind Sodhani Mgmt For For For 1.13 Elect Director John W. Stanton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald C. Cambre Mgmt For For For 1.2 Elect Director Joseph A. Carrabba Mgmt For For For 1.3 Elect Director Susan M. Cunningham Mgmt For For For 1.4 Elect Director Barry J. Eldridge Mgmt For For For 1.5 Elect Director Susan M. Green Mgmt For For For 1.6 Elect Director Janice K. Henry Mgmt For For For 1.7 Elect Director James F. Kirsch Mgmt For For For 1.8 Elect Director Francis R. McAllister Mgmt For For For 1.9 Elect Director Roger Phillips Mgmt For For For 1.10 Elect Director Richard K. Riederer Mgmt For For For 1.11 Elect Director Alan Schwartz Mgmt For For For 2 Reduce Supermajority Vote Requirement Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merribel S. Ayres Mgmt For For For 1.2 Elect Director Jon E. Barfield Mgmt For For For 1.3 Elect Director Stephen E. Ewing Mgmt For For For 1.4 Elect Director Richard M. Gabrys Mgmt For For For 1.5 Elect Director David W. Joos Mgmt For For For 1.6 Elect Director Philip R. Lochner, Jr Mgmt For For For 1.7 Elect Director Michael T. Monahan Mgmt For For For 1.8 Elect Director John G. Russell Mgmt For For For 1.9 Elect Director Kenneth L. Way Mgmt For For For 1.10 Elect Director John B. Yasinsky Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Quantitative GHG Goals for ShrHldr Against Against For Products and Operations 4 Report on Coal Combustion Waste ShrHldr Against Against For Hazard and Risk Mitigation Efforts - ------------------------------------------------------------------------------------------------------------------ COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ralph W. Babb, Jr. Mgmt For For For 2 Elect Director James F. Cordes Mgmt For For For 3 Elect Director Jacqueline P. Kane Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 6 Amend Omnibus Stock Plan Mgmt For Against Against 7 Declassify the Board of Directors Mgmt For For For 8 Eliminate Supermajority Vote ShrHldr Against For Against Requirement 9 Claw-back of Payments under ShrHldr Against For Against Restatements 10 Pay For Superior Performance ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ COMMSCOPE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTV CUSIP 203372107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Boyd L. George Mgmt For For For 1.2 Elect Director George N. Hutton Mgmt For For For 1.3 Elect Director Katsuhiko (Kat) Okubo Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mogens C. Bay Mgmt For For For 1.2 Elect Director Stephen G. Butler Mgmt For For For 1.3 Elect Director Steven F. Goldstone Mgmt For For For 1.4 Elect Director Joie A. Gregor Mgmt For For For 1.5 Elect Director Rajive Johri Mgmt For For For 1.6 Elect Director W.g. Jurgensen Mgmt For For For 1.7 Elect Director Richard H. Lenny Mgmt For For For 1.8 Elect Director Ruth Ann Marshall Mgmt For For For 1.9 Elect Director Gary M. Rodkin Mgmt For For For 1.10 Elect Director Andrew J. Schindler Mgmt For For For 1.11 Elect Director Kenneth E. Stinson Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONCHO RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CXO CUSIP 20605P101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ray M. Poage Mgmt For For For 1.2 Elect Director A. Wellford Tabor Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CINS G24140108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Reelect Stephen G. Butler as Director Mgmt For For For 1.2 Reelect Dan F. Smith as Director Mgmt For For For 1.3 Reelect Gerald B. Smith as Director Mgmt For For For 1.4 Reelect Mark S. Thompson as Director Mgmt For For For 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve Ernst & Young as Auditors and Mgmt For For For Authorize the Audit Committee to Fix Their Remuneration 4 Authorize Share Repurchase of any Mgmt For For For Subsidiary of the Company 5 Authorise Reissuance of Repurchased Mgmt For For For Shares - ------------------------------------------------------------------------------------------------------------------ COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CINS G24182100 08/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Court Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reincorporation from Bermuda Mgmt For For For to Ireland through Scheme of Arrangement 2 Approve the Creation of Distributable Mgmt For For For Reserves - ------------------------------------------------------------------------------------------------------------------ CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert J. Bernhard Mgmt For For For 2 Elect Director Franklin R. Chang-Diaz Mgmt For For For 3 Elect Director Robert K. Herdman Mgmt For For For 4 Elect Director Alexis M. Herman Mgmt For For For 5 Elect Director N. Thomas Linebarger Mgmt For For For 6 Elect Director William I. Miller Mgmt For For For 7 Elect Director Georgia R. Nelson Mgmt For For For 8 Elect Director Theodore M. Solso Mgmt For For For 9 Elect Director Carl Ware Mgmt For For For 10 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIGITAL REALTY TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard A. Magnuson Mgmt For For For 1.2 Elect Director Michael F. Foust Mgmt For For For 1.3 Elect Director Laurence A. Chapman Mgmt For For For 1.4 Elect Director Kathleen Earley Mgmt For For For 1.5 Elect Director Ruann F. Ernst, Ph.D. Mgmt For For For 1.6 Elect Director Dennis E. Singleton Mgmt For For For 1.7 Elect Director Robert H. Zerbst Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DISH NETWORK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DISH CUSIP 25470M109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James Defranco Mgmt For For For 1.2 Elect Director Cantey Ergen Mgmt For For For 1.3 Elect Director Charles W. Ergen Mgmt For For For 1.4 Elect Director Steven R. Goodbarn Mgmt For For For 1.5 Elect Director Gary S. Howard Mgmt For For For 1.6 Elect Director David K. Moskowitz Mgmt For Withhold Against 1.7 Elect Director Tom A. Ortolf Mgmt For For For 1.8 Elect Director Carl E. Vogel Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dan A. Emmett Mgmt For For For 1.2 Elect Director Jordan L. Kaplan Mgmt For For For 1.3 Elect Director Kenneth M. Panzer Mgmt For For For 1.4 Elect Director Leslie E. Bider Mgmt For For For 1.5 Elect Director Ghebre Selassie Mgmt For For For Mehreteab 1.6 Elect Director Thomas E. O'Hern Mgmt For For For 1.7 Elect Director Andrea Rich Mgmt For For For 1.8 Elect Director William Wilson III Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert D. Biggs Mgmt For For For 1.2 Elect Director Pamela B. Morris Mgmt For For For 1.3 Elect Director Ned J. Sifferlen Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alexander P. Shukis Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Todd M. Bluedorn Mgmt For For For 2 Elect Director Christopher M. Connor Mgmt For For For 3 Elect Director Michael J. Critelli Mgmt For For For 4 Elect Director Charles E. Golden Mgmt For For For 5 Elect Director Ernie Green Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jagjeet S. Bindra Mgmt For For For 1.2 Elect Director Vanessa C.L. Chang Mgmt For For For 1.3 Elect Director France A. Cordova Mgmt For For For 1.4 Elect Director Theodore F. Craver, Jr. Mgmt For For For 1.5 Elect Director Charles B. Curtis Mgmt For For For 1.6 Elect Director Bradford M. Freeman Mgmt For For For 1.7 Elect Director Luis G. Nogales Mgmt For For For 1.8 Elect Director Ronald L. Olson Mgmt For For For 1.9 Elect Director James M. Rosser Mgmt For For For 1.10 Elect Director Richard T. Schlosberg, Mgmt For For For III 1.11 Elect Director Thomas C. Sutton Mgmt For For For 1.12 Elect Director Brett White Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith R. Guericke Mgmt For For For 1.2 Elect Director Issie N. Rabinovitch Mgmt For For For 1.3 Elect Director Thomas E. Randlett Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CINS G3223R108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth J. Duffy as Director Mgmt For For For 1.2 Elect Joseph V. Taranto as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Darryl F. Allen Mgmt For For For 1.2 Elect Director Ulysses L. Bridgeman, Mgmt For For For Jr. 1.3 Elect Director Emerson L. Brumback Mgmt For For For 1.4 Elect Director James P. Hackett Mgmt For For For 1.5 Elect Director Gary R. Heminger Mgmt For For For 1.6 Elect Director Jewell D. Hoover Mgmt For For For 1.7 Elect Director Kevin T. Kabat Mgmt For For For 1.8 Elect Director Mitchel D. Livingston, Mgmt For For For PhD 1.9 Elect Director Hendrik G. Meijer Mgmt For For For 1.10 Elect Director John J. Schiff, Jr. Mgmt For For For 1.11 Elect Director Dudley S. Taft Mgmt For For For 1.12 Elect Director Marsha C. Williams Mgmt For For For 2 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 3 Eliminate Cumulative Voting Mgmt For For For 4 Permit Board to Amend Bylaws Without Mgmt For For For Shareholder Consent 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Ratify Auditors Mgmt For For For 7 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ FIRST HORIZON NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FHN CUSIP 320517105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert B. Carter Mgmt For For For 1.2 Elect Director Mark A. Emkes Mgmt For For For 1.3 Elect Director D. Bryan Jordan Mgmt For For For 1.4 Elect Director R. Brad Martin Mgmt For For For 1.5 Elect Director Vicki R. Palmer Mgmt For For For 1.6 Elect Director Michael D. Rose Mgmt For For For 1.7 Elect Director William B. Sansom Mgmt For For For 1.8 Elect Director Luke Yancy III Mgmt For For For 2 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul T. Addison Mgmt For Withhold Against 1.2 Elect Director Anthony J. Alexander Mgmt For Withhold Against 1.3 Elect Director Michael J. Anderson Mgmt For Withhold Against 1.4 Elect Director Carol A. Cartwright Mgmt For Withhold Against 1.5 Elect Director William T. Cottle Mgmt For Withhold Against 1.6 Elect Director Robert B. Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Director Ernest J. Novak, Jr. Mgmt For Withhold Against 1.8 Elect Director Catherine A. Rein Mgmt For Withhold Against 1.9 Elect Director George M. Smart Mgmt For Withhold Against 1.10 Elect Director Wes M. Taylor Mgmt For Withhold Against 1.11 Elect Director Jesse T. Williams, Sr. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Bylaws-- Call Special Meetings ShrHldr Against For Against 4 Stock Retention/Holding Period ShrHldr Against Against For 5 Provide Right to Act by Written ShrHldr Against For Against Consent 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ------------------------------------------------------------------------------------------------------------------ FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James T. Hackett Mgmt For For For 2 Elect Director Kent Kresa Mgmt For For For 3 Elect Director Nader H. Sultan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pierre Brondeau Mgmt For For For 1.2 Elect Director Dirk A. Kempthorne Mgmt For For For 1.3 Elect Director Robert C. Pallash Mgmt For For For 1.4 Elect Director William G. Walter Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Loren K. Carroll Mgmt For For For 1.2 Elect Director Patrick R. McDonald Mgmt For For For 1.3 Elect Director Raymond. I. Wilcox Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOSSIL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOSL CUSIP 349882100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Declassify the Board of Directors Mgmt For For For 2.1 Elect Director Elaine Agather Mgmt For For For 2.2 Elect Director Michael W. Barnes Mgmt For For For 2.3 Elect Director Jeffrey N. Boyer Mgmt For For For 2.4 Elect Director Kosta N. Kartsotis Mgmt For For For 2.5 Elect Director Elysia Holt Ragusa Mgmt For For For 2.6 Elect Director Jal S. Shroff Mgmt For For For 2.7 Elect Director James E. Skinner Mgmt For For For 2.8 Elect Director Michael Steinberg Mgmt For For For 2.9 Elect Director Donald J. Stone Mgmt For For For 2.10 Elect Director James M. Zimmerman Mgmt For For For 2.11 Elect Director Elaine Agather Mgmt For For For 2.12 Elect Director Jal S. Shroff Mgmt For For For 2.13 Elect Director Donald J. Stone Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven W. Alesio Mgmt For For For 2 Elect Director Michael D. Fraizer Mgmt For For For 3 Elect Director Nancy J. Karch Mgmt For For For 4 Elect Director J. Robert "Bob" Kerrey Mgmt For For For 5 Elect Director Risa J. Lavizzo-Mourey Mgmt For For For 6 Elect Director Christine B. Mead Mgmt For For For 7 Elect Director Thomas E. Moloney Mgmt For For For 8 Elect Director James A. Parke Mgmt For For For 9 Elect Director James S. Riepe Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GREAT PLAINS ENERGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GXP CUSIP 391164100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David L. Bodde Mgmt For Withhold Against 1.2 Elect Director Michael J. Chesser Mgmt For For For 1.3 Elect Director William H. Downey Mgmt For For For 1.4 Elect Director Randall C. Ferguson, Mgmt For For For Jr. 1.5 Elect Director Gary D. Forsee Mgmt For Withhold Against 1.6 Elect Director James A. Mitchell Mgmt For Withhold Against 1.7 Elect Director William C. Nelson Mgmt For Withhold Against 1.8 Elect Director John J. Sherman Mgmt For For For 1.9 Elect Director Linda H. Talbott Mgmt For Withhold Against 1.10 Elect Director Robert H. West Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Judith Blumenthal Mgmt For For For 1.2 Elect Director Anthony Chidoni Mgmt For For For 1.3 Elect Director Paul Marciano Mgmt For For For 2 Amend Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ H&R BLOCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRB CUSIP 093671105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alan M. Bennett Mgmt For For For 1.2 Elect Director Thomas M. Bloch Mgmt For For For 1.3 Elect Director Richard C. Breeden Mgmt For For For 1.4 Elect Director Robert A. Gerard Mgmt For For For 1.5 Elect Director Len J. Lauer Mgmt For For For 1.6 Elect Director David B. Lewis Mgmt For For For 1.7 Elect Director Tom D. Seip Mgmt For For For 1.8 Elect Director L. Edward Shaw, Jr. Mgmt For For For 1.9 Elect Director Russell P. Smyth Mgmt For For For 1.10 Elect Director Christianna Wood Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ H. J. HEINZ CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director W.R. Johnson Mgmt For For For 2 Elect Director C.E. Bunch Mgmt For For For 3 Elect Director L.S. Coleman, Jr. Mgmt For For For 4 Elect Director J.G. Drosdick Mgmt For For For 5 Elect Director E.E. Holiday Mgmt For For For 6 Elect Director C. Kendle Mgmt For For For 7 Elect Director D.R. O Hare Mgmt For For For 8 Elect Director N. Peltz Mgmt For For For 9 Elect Director D.H. Reilley Mgmt For For For 10 Elect Director L.C. Swann Mgmt For For For 11 Elect Director T.J. Usher Mgmt For For For 12 Elect Director M.F. Weinstein Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Provide Right to Call Special Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARLEY-DAVIDSON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOG CUSIP 412822108 04/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry K. Allen Mgmt For For For 1.2 Elect Director Richard I. Beattie Mgmt For For For 1.3 Elect Director Judson C. Green Mgmt For For For 1.4 Elect Director N. Thomas Linebarger Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Amend Bonus Plan Mgmt For For For 4 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan 5 Ratify Auditors Mgmt For For For 6 Approve the Adoption of Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roberts M. Baylis Mgmt For For For 2 Elect Director Willard W. Brittain, Mgmt For For For Jr. 3 Elect Director Terence C. Golden Mgmt For For For 4 Elect Director Ann McLaughlin Mgmt For For For Korologos 5 Elect Director Richard E. Marriott Mgmt For For For 6 Elect Director John B. Morse, Jr. Mgmt For For For 7 Elect Director Gordon H. Smith Mgmt For For For 8 Elect Director W. Edward Walter Mgmt For For For 9 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nolan D. Archibald Mgmt For For For 1.2 Elect Director H. William Mgmt For For For Lichtenberger 1.3 Elect Director M. Anthony Burns Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IAC/INTERACTIVECORP TICKER SECURITY ID: MEETING DATE MEETING STATUS IACI CUSIP 44919P508 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Director Barry Diller Mgmt For For For 1.3 Elect Director Victor A. Kaufman Mgmt For For For 1.4 Elect Director Donald R. Keough Mgmt For For For 1.5 Elect Director Bryan Lourd Mgmt For For For 1.6 Elect Director Arthur C. Martinez Mgmt For For For 1.7 Elect Director David Rosenblatt Mgmt For For For 1.8 Elect Director Alan G. Spoon Mgmt For For For 1.9 Director Alexander von Furstenberg Mgmt For Withhold Against 1.10 Elect Director Richard F. Zannino Mgmt For For For 1.11 Elect Director Michael P. Zeisser Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors David J. Bronczek Mgmt For For For 1.2 Elect Directors Lynn Laverty Elsenhans Mgmt For For For 1.3 Elect Directors John V. Faraci Mgmt For For For 1.4 Elect Directors Stacey J. Mobley Mgmt For For For 1.5 Elect Directors John L. Townsend, III Mgmt For For For 1.6 Elect Directors William G. Walter Mgmt For For For 1.7 Elect Directors J. Steven Whisler Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVESCO LTD. (FORMERLY INVESCO PLC) TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CINS G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph R. Canion as Director Mgmt For For For 1.2 Elect Edward P. Lawrence as Director Mgmt For For For 1.3 Elect James I. Robertson as Director Mgmt For For For 1.4 Elect Phoebe A. Wood as Director Mgmt For For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ J. C. PENNEY COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCP CUSIP 708160106 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Colleen C. Barrett Mgmt For For For 2 Elect Director M. Anthony Burns Mgmt For For For 3 Elect Director Maxine K. Clark Mgmt For For For 4 Elect Director Thomas J. Engibous Mgmt For For For 5 Elect Director Kent B. Foster Mgmt For For For 6 Elect Director G.B. Laybourne Mgmt For For For 7 Elect Director Burl Osborne Mgmt For For For 8 Elect Director Leonard H. Roberts Mgmt For For For 9 Elect Director Javier G. Teruel Mgmt For For For 10 Elect Director R. Gerald Turner Mgmt For For For 11 Elect Director Myron E. Ullman, III Mgmt For For For 12 Elect Director Mary Beth West Mgmt For For For 13 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JANUS CAPITAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNS CUSIP 47102X105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard M. Weil Mgmt For For For 2 Elect Director G. Andrew Cox Mgmt For For For 3 Elect Director Deborah R. Gatzek Mgmt For For For 4 Elect Director Robert T. Parry Mgmt For For For 5 Elect Director Jock Patton Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Abney Mgmt For For For 1.2 Elect Director Robert L. Barnett Mgmt For For For 1.3 Elect Director Eugenio Clariond Mgmt For For For Reyes-Retana 1.4 Elect Director Jeffrey A. Joerres Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ------------------------------------------------------------------------------------------------------------------ KANSAS CITY SOUTHERN TICKER SECURITY ID: MEETING DATE MEETING STATUS KSU CUSIP 485170302 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lu M. Cordova Mgmt For For For 1.2 Elect Director Terrence P. Dunn Mgmt For For For 1.3 Elect Director Antonio O. Garza, Jr. Mgmt For For For 1.4 Elect Director David L. Starling Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KINETIC CONCEPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KCI CUSIP 49460W208 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald W. Dollens Mgmt For For For 1.2 Elect Director Catherine M. Burzik Mgmt For For For 1.3 Elect Director John P. Byrnes Mgmt For For For 1.4 Elect Director Harry R. Jacobson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEXMARK INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXK CUSIP 529771107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Paul J. Curlander Mgmt For For For 2 Elect Director Kathi P. Seifert Mgmt For For For 3 Elect Director Jean-Paul L. Montupet Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LINTA CUSIP 53071M104 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Malone Mgmt For For For 1.2 Elect Director Robert R. Bennett Mgmt For For For 1.3 Elect Director M. Ian G. Gilchrist Mgmt For For For 1.4 Elect Director Andrea L. Wong Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINCOLN NATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Avery Mgmt For For For 1.2 Elect Director William H. Cunningham Mgmt For For For 1.3 Elect Director William Porter Payne Mgmt For For For 1.4 Elect Director Patrick S. Pittard Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Swanson, Jr. Mgmt For For For 1.2 Elect Director David S. Lee Mgmt For Withhold Against 1.3 Elect Director Lothar Maier Mgmt For For For 1.4 Elect Director Richard M. Moley Mgmt For Withhold Against 1.5 Elect Director Thomas S. Volpe Mgmt For Withhold Against 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brent D. Baird Mgmt For For For 1.2 Elect Director Robert J. Bennett Mgmt For For For 1.3 Elect Director C. Angela Bontempo Mgmt For For For 1.4 Elect Director Robert T. Brady Mgmt For Withhold Against 1.5 Elect Director Michael D. Buckley Mgmt For For For 1.6 Elect Director T. Jefferson Mgmt For For For Cunningham, III 1.7 Elect Director Mark J. Czarnecki Mgmt For For For 1.8 Elect Director Colm E. Doherty Mgmt For For For 1.9 Elect Director Gary N. Geisel Mgmt For For For 1.10 Elect Director Patrick W.E. Hodgson Mgmt For For For 1.11 Elect Director Richard G. King Mgmt For For For 1.12 Elect Director Jorge G. Pereira Mgmt For For For 1.13 Elect Director Michael P. Pinto Mgmt For For For 1.14 Elect Director Melinda R. Rich Mgmt For For For 1.15 Elect Director Robert E. Sadler, Jr. Mgmt For For For 1.16 Elect Director Herbert L. Washington Mgmt For For For 1.17 Elect Director Robert G. Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARSH & MCLENNAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMC CUSIP 571748102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie M. Baker Mgmt For For For 1.2 Elect Director Zachary W. Carter Mgmt For For For 1.3 Elect Director Brian Duperreault Mgmt For For For 1.4 Elect Director Oscar Fanjul Mgmt For For For 1.5 Elect Director H. Edward Hanway Mgmt For For For 1.6 Elect Director Gwendolyn S. King Mgmt For For For 1.7 Elect Director Bruce P. Nolop Mgmt For For For 1.8 Elect Director Marc D. Oken Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Act by Written ShrHldr Against Against For Consent - ------------------------------------------------------------------------------------------------------------------ MARSHALL & ILSLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MI CUSIP 571837103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon F. Chait Mgmt For For For 1.2 Elect Director John W. Daniels, Jr. Mgmt For For For 1.3 Elect Director Mark F. Furlong Mgmt For For For 1.4 Elect Director Ted D. Kellner Mgmt For For For 1.5 Elect Director Dennis J. Kuester Mgmt For For For 1.6 Elect Director David J. Lubar Mgmt For For For 1.7 Elect Director Katharine C. Lyall Mgmt For For For 1.8 Elect Director John A. Mellowes Mgmt For For For 1.9 Elect Director San W. Orr, Jr. Mgmt For For For 1.10 Elect Director Robert J. O'Toole Mgmt For For For 1.11 Elect Director Peter M. Platten, III Mgmt For For For 1.12 Elect Director John S. Shiely Mgmt For For For 1.13 Elect Director George E. Wardeberg Mgmt For For For 1.14 Elect Director James B. Wigdale Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors John E. Cleghorn Mgmt For For For 1.2 Elect Directors Charles M. Herington Mgmt For Withhold Against 1.3 Elect Directors David P. O'Brien Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Scott S. Cowen Mgmt For For For 2 Elect Director Cynthia A. Montgomery Mgmt For For For 3 Elect Director Michael B. Polk Mgmt For For For 4 Elect Director Michael A. Todman Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lee K. Boothby Mgmt For For For 1.2 Elect Director Philip J. Burguieres Mgmt For For For 1.3 Elect Director Pamela J. Gardner Mgmt For For For 1.4 Elect Director John Randolph Kemp III Mgmt For For For 1.5 Elect Director J. Michael Lacey Mgmt For For For 1.6 Elect Director Joseph H. Netherland Mgmt For For For 1.7 Elect Director Howard H. Newman Mgmt For For For 1.8 Elect Director Thomas G. Ricks Mgmt For For For 1.9 Elect Director Juanita F. Romans Mgmt For For For 1.10 Elect Director C. E. (Chuck) Shultz Mgmt For For For 1.11 Elect Director J. Terry Strange Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard H. Booth Mgmt For For For 1.2 Elect Director John S. Clarkeson Mgmt For For For 1.3 Elect Director Cotton M. Cleveland Mgmt For For For 1.4 Elect Director Sanford Cloud, Jr. Mgmt For For For 1.5 Elect Director E. Gail De Planque Mgmt For For For 1.6 Elect Director John G. Graham Mgmt For For For 1.7 Elect Director Elizabeth T. Kennan Mgmt For For For 1.8 Elect Director Kenneth R. Leibler Mgmt For For For 1.9 Elect Director Robert E. Patricelli Mgmt For For For 1.10 Elect Director Charles W. Shivery Mgmt For For For 1.11 Elect Director John F. Swope Mgmt For For For 1.12 Elect Director Dennis R. Wraase Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian J. Kennedy Mgmt For For For 1.2 Elect Director John F. O'Reilly Mgmt For For For 1.3 Elect Director Michael W. Yackira Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For 4 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ NVR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVR CUSIP 62944T105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Manuel H. Johnson Mgmt For For For 2 Elect Director David A. Preiser Mgmt For For For 3 Elect Director John M. Toups Mgmt For For For 4 Elect Director Paul W. Whetsell Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Declassify the Board of Directors Mgmt For For For 7 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OCEANEERING INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OII CUSIP 675232102 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David S. Hooker Mgmt For For For 1.2 Elect Director Harris J. Pappas Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Daniel McCranie Mgmt For For For 1.2 Elect Director Emmanuel T. Hernandez Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Larry D. Brady Mgmt For For For 2 Elect Director K. Dane Brooksher Mgmt For For For 3 Elect Director Robert J. Darnall Mgmt For For For 4 Elect Director Mary R. Henderson Mgmt For For For 5 Elect Director N. Thomas Linebarger Mgmt For For For 6 Elect Director Roger B. Porter Mgmt For For For 7 Elect Director Richard L. Wambold Mgmt For For For 8 Elect Director Norman H. Wesley Mgmt For For For 9 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARAMETRIC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTC CUSIP 699173209 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul A. Lacy Mgmt For For For 1.2 Elect Director Michael E. Porter Mgmt For Withhold Against 1.3 Elect Director Robert P. Schechter Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William E. Kassling Mgmt For For For 1.2 Elect Director Robert J. Kohlhepp Mgmt For For For 1.3 Elect Director Giulio Mazzalupi Mgmt For For For 1.4 Elect Director Klaus-Peter Muller Mgmt For For For 1.5 Elect Director Joseph M. Scaminace Mgmt For For For 1.6 Elect Director Wolfgang R. Schmitt Mgmt For For For 1.7 Elect Director Markos I. Tambakeras Mgmt For For For 1.8 Elect Director James L. Wainscott Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CINS G6852T105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition of PARIS RE Holdings Limited 2 Approve Increase in Size of Board Mgmt For For For from 11 to 12 3 Amend the 2005 Employee Equity Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PENN NATIONAL GAMING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PENN CUSIP 707569109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Wesley R. Edens Mgmt For Withhold Against 1.2 Elect Director Robert P. Levy Mgmt For For For 1.3 Elect Director Barbara Z. Shattuck Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Glynis A. Bryan Mgmt For For For 2 Elect Director T. Michael Glenn Mgmt For For For 3 Elect Director David H. Y. Ho Mgmt For For For 4 Elect Director William T. Monahan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward N. Basha, Jr. Mgmt For For For 1.2 Elect Director Donald E. Brandt Mgmt For For For 1.3 Elect Director Susan Clark-Johnson Mgmt For For For 1.4 Elect Director Denis A. Cortese Mgmt For For For 1.5 Elect Director Michael L. Gallagher Mgmt For For For 1.6 Elect Director Pamela Grant Mgmt For For For 1.7 Elect Director Roy A. Herberger, Jr. Mgmt For For For 1.8 Elect Director Humberto S. Lopez Mgmt For For For 1.9 Elect Director Kathryn L. Munro Mgmt For For For 1.10 Elect Director Bruce J. Nordstrom Mgmt For For For 1.11 Elect Director W. Douglas Parker Mgmt For For For 2 Provide Right to Call Special Meeting Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart E. Graham Mgmt For For For 1.2 Elect Director Stuart Heydt Mgmt For For For 1.3 Elect Director Craig A. Rogerson Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 5 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael T. Dan Mgmt For For For 2 Elect Director C. Daniel Gelatt Mgmt For For For 3 Elect Director Sandra L. Helton Mgmt For For For 4 Elect Director Larry D. Zimpleman Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Teresa Beck Mgmt For For For 1.2 Elect Director R.d. Cash Mgmt For For For 1.3 Elect Director James A. Harmon Mgmt For For For 1.4 Elect Director Robert E. McKee Mgmt For For For 1.5 Elect Director Gary G. Michael Mgmt For For For 1.6 Elect Director Charles B. Stanley Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Plan Mgmt For For For 6 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles L. Blackburn Mgmt For For For 2 Elect Director Anthony V. Dub Mgmt For For For 3 Elect Director V. Richard Eales Mgmt For For For 4 Elect Director Allen Finkelson Mgmt For For For 5 Elect Director James M. Funk Mgmt For For For 6 Elect Director Jonathan S. Linker Mgmt For For For 7 Elect Director Kevin S. McCarthy Mgmt For For For 8 Elect Director John H. Pinkerton Mgmt For For For 9 Elect Director Jeffrey L. Ventura Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director James E. O Connor Mgmt For For For 2 Election Director John W. Croghan Mgmt For For For 3 Election Director James W. Crownover Mgmt For For For 4 Election Director William J. Flynn Mgmt For For For 5 Election Director David I. Foley Mgmt For For For 6 Election Director Michael Larson Mgmt For For For 7 Election Director Nolan Lehmann Mgmt For For For 8 Election Director W. Lee Nutter Mgmt For For For 9 Election Director Ramon A. Rodriguez Mgmt For For For 10 Election Director Allan C. Sorensen Mgmt For For For 11 Election Director John M. Trani Mgmt For For For 12 Election Director Michael W. Wickham Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David I. Fuente Mgmt For For For 2 Elect Director Eugene A. Renna Mgmt For For For 3 Elect Director Abbie J. Smith Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ SAFEWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWY CUSIP 786514208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven A. Burd Mgmt For For For 2 Elect Director Janet E. Grove Mgmt For For For 3 Elect Director Mohan Gyani Mgmt For For For 4 Elect Director Paul Hazen Mgmt For For For 5 Elect Director Frank C. Herringer Mgmt For For For 6 Elect Director Kenneth W. Oder Mgmt For For For 7 Elect Director Arun Sarin Mgmt For For For 8 Elect Director Michael S. Shannon Mgmt For For For 9 Elect Director William Y. Tauscher Mgmt For For For 10 Provide Right to Call Special Meeting Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Restore or Provide for Cumulative ShrHldr Against Against For Voting 13 Adopt Global Warming Principles ShrHldr Against Against For 14 Adopt a Policy in which the Company ShrHldr Against For Against will not Make or Promise to Make Any Death Benefit Payments to Senior Executives 15 Purchase Poultry from Suppliers Using ShrHldr Against Against For CAK - ------------------------------------------------------------------------------------------------------------------ SCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCG CUSIP 80589M102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joshua W. Martin, III Mgmt For For For 1.2 Elect Director James M. Micali Mgmt For For For 1.3 Elect Director Harold C. Stowe Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SLM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLM CUSIP 78442P106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ann Torre Bates Mgmt For For For 2 Elect Director William M. Mgmt For For For Diefenderfer, III 3 Elect Director Diane Suitt Gilleland Mgmt For For For 4 Elect Director Earl A. Goode Mgmt For For For 5 Elect Director Ronald F. Hunt Mgmt For For For 6 Elect Director Albert L. Lord Mgmt For For For 7 Elect Director Michael E. Martin Mgmt For For For 8 Elect Director Barry A. Munitz Mgmt For For For 9 Elect Director Howard H. Newman Mgmt For For For 10 Elect Director A. Alexander Porter, Mgmt For For For Jr. 11 Elect Director Frank C. Puleo Mgmt For For For 12 Elect Director Wolfgang Schoellkopf Mgmt For For For 13 Elect Director Steven L. Shapiro Mgmt For For For 14 Elect Director J. Terry Strange Mgmt For For For 15 Elect Director Anthony P. Terracciano Mgmt For For For 16 Elect Director Barry L. Williams Mgmt For For For 17 Approve Stock Option Exchange Program Mgmt For For For 18 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SNAP-ON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SNA CUSIP 833034101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John F. Fiedler Mgmt For For For 2 Elect Director James P. Holden Mgmt For For For 3 Elect Director W. Dudley Lehman Mgmt For For For 4 Elect Director Edward H. Rensi Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director Robert R. Bennett Mgmt For For For 2 Election Director Gordon M. Bethune Mgmt For For For 3 Election Director Larry C. Glasscock Mgmt For For For 4 Election Director James H. Hance, Jr. Mgmt For For For 5 Election Director Daniel R. Hesse Mgmt For For For 6 Election Director V. Janet Hill Mgmt For For For 7 Election Director Frank Ianna Mgmt For For For 8 Election Director Sven-Christer Mgmt For For For Nilsson 9 Election Director William R. Nuti Mgmt For For For 10 Election Director Rodney O' Neal Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Approve Repricing of Options Mgmt For For For 13 Report on Political Contributions ShrHldr Against Against For 14 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 15 Provide Right to Act by Written ShrHldr Against For Against Consent - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith E. Busse Mgmt For For For 1.2 Elect Director Mark D. Millett Mgmt For For For 1.3 Elect Director Ricahrd P. Teets, Jr. Mgmt For For For 1.4 Elect Director John C. Bates Mgmt For For For 1.5 Elect Director Frank D. Byrne Mgmt For For For 1.6 Elect Director Paul B. Edgerley Mgmt For For For 1.7 Elect Director Richard J. Freeland Mgmt For For For 1.8 Elect Director Dr. Jurgen Kolb Mgmt For For For 1.9 Elect Director James C. Marcuccilli Mgmt For For For 1.10 Elect Director Joseph D. Ruffolo Mgmt For For For 1.11 Elect Director Gabriel L. Shaheen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SUNTRUST BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert M. Beall, II Mgmt For For For 2 Elect Director Alston D. Correll Mgmt For For For 3 Elect Director Jeffrey C. Crowe Mgmt For For For 4 Elect Director Patricia C. Frist Mgmt For For For 5 Elect Director Blake P. Garrett, Jr. Mgmt For For For 6 Elect Director David H. Hughes Mgmt For For For 7 Elect Director M. Douglas Ivester Mgmt For For For 8 Elect Director J. Hicks Lanier Mgmt For For For 9 Elect Director William A. Mgmt For For For Linnenbringer 10 Elect Director G. Gilmer Minor, III Mgmt For For For 11 Elect Director Larry L. Prince Mgmt For For For 12 Elect Director Frank S. Royal, M.D. Mgmt For For For 13 Elect Director Thomas R. Watjen Mgmt For For For 14 Elect Director James M. Wells, III Mgmt For For For 15 Elect Director Karen Hastie Williams Mgmt For For For 16 Elect Director Phail Wynn, Jr. Mgmt For For For 17 Amend Management Incentive Bonus Plan Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Prepare Sustainability Report ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For For For 2 Elect Director Michael A. Bradley Mgmt For For For 3 Elect Director Albert Carnesale Mgmt For For For 4 Elect Director Edwin J. Gillis Mgmt For For For 5 Elect Director Paul J. Tufano Mgmt For For For 6 Elect Director Roy A. Vallee Mgmt For For For 7 Elect Director Patricia S. Wolpert Mgmt For For For 8 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Martha O. Hesse Mgmt For N/A N/A 1.2 Elect Director Dennis McGlone Mgmt For N/A N/A 1.3 Elect Director Henry R. Slack Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John N. Lilly ShrHldr For For For 1.2 Elect Director David A. Wilson ShrHldr For For For 1.3 Elect Director Irving B. Yoskowitz ShrHldr For For For 2 Ratify Auditors ShrHldr For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kathleen M. Bader Mgmt For For For 2 Elect Director R. Kerry Clark Mgmt For For For 3 Elect Director Ivor J. Evans Mgmt For For For 4 Elect Director Lord Powell of Mgmt For For For Bayswater 5 Elect Director James L. Ziemer Mgmt For For For 6 Approve Option Exchange Program Mgmt For For For 7 Declassify the Board of Directors and Mgmt For For For Adjust Par Value of Preferred Stock 8 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel Boggan, Jr. Mgmt For For For 1.2 Elect Director Richard H. Carmona Mgmt For For For 1.3 Elect Director Tully M. Friedman Mgmt For For For 1.4 Elect Director George J. Harad Mgmt For For For 1.5 Elect Director Donald R. Knauss Mgmt For For For 1.6 Elect Director Robert W. Matschullat Mgmt For For For 1.7 Elect Director Gary G. Michael Mgmt For For For 1.8 Elect Director Edward A. Mueller Mgmt For For For 1.9 Elect Director Jan L. Murley Mgmt For For For 1.10 Elect Director Pamela Thomas-Graham Mgmt For For For 1.11 Elect Director Carolyn M. Ticknor Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert B. Allardice, Mgmt For For For III 2 Elect Director Trevor Fetter Mgmt For For For 3 Elect Director Paul G. Kirk, Jr. Mgmt For For For 4 Elect Director Liam E. McGee Mgmt For For For 5 Elect Director Gail J. McGovern Mgmt For For For 6 Elect Director Michael G. Morris Mgmt For For For 7 Elect Director Thomas A. Renyi Mgmt For For For 8 Elect Director Charles B. Strauss Mgmt For For For 9 Elect Director H. Patrick Swygert Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Approve Omnibus Stock Plan Mgmt For For For 12 Amend Executive Incentive Bonus Plan Mgmt For For For 13 Reimburse Proxy Contest Expenses ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ THE J. M. SMUCKER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Paul J. Dolan Mgmt For Against Against 2 Elect Director Nancy Lopez Knight Mgmt For Against Against 3 Elect Director Gary A. Oatey Mgmt For Against Against 4 Elect Director Alex Shumate Mgmt For Against Against 5 Elect Director Timothy P. Smucker Mgmt For Against Against 6 Ratify Auditors Mgmt For For For 7 Eliminate Cumulative Voting Mgmt For For For 8 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 9 Approve Board to Amend the Amendment Mgmt For For For Regulations to the Extent Permitted By Law - ------------------------------------------------------------------------------------------------------------------ THE PROGRESSIVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PGR CUSIP 743315103 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Stuart B. Burgdoerfer Mgmt For For For 2 Elect Director Lawton W. Fitt Mgmt For For For 3 Elect Director Peter B. Lewis Mgmt For For For 4 Elect Director Patrick H. Nettles, Mgmt For For For Ph.D 5 Elect Director Glenn M. Renwick Mgmt For For For 6 Approve Omnibus Stock Plan and Mgmt For For For Performance Criteria 7 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ W. R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Robert Berkley, Jr. Mgmt For For For 1.2 Elect Director Ronald E. Blaylock Mgmt For For For 1.3 Elect Director Mark E. Brockbank Mgmt For For For 1.4 Elect Director Mary C. Farrell Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CINS H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For For For Management 3.1 Reelect Bernard Duroc-Danner as Mgmt For For For Director 3.2 Elect Samuel Bodman as Director Mgmt For For For 3.3 Reelect David Butters as Director Mgmt For Against Against 3.4 Reelect Nicholas Brady as Director Mgmt For For For 3.5 Reelect William Macauly as Director Mgmt For Against Against 3.6 Reelect Robert Millard as Director Mgmt For Against Against 3.7 Reelect Robert Moses as Director Mgmt For Against Against 3.8 Elect Guilliermo Ortiz as Director Mgmt For For For 3.9 Elect Emyr Parry as Director Mgmt For For For 3.10 Reelect Robert Rayne as Director Mgmt For Against Against 4 Ratify Ernst & Young LLP as Mgmt For For For Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor 5 Approve Reclassification of CHF 475 Mgmt For For For Million of Legal Reserves to Other Reserves 6 Approve Creation of CHF 439.9 Million Mgmt For For For Pool of Capital without Preemptive Rights 7 Increase Existing Pool of Conditional Mgmt For For For Capital without Preemptive Rights to CHF 439.9 Million 8 Approve Weatherfor International Ltd. Mgmt For For For 2010 Omnibus Incentive Plan for Key Employees 9 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas L. Aller Mgmt For For For 1.2 Elect Director Thomas P. Briggs Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WILLIS GROUP HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WSH CINS G96655108 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Court Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reincorporation from Bermuda Mgmt For For For to Ireland via a Scheme of Arrangement 2 Approve the Creation of Distributable Mgmt For For For Reserves - ------------------------------------------------------------------------------------------------------------------ XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect DirectorFredric W. Corrigan Mgmt For For For 1.2 Elect Director Richard K. Davis Mgmt For For For 1.3 Elect Director Benjamin G.S. Fowke, Mgmt For For For III 1.4 Elect Director Richard C. Kelly Mgmt For For For 1.5 Elect Director Albert F. Moreno Mgmt For For For 1.6 Elect Director Christopher J. Mgmt For For For Policinski 1.7 Elect Director A. Patricia Sampson Mgmt For For For 1.8 Elect Director David A. Westerlund Mgmt For For For 1.9 Elect Director Kim Williams Mgmt For For For 1.10 Elect Director Timothy V. Wolf Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CINS G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Mauriello as Director Mgmt For For For 1.2 Elect Eugene M. McQuade as Director Mgmt For For For 1.3 Elect Clayton S. Rose as Director Mgmt For For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CINS G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reincorporation from Cayman Mgmt For For For Islands to Ireland through Scheme of Arrangement 1.2 Adjourn Special Scheme Meeting Mgmt For For For 2 Approve Distributable Reserves Mgmt For For For Proposal 3 Amend Articles -- Approve Director Mgmt For For For Nomination Procedures Proposal 4 Change Company Name to XL Group Ltd. Mgmt For For For 5 Adjourn Extraordinary General Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Mid Cap Stock Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ AEROPOSTALE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLIANT TECHSYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATK CUSIP 018804104 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frances Cook Mgmt For For For 1.2 Elect Martin Faga Mgmt For For For 1.3 Elect Ronald Fogleman Mgmt For For For 1.4 Elect Douglas Maine Mgmt For For For 1.5 Elect Roman Martinez IV Mgmt For For For 1.6 Elect Daniel Murphy Mgmt For For For 1.7 Elect Mark Ronald Mgmt For For For 1.8 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ------------------------------------------------------------------------------------------------------------------ BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BECKMAN COULTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ CAREER EDUCATION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CECO CUSIP 141665109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Chookaszian Mgmt For For For 2 Elect David Devonshire Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect Gregory Jackson Mgmt For For For 5 Elect Thomas Lally Mgmt For For For 6 Elect Steven Lesnik Mgmt For For For 7 Elect Gary McCullough Mgmt For For For 8 Elect Edward Snyder Mgmt For For For 9 Elect Leslie Thornton Mgmt For For For 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CBS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBS cusip 124857202 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CHARLES RIVER LABORATORIES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRL CUSIP 159864107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Foster Mgmt For For For 1.2 Elect Nancy Chang Mgmt For For For 1.3 Elect Stephen Chubb Mgmt For For For 1.4 Elect Deborah Kochevar Mgmt For For For 1.5 Elect George Massaro Mgmt For For For 1.6 Elect George Milne, Jr. Mgmt For For For 1.7 Elect C. Richard Reese Mgmt For For For 1.8 Elect Douglas Rogers Mgmt For For For 1.9 Elect Samuel Thier Mgmt For For For 1.10 Elect William Waltrip Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ COMMERCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COMMERCIAL METALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CMC CUSIP 201723103 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rhys Best Mgmt For For For 1.2 Elect Richard Kelson Mgmt For For For 1.3 Elect Murray McClean Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Equity Incentive Plan 4 Amendment to the 1999 Non-Employee Mgmt For For For Director Stock Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For Withhold Against 1.6 Elect Faye Alexander Nelson Mgmt For Withhold Against 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ COMSTOCK RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ COUSINS PROPERTIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUZ CUSIP 222795106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Erskine Bowles Mgmt For For For 1.2 Elect Tom Charlesworth Mgmt For For For 1.3 Elect James Edwards Mgmt For For For 1.4 Elect Lawrence Gellerstedt, III Mgmt For For For 1.5 Elect Lillian Giornelli Mgmt For For For 1.6 Elect S. Taylor Glover Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect William Harrison, Jr. Mgmt For For For 1.9 Elect William Porter Payne Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ------------------------------------------------------------------------------------------------------------------ CROWN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCK CUSIP 228368106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jenne Britell Mgmt For For For 1.2 Elect John Conway Mgmt For For For 1.3 Elect Arnold Donald Mgmt For For For 1.4 Elect William Little Mgmt For For For 1.5 Elect Hans Loliger Mgmt For For For 1.6 Elect Thomas Ralph Mgmt For For For 1.7 Elect Hugues du Rouret Mgmt For For For 1.8 Elect Alan Rutherford Mgmt For For For 1.9 Elect Jim Turner Mgmt For For For 1.10 Elect William Urkiel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Increase of Authorized Preferred Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EQT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vicky Bailey Mgmt For For For 1.2 Elect Murry Gerber Mgmt For For For 1.3 Elect George Miles, Jr. Mgmt For For For 1.4 Elect James Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HENRY SCHEIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSIC CUSIP 806407102 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanley Bergman Mgmt For For For 1.2 Elect Gerald Benjamin Mgmt For For For 1.3 Elect James Breslawski Mgmt For For For 1.4 Elect Mark Mlotek Mgmt For For For 1.5 Elect Steven Paladino Mgmt For For For 1.6 Elect Barry Alperin Mgmt For For For 1.7 Elect Paul Brons Mgmt For For For 1.8 Elect Donald Kabat Mgmt For For For 1.9 Elect Philip Laskawy Mgmt For For For 1.10 Elect Karyn Mashima Mgmt For For For 1.11 Elect Norman Matthews Mgmt For For For 1.12 Elect Bradley Sheares Mgmt For For For 1.13 Elect Louis Sullivan Mgmt For For For 2 Amendment to the 1996 Non-Employee Mgmt For Against Against Director Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IEX CUSIP 45167R104 04/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil Springer Mgmt For For For 1.2 Elect Ruby Chandy Mgmt For For For 2 Amendment to the Incentive Award Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JARDEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ KINETIC CONCEPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KCI CUSIP 49460W208 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Dollens Mgmt For For For 1.2 Elect Catherine Burzik Mgmt For For For 1.3 Elect John Byrnes Mgmt For For For 1.4 Elect Harry Jacobson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Akins Mgmt For For For 1.2 Elect Robert Bond Mgmt For For For 1.3 Elect Kiran Patel Mgmt For For For 1.4 Elect David Wang Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the Performance Bonus Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ KROGER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Change - ------------------------------------------------------------------------------------------------------------------ LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINCARE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCR CUSIP 532791100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MANITOWOC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gina Boswell Mgmt For For For 1.2 Elect Jack Greenberg Mgmt For For For 1.3 Elect Terry Hueneke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Articles to Provide For Mgmt For For For Majority Vote For Election of Directors 4 Amendment to Bylaws to Provide For Mgmt For For For Majority Vote For Election of Directors - ------------------------------------------------------------------------------------------------------------------ MASIMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MASI CUSIP 574795100 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCGRAW-HILL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHP CUSIP 580645109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ NATIONAL FUEL GAS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFG CUSIP 636180101 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Ackerman Mgmt For For For 1.2 Elect Craig Matthews Mgmt For For For 1.3 Elect Richard Reiten Mgmt For For For 1.4 Elect David Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 4 Approval of the Material Terms of the Mgmt For For For 2004 Performance Incentive Plan - ------------------------------------------------------------------------------------------------------------------ NEW YORK COMMUNITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For For For 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For For For 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect David Smith, Jr. Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUVASIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLL CUSIP 696429307 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Carroll, Jr. Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect Ulrich Haynes, Jr. Mgmt For For For 1.5 Elect Ronald Hoffman Mgmt For For For 1.6 Elect Eric Krasnoff Mgmt For For For 1.7 Elect Dennis Longstreet Mgmt For For For 1.8 Elect Edwin Martin, Jr. Mgmt For For For 1.9 Elect Katharine Plourde Mgmt For For For 1.10 Elect Edward Snyder Mgmt For For For 1.11 Elect Edward Travaglianti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2004 Executive Incentive Bonus Plan Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Management Stock Mgmt For For For Purchase Plan 6 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Amendment to the 1992 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Mller Mgmt For For FOR 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Rollwagen Mgmt For For For 1.2 Elect Vito Baumgartner Mgmt For For For 1.3 Elect Jean-Paul Montupet Mgmt For For For 1.4 Elect Lucio Stanca Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Acquisition Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Amendment to the 2005 Employee Equity Mgmt For Against Against Plan - ------------------------------------------------------------------------------------------------------------------ PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPCO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POM CUSIP 713291102 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Dunn IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For For For 1.12 Elect Lester Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Incentive Stock Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROCKWELL COLLINS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COL CUSIP 774341101 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Beall Mgmt For For For 1.2 Elect Mark Donegan Mgmt For For For 1.3 Elect Andrew Policano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentives Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCIENTIFIC GAMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEALED AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For For For 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For For For 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 8 Amendments to Portfolio Share Plan Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SYBASE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SY CUSIP 871130100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chen Mgmt For For For 1.2 Elect Richard Alberding Mgmt For For For 1.3 Elect Cecilia Claudio Mgmt For For For 1.4 Elect Michael Daniels Mgmt For For For 1.5 Elect L. William Krause Mgmt For For For 1.6 Elect Alan Salisbury Mgmt For For For 1.7 Elect Jack Sum Mgmt For For For 1.8 Elect Robert Wayman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Leadership Mgmt For For For Team Incentive Plan - ------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE J.M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Dolan Mgmt For For For 2 Elect Nancy Lopez Knight Mgmt For For For 3 Elect Gary Oatey Mgmt For For For 4 Elect Alex Shumate Mgmt For For For 5 Elect Timothy Smucker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Cumulative Voting Mgmt For Against Against 8 Adoption of Majority Vote for Mgmt For For For Election of Directors 9 Amendment to Allow the Board to Amend Mgmt For Against Against the Regulations - ------------------------------------------------------------------------------------------------------------------ THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect William Stavropoulos Mgmt For For For 3.10 Elect Sandra Wijnberg Mgmt For For For 3.11 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Special Dividend/Reduction in Par Mgmt For For For Value 9 Adoption of Plurality Vote in Mgmt For For For Contested Elections 10 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERIFONE HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ W. R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASHINGTON FEDERAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sandra Beach Lin Mgmt For For For 1.2 Elect Robert Tarr, Jr. Mgmt For For For 1.3 Elect Stephen Van Oss Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTERN DIGITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CUSIP 958102105 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Thomas Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John McNabb II Mgmt For For For 2 Elect Robert Sluder Mgmt For For For 3 Elect S. Miller Williams Mgmt For For For 4 2010 Stock and Incentive Compensation Mgmt For Against Against Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Marshall Turner Mgmt For For For 8 Elect Elizabeth Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Mgmt For For For Qualified Stock Purchase Plan 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZEBRA TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZBRA CUSIP 989207105 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerhard Cless Mgmt For For For 1.2 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Mid Cap Index Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3COM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COMS CUSIP 885535104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ 3COM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COMS CUSIP 885535104 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Cote Mgmt For For For 1.2 Elect David Ho Mgmt For For For 1.3 Elect Robert Mao Mgmt For For For 1.4 Elect J. Donald Sherman Mgmt For For For 1.5 Elect Dominique Trempont Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ 99(CENT) ONLY STORES TICKER SECURITY ID: MEETING DATE MEETING STATUS NDN CUSIP 65440K106 09/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Eric Flamholtz Mgmt For For For 2 Elect Lawrence Glascott Mgmt For For For 3 Elect David Gold Mgmt For For For 4 Elect Jeff Gold Mgmt For For For 5 Elect Marvin Holen Mgmt For For For 6 Elect Eric Schiffer Mgmt For For For 7 Elect Peter Woo Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding Board ShrHldr Against Against For Independence - ------------------------------------------------------------------------------------------------------------------ AARON'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAN CUSIP 002535201 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Charles Loudermilk, Sr. Mgmt For Withhold Against 1.2 Elect Robert Loudermilk, Jr. Mgmt For Withhold Against 1.3 Elect Gilbert Danielson Mgmt For Withhold Against 1.4 Elect William Butler, Jr. Mgmt For Withhold Against 1.5 Elect Ronald Allen Mgmt For Withhold Against 1.6 Elect Leo Benatar Mgmt For Withhold Against 1.7 Elect Earl Dolive Mgmt For Withhold Against 1.8 Elect David Kolb Mgmt For Withhold Against 1.9 Elect Ray Robinson Mgmt For Withhold Against 1.10 Elect John Schuerholz Mgmt For Withhold Against 1.11 Elect John Portman, Jr. Mgmt For Withhold Against 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Executive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACI WORLDWIDE, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACIW CUSIP 004498101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred Berkeley, III Mgmt For For For 1.2 Elect John Curtis Mgmt For For For 1.3 Elect Philip Heasley Mgmt For For For 1.4 Elect James McGroddy Mgmt For For For 1.5 Elect Harlan Seymour Mgmt For For For 1.6 Elect John Shay, Jr. Mgmt For For For 1.7 Elect John Stokely Mgmt For For For 1.8 Elect Jan Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACXIOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACXM CUSIP 005125109 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Durham Mgmt For For For 2 Elect Ann Hasselmo Mgmt For For For 3 Elect William Henderson Mgmt For For For 4 Elect John Meyer Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADC TELECOMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADCT CUSIP 000886309 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Set Board Size Mgmt For For For 2.1 Elect John Boyle III Mgmt For For For 2.2 Elect William Spivey Mgmt For For For 2.3 Elect Robert Switz Mgmt For For For 2.4 Elect Larry Wangberg Mgmt For For For 3 2010 Global Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADTRAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADTN CUSIP 00738A106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For For For 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Amendment to the 2005 Directors Stock Mgmt For For For Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADVANCE AUTO PARTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAP CUSIP 00751Y106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For Withhold Against 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 1.10 Elect Francesca Spinelli Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADVENT SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADVS CUSIP 007974108 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Scully Mgmt For For For 1.2 Elect Stephanie DiMarco Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 1.4 Elect James Kirsner Mgmt For For For 1.5 Elect James P. Roemer Mgmt For For For 1.6 Elect Wendell Van Auken Mgmt For For For 1.7 Elect Christine Manfredi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Elimination of Written Consent Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dionisio Mgmt For For For 1.2 Elect Robert Lowe Mgmt For For For 1.3 Elect Norman Mineta Mgmt For For For 1.4 Elect William Rutledge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AEROPOSTALE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFFYMETRIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFFX CUSIP 00826T108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Fodor Mgmt For For For 2 Elect Kevin King Mgmt For For For 3 Elect Paul Berg Mgmt For For For 4 Elect Nelson Chan Mgmt For For For 5 Elect John Diekman Mgmt For For For 6 Elect Gary Guthart Mgmt For For For 7 Elect Jami Dover Nachtsheim Mgmt For For For 8 Elect Robert Trice Mgmt For For For 9 Elect Robert Wayman Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2000 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AGCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AGCO CUSIP 001084102 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Francsico Roberto Andre Gros Mgmt For Withhold Against 1.2 Elect Gerald Johanneson Mgmt For For For 1.3 Elect George Minnich Mgmt For For For 1.4 Elect Curtis Moll Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AGL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CUSIP 001204106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For For For 1.3 Elect Dean O'Hare Mgmt For For For 2 Amendment to Bylaws to Repeal Mgmt For For For Classified Board 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Hovey Mgmt For For For 1.2 Elect Paula Sneed Mgmt For For For 1.3 Elect David Stout Mgmt For For For 1.4 Elect Ellen Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AIRTRAN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAI CUSIP 00949P108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Veronica Biggins Mgmt For For For 1.2 Elect Robert Fornaro Mgmt For For For 1.3 Elect Alexis Michas Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ayer Mgmt For Against Against 2 Elect Patricia Bedient Mgmt For Against Against 3 Elect Phyllis Campbell Mgmt For Against Against 4 Elect Mark Hamilton Mgmt For Against Against 5 Elect Jessie Knight, Jr. Mgmt For Against Against 6 Elect R. Marc Langland Mgmt For Against Against 7 Elect Dennis Madsen Mgmt For Against Against 8 Elect Byron Mallott Mgmt For Against Against 9 Elect J. Kenneth Thompson Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 2010 Employee Stock Purchase Plan Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALBERTO-CULVER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ACV CUSIP 013078100 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Brocksmith, Jr. Mgmt For For For 1.2 Elect Leonard Lavin Mgmt For For For 1.3 Elect Robert Rock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALEXANDER & BALDWIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALEX CUSIP 014482103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Blake Baird Mgmt For For For 1.2 Elect Michael Chun Mgmt For For For 1.3 Elect W. Allen Doane Mgmt For For For 1.4 Elect Walter Dods, Jr. Mgmt For For For 1.5 Elect Charles King Mgmt For For For 1.6 Elect Stanley Kuriyama Mgmt For For For 1.7 Elect Constance Lau Mgmt For For For 1.8 Elect Douglas Pasquale Mgmt For For For 1.9 Elect Maryanna Shaw Mgmt For For For 1.10 Elect Jeffrey Watanabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For For For Compensation Plan - ------------------------------------------------------------------------------------------------------------------ ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins, III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Amendment to the 1997 Stock Award and Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Benveniste Mgmt For For For 1.2 Elect D. Keith Cobb Mgmt For For For 1.3 Elect Kenneth Jensen Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLIANT TECHSYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATK CUSIP 018804104 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frances Cook Mgmt For For For 1.2 Elect Martin Faga Mgmt For For For 1.3 Elect Ronald Fogleman Mgmt For For For 1.4 Elect Douglas Maine Mgmt For For For 1.5 Elect Roman Martinez IV Mgmt For For For 1.6 Elect Daniel Murphy Mgmt For For For 1.7 Elect Mark Ronald Mgmt For For For 1.8 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Kane Mgmt For For For 2 Elect Cary McMillan Mgmt For For For 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFG CUSIP 025932104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Evans Mgmt For For For 1.2 Elect Gregory Joseph Mgmt For For For 1.3 Elect Terry Jacobs Mgmt For For For 1.4 Elect Carl Lindner Mgmt For For For 1.5 Elect Carl Lindner, III Mgmt For For For 1.6 Elect S. Craig Lindner Mgmt For For For 1.7 Elect Kenneth Ambrecht Mgmt For For For 1.8 Elect Theodore Emmerich Mgmt For For For 1.9 Elect William Verity Mgmt For For For 1.10 Elect John Von Lehman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AMERICAN GREETINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AM CUSIP 026375105 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Cowen Mgmt For For For 1.2 Elect William MacDonald III Mgmt For For For 1.3 Elect Zev Weiss Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICREDIT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACF CUSIP 03060R101 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Berce Mgmt For Withhold Against 1.2 Elect Bruce Berkowitz Mgmt For Withhold Against 1.3 Elect Ian Cumming Mgmt For Withhold Against 1.4 Elect James Greer Mgmt For For For 2 Amendment to the Senior Executive Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMETEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AME CUSIP 031100100 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles D. Klein Mgmt For For For 1.2 Elect Steven W. Kohlhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANNTAYLOR STORES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANN CUSIP 036115103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michelle Gass Mgmt For For For 2 Elect Michael Trapp Mgmt For For For 3 Elect Daniel Yih Mgmt For For For 4 Amendment to the 2003 Equity Mgmt For Against Against Incentive Plan 5 Amendment to the Associate Discount Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jacqueline Morby Mgmt For Withhold Against 1.2 Elect Michael Thurk Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AOL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AOL CUSIP 00184X105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Tim Armstrong Mgmt For For For 2 Elect Richard Dalzell Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect William Hambrecht Mgmt For For For 5 Elect Susan Lyne Mgmt For For For 6 Elect Patricia Mitchell Mgmt For For For 7 Elect Michael Powell Mgmt For For For 8 Elect Fredric Reynolds Mgmt For For For 9 Elect James Stengel Mgmt For For For 10 Elect James Wiatt Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amended and Restated 2010 Stock Mgmt For For For Incentive Plan 13 Amended and Restated Annual Incentive Mgmt For For For Plan for Executive Officers - ------------------------------------------------------------------------------------------------------------------ APOLLO INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AINV CUSIP 03761U106 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ashok Bakhru Mgmt For Withhold Against 1.2 Elect John Hannan Mgmt For Withhold Against 1.3 Elect James Zelter Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Approval to Sell Shares of Common Mgmt For For For Stock Below Net Asset Value 4 Issuance of Warrants Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APTARGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATR CUSIP 038336103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alain Chevassus Mgmt For For For 1.2 Elect Stephen Hagge Mgmt For For For 1.3 Elect Giovanna Monnas Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AQUA AMERICA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WTR CUSIP 03836W103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Smoot Mgmt For For For 1.2 Elect William Hankowsky Mgmt For For For 1.3 Elect Andrew Sordoni, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Jennings Mgmt For For For 1.2 Elect Steven Leer Mgmt For For For 1.3 Elect Robert Potter Mgmt For For For 1.4 Elect Theodore Sands Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Stock Incentive Mgmt For For For Plan 4 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Officers - ------------------------------------------------------------------------------------------------------------------ ARROW ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARW CUSIP 042735100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Duval Mgmt For For For 1.2 Elect Gail Hamilton Mgmt For For For 1.3 Elect John Hanson Mgmt For For For 1.4 Elect Richard Hill Mgmt For For For 1.5 Elect M.F. (Fran) Keeth Mgmt For For For 1.6 Elect Roger King Mgmt For For For 1.7 Elect Michael Long Mgmt For For For 1.8 Elect Stephen Patrick Mgmt For Withhold Against 1.9 Elect Barry Perry Mgmt For For For 1.10 Elect John Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Omnibus Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ARTHUR J. GALLAGHER & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS AJG CUSIP 363576109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Bax Mgmt For For For 2 Elect Frank English Jr. Mgmt For For For 3 Elect J. Patrick Gallagher, Jr. Mgmt For For For 4 Elect Ilene Gordon Mgmt For For For 5 Elect David Johnson Mgmt For For For 6 Elect James Wimmer Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Senior Management Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Rohr Mgmt For For For 2 Elect Theodore Solso Mgmt For For For 3 Elect Michael Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASSOCIATED BANC-CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS ASBC CUSIP 045487105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Karen Beckwith Mgmt For For For 1.2 Elect Ruth Crowley Mgmt For For For 1.3 Elect Philip Flynn Mgmt For For For 1.4 Elect Ronald Harder Mgmt For For For 1.5 Elect William Hutchinson Mgmt For For For 1.6 Elect Eileen Kamerick Mgmt For For For 1.7 Elect Richard Lommen Mgmt For For For 1.8 Elect John Meng Mgmt For For For 1.9 Elect J. Douglas Quick Mgmt For For For 1.10 Elect John Seramur Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AF CUSIP 046265104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chrin Mgmt For For For 1.2 Elect John Conefry, Jr. Mgmt For For For 1.3 Elect Brian Leeney Mgmt For For For 1.4 Elect Thomas Powderly Mgmt For For For 2 Amendment to the 2007 Non-Employee Mgmt For For For Director Stock Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATMOS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATO CUSIP 049560105 02/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kim Cocklin Mgmt For For For 1.2 Elect Robert Best Mgmt For For For 1.3 Elect Robert Grable Mgmt For For For 1.4 Elect Philliip Nichol Mgmt For For For 1.5 Elect Charles Vaughan Mgmt For For For 2 Amendment to Declassify the Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect Frank Noonan Mgmt For For For 1.6 Elect Ray Robinson Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANCORPSOUTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXS CUSIP 059692103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Kirk Mgmt For For For 1.2 Elect Guy Mitchell III Mgmt For For For 1.3 Elect R. Madison Murphy Mgmt For For For 1.4 Elect Aubrey Patterson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ BANK OF HAWAII CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BOH CUSIP 062540109 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Haunani Apoliona Mgmt For For For 1.2 Elect Mary Bitterman Mgmt For For For 1.3 Elect Mark Burak Mgmt For For For 1.4 Elect Michael Chun Mgmt For For For 1.5 Elect Clinton Churchill Mgmt For For For 1.6 Elect David Heenan Mgmt For For For 1.7 Elect Peter Ho Mgmt For For For 1.8 Elect Robert Huret Mgmt For For For 1.9 Elect Allan Landon Mgmt For For For 1.10 Elect Kent Lucien Mgmt For For For 1.11 Elect Martin Stein Mgmt For For For 1.12 Elect Donald Takaki Mgmt For For For 1.13 Elect Barbara Tanabe Mgmt For For For 1.14 Elect Robert Wo, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BECKMAN COULTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BILL BARRETT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBG CUSIP 06846N104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Owens Mgmt For For For 1.2 Elect Randy Foutch Mgmt For For For 1.3 Elect Joseph Jaggers Mgmt For For For 1.4 Elect Edmund Segner III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ BIO-RAD LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIO CUSIP 090572207 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Drapeau Mgmt For Withhold Against 1.2 Elect Albert Hillman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Schlesinger Mgmt For For For 2 Elect Thomas Shields Mgmt For For For 3 Elect Herbert Zarkin Mgmt For For For 4 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ BLACK HILLS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKH CUSIP 092113109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Eugster Mgmt For For For 1.2 Elect Gary Pechota Mgmt For For For 1.3 Elect Thomas Zeller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Omnibus Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ BOB EVANS FARMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BOBE CUSIP 096761101 09/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Steven Davis Mgmt For For For 3 Elect Paul Williams Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jere Drummond Mgmt For For For 1.2 Elect Timothy Manganello Mgmt For For For 1.3 Elect John McKernan, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BOYD GAMING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BYD CUSIP 103304101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect William R. Boyd Mgmt For For For 1.3 Elect William R. Boyd Mgmt For For For 1.4 Elect Thomas Girardi Mgmt For For For 1.5 Elect Marianne Boyd Johnson Mgmt For For For 1.6 Elect Billy McCoy Mgmt For For For 1.7 Elect Frederick Schwab Mgmt For For For 1.8 Elect Keith Smith Mgmt For For For 1.9 Elect Christine Spadafor Mgmt For For For 1.10 Elect Peter Thomas Mgmt For For For 1.11 Elect Veronica Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons, III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Edward Lange, Jr. Mgmt For For For 1.4 Elect Christopher McGurk Mgmt For For For 1.5 Elect Matthew Medeiros Mgmt For For For 1.6 Elect Constance Moore Mgmt For For For 1.7 Elect Jeanne Myerson Mgmt For For For 1.8 Elect Jeffrey Pero Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 1.10 Elect Dennis Singleton Mgmt For For For 1.11 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1999 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRINK'S HOME SECURITY HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CFL CUSIP 109699108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROADRIDGE FINANCIAL SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BR CUSIP 11133T103 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Richard Daly Mgmt For For For 3 Elect Robert Duelks Mgmt For For For 4 Elect Richard Haviland Mgmt For For For 5 Elect Alexandra Lebenthal Mgmt For For For 6 Elect Stuart Levine Mgmt For For For 7 Elect Thomas Perna Mgmt For For For 8 Elect Alan Weber Mgmt For For For 9 Elect Arthur Weinbach Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2007 Omnibus Award Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ BROWN & BROWN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRO CUSIP 115236101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Wendell Reilly Mgmt For For For 1.9 Elect John Riedman Mgmt For For For 1.10 Elect Chilton Varner Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BUCYRUS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BUCY CUSIP 118759109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deepak Kapur Mgmt For For For 1.2 Elect Theodore Rogers Mgmt For For For 1.3 Elect Robert Scharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CABOT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBT CUSIP 127055101 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Clarkeson Mgmt For For For 2 Elect Roderick MacLeod Mgmt For For For 3 Elect Ronaldo Schmitz Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CADENCE DESIGN SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDNS CUSIP 127387108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Lucas Mgmt For For For 2 Elect Alberto Sangiovanni-Vincentelli Mgmt For For For 3 Elect George Scalise Mgmt For For For 4 Elect John Shoven Mgmt For For For 5 Elect Roger Siboni Mgmt For For For 6 Elect John Swainson Mgmt For For For 7 Elect Lip-Bu Tan Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CALLAWAY GOLF COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ELY CUSIP 131193104 09/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Preferred Stock - ------------------------------------------------------------------------------------------------------------------ CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Jr. Mgmt For For For 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For Withhold Against 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAREER EDUCATION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CECO CUSIP 141665109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Chookaszian Mgmt For For For 2 Elect David Devonshire Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect Gregory Jackson Mgmt For For For 5 Elect Thomas Lally Mgmt For For For 6 Elect Steven Lesnik Mgmt For For For 7 Elect Gary McCullough Mgmt For For For 8 Elect Edward Snyder Mgmt For For For 9 Elect Leslie Thornton Mgmt For For For 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CARLISLE COMPANIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CUSIP 142339100 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robin Adams Mgmt For For For 2 Elect Robin Callahan Mgmt For For For 3 Elect David Roberts Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARMAX INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KMX CUSIP 143130102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Blaylock Mgmt For For For 1.2 Elect Keith Browning Mgmt For For For 1.3 Elect Thomas Stemberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARPENTER TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRS CUSIP 144285103 10/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Anderson, Jr. Mgmt For For For 1.2 Elect Philip Anderson Mgmt For For For 1.3 Elect Jeffrey Wadsworth Mgmt For For For 1.4 Elect William Wulfsohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CATHAY GENERAL BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CATY CUSIP 149150104 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kelly Chan Mgmt For For For 1.2 Elect Dunson Cheng Mgmt For For For 1.3 Elect Thomas Chiu Mgmt For For For 1.4 Elect Joseph Poon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ CERNER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CERN CUSIP 156782104 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerald Bisbee, Jr. Mgmt For For For 1.2 Elect Linda Dillman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Performance-Based Mgmt For For For Compensation Plan - ------------------------------------------------------------------------------------------------------------------ CHARLES RIVER LABORATORIES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRL CUSIP 159864107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Foster Mgmt For For For 1.2 Elect Nancy Chang Mgmt For For For 1.3 Elect Stephen Chubb Mgmt For For For 1.4 Elect Deborah Kochevar Mgmt For For For 1.5 Elect George Massaro Mgmt For For For 1.6 Elect George Milne, Jr. Mgmt For For For 1.7 Elect C. Richard Reese Mgmt For For For 1.8 Elect Douglas Rogers Mgmt For For For 1.9 Elect Samuel Thier Mgmt For For For 1.10 Elect William Waltrip Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHIPOTLE MEXICAN GRILL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMG CUSIP 169656105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Albert Baldocchi Mgmt For For For 1.2 Elect Neil Flanzraich Mgmt For Withhold Against 1.3 Elect Darlene Friedman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHIPOTLE MEXICAN GRILL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMG CUSIP 169656105 12/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elimination of Dual Class Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHURCH & DWIGHT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHD CUSIP 171340102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bradley C. Irwin Mgmt For For For 1.2 Elect Jeffrey A. Levick Mgmt For For For 1.3 Elect Arthur B. Winkleblack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CIMAREX ENERGY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEC CUSIP 171798101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hans Helmerich Mgmt For For For 2 Elect Harold Logan, Jr. Mgmt For For For 3 Elect Monroe Robertson Mgmt For For For 4 Amendment to the 2002 Stock Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CINCINNATI BELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBB CUSIP 171871106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Byrnes Mgmt For For For 1.2 Elect Phillip Cox Mgmt For For For 1.3 Elect Jakki Haussler Mgmt For For For 1.4 Elect Mark Lazarus Mgmt For For For 1.5 Elect Craig Maier Mgmt For For For 1.6 Elect Alex Shumate Mgmt For For For 1.7 Elect Lynn Wentworth Mgmt For For For 1.8 Elect John Zrno Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CITY NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CYN CUSIP 178566105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russell Goldsmith Mgmt For For For 1.2 Elect Ronald Olson Mgmt For For For 1.3 Elect Robert Tuttle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Plan Mgmt For Against Against 4 Approval of the Amended and Restated Mgmt For For For 2010 Variable Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CLEAN HARBORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLH CUSIP 184496107 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John DeVillars Mgmt For For For 1.2 Elect Daniel McCarthy Mgmt For For For 1.3 Elect Andrea Robertson Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COLDWATER CREEK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CWTR CUSIP 193068103 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Alexander Mgmt For For For 1.2 Elect Jerry Gramaglia Mgmt For For For 1.3 Elect Kay Isaacson-Leibowitz Mgmt For For For 2 Approval of the material terms of the Mgmt For Against Against Performance Criteria for Executive Incentive Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COLLECTIVE BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSS CUSIP 19421W100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Boggan, Jr. Mgmt For For For 1.2 Elect Michael Weiss Mgmt For For For 1.3 Elect Robert Wheeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMMERCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COMMERCIAL METALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CMC CUSIP 201723103 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rhys Best Mgmt For For For 1.2 Elect Richard Kelson Mgmt For For For 1.3 Elect Murray McClean Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Equity Incentive Plan 4 Amendment to the 1999 Non-Employee Mgmt For For For Director Stock Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMMSCOPE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTV CUSIP 203372107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Boyd George Mgmt For For For 1.2 Elect George Hutton, Jr. Mgmt For For For 1.3 Elect Katsuhiko Okubo Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMSTOCK RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CON-WAY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNW CUSIP 205944101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Anton Mgmt For For For 1.2 Elect William Corbin Mgmt For For For 1.3 Elect Robert Jaunich II Mgmt For For For 1.4 Elect W. Keith Kennedy, Jr. Mgmt For For For 1.5 Elect John Pope Mgmt For For For 1.6 Elect Douglas Stotlar Mgmt For For For 1.7 Elect Peter Stott Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONVERGYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVG CUSIP 212485106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zoe Baird Mgmt For For For 1.2 Elect Richard Devenuti Mgmt For For For 1.3 Elect Thomas Monahan III Mgmt For For For 1.4 Elect Philip Odeen Mgmt For For For 1.5 Elect Richard Wallman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COPART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPRT CUSIP 217204106 12/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Willis Johnson Mgmt For For For 1.2 Elect A. Jayson Adair Mgmt For For For 1.3 Elect James Meeks Mgmt For For For 1.4 Elect Steven Cohan Mgmt For For For 1.5 Elect Daniel Englander Mgmt For For For 1.6 Elect Matt Blunt Mgmt For For For 1.7 Elect Thomas Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CORINTHIAN COLLEGES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COCO CUSIP 218868107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul St. Pierre Mgmt For For For 1.2 Elect Linda Skladany Mgmt For For For 1.3 Elect Robert Lee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ilene Gordon Mgmt For For For 1.2 Elect Karen Hendricks Mgmt For For For 1.3 Elect Barbara Klein Mgmt For For For 1.4 Elect Dwayne Wilson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to the Stock Incentive Plan Mgmt For For For 4 Amendment to Annual Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Douglas Firstenberg Mgmt For For For 1.6 Elect Randall Griffin Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Kenneth Sweet, Jr. Mgmt For For For 1.10 Elect Richard Szafranski Mgmt For For For 1.11 Elect Kenneth Wethe Mgmt For For For 2 Amendment to the 2008 Omnibus Equity Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CORRECTIONS CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS CXW CUSIP 22025Y407 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ferguson Mgmt For For For 1.2 Elect Damon Hininger Mgmt For For For 1.3 Elect Donna Alvarado Mgmt For For For 1.4 Elect William Andrews Mgmt For For For 1.5 Elect John Correnti Mgmt For For For 1.6 Elect Dennis DeConcini Mgmt For For For 1.7 Elect John Horne Mgmt For For For 1.8 Elect C. Michael Jacobi Mgmt For For For 1.9 Elect Thurgood Marshall, Jr. Mgmt For For For 1.10 Elect Charles Overby Mgmt For For For 1.11 Elect John Prann, Jr. Mgmt For For For 1.12 Elect Joseph Russell Mgmt For For For 1.13 Elect Henri Wedell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COUSINS PROPERTIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUZ CUSIP 222795106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Erskine Bowles Mgmt For For For 1.2 Elect Tom Charlesworth Mgmt For For For 1.3 Elect James Edwards Mgmt For For For 1.4 Elect Lawrence Gellerstedt, III Mgmt For For For 1.5 Elect Lillian Giornelli Mgmt For For For 1.6 Elect S. Taylor Glover Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect William Harrison, Jr. Mgmt For For For 1.9 Elect William Porter Payne Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph L. Herring Mgmt For For For 1.2 Elect John McCartney Mgmt For For For 1.3 Elect Bradley T. Shears Mgmt For For For 2 2010 Employee Equity Participation Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CRANE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CR CUSIP 224399105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Karen Dykstra Mgmt For For For 2 Elect Richard Forte Mgmt For For For 3 Elect James Tullis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect John Palmour Mgmt For For For 1.3 Elect Dolph von Arx Mgmt For For For 1.4 Elect Clyde Hosein Mgmt For For For 1.5 Elect Robert Ingram Mgmt For For For 1.6 Elect Franco Plastina Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-Term Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CULLEN/FROST BANKERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CFR CUSIP 229899109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Crawford Edwards Mgmt For For For 1.2 Elect Ruben Escobedo Mgmt For For For 1.3 Elect Patrick Frost Mgmt For For For 1.4 Elect David Haemisegger Mgmt For For For 1.5 Elect Richard Evans, Jr. Mgmt For For For 1.6 Elect Karen Jennings Mgmt For For For 1.7 Elect Richard Kleberg, III Mgmt For For For 1.8 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CYTEC INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYT CUSIP 232820100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chris Davis Mgmt For For For 2 Elect Shane Fleming Mgmt For For For 3 Elect William Powell Mgmt For For For 4 Elect Louis Hoynes, Jr. Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DELUXE, CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Isaiah Harris, Jr. Mgmt For For For 1.4 Elect Don McGrath Mgmt For For For 1.5 Elect Cheryl Mayberry McKissack Mgmt For For For 1.6 Elect Neil Metviner Mgmt For For For 1.7 Elect Stephen Nachtsheim Mgmt For For For 1.8 Elect Mary O'Dwyer Mgmt For For For 1.9 Elect Martyn Redgrave Mgmt For For For 1.10 Elect Lee Schram Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gareth Roberts Mgmt For For For 1.2 Elect Wieland Wettstein Mgmt For For For 1.3 Elect Michael Beatty Mgmt For For For 1.4 Elect Michael Decker Mgmt For For For 1.5 Elect Ronald Greene Mgmt For For For 1.6 Elect David Heather Mgmt For For For 1.7 Elect Gregory McMichael Mgmt For For For 1.8 Elect Randy Stein Mgmt For For For 2 Increase in Shares Available Under Mgmt For For For the 2004 Omnibus Stock and Incentive Plan 3 Reapproval of Performance Measures Mgmt For For For Under the 2004 Omnibus Stock and Incentive Plan 4 Increase to Section 162(m) Based Cap Mgmt For For For on Performance Awards Under the 2004 Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DICK'S SPORTING GOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DKS CUSIP 253393102 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Emanuel Chirico Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Walter Rossi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ DIEBOLD, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DBD CUSIP 253651103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Byrnes Mgmt For For For 1.2 Elect Mei-Wei Cheng Mgmt For For For 1.3 Elect Phillip Cox Mgmt For For For 1.4 Elect Richard Crandall Mgmt For For For 1.5 Elect Gale Fitzgerald Mgmt For For For 1.6 Elect Phillip Lassiter Mgmt For For For 1.7 Elect John Lauer Mgmt For For For 1.8 Elect Thomas Swidarski Mgmt For For For 1.9 Elect Henry Wallace Mgmt For For For 1.10 Elect Alan Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Annual Cash Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIGITAL RIVER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRIV CUSIP 25388B104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Ronning Mgmt For For For 1.2 Elect Perry Steiner Mgmt For For For 1.3 Elect Cheryl Rosner Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DONALDSON COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCI CUSIP 257651109 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Eugster Mgmt For For For 1.2 Elect John Grundhofer Mgmt For For For 1.3 Elect Paul Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DREAMWORKS ANIMATION SKG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DWA CUSIP 26153C103 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DST SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DST CUSIP 233326107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Edward Allinson Mgmt For For For 1.2 Elect Michael Fitt Mgmt For For For 1.3 Elect Robert Jackson Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Increase of Authorized Preferred Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DYCOM INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DY CUSIP 267475101 11/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Coley Mgmt For Withhold Against 1.2 Elect Patricia Higgins Mgmt For Withhold Against 1.3 Elect Steven Nielsen Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DYNEGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DYN CUSIP 26817G102 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Williamson Mgmt For For For 1.2 Elect David Biegler Mgmt For Withhold Against 1.3 Elect Thomas Clark, Jr. Mgmt For For For 1.4 Elect Victor Grijalva Mgmt For For For 1.5 Elect Patricia Hammick Mgmt For For For 1.6 Elect Howard Sheppard Mgmt For For For 1.7 Elect William Trubeck Mgmt For For For 2 Reverse Stock Split Mgmt For For For 3 Elimination of Dual Class Stock Mgmt For For For 4 2010 Long Term Incentive Plan Mgmt For Against Against 5 Amendment to the Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ EDWARDS LIFESCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EW CUSIP 28176E108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Ingram Mgmt For For For 2 Elect William Link Mgmt For For For 3 Elect Wesley von Schack Mgmt For For For 4 Amendment to the Long-Term Stock Mgmt For For For Incentive Compensation Program 5 Amendment to the Nonemployee Mgmt For For For Directors Stock Incentive Program 6 2010 Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENCORE ACQUISITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EAC CUSIP 29255W100 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENDO PHARMACEUTICALS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENDP CUSIP 29264F205 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Delucca Mgmt For For For 1.2 Elect David Holveck Mgmt For For For 1.3 Elect Nancy Hutson Mgmt For For For 1.4 Elect Michael Hyatt Mgmt For For For 1.5 Elect Roger Kimmel Mgmt For For For 1.6 Elect William P. Montague Mgmt For For For 1.7 Elect Joseph Scodari Mgmt For For For 1.8 Elect William Spengler Mgmt For Withhold Against 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Julian Banton Mgmt For For For 1.3 Elect T. Michael Goodrich Mgmt For For For 2 Amendment to the 1992 Directors Stock Mgmt For Against Against Plan 3 Amendment to the Annual Incentive Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENERGIZER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENR CUSIP 29266R108 01/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. David Hoover Mgmt For Withhold Against 1.2 Elect John Hunter Mgmt For For For 1.3 Elect John Klein Mgmt For For For 1.4 Elect John Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUINIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQIX CUSIP 29444U502 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Clontz Mgmt For For For 1.2 Elect Gary Hromadko Mgmt For For For 1.3 Elect Scott Kriens Mgmt For For For 1.4 Elect William Luby Mgmt For For For 1.5 Elect Irving F. Lyons III Mgmt For For For 1.6 Elect Christopher Paisley Mgmt For For For 1.7 Elect Stephen Smith Mgmt For For For 1.8 Elect Peter Van Camp Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Guericke Mgmt For For For 1.2 Elect Issie Rabinovitch Mgmt For For For 1.3 Elect Thomas Randlett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Duffy Mgmt For For For 1.2 Elect Joseph Taranto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXTERRAN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXH CUSIP 30225X103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Janet Clark Mgmt For For For 1.2 Elect Ernie Danner Mgmt For For For 1.3 Elect Uriel Dutton Mgmt For For For 1.4 Elect Gordon Hall Mgmt For For For 1.5 Elect J.W.G. Honeybourne Mgmt For For For 1.6 Elect John Jackson Mgmt For For For 1.7 Elect Mark McCollum Mgmt For For For 1.8 Elect William Pate Mgmt For For For 1.9 Elect Stephen Pazuk Mgmt For For For 1.10 Elect Christopher Seaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FACTSET RESEARCH SYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDS CUSIP 303075105 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Billeadeau Mgmt For For For 1.2 Elect Philip Hadley Mgmt For For For 1.3 Elect Joseph Zimmel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FAIR ISAAC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FICO CUSIP 303250104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. George Battle Mgmt For For For 1.2 Elect Nicholas Graziano Mgmt For For For 1.3 Elect Mark Greene Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect James Kirsner Mgmt For For For 1.6 Elect William Lansing Mgmt For For For 1.7 Elect Rahul Merchant Mgmt For For For 1.8 Elect Margaret Taylor Mgmt For For For 1.9 Elect Duane White Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCS CUSIP 303726103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Carinalli Mgmt For For For 1.2 Elect Randy Carson Mgmt For For For 1.3 Elect Anthony Lear Mgmt For For For 1.4 Elect Thomas Magnanti Mgmt For For For 1.5 Elect Kevin McGarity Mgmt For For For 1.6 Elect Bryan Roub Mgmt For For For 1.7 Elect Ronald Shelly Mgmt For For For 1.8 Elect Mark Thompson Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Amendment to the 2007 Stock Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ FEDERAL SIGNAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FSS CUSIP 313855108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Mudge Mgmt For For For 1.2 Elect Dominic Romeo Mgmt For For For 2 Bundled Amendments to Restated Mgmt For For For Certificate of Incorporation 3 2005 Executive Incentive Compensation Mgmt For For For Plan (2010 Restatement) 4 Re-Approval of Performance Goals Mgmt For For For Under the Executive Incentive Performance Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIDELITY NATIONAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNF CUSIP 31620R105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Lane Mgmt For For For 1.2 Elect William Lyon Mgmt For For For 1.3 Elect Richard Massey Mgmt For For For 1.4 Elect Cary Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST AMERICAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FAF CUSIP 318522307 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George L. Argyros Mgmt For Withhold Against 1.2 Elect Bruce S. Bennett Mgmt For For For 1.3 Elect Matthew B. Botein Mgmt For For For 1.4 Elect J. David Chatham Mgmt For For For 1.5 Elect Glenn C. Christenson Mgmt For For For 1.6 Elect William G. Davis Mgmt For For For 1.7 Elect James L. Doti Mgmt For For For 1.8 Elect Lewis W. Douglas, Jr. Mgmt For For For 1.9 Elect Christopher V. Greetham Mgmt For For For 1.10 Elect Parker S. Kennedy Mgmt For For For 1.11 Elect Thomas C. O'Brien Mgmt For For For 1.12 Elect Frank E. O'Bryan Mgmt For For For 1.13 Elect John W. Peace Mgmt For Withhold Against 1.14 Elect D. Van Skilling Mgmt For For For 1.15 Elect Herbert B. Tasker Mgmt For For For 1.16 Elect Virginia M. Ueberroth Mgmt For For For 1.17 Elect Mary Lee Widener Mgmt For For For 2 Reincorporation Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Company Name Change Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRST NIAGARA FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNFG CUSIP 33582V108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Jeremiah Mgmt For For For 1.2 Elect John Koelmel Mgmt For For For 1.3 Elect George Philip Mgmt For For For 1.4 Elect Louise Woerner Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRSTMERIT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMER CUSIP 337915102 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Baer Mgmt For For For 1.2 Elect Karen Belden Mgmt For For For 1.3 Elect R. Cary Blair Mgmt For For For 1.4 Elect John Blickle Mgmt For For For 1.5 Elect Robert Briggs Mgmt For For For 1.6 Elect Richard Colella Mgmt For For For 1.7 Elect Gina France Mgmt For For For 1.8 Elect Paul Greig Mgmt For For For 1.9 Elect Terry Haines Mgmt For For For 1.10 Elect J. Michael Hochschwender Mgmt For For For 1.11 Elect Clifford Isroff Mgmt For For For 1.12 Elect Philip Lloyd, II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Technical Amendments to Articles Mgmt For For For 4 Authorization of Board to Set Board Mgmt For Against Against Size Within a Range 5 Elimination of Supermajority Mgmt For For For Requirement Regarding Corporate Transactions 6 Elimination of Supermajority Mgmt For For For Requirement Regarding Amending the Articles 7 Amendment to Regulations Regarding Mgmt For For For Removal of Directors by Majority Vote - ------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ken Hicks Mgmt For For For 1.2 Elect James Preston Mgmt For For For 1.3 Elect Dona Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Foot Locker Mgmt For For For Stock Incentive Plan - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOSSIL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOSL CUSIP 349882100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2.1 Elect Elaine Agather Mgmt For For For 2.2 Elect Michael Barnes Mgmt For For For 2.3 Elect Jeffrey Boyer Mgmt For For For 2.4 Elect Kosta Kartsotis Mgmt For For For 2.5 Elect Elysia Ragusa Mgmt For For For 2.6 Elect Jal Shroff Mgmt For For For 2.7 Elect James Skinner Mgmt For For For 2.8 Elect Michael Steinberg Mgmt For For For 2.9 Elect Donald Stone Mgmt For For For 2.10 Elect James Zimmerman Mgmt For For For 2.11 Elect Elaine Agather Mgmt For For For 2.12 Elect Jal Shroff Mgmt For For For 2.13 Elect Donald Stone Mgmt For For For 3 2010 Cash Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO CUSIP 35914P105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Michael Jennings Mgmt For For For 1.3 Elect James Lee Mgmt For For For 1.4 Elect Paul Loyd, Jr. Mgmt For For For 1.5 Elect Franklin Myers Mgmt For For For 1.6 Elect Michael Rose Mgmt For For For 2 Amendment to the Omnibus Incentive Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ FULTON FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FULT CUSIP 360271100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Albertson Mgmt For For For 1.2 Elect Donald Bowman, Jr. Mgmt For For For 1.3 Elect Dana Chryst Mgmt For For For 1.4 Elect Craig Dally Mgmt For For For 1.5 Elect Rufus Fulton, Jr. Mgmt For For For 1.6 Elect George Hodges Mgmt For For For 1.7 Elect Willem Kooyker Mgmt For For For 1.8 Elect John Shirk Mgmt For For For 1.9 Elect R. Scott Smith, Jr. Mgmt For For For 1.10 Elect E. Philip Wenger Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GARTNER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IT CUSIP 366651107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael J. Bingle Mgmt For For For 1.2 Elect Richard J. Bressler Mgmt For For For 1.3 Elect Karen E. Dykstra Mgmt For For For 1.4 Elect Russell P. Fradin Mgmt For For For 1.5 Elect Anne Sutherland Fuchs Mgmt For For For 1.6 Elect William O. Grabe Mgmt For For For 1.7 Elect Eugene A. Hall Mgmt For For For 1.8 Elect Stephen G. Pagliuca Mgmt For For For 1.9 Elect James C. Smith Mgmt For For For 1.10 Elect Jeffrey W. Ubben Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GATX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GMT CUSIP 361448103 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anne Ariva Mgmt For For For 1.2 Elect Richard Fairbanks Mgmt For For For 1.3 Elect Deborah Fretz Mgmt For For For 1.4 Elect Ernst Haberli Mgmt For For For 1.5 Elect Brian Kenney Mgmt For For For 1.6 Elect Mark McGrath Mgmt For For For 1.7 Elect James Ream Mgmt For For For 1.8 Elect David Sutherland Mgmt For For For 1.9 Elect Casey Sylla Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GEN-PROBE INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GPRO CUSIP 36866T103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carl Hull Mgmt For For For 2 Elect Armin Kessler Mgmt For For For 3 Elect Lucy Shapiro Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Election of Brian A. McNamee to the Mgmt For For For Company's Board of Directors - ------------------------------------------------------------------------------------------------------------------ GENTEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GNTX CUSIP 371901109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Mulder Mgmt For For For 1.2 Elect Frederick Sotok Mgmt For For For 1.3 Elect Wallace Tsuha Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLOBAL PAYMENTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPN CUSIP 37940X102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alex Hart Mgmt For For For 1.2 Elect William Jacobs Mgmt For For For 1.3 Elect Alan Silberstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Performance Criteria Mgmt For For For Under the 2005 Incentive Plan - ------------------------------------------------------------------------------------------------------------------ GRACO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GGG CUSIP 384109104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Kevin Gilligan Mgmt For Withhold Against 1.2 Elect William Van Dyke Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ GRANITE CONSTRUCTION INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GVA CUSIP 387328107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Dorey Mgmt For For For 2 Elect Rebecca McDonald Mgmt For For For 3 Elect William Powell Mgmt For For For 4 Elect Claes Bjork Mgmt For For For 5 2009 Employee Stock Purchase Plan Mgmt For For For 6 Annual Incentive Plan Mgmt For For For 7 Long-Term Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GREAT PLAINS ENERGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GXP CUSIP 391164100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D.L. Bodde Mgmt For For For 1.2 Elect M.J.Chesser Mgmt For For For 1.3 Elect W.H. Downey Mgmt For For For 1.4 Elect R.C. Ferguson, Jr. Mgmt For For For 1.5 Elect G.D. Forsee Mgmt For For For 1.6 Elect J.A. Mitchell Mgmt For For For 1.7 Elect W.C. Nelson Mgmt For For For 1.8 Elect J.J. Sherman Mgmt For For For 1.9 Elect L.H. Talbott Mgmt For For For 1.10 Elect R.H. West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GREIF, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GEF CUSIP 397624107 02/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vicki Avril Mgmt For For For 1.2 Elect Bruce Edwards Mgmt For For For 1.3 Elect Mark Emkes Mgmt For For For 1.4 Elect John Finn Mgmt For For For 1.5 Elect Michael Gasser Mgmt For For For 1.6 Elect Daniel Gunsett Mgmt For For For 1.7 Elect Judith Hook Mgmt For For For 1.8 Elect John McNamara Mgmt For For For 1.9 Elect Patrick Norton Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HANESBRANDS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HBI CUSIP 410345102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lee Chaden Mgmt For For For 1.2 Elect Bobby Griffin Mgmt For For For 1.3 Elect James Johnson Mgmt For For For 1.4 Elect Jessica Mathews Mgmt For For For 1.5 Elect J. Patrick Mulcahy Mgmt For For For 1.6 Elect Ronald Nelson Mgmt For For For 1.7 Elect Richard Noll Mgmt For For For 1.8 Elect Andrew Schindler Mgmt For For For 1.9 Elect Ann Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HANSEN NATURAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HANS CUSIP 411310105 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Sacks Mgmt For For For 1.2 Elect Hilton Schlosberg Mgmt For For For 1.3 Elect Norman Epstein Mgmt For For For 1.4 Elect Benjamin Polk Mgmt For For For 1.5 Elect Sydney Selati Mgmt For For For 1.6 Elect Harold Taber, Jr. Mgmt For For For 1.7 Elect Mark Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HSC CUSIP 415864107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect G. D. H. Butler Mgmt For For For 1.2 Elect K. Eddy Mgmt For For For 1.3 Elect S. Fazzolari Mgmt For For For 1.4 Elect Stuart Graham Mgmt For For For 1.5 Elect Terry Growcock Mgmt For For For 1.6 Elect Henry Knueppel Mgmt For For For 1.7 Elect D. Howard Pierce Mgmt For For For 1.8 Elect J. Scheiner Mgmt For For For 1.9 Elect A. Sordoni, III Mgmt For For For 1.10 Elect Robert Wilburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARTE-HANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HHS CUSIP 416196103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Farley Mgmt For For For 1.2 Elect Larry Franklin Mgmt For For For 1.3 Elect William Gayden Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HAWAIIAN ELECTRIC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HE CUSIP 419870100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Fargo Mgmt For For For 1.2 Elect Kelvin Taketa Mgmt For For For 1.3 Elect Jeffrey Watanabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity and Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTH MANAGEMENT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMA CUSIP 421933102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Schoen Mgmt For For For 1.2 Elect Gary Newsome Mgmt For For For 1.3 Elect Kent Dauten Mgmt For For For 1.4 Elect Donald Kiernan Mgmt For For For 1.5 Elect Robert Knox Mgmt For For For 1.6 Elect William Mayberry Mgmt For For For 1.7 Elect Vicki O'Meara Mgmt For For For 1.8 Elect William Steere, Jr. Mgmt For For For 1.9 Elect Randolph Westerfield Mgmt For For For 2 Amendment to the 1996 Executive Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Thomas Farley Mgmt For For For 5 Elect Gale Fitzgerald Mgmt For For For 6 Elect Patrick Foley Mgmt For For For 7 Elect Jay Gellert Mgmt For For For 8 Elect Roger Greaves Mgmt For For For 9 Elect Bruce Willison Mgmt For For For 10 Elect Frederick Yeager Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ HELIX ENERGY SOLUTIONS GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLX CUSIP 42330P107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Owen Kratz Mgmt For For For 1.2 Elect John Lovoi Mgmt For For For 1.3 Elect Bernard Duroc-Danner Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HENRY SCHEIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSIC CUSIP 806407102 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanley Bergman Mgmt For For For 1.2 Elect Gerald Benjamin Mgmt For For For 1.3 Elect James Breslawski Mgmt For For For 1.4 Elect Mark Mlotek Mgmt For For For 1.5 Elect Steven Paladino Mgmt For For For 1.6 Elect Barry Alperin Mgmt For For For 1.7 Elect Paul Brons Mgmt For For For 1.8 Elect Donald Kabat Mgmt For For For 1.9 Elect Philip Laskawy Mgmt For For For 1.10 Elect Karyn Mashima Mgmt For For For 1.11 Elect Norman Matthews Mgmt For For For 1.12 Elect Bradley Sheares Mgmt For For For 1.13 Elect Louis Sullivan Mgmt For For For 2 Amendment to the 1996 Non-Employee Mgmt For Against Against Director Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HERMAN MILLER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLHR CUSIP 600544100 10/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Volkema Mgmt For For For 1.2 Elect Paget Alves Mgmt For For For 1.3 Elect Douglas French Mgmt For For For 1.4 Elect John Hoke III Mgmt For For For 1.5 Elect James Kackley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEWITT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEW CUSIP 42822Q100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judson Green Mgmt For For For 1.2 Elect Michael Greenlees Mgmt For For For 1.3 Elect Steven Stanbrook Mgmt For For For 1.4 Elect Stacey Mobley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ HILL-ROM HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRC CUSIP 431475102 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Giertz Mgmt For For For 1.2 Elect Katherine Napier Mgmt For For For 1.3 Elect Ronald Malone Mgmt For For For 1.4 Elect Eduardo Menasce Mgmt For For For 1.5 Elect John Greisch Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HNI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HNI CUSIP 404251100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Bell Mgmt For For For 2 Elect James Jenkins Mgmt For For For 3 Elect Dennis Martin Mgmt For For For 4 Elect Abbie Smith Mgmt For For For 5 Amendment to the 2007 Stock-Based Mgmt For For For Compensation Plan 6 Amendment and Restatement of the Mgmt For For For Annual Incentive Plan 7 Amendment and Restatement of the Mgmt For For For Long-Term Performance Plan 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HORACE MANN EDUCATORS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HMN CUSIP 440327104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Futrell Mgmt For For For 2 Elect Stephen Hasenmiller Mgmt For For For 3 Elect Ronald Helow Mgmt For For For 4 Elect Louis Lower II Mgmt For For For 5 Elect Gabriel Shaheen Mgmt For For For 6 Elect Roger Steinbecker Mgmt For For For 7 Elect Robert Stricker Mgmt For For For 8 Elect Charles Wright Mgmt For For For 9 2010 Comprehensive Executive Mgmt For For For Compensation Plan 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ HUBBELL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HUB.B CUSIP 443510201 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Edwards, Jr. Mgmt For For For 1.2 Elect Lynn Good Mgmt For For For 1.3 Elect Anthony Guzzi Mgmt For For For 1.4 Elect Joel Hoffman Mgmt For For For 1.5 Elect Andrew McNally, IV Mgmt For For For 1.6 Elect Timothy Powers Mgmt For For For 1.7 Elect G. Jackson Ratcliffe Mgmt For For For 1.8 Elect Carlos Rodriguez Mgmt For For For 1.9 Elect Richard Swift Mgmt For For For 1.10 Elect Daniel Van Riper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Award Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ IDACORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IDA CUSIP 451107106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Johansen Mgmt For For For 1.2 Elect J. LaMont Keen Mgmt For For For 1.3 Elect Robert Tinstman Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2000 Long-Term Incentive and Compenstion Plan 4 Approve Executive Incentive Plan for Mgmt For For For Section 162(m) Purposes - ------------------------------------------------------------------------------------------------------------------ IDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IEX CUSIP 45167R104 04/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil Springer Mgmt For For For 1.2 Elect Ruby Chandy Mgmt For For For 2 Amendment to the Incentive Award Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IDEXX LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IDXX CUSIP 45168D104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jonathan Ayers Mgmt For For For 1.2 Elect Robert Murray Mgmt For For For 1.3 Elect Joseph Vumbacco Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IMMUCOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLUD CUSIP 452526106 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Clouser Mgmt For For For 1.2 Elect Gioacchino De Chirico Mgmt For For For 1.3 Elect Ralph Eatz Mgmt For For For 1.4 Elect Paul Holland Mgmt For For For 1.5 Elect Ronny Lancaster Mgmt For For For 1.6 Elect Chris Perkins Mgmt For For For 1.7 Elect Joseph Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Garrett Mgmt For For For 1.2 Elect Gerald Held Mgmt For For For 1.3 Elect Charles J. Robel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INGRAM MICRO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IM CUSIP 457153104 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Removal of Directors Mgmt For For For 3.1 Elect Howard Atkins Mgmt For For For 3.2 Elect Leslie Heisz Mgmt For For For 3.3 Elect John Ingram Mgmt For For For 3.4 Elect Orrin Ingram, II Mgmt For For For 3.5 Elect Dale Laurance Mgmt For For For 3.6 Elect Linda Levinson Mgmt For For For 3.7 Elect Michael Smith Mgmt For For For 3.8 Elect Gregory Spierkel Mgmt For For For 3.9 Elect Joe Wyatt Mgmt For For For 3.10 Elect Orrin Ingram, II Mgmt For For For 3.11 Elect Michael Smith Mgmt For For For 3.12 Elect Gregory Spierkel Mgmt For For For 3.13 Elect Joe Wyatt Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEGRATED DEVICE TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IDTI CUSIP 458118106 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Schofield Mgmt For For For 1.2 Elect Lewis Eggebrecht Mgmt For For For 1.3 Elect Umesh Padval Mgmt For For For 1.4 Elect Gordon Parnell Mgmt For For For 1.5 Elect Donald Schrock Mgmt For For For 1.6 Elect Ron Smith Mgmt For For For 1.7 Elect Theodore Tewksbury Mgmt For For For 2 2009 Employee Stock Purchase Plan Mgmt For For For 3 One-time Option Exchange Program Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BANCSHARES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBOC CUSIP 459044103 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect I. Greenblum Mgmt For Withhold Against 1.2 Elect R.D. Guerra Mgmt For Withhold Against 1.3 Elect D.B. Hastings, Jr. Mgmt For Withhold Against 1.4 Elect I. Navarro Mgmt For Withhold Against 1.5 Elect S. Neiman Mgmt For Withhold Against 1.6 Elect P.J. Newman Mgmt For Withhold Against 1.7 Elect D.E. Nixon Mgmt For Withhold Against 1.8 Elect L. Salinas Mgmt For Withhold Against 1.9 Elect A.R. Sanchez, Jr. Mgmt For Withhold Against 1.10 Elect Guillermo F. Trevino Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL RECTIFIER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRF CUSIP 460254105 11/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attiyeh Mgmt For For For 1.2 Elect Oleg Khaykin Mgmt For For For 1.3 Elect James Plummer Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Director Age - ------------------------------------------------------------------------------------------------------------------ INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bell Mgmt For For For 1.2 Elect Robert Conn Mgmt For For For 1.3 Elect James Diller Mgmt For For For 1.4 Elect Gary Gist Mgmt For For For 1.5 Elect Mercedes Johnson Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Jan Peeters Mgmt For For For 1.8 Elect Robert Pokelwaldt Mgmt For For For 1.9 Elect James Urry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 2 Employee Stock Option Exchange Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTREPID POTASH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPI CUSIP 46121Y102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barth Whitham Mgmt For For For 1.2 Elect J. Landis Martin Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITRON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITRI CUSIP 465741106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Glanville Mgmt For For For 2 Elect Sharon Nelson Mgmt For For For 3 Elect Malcolm Unsworth Mgmt For For For 4 2010 Incentive Plan Mgmt For For For 5 Executive Management Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT EDUCATIONAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESI CUSIP 45068B109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cozzi Mgmt For For For 2 Elect Kevin Modany Mgmt For For For 3 Elect Lloyd Waterhouse Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ J.B. HUNT TRANSPORT SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBHT CUSIP 445658107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Duncan Mgmt For For For 2 Elect Sharilyn Gasaway Mgmt For For For 3 Elect Coleman Peterson Mgmt For For For 4 Elect James Robo Mgmt For For For 5 Elect Wayne Garrison Mgmt For For For 6 Elect Gary George Mgmt For For For 7 Elect Bryan Hunt Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JACK HENRY & ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JKHY CUSIP 426281101 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerry Hall Mgmt For For For 1.2 Elect Michael Henry Mgmt For For For 1.3 Elect James Ellis Mgmt For For For 1.4 Elect Craig Curry Mgmt For For For 1.5 Elect Wesley Brown Mgmt For For For 1.6 Elect Matthew Flanigan Mgmt For For For 1.7 Elect Marla Shepard Mgmt For For For 1.8 Elect John Prim Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JETBLUE AIRWAYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JBLU CUSIP 477143101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Barger Mgmt For Withhold Against 1.2 Elect Peter Boneparth Mgmt For Withhold Against 1.3 Elect David Checketts Mgmt For Withhold Against 1.4 Elect Virginia Gambale Mgmt For Withhold Against 1.5 Elect Stephan Gemkow Mgmt For Withhold Against 1.6 Elect Joel Peterson Mgmt For Withhold Against 1.7 Elect M. Ann Rhoades Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOHN WILEY & SONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JW.A CUSIP 968223206 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kim Jones Mgmt For For For 1.2 Elect Raymond McDaniel, Jr. Mgmt For For For 1.3 Elect William Plummer Mgmt For For For 1.4 Elect Kalpana Raina Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Key Employee Stock Plan Mgmt For For For 4 2009 Executive Annual Incentive Plan Mgmt For For For 5 2009 Director Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JONES LANG LASALLE INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS JLL CUSIP 48020Q107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colin Dyer Mgmt For For For 2 Elect Darryl Hartley-Leonard Mgmt For For For 3 Elect DeAnne Julius Mgmt For For For 4 Elect Ming Lu Mgmt For For For 5 Elect Lauralee Martin Mgmt For For For 6 Elect Sheila Penrose Mgmt For For For 7 Elect David Rickard Mgmt For For For 8 Elect Roger Staubach Mgmt For For For 9 Elect Thomas Theobald Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KANSAS CITY SOUTHERN TICKER SECURITY ID: MEETING DATE MEETING STATUS KSU CUSIP 485170302 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lu Cordova Mgmt For For For 1.2 Elect Terrence Dunn Mgmt For For For 1.3 Elect Antonio Garza, Jr. Mgmt For For For 1.4 Elect David Starling Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KB HOME TICKER SECURITY ID: MEETING DATE MEETING STATUS KBH CUSIP 48666K109 04/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bollenbach Mgmt For Against Against 2 Elect Timothy Finchem Mgmt For Against Against 3 Elect Kenneth Jastrow, II Mgmt For Against Against 4 Elect Robert Johnson Mgmt For Against Against 5 Elect Melissa Lora Mgmt For Against Against 6 Elect Michael McCaffery Mgmt For Against Against 7 Elect Jeffrey Mezger Mgmt For Against Against 8 Elect Leslie Moonves Mgmt For Against Against 9 Elect Luis Nogales Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 2010 Equity Incentive Plan Mgmt For For For 12 Shareholder Proposal Regarding Pay ShrHldr Against For Against for Superior Performance 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Proponent Engagement Process - ------------------------------------------------------------------------------------------------------------------ KBR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KBR CUSIP 48242W106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Curtiss Mgmt For For For 1.2 Elect William Utt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Review ShrHldr Against Abstain Against of Global Human Rights Standards 4 Shareholder Proposal Regarding ShrHldr Against Abstain Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy - ------------------------------------------------------------------------------------------------------------------ KENNAMETAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMT CUSIP 489170100 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect William Newlin Mgmt For For For 1.3 Elect Lawrence Stranghoener Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KINDRED HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KND CUSIP 494580103 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Kuntz Mgmt For For For 2 Elect Joel Ackerman Mgmt For For For 3 Elect Ann Berzin Mgmt For For For 4 Elect Jonathan Blum Mgmt For For For 5 Elect Thomas Cooper Mgmt For For For 6 Elect Paul Diaz Mgmt For For For 7 Elect Isaac Kaufman Mgmt For For For 8 Elect Frederick Kleisner Mgmt For For For 9 Elect Eddy Rogers, Jr. Mgmt For For For 10 Elect Phyllis Yale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ KINETIC CONCEPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KCI CUSIP 49460W208 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Dollens Mgmt For For For 1.2 Elect Catherine Burzik Mgmt For For For 1.3 Elect John Byrnes Mgmt For For For 1.4 Elect Harry Jacobson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KIRBY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Sean Day Mgmt For Against Against 2 Elect William Lamont, Jr. Mgmt For Against Against 3 Elect C. Berdon Lawrence Mgmt For Against Against 4 Reapproval of the Material Terms of Mgmt For For For the Performance Objectives Under the 2005 Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KORN/FERRY INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS KFY CUSIP 500643200 09/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Whipple Mgmt For For For 1.2 Elect Denise Kingsmill Mgmt For For For 1.3 Elect George Shaheen Mgmt For For For 2 Amendment to the 2008 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LAMAR ADVERTISING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LAMR CUSIP 512815101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hamilton Mgmt For For For 1.2 Elect John Koerner, III Mgmt For For For 1.3 Elect Edward McDermott Mgmt For For For 1.4 Elect Stephen Mumblow Mgmt For For For 1.5 Elect Thomas Reifenheiser Mgmt For For For 1.6 Elect Anna Reilly Mgmt For Withhold Against 1.7 Elect Kevin Reilly, Jr. Mgmt For For For 1.8 Elect Wendell Reilly Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LANCASTER COLONY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LANC CUSIP 513847103 11/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bachmann Mgmt For For For 1.2 Elect Neeli Bendapudi Mgmt For For For 1.3 Elect John Boylan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LANDSTAR SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LSTR CUSIP 515098101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Elston Mgmt For For For 1.2 Elect Diana Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LENDER PROCESSING SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LPS CUSIP 52602E102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Carbiener Mgmt For For For 1.2 Elect Alvin Carpenter Mgmt For For For 1.3 Elect John Farrell, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LENNOX INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LII CUSIP 526107107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Todd Bluedorn Mgmt For For For 1.2 Elect Janet Cooper Mgmt For For For 1.3 Elect Charles Henry Mgmt For For For 1.4 Elect Terry Stinson Mgmt For For For 1.5 Elect Richard Thompson Mgmt For For For 2 Amended and Restated 2010 Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Anthony Hayden Mgmt For For For 1.2 Elect M. Leanne Lachman Mgmt For For For 1.3 Elect Stephen Steinour Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LIFE TIME FITNESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTM CUSIP 53217R207 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bahram Akradi Mgmt For For For 1.2 Elect Giles Bateman Mgmt For For For 1.3 Elect Jack Eugster Mgmt For For For 1.4 Elect Guy Jackson Mgmt For For For 1.5 Elect John Lloyd Mgmt For For For 1.6 Elect Martha Morfitt Mgmt For Withhold Against 1.7 Elect John Richards Mgmt For For For 1.8 Elect Joseph Vassalluzzo Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LIFEPOINT HOSPITALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LPNT CUSIP 53219L109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Bier Mgmt For For For 1.2 Elect DeWitt Ezell, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the Management Stock Mgmt For Against Against Purchase Plan 5 Amendment to the Outside Directors Mgmt For For For Stock and Incentive Compensation Plan - ------------------------------------------------------------------------------------------------------------------ LINCARE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCR CUSIP 532791100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINCOLN ELECTRIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LECO CUSIP 533900106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Hanks Mgmt For For For 1.2 Elect Kathryn Lincoln Mgmt For For For 1.3 Elect William Macdonald, III Mgmt For For For 1.4 Elect George Walls, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LKQ CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LKQX CUSIP 501889208 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect A. Clinton Allen Mgmt For Against Against 2 Elect Victor Casini Mgmt For For For 3 Elect Robert Devlin Mgmt For For For 4 Elect Donald Flynn Mgmt For For For 5 Elect Kevin Flynn Mgmt For For For 6 Elect Ronald Foster Mgmt For For For 7 Elect Joseph Holsten Mgmt For For For 8 Elect Paul Meister Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect William Webster, IV Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOUISIANA-PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LPX CUSIP 546347105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lizanne Gottung Mgmt For For For 1.2 Elect Dustan McCoy Mgmt For For For 1.3 Elect Colin Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ M.D.C. HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDC CUSIP 552676108 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Berman Mgmt For For For 1.2 Elect Herbert Buchwald Mgmt For For For 1.3 Elect Larry Mizel Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Coppola Mgmt For For For 2 Elect Edward Coppola Mgmt For For For 3 Elect James Cownie Mgmt For For For 4 Elect Fred Hubbell Mgmt For For For 5 Elect Mason Ross Mgmt For For For 6 Elect William Sexton Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Bernikow Mgmt For For For 1.2 Elect Kenneth Duberstein Mgmt For Withhold Against 1.3 Elect Vincent Tese Mgmt For For For 1.4 Elect Roy Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACROVISION SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MVSN CUSIP 55611C108 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Andrew Ludwick Mgmt For For For 1.3 Elect Alan Earhart Mgmt For For For 1.4 Elect Robert Majteles Mgmt For For For 1.5 Elect James Meyer Mgmt For Withhold Against 1.6 Elect James O'Shaughnessy Mgmt For For For 1.7 Elect Ruthann Quindlen Mgmt For For For 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gina Boswell Mgmt For For For 1.2 Elect Jack Greenberg Mgmt For For For 1.3 Elect Terry Hueneke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Articles to Provide For Mgmt For For For Majority Vote For Election of Directors 4 Amendment to Bylaws to Provide For Mgmt For For For Majority Vote For Election of Directors - ------------------------------------------------------------------------------------------------------------------ MANTECH INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MANT CUSIP 564563104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Pedersen Mgmt For For For 1.2 Elect Richard Armitage Mgmt For For For 1.3 Elect Mary Bush Mgmt For For For 1.4 Elect Barry Campbell Mgmt For For For 1.5 Elect Walter Fatzinger, Jr. Mgmt For For For 1.6 Elect David Jeremiah Mgmt For For For 1.7 Elect Richard Kerr Mgmt For For For 1.8 Elect Kenneth Minihan Mgmt For For For 1.9 Elect Stephen Porter Mgmt For For For 1.10 Elect Lawrence Prior III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARINER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ME CUSIP 56845T305 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Crain, Jr. Mgmt For For For 1.2 Elect John Greene Mgmt For For For 1.3 Elect Laura Sugg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARVEL ENTERTAINMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MVL CUSIP 57383T103 12/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MASIMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MASI CUSIP 574795100 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MATTHEWS INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MATW CUSIP 577128101 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alvaro Garcia-Tunon Mgmt For For For 1.2 Elect John O'Leary, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MDU RESOURCES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDU CUSIP 552690109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Everist Mgmt For For For 2 Elect Thomas Everist Mgmt For For For 3 Elect Terry Hildestad Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis Johnson Mgmt For For For 6 Elect Thomas Knudson Mgmt For For For 7 Elect Richard Lewis Mgmt For For For 8 Elect Patricia Moss Mgmt For For For 9 Elect Harry Pearce Mgmt For For For 10 Elect John Wilson Mgmt For For For 11 Elimination of Supermajority Vote Mgmt For For For Requirement Related to Certain Business Combinations 12 Elimination of Supermajority Vote Mgmt For For For Requirement Related to Charter Amendments 13 Charter Amendment to Conform to Mgmt For For For Delaware General Corporation Law 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Report ShrHldr Against Against For on Coal Combustion Waste - ------------------------------------------------------------------------------------------------------------------ MEDICIS PHARMACEUTICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRX CUSIP 584690309 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Pietrangelo Mgmt For For For 2 Elect Lottie Shackelford Mgmt For For For 3 Elect Jonah Shacknai Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MENTOR GRAPHICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MENT CUSIP 587200106 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 One-Time Option Exchange Program Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MERCURY GENERAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCY CUSIP 589400100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Joseph Mgmt For For For 1.2 Elect Martha Marcon Mgmt For For For 1.3 Elect Donald Spuehler Mgmt For For For 1.4 Elect Richard Grayson Mgmt For For For 1.5 Elect Donald Newell Mgmt For For For 1.6 Elect Bruce Bunner Mgmt For For For 1.7 Elect Nathan Bessin Mgmt For For For 1.8 Elect Michael Curtius Mgmt For For For 1.9 Elect Gabriel Tirador Mgmt For For For 2 Re-Approval of the Material Terms of Mgmt For For For the Performance Criteria Under the 2005 Equity Incentive Plan - ------------------------------------------------------------------------------------------------------------------ METAVANTE TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MV CUSIP 591407101 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ METTLER-TOLEDO INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTD CUSIP 592688105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Spoerry Mgmt For For For 2 Elect Wah-Hui Chu Mgmt For For For 3 Elect Francis Contino Mgmt For For For 4 Elect Olivier Filliol Mgmt For For For 5 Elect Michael Kelly Mgmt For For For 6 Elect Martin Madaus Mgmt For For For 7 Elect Hans Ulrich Maerki Mgmt For For For 8 Elect George Milne, Jr. Mgmt For For For 9 Elect Thomas Salice Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICROS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRS CUSIP 594901100 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Brown, Jr. Mgmt For For For 1.2 Elect B. Gary Dando Mgmt For For For 1.3 Elect A.L. Giannopoulos Mgmt For For For 1.4 Elect F.Suzanne Jenniches Mgmt For For For 1.5 Elect John Puente Mgmt For For For 1.6 Elect Dwight Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1991 Stock Option Mgmt For For For Plan 4 Amendment to the 1991 Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ MINE SAFETY APPLIANCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MSA CUSIP 602720104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bruggeworth Mgmt For For For 1.2 Elect James Cederna Mgmt For For For 1.3 Elect John Unkovic Mgmt For For For 2 Amendment to CEO Annual Incentive Mgmt For Against Against Award Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MINERALS TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTX CUSIP 603158106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Muscari Mgmt For For For 1.2 Elect William Stivers Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOHAWK INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHK CUSIP 608190104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Bonanno Mgmt For For For 1.2 Elect David Kolb Mgmt For For For 1.3 Elect Joseph Onorato Mgmt For For For 1.4 Elect W. Christopher Wellborn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MPS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPS CUSIP 553409103 01/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MSC INDUSTRIAL DIRECT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM CUSIP 553530106 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mitchell Jacobson Mgmt For For For 1.2 Elect David Sandler Mgmt For For For 1.3 Elect Charles Boehlke Mgmt For For For 1.4 Elect Roger Fradin Mgmt For For For 1.5 Elect Louise Goeser Mgmt For For For 1.6 Elect Denis Kelly Mgmt For For For 1.7 Elect Philip Peller Mgmt For For For 2 Amendment to the 2005 Omnibus Equity Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MSCI INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXB CUSIP 55354G100 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Benjamin duPont Mgmt For For For 2 Elect Henry Fernandez Mgmt For For For 3 Elect Alice Handy Mgmt For For For 4 Elect Catherine Kinney Mgmt For For For 5 Elect Linda Riefler Mgmt For For For 6 Elect George Siguler Mgmt For For For 7 Elect Scott Sipprelle Mgmt For For For 8 Elect Rudolphe Vallee Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL FUEL GAS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFG CUSIP 636180101 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Ackerman Mgmt For For For 1.2 Elect Craig Matthews Mgmt For For For 1.3 Elect Richard Reiten Mgmt For For For 1.4 Elect David Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL INSTRUMENTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NATI CUSIP 636518102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Truchard Mgmt For For For 1.2 Elect John Berra Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONWIDE HEALTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHP CUSIP 638620104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ NAVIGANT CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCI CUSIP 63935N107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Thompson Mgmt For For For 1.2 Elect Samuel Skinner Mgmt For For For 1.3 Elect Michael Tipsord Mgmt For For For 2 Reapproval of Performance Measures Mgmt For For For under the 2005 Long-Term Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NBTY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTY CUSIP 628782104 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Ashner Mgmt For For For 1.2 Elect Glenn Cohen Mgmt For For For 1.3 Elect Arthur Rudolph Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NCR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NCR CUSIP 62886E108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Quincy Allen Mgmt For For For 1.2 Elect Edward Boykin Mgmt For For For 1.3 Elect Linda Levinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Haley Mgmt For For For 1.2 Elect Gregory Stanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ NEUSTAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSR CUSIP 64126X201 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gareth Chang Mgmt For For For 1.2 Elect Jeffrey Ganek Mgmt For For For 1.3 Elect Hellene Runtagh Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEW YORK COMMUNITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWALLIANCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAL CUSIP 650203102 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carlton Highsmith Mgmt For For For 1.2 Elect Joseph Rossi Mgmt For For For 1.3 Elect Nathaniel Woodson Mgmt For For For 1.4 Elect Joseph Zaccagnino Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 2010 Employee Stock Purchase Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORDSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lee Banks Mgmt For For For 1.2 Elect Randolph Carson Mgmt For For For 1.3 Elect Michael Hilton Mgmt For For For 1.4 Elect Victor Richey, Jr. Mgmt For For For 1.5 Elect Benedict Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NSTAR TICKER SECURITY ID: MEETING DATE MEETING STATUS NST CUSIP 67019E107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gary Countryman Mgmt For For For 2 Elect James DiStasio Mgmt For For For 3 Elect Thomas May Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ NVR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVR CUSIP 62944T105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Manuel Johnson Mgmt For For For 2 Elect David Preiser Mgmt For For For 3 Elect John Toups Mgmt For For For 4 Elect Paul Whetsell Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the board Mgmt For For For 7 2010 Equity Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OCEANEERING INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OII CUSIP 675232102 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Hooker Mgmt For For For 1.2 Elect Harris Pappas Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OGE ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OGE CUSIP 670837103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James H. Brandi Mgmt For For For 1.2 Elect Luke R. Corbett Mgmt For For For 1.3 Elect Peter B. Delaney Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OLD REPUBLIC INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CUSIP 680223104 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jimmy Dew Mgmt For For For 1.2 Elect John Dixon Mgmt For For For 1.3 Elect Dennis Van Mieghem Mgmt For For For 2 Amendment to the 2006 Incentive Mgmt For For For Compensation Plan - ------------------------------------------------------------------------------------------------------------------ OLIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OLN CUSIP 680665205 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Robert Bunch Mgmt For For For 1.2 Elect Randall Larrimore Mgmt For For For 1.3 Elect John O'Connor Mgmt For For For 2 Amendment to the 1997 Stock Plan for Mgmt For For For Non-Employee Directors 3 Amendment to the Senior Management Mgmt For For For Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Lowenthal Mgmt For For For 1.2 Elect Stephen Plavin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Revision of Provisions Regarding REIT Mgmt For For For Ownership Limits 4 Grant of Authority to Increase and Mgmt For Against Against Decrease the Number of Authorized Shares - ------------------------------------------------------------------------------------------------------------------ OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Crotty Mgmt For For For 2 Elect Joel Gemunder Mgmt For For For 3 Elect Steven Heyer Mgmt For For For 4 Elect Andrea Lindell Mgmt For For For 5 Elect James Shelton Mgmt For For For 6 Elect John Timoney Mgmt For For For 7 Elect Amy Wallman Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ OVERSEAS SHIPHOLDING GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OSG CUSIP 690368105 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ OWENS & MINOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect John Crotty Mgmt For For For 1.4 Elect Richard Fogg Mgmt For For For 1.5 Elect G. Gilmer Minor III Mgmt For For For 1.6 Elect Eddie Moore, Jr. Mgmt For For For 1.7 Elect Peter Redding Mgmt For For For 1.8 Elect James Rogers Mgmt For For For 1.9 Elect Robert Sledd Mgmt For For For 1.10 Elect Craig Smith Mgmt For For For 1.11 Elect James Ukrop Mgmt For For For 1.12 Elect Anne Whittemore Mgmt For For For 2 Re-Approval of Performance Goals Mgmt For For For Under the 2005 Stock Incentive Plan 3 Amendment to Increase Individual Mgmt For For For Incentive Award Limit Under the 2005 Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ PACWEST BANCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PACW CUSIP 695263103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Baker Mgmt For For For 1.2 Elect Stephen Dunn Mgmt For For For 1.3 Elect John Eggemeyer Mgmt For For For 1.4 Elect Barry Fitzpatrick Mgmt For For For 1.5 Elect George Langley Mgmt For For For 1.6 Elect Susan Lester Mgmt For For For 1.7 Elect Timothy Matz Mgmt For For For 1.8 Elect Arnold Messer Mgmt For For For 1.9 Elect Daniel Platt Mgmt For For For 1.10 Elect John Rose Mgmt For For For 1.11 Elect Robert Stine Mgmt For For For 1.12 Elect Matthew Wagner Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Executive Incentive Mgmt For For For Plan 5 Right to Adjourn Meeting Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PALM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PALM CUSIP 696643105 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Amendment to the 1992 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARAMETRIC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTC CUSIP 699173209 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Lacy Mgmt For For For 1.2 Elect Michael Porter Mgmt For For For 1.3 Elect Robert Schechter Mgmt For For For 2 2009 Executive Cash Incentive Mgmt For For For Performance Plan 3 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irl Engelhardt Mgmt For For For 1.2 Elect Michael Johnson Mgmt For For For 1.3 Elect Robert Viets Mgmt For For For 1.4 Elect Richard Whiting Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the 2007 Long-Term Mgmt For For For Equity Incentive Plan 5 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPSIAMERICAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAS CUSIP 71343P200 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PERRIGO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Cohen Mgmt For For For 1.2 Elect David Gibbons Mgmt For For For 1.3 Elect Ran Gottfried Mgmt For For For 1.4 Elect Ellen Hoffing Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETSMART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETM CUSIP 716768106 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rakesh Gangwal Mgmt For For For 2 Elect Robert Moran Mgmt For For For 3 Elect Barbara Munder Mgmt For For For 4 Elect Thomas Stemberg Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Executive Short-Term Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPDI CUSIP 717124101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stuart Bondurant Mgmt For For For 1.2 Elect Fredric Eshelman Mgmt For For For 1.3 Elect Frederick Frank Mgmt For For For 1.4 Elect David Grange Mgmt For For For 1.5 Elect Catherine Klema Mgmt For For For 1.6 Elect Terry Magnuson Mgmt For For For 1.7 Elect Ernest Mario Mgmt For Withhold Against 1.8 Elect John McNeill, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Edward Cohen Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Chrsitan Stahl Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PLAINS EXPLORATION & PRODUCTION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXP CUSIP 726505100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flores Mgmt For For For 1.2 Elect Isaac Arnold, Jr. Mgmt For For For 1.3 Elect Alan Buckwalter, III Mgmt For For For 1.4 Elect Jerry Dees Mgmt For For For 1.5 Elect Tom Delimitros Mgmt For For For 1.6 Elect Thomas Fry, III Mgmt For For For 1.7 Elect Robert Gerry III Mgmt For For For 1.8 Elect Charles Groat Mgmt For For For 1.9 Elect John Lollar Mgmt For For For 2 2010 Incentive Award Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PLANTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLT CUSIP 727493108 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marv Tseu Mgmt For For For 1.2 Elect Ken Kannappan Mgmt For For For 1.3 Elect Brian Dexheimer Mgmt For For For 1.4 Elect Greggory Hammann Mgmt For For For 1.5 Elect John Hart Mgmt For For For 1.6 Elect Marshall Mohr Mgmt For For For 1.7 Elect Roger Wery Mgmt For For For 2 Amendment to the 2003 Stock Plan Mgmt For For For 3 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PNM RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNM CUSIP 69349H107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adelmo Archuleta Mgmt For For For 1.2 Elect Patricia Collawn Mgmt For For For 1.3 Elect Julie Dobson Mgmt For For For 1.4 Elect Robert Nordhaus Mgmt For For For 1.5 Elect Manuel Pacheco Mgmt For For For 1.6 Elect Bonnie Reitz Mgmt For For For 1.7 Elect Donald Schwanz Mgmt For For For 1.8 Elect Jeffry Sterba Mgmt For For For 1.9 Elect Bruce Wilkinson Mgmt For For For 1.10 Elect Joan Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRIDE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDE CUSIP 74153Q102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brown Mgmt For For For 1.2 Elect Kenneth Burke Mgmt For For For 1.3 Elect Archie Dunham Mgmt For For For 1.4 Elect David Hager Mgmt For For For 1.5 Elect Francis Kalman Mgmt For For For 1.6 Elect Ralph McBride Mgmt For For For 1.7 Elect Robert Phillips Mgmt For For For 1.8 Elect Louis Raspino Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROSPERITY BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRSP CUSIP 743606105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leah Henderson Mgmt For For For 1.2 Elect Ned Holmes Mgmt For For For 1.3 Elect David Zalman Mgmt For For For 1.4 Elect Ervan Zouzalik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ PROTECTIVE LIFE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PL CUSIP 743674103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James French Mgmt For For For 1.2 Elect Thomas Hamby Mgmt For For For 1.3 Elect John Johns Mgmt For For For 1.4 Elect Vanessa Leonard Mgmt For For For 1.5 Elect Charles McCrary Mgmt For For For 1.6 Elect John McMahon, Jr. Mgmt For For For 1.7 Elect Hans Miller Mgmt For For For 1.8 Elect Malcolm Portera Mgmt For For For 1.9 Elect C. Dowd Ritter Mgmt For For For 1.10 Elect William Terry Mgmt For For For 1.11 Elect W. Michael Warren, Jr. Mgmt For For For 1.12 Elect Vanessa Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PSYCHIATRIC SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSYS CUSIP 74439H108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Clein Mgmt For For For 1.2 Elect Richard Gore Mgmt For For For 2 Amendment to the Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Raymond Lane Mgmt For For For 1.3 Elect Douglas Garn Mgmt For For For 1.4 Elect Augustine Nieto II Mgmt For For For 1.5 Elect Kevin Klausmeyer Mgmt For For For 1.6 Elect Paul Sallaberry Mgmt For For For 1.7 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUICKSILVER RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KWK CUSIP 74837R104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anne Darden Self Mgmt For Withhold Against 1.2 Elect Steven Morris Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RALCORP HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAH CUSIP 751028101 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bill Armstrong Mgmt For For For 1.2 Elect J. Patrick Mulcahy Mgmt For For For 1.3 Elect William Stiritz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RAYMOND JAMES FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RJF CUSIP 754730109 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Shelley Broader Mgmt For For For 1.2 Elect Francis Godbold Mgmt For Withhold Against 1.3 Elect H. William Habermeyer, Jr. Mgmt For For For 1.4 Elect Chet Helck Mgmt For Withhold Against 1.5 Elect Thomas James Mgmt For Withhold Against 1.6 Elect Paul Reilly Mgmt For Withhold Against 1.7 Elect Robert Saltzman Mgmt For For For 1.8 Elect Kenneth Shields Mgmt For Withhold Against 1.9 Elect Hardwick Simmons Mgmt For For For 1.10 Elect Susan Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Senior Management Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Incentive Stock Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REGAL BELOIT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RBC CUSIP 758750103 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Christopher Doerr Mgmt For For For 2 Elect Mark Gliebe Mgmt For For For 3 Elect Curtis Stoelting Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REGIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RGS CUSIP 758932107 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Bjelland Mgmt For For For 1.2 Elect Paul Finkelstein Mgmt For For For 1.3 Elect Thomas Gregory Mgmt For For For 1.4 Elect Van Zandt Hawn Mgmt For For For 1.5 Elect Susan Hoyt Mgmt For For For 1.6 Elect David Kunin Mgmt For For For 1.7 Elect Stephen Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Short Term Incentive Compensation Plan Mgmt For For For 4 Amendment to the 1991 Contributory Mgmt For For For Stock Purchase Plan - ------------------------------------------------------------------------------------------------------------------ REINSURANCE GROUP OF AMERICA, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS RGA CUSIP 759351604 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William J. Bartlett Mgmt For For For 1.2 Elect Alan C. Henderson Mgmt For For For 1.3 Elect J. Rachel Lomax Mgmt For For For 1.4 Elect Fred J. Sievert Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RELIANCE STEEL & ALUMINUM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Hannah Mgmt For For For 1.2 Elect Mark Kaminski Mgmt For For For 1.3 Elect Gregg Mollins Mgmt For For For 1.4 Elect Andrew Sharkey, III Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ RENT-A-CENTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RCII CUSIP 76009N100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mitchell Fadel Mgmt For For For 2 Elect Kerney Laday Mgmt For For For 3 Elect Paula Stern Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RESMED INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RMD CUSIP 761152107 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Farrell Mgmt For For For 2 Elect Gary Pace Mgmt For Against Against 3 Elect Ronald Taylor Mgmt For For For 4 Amendment to the 2006 Incentive Award Mgmt For For For Plan 5 Amendment to the Employee Stock Mgmt For For For Purchase Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RF MICRO DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RFMD CUSIP 749941100 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter Wilkinson, Jr. Mgmt For For For 1.2 Elect Robert Bruggeworth Mgmt For For For 1.3 Elect Daniel DiLeo Mgmt For For For 1.4 Elect Jeffrey Gardner Mgmt For For For 1.5 Elect John Harding Mgmt For For For 1.6 Elect Masood Jabbar Mgmt For For For 1.7 Elect Casimir Skrzypczak Mgmt For For For 1.8 Elect Erik van der Kaay Mgmt For For For 2 Option Exchange Program Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROLLINS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROL CUSIP 775711104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bill J. Dismuke Mgmt For For For 1.2 Elect Thomas Lawley Mgmt For For For 1.3 Elect Wilton Looney Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROVI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ROVI CUSIP 779376102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Andrew Ludwick Mgmt For For For 1.3 Elect Alan Earhart Mgmt For For For 1.4 Elect James Meyer Mgmt For For For 1.5 Elect James O'Shaughnessy Mgmt For For For 1.6 Elect Ruthann Quindlen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RPM INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RPM CUSIP 749685103 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Abizaid Mgmt For For For 1.2 Elect Bruce Carbonari Mgmt For For For 1.3 Elect James Karman Mgmt For For For 1.4 Elect Donald Miller Mgmt For For For 1.5 Elect Jospeh Viviano Mgmt For For For 2 Amendment to the 2004 Omnibus Equity Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ RUDDICK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RDK CUSIP 781258108 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Belk Mgmt For For For 1.2 Elect John Derham Cato Mgmt For For For 1.3 Elect Thomas Dickson Mgmt For For For 1.4 Elect James Hynes Mgmt For For For 1.5 Elect Anna Nelson Mgmt For For For 1.6 Elect Bailey Patrick Mgmt For For For 1.7 Elect Robert Spilman, Jr. Mgmt For For For 1.8 Elect Harold Stowe Mgmt For For For 1.9 Elect Isaiah Tidwell Mgmt For For For 1.10 Elect William Warden, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAKS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKS CUSIP 79377W108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carter Mgmt For For For 1.2 Elect Donald Hess Mgmt For For For 1.3 Elect Jerry Levin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ SCHOLASTIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHL CUSIP 807066105 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Barge Mgmt For For For 1.2 Elect John McDonald Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCIENTIFIC GAMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEI INVESTMENTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SEIC CUSIP 784117103 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred West, Jr. Mgmt For Withhold Against 1.2 Elect William Doran Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEMTECH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SMTC CUSIP 816850101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Antle Mgmt For For For 1.2 Elect W. Dean Baker Mgmt For For For 1.3 Elect James Burra Mgmt For For For 1.4 Elect Bruce Edwards Mgmt For For For 1.5 Elect Rockell Hankin Mgmt For For For 1.6 Elect James Lindstrom Mgmt For For For 1.7 Elect Mohan Maheswaran Mgmt For For For 1.8 Elect John Piotrowski Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John L. Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SENSIENT TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SXT CUSIP 81725T100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hank Brown Mgmt For For For 1.2 Elect Fergus Clydesdale Mgmt For For For 1.3 Elect James Croft Mgmt For For For 1.4 Elect William Hickey Mgmt For For For 1.5 Elect Kenneth Manning Mgmt For For For 1.6 Elect Peter Salmon Mgmt For For For 1.7 Elect Elaine Wedral Mgmt For For For 1.8 Elect Essie Whitelaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SERVICE CORPORATION INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCI CUSIP 817565104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Buckwalter, III Mgmt For For For 1.2 Elect Victor Lund Mgmt For For For 1.3 Elect John Mecom, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SILICON LABORATORIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLAB CUSIP 826919102 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Enloe, III Mgmt For For For 1.2 Elect Kristin Onken Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Burton III Mgmt For For For 2 Amendment to the 2005 Stock Option Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SMITHFIELD FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFD CUSIP 832248108 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Luter, III Mgmt For For For 1.2 Elect Wendell Murphy Mgmt For For For 1.3 Elect Charles Pope Mgmt For For For 1.4 Elect Paul Trible, Jr. Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2008 Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Timeline for Elimination of Gestation Crates - ------------------------------------------------------------------------------------------------------------------ SONOCO PRODUCTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SON CUSIP 835495102 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Caleb Fort Mgmt For For For 1.2 Elect John Mullin, III Mgmt For For For 1.3 Elect Philippe Rollier Mgmt For For For 1.4 Elect Thomas Whiddon Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOTHEBY'S TICKER SECURITY ID: MEETING DATE MEETING STATUS BID CUSIP 835898107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Angelo Mgmt For For For 1.2 Elect Michael Blakenham Mgmt For For For 1.3 Elect The Duke of Devonshire Mgmt For For For 1.4 Elect James Murdoch Mgmt For For For 1.5 Elect Allen Questrom Mgmt For For For 1.6 Elect William Ruprecht Mgmt For For For 1.7 Elect Michael Sovern Mgmt For For For 1.8 Elect Donald Stewart Mgmt For For For 1.9 Elect Robert Taubman Mgmt For For For 1.10 Elect Diana Taylor Mgmt For For For 1.11 Elect Dennis Weibling Mgmt For For For 1.12 Elect Robin Woodhead Mgmt For For For 2 Amendment to the 1998 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SUG CUSIP 844030106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Lindemann Mgmt For For For 1.2 Elect Eric Herschmann Mgmt For For For 1.3 Elect Michal Barzuza Mgmt For For For 1.4 Elect David Brodsky Mgmt For For For 1.5 Elect Frank Denius Mgmt For For For 1.6 Elect Kurt Gitter Mgmt For For For 1.7 Elect Herbert Jacobi Mgmt For For For 1.8 Elect Thomas McCarter, III Mgmt For For For 1.9 Elect George Rountree, III Mgmt For For For 1.10 Elect Alan Scherer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Executive Incentive Mgmt For For For Bonus Plan - ------------------------------------------------------------------------------------------------------------------ SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SRA INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRX CUSIP 78464R105 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2.1 Elect Stanton Sloane Mgmt For For For 2.2 Elect Edmund Giambastiani, Jr. Mgmt For For For 2.3 Elect William Keevan Mgmt For For For 2.4 Elect John Barter Mgmt For For For 2.5 Elect Larry Ellis Mgmt For For For 2.6 Elect Miles Gilburne Mgmt For For For 2.7 Elect Gail Wilensky Mgmt For For For 2.8 Elect Michael Klein Mgmt For For For 2.9 Elect David Langstaff Mgmt For For For 2.10 Elect Ernst Volgenau Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANCORP FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFG CUSIP 852891100 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Duane McDougall Mgmt For For For 1.2 Elect George Puentes Mgmt For For For 1.3 Elect E. Kay Stepp Mgmt For For For 1.4 Elect Michael Thorne Mgmt For For For 1.5 Elect J. Greg Ness Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Robert Fields Mgmt For For For 1.4 Elect Jacqueline Kosecoff Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For Withhold Against 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUPERIOR ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPN CUSIP 868157108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bouillion Mgmt For For For 1.2 Elect Enoch Dawkins Mgmt For For For 1.3 Elect James Funk Mgmt For For For 1.4 Elect Terence Hall Mgmt For For For 1.5 Elect Ernest Howard, III Mgmt For For For 1.6 Elect Justin Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYBASE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SY CUSIP 871130100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chen Mgmt For For For 1.2 Elect Richard Alberding Mgmt For For For 1.3 Elect Cecilia Claudio Mgmt For For For 1.4 Elect Michael Daniels Mgmt For For For 1.5 Elect L. William Krause Mgmt For For For 1.6 Elect Alan Salisbury Mgmt For For For 1.7 Elect Jack Sum Mgmt For For For 1.8 Elect Robert Wayman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Leadership Mgmt For For For Team Incentive Plan - ------------------------------------------------------------------------------------------------------------------ SYNIVERSE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVR CUSIP 87163F106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Marino Mgmt For For For 1.2 Elect Tony Holcombe Mgmt For For For 1.3 Elect Jason Few Mgmt For For For 1.4 Elect Robert Gerrard Jr. Mgmt For For For 1.5 Elect James Lipham Mgmt For For For 1.6 Elect Wendy Murdock Mgmt For For For 1.7 Elect Jack Pearlstein Mgmt For For For 1.8 Elect Timothy Samples Mgmt For For For 1.9 Elect Fritz von Mering Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNOPSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNPS CUSIP 871607107 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Alfred Castino Mgmt For For For 1.3 Elect Chi-Foon Chan Mgmt For For For 1.4 Elect Bruce Chizen Mgmt For For For 1.5 Elect Deborah Coleman Mgmt For For For 1.6 Elect John Schwarz Mgmt For For For 1.7 Elect Roy Vallee Mgmt For For For 1.8 Elect Steven Walske Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2005 Non-Employee Mgmt For For For Directors Equity Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNOVUS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNV CUSIP 87161C105 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect Richard Anthony Mgmt For For For 3 Elect James Blanchard Mgmt For For For 4 Elect Richard Bradley Mgmt For For For 5 Elect Frank Brumley Mgmt For For For 6 Elect Elizabeth Camp Mgmt For For For 7 Elect Gardiner Garrard, Jr. Mgmt For For For 8 Elect T. Michael Goodrich Mgmt For For For 9 Elect V. Nathaniel Hansford Mgmt For For For 10 Elect Mason Lampton Mgmt For For For 11 Elect Elizabeth Ogie Mgmt For For For 12 Elect H. Lynn Page Mgmt For For For 13 Elect J. Neal Purcell Mgmt For For For 14 Elect Kessel Stelling, Jr. Mgmt For For For 15 Elect Melvin Stith Mgmt For For For 16 Elect Philip Tomlinson Mgmt For For For 17 Elect William Turner, Jr. Mgmt For For For 18 Elect James Yancey Mgmt For For For 19 Increase of Authorized Common Stock Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Ratification of Auditor Mgmt For For For 22 Declaration of Material Interest Mgmt N/A For N/A 23 Description of the Voting Rights Mgmt N/A Against N/A Agreement - ------------------------------------------------------------------------------------------------------------------ TCF FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Bell Mgmt For For For 1.2 Elect William Bieber Mgmt For For For 1.3 Elect Theodore Bigos Mgmt For For For 1.4 Elect William Cooper Mgmt For For For 1.5 Elect Thomas Cusick Mgmt For For For 1.6 Elect Luella Goldberg Mgmt For For For 1.7 Elect George Johnson Mgmt For For For 1.8 Elect Vance Opperman Mgmt For For For 1.9 Elect Gregory Pulles Mgmt For For For 1.10 Elect Gerald Schwalbach Mgmt For For For 1.11 Elect Douglas Scovanner Mgmt For For For 1.12 Elect Ralph Strangis Mgmt For For For 1.13 Elect Barry Winslow Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Eliminating Supermajority Provisions 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TECH DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECD CUSIP 878237106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Adair Mgmt For For For 2 Elect Maximilian Ardelt Mgmt For For For 3 Elect Harry Harczak, Jr. Mgmt For For For 4 Elect Savio Tung Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ TECHNE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECH CUSIP 878377100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Oland Mgmt For For For 1.2 Elect Roger Lucas Mgmt For For For 1.3 Elect Howard O'Connell Mgmt For For For 1.4 Elect Randolph Steer Mgmt For For For 1.5 Elect Robert Baumgartner Mgmt For For For 1.6 Elect Charles Dinarello Mgmt For For For 1.7 Elect Karen Holbrook Mgmt For For For 1.8 Elect John Higgins Mgmt For For For 2 Authorization of Board to Set Board Mgmt For For For Size - ------------------------------------------------------------------------------------------------------------------ TELEFLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TFX CUSIP 879369106 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patricia Barron Mgmt For For For 1.2 Elect Jeffrey Graves Mgmt For For For 1.3 Elect James Zug Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Linn Draper, Jr. Mgmt For For For 2 Elect J. Patrick Maley III Mgmt For For For 3 Elect W. Allen Reed Mgmt For For For 4 2010 Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEREX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TEX CUSIP 880779103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect G. Chris Andersen Mgmt For For For 1.3 Elect Paula Cholmondeley Mgmt For For For 1.4 Elect Don DeFosset Mgmt For For For 1.5 Elect William Fike Mgmt For For For 1.6 Elect Thomas Hansen Mgmt For For For 1.7 Elect David Sachs Mgmt For For For 1.8 Elect Oren Shaffer Mgmt For For For 1.9 Elect David Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE BRINK'S COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BCO CUSIP 109696104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Boynton Mgmt For For For 1.2 Elect Murray Martin Mgmt For For For 1.3 Elect Ronald Turner Mgmt For For For 2 Amendment to the Key Employees' Mgmt For For For Deferred Compensation Plan 3 Approval of the Material Terms of the Mgmt For For For Performance Goals under the Management Performance Improvement Plan 4 Approval of the Material Terms of the Mgmt For For For Performance Goals under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CHEESECAKE FACTORY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CAKE CUSIP 163072101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Allen J. Bernstein Mgmt For For For 2 Elect Thomas Gregory Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the 2010 Annual Mgmt For For For Performance Incentive Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CORPORATE EXECUTIVE BOARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EXBD CUSIP 21988R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Monahan III Mgmt For For For 1.2 Elect Gregor Bailar Mgmt For For For 1.3 Elect Stephen Carter Mgmt For For For 1.4 Elect Gordan Coburn Mgmt For For For 1.5 Elect Nancy Karch Mgmt For For For 1.6 Elect David Kenny Mgmt For For For 1.7 Elect Daniel Leemon Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE FIRST AMERICAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FAF CUSIP 318522307 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Argyros Mgmt For For For 1.2 Elect Bruce Bennett Mgmt For For For 1.3 Elect Matthew Botein Mgmt For For For 1.4 Elect J. David Chatham Mgmt For For For 1.5 Elect Glenn Christenson Mgmt For For For 1.6 Elect William Davis Mgmt For For For 1.7 Elect James Doti Mgmt For Withhold Against 1.8 Elect Lewis Douglas, Jr. Mgmt For For For 1.9 Elect Christopher Greetham Mgmt For For For 1.10 Elect Parker Kennedy Mgmt For For For 1.11 Elect Thomas O'Brien Mgmt For For For 1.12 Elect Frank O'Bryan Mgmt For For For 1.13 Elect Roslyn Payne Mgmt For For For 1.14 Elect John Peace Mgmt For For For 1.15 Elect D. Van Skilling Mgmt For For For 1.16 Elect Herbert Tasker Mgmt For For For 1.17 Elect Virginia Ueberroth Mgmt For For For 1.18 Elect Mary Widener Mgmt For For For 2 Reincorporation from California to Mgmt For Against Against Delaware 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE LUBRIZOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LZ CUSIP 549271104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Campbell Mgmt For For For 1.2 Elect James Hambrick Mgmt For For For 1.3 Elect Gordon Harnett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE RYLAND GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYL CUSIP 783764103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leslie Frecon Mgmt For For For 1.2 Elect Roland Hernandez Mgmt For For For 1.3 Elect William Jews Mgmt For For For 1.4 Elect Ned Mansour Mgmt For For For 1.5 Elect Robert Mellor Mgmt For For For 1.6 Elect Norman Metcalfe Mgmt For For For 1.7 Elect Larry Nicholson Mgmt For For For 1.8 Elect Charlotte St. Martin Mgmt For For For 1.9 Elect Robert Van Schoonenberg Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SCOTTS MIRACLE-GRO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SMG CUSIP 810186106 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Baker Mgmt For For For 1.2 Elect Joseph Flannery Mgmt For For For 1.3 Elect Katherine Littlefield Mgmt For For For 1.4 Elect Adam Hanft Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ THE TIMKEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TKR CUSIP 887389104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Griffith Mgmt For Withhold Against 1.2 Elect John Luke, Jr. Mgmt For Withhold Against 1.3 Elect Frank Sullivan Mgmt For Withhold Against 1.4 Elect Ward Timken Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Management Performance Plan 4 Amendment to Declassify the Board Mgmt For For For 5 Amendments to Allow the Board to Mgmt For Against Against Amend the Company's Regulations - ------------------------------------------------------------------------------------------------------------------ THE VALSPAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VAL CUSIP 920355104 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Gaillard Mgmt For For For 1.2 Elect Gary Hendrickson Mgmt For For For 1.3 Elect Mae Jemison Mgmt For For For 1.4 Elect Gregory Palen Mgmt For For For 2 Amendment to the 2009 Omnibus Equity Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ------------------------------------------------------------------------------------------------------------------ THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David A. Bell Mgmt For For For 2 Elect Robert A. Bowman Mgmt For For For 3 Elect Richard Karl Goeltz Mgmt For For For 4 Elect Joseph R. Gromek Mgmt For For For 5 Elect Sheila A. Hopkins Mgmt For For For 6 Elect Charles R. Perrin Mgmt For For For 7 Elect Nancy A. Reardon Mgmt For For For 8 Elect Donald L. Seeley Mgmt For For For 9 Elect Cheryl NIdo Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THOMAS & BETTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TNB CUSIP 884315102 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeananne Hauswald Mgmt For For For 1.2 Elect Dean Jernigan Mgmt For For For 1.3 Elect Ronald Kalich, Sr. Mgmt For For For 1.4 Elect Kenneth Masterson Mgmt For For For 1.5 Elect Dominic Pileggi Mgmt For For For 1.6 Elect Jean-Paul Richard Mgmt For For For 1.7 Elect Rufus Rivers Mgmt For For For 1.8 Elect Kevin Roberg Mgmt For For For 1.9 Elect David Stevens Mgmt For For For 1.10 Elect William Waltrip Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THOR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THO CUSIP 885160101 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil Chrisman Mgmt For For For 1.2 Elect Alan Siegel Mgmt For For For 1.3 Elect Geoffrey Thompson Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THORATEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THOR CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For Withhold Against 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIMBERLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TBL CUSIP 887100105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sidney Swartz Mgmt For For For 1.2 Elect Jeffrey Swartz Mgmt For For For 1.3 Elect Ian Diery Mgmt For For For 1.4 Elect John Fitzsimmons Mgmt For For For 1.5 Elect Virginia Kent Mgmt For For For 1.6 Elect Kenneth Lombard Mgmt For For For 1.7 Elect Edward Moneypenny Mgmt For For For 1.8 Elect Peter Moore Mgmt For For For 1.9 Elect Bill Shore Mgmt For For For 1.10 Elect Terdema Ussery II Mgmt For For For 1.11 Elect Carden Welsh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TOOTSIE ROLL INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TR CUSIP 890516107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Melvin Gordon Mgmt For Withhold Against 1.2 Elect Ellen Gordon Mgmt For Withhold Against 1.3 Elect Lana Lewis-Brent Mgmt For Withhold Against 1.4 Elect Barre Seibert Mgmt For Withhold Against 1.5 Elect Richard Bergeman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRH CUSIP 893521104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bradley Mgmt For For For 2 Elect Ian Chippendale Mgmt For For For 3 Elect John Foos Mgmt For For For 4 Elect Reuben Jeffery III Mgmt For For For 5 Elect John McCarthy Mgmt For For For 6 Elect Robert Orlich Mgmt For For For 7 Elect Richard Press Mgmt For For For 8 Elect Thomas Tizzio Mgmt For For For 9 2010 U.K. Sharesave Plan Mgmt For For For 10 Amendment to the 2007 Executive Bonus Mgmt For For For Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRIMBLE NAVIGATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TRMB CUSIP 896239100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Berglund Mgmt For For For 1.2 Elect John Goodrich Mgmt For For For 1.3 Elect William Hart Mgmt For For For 1.4 Elect Merit Janow Mgmt For For For 1.5 Elect Ulf Johansson Mgmt For For For 1.6 Elect Bradford Parkinson Mgmt For For For 1.7 Elect Mark Peek Mgmt For For For 1.8 Elect Nickolas Vande Steeg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TRINITY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRN CUSIP 896522109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Adams Mgmt For For For 1.2 Elect Rhys Best Mgmt For For For 1.3 Elect David Biegler Mgmt For Withhold Against 1.4 Elect Leldon Echols Mgmt For For For 1.5 Elect Ronald Gafford Mgmt For For For 1.6 Elect Ronald Haddock Mgmt For For For 1.7 Elect Jess Hay Mgmt For For For 1.8 Elect Adrian Lajous Mgmt For For For 1.9 Elect Charles Matthews Mgmt For For For 1.10 Elect Diana Natalicio Mgmt For For For 1.11 Elect Timothy Wallace Mgmt For For For 2 Amendment to 2004 Stock Option and Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRUSTMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TRMK CUSIP 898402102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adolphus Baker Mgmt For For For 1.2 Elect Fred Carl, Jr. Mgmt For For For 1.3 Elect William Deviney, Jr. Mgmt For For For 1.4 Elect Daniel Grafton Mgmt For For For 1.5 Elect Richard Hickson Mgmt For For For 1.6 Elect Gerard Host Mgmt For For For 1.7 Elect David Hoster II Mgmt For For For 1.8 Elect John McCullouch Mgmt For For For 1.9 Elect Richard Puckett Mgmt For For For 1.10 Elect R. Michael Summerford Mgmt For For For 1.11 Elect LeRoy Walker, Jr. Mgmt For For For 1.12 Elect William Yates III Mgmt For For For 2 Amendment to the 2005 Stock and Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TUPPERWARE BRANDS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TUP CUSIP 899896104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rita Bornstein Mgmt For For For 2 Elect Kriss Cloninger III Mgmt For For For 3 Elect E. V. Goings Mgmt For For For 4 Elect Joe Lee Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Antonio Monteiro de Castro Mgmt For For For 7 Elect David Parker Mgmt For For For 8 Elect Joyce Roche Mgmt For For For 9 Elect J. Patrick Spainhour Mgmt For For For 10 Elect M. Anne Szostak Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 2010 Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Attori Mgmt For For For 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNIT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNT CUSIP 909218109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Morgan Mgmt For For For 1.2 Elect John Williams Mgmt For For For 1.3 Elect Larry Pinkston Mgmt For For For 2 Amendment to the 2000 Non-Employee Mgmt For For For Directors Stock Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED RENTALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS URI CUSIP 911363109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jenne Britell Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Howard Clark, Jr. Mgmt For For For 4 Elect Bobby Griffin Mgmt For For For 5 Elect Michael Kneeland Mgmt For For For 6 Elect Singleton McAllister Mgmt For For For 7 Elect Brian McAuley Mgmt For For For 8 Elect John McKinney Mgmt For For For 9 Elect Jason Papastavrou Mgmt For For For 10 Elect Filippo Passerini Mgmt For For For 11 Elect Keith Wimbush Mgmt For For For 12 2010 Long Term Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITRIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTR CUSIP 913275103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Annable Mgmt For For For 1.2 Elect Eric Draut Mgmt For For For 1.3 Elect Douglas Geoga Mgmt For For For 1.4 Elect Reuben Hedlund Mgmt For For For 1.5 Elect Julie Howard Mgmt For For For 1.6 Elect Wayne Kauth Mgmt For For For 1.7 Elect Fayez Sarofim Mgmt For For For 1.8 Elect Donald Southwell Mgmt For For For 1.9 Elect David Storch Mgmt For For For 1.10 Elect Richard Vie Mgmt For For For 1.11 Elect Ann Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNIVERSAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UVV CUSIP 913456109 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Adams, Jr. Mgmt For For For 1.2 Elect Robert Sledd Mgmt For For For 1.3 Elect Eugene Trani Mgmt For For For 2 Amendment to the Executive Officer Mgmt For For For Annual Incentive Plan - ------------------------------------------------------------------------------------------------------------------ UNIVERSAL HEALTH SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UHS CUSIP 913903100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hotz Mgmt For For For 2 2010 Employees' Restricted Stock Mgmt For For For Purchase Plan 3 2010 Executive Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ URS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS URS CUSIP 903236107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Armen Der Marderosian Mgmt For For For 2 Elect Mickey Foret Mgmt For For For 3 Elect William Frist Mgmt For For For 4 Elect Lydia Kennard Mgmt For For For 5 Elect Martin Koffel Mgmt For For For 6 Elect Joseph Ralston Mgmt For For For 7 Elect John Roach Mgmt For For For 8 Elect Douglas Stotlar Mgmt For For For 9 Elect William Sullivan Mgmt For For For 10 Elect William Walsh Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VALEANT PHARMACEUTICALS INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911X104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Brandon Boze Mgmt For For For 2 Elect J. Michael Pearson Mgmt For For For 3 Elect Norma Provencio Mgmt For For For 4 Elect Stephen Stefano Mgmt For For For 5 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VALLEY NATIONAL BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS VLY CUSIP 919794107 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Abramson Mgmt For For For 1.2 Elect Pamela Bronander Mgmt For For For 1.3 Elect Eric Edelstein Mgmt For For For 1.4 Elect Mary Guilfoile Mgmt For For For 1.5 Elect Graham Jones Mgmt For For For 1.6 Elect Walter Jones, lll Mgmt For For For 1.7 Elect Gerald Korde Mgmt For For For 1.8 Elect Michael LaRusso Mgmt For For For 1.9 Elect Marc Lenner Mgmt For For For 1.10 Elect Gerald Lipkin Mgmt For For For 1.11 Elect Robinson Markel Mgmt For For For 1.12 Elect Richard Miller Mgmt For For For 1.13 Elect Barnett Rukin Mgmt For For For 1.14 Elect Suresh Sani Mgmt For For For 1.15 Elect Robert Soldoveri Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2010 Executive Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ VALMONT INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMI CUSIP 920253101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Lewis, Jr. Mgmt For For For 1.2 Elect Kaj den Daas Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Tom Vadnais Mgmt For For For 1.5 Elect Jeffrey Rayport Mgmt For For For 1.6 Elect James Peters Mgmt For For For 1.7 Elect James Crouthamel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VARIAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VARI CUSIP 922206107 10/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VCA ANTECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOOF CUSIP 918194101 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Antin Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VECTREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VVC CUSIP 92240G101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Chapman Mgmt For For For 1.2 Elect James DeGraffenreidt, Jr. Mgmt For For For 1.3 Elect Niel Ellerbrook Mgmt For For For 1.4 Elect John Engelbrecht Mgmt For For For 1.5 Elect Anton George Mgmt For For For 1.6 Elect Martin Jischke Mgmt For For For 1.7 Elect Robert Koch II Mgmt For For For 1.8 Elect William Mays Mgmt For For For 1.9 Elect J. Timothy McGinley Mgmt For For For 1.10 Elect R. Daniel Sadlier Mgmt For For For 1.11 Elect Michael Smith Mgmt For For For 1.12 Elect Jean Wojtowicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Sale ShrHldr Against Against For of the Company - ------------------------------------------------------------------------------------------------------------------ W. R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WADDELL & REED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WDR CUSIP 930059100 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Herrmann Mgmt For For For 1.2 Elect James Raines Mgmt For For For 1.3 Elect William Rogers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ WASHINGTON FEDERAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Guillet Mgmt For For For 2 Elect Ronald Mittelstaedt Mgmt For For For 3 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WATSON WYATT WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WW CUSIP 942712100 12/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 2009 Long Term Incentive Plan Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEBSTER FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBS CUSIP 947890109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Becker Mgmt For For For 1.2 Elect David Coulter Mgmt For For For 1.3 Elect Charles Shivery Mgmt For For For 1.4 Elect James Smith Mgmt For For For 2 Amendment to the 1992 Stock Option Mgmt For For For Plan 3 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ WEBSTER FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBS CUSIP 947890109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Certificate of Mgmt For For For Incorporation 2 Issuance of Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEINGARTEN REALTY INVESTORS TICKER SECURITY ID: MEETING DATE MEETING STATUS WRI CUSIP 948741103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For For For 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2010 Long-term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WELLCARE HEALTH PLANS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCG CUSIP 94946T106 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Berg Mgmt For For For 1.2 Elect Carol Burt Mgmt For For For 1.3 Elect Alec Cunningham Mgmt For For For 1.4 Elect David Gallitano Mgmt For For For 1.5 Elect D. Robert Graham Mgmt For For For 1.6 Elect Kevin Hickey Mgmt For For For 1.7 Elect Christian Michalik Mgmt For For For 1.8 Elect Glenn Steele, Jr. Mgmt For For For 1.9 Elect William Trubeck Mgmt For For For 1.10 Elect Paul Weaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ WELLCARE HEALTH PLANS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCG CUSIP 94946T106 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Hickey Mgmt For For For 1.2 Elect Regina Herzlinger Mgmt For For For 1.3 Elect Heath Schiesser Mgmt For For For 1.4 Elect David Gallitano Mgmt For For For 1.5 Elect Christian Michalik Mgmt For For For 1.6 Elect Ruben King-Shaw, Jr. Mgmt For For For 1.7 Elect D. Robert Graham Mgmt For For For 2 Amendment to Declassify the Board Mgmt For For For 3 Amendment to Remove Directors With or Mgmt For For For Without Cause 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ WENDY'S/ARBY'S GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WEN CUSIP 950587105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nelson Peltz Mgmt For Withhold Against 1.2 Elect Peter May Mgmt For For For 1.3 Elect Clive Chajet Mgmt For For For 1.4 Elect Edward Garden Mgmt For For For 1.5 Elect Janet Hill Mgmt For For For 1.6 Elect Joseph Levato Mgmt For For For 1.7 Elect J. Randolph Lewis Mgmt For For For 1.8 Elect Peter Rothschild Mgmt For For For 1.9 Elect David Schwab II Mgmt For For For 1.10 Elect Roland Smith Mgmt For For For 1.11 Elect Raymond Troubh Mgmt For For For 1.12 Elect Jack Wasserman Mgmt For For For 2 2010 Omnibus Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTAR ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WR CUSIP 95709T100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Anthony Isaac Mgmt For For For 1.2 Elect Michael Morrissey Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAB CUSIP 929740108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Brooks Mgmt For For For 1.2 Elect William Kassling Mgmt For For For 1.3 Elect Albert Neupaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WGL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGL CUSIP 92924F106 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnes Mgmt For For For 1.2 Elect George Clancy, Jr. Mgmt For For For 1.3 Elect James Dyke, Jr. Mgmt For For For 1.4 Elect Melvyn Estrin Mgmt For For For 1.5 Elect James Lafond Mgmt For For For 1.6 Elect Debra Lee Mgmt For Withhold Against 1.7 Elect Terry McCallister Mgmt For For For 1.8 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Director Mgmt For For For Compensation Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 1.9 Elect Richard Robertson Mgmt For For For 1.10 Elect David Zenoff Mgmt For For For 2 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Incentive Bonus Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WILMINGTON TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WL CUSIP 971807102 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Keith Elliott Mgmt For For For 1.2 Elect Gailen Krug Mgmt For For For 1.3 Elect Michele Rollins Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ WORTHINGTON INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOR CUSIP 981811102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Blystone Mgmt For For For 1.2 Elect John Kasich Mgmt For For For 1.3 Elect Sidney Ribeau Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZEBRA TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZBRA CUSIP 989207105 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerhard Cless Mgmt For For For 1.2 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Worldwide Allocation Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP L00306107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt For For For Auditors' Reports 2 Accept Financial Statements Mgmt For For For 3 Accept Consolidated Financial Mgmt For For For Statements 4 Approve Discharge of Directors Mgmt For For For 5 Approve Share Repurchase Program Mgmt For For For 6 Reelect Sir Peter Mason as Director Mgmt For For For 7 Reelect Tom Ehret as Director Mgmt For For For 8 Reelect Jean Cahuzac as Director Mgmt For For For 9 Reelect Thorleif Enger as Director Mgmt For For For 10 Reelect Dod A. Fraser as Director Mgmt For For For 11 Reelect J. Frithjof Skouveroe as Mgmt For For For Director 12 Reelect Trond Westlie as Director Mgmt For For For 13 Elect Ron Henderson as Director Mgmt For For For 14 Ratify Deloitte SA as Auditors Mgmt For For For 15 Approve Dividends Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACERGY SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 9 Approve, in conformity with the Mgmt For Against Against provisions of the Luxembourg Company Law and Article 5 of the Company's Articles of Incorporation to: i) extend the validity of the Company's authorised share capital of USD 460,000,000 represented by 230,000,000 Common Sha 10 Authorize the Board of Directors of Mgmt For For For the Company to cancel shares which have been bought back or which may be bought back from time to time by the Company or any indirect subsidiary thereof as the Board of Directors sees fit and to make all consequential c - ------------------------------------------------------------------------------------------------------------------ ACERGY SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To approve the adoption of revised N/A N/A For N/A Articles of Association 2 To appoint Mr. Dod Fraser as a N/A N/A For N/A Director of the Company to hold office until the next AGM or until his successor is appointed 3 To approve the adoption of the Acergy N/A N/A For N/A S.A. 2009 Long-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H00392318 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 0.75 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4.1 Reelect Jakob Baer as Director Mgmt For For For 4.2 Reelect Rolf Doerig as Director Mgmt For For For 4.3 Reelect Andreas Jacobs as Director Mgmt For For For 4.4 Reelect Francis Mer as Director Mgmt For For For 4.5 Reelect Thomas O'Neill as Director Mgmt For For For 4.6 Reelect David Prince as Director Mgmt For For For 4.7 Reelect Wanda Rapaczynski as Director Mgmt For For For 4.8 Reelect Judith Sprieser as Director Mgmt For For For 4.9 Elect Alexander Gut as Director Mgmt For For For 5 Ratify Ernst & Young Ltd as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AEGIS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0105D108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Company's financial Mgmt For For For statements for the YE 31 DEC 2009 and the reports of the Directors and the Auditors 2 Approve the payment of a final Mgmt For For For dividend of 1.54p per ordinary share for the YE 31 DEC 2009 3 Re-elect John Brady as a Director of Mgmt For For For the Company, since the last AGM 4 Re-elect Simon Laffin as a Director Mgmt For For For of the Company, since the last AGM 5 Re-elect Nick Priday as a Director of Mgmt For For For the Company, since the last AGM 6 Re-elect Martin Read as a Director of Mgmt For For For the Company, since the last AGM 7 Re-elect Charles Strauss as a Mgmt For For For Director of the Company, who retires 8 Re-appoint Deloitte LLP as the Mgmt For For For Auditors 9 Authorize the Directors to fix the Mgmt For For For remuneration of the Auditors 10 Approve the remuneration report for Mgmt For For For the FYE 31 DEC 2009 11 Authorize the Directors, to allot Mgmt For Against Against shares in the Company and grant rights to subscribe for or convert any security into shares in the Company up to an aggregate nominal amount of GBP 15,780,461 Authority expires the earlier the close of business on 15 SEP 12 Approve the authorize the Company to: Mgmt For For For a) amend the Articles of Association of the Company, as specified and b) adopt the Articles of Association, as specified 13 Authorize the Company to call general Mgmt For For For meetings, other than AGM's, on not less than 14 clear days notice - ------------------------------------------------------------------------------------------------------------------ AEON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CUSIP J00288100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akihiko Harada Mgmt For For For 1.2 Elect Director Motoya Okada Mgmt For For For 1.3 Elect Director Yoshiki Mori Mgmt For For For 1.4 Elect Director Naoki Hayashi Mgmt For For For 1.5 Elect Director Masami Ishizaka Mgmt For For For 1.6 Elect Director Hideki Kurashige Mgmt For For For 1.7 Elect Director Masaharu Ikuta Mgmt For For For 1.8 Elect Director Takejiro Sueyoshi Mgmt For Against Against 1.9 Elect Director Keiichi Tadaki Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CUSIP J00714105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 20 2.1 Elect Director Kanshirou Toyoda Mgmt For For For 2.2 Elect Director Yasuhito Yamauchi Mgmt For For For 2.3 Elect Director Fumio Fujimori Mgmt For For For 2.4 Elect Director Shunichi Nakamura Mgmt For For For 2.5 Elect Director Masuji Arai Mgmt For For For 2.6 Elect Director Toshikazu Nagura Mgmt For For For 2.7 Elect Director Yutaka Miyamoto Mgmt For For For 2.8 Elect Director Naofumi Fujie Mgmt For For For 2.9 Elect Director Takashi Morita Mgmt For For For 2.10 Elect Director Shizuo Shimanuki Mgmt For For For 2.11 Elect Director Makoto Mitsuya Mgmt For For For 2.12 Elect Director Toshiyuki Mizushima Mgmt For For For 2.13 Elect Director Masahiro Suou Mgmt For For For 2.14 Elect Director Toshiyuki Ishikawa Mgmt For For For 2.15 Elect Director Takeshi Kawata Mgmt For For For 2.16 Elect Director Tsutomu Ishikawa Mgmt For For For 2.17 Elect Director Takashi Enomoto Mgmt For For For 2.18 Elect Director Kazumi Usami Mgmt For For For 3.1 Appoint Statutory Auditor Norio Oku Mgmt For For For 3.2 Appoint Statutory Auditor Hikaru Mgmt For For For Takasu 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Special Bonus for Family of Mgmt For Against Against Deceased Statutory Auditors and Special Payments in Connection with Abolition of Retirement Bonus System 7 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ AIXTRON AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D0198L143 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.15 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 7 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 40.3 Million Mgmt For Against Against Pool of Capital I without Preemptive Rights 9 Approve Creation of EUR 10.1 Million Mgmt For Against Against Pool of Capital II with Partial Exclussion of Preemptive Rights 10 Approve Issuance of Warrants/Bonds Mgmt For Against Against with Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion Rights 11 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Approve Change of Corporate Form to Mgmt For For For Societas Europaea (SE) - ------------------------------------------------------------------------------------------------------------------ AIXTRON AG, AACHEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D0198L143 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial Mgmt N/A N/A N/A statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements, the gro-up annual report, and the reports pursuant to Sections 289(4), 289(5) and 315(-4) of the German C 2 Resolution on the appropriation of Mgmt For For For the distributable profit of EUR 42,461,136.30 as follows: Payment of a dividend of EUR 0.15 per no-par share entitled to dividend EUR 27,361,059.75 shall be carried forward Ex-dividend and payable date: 19 MAY 2010 3 Ratification of the acts of the Board Mgmt For For For of Managing Director's 4 Ratification of the acts of the Mgmt For For For Supervisory Board 5 Resolution on the approval of the Mgmt For For For remuneration system for the Board of Managing Director's 6 Appointment of auditors for the 2010 Mgmt For For For FY Deloitte + Touche GmbH, Dusseldorf 7 Authorization to acquire own shares Mgmt For Against Against The company shall be authorized to acquire own shares of up to 10 pct. of its share capital, at a price not differing more than 10 pct. from the market price of the shares, on or before 17 MAY 2015. The Board of MDs sha 8 Resolution on the creation of an Mgmt For Against Against authorized capital I and the corresponding amendment to the articles of association The Board of Managing Director's shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EU 9 Resolution on the creation of an Mgmt For Against Against authorized capital II and the corresponding amendment to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 10,066,717 th 10 Resolution on the authorization to Mgmt For Against Against issue convertible and/or war-rant bonds, the creation of contingent capital, and the corresponding amendment to the articles of association a) the Board of Managing Director's shall be authorized, with the consent of the 11 Amendments to the Articles of Mgmt For Against Against Association in accordance with the Law on the Implementation of the shareholder rights directive (ARUG) a) Section 19, in respect of the shareholders' meeting being convened at least 30 days prior to the meeting b) Section 20 12. Approval of the transformation of the Mgmt For Against Against company into a European company (Societas Europaea) The Company shall be transformed into a European company by the name of AIXTRON SE the first Supervisory Board of AIXTRON SE shall comprise the following Members: Ki - ------------------------------------------------------------------------------------------------------------------ AKBANK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TRAAKBNK91N6 03/26/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Presiding Council of Meeting Mgmt N/A N/A N/A 2 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 3 Approve Financial Statements and Mgmt For N/A N/A Discharge of Board and Auditors 4 Approve Allocation of Income Mgmt For N/A N/A 5 Approve the Appointment of Directors Mgmt For N/A N/A to Fill Vacancies 6 Re-Elect Directors and Approve Their Mgmt For N/A N/A Remuneration 7 Ratify External Auditors for the Mgmt For N/A N/A 2010, 2011 and 2012 Financial Years 8 Authorize Issuance of Bonds and/or Mgmt For N/A N/A Commercial Papers 9 Receive Information on Charitable Mgmt N/A N/A N/A Donations 10 Grant Permission for Board Members to Mgmt For N/A N/A Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose - ------------------------------------------------------------------------------------------------------------------ ALPS ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6770 CUSIP J01176114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to Reflect Mgmt For For For Digitalization of Share Certificates 2 Approve Accounting Transfers Mgmt For For For 3.1 Elect Director Masataka Kataoka Mgmt For For For 3.2 Elect Director Nobuhiko Komeya Mgmt For For For 3.3 Elect Director Toshihiro Kuriyama Mgmt For For For 3.4 Elect Director Junichi Umehara Mgmt For For For 3.5 Elect Director Masaru Usui Mgmt For For For 3.6 Elect Director Shuuji Takamura Mgmt For For For 3.7 Elect Director Yoshitada Amagishi Mgmt For For For 3.8 Elect Director Takashi Kimoto Mgmt For For For 3.9 Elect Director Yasuo Sasao Mgmt For For For 4 Appoint Statutory Auditor Hiroshi Mgmt For For For Akiyama 5 Appoint Alternate Statutory Auditor Mgmt For For For Hikokichi Tokiwa - ------------------------------------------------------------------------------------------------------------------ ALTEN, BOULOGNE-BILLANCOURT TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F02626103 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the annual accounts and Mgmt For For For transactions for the YE 2009 and grant discharge to the Directors 2 Approve the allocation of result Mgmt For Against Against 3 Approve the consolidated accounts for Mgmt For For For the YE 2009 4 Approve the special report by the Mgmt For Against Against Statutory Auditors covering regulated agreements and commitments; approve and ratify these agreements, regulated by Articles L. 225-38 et seq. of the Code de Commerce 5 Approve the renewal of Mr. Gerald Mgmt For For For Attia's appointment as the Director 6 Approve the redemption by the Company Mgmt For For For of its own shares 7 Authorize the Board of Directors, for Mgmt For For For the purpose of canceling shares redeemed by the Company pursuant to the scheme set out in Articles L. 225-209 of the Code de Commerce 8 Approve the delegation of powers for Mgmt For Against Against the purpose of issuing share subscription warrants reserved for a category of persons 9 Grant authority for the purpose of Mgmt For Against Against allocating shares free of charge to salaried members of staff and or certain Executive Directors 10 Approve the delegation of powers for Mgmt For Against Against the purpose of making a capital increase reserved for Members of a Corporate PEP 11 Approve to bring Article 13.2 of the Mgmt For For For Company's Articles of Association into line with the provisions of Article L.225-110 of the Code de Commerce 12 Adopt the Company's Articles of Mgmt For For For Association, as amended 13 Approve the powers for the necessary Mgmt For For For legal formalities - ------------------------------------------------------------------------------------------------------------------ AMP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP Q0344G101 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Ratify Past Issuance of 8.42 Million Mgmt For For For Shares at A$6.20 Each and 7.58 Million Shares at A$6.25 Each to UBS Nominees Pty Ltd Made on Sept. 30, 2009 3.1 Elect Peter Mason as Director Mgmt For For For 3.2 Elect John Palmer as Director Mgmt For For For 3.3 Elect Richard Grellman as Director Mgmt For For For 3.4 Elect Paul Fegan as Director Mgmt For For For 4 Approve Remuneration Report for the Mgmt For For For Financial Year Ended Dec. 31, 2009 5 Approve Long Term Incentive Mgmt For For For Arrangements for Craig Dunn, Managing Director and CEO 6 Approve the Increase in Non-Executive Mgmt N/A For N/A Directors' Fee Cap from A$3 Million to A$3.5 Million Per Year - ------------------------------------------------------------------------------------------------------------------ ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G03764134 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Elect Sir Philip Hampton as Director Mgmt For For For 3 Elect Ray O'Rourke as Director Mgmt For For For 4 Elect Sir John Parker as Director Mgmt For For For 5 Elect Jack Thompson as Director Mgmt For For For 6 Re-elect Cynthia Carroll as Director Mgmt For For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 10 Approve Remuneration Report Mgmt For For For 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Amend Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D129 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt N/A N/A N/A Auditors' Reports 2 Accept Consolidated Financial Mgmt For For For Statements 3 Accept Financial Statements Mgmt For For For 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.75 per Share 5 Approve Remuneration of Directors Mgmt For For For 6 Approve Discharge of Directors Mgmt For For For 7 Acknowledge Cooptation of Jeannot Mgmt For For For Krecke as Director 8 Reelect Vanisha Mittal Bhatia as Mgmt For Against Against Director 9 Elect Jeannot Krecke as Director Mgmt For Against Against 10 Approve Share Repurchase Program Mgmt For Against Against 11 Ratify Deloitte SA as Auditors Mgmt For For For 12 Approve Share Plan Grant Mgmt For Against Against 13 Approve Employee Stock Purchase Plan Mgmt For For For 14 Waive Requirement for Mandatory Offer Mgmt For For For to All Shareholders - ------------------------------------------------------------------------------------------------------------------ ASAHI GLASS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5201 CUSIP J02394120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 8 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For 4 Approve Stock Option Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ASICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J03234150 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASTELLAS PHARMA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4503 CUSIP J03393105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 65 2 Amend Articles To Reduce Directors' Mgmt For For For Term 3.1 Elect Director Touichi Takenaka Mgmt For For For 3.2 Elect Director Masafumi Nogimori Mgmt For For For 3.3 Elect Director Yasuo Ishii Mgmt For For For 3.4 Elect Director Takao Saruta Mgmt For For For 3.5 Elect Director Shirou Yasutake Mgmt For For For 3.6 Elect Director Yasuyuki Takai Mgmt For For For 3.7 Elect Director Kanoko Oishi Mgmt For For For 4 Appoint Statutory Auditor Yukiko Mgmt For For For Kuroda 5 Approve Annual Bonus Payment to Mgmt For For For Directors 6 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0593M107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm First Interim Dividend; Mgmt For For For Confirm as Final Dividend the Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors Mgmt For For For of the Company 4 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 5.1 Re-elect Louis Schweitzer as Director Mgmt For For For 5.2 Re-elect David Brennan as Director Mgmt For For For 5.3 Re-elect Simon Lowth as Director Mgmt For For For 5.4 Re-elect Jean-Philippe Courtois as Mgmt For For For Director 5.5 Re-elect Jane Henney as Director Mgmt For For For 5.6 Re-elect Michele Hooper as Director Mgmt For For For 5.7 Re-elect Rudy Markham as Director Mgmt For For For 5.8 Re-elect Dame Nancy Rothwell as Mgmt For For For Director 5.9 Re-elect John Varley as Director Mgmt For For For 5.10 Re-elect Marcus Wallenberg as Director Mgmt For For For 6 Approve Remuneration Report Mgmt For For For 7 Authorise EU Political Donations and Mgmt For For For Expenditure 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 12 Adopt New Articles of Association Mgmt For For For 13 Approve the Investment Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W10020118 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Sune Carlsson as Mgmt For For For Chairman of Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 5 Acknowledge Proper Convening of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 7 Receive President's Report Mgmt N/A N/A N/A 8 Receive Reports from Board and Mgmt N/A N/A N/A Committees 9.1 Approve Financial Statements and Mgmt For For For Statutory Reports 9.2 Approve Discharge of Board and Mgmt For For For President 9.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 3.00 per Share 9.4 Approve May 3, 2010 as Record Date Mgmt For For For for Dividend 10 Receive Report from Nominating Mgmt For For For Committee; Determine Number of Members (10) and Deputy Members of Board 11 Reelect Sune Carlsson (Chairman), Mgmt For For For Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Christel Bories, Johan Forssell, Ulla Litzen, Anders Ullberg, and Margareth Ovrum as Directors; Elect Gunilla Nordstrom as New Director 12 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of SEK 5.2 Million 13 Ratify Deloitte as Auditors, Approve Mgmt For For For remuneration of Auditor 14.1 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 14.2 Approve Stock Option Plan 2010 for Mgmt For For For Key Employees 14.3 Authorize Repurchase of Up to 5.73 Mgmt For For For Million Class A Shares in Connection with Stock Option Plan 2010 (Item 14b) and Reissuance of Repurchased Shares 15 Approve Reissuance of Repurchased Mgmt For For For Shares in Connection with 2006, 2007, and 2008 Stock Option Plans 16 Authorize Repurchase of Issued Shares Mgmt For For For 17 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 18 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ AUSENCO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q0704C104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wayne Gross as a Director, who Mgmt For For For retires by rotation in accordance with 1.2 Elect Bob Thorpe as a Director, who Mgmt For For For retires by rotation in accordance with 2 Adopt the section of the report of Mgmt For For For the Directors in the 2009 annual report dealing with the remuneration of the Company's Directors, and senior Executives Remuneration Report 3 Grant, under Listing Rule 10.11 for Mgmt For For For the grant of a maximum of 76,143 performance rights to the Chief Executive Officer of the Company, Mr. Zimi Meka, the performance rights are being granted in relation to Company performance for the 2010 FY and are being 4 Grant, in accordance with Listing Mgmt For For For Rule 10.17 and Rule 13.3 of the Company's Constitution the maximum aggregate remuneration payable out of this funds of the Company to Non-executive Directors of the Company for their services as the Directors, including t 5 Amend, for the purposes of Section Mgmt For For For 648G of the Corporations Act 2001 Cth and in accordance with Section 136(2) of the Corporations Act 2001 Cth , the Company's Constitution by re-adopting Rule 27, as specified, for a period of 3 years, effective on the - ------------------------------------------------------------------------------------------------------------------ AUSENCO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q0704C104 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve, for the purposes of Listing Mgmt For For For Rule 7.4 and for all other purposes, the previous issue of 12,576,123 ordinary shares at an issue price of AUD 3.20 per share, issued under the placement to sophisticated and institutional investors announced to ASX on 2 Approve, for the purpose of Listing Mgmt For For For Rule 7.1 and for all other purposes, the issue of up to 530,841 ordinary shares, being the final acquisition consideration payable to vendors of the Pipeline Systems Incorporated Group which was acquired in FEB 2008, as 3 Approve, for the purposes of Listing Mgmt For For For Rule 10.11 and for all other purpose, the issue of ordinary shares on the terms of the placement made on 28 MAY 2009, the terms of which are as specified to the following Director [or their nominee]: Resolution 3: 93,7 - ------------------------------------------------------------------------------------------------------------------ AUTONOMY CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0669T101 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Robert Webb as Director Mgmt For For For 4 Re-elect Sushovan Hussain as Director Mgmt For For For 5 Re-elect Michael Lynch as Director Mgmt For For For 6 Re-elect John McMonigall as Director Mgmt For Against Against 7 Re-elect Richard Perle as Director Mgmt For Against Against 8 Re-elect Barry Ariko as Director Mgmt For Against Against 9 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 10 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 11 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights I 12 Subject to the Passing of Resolution Mgmt For For For 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 13 Authorise 24,087,628 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That the Company May Hold Mgmt For For For General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice 15 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F06106102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.55 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Pension Scheme Agreement for Mgmt For For For Henri de Castries, Denis Duverne, and Francois Pierson 6 Approve Severance Payment Agreement Mgmt For Against Against for Henri de Castries 7 Approve Severance Payment Agreement Mgmt For For For for Denis Duverne 8 Reelect Norbert Dentressangle as Mgmt For For For Supervisory Board Member 9 Reelect Mazars as Auditor Mgmt For For For 10 Ratify Jean-Brice de Turkheim as Mgmt For For For Alternate Auditor 11 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 12 Approve Employee Stock Purchase Plan Mgmt For For For 13 Approve Stock Purchase Plan Reserved Mgmt For For For for Employees of International Subsidiaries 14 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 15 Adopt One-Tiered Board Structure, Mgmt For Against Against Amend Bylaws Accordingly and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Mgmt For For For Re: Share Ownership Disclosure Thresholds, Form of Shares, Director Shareholding Requirements 17 Elect Henri de Castries as Director Mgmt For Against Against 18 Elect Denis Duverne as Director Mgmt For For For 19 Elect Jacques de Chateauvieux as Mgmt For Against Against Director 20 Elect Norbert Dentressangle as Mgmt For For For Director 21 Elect Jean-Martin Folz as Director Mgmt For Against Against 22 Elect Anthony Hamilton as Director Mgmt For For For 23 Elect Francois Martineau as Director Mgmt For For For 24 Elect Giuseppe Mussari as Director Mgmt For For For 25 Elect Ramon de Oliveira as Director Mgmt For For For 26 Elect Michel Pebereau as Director Mgmt For Against Against 27 Elect Dominique Reiniche as Director Mgmt For For For 28 Elect Ezra Suleiman as Director Mgmt For For For 29 Elect Isabelle Kocher as Director Mgmt For For For 30 Elect Suet-Fern Lee as Director Mgmt For For For 31 Elect Wendy Cooper as Representative Mgmt For For For of Employee Shareholders to the Board 32 Elect John Coultrap as Representative Mgmt Against Against For of Employee Shareholders to the Board 33 Elect Paul Geiersbach as Mgmt Against Against For Representative of Employee Shareholders to the Board 34 Elect Sebastien Herzog as Mgmt Against Against For Representative of Employee Shareholders to the Board 35 Elect Rodney Koch as Representative Mgmt Against Against For of Employee Shareholders to the Board 36 Elect Jason Steinberg as Mgmt Against Against For Representative of Employee Shareholders to the Board 37 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 1.2 Million 38 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ AYALA LAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PHY0488F1004 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Minutes of the Previous Mgmt For For For Stockholders' Meeting Held on April 1, 2009 2 Approve the Annual Report of Mgmt For For For Management 3 Ratify All Acts and Resolutions of Mgmt For For For the Board of Directors and of the Executive Committee Adopted During the Preceding Year 4.1 Elect Fernando Zobel de Ayala as Mgmt For For For Director 4.2 Elect Jaime Augusto Zobel de Ayala as Mgmt For For For Director 4.3 Elect Antonino T. Aquino as Director Mgmt For For For 4.4 Elect Delfin L. Lazaro as Director Mgmt For For For 4.5 Elect Aurelio R. Montinola III as Mgmt For For For Director 4.6 Elect Mercedita S. Nolledo as Director Mgmt For For For 4.7 Elect Francis G. Estrada as Director Mgmt For For For 4.8 Elect Jaime C. Laya as Director Mgmt For For For 4.9 Elect Oscar S. Reyes as Director Mgmt For For For 5 Elect Sycip Gorres Velayo & Co. as Mgmt For For For Independent Auditors and Fix Their Remuneration 6 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0689Q152 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of VT Group plc Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Directors' and the Mgmt For For For Auditors' reports and the audited financial statements of the Group and the Company for the YE 31 MAR 2009 2 Declare a final dividend for the YE Mgmt For For For 31 MAR 2009 3 Re-appoint Sir Nigel Essenhigh as a Mgmt For For For Director of the Company 4 Re-appoint Mr. Justin Crookenden as a Mgmt For For For Director of the Company 5 Re-appoint Lord Hesketh as a Director Mgmt For For For of the Company 6 Re-appoint Sir David Omand as a Mgmt For For For Director of the Company 7 Approve the remuneration report of Mgmt For For For the Directors for the YE 31 MAR 2009 8 Re-appoint PricewaterhouseCoopers LLP Mgmt For For For as the Independent Auditors 9 Authorize the Directors to set the Mgmt For For For remuneration of the Independent Auditors, as they shall in their discretion see fit 10 Approve and adopt the rules of the Mgmt For Against Against Babcock International Group PLC Performance Share Plan 2009 [PSP], as specified, and authorize the Directors to do all acts and things necessary to carry the PSP into effect 11 Approve and adopt the rules of the Mgmt For Against Against Babcock International Group PLC Company Share Option Plan 2009 [CSOP], as specified, and authorize the Directors to do all acts and things necessary to carry the CSOP into effect 12 Authorize the Company and all Mgmt For For For Companies that are its Subsidiaries at any time during the period for which this resolution is effective, in accordance with Sections 366 and 367 of the Companies Act 2006 [the 2006 Act], to: a) make political donations to a 13 Authorize the Directors, for purposes Mgmt For Against Against of Section 80 of the Companies Act 1985 [the 1985 Act], to exercise all the powers of the Company to allot relevant securities [Section 80(2) of the Act] up to an aggregate nominal amount of GBP 45,869,076; and compri 14 Authorize the Directors, subject to Mgmt For Against Against the passing of Resolution 13, pursuant to Section 95(1) of the Companies Act 1985 [the 1985 Act] to allot equity securities [Section 94 of the 1985 Act] of the Company for cash pursuant to the authority conferred by Res 15 Authorize the Company, for the Mgmt For For For purpose of Section 166 of the 1985 Act [THE 1985 Act] to make market purchases [Section 163 of the 1985 Act] of up to 22,950,000 ordinary shares of 60p each [ordinary shares] in the capital of the Company, at a minimum price 16 Approve a general mandate of the Mgmt For For For Company [other than an AGM] may be called on not less than 14 clear days' notice - ------------------------------------------------------------------------------------------------------------------ BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 10.40 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Sir Nigel Essenhigh as Mgmt For For For Director 4 Re-elect Justin Crookenden as Director Mgmt For For For 5 Re-elect Lord Alexander Hesketh as Mgmt For For For Director 6 Elect Sir David Omand as Director Mgmt For For For 7 Approve Remuneration Report Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 9 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 10 Approve Babcock International Group Mgmt For For For plc Performance Share Plan 2009 11 Approve Babcock International Group Mgmt For For For plc Company Share Option Plan 2009 12 Auth. Company and its Subsidiaries to Mgmt For For For Make EU Political Donations to Political Party or Independent Election Candidates up to GBP 0.1M,to Political Organisations Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M 13 Auth. Issue of Equity with Rights Mgmt For For For Under a General Authority up to Aggregate Nominal Amount of GBP 45,869,076 and an Additional Amount Pursuant to a Rights Issue of up to GBP 91,738,153 After Deducting Any Securities Issued Under the General Authority 14 Subject to the Passing of Resolution Mgmt For For For 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,887,248 15 Authorise 22,950,000 Ordinary Shares Mgmt For For For for Market Purchase 16 Approve That a General Meeting of the Mgmt For For For Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ BANCO BILBAO VIZCAYA ARGENTARIA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E11805103 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Mgmt For For For Financial Statements and Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Dir 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For For 2.2 Ratify and Re-elect Angel Cano Mgmt For For For Fernandez 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For For 3 Authorize Share Repurchase and Mgmt For For For Subsequent Capital Reduction via Amortization of Shares 4 Approve Share Incentive Scheme Plan Mgmt For For For for Management Team, Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Mgmt For For For Consolidated Group for Fiscal Year 2010 6 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ BANCO SANTANDER CHILE TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN CLP1506A1070 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept External Auditor's Reports, Mgmt For For For Annual Report, Financial Statements and External Auditors' Report for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends for CLP 1.37 Per Share 3 Elect External Auditors Mgmt For For For 4 Designate Risk Assessment Companies Mgmt For For For 5 Elect One Principal Director and Mgmt For Abstain Against Alternate 6 Approve Remuneration of Directors Mgmt For For For 7 Receive Directors and Audit Mgmt For For For Committee's Report; Approve Remuneration and Budget ofReceive Directors Committee's Report; Approve Remuneration and Budget of Directors' Committee and Audit Committee 8 Accept Special Auditors' Report Mgmt For For For Regarding Related-Party Transactions 9 Other Business (Voting) Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y0698A107 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 2.1 Approve Issuance of Convertible Mgmt For For For Corporate Bonds (Convertible Bonds) 2.2 Approve Issue Size of Convertible Mgmt For For For Bonds 2.3 Approve Par Value and Issue Price of Mgmt For For For Convertible Bonds 2.4 Approve Term of Convertible Bonds Mgmt For For For 2.5 Approve Interest Rate of Convertible Mgmt For For For Bonds 2.6 Approve Method and Timing of Interest Mgmt For For For Payment of Convertible Bonds 2.7 Approve Conversion Period of Mgmt For For For Convertible Bonds 2.8 Approve Conversion Price and Mgmt For For For Adjustment of Convertible Bonds 2.9 Approve Downward Adjustment to Mgmt For For For Convertible Bonds' Conversion Price 2.10 Approve Conversion Method of Mgmt For For For Fractional Share of the Convertible Bonds 2.11 Approve Terms of Redemption of the Mgmt For For For Convertible Bonds 2.12 Approve Redemption at the Option of Mgmt For For For Holders of Convertible Bonds 2.13 Approve Dividend Rights of the Year Mgmt For For For of Conversion 2.14 Approve Method of Issuance and Target Mgmt For For For Subscribers 2.15 Approve Subscription Arrangement for Mgmt For For For Existing A Shareholders 2.16 Approve Convertible Bonds' Holders Mgmt For For For and Meetings 2.17 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 2.18 Approve Special Provisions in Mgmt For For For Relation to Supplementary Capital 2.19 Approve Guarantee and Security of the Mgmt For For For Convertible Bonds 2.20 Approve Validity Period of the Mgmt For For For Resolution of the Convertible Bonds' Issue 2.21 Approve Matters Relating to Mgmt For For For Authorization in Connection with the Convertible Bonds' Issue 3 Approve Capital Management Plan (2010 Mgmt For For For to 2012) 4 Approve Feasibility Analysis Report Mgmt For For For on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank 5 Approve Utilization Report on the Mgmt For For For Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 6 Elect Li Jun as Supervisor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept 2009 Working Report of the Mgmt For For For Board of Directors 2 Accept 2009 Working Report of the Mgmt For For For Supervisors 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve the 2009 Profit Distribution Mgmt For For For Plan 5 Aprove the 2010 Annual Budget Mgmt For For For 6 Approve PricewaterhouseCoopers Zhong Mgmt For For For Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors 7.1 Reelect Xiao Gang as an Executive Mgmt For For For Director 7.2 Reelect Li Lihui as an Executive Mgmt For For For Director 7.3 Reelect Li Zaohang as an Executive Mgmt For For For Director 7.4 Reelect Zhou Zaiqun as an Executive Mgmt For Against Against Director 7.5 Reelect Anthony Francis Neoh as an Mgmt For For For Independent Non-Executive Directo 7.6 Reelect Huang Shizhong as an Mgmt For For For Independent Non-Executive Director 7.7 Reelect Huang Danhan as an Mgmt For For For Independent Non-Executive Director 8.1 Elect Qin Rongsheng as an External Mgmt For For For Supervisor 8.2 Elect Bai Jingming as an External Mgmt For For For Supervisor 8.3 Reelect Wang Xueqiang as a ShrHldr N/A For N/A Shareholders Representative Supervisor of the Bank 8.4 Reelect Liu Wanming as a Shareholders ShrHldr N/A For N/A Representative Supervisor of the Bank 9 Approve Remuneration Scheme for the Mgmt For For For External Supervisors 10 Amend Articles of Association Mgmt For For For 11 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 12 Approve Adjustments of Several Items ShrHldr N/A For N/A of the Delegation of Authorities by the Shareholders Meeting to the Board of Directors - ------------------------------------------------------------------------------------------------------------------ BANK OF THE PHILIPPINE ISLANDS TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PHY0967S1694 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Call to Order Mgmt N/A N/A N/A 2 Certification of Notice Mgmt N/A N/A N/A 3 Determination and Declaration of Mgmt N/A N/A N/A Quorum 4 Approve Minutes of Previous Annual Mgmt For For For Meeting of the Stockholders on March 31, 2009 5 Approve Annual Report and the Bank's Mgmt For For For Statement of Condition as of Dec. 31, 2009 6 Ratify All Acts During the Past Year Mgmt For For For of the Board of Directors, Executive Committee, and All Other Board and Management Committees and Officers of BPI 7.1 Elect Jaime Augusto Zobel de Ayala II Mgmt For For For as Director 7.2 Elect Aurelio R. Montinola III as Mgmt For For For Director 7.3 Elect Fernando Zobel de Ayala as Mgmt For For For Director 7.4 Elect Gerardo C. Ablaza, Jr. as Mgmt For For For Director 7.5 Elect Romeo L. Bernardo as Director Mgmt For For For 7.6 Elect Chng Sok Hui as Director Mgmt For For For 7.7 Elect Cezar P. Consing as Director Mgmt For For For 7.8 Elect Octavio V. Espiritu as Director Mgmt For For For 7.9 Elect Rebecca G. Fernando as Director Mgmt For For For 7.10 Elect Xavier P. Loinaz as Director Mgmt For For For 7.11 Elect Ma Yuen Lin Annie as Director Mgmt For For For 7.12 Elect Mercedita S. Nolledo as Director Mgmt For For For 7.13 Elect Artemio V. Panganiban as Mgmt For For For Director 7.14 Elect Oscar S. Reyes as Director Mgmt For For For 7.15 Elect Wong Ann Chai as Director Mgmt For For For 8 Appoint External Auditors and Fix Mgmt For For For Their Remuneration 9 Approve Director's Bonus Mgmt For For For 10 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BANK PEKAO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PLPEKAO00016 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Meeting Chairman Mgmt For For For 3 Acknowledge Proper Convening of Mgmt N/A N/A N/A Meeting 4 Elect Members of Vote Counting Mgmt For For For Commission 5 Approve Agenda of Meeting Mgmt For For For 6 Receive Management Board Report on Mgmt N/A N/A N/A Company's Operations in Fiscal 2009 7 Receive Financial Statements Mgmt N/A N/A N/A 8 Receive Management Board Report on Mgmt N/A N/A N/A Group's Operations in Fiscal 2009 9 Receive Consolidated Financial Mgmt N/A N/A N/A Statements 10 Receive Management Board Proposal on Mgmt N/A N/A N/A Allocation of Income 11 Receive Supervisory Board Report Mgmt N/A N/A N/A 12.1 Approve Management Board Report on Mgmt For For For Company's Operations in Fiscal 2009 12.2 Approve Financial Statements Mgmt For For For 12.3 Approve Management Board Report on Mgmt For For For Group's Operations in Fiscal 2009 12.4 Approve Consolidated Financial Mgmt For For For Statements 12.5 Approve Allocation of Income and Mgmt For For For Dividends of PLN 2.90 per Share 12.6 Approve Supervisory Board Report on Mgmt For For For Its Activities in Fiscal 2009 12.7 Approve Discharge of Jerzy Woznicki Mgmt For For For (Supervisory Board Chairman) 12.8 Approve Discharge of Paolo Fiorentino Mgmt For For For (Deputy Chairman of Supervisory Board) 12.9 Approve Discharge of Federico Mgmt For For For Ghizzoni (Deputy Chairman of Supervisory Board) 12.10 Approve Discharge of Pawel Dangel Mgmt For For For (Supervisory Board Member) 12.11 Approve Discharge of Oliver Greene Mgmt For For For (Supervisory Board Member) 12.12 Approve Discharge of Enrico Pavoni Mgmt For For For (Supervisory Board Member) 12.13 Approve Discharge of Leszek Pawlowicz Mgmt For For For (Supervisory Board Member) 12.14 Approve Discharge of Krzysztof Mgmt For For For Pawlowski (Supervisory Board Member) 12.15 Approve Discharge of Fausto Galmarini Mgmt For For For (Supervisory Board Member) 12.16 Approve Discharge of Alicja Mgmt For For For Kornasiewicz (Supervisory Board Member) 12.17 Approve Discharge of Jan Krzysztof Mgmt For For For Bielecki (CEO) 12.18 Approve Discharge of Luigi Lovaglio Mgmt For For For (First Deputy CEO) 12.19 Approve Discharge of Diego Biondo Mgmt For For For (Deputy CEO) 12.20 Approve Discharge of Marco Iannaccone Mgmt For For For (Deputy CEO) 12.21 Approve Discharge of Andrzej Kopyrski Mgmt For For For (Deputy CEO) 12.22 Approve Discharge of Grzegorz Piwowar Mgmt For For For (Deputy CEO) 12.23 Approve Discharge of Marian Wazynski Mgmt For For For (Deputy CEO) 12.24 Approve Discharge of Paolo Iannone Mgmt For For For (Deputy CEO) 12.25 Approve Discharge of Katarzyna Mgmt Against Against For Niezgoda-Walczak 13 Approve Changes in Composition of Mgmt For Abstain Against Supervisory Board 14 Amend Remuneration of Supervisory Mgmt For For For Board Members 15 Ratify KPMG Audyt Sp. z o.o. as Mgmt For For For Auditor 16 Amend Statute Mgmt For For For 17 Authorize Supervisory Board to Mgmt For For For Approve Consolidated Text of Statute 18 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ BANKERS PETROLEUM LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS BNK CUSIP 066286303 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Seven Mgmt For For For 2 Elect Abdel F. (Abby) Badwi, Eric Mgmt For Withhold Against Brown, General Wesley Clark, Robert Cross, Jonathan Harris, Phillip Knoll and John B. Zaozirny as Directors 3 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G08036124 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Reuben Jeffery III as Director Mgmt For For For 4 Re-elect Marcus Agius as Director Mgmt For For For 5 Re-elect David Booth as Director Mgmt For For For 6 Re-elect Sir Richard Broadbent as Mgmt For For For Director 7 Re-elect Sir Michael Rake as Director Mgmt For For For 8 Re-elect Sir Andrew Likierman as Mgmt For For For Director 9 Re-elect Chris Lucas as Director Mgmt For For For 10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For Auditors 11 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 12 Authorise EU Political Donations and Mgmt For For For Expenditure 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For 16 Authorise the Company to Call EGM Mgmt For For For with Two Weeks Notice 17 Adopt New Articles of Association Mgmt For For For 18 Approve SAYE Share Option Scheme Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Disposal by Barclays plc of Mgmt For For For the Barclays Global Investors Business and Ancillary Arrangements - ------------------------------------------------------------------------------------------------------------------ BASF SE (FORMERLY BASF AG) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D06216101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.70 per Share 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 4 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Approve Conversion of Bearer Shares Mgmt For For For into Registered Shares 7 Amend Articles Re: Electronic Mgmt For For For Distribution of Company Communications 8 Approve Remuneration System for Mgmt For For For Management Board Members 9.1 Amend Articles Re: Calculation of Mgmt For For For Deadlines for General Meeting 9.2 Amend Articles Re: Proxy Voting at Mgmt For For For General Meeting 9.3 Amend Articles Re: Video and Audio Mgmt For For For Transmission of General Meeting - ------------------------------------------------------------------------------------------------------------------ BAYER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D0712D163 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Approve Creation of EUR 530 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 6 Approve Creation of EUR 211.7 Million Mgmt For For For Pool of Capital without Preemptive Rights 7 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights 8 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 9 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors for Fiscal 2010 - ------------------------------------------------------------------------------------------------------------------ BAYTEX ENERGY TRUST (BAYTEX ENERGY LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BTE.U CUSIP 073176109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors of Baytex Mgmt For For For Energy Ltd. at Eight 2.1 Elect John A. Brussa as Director of Mgmt For For For Baytex Energy Ltd. 2.2 Elect Raymond T. Chan as Director of Mgmt For For For Baytex Energy Ltd. 2.3 Elect Edward Chwyl as Director of Mgmt For For For Baytex Energy Ltd. 2.4 Elect Naveen Dargan as Director of Mgmt For For For Baytex Energy Ltd. 2.5 Elect R. E. T. (Rusty) Goepel as Mgmt For For For Director of Baytex Energy Ltd. 2.6 Elect Anthony W. Marino as Director Mgmt For For For of Baytex Energy Ltd. 2.7 Elect Gregory K. Melchin as Director Mgmt For For For of Baytex Energy Ltd. 2.8 Elect Dale O. Shwed as Director of Mgmt For For For Baytex Energy Ltd. 3 Approve Deloitte & Touche LLP as Mgmt For For For Auditors of the Trust and Authorize Board of Baytex Energy Ltd. to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G1245Z108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Mark Seligman as Director Mgmt For For For 5 Re-elect Peter Backhouse as Director Mgmt For For For 6 Re-elect Lord Sharman as Director Mgmt For For For 7 Re-elect Philippe Varin as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 9 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 15 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS ADPV12481 08/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 1.00 Per Share Mgmt For For For 3 Reappoint A.K. Gupta as Director Mgmt For For For 4 Reappoint A. Lal as Director Mgmt For For For 5 Reappoint A.B. Ram as Director Mgmt For For For 6 Reappoint N. Kumar as Director Mgmt For For For 7 Approve S.R. Batliboi & Associates as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Appoint K.Y. Quah as Director Mgmt For For For 9 Appoint N. Arora as Director Mgmt For For For 10 Appoint C.E. Ehrlich as Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP Q1498M100 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For 9 Approve Stock Option Plan Grants Mgmt For For For 10 Appr Iss of Shrs for Priv Placement Mgmt For For For 11 Authorize Share Repurchase Program Mgmt For For For 12.1 Approve Reduction in Share Capital Mgmt For For For 12.2 Approve Reduction in Share Capital Mgmt For For For 12.3 Approve Reduction in Share Capital Mgmt For For For 12.4 Approve Reduction in Share Capital Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Approve Stock Option Plan Grants Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G10877101 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For 9 Auth Issuance with Preemptive Rgts Mgmt For For For 10 Appr Issuance w/o Preemptive Rgts Mgmt For For For 11 Authorize Share Repurchase Program Mgmt For For For 12.1 Reduce/Cancel Share Premium Acct Mgmt For For For 12.2 Reduce/Cancel Share Premium Acct Mgmt For For For 12.3 Reduce/Cancel Share Premium Acct Mgmt For For For 12.4 Reduce/Cancel Share Premium Acct Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Company-Specific Compens-Related Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BILFINGER BERGER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D11648108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2010 6.1 Reelect Hans Bauer to the Supervisory Mgmt For For For Board 6.2 Reelect Horst Dietz to the Mgmt For For For Supervisory Board 7 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 9 Approve Creation of EUR 69 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 13.8 Million Pool of Capital to Guarantee Conversion Rights 11 Approve Change of Corporate Form to Mgmt For For For Societas Europaea (SE) - ------------------------------------------------------------------------------------------------------------------ BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TREBIMM00018 04/22/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Presiding Mgmt For TNA N/A Council; Authorize Signing of Minutes 2 Receive Statutory Reports Mgmt N/A TNA N/A 3 Accept Financial Statements Mgmt For TNA N/A 4 Approve Allocation of Income Mgmt For TNA N/A 5 Amend Articles to Reflect Changes in Mgmt For TNA N/A Capital 6 Approve Discharge of Board and Mgmt For TNA N/A Auditors 7 Elect Directors and Approve Their Mgmt For TNA N/A Remuneration 8 Appoint Internal Statutory Auditors Mgmt For TNA N/A and Approve Their Remuneration 9 Grant Permission for Board Members to Mgmt For TNA N/A Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information on Charitable Mgmt N/A TNA N/A Donations 11 Receive Information on the Mgmt N/A TNA N/A Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties 12 Ratify External Auditors Mgmt For TNA N/A 13 Close Meeting Mgmt N/A TNA N/A - ------------------------------------------------------------------------------------------------------------------ BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP M2014F102 11/10/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Presiding Mgmt For TNA N/A Council; Authorize Signing of Minutes 2 Approve Interim Dividend Mgmt For TNA N/A 3 Close Meeting N/A N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ BINCKBANK NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N1375D101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening Mgmt N/A N/A N/A 2 Presentation of the 2009 annual Mgmt N/A N/A N/A report by Mr. K.N. Beentjes, Chairman of the-Executive Board 3 To the Corporate governance Section Mgmt N/A N/A N/A of the 2009 annual report 4.1 Adopt the 2009 financial statements Mgmt For For For 4.2 Approve the dividend policy Mgmt N/A N/A N/A 4.3 Approve the final dividend for the Mgmt For For For 2009 FY and date of release for payment 5 Grant discharge the Members of the Mgmt For For For Executive Board of responsibility for their management during the FY 2009 6 Grant discharge the Members of the Mgmt For For For Supervisory Board of responsibility for their supervision during the FY 2009 7 Adopt an amended remuneration policy Mgmt For Against Against and to approve the scheme forming part thereof in the form of shares or rights to acquire shares 8 Re-appoint Mr. P. Aartsen as a Member Mgmt For For For of the Executive Board nomination by the Stichting Prioriteit Binck the Foundation 9 Re-appoint Mr. A.M. van Westerloo as Mgmt For For For a member of the Supervisory Board nomination by the Foundation 10 Approve to change the remuneration of Mgmt For For For members of Committees of the Supervisory Board 11.1 Amend the Article 15 paragraph 3 of Mgmt For For For the Articles of Association 11.2 Amend the Article 15 paragraph 4 of Mgmt For For For the Articles of Association 11.3 Amend the Article 19 paragraph 2 of Mgmt For For For the Articles of Association 11.4 Amend the Article 21 paragraph 1 of Mgmt For For For the Articles of Association 11.5 Amend the Article 21 paragraph 2 of Mgmt For For For the Articles of Association 11.6 Amend the Article 22 paragraph 1 of Mgmt For For For the Articles of Association 11.7 Amend the Article 30 introduction and Mgmt For For For paragraphs 2, 5, 6, 7 and 8 of the Articles of Association and of Article 34 paragraph 4 of the Articles of association 11.8 Amend the Addition of Article 36 Mgmt For For For 11.9 Authorize the all members of the Mgmt For For For executive Board of Binck Bank as well as any Civil-Law notary, employee and paralegal employed by NautaDutilh N.V. to prepare the draft notarial deed for amendment of the Articles of Association, to apply for the required 12 Authorize the Foundation to designate Mgmt For Against Against the Foundation as the body to make decisions regarding the following: i issuance of ordinary shares in the capital of BinckBank, ii) the granting of rights to acquire ordinary shares in the capital of BinckBank, an 13 Authorize the executive Board of Mgmt For For For BinckBank, subject to the Foundation's, to acquire ordinary shares in the capital of BinckBank or certificates issued for shares other than for no consideration 14 Approve the Foundation to reduce the Mgmt For For For issued capital by cancellation of repurchased shares 15 Appointment of Ernst & Young as the Mgmt For For For Auditor of BinckBank for the 2010 16 Any other business Mgmt N/A N/A N/A 17 Close Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ BLUESCOPE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BSL CUSIP Q1415L102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F1058Q238 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.50 per Share 4 Acknowledge Auditors' Special Report Mgmt For For For Mentioning the Absence of New Related-Party Transactions 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Reelect Louis Schweitzer as Director Mgmt For Against Against 7 Elect Michel Tilmant as Director Mgmt For For For 8 Elect Emiel Van Broekhoven as Director Mgmt For For For 9 Elect Meglena Kuneva as Director Mgmt For For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For For For 11 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 975,000 12 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 13 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million 14 Authorize Capital Increase of Up to Mgmt For For For EUR 350 Million for Future Exchange Offers 15 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 16 Set Total Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million 17 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 18 Set Total Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion 19 Approve Employee Stock Purchase Plan Mgmt For For For 20 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 21 Approve Merger by Absorption of Mgmt For For For Fortis Banque France 22 Amend Bylaws to Remove All References Mgmt For For For to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws 23 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G12793108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Paul Anderson as Director Mgmt For For For 4 Re-elect Antony Burgmans as Director Mgmt For For For 5 Re-elect Cynthia Carroll as Director Mgmt For For For 6 Re-elect Sir William Castell as Mgmt For For For Director 7 Re-elect Iain Conn as Director Mgmt For For For 8 Re-elect George David as Director Mgmt For For For 9 Elect Ian Davis as Director Mgmt For For For 10 Re-elect Robert Dudley as Director Mgmt For For For 11 Re-elect Douglas Flint as Director Mgmt For For For 12 Re-elect Dr Byron Grote as Director Mgmt For For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For For 14 Re-elect Andy Inglis as Director Mgmt For For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For For 17 Reappoint Ernst & Young LLP as Mgmt For For For Auditors and Authorise Their Remuneration 18 Adopt New Articles of Association Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 22 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 23 Approve Executive Directors' Mgmt For For For Incentive Plan 24 Approve Scrip Dividend Mgmt For For For 25 Approve that the Audit Committee or a ShrHldr Against Against For Risk Committee of the Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project - ------------------------------------------------------------------------------------------------------------------ BRADKEN LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q17369101 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the financial reports of the N/A N/A N/A N/A Company and the consolidated entity and t-he reports of Directors and the Auditor thereon for the FYE 30 JUN 2009 2 Adopt the remuneration report of the N/A N/A For N/A Company for the FYE 30 JUN 2009 3 Re-elect Mr. Vincent J O' Rourke AM N/A N/A For N/A as a Director, who retires by rotation in accordance with Article 9.3 of the Company's Constitution 4 Elect Mr. Peter I. Richards as a N/A N/A For N/A Director of the Company, in accordance with Article 9.8 of the Company's Constitution 5 Approve, for all purposes under the N/A N/A Against N/A Corporation Act 2001 [Cth] and the Listing Rules of ASX Limited: a) the participation in the Bradken Employee Share Ownership Plan by Mr. Brian Hodges, Managing Director, as to 220,762 restricted share rights; and b) th - ------------------------------------------------------------------------------------------------------------------ BRIDGESTONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CUSIP J04578126 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 8 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 2.8 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For Against Against 4 Appoint Alternate Statutory Auditor Mgmt For For For 5 Approve Retirement Bonus and Special Mgmt For Against Against Payments in Connection with Abolition of Retirement Bonus System 6 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors 7 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G1510J102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 5 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 6.1 Re-elect Ana Llopis as Director Mgmt For For For 6.2 Re-elect Christine Morin-Postel as Mgmt For For For Director 6.3 Re-elect Anthony Ruys as Director Mgmt For For For 7 Elect Richard Burrows as Director Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 12 Adopt New Articles of Association Mgmt For For For 13 Amend Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRITISH SKY BROADCASTING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G15632105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 10.1 Pence Mgmt For For For Per Ordinary Share 3 Elect Tom Mockridge as Director Mgmt For For For 4 Re-elect Nicholas Ferguson as Director Mgmt For For For 5 Re-elect Andrew Higginson as Director Mgmt For For For 6 Re-elect Jacques Nasser as Director Mgmt For For For 7 Re-elect Gail Rebuck as Director Mgmt For For For 8 Re-elect David DeVoe as Director Mgmt For For For 9 Re-elect Allan Leighton as Director Mgmt For For For 10 Re-elect Arthur Siskind as Director Mgmt For For For 11 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise the Board to Determine Their Remuneration 12 Approve Remuneration Report Mgmt For For For 13 Auth. Company and its Subsidiaries to Mgmt For For For Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M 14 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 289,000,000 15 Subject to the Passing of Resolution Mgmt For For For 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,500,000 16 Adopt New Articles of Association Mgmt For For For 17 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ BUMIPUTRA-COMMERCE HOLDINGS BHD (FORMERLY COMMERCE ASSET-HOL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1002C102 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change Company Name from Mgmt For For For Bumiputra-Commerce Holdings Bhd to CIMB Group Holdings Bhd - ------------------------------------------------------------------------------------------------------------------ BUSAN BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN KR7005280003 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Dividend of KRW 160 per Share 2.1 Amend Articles of Incorporation Mgmt For For For regarding Model Guidelines for Outside Directors in Banking Sector 2.2 Amend Articles of Incorporation Mgmt For For For regarding Convertible Preferred Share and Redeemable Preferred Share 3 Elect One Inside Director and Three Mgmt For For For Outside Directors (Bundled) 4 Elect Two Members of Audit Committee Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C & C GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1826G107 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the disposal of C and C Mgmt For Against Against Spirits - ------------------------------------------------------------------------------------------------------------------ C&C GROUP PLC, DUBLIN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1826G107 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the proposed acquisition of Mgmt For For For the target business by the purchasers [the Acquisition], as such capitalized terms as specified, pursuant to the terms of the Acquisition Agreement, subject to such waivers, extensions, non-material amendments or variat - ------------------------------------------------------------------------------------------------------------------ CANADIAN NATURAL RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Catherine M. Best Mgmt For For For 1.2 Elect Director N. Murray Edwards Mgmt For For For 1.3 Elect Director Gary A. Filmon Mgmt For For For 1.4 Elect Director Gordon D. Giffin Mgmt For For For 1.5 Elect Director Steve W. Laut Mgmt For For For 1.6 Elect Director Keith A.J. MacPhail Mgmt For For For 1.7 Elect Director Allan P. Markin Mgmt For For For 1.8 Elect Director Frank J. McKenna Mgmt For For For 1.9 Elect Director James S. Palmer Mgmt For For For 1.10 Elect Director Eldon R. Smith Mgmt For For For 1.11 Elect Director David A. Tuer Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Split Mgmt For For For 4 Amend Stock Option Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F13587120 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions Mentionning the Absence of New Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.80 per Share 5 Reelect Yann Delabriere as Director Mgmt For For For 6 Reelect Paul Hermelin as Director Mgmt For For For 7 Reelect Michel Jalabert as Director Mgmt For For For 8 Reelect Serge Kampf as Director Mgmt For For For 9 Reelect Phil Laskawy as Director Mgmt For Against Against 10 Reelect Ruud van Ommeren as Director Mgmt For For For 11 Reelect Terry Ozan as Director Mgmt For For For 12 Reelect Bruno Roger as Director Mgmt For For For 13 Elect Laurence Dors as Director Mgmt For For For 14 Reelect Pierre Hessler as Censor Mgmt For For For 15 Reelect Geoff Unwin as Censor Mgmt For For For 16 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 17 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 19 Set Global Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 20 to 26 at EUR 500 Million and under Items 21 to 26 at EUR 185 Million 20 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 21 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 185 Million 22 Approve Issuance of Shares for a Mgmt For For For Private Placement up to Aggregate Nominal Amount of EUR 185 Million 23 Authorize Board to Increase Capital Mgmt For For For in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Board to Set Issue Price Mgmt For Against Against for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 25 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 26 Authorize Capital Increase of Up to Mgmt For For For EUR 185 Million for Future Exchange Offers 27 Approve Employee Stock Purchase Plan Mgmt For For For 28 Amend Articles 14 and 19 of Bylaws Mgmt For For For Re: Chairman of the board 29 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ CARLSBERG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K36628137 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Statements and Mgmt For For For Statutory Report; Approve Discharge of Supervisory Board and Executive Board 3 Approve Allocation of Income and Mgmt For For For Dividends of DKK 3.50 per Share 4 Authorize Repurchase of up to 10 Mgmt For Against Against Percent of Share Capital 5.1 Amend Articles Regarding Registered Mgmt For For For Office 5.2 Amend Articles Re: Set Corporate Mgmt For For For Laguage as English 5.3 Amend Articles Re: Allow Electronic Mgmt For For For Distribution of Company Communications 5.4 Amend Articles Regarding Convocation Mgmt For For For of General Meeting 5.5 Amend Articles Re: Right to Call Mgmt For For For General Meeting 5.6 Amend Articles Regarding Adjournment Mgmt For For For of Commenced General Meeting 5.7 Amend Articles Regarding Publication Mgmt For For For of Material Pertaining to General Meeting 5.8 Amend Articles Regarding Right to Mgmt For For For Attend General Meeting 5.9 Amend Articles Regarding Submission Mgmt For For For of Subjects for Agenda of General Meeting 5.10 Amend Articles Regarding Right to be Mgmt For For For Represented by Proxy 5.11 Amend Articles Regarding Accountants Mgmt For For For 5.12 Amend Articles Regarding Publication Mgmt For For For of Minutes of General Meeting 5.13 Amend Articles Re: Authorize Board to Mgmt For For For Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency 6.1 Reelect Jess Soderberg as Director Mgmt For For For 6.2 Reelect Flemming Besenbacher as Mgmt For Abstain Against Director 6.3 Reelect Per Ohrgaard as Director Mgmt For Abstain Against 6.4 Elect Lars Stemmerik as Director Mgmt For Abstain Against 7 Ratify KPMG as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARREFOUR TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F13923119 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Transaction with Lars Mgmt For Against Against Olofsson Re: Severance Payment 4 Approve Transaction with Lars Mgmt For For For Olofsson Re: Additional Pension Scheme 5 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.08 per Share 6 Reelect Anne-Claire Taittinger as Mgmt For For For Director 7 Reelect Sebastien Bazin as Director Mgmt For For For 8 Reelect Thierry Breton as Director Mgmt For For For 9 Reelect Charles Edelstenne as Director Mgmt For For For 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against Against 13 Authorize up to 0.5 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN IL0010824113 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gil Shwed as Director Mgmt For For For 1.2 Elect Marius Nacht as Director Mgmt For For For 1.3 Elect Jerry Ungerman as Director Mgmt For For For 1.4 Elect Dan Propper as Director Mgmt For For For 1.5 Elect David Rubner as Director Mgmt For For For 1.6 Elect Tal Shavit as Director Mgmt For For For 2 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 3 Approve Equity Compensation of CEO Mgmt For For For 3.1 Indicate Personal Interest in Mgmt N/A Against N/A Proposed Agenda Item - ------------------------------------------------------------------------------------------------------------------ CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M22465104 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Gil Shwed Mgmt For Withhold Against 1.2 Director Marius Nacht Mgmt For Withhold Against 1.3 Director Jerry Ungerman Mgmt For Withhold Against 1.4 Director Dan Propper Mgmt For Withhold Against 1.5 Director David Rubner Mgmt For Withhold Against 1.6 Director Tal Shavit Mgmt For Withhold Against 2 Reelection Of Outside Director: Yoav Mgmt For Abstain Against Chelouche 3 Reelection Of Outside Director: Guy Mgmt For Abstain Against Gecht 4 Authorize The Chairman Of The Board Mgmt For Against Against Of Directors To Continue Serving As Chairman Of The Board Of Directors And The Chief Executive Officer For Up To Three Years 5 Ratify The Appointment And Mgmt For For For Compensation Of Check Point's Independent Public Accountants 6 Approve Compensation To Check Point's Mgmt For For For Chief Executive Officer Who Is Also The Chairman Of The Board Of Directors 7 I Am A Controlling Shareholder Mgmt N/A Against N/A 8 I Have A Personal Interest in Item 6 Mgmt N/A Against N/A - ------------------------------------------------------------------------------------------------------------------ CHEMRING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G20860105 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 36 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Lord Freeman as Director Mgmt For For For 5 Re-elect Kenneth Scobie as Director Mgmt For For For 6 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise Board to Fix Their Remuneration 7 Amend Chemring Group Performance Mgmt For For For Share Plan 8 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 589,180 9 Subject to the Passing of Resolution Mgmt For For For 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 88,377 10 Authorise 3,535,083 Ordinary Shares Mgmt For For For for Market Purchase 11 Adopt New Articles of Association Mgmt For For For 12 Authorise the Company to Hold General Mgmt For For For Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ CHEUNG KONG (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y13213106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Elect Li Tzar Kuoi, Victor as Director Mgmt For For For 3.2 Elect Ip Tak Chuen, Edmond as Director Mgmt For For For 3.3 Elect Chiu Kwok Hung, Justin as Mgmt For For For Director 3.4 Elect Chow Kun Chee, Roland as Mgmt For For For Director 3.5 Elect Yeh Yuan Chang, Anthony as Mgmt For For For Director 3.6 Elect Chow Nin Mow, Albert as Director Mgmt For For For 3.7 Elect Wong Yick-ming, Rosanna as Mgmt For For For Director 4 Appoint Deloitte Touche Tohmatsu as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ CHIBA BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8331 CUSIP J05670104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5.5 2.1 Elect Director Tadashi Ito Mgmt For For For 2.2 Elect Director Masahisa Shiizu Mgmt For For For 2.3 Elect Director Takashi Suda Mgmt For For For 2.4 Elect Director Tetsuya Koike Mgmt For For For 2.5 Elect Director Kyoichi Hanashima Mgmt For For For 2.6 Elect Director Masao Morimoto Mgmt For For For 3 Approve Retirement Bonuses and Mgmt For Against Against Special Payments in Connection with Abolition of Retirement Bonus System 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceilings for Directors and Statutory Auditors 6 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ CHINA MOBILE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HK0941009539 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of HK$1.458 Mgmt For For For Per Share 3.1 Reelect Li Yue as Director Mgmt For For For 3.2 Reelect Lu Xiangdong as Director Mgmt For For For 3.3 Reelect Xin Fanfei as Director Mgmt For For For 3.4 Reelect Frank Wong Kwong Shing as Mgmt For For For Director 4 Reappoint KMPG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ CHINA SHINEWAY PHARMACEUTICAL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G2110P100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and consider the Audited Mgmt For For For consolidated financial statements and the reports of the Directors and Auditor for the YE 31 DEC 2009 2.1 Declare a final dividend for the YE Mgmt For For For 31 DEC 2009 2.2 Declare a special dividend for the YE Mgmt For For For 31 DEC 2009 3.1 Re-election of Mr. Li Huimin as a Mgmt For For For Director 3.2 Re-election of Mr. Ren Dequan as a Mgmt For For For Director 3.3 Re-election of Mr. Sun Liutai as a Mgmt For For For Director 3.4 Authorize the Board of Directors to Mgmt For For For fix the remuneration of the Directors 4 Re-appointment of Deloitte Touche Mgmt For For For Tohmatsu as the Auditor and to authorize the Board of Directors to fix their remuneration 5.1 Approve to grant a general mandate to Mgmt For For For the Directors to repurchase shares 5.2 Approve to grant a general mandate to Mgmt For For For the Directors to issue shares 5.3 Approve to extend the general mandate Mgmt For For For to issue shares by addition thereto the shares repurchased by the Company - ------------------------------------------------------------------------------------------------------------------ CHIYODA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J06237101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 3 Appoint a Corporate Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHUGAI PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4519 CUSIP J06930101 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 23 2.1 Elect Director Mgmt For Against Against 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For Against Against 2.8 Elect Director Mgmt For Against Against 2.9 Elect Director Mgmt For For For 2.10 Elect Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Elect Syed Muhammad Syed Abdul Kadir Mgmt For For For as Director 3 Elect Robert Cheim Dau Meng as Mgmt For For For Director 4 Elect Cezar Peralta Consing as Mgmt For For For Director 5 Elect Glenn Muhammad Surya Yusuf as Mgmt For For For Director 6 Elect Watanan Petersik as Director Mgmt For For For 7 Elect Haidar Mohamed Nor as Director Mgmt For For For 8 Approve Remuneration of Directors in Mgmt For For For the Amount of MYR 90,000 Per Director for the Financial Year Ended Dec. 31, 2009 9 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital - ------------------------------------------------------------------------------------------------------------------ CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Listing of CIMB Share on the Mgmt For For For Stock Exchange of Thailand 2 Approve Bonus Issue of up to 3.6 Mgmt For For For Billion New CIMB Shares on the Basis of One Bonus Share for Every One Existing Share Held 3 Approve Increase in Authorized Share Mgmt For For For Capital from MYR 5 Billion Comprising 5 Billion CIMB Shares to MYR 10 Billion Comprising 10 Billion CIMB Shares 4 Amend Clause 5 of the Memorandum of Mgmt For For For Association and Articles of Association to Reflect Changes in Authorized Share Capital 5 Amend Articles of Association as Set Mgmt For For For Out in Appendix 1 of the Circular to Shareholders Dated April 14, 2010 - ------------------------------------------------------------------------------------------------------------------ CNP ASSURANCES TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F1876N318 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Gilles Mgmt For Against Against Benoist Re: Amendment to Employment Contract 6 Ratify Appointment of Tommaso Padoa Mgmt For For For Schioppa as Director 7 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 8 Appoint Cabinet Mgmt For For For PricewaterhouseCoopers Audit as Auditor and Yves Nicolas as Alternate Auditor 9 Renew Appointment of Cabinet Mazars Mgmt For For For as Auditor and Appoint Michel Barbet Massin as Alternate Auditor 10 Approve Stock Split Mgmt For For For 11 Pursuant to Item 10 Above, Amend Mgmt For For For Article 7 of Bylaws to Reflect Reduction of Par Value of Common Stock and Increase of Common Stock 12 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ COLRUYT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B26882165 09/16/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Directors' and Auditors' Mgmt N/A TNA N/A Reports 2.1 Accept Financial Statements Mgmt For TNA N/A 2.2 Accept Consolidated Financial Mgmt For TNA N/A Statements 3 Approve Dividends of EUR 4.04 per Mgmt For TNA N/A Share 4 Approve Allocation of Income Mgmt For TNA N/A 5 Approve Profit Participation of Mgmt For TNA N/A Employees Through Allotment of Repurchased Shares of Colruyt 6 Approve Discharge of Directors Mgmt For TNA N/A 7 Approve Discharge of Auditors Mgmt For TNA N/A 8.1 Reelect SA Farik Represented by Frans Mgmt For TNA N/A Colruyt as Director 8.2 Reelect SA Herbeco Represented by Mgmt For TNA N/A Piet Colruyt as Director 8.3 Reelect Frans Colruyt as Director Mgmt For TNA N/A 9 Allow Questions Mgmt N/A TNA N/A - ------------------------------------------------------------------------------------------------------------------ COLRUYT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP B26882165 10/16/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 2 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 3 Approve Employee Stock Purchase Pln Mgmt For N/A N/A 4 Company-Specific Compens-Related Mgmt For N/A N/A 5 Eliminate Preemptive Rights Mgmt For N/A N/A 6 Auth Rgts/Ltd Issue w/o Prmtve Rgts Mgmt For N/A N/A 7 Company-Specific Compens-Related Mgmt For N/A N/A 8 Board to Execute Apprd Resolutions Mgmt For N/A N/A 9 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 10 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 11 Amend Corporate Purpose Mgmt For N/A N/A 12 Amend Art/Charter Equity-Related Mgmt For N/A N/A 13 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 14 Authorize Share Repurchase Program Mgmt For N/A N/A 15 Approve Reduction in Share Capital Mgmt For N/A N/A 16 Board to Execute Apprd Resolutions Mgmt For N/A N/A 17 Allow Questions Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ COMPAGNIE DE SAINT GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F80343100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1 per Share 4 Authorize Payment of Dividends by Mgmt For For For Shares 5 Reelect Pierre-Andre de Chalendar as Mgmt For Against Against Director 6 Approve Transaction with Pierre-Andre Mgmt For Against Against de Chalendar Re: Severance Payment 7 Approve Transaction with Pierre-Andre Mgmt For Against Against de Chalendar Re: Pension Scheme 8 Approve Agreement for Pierre-Andre de Mgmt For For For Chalendar Re: Amendment of Health Insurance 9 Approve Transaction between Mgmt For For For Jean-Louis Beffa and Societe Civile Immobiliere de l'Ile de France Re: Residential Lease 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Reelect PricewatrhouseCoopers Audit Mgmt For For For as Auditor 12 Reelect Yves Nicolas as Alternate Mgmt For For For Auditor 13 Authorize Board to Issue Free Mgmt For For For Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer 14 Amend Article 18 of Bylaws Re: Mgmt For For For General Meetings 15 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ CONSORCIO ARA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001161019 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Fiscal Year Ended Dec. 31, 2009 2 Accept Tax Report on Adherence to Mgmt For For For Fiscal Obligations 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors, Board Secretary and Mgmt For Abstain Against Deputy Board Secretary; Approve Their Discharge and Remuneration 5 Elect or Ratify Chairman of Audit Mgmt For Abstain Against Committee 6 Elect or Ratify Chairman of Corporate Mgmt For Abstain Against Practices Committee 7 Set Maximum Aggregate Nominal Amount Mgmt For Abstain Against of Share Repurchase Reserve 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ CONSORCIO ARA, S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P3084R106 10/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Shares Repurchase Report Mgmt For For For 2 Approve Stock Option Plan for Mgmt For For For Company's Executives and Employees 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ CREDIT SUISSE GROUP (FORMERLY CS HOLDING) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H3698D419 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report Mgmt For Against Against 1.3 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2 per Share 4 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities 5.1 Reelect Noreen Doyle as Director Mgmt For For For 5.2 Reelect Aziz Syriani as Director Mgmt For Against Against 5.3 Reelect David Syz as Director Mgmt For For For 5.4 Reelect Peter Weibel as Director Mgmt For For For 5.5 Elect Jassim Al Thani as Director Mgmt For For For 5.6 Elect Robert Benmosche as Director Mgmt For For For 5.7 Ratify KPMG AG as Auditors Mgmt For For For 5.8 Ratify BDO Visura as Special Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CSE GLOBAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8346J107 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' Mgmt For For For report and the Audited accounts of the Company for the YE 31 DEC 2009 together with the Auditors' report thereon 2 Declare a first and final one-tier Mgmt For For For tax exempt dividend of 3.5 cents per ordinary share for the YE 31 DEC 2009 2008: Final one-tier tax exempt dividend of 3 cents per ordinary share 3 Re-elect Mr. Lim Ming Seong, as the Mgmt For For For Director of the Company retiring pursuant to Article 95 of the Articles of Association of the Company; Mr. Lim Ming Seong will, upon re-election as a Director of the Company, remain as Chairman of the Board and Chairman 4 Re-appoint Ernst & Young LLP as the Mgmt For For For Auditors of the Company and authorize the Directors of the Company to fix their remuneration 5 Approve the payment of Directors' Mgmt For For For fees of USD 223,000 for the YE 31 DEC 2009 2008: USD 229,000 6 Authorize the Directors of the Mgmt For Against Against Company to issue shares up to 20% of the issued shares in the share capital of the Company; that pursuant to Section 161 of the Companies Act, Capital. 50 and Rule 806 of the Listing Manual of the Singapore Exchange Securiti - ------------------------------------------------------------------------------------------------------------------ CSL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CUSIP Q3018U109 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For 5 Renew Partial Takeover Provision Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DAI NIPPON PRINTING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7912 CUSIP J10584100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 16 2.1 Elect Director Yoshitoshi Kitajima Mgmt For For For 2.2 Elect Director Kouichi Takanami Mgmt For For For 2.3 Elect Director Satoshi Saruwatari Mgmt For For For 2.4 Elect Director Masayoshi Yamada Mgmt For For For 2.5 Elect Director Yoshinari Kitajima Mgmt For For For 2.6 Elect Director Mitsuhiko Hakii Mgmt For For For 2.7 Elect Director Osamu Tsuchida Mgmt For For For 2.8 Elect Director Teruomi Yoshino Mgmt For For For 2.9 Elect Director Yuujirou Kuroda Mgmt For For For 2.10 Elect Director Masahiko Wada Mgmt For For For 2.11 Elect Director Kazumasa Hiroki Mgmt For For For 2.12 Elect Director Tetsuji Morino Mgmt For For For 2.13 Elect Director Shigeru Kashiwabara Mgmt For For For 2.14 Elect Director Kunikazu Akishige Mgmt For For For 2.15 Elect Director Kenji Noguchi Mgmt For For For 2.16 Elect Director Yoshiaki Nagano Mgmt For For For 2.17 Elect Director Motoharu Kitajima Mgmt For For For 2.18 Elect Director Takao Shimizu Mgmt For For For 2.19 Elect Director Tatsuo Komaki Mgmt For For For 2.20 Elect Director Akira Yokomizo Mgmt For For For 2.21 Elect Director Yoshiki Nozaka Mgmt For For For 2.22 Elect Director Masaki Tsukada Mgmt For For For 2.23 Elect Director Sakae Hikita Mgmt For For For 2.24 Elect Director Tadao Tsukada Mgmt For For For 3 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ DAICEL CHEMICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CUSIP J08484149 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 6 2.1 Elect Director Daisuke Ogawa Mgmt For For For 2.2 Elect Director Misao Fudaba Mgmt For For For 2.3 Elect Director Tetsuji Yanami Mgmt For For For 2.4 Elect Director Ichiro Katagiri Mgmt For For For 2.5 Elect Director Koji Shima Mgmt For For For 2.6 Elect Director Shigetaka Komori Mgmt For Against Against 2.7 Elect Director Akishige Okada Mgmt For For For 2.8 Elect Director Yuichi Miura Mgmt For For For 3 Appoint Statutory Auditor Kunie Mgmt For Against Against Okamoto - ------------------------------------------------------------------------------------------------------------------ DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2.1 Elect Director Takashi Shouda Mgmt For For For 2.2 Elect Director Hitoshi Matsuda Mgmt For For For 2.3 Elect Director Tsutomu Une Mgmt For For For 2.4 Elect Director Takeshi Ogita Mgmt For For For 2.5 Elect Director Takashi Okimoto Mgmt For For For 2.6 Elect Director Joji Nakayama Mgmt For For For 2.7 Elect Director Kazunori Hirokawa Mgmt For For For 2.8 Elect Director Hiroshi Hirabayashi Mgmt For For For 2.9 Elect Director Kunio Ishihara Mgmt For For For 2.10 Elect Director Yuichiro Anzai Mgmt For For For 3.1 Appoint Statutory Auditor Akio Yamada Mgmt For For For 3.2 Appoint Statutory Auditor Shigeaki Mgmt For For For Ishikawa 4 Appoint Alternate Statutory Auditor Mgmt For For For Sumio Moriwaki 5 Approve Payment of Annual Bonuses to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D1668R123 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 8 Elect Paul Achleitner to the Mgmt For For For Supervisory Board 9 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10 Amend Articles Re: Board-Related Mgmt For For For 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights - ------------------------------------------------------------------------------------------------------------------ DAISEKI CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J10773109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DAITO TRUST CONSTRUCTION CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 101 2.1 Elect Director Shuji Nakata Mgmt For For For 2.2 Elect Director Hiroshi Kawaguchi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DAIWA SECURITIES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akira Kiyota Mgmt For For For 1.2 Elect Director Shigeharu Suzuki Mgmt For For For 1.3 Elect Director Shin Yoshidome Mgmt For For For 1.4 Elect Director Takashi Hibino Mgmt For For For 1.5 Elect Director Nobuyuki Iwamoto Mgmt For For For 1.6 Elect Director Kazuo Oda Mgmt For For For 1.7 Elect Director Saburou Jifuku Mgmt For For For 1.8 Elect Director Tetsurou Kawakami Mgmt For For For 1.9 Elect Director Ryuuji Yasuda Mgmt For For For 1.10 Elect Director Kouichi Uno Mgmt For For For 1.11 Elect Director Nobuko Matsubara Mgmt For For For 1.12 Elect Director Keiichi Tadaki Mgmt For For For 1.13 Elect Director Makoto Shirakawa Mgmt For For For 1.14 Elect Director Takatoshi Wakabayashi Mgmt For For For 2 Approve Stock Option Plan and Deep Mgmt For For For Discount Stock Option Plan - ------------------------------------------------------------------------------------------------------------------ DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.14 Mgmt For For For Per Ordinary Share 3.1 Approve Directors' Fees of SGD 1.6 Mgmt For For For Million for 2009 (2008: SGD 1.5 Million) 3.2 Approve Special Remuneration of SGD Mgmt For For For 4.5 Million for Koh Boon Hwee for 2009 (2008: 2 Million) 4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5.1 Reelect Ang Kong Hua as Director Mgmt For For For 5.2 Reelect John Alan Ross as Director Mgmt For For For 5.3 Reelect Kwa Chong Seng as Director Mgmt For For For 6.1 Reelect Ambat Ravi Shankar Menon as Mgmt For For For Director 6.2 Reelect Piyush Gupta as Director Mgmt For For For 6.3 Reelect Peter Seah Lim Huat as Mgmt For For For Director 7 Reelect Andrew Robert Fowell Buxton Mgmt For For For as Director 8.1 Approve Issuance of Shares and/or Mgmt For For For Grant Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan 8.2 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 8.3 Approve Issuance of Shares Pursuant Mgmt For For For to the DBSH Scrip Dividend Scheme - ------------------------------------------------------------------------------------------------------------------ DENKI KAGAKU KOGYO KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J12936134 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 2.10 Appoint a Director Mgmt For For For 3 Appoint a Substitute Corporate Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CUSIP J12075107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 14 2.1 Elect Director Kouichi Fukaya Mgmt For For For 2.2 Elect Director Nobuaki Katou Mgmt For For For 2.3 Elect Director Hiromi Tokuda Mgmt For For For 2.4 Elect Director Kouji Kobayashi Mgmt For For For 2.5 Elect Director Kazuo Hironaka Mgmt For For For 2.6 Elect Director Soujirou Tsuchiya Mgmt For For For 2.7 Elect Director Hikaru Sugi Mgmt For For For 2.8 Elect Director Shinji Shirasaki Mgmt For For For 2.9 Elect Director Mitsuhiko Masegi Mgmt For For For 2.10 Elect Director Masahiko Miyaki Mgmt For For For 2.11 Elect Director Akio Shikamura Mgmt For For For 2.12 Elect Director Haruya Maruyama Mgmt For For For 2.13 Elect Director Shouichirou Toyoda Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 4 Approve Special Payments in Mgmt For Against Against Connection with Abolition of Retirement Bonus System - ------------------------------------------------------------------------------------------------------------------ DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.75 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Authorize Repurchase of Up to Five Mgmt For For For Percent of Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 9 Approve Remuneration System for Mgmt For Against Against Management Board Members 10 Amend Articles Re: Participation in, Mgmt For For For Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights 12 Amend Affiliation Agreements with Mgmt For For For Subsidiaries 13 Approve Affiliation Agreements with Mgmt For For For Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH - ------------------------------------------------------------------------------------------------------------------ DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D1882G119 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For Against Against Management Board Members 6 Approve EUR 27.8 Million Capital Mgmt For For For Increase without Preemptive Rights 7 Approve Creation of EUR 19.5 Million Mgmt For For For Pool of Capital with Preemptive Rights 8 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Approve Affiliation Agreement with Mgmt For For For Clearstream Banking AG 10.1 Amend Articles Re: Electronic Voting Mgmt For For For at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10.2 Amend Articles Re: Exercise of Voting Mgmt For For For Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 - ------------------------------------------------------------------------------------------------------------------ DIALOG SEMICONDUCTOR PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G5821P111 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Reappoint Ernst & Young LLP as Mgmt For For For Auditors 4 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 5 Re-elect Christopher Burke as Director Mgmt For Against Against 6 Re-elect John McMonigall as Director Mgmt For Against Against 7 Re-elect Peter Tan as Director Mgmt For Against Against 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 10 Amend the Non-Executive Directors Mgmt For Against Against 2006 Share Option Scheme 11 Approve the Executive Incentive Plan Mgmt For Against Against 2010 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Approve Reduction of Share Premium Mgmt For For For Account 14 Adopt New Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ DISCO CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6146 CUSIP J12327102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 10 2 Approve Annual Bonus Payment to Mgmt For For For Directors 3 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DISCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J12327102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Approve Payment of Bonuses to Mgmt For Against Against Directors 3 Allow Board to Authorize Use of Stock Mgmt For Against Against Option Plan - ------------------------------------------------------------------------------------------------------------------ DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R1812S105 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Approve Minutes of Meeting Mgmt For For For 3 Designate Inspector of Mtg Minutes Mgmt For For For 4 Auth Issuance with Preemptive Rgts Mgmt For For For 5 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R1812S105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Approve Notice of Meeting and Agenda Mgmt For For For 3 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 4 Approve Remuneration of Committee of Mgmt For For For Representatives, Control Committee, and Nominating Committee 5 Approve Remuneration of Auditors Mgmt For For For 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.75 per Share 7 Relect Nils Bastiansen, Toril Mgmt For For For Eidesvik, Eldbjorg Lower, Dag Opedal, Gudrun Rollefsen, Arthur Sletteberg, Hanne Wiig, and Herbjorn Hansson to Committee of Representatives; Elect Camilla Grieg, Per Moller, and Ole Reitan as New Members; Elect Deputy 8 Reelect Eldbjorg Lower, Per Moller, Mgmt For For For Arthur Sletteberg, and Reier Soberg as Members of Nominating Committee 9 Authorize Share Repurchase Program Mgmt For For For 10.1 Approve Advisory Part of Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 10.2 Approve Binding Part of Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 11.1 Special remuneration or broad shared ShrHldr N/A Against N/A financial responsibility and common interests 11.2 Reforms to ensure sound corporate ShrHldr N/A Against N/A governance by changing/strengthening the competence and independence of governing bodies 11.3 Reversal of authority to the General ShrHldr N/A Against N/A Meeting 11.4 Cultivation of individual roles in ShrHldr N/A Against N/A the Group to strengthen risk management and capital adequacy - ------------------------------------------------------------------------------------------------------------------ EAST JAPAN RAILWAY CO TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 55 2 Amend Articles to Indemnify Directors Mgmt For For For and Statutory Auditors 3.1 Elect Director Mutsutake Otsuka Mgmt For For For 3.2 Elect Director Yoshio Ishida Mgmt For For For 3.3 Elect Director Satoshi Seino Mgmt For For For 3.4 Elect Director Tetsuro Tomita Mgmt For For For 3.5 Elect Director Masaki Ogata Mgmt For For For 3.6 Elect Director Yoshiaki Arai Mgmt For For For 3.7 Elect Director Tsugio Sekiji Mgmt For For For 3.8 Elect Director Yoichi Minami Mgmt For For For 3.9 Elect Director Toru Owada Mgmt For For For 3.10 Elect Director Yuji Fukasawa Mgmt For For For 3.11 Elect Director Yasuo Hayashi Mgmt For For For 3.12 Elect Director Shigeru Tanabe Mgmt For For For 3.13 Elect Director Shinichiro Kamada Mgmt For For For 3.14 Elect Director Yoshitaka Taura Mgmt For For For 3.15 Elect Director Naomichi Yagishita Mgmt For For For 3.16 Elect Director Naoto Miyashita Mgmt For For For 3.17 Elect Director Yuji Morimoto Mgmt For For For 3.18 Elect Director Osamu Kawanobe Mgmt For For For 3.19 Elect Director Toshiro Ichinose Mgmt For For For 3.20 Elect Director Masayuki Satomi Mgmt For For For 3.21 Elect Director Kimio Shimizu Mgmt For For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For For 3.25 Elect Director Takeshi Sasaki Mgmt For For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Amend Articles to Require Disclosure ShrHldr Against For Against of Individual Director Compensation Levels 6 Amend Articles to Require Reporting ShrHldr Against Against For to Shareholders of Advisor Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from ShrHldr Against Against For Office 7.2 Remove Director Satoshi Seino from ShrHldr Against Against For Office 7.3 Remove Director Masaki Ogata from ShrHldr Against Against For Office 7.4 Remove Director Toru Owada from Office ShrHldr Against Against For 7.5 Remove Director Yuji Fukasawa from ShrHldr Against Against For Office 7.6 Remove Director Yasuo Hayashi from ShrHldr Against Against For Office 7.7 Remove Director Yuji Morimoto from ShrHldr Against Against For Office 8.1 Appoint Shareholder Nominee Hisayoshi ShrHldr Against Against For Serizawa to the Board 8.2 Appoint Shareholder Nominee Fusao ShrHldr Against Against For Shimoyama to the Board 8.3 Appoint Shareholder Nominee Makoto ShrHldr Against Against For Sataka to the Board 8.4 Appoint Shareholder Nominee Hisakatsu ShrHldr Against Against For Nihei to the Board 8.5 Appoint Shareholder Nominee Yoshinori ShrHldr Against Against For Takahashi to the Board 9 Cut Board Compensation by 20 Percent ShrHldr Against Against For 10 Approve Alternate Income Allocation ShrHldr Against Against For to Establish Reserve for Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation ShrHldr Against Against For to Establish Reserve for Retention of Local Rail Lines 12 Approve Alternate Income Allocation ShrHldr Against Against For to Establish "Reserve for Safety Personnel" to Reduce Suicides - ------------------------------------------------------------------------------------------------------------------ ELECTROLUX AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W24713120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marcus Wallenberg as Chairman Mgmt For For For of Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 5 Acknowledge Proper Convening of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report Mgmt N/A N/A N/A 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 4.00 per Share 11 Determine Number of Members (10) and Mgmt For For For Deputy Members of Board (0); Receive Nomination Committee Report 12 Approve Remuneration of Board in the Mgmt For For For Amount of SEK 1.6 Million for Chairman, SEK 550,000 for Deputy Chairman, and SEK 475,000 for Other Board Members; Approve Remuneration for Committee Work; Approve 13 Reelect Marcus Wallenberg (Chair), Mgmt For For For Peggy Bruzelius, Torben Sorensen, Hasse Johansson, John Lupo, Barbara Thoralfsson, Johan Molin, Hans Straberg, and Caroline Sundewall as Directors; Elect Lorna Davis 14 Ratify PricewaterhouseCoopers AB as Mgmt For For For Auditors 15 Authorize Board Chairman, One Mgmt For For For Additional Director, and Representatives of Company's Four Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 17 Approve Restricted Stock Plan for Key Mgmt For For For Employees 18.1 Authorize Repurchase Up to a Holding Mgmt For For For of Ten Percent of Issued Share Capital 18.2 Approve Reissuance of Repurchased Mgmt For For For Shares to Cover Expenses Connected with Company Acquisitions 18.3 Approve Reissuance of 3.0 Million Mgmt For For For Repurchased Class B Shares to Cover Expenses Connected to the 2003 Stock Option Plan and the Electrolux Share Program 2008 18.4 Approve Reissuance of 1.5 Million Mgmt For For For Repurchased Class B Shares to Cover Expenses Connected to the Electrolux Share Program 2010 19 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W2479G107 09/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2 per Share 10 Approve Discharge of Board and Mgmt For For For President 11 Receive Nominating Committee Report Mgmt N/A N/A N/A 12 Determine Number of Members (8) and Mgmt For For For Deputy Members (0) of Board 13 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of SEK 2.7 Million; Approve Remuneration of Auditors 14 Reelect Akbar Seddigh (Chair), Carl Mgmt For Against Against G. Palmstierna, Laurent Leksell, Tommy Karlsson, Hans Barella, Birgitta Stymne Goransson, Luciano Cattani and Vera Kallmeyer as Directors (Bundled) 15 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 16.1 Authorize Share Repurchase Program Mgmt For For For 16.2 Authorize Reissuance of Repurchased Mgmt For For For Shares 16.3 Approve Transfer of 232,000 Shares to Mgmt For For For Participants in LTIP Program Proposed Under Item 17; Approve Transfer of 32,000 Shares to Cover Costs Associated with LTIP Program 17 Approve Restricted Stock Plan for Mgmt For For For Groupe Management, Senior Management, and Key Employees 18 Authorize Chairman of Board and Mgmt For For For Representatives of Three to Five of Company's Largest Shareholders to Serve on Nominating Committee 19.1 Amend Articles Re: Newspaper Mgmt For For For Publication of General Meeting Notice 19.2 Amend Articles Re: Notice Period for Mgmt For For For General Meeting - ------------------------------------------------------------------------------------------------------------------ ELPIDA MEMORY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 6665 CUSIP J1354L103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Yukio Sakamoto Mgmt For For For 1.2 Elect Director Shuuichi Ohtsuka Mgmt For For For 1.3 Elect Director Takao Adachi Mgmt For For For 1.4 Elect Director Hideki Gomi Mgmt For For For 1.5 Elect Director Yasuo Shirai Mgmt For For For 1.6 Elect Director Shieh Tsay-Jiu Mgmt For For For 1.7 Elect Director Nobuyuki Wataki Mgmt For For For 2 Appoint Statutory Auditor Toshio Mgmt For For For Nohara 3 Appoint Alternate Statutory Auditor Mgmt For For For Yoriko Noma 4 Approve Accounting Transfers Mgmt For For For 5 Approve Retirement Bonus Payment for Mgmt For For For Statutory Auditor - ------------------------------------------------------------------------------------------------------------------ ELRINGKLINGER AG, DETTINGEN/ERMS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D2462K108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial Mgmt N/A N/A N/A statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements, the gro-up annual report, and the reports pursuant to Sections 289(4) and 315(4) of th-e German Commercia 2 Resolution on the appropriation of Mgmt For For For the distributable profit of EUR 11,520,000 as follows payment of a dividend of EUR 0.20 per no-par share Ex-dividend date: 24 MAY 2010 payable date: 25 MAY 2010 3 Ratification of the acts of the Board Mgmt For For For of Managing Directors 4 Ratification of the acts of the Mgmt For For For Supervisory Board 5 Appointment of Auditors for the 2010 Mgmt For For For FY: PricewaterhouseCoopers AG, Stuttgart 6 Approval of the remuneration system Mgmt For For For for members of the Board of Managing Directors 7.1 Election of Rainer Hahn to the Mgmt For For For Supervisory Board 7.2 Election of Karl-Uwe van Husen to the Mgmt For For For Supervisory Board 7.3 Election of Thomas Klinger-Lohr to Mgmt For For For the Supervisory Board 7.4 Election of Walter Herwarth Lechler Mgmt For For For to the Supervisory Board 7.5 Election of Helmut Lerchner to the Mgmt For For For Supervisory Board 7.6 Election of Manfred Strauss to the Mgmt For For For Supervisory Board 8 Amendments to the Articles of Mgmt For For For Association in respect of the Supervisory Board Section 9(1) , regarding the Supervisory Board comprising 12 members, six to be elected by the shareholders and six by the employees Section 10(1), regarding the Supervisory Boa 9 Resolution on the authorization to Mgmt For For For acquire own shares the company shall be authorized to acquire own shares of up to 10% of the share capital at prices not deviating more than 10% from the market price of the shares, on or before 21 MAY 2015 the Board of 10 Resolution on the creation of new Mgmt For Against Against authorized capital and the amendment to the Articles of Association the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 28,800,000 thr 11 Amendments to the Articles of Mgmt For For For Association in connection with the shareholder rights directive implementation law [ARUG] a) Section 15(2)1, regarding the Board Managing Directors having the power to allow the audiovisual transmission of the shareholders' m 12. Amendment to the Articles of Mgmt For For For Association concerning the shareholders' meeting venue Section 16(1)1, regarding the shareholders' meeting taking place at the Company's seat or any other town in Baden-Wurttemberg with at least 20,000 inhabitants - ------------------------------------------------------------------------------------------------------------------ ENBRIDGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENB CUSIP 29250N105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Arledge Mgmt For For For 1.2 Elect Director James J. Blanchard Mgmt For For For 1.3 Elect Director J. Lorne Braithwaite Mgmt For For For 1.4 Elect Director Patrick D. Daniel Mgmt For For For 1.5 Elect Director J. Herb England Mgmt For For For 1.6 Elect Director Charles W. Fischer Mgmt For For For 1.7 Elect Director David A. Leslie Mgmt For For For 1.8 Elect Director George K. Petty Mgmt For For For 1.9 Elect Director Charles E. Shultz Mgmt For For For 1.10 Elect Director Dan C. Tutcher Mgmt For For For 1.11 Elect Director Catherine L. Williams Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter A. Dea as Director Mgmt For For For 1.2 Elect Randall K. Eresman as Director Mgmt For For For 1.3 Elect Claire S. Farley as Director Mgmt For For For 1.4 Elect Fred J. Fowler as Director Mgmt For For For 1.5 Elect Barry W. Harrison as Director Mgmt For For For 1.6 Elect Suzanne P Nimocks as Director Mgmt For For For 1.7 Elect David P. O?Brien as Director Mgmt For For For 1.8 Elect Jane L. Peverett as Director Mgmt For For For 1.9 Elect Allan P. Sawin as Director Mgmt For For For 1.10 Elect Bruce G. Waterman as Director Mgmt For For For 1.11 Elect Clayton H. Woitas as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan Mgmt For For For 4 Amend By-Law No.1 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reorganization Plan Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For 3 Adopt/Amnd Shareholder Rights Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T3679P115 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3.1 Slate Submitted by the Italian Mgmt N/A Against N/A Treasury 3.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors 4 Approve Internal Auditors' Mgmt For For For Remuneration 5 Amend Rules of General Meetings Mgmt For For For 6 Amend Articles Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T3643A145 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 4 Amend Company Bylaws Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W26049119 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Treschow as Chairman of Mgmt For For For Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report; Allow Mgmt N/A N/A N/A Questions 8.1 Approve Financial Statements and Mgmt For For For Statutory Reports 8.2 Approve Discharge of Board and Mgmt For For For President 8.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend 9.1 Determine Number of Members (12) and Mgmt For For For Deputy Members (0) of Board 9.2 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members 9.3 Reelect Michael Treschow (Chair), Mgmt For For For Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors 9.4 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee 9.5 Approve Omission of Remuneration to Mgmt For For For Nominating Committee Members 9.6 Approve Remuneration of Auditors Mgmt For For For 10 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 11.1 Approve 2010 Share Matching Plan for Mgmt For For For All Employees 11.2 Authorize Reissuance of 11.3 Million Mgmt For For For Repurchased Class B Shares for 2010 Share Matching Plan for All Employees 11.3 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.2 11.4 Approve 2010 Share Matching Plan for Mgmt For For For Key Contributors 11.5 Authorize Reissuance of 7.8 Million Mgmt For For For Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors 11.6 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.5 11.7 Approve 2010 Restricted Stock Plan Mgmt For For For for Executives 11.8 Authorize Reissuance of 4.4 Million Mgmt For For For Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives 11.9 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.8 12 Authorize Reissuance of up to 7.4 Mgmt For For For Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans 13 General Meeting Shall Instruct the ShrHldr N/A For N/A Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting 14 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ EULER HERMES, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F2013Q107 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statements for Mgmt For For For the FYE on 31 DEC 2009 2 Approve the consolidated financial Mgmt For For For statements for the FYE on 31 DEC 2009 3 Acknowledge that there were not any Mgmt For For For non tax deductible expenses during the FYE on 31 DEC 2009 4 Grant discharge of duties to the Mgmt For For For Executive Board Members, the Supervisory Board Members and Statutory Auditors 5 Approve the allocation of income for Mgmt For For For the FYE on 31 DEC 2009 6 Approve the adjustment of the Mgmt For For For reserves for treasury shares 7 Approve the regulated agreements Mgmt For Against Against pursuant to Article L.225-86 of the Commercial Code 8 Approve to renew Mr. Jean-Herve Mgmt For For For Lorenzi's term as a Supervisory Board Member 9 Approve to renew Mr. Charles De Mgmt For For For Croisset's term as a Supervisory Board Member 10 Approve to renew Mr. Robert Hudry's Mgmt For For For term as a Supervisory Board member 11 Appointment of Mrs. Brigitte Mgmt For For For BOVERMANN as a Supervisory Board Member 12 Appointment of Mr. Jacques RICHIER as Mgmt For For For a Supervisory Board Member 13 Appointment of Mr. Thomas-B. QUAAS as Mgmt For For For a Supervisory Board Member 14 Appointment of Mrs. Elizabeth Corley Mgmt For For For as a Supervisory Board Member 15 Appointment of Mr. Nicolas Dufourcq Mgmt For For For as a Supervisory Board Member 16 Authorize the Executive Board for the Mgmt For For For Company to repurchase its own shares as part of the repurchase program 17 Approve the specific agreement Mgmt For Against Against related to Mr. Wilfried Verstraete's contract, Chairman of the Executive Board, to introduce a performance condition related to the allocation of his compensation payable upon termination of activity 18 Approve the allocation of attendance Mgmt For For For allowances 19 Authorize the Executive Board to Mgmt For For For reduce the share capital by cancellation of shares acquired as part of the share repurchase program 20 Authorize the Executive Board to Mgmt For For For issue shares and other securities giving access to the capital of the Company, with preferential subscription rights of the shareholders 21 Authorize the Executive Board to Mgmt For For For increase the capital by incorporation of reserves, profits or premiums or other amounts whose capitalization may be permitted 22 Authorize the Executive Board to Mgmt For Against Against increase the share capital in favor of Members of a Company Saving Plan 23 Amend the Article 11 of the Statutes Mgmt For For For concerning the age limit of the Members of the Supervisory Board 24 Approve the powers for the formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EULER HERMES, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F2013Q107 09/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint Mr. Clement booth as a Member Mgmt For For For of the Supervisory Board 2 Grant powers for formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EUTELSAT COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F3692M128 07/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 14 of Bylaws Re: Age Mgmt For For For Limit for Directors 2 Amend Article 15 of Bylaws Re: Mgmt For Against Against Shareholding Requirements for Directors 3 Amend Article 18.1 of Bylaws Re: Age Mgmt For For For Limit for Chairman of the Board 4 Amend Article 18.3 of Bylaws Re: Age Mgmt For For For Limit for CEO 5 Amend Article 18.3 of Bylaws Re: Age Mgmt For For For Limit for Vice-CEO 6 Amend Article 22 of Bylaws Re: Record Mgmt For For For Date 7 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ EUTELSAT COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F3692M128 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For Against Against 5 Ratify Auditors Mgmt For For For 6 Ratify Alternate Auditor Mgmt For For For 7 Appr Discharge of Board and Pres. Mgmt For For For 8 Elect Directors Mgmt For For For 9 Authorize Share Repurchase Program Mgmt For Against Against 10 Auth Issuance with Preemptive Rgts Mgmt For Against Against 11 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 12 Appr Iss of Shrs for Priv Placement Mgmt For For For 13 Authorize Management Board to Set Mgmt For Against Against Issue Price for 10 Percent 14 Authorize Board to Increase Capital Mgmt For Against Against in the Event of Demand E 15 Capitalize Res for Bonus Issue/Par Mgmt For For For 16 Adopt/Amnd Shareholder Rights Plan Mgmt For Against Against 17 Increase Capital/Share Exch Offer Mgmt For Against Against 18 Authorize Capital Increase of up to Mgmt For Against Against 10 Percent of Issued Cap 19 Issue Equity/Convert Subs Secs Mgmt For Against Against 20 Approve Issuance of Securities Mgmt For For For Convertible into Debt 21 Approve Employee Stock Purchase Pln Mgmt For For For 22 Approve Restricted Stock Plan Mgmt For Against Against 23 Approve Stock Option Plan Mgmt For Against Against 24 Approve Reduction in Share Capital Mgmt For For For 25 Authorize Filing of Documents Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXEDY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J1326T101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPERIAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G32655105 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Chris Callero as Director Mgmt For For For 4 Re-elect John Peace as Director Mgmt For For For 5 Re-elect Laurence Danon as Director Mgmt For For For 6 Re-elect Sir Alan Rudge as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 8 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to USD 34,182,528 and an Additional Amount Pursuant to a Rights Issue of up to USD 68,365,057 After Deducting Any Securities Issued Under the General Authority 10 Subject to the Passing of Resolution Mgmt For For For 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 5,127,379 11 Authorise 102,547,586 Ordinary Shares Mgmt For For For for Market Purchase - ------------------------------------------------------------------------------------------------------------------ EZRA HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize the Directors, pursuant to N/A N/A Against N/A Section 161 of the Companies Act, Chapter 50 and the Listing Manual of the SGX-ST [the 'Listing Manual'], to issue shares in the capital of the Company [whether by way of rights, bonus or otherwise]; and/or make or gra 2 Authorize the Directors, subject to N/A N/A Against N/A and pursuant to the share issue mandate in Resolution 1 above being obtained, to issue new shares other than on a pro-rata basis to shareholders of the Company at an issue price per new share which shall be determined b - ------------------------------------------------------------------------------------------------------------------ EZRA HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' N/A N/A For N/A report and the Audited accounts of the Company for the FYE 31 AUG 2009 together with the Auditors' report thereon 2 Declare a final tax-exempt dividend N/A N/A For N/A of SGD 0.015 per ordinary share for the FYE 31 AUG 2009 3 Re-elect Mr. Lee Chye Tek Lionel as a N/A N/A For N/A Director retiring pursuant to Article 106 of the Company's Articles of Association 4 Re-elect Mr. Wong Bheet Huan Director N/A N/A For N/A retiring pursuant to Article 106 of the Company's Articles of Association 5 Re-elect Mr. Tay Chin Kwang as a N/A N/A For N/A Director retiring pursuant to Article 106 of the Company's Articles of Association 6 Re-elect Dr. Ngo Get Ping Director N/A N/A For N/A retiring pursuant to Article 106 of the Company's Articles of Association 7 Approve the payment of Directors' N/A N/A For N/A fees of SGD 310,000 for the FYE 31 AUG 2009 8 Re-appoint Ernst & Young LLP as the N/A N/A For N/A Company's Auditors and authorize the Directors to fix their remuneration 9 Authorize the Directors, pursuant to N/A N/A Against N/A Section 161 of the Companies Act, Chapter 50 and the provisions (including Rule 806) of the Listing Manual of the Singapore Exchange Securities Trading Limited, to allot and issue shares and convertible securities in t 10 Authorize the Directors, pursuant to N/A N/A Against N/A Section 161 of the Companies Act, Chapter 50, to allot and issue shares in the capital of the Company to all the holders of options granted by the Company, whether granted during the subsistence of this authority or ot - ------------------------------------------------------------------------------------------------------------------ FIELMANN AG, HAMBURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D2617N114 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial N/A N/A N/A N/A statements and annual report for the 2008 FY wit-h the report of the Supervisory Board, the Group financial statements and Grou-p annual report as well as the report by the Board of Managing Directors pursu-ant to Sections 28 2 Resolution on the appropriation of Mgmt For For For the distributable profit of EUR 81,900,000 as follows: payment of a dividend of EUR 1.95 per no-par share ex-dividend and payable date: 10 JUL 2009 3 Ratification of the acts of the Board Mgmt For For For of Managing Directors 4 Ratification of the acts of the Mgmt For For For Supervisory Board 5 Appointment of Auditors for the 2009 Mgmt For For For FY: SUnited Statest + Partner Ohg, Hamburg - ------------------------------------------------------------------------------------------------------------------ FINMECCANICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements, Mgmt For For For Statutory Reports, and Allocation of Income 2 Approve Remuneration of External Mgmt For For For Auditors 3 Amend Rules of General Meetings Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FINMECCANICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP320321310 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Proposal to Exchange 100 Mgmt For For For Percent of Shares from the Beer Operations of the Company and/or its Subsidiaries for a Share Participation in Heineken Holdings N.V. and Heineken N.V. 2 Accept Report of Board of Directors Mgmt For For For on Financial Statements and Statutory Reports for Fiscal Year 2009, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report 3 Approve Tax Report on Fiscal Mgmt For For For Obligations 4 Approve Allocation of Income and Mgmt For For For Distribution of Dividends of MXN 0.13 per Series B Shares; MXN 0.16 per Series D Shares; Corresponding to a Total of MXN 0.65 per B Unit and MXN 0.78 per BD Unit 5 Set Aggregate Nominal Share Mgmt For For For Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion 6 Elect Directors and Secretaries, Mgmt For Abstain Against Verify Independence of Directors, and Approve their Remuneration 7 Elect Members and Chairmen of Finance Mgmt For Abstain Against and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 9 Approve Minutes of Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FUJI ELECTRIC HOLDINGS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6504 CUSIP J14112106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to Amend Business Mgmt For For For Lines - Change Company Name 2.1 Elect Director Michihiro Kitazawa Mgmt For For For 2.2 Elect Director Mitsunori Shirakura Mgmt For For For 2.3 Elect Director Takamichi Hamada Mgmt For For For 2.4 Elect Director Hisao Shigekane Mgmt For For For 2.5 Elect Director Hiroshi Nishigaki Mgmt For For For 2.6 Elect Director Michio Abe Mgmt For For For 2.7 Elect Director Junichi Matsumoto Mgmt For For For 2.8 Elect Director Takashi Kusaka Mgmt For For For 2.9 Elect Director Tadashi Kudo Mgmt For For For 2.10 Elect Director Hiroaki Kurokawa Mgmt For For For 2.11 Elect Director Motoyuki Suzuki Mgmt For For For 3.1 Appoint Statutory Auditor Toshio Mgmt For For For Shinozaki 3.2 Appoint Statutory Auditor Kunio Mgmt For For For Morikiyo - ------------------------------------------------------------------------------------------------------------------ FUJIFILM HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4901 CUSIP J14208102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 12.5 2.1 Elect Director Shigetaka Komori Mgmt For For For 2.2 Elect Director Toshio Takahashi Mgmt For For For 2.3 Elect Director Tadashi Sasaki Mgmt For For For 2.4 Elect Director Yuzo Toda Mgmt For For For 2.5 Elect Director Nobuaki Inoue Mgmt For For For 2.6 Elect Director Tadahito Yamamoto Mgmt For For For 2.7 Elect Director Teisuke Kitayama Mgmt For For For 2.8 Elect Director Takeshi Higuchi Mgmt For For For 2.9 Elect Director Hisamasa Abe Mgmt For For For 2.10 Elect Director Shigehiro Nakajima Mgmt For For For 2.11 Elect Director Toru Takahashi Mgmt For For For 2.12 Elect Director Koichi Tamai Mgmt For For For 3.1 Appoint Statutory Auditor Daisuke Mgmt For Against Against Ogawa 3.2 Appoint Statutory Auditor Takeo Kosugi Mgmt For For For 4 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ FUJITSU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6702 CUSIP J15708159 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michiyoshi Mazuka Mgmt For For For 1.2 Elect Director Hiroshi Oura Mgmt For For For 1.3 Elect Director Haruo Ito Mgmt For For For 1.4 Elect Director Masami Yamamoto Mgmt For For For 1.5 Elect Director Kazuo Ishida Mgmt For For For 1.6 Elect Director Masami Fujita Mgmt For For For 1.7 Elect Director Kazuhiko Kato Mgmt For For For 1.8 Elect Director Masahiro Koezuka Mgmt For For For 1.9 Elect Director Yoko Ishikura Mgmt For For For 1.10 Elect Director Ryosei Kokubun Mgmt For For For 2 Approve Annual Bonus Payment to Mgmt For Against Against Directors and Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ FURUKAWA ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5801 CUSIP J16464117 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 2.5 2.1 Elect Director Hiroshi Ishihara Mgmt For For For 2.2 Elect Director Masao Yoshida Mgmt For For For 2.3 Elect Director Tetsuo Yoshino Mgmt For For For 2.4 Elect Director Takasuke Kaneko Mgmt For For For 2.5 Elect Director Sumitaka Fujita Mgmt For For For 2.6 Elect Director Hideo Sakura Mgmt For For For 2.7 Elect Director Masahiro Yanagimoto Mgmt For For For 2.8 Elect Director Shunichi Shindo Mgmt For For For 2.9 Elect Director Tetsuya Sato Mgmt For For For 2.10 Elect Director Mitsuyoshi Shibata Mgmt For For For 2.11 Elect Director Toru Shirasawa Mgmt For For For 2.12 Elect Director Nozomu Amano Mgmt For For For 3.1 Appoint Statutory Auditor Kaoru Yabuki Mgmt For For For 3.2 Appoint Statutory Auditor Kenji Mgmt For Against Against Koroyasu 4 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors 5 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ GETINGE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W3443C107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Carl Bennet as Chairman of Mgmt For For For Meeting 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7.2 Receive Consolidated Financial Mgmt N/A N/A N/A Statements and Statutory Reports; Receive Auditor's Report for Consolidated Accounts 7.3 Receive Auditor's Report on Mgmt N/A N/A N/A Application of Guidelines for Remuneration for Executive Management 7.4 Receive the Board's Dividend Mgmt N/A N/A N/A Proposal; Receive the Board's Report and the Board Committee Reports 8 Receive President's Report Mgmt N/A N/A N/A 9 Approve Financial Statements and Mgmt For For For Statutory Reports 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.75 per Share 11 Approve Discharge of Board and Mgmt For For For President 12 Determine Number of Members (7) and Mgmt For For For Deputy Members (0) of Board 13 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 900,000 for Chair and SEK 450,000 for Other Directors; Approve Additional Compensation for Committee Work 14 Reelect Carl Bennet (Chair), Johan Mgmt For For For Bygge, Rolf Ekedahl, Carola Lemne, Johan Malmquist, and Johan Stern as Directors; Elect Cecilia Wennborg as New Director 15 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 16 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ GILDAN ACTIVEWEAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIL CUSIP 375916103 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William D. Anderson as Director Mgmt For For For 1.2 Elect Robert M. Baylis as Director Mgmt For For For 1.3 Elect Glenn J. Chamandy as Director Mgmt For For For 1.4 Elect Sheila O'Brien as Director Mgmt For For For 1.5 Elect Pierre Robitaille as Director Mgmt For For For 1.6 Elect Richard P. Strubel as Director Mgmt For For For 1.7 Elect Gonzalo F. Valdes-Fauli as Mgmt For For For Director 1.8 Elect George Heller as Director Mgmt For For For 1.9 Elect James R. Scarborough as Director Mgmt For For For 2 Ratify KPMG LLPas Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GILDEMEISTER AG, BIELEFELD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D2825P117 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the formally adopted Mgmt N/A N/A N/A annual financial statements of GILDEMEIST-ER Aktiengesellschaft and the approved consolidated financial statements as of-31 December 2009, the management report for GILDEMEISTER Aktiengesellschaft a-nd its group includ 2 Resolution on the appropriation of Mgmt For For For net retained profits 3 Resolution on the formal ratification Mgmt For For For of acts taken by members of the Executive Board 4 Resolution on the formal ratification Mgmt For For For of acts taken by members of the Supervisory Board 5 Resolution on the appointment of the Mgmt For For For auditor 6 Resolution on the authorization to Mgmt For Against Against purchase and use the Company's own shares and to exclude pre-emptive rights 7 Resolution on amendments to the Mgmt For For For Articles of Association related to the Annual General Meeting 8 Resolution on approving the system Mgmt For For For for compensating members of the Executive Board 9 Resolution on amending the object of Mgmt For For For the Company 10 Creation of new authorized capital Mgmt For For For and the related amendment to the Articles of Association 11.1 Supplementary election to the Mgmt For For For Supervisory Board: Mr. Prof. Dr. Edgar Ernst 11.2 Supplementary election to the Mgmt For For For Supervisory Board: Mr. Ulrich Hocker - ------------------------------------------------------------------------------------------------------------------ GIVAUDAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H3238Q102 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 20.60 per Share 4 Approve Creation of CHF 10 Million Mgmt For For For Pool of Capital without Preemptive Rights 5.1 Amend Corporate Purpose Mgmt For For For 5.2 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 6.1 Elect Irina du Bois as Director Mgmt For For For 6.2 Reelect Peter Kappeler as Director Mgmt For For For 7 Ratify Deloitte SA as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PHARMACEUTICALS LTD. (FRMRLY. GLAXO LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE159A01016 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30 Per Share Mgmt For For For 3 Reappoint R.R. Bajaaj as Director Mgmt For For For 4 Reappoint M.B. Kapadia as Director Mgmt For For For 5 Reappoint R.C. Sequeira as Director Mgmt For For For 6 Approve Price Waterhouse & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint A.M. Nimbalkar as Director Mgmt For For For 8 Approve Increase in Size of Board to Mgmt For For For 15 Directors and Amend Article 124 of the Articles of Association to Reflect Increase in Board Size - ------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3910J112 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Dr Stephanie Burns as Mgmt For For For Director 4 Re-elect Julian Heslop as Director Mgmt For For For 5 Re-elect Sir Deryck Maughan as Mgmt For For For Director 6 Re-elect Dr Daniel Podolsky as Mgmt For For For Director 7 Re-elect Sir Robert Wilson as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 9 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Approve the Exemption from Statement Mgmt For For For of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 16 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GOLDEN AGRI-RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP ADPV11073 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare First and Final Dividend of Mgmt For For For SGD 0.00495 Per Ordinary Share 3 Approve Directors' Fees of SGD Mgmt For For For 258,336 for the Year Ended Dec. 31, 2009 (2008: SGD 228,000) 4 Reelect Frankle (Djafar) Widjaja as Mgmt For For For Director 5 Reelect Simon Lim as Director Mgmt For For For 6 Reelect Hong Pian Tee as Director Mgmt For For For 7 Reappoint Moore Stephens LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 9 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights 10 Approve Issuance of Shares without Mgmt For For For Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share 11 Authorize Share Repurchase Program Mgmt For For For 12 Approve Mandate for Transactions with Mgmt For For For Related Parties - ------------------------------------------------------------------------------------------------------------------ GOLDEN EAGLE RETAIL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3958R109 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve to enter into the Lease Mgmt For For For Agreement [Hanzhong Plaza] and authorize the Directors [or a duly authorized committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriat 2 Approve the annual caps for the Mgmt For For For rental in respect of the Lease Agreement [Hanzhong Plaza] for each of the 3 years ending 31 DEC 2011 3 Approve to enter into the Facilities Mgmt For For For Leasing Agreement and authorize the Directors [or a duly authorized committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriate in 4 Approve the annual caps for the Mgmt For For For rental in respect of the Facilities Leasing Agreement for each of the 3 years ending 31 DEC 2011 5 Approve to enter into the Lease Mgmt For For For Agreement [Additional Shanghai Premises] and authorize the Directors [or a duly authorized committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary 6 Approve the annual caps for the Mgmt For For For rental and property management fee in respect of the Lease Agreement [Additional Shanghai Premises] for each of the 3 years ending 31 DEC 2011 - ------------------------------------------------------------------------------------------------------------------ GOLDEN EAGLE RETAIL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3958R109 12/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the entering into of the N/A N/A For N/A Framework Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents 2 Approve the entering into of the N/A N/A For N/A Lease Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents or 3 Approve the proposed annual caps for N/A N/A For N/A the rental in respect of the Lease Agreement for the 3 years ending 31 DEC 2011, the details of which are set out in the Circular of the Company dated 02 DEC 2009 - ------------------------------------------------------------------------------------------------------------------ GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE047A01013 01/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Between Mgmt For For For Grasim Industries Ltd and Samruddhi Cement Ltd and their Respective Shareholders and Creditors - ------------------------------------------------------------------------------------------------------------------ GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE047A01013 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Amalgamation Mgmt For For For Between Samruddhi Cement Ltd. and UltraTech Cement Ltd. - ------------------------------------------------------------------------------------------------------------------ GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001661018 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Audit Committee's Report Mgmt For For For Regarding Company's Subsidiaries in Accordance with Article 43 of Company Law 1.2 Approve Report on Tax Obligations in Mgmt For For For Accordance with Article 86 of Tax Law 2.1 Approve Increase in Legal Reserves Mgmt For For For 2.2 Set Maximum Nominal Amount of Share Mgmt For For For Repurchase Reserve for Fiscal Year 2010 in Accordance with Art. 56 of Mexican Securities Law; Approve Policy Related to Acquisition of Own Shares 2.3 Approve Net Dividends in the Amount Mgmt For For For of MXN 2.50 per Share to Seires B and BB Shareholders 3.1 Elect/Ratify Directors; Verify Mgmt For For For Independence Classification of Board Members 3.2 Elect/Ratify Chairman of Audit Mgmt For For For Committee 3.3 Elect/Ratify Members to the Different Mgmt For For For Board Committees 3.4 Approve Remuneration of Directors and Mgmt For For For Members of Board Committees 4 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP370711014 02/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Cash Dividends of MXN 0.17 Mgmt For For For Per Share 2 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP370711014 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income Mgmt For For For 3 Approve Dividends of MXN 0.17 Per Mgmt For For For Share 4 Elect Directors; Verify Independence Mgmt For For For of Board Members 5 Approve Remuneration of Directors Mgmt For For For 6 Elect Members of Audit and Corporate Mgmt For For For Practices Committee 7 Present Report on Company's 2009 Mgmt For For For Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Reserve for 2010 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 9 Approve Minutes of Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P49501201 10/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Cash Dividends of MXN 0.18 Mgmt For For For Per Share 2 Approve External Auditor Report Mgmt For For For 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting Mgmt For Abstain Against - ------------------------------------------------------------------------------------------------------------------ HALMA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G42504103 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Directors' report and the Mgmt For For For Accounts and the Auditors' report on the Accounts 2 Declare a dividend Mgmt For For For 3 Approve the Remuneration report Mgmt For For For 4 Re-elect Mr. Richard A. Stone as a Mgmt For For For Director 5 Re-appoint Deloitte LLP as the Mgmt For For For Auditors 6 Grant authority to determine the Mgmt For For For Auditors' remuneration 7 Grant authority to allot shares Mgmt For Against Against 8 Approve to disapply of pre-emption Mgmt For Against Against rights 9 Grant authority to purchase own shares Mgmt For For For 10 Approve the notice of general meetings Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HANG LUNG GROUP LIMITED (FM. HANG LUNG DEVELOPMENT CO.). TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y30148111 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Laura Lok Yee Chen as Director Mgmt For Against Against 3.2 Reelect York Liao as Director Mgmt For For For 3.3 Reelect Shang Shing Yin as Director Mgmt For For For 3.4 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ HANNOVER RUECKVERSICHERUNG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D3015J135 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Amend Articles Re: Electronic Mgmt For For For Distribution of Company Communications, Convocation of, and Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 6 Authorize Share Repurchase Program Mgmt For For For and Cancellation of Repurchased Shares 7 Authorize Reissuance of Repurchased Mgmt For For For Shares without Preemptive Rights 8 Approve Creation of EUR 60.3 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 9 Approve Issuance of Shares From Pool Mgmt For Against Against of Capital Authorized in Item 8 up to EUR 1 Million Pursuant to Employee Stock Option Plan 10 Approve Remuneration System for Mgmt For Against Against Management Board Members - ------------------------------------------------------------------------------------------------------------------ HARVEY NORMAN HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVN CUSIP Q4525E117 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4.1 Elect Directors Mgmt For For For 4.2 Elect Directors Mgmt For Against Against 4.3 Elect Directors Mgmt For Against Against 4.4 Elect Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HASTIE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q44750109 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt the remuneration report for the N/A N/A For N/A FYE 30 JUN 2009 2 Re-elect Mr. Harry Boon as a N/A N/A For N/A Director, who retires in accordance with Rule 6.1(f) of the Company's Constitution 3 Re-elect Mr. David Martin as a N/A N/A For N/A Director, who retires in accordance with Rule 6.1(f) of the Company's Constitution 4 Approve, the purposes of Listing Rule N/A N/A Against N/A 10.14, the grant of Performance Rights to Mr. David Harris, the Group Managing Director and Chief Executive Director under the terms of the Company's Performance Rights Plan [the Plan] and the issue of fully paid ordi 5 Approve, for the purposes of Listing N/A N/A Against N/A Rule 10.14, the grant of Performance Rights to Mr. Christopher Woodward, the Finance Director, under the terms of the Company's Performance Rights Plan [the Plan] and the issue of fully paid ordinary shares in the Comp 6 Approve, for the purposes of Listing N/A N/A Against N/A Rule 7.4 and for all other purposes, the issue and allotment of 25,080,478 fully paid ordinary shares in the capital of the Company at an issue price of AUD 1.15 per share under an institutional placement on 02 JUN 200 - ------------------------------------------------------------------------------------------------------------------ HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D31709104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.12 per Share 3.1 Approve Discharge of Management Board Mgmt For For For Member Bernd Scheifele for Fiscal 2009 3.2 Approve Discharge of Management Board Mgmt For For For Member Dominik von Achten for Fiscal 2009 3.3 Approve Discharge of Management Board Mgmt For For For Member Daniel Gauthier for Fiscal 2009 3.4 Approve Discharge of Management Board Mgmt For For For Member Andreas Kern for Fiscal 2009 3.5 Approve Discharge of Management Board Mgmt For For For Member Lorenz Naeger for Fiscal 2009 3.6 Approve Discharge of Management Board Mgmt For For For Member Albert Scheuer for Fiscal 2009 4.1 Approve Discharge of Supervisory Mgmt For For For Board Member Fritz-Juergen Heckmann for Fiscal 2009 4.2 Approve Discharge of Supervisory Mgmt For For For Board Member Heinz Schirmer for Fiscal 2009 4.3 Approve Discharge of Supervisory Mgmt For For For Board Member Heinz Schmitt for Fiscal 2009 4.4 Approve Discharge of Supervisory Mgmt For For For Board Member Theo Beermann for Fiscal 2009 4.5 Approve Discharge of Supervisory Mgmt For For For Board Member Robert Feiger for Fiscal 2009 4.6 Approve Discharge of Supervisory Mgmt For For For Board Member Veronika Fuess for Fiscal 2009 4.7 Approve Discharge of Supervisory Mgmt For For For Board Member Josef Heumann for Fiscal 2009 4.8 Approve Discharge of Supervisory Mgmt For For For Board Member Gerhard Hirth for Fiscal 2009 4.9 Approve Discharge of Supervisory Mgmt For For For Board Member Max Kley for Fiscal 2009 4.10 Approve Discharge of Supervisory Mgmt For For For Board Member Hans Kraut for Fiscal 2009 4.11 Approve Discharge of Supervisory Mgmt For For For Board Member Adolf Merckle for Fiscal 2009 4.12 Approve Discharge of Supervisory Mgmt For For For Board Member Ludwig Merckle for Fiscal 2009 4.13 Approve Discharge of Supervisory Mgmt For For For Board Member Tobias Merckle for Fiscal 2009 4.14 Approve Discharge of Supervisory Mgmt For For For Board Member Eduard Schleicher for Fiscal 2009 4.15 Approve Discharge of Supervisory Mgmt For For For Board Member Werner Schraeder for Fiscal 2009 4.16 Approve Discharge of Supervisory Mgmt For For For Board Member Frank-Dirk Steininger for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2010 6 Approve Creation of EUR 225 Million Mgmt For Against Against Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 56.1 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds Mgmt For Against Against with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Remuneration System for Mgmt For Against Against Management Board Members 10.1 Elect Alan Murray to the Supervisory Mgmt For For For Board 10.2 Elect Herbert Luetkestratkoetter to Mgmt For For For the Supervisory Board 11.1 Amend Articles Re: Nomination Mgmt For For For Committee 11.2 Approve Remuneration of Supervisory Mgmt For For For Board 12.1 Amend Articles Re: Registration for Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.2 Amend Articles Re: Electronic and Mgmt For For For Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.3 Amend Articles Re: Video and Audio Mgmt For For For Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.4 Amend Articles Re: Delete Redunant Mgmt For For For Paragraph with Identical Content to a Section of the Supervisory Board Statutes - ------------------------------------------------------------------------------------------------------------------ HEINEKEN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N39427211 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 1.2 Approve Financial Statements Mgmt For For For 1.3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.65 per Share 1.4 Approve Discharge of Management Board Mgmt For For For 1.5 Approve Discharge of Supervisory Board Mgmt For For For 2 Approve Acquisition of Beer Mgmt For For For Operations of FEMSA Via an All Share Transaction 3.1 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 3.2 Authorize Board to Issue Shares to Mgmt For For For FEMSA 3.3 Grant Board Authority to Issue Shares Mgmt For For For Up To Ten Percent of Issued Capital 3.4 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Items 3b and 3c 4 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 5.1 Approve Remuneration Report Mgmt For Against Against Containing Remuneration Policy for Management Board Members 5.2 Amend Restricted Stock Plan Mgmt For Against Against 6.1 Elect J.A. Fernandez Carbajal to Mgmt For For For Supervisory Board 6.2 Elect J.G. Astaburuaga Sanjines to Mgmt For For For Supervisory Board 6.3 Reelect C.J.A. van Lede to Mgmt For For For Supervisory Board 6.4 Reelect J.M. de Jong to Supervisory Mgmt For For For Board 6.5 Reelect A.M. Fentener van Vlissingen Mgmt For For For to Supervisory Board - ------------------------------------------------------------------------------------------------------------------ HENDERSON LAND DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Bonus Warrants Issue Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HENDERSON LAND DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lee King Yue as Director Mgmt For For For 3.2 Reelect Li Ning as Director Mgmt For Against Against 3.3 Reelect Lee Tat Man as Director Mgmt For Against Against 3.4 Reelect Po-shing Woo as Director Mgmt For For For 3.5 Reelect Gordon Kwong Che Keung as Mgmt For For For Director 3.6 Reelect Ko Ping Keung as Director Mgmt For For For 4 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 5.1 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.2 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 5.4 Approve Increase in Authorized Share Mgmt For Against Against Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares - ------------------------------------------------------------------------------------------------------------------ HENKEL AG & CO. KGAA (FORMERLY HENKEL KGAA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D32051126 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Information on Resolution of Mgmt N/A N/A N/A Ordinary General Meeting to Create EUR 25.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights (Non-Voting) 2 Approve Creation of EUR 25.6 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3179Z146 09/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 20.00 Per Mgmt For For For Share 3 Reappoint V.P. Malik as Director Mgmt For For For 4 Reappoint B.L. Munjal as Director Mgmt For For For 5 Reappoint S.K. Munjal as Director Mgmt For For For 6 Reappoint T. Nagai as Director Mgmt For For For 7 Approve A.F. Ferguson & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ HEXAGON AB, NACKA STRAND TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W40063104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening of the meeting Mgmt N/A N/A N/A 2 Election of Mr. Melker Schorling as a Mgmt For For For Chairman of the meeting 3 Preparation and approval of the Mgmt For For For voting list 4 Approve the agenda Mgmt For Against Against 5 Election of 1 or 2 persons to check Mgmt For For For the minutes 6 Approve the determination of Mgmt For For For compliance with the rules of convocation 7 Approve the Managing Director's report Mgmt For For For 8.1 Presentation of the annual report, Mgmt N/A N/A N/A the Auditor's Report and the consolidated-financial statements and the Group Auditor's Report for the FY 2009 8.2 Presentation of the statement by the Mgmt N/A N/A N/A Auditor regarding whether the guidelines-for remuneration to Senior Executives, which have been in effect since the-last AGM, have been observed 8.3 Presentation of the proposal of the Mgmt N/A N/A N/A Board of Directors for dividend and a-related statement 9.1 Adopt the statement of income and the Mgmt For For For balance sheet and the consolidated statement of income and the consolidated balance sheet, all as per 31 DEC 2009 9.2 Declare a dividend of SEK 1.20 per Mgmt For For For share for the FY 2009; 11 MAY 2010 as record day for the right to the cash dividend; if the AGM resolves in accordance with the proposal, the dividend is expected to be distributed by Euroclear Sweden AB starting on Thur 9.3 Grant discharge from liability of the Mgmt For For For Board of Directors and the Managing Director 10 Approve the number of members to be 7 Mgmt For For For and no deputy Members 11 Approve the fees to the Board Members Mgmt For For For shall unchanged be distributed as follows: SEK 650,000 to the Chairman of the Board and SEK 350, 000 to each of the other Members selected at a general meeting and not employed by the Company; remuneration for the com 12 Re-election of Messrs. Melker Mgmt For For For Schorling, Ola Rollen, Mario Fontana,Ulf Henriksson and Gun Nilsson as the Board Members; election of Mr. Ulrik Svensson and Ulrika Francke as the Ordinary Members of the Board 13 Re-elect Mikael Ekdahl, Anders Mgmt For For For Algotssor, Fredrik Nordstrom and Jan Andersson and new election of Henrik Didner as the Members of the Nomination Committee in respect of the AGM 2011; Election of Mikael Ekdahl as the Chairman of the Nomination Committee 14 Approve the guidelines for Mgmt For Against Against remuneration to Senior Executives as specified 15 Approve, to increase the share Mgmt For For For capital of the Company by maximum SEK 100,200 by a new issue of not more than 50,100 shares of series B; the right to subscribe for a new shares shall be granted to tholders of options in Leica Geosystems AG or a bank engage 16 Approve the transfer of the Company's Mgmt For For For own shares, as specified 17 Authorize the Board of Directors to Mgmt For For For resolve on the acquisition and transfer of the Company's own shares as specified 18 Closing of the meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3218E138 07/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm Interim Dividend of INR 3.50 Mgmt For For For Per Share and Approve Final Dividend of INR 4.00 Per Share 3.1 Reappoint H. Manwani as Director Mgmt For For For 3.2 Reappoint D.S. Parekh as Director Mgmt For For For 3.3 Reappoint C.K. Prahalad as Director Mgmt For For For 3.4 Reappoint A. Narayan as Director Mgmt For For For 3.5 Reappoint S. Ramadorai as Director Mgmt For For For 3.6 Reappoint R.A. Mashelkar as Director Mgmt For For For 4 Approve Lovelock & Lewes as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 5 Appoint D. Buch as Director Mgmt For For For 6 Appoint G. Vittal as Director Mgmt For For For 7 Appoint S. Ramamurthy as Director Mgmt For For For 8 Approve Appointment and Remuneration Mgmt For For For of D. Buch, Executive Director 9 Approve Appointment and Remuneration Mgmt For For For of G. Vittal, Executive Director 10 Approve Appointment and Remuneration Mgmt For For For of S. Ramamurthy, Executive Director - ------------------------------------------------------------------------------------------------------------------ HOCHTIEF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D33134103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 7 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 8 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 44.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Creation of EUR 53.8 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 10.1 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary HOCHTIEF Projektentwicklung GmbH 10.2 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary Deutsche Bau- und Siedlungs-Gesellschaft mit beschrankter Haftung 10.3 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary Eurafrica Baugesellschaft mit beschrankter Haftung 10.4 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary HOCHTIEF Corporate Space Management GmbH 11 Approve Affiliation Agreement with Mgmt For For For Subsidiary HOCHTIEF Construction AG 12 Approve Domination Agreement with Mgmt For For For Subsidiary HOCHTIEF Concessions AG 13 Amend Articles Re: Convocation of, Mgmt For For For Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14 Elect Manfred Wennemer to the Mgmt For For For Supervisory Board - ------------------------------------------------------------------------------------------------------------------ HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CUSIP J22050108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Yukio Arai Mgmt For For For 2.2 Elect Director Yutaka Kanai Mgmt For For For 2.3 Elect Director Susumu Kyuuwa Mgmt For For For 2.4 Elect Director Masato Kontani Mgmt For For For 2.5 Elect Director Isao Nagahara Mgmt For For For 2.6 Elect Director Yuuichi Hori Mgmt For For For 2.7 Elect Director Yukio Matsuoka Mgmt For For For 2.8 Elect Director Mitsuaki Minabe Mgmt For For For 2.9 Elect Director Kouhei Murata Mgmt For For For 2.10 Elect Director Toshinori Motobayashi Mgmt For For For 2.11 Elect Director Shinji Wakamiya Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H36940130 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.50 per Share 4.1 Reelect Markus Akermann as Director Mgmt For For For 4.2 Reelect Peter Kuepfer as Director Mgmt For For For 4.3 Reelect Rolf Soiron as Director Mgmt For Against Against 4.4 Elect Beat Hess as Director Mgmt For For For 4.5 Ratify Ernst & Young AG as Auditors Mgmt For For For 5 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities - ------------------------------------------------------------------------------------------------------------------ HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H36940130 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Creation of CHF 110.7 Million Mgmt For For For Pool of Capital with Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ HONDA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CUSIP J22302111 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 12 2.1 Elect Director Takanobu Itou Mgmt For For For 2.2 Elect Director Kouichi Kondou Mgmt For For For 2.3 Elect Director Shigeru Takagi Mgmt For For For 2.4 Elect Director Akio Hamada Mgmt For For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For For 2.7 Elect Director Fumihiko Ike Mgmt For For For 2.8 Elect Director Masaya Yamashita Mgmt For For For 2.9 Elect Director Kensaku Hougen Mgmt For For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For For 2.11 Elect Director Takeo Fukui Mgmt For For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For For 2.13 Elect Director Shou Minekawa Mgmt For For For 2.14 Elect Director Takuji Yamada Mgmt For For For 2.15 Elect Director Youichi Houjou Mgmt For For For 2.16 Elect Director Tsuneo Tanai Mgmt For For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For For 2.19 Elect Director Masahiro Yoshida Mgmt For For For 2.20 Elect Director Seiji Kuraishi Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ HONG KONG EXCHANGES AND CLEARING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y3506N139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Declare Final Dividend of HK$ 2.09 Mgmt For For For Per Share 3.1 Elect John Estmond Strickland as Mgmt For For For Director 3.2 Elect Wong Sai Hung, Oscar as Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6.1 Approve Remuneration of HK$500,000 Mgmt For For For and HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively 6.2 Approve Attendance Fee of HK$2,500 Mgmt For For For Per Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees 7 Amend Articles of Association Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HONGKONG ELECTRIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y33549117 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lee Lan Yee, Francis as Mgmt For For For Director 3.2 Reelect Frank John Sixt as Director Mgmt For Against Against 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 8 Amend Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOUSING DEVELOPMENT FINANCE CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y37246157 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30.00 Per Mgmt For For For Share 3 Reappoint S.B. Patel as Director Mgmt For For For 4 Reappoint B.S. Mehta as Director Mgmt For For For 5 Reappoint S.A. Dave as Director Mgmt For For For 6 Approve Deloitte Haskins & Sells as Mgmt For For For Auditors and Branch Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pannell Kerr Forster as Mgmt For For For Branch Auditors and Authorize Board to Fix Their Remuneration 8 Approve Reappointment and Mgmt For For For Remuneration of D.S. Parekh, Chairman and Managing Director 9 Approve Commission Remuneration for Mgmt For For For Non-Executive Directors 10 Authorize Issuance of Warrants Mgmt For For For Convertible into 10.95 Million Equity Shares with Secured Redeemable Non-Convertible Debentures without Preemptive Rights to Qualified Institutional Buyers - ------------------------------------------------------------------------------------------------------------------ HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 404280406 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Rona Fairhead as Director Mgmt For For For 3.2 Re-elect Michael Geoghegan as Director Mgmt For For For 3.3 Re-elect Stephen Green as Director Mgmt For For For 3.4 Re-elect Gwyn Morgan as Director Mgmt For For For 3.5 Re-elect Nagavara Murthy as Director Mgmt For For For 3.6 Re-elect Simon Robertson as Director Mgmt For For For 3.7 Re-elect John Thornton as Director Mgmt For For For 3.8 Re-elect Sir Brian Williamson as Mgmt For For For Director 4 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 5 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 6 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 7 Amend Articles of Association Mgmt For For For 8 Approve UK Share Incentive Plan Mgmt For For For 9 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3744A105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Working Report of the Board of Mgmt For For For Directors 2 Accept Working Report of the Mgmt For For For Supervisory Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Profit Distribution Plan Mgmt For For For 5 Reappoint PricewaterhouseCoopers Mgmt For For For Zhong Tian CPAs Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectively, with a Total Remuneration of About RMB 21.55 Million 6 Approve Issue of Short-term Debentures Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y38024108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Li Tzar Kuoi, Victor as Mgmt For For For Director 3.2 Reelect Frank John Sixt as Director Mgmt For Against Against 3.3 Reelect Michael David Kadoorie as Mgmt For For For Director 3.4 Reelect George Colin Magnus as Mgmt For For For Director 3.5 Reelect Margaret Leung Ko May Yee as Mgmt For Against Against Director 4 Appoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 6 Approve CKH Master Agreement and Mgmt For For For Acquisition of CKH Connected Debt Securities 7 Approve HSE Master Agreement and Mgmt For For For Acquisition of HSE Connected Debt Securities - ------------------------------------------------------------------------------------------------------------------ IBERDROLA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E6165F166 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual and Consolidated Mgmt For For For Financial Statements for the Fiscal Year Ended Dec. 31, 2009 2 Accept Management's Report on Company Mgmt For For For and Consolidated Group 3 Approve Discharge of Directors for Mgmt For For For the Year Ended Dec. 31, 2009. 4 Re-elect Auditor for Company and Mgmt For For For Consolidated Group for Fiscal Year 2010. 5 Approve Allocation of Income and Mgmt For For For Dividends 6 Approve Increase in Capital up to EUR Mgmt For For For 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws 7.1 Elect Maria Helena Antolin Raybaud as Mgmt For For For Independent Director 7.2 Elect Santiago Martinez Lage as Mgmt For For For Independent Director 7.3 Re-Elect Victor de Urrutia Vallejo as Mgmt For For For Independent Director 7.4 Re-Elect Ricardo Alvarez Isasi as Mgmt For For For Independent Director 7.5 Re-Elect Jose Ignacio Berroeta Mgmt For For For Echevarria as Independent Director 7.6 Re-Elect Juan Luis Arregui Ciarsolo Mgmt For For For as Independent Director 7.7 Re-Elect Jose Ignacio Sanchez Galan Mgmt For For For as Executive Director 7.8 Re-Elect Julio de Miguel Aynat as Mgmt For For For Independent Director 7.9 Re-Elect Sebastian Battaner Arias as Mgmt For For For Independent Director 7.10 Fix Number of Directors Mgmt For For For 8 Authorize Repurchase of Shares; Mgmt For For For Cancel Authorization to Repurchase Shares Granted at the AGM Held on March 20, 2009 9 Authorize Board to Issue Within Five Mgmt For For For Years Bonds,Debentures, and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void A 10 Approve Listing and Delisting of Mgmt For For For Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 11 Authorize Board to Approve the Mgmt For For For Creation of Foundation; Void Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Mgmt For For For Corporate By-laws 13 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE090A01013 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Amalgamation of The Mgmt For For For Bank of Rajasthan Ltd. with ICICI Bank Ltd. - ------------------------------------------------------------------------------------------------------------------ ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE090A01013 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend on Preference Shares Mgmt For For For of INR 100 Per Share 3 Approve Dividend on Equity Share of Mgmt For For For INR 12 Per Share 4 Reappoint K.V. Kamath as Director Mgmt For For For 5 Reappoint S. Iyengar as Director Mgmt For For For 6 Approve S.R. Batliboi & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint Branch Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 8 Appoint H. Khusrokhan as Director Mgmt For For For 9 Appoint V. Sridar as Director Mgmt For For For 10 Appoint T. Shah as Director Mgmt For For For 11 Approve Vacancy on the Board Mgmt For For For Resulting from the Retirement of N. Murkumbi as Director 12 Approve Revision in House Rent Mgmt For For For Allowance of C.D. Kochhar, Managing Director and CEO 13 Approve Revision in House Rent Mgmt For For For Allowance of S. Bakhshi, Deputy Managing Director 14 Approve Revision in House Rent Mgmt For For For Allowance of N.S. Kannan, Executive Director and CFO 15 Approve Revision in House Rent Mgmt For For For Allowance of K. Ramkumar, Executive Director 16 Approve Revision in House Rent Mgmt For For For Allowance of S. Chatterjee, Executive Director 17 Appoint R. Sabharwal as Director Mgmt For For For 18 Approve Appointment and Remuneration Mgmt For For For of R. Sabharwal as Executive Director - ------------------------------------------------------------------------------------------------------------------ IDEMITSU KOSAN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CUSIP J2388K103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akihiko Tenbou Mgmt For For For 1.2 Elect Director Kazuhisa Nakano Mgmt For For For 1.3 Elect Director Kenichi Matsui Mgmt For For For 1.4 Elect Director Akirou Nishiyori Mgmt For For For 1.5 Elect Director Seiji Fukunaga Mgmt For For For 1.6 Elect Director Takashi Tsukioka Mgmt For For For 1.7 Elect Director Yoshihisa Matsumoto Mgmt For For For 1.8 Elect Director Mitsuru Soneda Mgmt For For For 1.9 Elect Director Junjirou Kuramochi Mgmt For For For 1.10 Elect Director Yasunori Maeda Mgmt For For For 1.11 Elect Director Osamu Kamimae Mgmt For For For 1.12 Elect Director Takeshi Yamada Mgmt For For For 2.1 Appoint Statutory Auditor Kiyonobu Mgmt For For For Kobayashi 2.2 Appoint Statutory Auditor Minoru Mgmt For For For Koyama 3 Appoint External Audit Firm Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IG GROUP HOLDINGS PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4753Q106 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the accounts for the YE 31 N/A N/A For N/A MAY 2009 and accompanying reports 2 Re-elect Sir Alan Budd as a Director N/A N/A For N/A 3 Re-elect Mr. Martin Jackson as a N/A N/A For N/A Director 4 Re-elect Mr. Roger Yates as a Director N/A N/A For N/A 5 Declare a final dividend for the year N/A N/A For N/A in the amount of 11 pence per share 6 Re-appoint Ernst and Young as the N/A N/A For N/A Auditors until the conclusion of the next AGM 7 Authorize the Directors to determine N/A N/A Against N/A the Auditors' remuneration 8 Approve the Directors' remuneration N/A N/A Against N/A report 9 Authorize the Directors to allot N/A N/A Against N/A relevant securities 10 Approve the U.S. Employee Stock N/A N/A Against N/A Purchase Plan 11 Authorize the Company to purchase its N/A N/A For N/A own shares 12 Authorize the Directors to allot N/A N/A Against N/A equity securities 13 Amend the Company's Articles of N/A N/A Against N/A Association 14 Authorize the Company to call a N/A N/A For N/A general meeting other than an annual general meeting on not less than 14 clear days' notice - ------------------------------------------------------------------------------------------------------------------ IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G4721W102 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 52 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Dr Ken Burnett as Director Mgmt For For For 5 Re-elect Jean-Dominique Comolli as Mgmt For For For Director 6 Re-elect Robert Dyrbus as Director Mgmt For For For 7 Re-elect Charles Knott as Director Mgmt For For For 8 Re-elect Iain Napier as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 10 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 11 Authorise Company and its Mgmt For For For Subsidiaries to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 a 12 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securit 13 Subject to the Passing of Resolution Mgmt For For For 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 14 Authorise 106,794,000 Ordinary Shares Mgmt For For For for Market Purchase 15 Approve That a General Meeting of the Mgmt For For For Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice 16 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INDUSTREA LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q4928X100 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Director's report and the N/A N/A N/A N/A Auditors' report for Industrea and its c-ontrolled entities for the YE 30 JUN 2009 2 Re-elect Anthony John McDonald as a N/A N/A For N/A Director of the Company in accordance with the Constitution of Industrea 3 Re-elect Timothy Carl Netscher as a N/A N/A For N/A Director of the Company in accordance with the Constitution of Industrea 4 Adopt the remuneration report of the N/A N/A For N/A Company [as included in the Directors' report] for the YE 30 JUN 2009 5 Appoint BDO Kendalls Audit & N/A N/A For N/A Assurance [Qld] Pty Ltd as an Auditor of the Company - ------------------------------------------------------------------------------------------------------------------ INFINEON TECHNOLOGIES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D35415104 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2008/2009 (Non-Voting) 2 Discussion of Remuneration System for Mgmt N/A N/A N/A Management Board Members (Non-Voting) 3.1 Approve Discharge of Management Board Mgmt For For For Member Peter Bauer for Fiscal 2008/2009 3.2 Approve Discharge of Management Board Mgmt For For For Member Hermann Eul for Fiscal 2008/2009 3.3 Approve Discharge of Management Board Mgmt For For For Member Reinhard Ploss for Fiscal 2008/2009 3.4 Approve Discharge of Management Board Mgmt For For For Member Marco Schroeter for Fiscal 2008/2009 4.1 Approve Discharge of Supervisory Mgmt For For For Board Member Max Dietrich Kley for Fiscal 2008/2009 4.2 Approve Discharge of Supervisory Mgmt For For For Board Member Wigand Cramer for Fiscal 2008/2009 4.3 Approve Discharge of Supervisory Mgmt For For For Board Member Alfred Eibl for Fiscal 2008/2009 4.4 Approve Discharge of Former Mgmt For For For Supervisory Board Member Johannes Feldmayer for Fiscal 2008/2009 4.5 Approve Discharge of Supervisory Mgmt For For For Board Member Peter Gruber for Fiscal 2008/2009 4.6 Approve Discharge of Former Mgmt For For For Supervisory Board Member Jakob Hauser for Fiscal 2008/2009 4.7 Approve Discharge of Supervisory Mgmt For For For Board Member Gerhard Hobbach for Fiscal 2008/2009 4.8 Approve Discharge of Supervisory Mgmt For For For Board Member Renate Koecher for Fiscal 2008/2009 4.9 Approve Discharge of Supervisory Mgmt For For For Board Member Siegfried Luther for Fiscal 2008/2009 4.10 Approve Discharge of Former Mgmt For For For Supervisory Board Member Franz Neppl for Fiscal 2008/2009 4.11 Approve Discharge of Supervisory Mgmt For For For Board Member Manfred Puffer for Fiscal 2008/2009 4.12 Approve Discharge of Former Mgmt For For For Supervisory Board Member Michael Ruth for Fiscal 2008/2009 4.13 Approve Discharge of Supervisory Mgmt For For For Board Member Gerd Schmidt for Fiscal 2008/2009 4.14 Approve Discharge of Supervisory Mgmt For For For Board Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 4.15 Approve Discharge of Supervisory Mgmt For For For Board Member Horst Schuler for Fiscal 2008/2009 4.16 Approve Discharge of Supervisory Mgmt For For For Board Member Kerstin Schulzendorf for Fiscal 2008/2009 4.17 Approve Discharge of Supervisory Mgmt For For For Board Member Eckart Suenner for Fiscal 2008/2009 4.18 Approve Discharge of Supervisory Mgmt For For For Board Member Alexander Trueby for Fiscal 2008/2009 4.19 Approve Discharge of Supervisory Mgmt For For For Board Member Arnaud de Weert for Fiscal 2008/2009 4.20 Approve Discharge of Former Mgmt For For For Supervisory Board Member Martin Winterkorn for Fiscal 2008/2009 4.21 Approve Discharge of Supervisory Mgmt For For For Board Member Klaus Wucherer for Fiscal 2008/2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2009 6 Authorize Share Repurchase Program Mgmt For Against Against and Reissuance or Cancellation of Repurchased Shares 7.1 Elect Hans-Ulrich Holdenried to the Mgmt For For For Supervisory Board 7.2 Elect Renate Koecher to the Mgmt For For For Supervisory Board 7.3 Elect Manfred Puffer to the Mgmt For For For Supervisory Board 7.4 Elect Doris Schmitt-Landsiedel to the Mgmt For For For Supervisory Board 7.5 Elect Eckart Suenner to the Mgmt For For For Supervisory Board 7.6 Elect Klaus Wucherer to the Mgmt For N/A N/A Supervisory Board 7.7 Elect Willi Berchtold to the ShrHldr Against For Against Supervisory Board 8 Approve Cancellation of Two Mgmt For For For Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital 9 Approve Reduction of 2002 Pool of Mgmt For For For Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 10 Approve Creation of EUR 648 Million Mgmt For For For Pool of Capital without Preemptive Rights 11 Approve Creation of EUR 40 Million Mgmt For For For Pool of Capital without Preemptive Rights for Employee Share Awards 12 Approve Stock Option Plan for Key Mgmt For For For Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights 13 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capit 14.1 Amend Articles Re: Deadline for the Mgmt For For For Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.2 Amend Articles Re: Postal Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.3 Amend Articles Re: Online Mgmt For For For Participation and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.4 Amend Articles Re: Designation of Mgmt For For For Power of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.5 Amend Articles Re: Audio and Video Mgmt For For For Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 15 Approve Affiliation Agreement with Mgmt For For For Subsidiary Hitex Development Tools GmbH 16 Approve Affiliation Agreement with Mgmt For For For Subsidiary Infineon Technologies Mantel 21 GmbH - ------------------------------------------------------------------------------------------------------------------ INFOSYS TECHNOLOGIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE009A01021 06/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of INR 15 Per Mgmt For For For Share 3 Reappoint N.R.N. Murthy as Director Mgmt For For For 4 Reappoint M.G. Subrahmanyam as Mgmt For For For Director 5 Reappoint S. Gopalakrishnan as Mgmt For For For Director 6 Reappoint S.D. Shibulal as Director Mgmt For For For 7 Reappoint T.V.M. Pai as Director Mgmt For For For 8 Approve B.S.R. & Co. as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 9 Approve Reappointment and Mgmt For For For Remuneration of T.V M. Pai as Executive Director 10 Approve Reappointment and Mgmt For For For Remuneration of S. Batni as Executive Director - ------------------------------------------------------------------------------------------------------------------ INMET MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IMN CUSIP 457983104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Yilmaz Arguden as Director Mgmt For For For 1.2 Elect David R. Beatty as Director Mgmt For For For 1.3 Elect John C. Eby as Director Mgmt For For For 1.4 Elect Paul E. Gagne as Director Mgmt For For For 1.5 Elect Oyvind Hushovd as Director Mgmt For For For 1.6 Elect Thomas E. Mara as Director Mgmt For For For 1.7 Elect Wolf K. Seidler as Director Mgmt For For For 1.8 Elect Jochen Tilk as Director Mgmt For For For 1.9 Elect James M. Tory as Director Mgmt For For For 1.10 Elect Douglas W.G. Whitehead as Mgmt For For For Director 2 Ratify KPMG LLP as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTRALOT S A - INTEGRATED LOTTERY SYS & SVCS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3968Y103 11/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Greece ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 1 of Company's Articles N/A N/A For N/A of Association in relation of the translation of Company's name in English 2 Approve the program of distribution N/A N/A Against N/A of shares as Stock Option Plan among the Employees those referred in Article 13 Paragraph 13 of Law 2190/1920 as amended and in force and amendment of the current program; authorize the Board of Directors Members to reg 3 Announcements N/A N/A For N/A - ------------------------------------------------------------------------------------------------------------------ INTRALOT S A - INTEGRATED LOTTERY SYS & SVCS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3968Y103 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Greece ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve a Program of distribution of N/A N/A Against N/A options on Company's shares to persons among those referred in the specified Article 13 paragraph 13 of the Codified Law 2190.1920 as amended and in force, and amend the current Program, and authorize the Board of Dire - ------------------------------------------------------------------------------------------------------------------ INTRALOT S A - INTEGRATED LOTTERY SYS & SVCS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3968Y103 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Greece ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve a program for the N/A N/A Against N/A distribution of Options on Company's shares to persons among those referred in Article 13 Paragraph 13 of Law 2190/1920 as amended and in force, and amend the current program granting authority to the Board of Directors to regula - ------------------------------------------------------------------------------------------------------------------ INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49133161 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Sir Nigel Rudd as Director Mgmt For For For 3.2 Re-elect Michael Parker as Director Mgmt For For For 3.3 Elect Wayne Edmunds as Director Mgmt For For For 4 Reappoint Ernst & Young LLP as Mgmt For For For Auditors of the Company 5 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 6 Approve Final Dividend of 1.5 Pence Mgmt For For For Per Share 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 26,687,937 and an Additional Amount Pursuant to a Rights Issue of up to GBP 53,375,875 After Deducting Any Securities Issued Under the General Authority 8 Subject to the Passing of Resolution Mgmt For For For 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,003,190 9 Amend Articles of Association by Mgmt For For For Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act 2006, are to be Treated as Provisions of the Company's Articles of Association 10 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ ISHARES MSCI EAFE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IYT CUSIP 464287465 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For Withhold Against 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ISHARES MSCI EAFE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IYT CUSIP 464287465 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Investment Advisory Agreement Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITOCHU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CUSIP J2501P104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 7.5 2 Amend Articles To Streamline Board Mgmt For For For Structure 3.1 Elect Director Eizou Kobayashi Mgmt For For For 3.2 Elect Director Kouhei Watanabe Mgmt For For For 3.3 Elect Director Masahiro Okafuji Mgmt For For For 3.4 Elect Director Toshihito Tamba Mgmt For For For 3.5 Elect Director Youichi Kobayashi Mgmt For For For 3.6 Elect Director Yoshio Akamatsu Mgmt For For For 3.7 Elect Director Yoshihisa Aoki Mgmt For For For 3.8 Elect Director Tadayuki Seki Mgmt For For For 3.9 Elect Director Hiroo Inoue Mgmt For For For 3.10 Elect Director Kenji Okada Mgmt For For For 3.11 Elect Director Kouji Takayanagi Mgmt For For For 3.12 Elect Director Satoshi Kikuchi Mgmt For For For 3.13 Elect Director Toru Matsushima Mgmt For For For 3.14 Elect Director Hitoshi Okamoto Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JARDINE CYCLE & CARRIAGE LTD(FORMERLY CYCLE & CARRIAGE LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y43703100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of $0.47 Per Mgmt For For For Share 3 Approve Directors' Fees of Up to SGD Mgmt For For For 502,000 for the Year Ending Dec. 31, 2010 (2009: SGD 502,000) 4.1 Reelect Anthony Nightingale as Mgmt For For For Director 4.2 Reelect Benjamin Keswick as Director Mgmt For For For 4.3 Reelect Chiew Sin Cheok as Director Mgmt For For For 4.4 Reelect Chang See Hiang as Director Mgmt For For For 5 Reelect Boon Yoon Chiang as Director Mgmt For For For 6 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Other Business (Voting) Mgmt For Against Against 8.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 8.2 Authorize Share Repurchase Program Mgmt For For For 8.3 Approve Mandate for Transactions with Mgmt For For For Related Parties - ------------------------------------------------------------------------------------------------------------------ JB HI-FI LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q5029L101 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the financial report of the N/A N/A N/A N/A Company for the FYE 30 JUN 2009 together w-ith the Directors' report and the Auditor's reports for the FYE 30 JUN 2009 2 Adopt the remuneration report for YE N/A N/A For N/A 30 JUN 2009 3.1 Re-elect Mr. Patrick Elliott as a N/A N/A For N/A Director of the Company, who retires by rotation in accordance with the Company's Constitution 3.2 Re-elect Mr. Gary Levin as a Director N/A N/A For N/A of the Company, who retires by rotation in accordance with the Company's Constitution 4.1 Approve, pursuant to ASX Listing Rule N/A N/A For N/A 10.14 and for all other purposes, to grant 174,656 Options over Shares in the Company to Mr. Richard Uechtritz, exercisable at AUD 14.92 each, on the specified terms and conditions 4.2 Approve, pursuant to ASX Listing Rule N/A N/A For N/A 10.14 and for all other purposes, to grant 92,311 Options over Shares in the Company to Mr. Terry Smart, exercisable at AUD 14.92 each, on the specified terms and conditions 5 Approve, pursuant to Article 9.9 of N/A N/A For N/A the Company's Constitution and ASX Listing Rule 10.17, that the total amount or value which may be provided in each year by the Company to its Directors for their services be increased from AUD 600,000 to AUD 900,000 - ------------------------------------------------------------------------------------------------------------------ JFE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5411 CUSIP J2817M100 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 20 2.1 Elect Director Hajime Bada Mgmt For For For 2.2 Elect Director Eiji Hayashida Mgmt For For For 2.3 Elect Director Yoshio Ishikawa Mgmt For For For 2.4 Elect Director Kouhei Wakabayashi Mgmt For For For 2.5 Elect Director Sumiyuki Kishimoto Mgmt For For For 2.6 Elect Director Shigeo Asai Mgmt For For For 2.7 Elect Director Akimitsu Ashida Mgmt For For For 3 Appoint Statutory Auditor Hiroyuki Mgmt For For For Itami 4 Appoint Alternate Statutory Auditor Mgmt For For For Isao Saiki - ------------------------------------------------------------------------------------------------------------------ K'S HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8282 CUSIP J36615102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2.1 Elect Director Shuuichi Kato Mgmt For For For 2.2 Elect Director Motonobu Inoue Mgmt For For For 2.3 Elect Director Kenji Sato Mgmt For For For 2.4 Elect Director Susumu Hoteida Mgmt For For For 2.5 Elect Director Yukio Kato Mgmt For For For 2.6 Elect Director Hiroyuki Endo Mgmt For For For 2.7 Elect Director Tadashi Hiramoto Mgmt For For For 2.8 Elect Director Yasushi Yamada Mgmt For For For 2.9 Elect Director Yuuji Okano Mgmt For For For 2.10 Elect Director Kunihiko Yamamoto Mgmt For For For 2.11 Elect Director Masashi Takahashi Mgmt For For For 2.12 Elect Director Tomeo Igawa Mgmt For For For 2.13 Elect Director Jirou Matsumoto Mgmt For For For 2.14 Elect Director Masahiro Hayashi Mgmt For For For 2.15 Elect Director Yoichi Sakashita Mgmt For For For 2.16 Elect Director Naoto Ohsaka Mgmt For For For 2.17 Elect Director Shinichi Kawasumi Mgmt For For For 2.18 Elect Director Keisuke Inoue Mgmt For For For 3 Appoint Statutory Auditor Toyofusa Mgmt For Against Against Saito 4 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 5 Approve Retirement Bonus Payment for Mgmt For For For Director 6 Approve Stock Option Plan for Mgmt For For For Directors and Statutory Auditors 7 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KAO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4452 CINS J30642169 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 29 2.1 Elect Director Motoki Ozaki Mgmt For For For 2.2 Elect Director Takuo Goto Mgmt For For For 2.3 Elect Director Hiroshi Kanda Mgmt For For For 2.4 Elect Director Shunichi Nakagawa Mgmt For For For 2.5 Elect Director Tatsuo Takahashi Mgmt For For For 2.6 Elect Director Toshiharu Numata Mgmt For For For 2.7 Elect Director Toshihide Saito Mgmt For For For 2.8 Elect Director Shinichi Mita Mgmt For For For 2.9 Elect Director Masato Hirota Mgmt For For For 2.10 Elect Director Shinichiro Hiramine Mgmt For For For 2.11 Elect Director Ken Hashimoto Mgmt For For For 2.12 Elect Director Michitaka Sawada Mgmt For For For 2.13 Elect Director Hisao Mitsui Mgmt For For For 2.14 Elect Director Teruhiko Ikeda Mgmt For For For 2.15 Elect Director Takuma Otoshi Mgmt For For For 3 Appoint Statutory Auditor Tadashi Oe Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Satoshi Ito 5 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KB FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KOKBFG CUSIP 48241A105 01/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kang Chung-Won as CEO Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEIHIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J32083107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For Against Against 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 2.10 Appoint a Director Mgmt For For For 2.11 Appoint a Director Mgmt For For For 2.12 Appoint a Director Mgmt For For For 2.13 Appoint a Director Mgmt For For For 2.14 Appoint a Director Mgmt For For For 2.15 Appoint a Director Mgmt For For For 2.16 Appoint a Director Mgmt For For For 3.1 Appoint a Corporate Auditor Mgmt For For For 3.2 Appoint a Corporate Auditor Mgmt For For For 3.3 Appoint a Corporate Auditor Mgmt For For For 4 Approve Payment of Bonuses to Mgmt For Against Against Directors and Corporate Auditors 5 Approve Provision of Retirement Mgmt For Against Against Allowance for Retiring Directors and Corporate Auditors - ------------------------------------------------------------------------------------------------------------------ KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' Reports 2 Declare Final Dividend of SGD 0.23 Mgmt For For For Per Share 3 Reelect Lim Hock San as Director Mgmt For For For 4 Reelect Oon Kum Loon as Director Mgmt For For For 5 Reelect Lee Boon Yang as Director Mgmt For For For 6 Reelect Alvin Yeo Khirn Hai as Mgmt For For For Director 7 Reelect Tong Chong Heong as Director Mgmt For For For 8 Reelect Sven Bang Ullring as Director Mgmt For For For 9 Approve Directors' Fees Aggregating Mgmt For For For SGD 1.1 Million in Cash (2008: SGD 570,000) and Award of 30,000 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2009 10 Approve Special Remuneration of SGD Mgmt For For For 250,000 to Lim Chee Onn for the Period of Jan. 1, 2009 to June 30, 2009 11 Approve Award of Additional 4,500 Mgmt For For For Ordinary Shares to Lee Boon Yang as Payment in Part of His Remuneration for the Year Ended Dec. 31, 2009 12 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 13 Approve Issuance of Shares with or Mgmt For For For without Preemptive Rights 14 Authorize Share Repurchase Program Mgmt For For For 15 Approve Mandate for Transactions with Mgmt For For For Related Parties - ------------------------------------------------------------------------------------------------------------------ KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Adoption of the KCL Mgmt For For For Restricted Share Plan 2 Approve Adoption of the KCL Mgmt For For For Performance Share Plan - ------------------------------------------------------------------------------------------------------------------ KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scrip Dividend Distribution Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KINGBOARD LAMINATES HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5257K107 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the audited financial Mgmt For For For statements and the Directors' report and the Independent Auditor's report thereon for the YE 31 DEC 2009 2 Declare a final dividend Mgmt For For For 3.1 Re-elect Mr. Cheung Kwok Keung as an Mgmt For For For Executive Director of the Company 3.2 Re-elect Mr. Cheung Kwok Ping as an Mgmt For For For Executive Director of the Company 3.3 Re-elect Mr. Cheung Ka Ho as an Mgmt For For For Executive Director of the Company 3.4 Re-elect Mr. Zhou Pei Feng as an Mgmt For For For Executive Director of the Company 3.5 Re-elect Mr. Mok Yiu Keung, Peter as Mgmt For For For an Independent Non-Executive Director of the Company 3.6 Authorize the Board of Directors of Mgmt For Against Against the Company to fix the Directors remuneration 4 Re-appoint the Auditor and authorize Mgmt For For For the Board of Directors to fix their remuneration 5.1 Authorize the Directors of the Mgmt For Against Against Company Directors to allot, issue or otherwise deal with additional shares of the Company Shares or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or g 5.2 Authorize the Directors of the Mgmt For Against Against Company "Directors" during the relevant period to repurchase shares of the Company "Shares" or securities convertible into Shares on The Stock Exchange of Hong Kong Limited "Stock Exchange" or on any other stock exchan 5.3 Approve, conditional upon the passing Mgmt For Against Against of Resolutions 5A and 5B, the general mandate granted to the Directors of the Company to allot, issue or otherwise deal with shares of the Company pursuant to Resolution 5A above be extended by the addition to the agg - ------------------------------------------------------------------------------------------------------------------ KINGBOARD LAMINATES HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5257K107 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the continuing connected Mgmt For Against Against transaction contemplated by the Drill Bits Agreement and the Proposed Annual Caps (such terms shall have the meaning as defined in the circular to the shareholders of the Company dated 27 MAY 2010) and authorize any Direct - ------------------------------------------------------------------------------------------------------------------ KIRIN HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2503 CUSIP 497350108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 11.5 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 2.8 Elect Director Mgmt For For For 2.9 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For 4 Approve Payment of Annual Bonuses to Mgmt For For For Directors and Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ KONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X4551T105 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Calling the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.295 Per Class A Share, and EUR 1.30 Per Class B Share; Authorize Donation for Charitable Purposes 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors In Mgmt For For For the Amount of EUR 54,000 for Chairman, EUR 42,000 for Vice Chairman, and EUR 30,000 for Ordinary Directors 11 Fix Number of Directors at Eight (8) Mgmt For For For and Number of Deputy Members at One (1) 12 Reelect Matti Alahuhta, Anne Brunila, Mgmt For Against Against Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Dir 13 Approve Remuneration of Auditors Mgmt For For For 14 Fix Number of Auditors at Two Mgmt For For For 15 Ratify PricewaterhouseCoopers Oy and Mgmt For For For Heikki Lassila as Auditors 16 Establish KONE Corporation Centennial Mgmt For For For Foundation; Approve Distribution of 100,000 Treasury Class B Shares 17 Authorize Repurchase of up to 3.8 Mgmt For For For Million Class A Shares and 21.8 Million Class B Shares 18 Approve Issuance of 3.8 Million Class Mgmt For For For A Shares and 21.8 Million Class B Shares without Preemptive Rights 19 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N0139V142 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 3 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 4 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 5 Approve Financial Statements and Mgmt For For For Statutory Reports 6 Approve Dividends of EUR 0.23 Per Mgmt For For For Share 7 Approve Discharge of Management Board Mgmt For For For 8 Approve Discharge of Supervisory Board Mgmt For For For 9 Elect J.F. Rishton to Executive Board Mgmt For For For 10 Elect L.J. Hijmans van den Bergh to Mgmt For For For Executive Board 11 Elect J.A. Sprieser to Supervisory Mgmt For For For Board 12 Approve Remuneration of Supervisory Mgmt For For For Board 13 Ratify Deloitte Accountants B.V. as Mgmt For For For Auditors 14 Grant Board Authority to Issue Shares Mgmt For For For up to Ten Percent of Issued Capital 15 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Item 14 16 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 17 Approve Reduction of Issued Capital Mgmt For For For by Cancelling Treasury Shares 18 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KONINKLIJKE BOSKALIS WESTMINSTER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N14952266 12/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening N/A N/A N/A N/A 2 Explanation of the proposed bid for N/A N/A N/A N/A all outstanding shares of Smit Internation-ale N.V 3.1 Appoint the Board of Management for a N/A N/A For N/A period of 12 months, starting on 07 DEC 2009 as the competent body to decide, subject to the approval of the Supervisory Board, to: issue ordinary shares up to a maximum of 20% of the number of ordinary shares issued 3.2 Appoint the Board of Management for a N/A N/A Against N/A period of 12 months, starting on 07 DEC 2009 as the competent body to decide, subject to the approval of the Supervisory Board, to: limit or exclude preemptive rights with respect to ordinary shares to be issued and / 4 Any other business N/A N/A N/A N/A 5 Close N/A N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KONINKLIJKE DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N5017D122 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2.1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 2.2 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 3 Approve Financial Statements and Mgmt For For For Statutory Reports 4.1 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 4.2 Approve Dividends of EUR 1.20 Per Mgmt For For For Share 5.1 Approve Discharge of Management Board Mgmt For For For 5.2 Approve Discharge of Supervisory Board Mgmt For For For 6.1 Reelect N.H. Gerardu to Management Mgmt For For For Board 6.2 Reelect R.D. Schwalb to Management Mgmt For For For Board 7.1 Reelect T. de Swaan to Supervisory Mgmt For For For Board 7.2 Elect R.J. Routs to Supervisory Board Mgmt For For For 8 Approve Remuneration Report Mgmt For For For Containing Remuneration Policy for Management Board Members 9.1 Grant Board Authority to Issue Shares Mgmt For For For Up To 10 Percent of Issued Capital Plus Additional10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 9.2 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Item 9a 10 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 11 Authoriize Reduction of Up to 10 Mgmt For For For Percent of Share Capital by Cancellation of Shares 12 Other Business Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KONINKLIJKE VOPAK N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N5075T100 08/27/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A TNA N/A 2.1 Authorize Board to Issue Cumulative Mgmt For TNA N/A Financing Preference Shares 2.2 Authorize Board to Exclude Preemptive Mgmt For TNA N/A Rights from Issuance under Item 2.a 3 Authorize Repurchase of Depositary Mgmt For TNA N/A Receipts for FinancingPreference Shares 4 Amend Articles Mgmt For TNA N/A 5 Other Business Mgmt N/A TNA N/A 6 Close Meeting Mgmt N/A TNA N/A - ------------------------------------------------------------------------------------------------------------------ KPN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N4297B146 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 3 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 4 Approve Financial Statements Mgmt For For For 5 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 6 Approve Dividends of EUR 0.69 Per Mgmt For For For Share 7 Approve Discharge of Management Board Mgmt For For For 8 Approve Discharge of Supervisory Board Mgmt For For For 9 Ratify PricewaterhouseCoopers Mgmt For For For Acountants N.V. as Auditors 10 Approve Remuneration Report Mgmt For For For Containing Remuneration Policy for Management Board Members 11 Receive Announcement of Intention to Mgmt N/A N/A N/A Reappoint E. Blok and J.B.P. Coopmans to Management Board 12 Announce Vacancies on Supervisory Mgmt N/A N/A N/A Board 13 Receive Announcement Re: Changes in Mgmt N/A N/A N/A Composition in Supervisory Board Committees 14 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 15 Approve Reduction in Share Capital by Mgmt For For For Cancellation of Shares 16 Other Business and Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KYOCERA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CUSIP J37479110 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 60 2.1 Elect Director Tsutomu Yamori Mgmt For For For 2.2 Elect Director Yoshihito Ota Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LG INNOTEK CO LTD, SEOUL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y5276D100 04/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the sale of small LCD module Mgmt For Against Against business - ------------------------------------------------------------------------------------------------------------------ LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G5542W106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Sir Winfried Bischoff as Mgmt For For For Director 3.2 Elect Glen Moreno as Director Mgmt For For For 3.3 Elect David Roberts as Director Mgmt For For For 4.1 Re-elect Dr Wolfgang Berndt as Mgmt For For For Director 4.2 Re-elect Eric Daniels as Director Mgmt For For For 4.3 Re-elect Helen Weir as Director Mgmt For For For 5 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 6 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 8 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 9 Authorise Market Purchase Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ LOJAS RENNER TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRLRENACNOR1 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors and Approve Their Mgmt For For For Remuneration 4 Elect Fiscal Council Member and Mgmt For For For Approve Their Remuneration - ------------------------------------------------------------------------------------------------------------------ LOTTOMATICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T6326Y108 07/02/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Change in Company Name Mgmt For TNA N/A 2 Approve Restricted Stock Plan for Mgmt For TNA N/A Employees of the Company and its Subsidiaries 3 Approve Stock Option Plan for Mgmt For TNA N/A Employees of the Company and its Subsidiaries 4 Amend Share-Based Incentive Plans for Mgmt For TNA N/A Employees of the Company and its Subsidiaries - ------------------------------------------------------------------------------------------------------------------ LUKOIL OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN RU0009024277 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report, Financial Mgmt For For For Statements, and Allocation of Income, Including Dividends of RUB 52 per Share 2.1 Elect Vagit Alekperov as Director Mgmt N/A Against N/A 2.2 Elect Igor Belikov as Director Mgmt N/A Against N/A 2.3 Elect Viktor Blazheyev as Director Mgmt N/A For N/A 2.4 Elect Donald Evert Wallette as Mgmt N/A Against N/A Director 2.5 Elect Valery Grayfer as Director Mgmt N/A Against N/A 2.6 Elect German Gref as Director Mgmt N/A For N/A 2.7 Elect Tatiana Esaulkova as Director Mgmt N/A Against N/A 2.8 Elect Igor Ivanov as Director Mgmt N/A For N/A 2.9 Elect Ravil Maganov as Director Mgmt N/A Against N/A 2.10 Elect Sergey Mikhaylov as Director Mgmt N/A Against N/A 2.11 Elect Mark Mobius as Director Mgmt N/A Against N/A 2.12 Elect Aleksandr Shokhin as Director Mgmt N/A For N/A 3.1 Elect Lyubov Ivanova as Member of Mgmt For For For Audit Commission 3.2 Elect Pavel Kondratyev as Member of Mgmt For For For Audit Commission 3.3 Elect Vladimir Nikitenko as Member of Mgmt For For For Audit Commission 4.1 Approve Remuneration of Directors Mgmt For For For 4.2 Approve Additional Remuneration for Mgmt For For For Newly-Elected Directors for Their Participation in Conferences and Other Events upon Instructions of Board Chairman; Keep Remuneration Level Unchanged 5.1 Approve Remuneration of Members of Mgmt For For For Audit Commission 5.2 Keep Levels of Remuneration of Mgmt For For For Members of Audit Commission Unchanged 6 Ratify ZAO KPMG as Auditor Mgmt For For For 7 Amend Regulations on General Meetings Mgmt For For For 8.1 Approve Related-Party Transaction Mgmt For For For with OAO Sberbank of Russia Re: Guarantee Agreement 8.2 Approve Related-Party Transaction Mgmt For For For with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations - ------------------------------------------------------------------------------------------------------------------ MACARTHUR COAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Q5689Z101 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Ratify Past Issuance of Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACARTHUR COAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCC CUSIP Q5689Z101 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Issuance of Shares to Mgmt For For For Noble Group Members - ------------------------------------------------------------------------------------------------------------------ MAKITA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6586 CUSIP J39584107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 52 2 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ MARINE HARVEST ASA (FORMERLY PAN FISH ASA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R2326D105 11/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Approve Minutes of Meeting Mgmt For For For 3 Issue Warrants w/o Preempt Rgts Mgmt For Against Against 4 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5824M107 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 9.5 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Sir Stuart Rose as Director Mgmt For For For 5 Elect Jan du Plessis as Director Mgmt For For For 6 Re-elect Jeremy Darroch as Director Mgmt For For For 7 Re-elect Sir David Michels as Director Mgmt For For For 8 Re-elect Louise Patten as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 10 Authorise the Audit Committee to Mgmt For For For Determine Remuneration of Auditors 11 Issue Equity with Pre-emptive Rights Mgmt For For For Under a General Authority up to Aggregate Nominal Amount of GBP 131,511,272 and an Additional Amount Pursuant to a Rights Issue of up to GBP 263,022,544 After Deducting Any Securities Issued Under the General Authority 12 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,726,691 13 Authorise 158,000,000 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice 15 Approve Marks and Spencer Group Mgmt For For For Republic of Ireland Sharesave Plan 2009 16 Authorise the Board to Take All ShrHldr Against For Against Reasonable and Practical Steps to Bring Forward the Appointment of an Independent Chairman to July 2010 - ------------------------------------------------------------------------------------------------------------------ MARUBENI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CUSIP J39788138 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nobuo Katsumata Mgmt For For For 1.2 Elect Director Teruo Asada Mgmt For For For 1.3 Elect Director Mamoru Sekiyama Mgmt For For For 1.4 Elect Director Masaru Funai Mgmt For For For 1.5 Elect Director Michihiko Ota Mgmt For For For 1.6 Elect Director Takafumi Sakishima Mgmt For For For 1.7 Elect Director Kenichi Hatta Mgmt For For For 1.8 Elect Director Shinji Kawai Mgmt For For For 1.9 Elect Director Shigemasa Sonobe Mgmt For For For 1.10 Elect Director Shigeru Yamazoe Mgmt For For For 1.11 Elect Director Mitsuru Akiyoshi Mgmt For For For 1.12 Elect Director Toshiyuki Ogura Mgmt For For For 1.13 Elect Director Shigeaki Ishikawa Mgmt For For For 2.1 Appoint Statutory Auditor Takao Mgmt For For For Kitabatake 2.2 Appoint Statutory Auditor Norimasa Mgmt For Against Against Kuroda - ------------------------------------------------------------------------------------------------------------------ MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP S4799N114 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended 28 June 2009 2 Re-elect Dods Brand as Director Mgmt For For For 3 Re-elect Zitulele Combi as Director Mgmt For For For 4 Re-elect Guy Hayward as Director Mgmt For For For 5 Re-elect James Hodkinson as Director Mgmt For For For 6 Re-elect Peter Maw as Director Mgmt For For For 7 Approve Non-executive Director Fees Mgmt For For For for the 2010 Financial Year 8 Reappoint Deloitte & Touche as Mgmt For For For Auditors of the Company with Andre Dennis as the Audit Partner 9 Place Authorised but Unissued Shares Mgmt For For For under Control of Directors 10 Authorise Board to Issue Shares for Mgmt For For For Cash up to a Maximum of 5 Percent of Issued Share Capital 11 Authorise Company to Allot and Issue Mgmt For For For 2,000,000 B Convertible, Redeemable, Participating Preference Shares of ZAR 0.01 Each in the Authorised but Unissued Share Capital to the Trustees of the Massmart Black Scarce Skills Trust 12 Approve Increase in the Number of B Mgmt For For For Convertible, Redeemable, Participating Preference Shares that may be Allocated by the Trustees of the Massmart Black Scarce Skills Trust 13 Authorise Repurchase of Up to 15 Mgmt For For For Percent of Issued Share Capital 14 Approve Increase in Authorised Share Mgmt For For For Capital from ZAR 5,400,000 to ZAR 5,420,000 by the Creation of Additional 2,000,000 B Preference Shares 15 Amend Articles of Association Re: B Mgmt For For For Preference Shares - ------------------------------------------------------------------------------------------------------------------ METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D53968125 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports for Fiscal 2009; Approve Allocation of Income and Dividends of EUR 1.18 per Ordinary Share and EUR 1.30 per Preference Share 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Elect Juergen Kluge to the Mgmt For For For Supervisory Board 7 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 8 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights 9 Amend Articles Re: Remuneration of Mgmt For For For Supervisory Board 10 Amend Articles Re: Convocation of, Mgmt For For For Participation in, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Amend Articles Re: Voting Rights Mgmt For For For Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Amend Articles Re: Electronic Mgmt For For For Participation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 13 Amend Articles Re: Postal Voting at Mgmt For For For the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14 Amend Articles Re: Chair of General Mgmt For For For Meeting 15 Amend Articles Re: Editorial Changes Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICRO FOCUS INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6117L103 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the proposed acquisition of Mgmt For For For the entire issued and to be issued share capital of Borland Software Corporation - ------------------------------------------------------------------------------------------------------------------ MICRO FOCUS INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6117L103 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report of the Directors Mgmt For For For and auditors and the financial statements for the YE 30 APR 2009 2 Approve a final dividend of 11.1 Mgmt For For For cents per ordinary share 3 Approve the remuneration report of Mgmt For For For the Directors for the YE 30 APR 2009 4 Re-elect Kevin Loosemore as a Director Mgmt For For For 5 Re-elect Stephen Kelly as a Director Mgmt For For For 6 Re-elect Nicholas Bray as a Director Mgmt For For For 7 Re-appoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 8 Authorize the Directors to determine Mgmt For For For the remuneration of the Auditors 9 Authorize the Directors to allot Mgmt For Against Against ordinary shares 10 Authorize the Directors to allot Mgmt For Against Against ordinary shares for cash without first offering them to existing shareholders 11 Authorize the Company to purchase its Mgmt For For For own shares 12 Authorize the Company to hold general Mgmt For For For meetings on 14 clear days notice 13 Approve the deletion of Rule 7.2 from Mgmt For For For the rules of the Company's Incentive Plan 2005 - ------------------------------------------------------------------------------------------------------------------ MIDAS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6039M114 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve, subject to and contingent Mgmt For Against Against upon the passing of Special Resolution 1: the issue of up to 300,000,000 Offer Shares and up to 40,000,000 Additional shares in the event of the exercise of the Over-allotment Option in the Global Offering at an offer pr 2 Adopt, subject to and contingent upon Mgmt For Against Against the passing of Ordinary Resolution 1, the new Articles of Association the "Articles" of the Company as specified , which contain all the proposed amendments to the existing Articles of the Company as specified, and 3 Adopt the Chinese name as the Mgmt For For For Company's secondary name and authorize the Company and any Director to complete and do all such acts and things, including without limitation, to sign, to seal, execute ad deliver all such documents and deeds and approve any - ------------------------------------------------------------------------------------------------------------------ MIDAS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6039M114 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors Mgmt For For For report and audited accounts of the Company for the FYE 31 DEC 2009 together with the Auditors' report thereon 2 Declare a final dividend of 0.25 Mgmt For For For cents per ordinary share for the FYE 31 DEC 2009 3 Approve the Director's fees of SGD Mgmt For For For 120,000 for the FYE 31 DEC 2009 4 Re-elect Mr. Chen Wei Ping as a Mgmt For For For Director, who retires pursuant to Article 91 of the Company's Articles of Association 5 Re-elect Mr. Chew Chin Hua as a Mgmt For For For Director, who retires pursuant to Article 91 of the Company's Articles of Association 6 Re-elect Dr. Xu Wei Dong as a Mgmt For For For Director, who retires pursuant to Article 97 of the Company's Articles of Association 7 Re-appoint Messrs. BDO LLP as the Mgmt For For For Company's Auditors and authorize the Directors to fix their remuneration 8 Authorize the Directors of the Mgmt For Against Against Company, pursuant to Section 161 of the Companies Act, Chapter 50 and subject to Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited [SGX-ST], to issue shares or convertible securities in the 9 Authorize the Directors of the Mgmt For Against Against Company to offer and grant options [the Options] in accordance with the Midas Employee Share Option Scheme [the Scheme] and pursuant to Section 161 of the Companies Act, Chapter 50, to allot and issue from time to time such 10 Authorize the Directors of the Mgmt For For For Company, pursuant to Section 161 of the Companies Act, Chapter 50 of Singapore, to allot and issue from time to time such number of shares in the capital of the Company as may be required to be allotted and issued pursuant t - ------------------------------------------------------------------------------------------------------------------ MINEBEA CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J42884130 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2 Appoint a Corporate Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MIRACA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 4544 CUSIP J4352B101 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Hiromasa Suzuki Mgmt For For For 1.2 Elect Director Shinji Ogawa Mgmt For For For 1.3 Elect Director Tatsuo Tokumitsu Mgmt For For For 1.4 Elect Director Yoshihiro Kato Mgmt For For For 1.5 Elect Director Shiro Kudo Mgmt For For For 1.6 Elect Director Naoji Yui Mgmt For For For 1.7 Elect Director Nobumichi Hattori Mgmt For For For 1.8 Elect Director Yasunori Kaneko Mgmt For For For 1.9 Elect Director Yoshiki Watanabe Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MITSUBISHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8058 CUSIP J43830116 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 21 2.1 Elect Director Yorihiko Kojima Mgmt For For For 2.2 Elect Director Ken Kobayashi Mgmt For For For 2.3 Elect Director Ryouichi Ueda Mgmt For For For 2.4 Elect Director Masahide Yano Mgmt For For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For For 2.6 Elect Director Hideto Nakahara Mgmt For For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For For 2.9 Elect Director Yasuo Nagai Mgmt For For For 2.10 Elect Director Mikio Sasaki Mgmt For For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against Against 2.12 Elect Director Kunio Itou Mgmt For For For 2.13 Elect Director Kazuo Tsukuda Mgmt For Against Against 2.14 Elect Director Ryouzou Katou Mgmt For For For 2.15 Elect Director Hidehiro konno Mgmt For For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Set Amounts for Retirement Bonus Mgmt For For For Reserve Funds for Directors 6 Approve Deep Discount Stock Option Mgmt For Against Against Plan and Adjustment to Aggregate Compensation Ceiling for Directors - ------------------------------------------------------------------------------------------------------------------ MITSUI & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CUSIP J44690139 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 11 2.1 Elect Director Shoei Utsuda Mgmt For For For 2.2 Elect Director Masami Iijima Mgmt For For For 2.3 Elect Director Ken Abe Mgmt For For For 2.4 Elect Director Junichi Matsumoto Mgmt For For For 2.5 Elect Director Seiichi Tanaka Mgmt For For For 2.6 Elect Director Norinao Iio Mgmt For For For 2.7 Elect Director Takao Omae Mgmt For For For 2.8 Elect Director Masayoshi Komai Mgmt For For For 2.9 Elect Director Daisuke Saiga Mgmt For For For 2.10 Elect Director Nobuko Matsubara Mgmt For For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For For 2.13 Elect Director Toshiro Muto Mgmt For For For 3 Appoint Statutory Auditor Naoto Mgmt For For For Nakamura - ------------------------------------------------------------------------------------------------------------------ MITSUI SUMITOMO INSURANCE GROUP HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CUSIP J45745106 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement with Mgmt For For For Aioi Insurance Co. and Nissay Dowa General Insurance Co. 2 Amend Articles To Change Company Mgmt For For For 3.1 Elect Director Mgmt For For For 3.2 Elect Director Mgmt For For For 3.3 Elect Director Mgmt For For For 3.4 Elect Director Mgmt For For For 3.5 Elect Director Mgmt For For For 3.6 Elect Director Mgmt For For For 3.7 Elect Director Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For 4.2 Appoint Statutory Auditor Mgmt For For For 4.3 Appoint Statutory Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MS&AD INSURANCE GROUP HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J4687C105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 27 2.1 Elect Director Toshiaki Egashira Mgmt For For For 2.2 Elect Director Ichiro Tateyama Mgmt For For For 2.3 Elect Director Tadashi Kodama Mgmt For For For 2.4 Elect Director Yasuyoshi Karasawa Mgmt For For For 2.5 Elect Director Susumu Fujimoto Mgmt For For For 2.6 Elect Director Shuhei Horimoto Mgmt For For For 2.7 Elect Director Hisahito Suzuki Mgmt For For For 2.8 Elect Director Masanori Yoneda Mgmt For For For 2.9 Elect Director Katsuaki Ikeda Mgmt For For For 2.10 Elect Director Toshihiko Seki Mgmt For For For 2.11 Elect Director Akira Watanabe Mgmt For For For 2.12 Elect Director Mitsuhiro Umezu Mgmt For For For 2.13 Elect Director Daiken Tsunoda Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MTU AERO ENGINES HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D5565H104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.93 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 6 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Convocation of, Mgmt For For For Registration for, Voting Rights Representation at, and Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8 Approve Creation of EUR 5.2 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Creation of EUR 20.8 Million Mgmt For For For Pool of Authorized Capital II without Preemptive Rights 10 Approve Reduction of Conditional Mgmt For For For Capital to EUR 3.6 Million 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 22.4 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Remuneration System for Mgmt For For For Management Board Members - ------------------------------------------------------------------------------------------------------------------ MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRMULTACNOR5 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors Mgmt For Abstain Against 4 Approve Remuneration of Executive Mgmt For For For Officers, Non-Executive Directors - ------------------------------------------------------------------------------------------------------------------ MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRMULTACNOR5 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles re: Fix Board Term Mgmt For Against Against 2 Amend Articles to Reflect Changes in Mgmt For For For Capital - ------------------------------------------------------------------------------------------------------------------ MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P69913104 12/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Solucao Mgmt For For For Imobiliaria Participacoes e Empreendimentos, Industrias Luna, and JPL Empreendimentos 2 Appoint Apsis Consultoria as the Mgmt For For For Independent Firm to Appraise Proposed Absorption 3 Approve Appraisal Reports Mgmt For For For 4 Formalize Absorption Mgmt For For For 5 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ MURATA MANUFACTURING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CUSIP J46840104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 35 2.1 Elect Director Yoshitaka Fujita Mgmt For For For 2.2 Elect Director Hiroaki Yoshihara Mgmt For For For 3 Appoint Statutory Auditor Masakazu Mgmt For For For Toyoda - ------------------------------------------------------------------------------------------------------------------ NABTESCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4707Q100 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 2.10 Appoint a Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL BANK OF CANADA TICKER SECURITY ID: MEETING DATE MEETING STATUS NA CUSIP 633067103 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence S. Bloomberg Mgmt For For For 1.2 Elect Director Pierre Bourgie Mgmt For For For 1.3 Elect Director Andre Caille Mgmt For For For 1.4 Elect Director Gerard Coulombe Mgmt For For For 1.5 Elect Director Bernard Cyr Mgmt For For For 1.6 Elect Director Shirley A. Dawe Mgmt For For For 1.7 Elect Director Nicole Diamond-Gelinas Mgmt For For For 1.8 Elect Director Jean Douville Mgmt For For For 1.9 Elect Director Marcel Dutil Mgmt For For For 1.10 Elect Director Jean Gaulin Mgmt For For For 1.11 Elect Director Paul Gobeil Mgmt For For For 1.12 Elect Director Louise Laflamme Mgmt For For For 1.13 Elect Director Roseann Runte Mgmt For For For 1.14 Elect Director Marc P. Tellier Mgmt For For For 1.15 Elect Director Louis Vachon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation Approach 3 Ratify SB/DT as Auditors Mgmt For For For 4 Submit to Shareholder Vote More ShrHldr Against Against For Nominees Than There are Vacanicies on the Board of Directors 5 Disclose Equity Ratio Between Total ShrHldr Against Against For Compensation of the CEO, Five NEOs and Average Total Employee Compensation - ------------------------------------------------------------------------------------------------------------------ NATIONAL BANK OF GREECE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X56533114 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Spin-Off Agreement Mgmt For For For 2 Approve Accounting Treatment of Mgmt For For For Spin-Off 3 Authorize Filing of Required Mgmt For For For Documents/Other Formalities 4 Ratify Co-Option of Directors Mgmt For For For 5 Elect Directors Mgmt For Against Against 6 Elect Members of Audit Committee Mgmt For For For 7 Approve Related Party Transactions Mgmt For Against Against 8 Amend Company Articles Mgmt For Against Against 9 Authorize Convertible Debt Issuance Mgmt For For For 10 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6375K151 07/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 23 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Sir John Parker as Director Mgmt For For For 4 Re-elect Steve Holliday as Director Mgmt For For For 5 Re-elect Kenneth Harvey as Director Mgmt For For For 6 Re-elect Steve Lucas as Director Mgmt For For For 7 Re-elect Stephen Pettit as Director Mgmt For For For 8 Re-elect Nick Winser as Director Mgmt For For For 9 Re-elect George Rose as Director Mgmt For For For 10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 11 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 12 Approve Remuneration Report Mgmt For For For 13 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 92,404,802 and an Additional Amount Pursuant to a Rights Issue of up to GBP 92,404,802 14 Approve Scrip Dividend Program Mgmt For For For 15 Subject to the Passing of Resolution Mgmt For For For 14, Authorise the Directors to Capitalise the Appropriate Nominal Accounts of New Shares of the Company Alloted Under the Scrip Dividend Scheme 16 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,860,720 17 Authorise 243,269,786 Ordinary Shares Mgmt For For For for Market Purchase 18 Authorise the Directors to Call a Mgmt For For For General Meeting of the Company Other Than an Annual General Meeting on 14 Clear Days' Notice 19 Adopt New Articles of Association Mgmt For For For 20 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEOPOST SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F65196119 07/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.65 per Share 3 Approve Stock Dividend Program (Cash Mgmt For For For or Shares) 4 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 320,000 7 Elect Vincent Mercier as Director Mgmt For For For 8 Reelect Henk Bodt as Director Mgmt For For For 9 Reelect Eric Licoys as Director Mgmt For For For 10 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million 12 Authorize Issuance of Shares without Mgmt For For For Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million, with the Possibility Not to Offer them to the Public 13 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million, with the Possibility Not to Offer them to the Public 14 Authorize Board to Increase Capital Mgmt For For For in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 16 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 17 Authorize Capital Increase of Up to Mgmt For For For EUR 4.6 Million for Future Exchange Offers 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Employee Stock Purchase Plan Mgmt For For For for International Employees 20 Authorize up to 2 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 21 Authorize up to 3 Percent of Issued Mgmt For Against Against Capital for Use in Stock Option Plan 22 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 23 Approve Issuance of Securities Mgmt For For For Convertible into Debt 24 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ NESTLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H57312649 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.60 per Share 4.1 Reelect Andre Kudelski as Director Mgmt For For For 4.2 Reelect Jean-Rene Fourtou as Director Mgmt For For For 4.3 Reelect Steven Hoch as Director Mgmt For For For 4.4 Reelect Peter Brabeck-Letmathe as Mgmt For For For Director 4.5 Elect Titia de Lange as Director Mgmt For For For 4.6 Elect Jean-Pierre Roth as Director Mgmt For For For 4.7 Ratify KPMG AG as Auditors Mgmt For For For 5 Approve CHF 18.5 Million Reduction in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 6 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities - ------------------------------------------------------------------------------------------------------------------ NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y63084126 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Cheng Kar-Shun, Henry as Mgmt For For For Director 3.2 Reelect Cha Mou-Sing, Payson as Mgmt For Against Against Director 3.3 Reelect Cheng Kar-Shing, Peter as Mgmt For For For Director 3.4 Reelect Leung Chi-Kin, Stewart as Mgmt For Against Against Director 3.5 Reelect Chow Kwai-Cheung as Director Mgmt For For For 3.6 Reelect Ki Man-Fung, Leonie as Mgmt For For For Director 3.7 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint Joint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ NEXANS, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F65277109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statements for Mgmt For For For the FYE on 31 DEC 2009- Management report- discharge of duties to the Board members 2 Approve the consolidated financial Mgmt For For For statements for the FYE on 31 DEC 2009 3 Approve the allocation of income and Mgmt For For For setting of the dividend 4 Approve the agreements pursuant to Mgmt For Against Against Article L.225-38 of the Commercial Code 5 Approve the renewal of Mr. Gerard Mgmt For For For Hausers term as Board member 6 Approve the renewal of Mr. Francois Mgmt For For For Polge De Combret term as Board member 7 Appointment of Mrs. Veronique Guillot Mgmt For For For Pelpel as Board member 8 Authorize the Board of Directors to Mgmt For Against Against operate on the Company's shares 9 Authorize the Board of Directors to Mgmt For For For reduce the share capital by cancellation of treasury shares 10 Approve the delegation of authority Mgmt For Against Against to be granted to the Board of Directors to decide on capital increase by issuing common shares with preferential subscription rights 11 Approve the delegation of authority Mgmt For Against Against to be granted to the Board of Directors to decide on share capital increase by issuing without preferential subscription rights securities representing debts giving access to the capital of the Company by way of public 12 Approve the delegation of authority Mgmt For Against Against to be granted to the Board of Directors to decide on share capital increase by issuing without preferential subscription rights securities representing debts giving access to the capital of the Company by private invest 13 Approve the delegation of authority Mgmt For Against Against to be granted to the Board of Directors to decide on issuing shares or various securities giving access to the capital in the event of public exchange offer initiated by the Company on its own securities or securities o 14 Approve the delegation of authority Mgmt For Against Against to be granted to the Board of Directors to decide on increasing the number of issuable securities in the event of capital increase with or without preferential subscription rights within the limits set in the 10, 12 and 15 Approve the possibility to issue Mgmt For Against Against common shares or securities giving access to the capital, within the limit of 5% of the share capital in consideration for the contributions in kind on the equity securities or securities giving access to the capital 16 Approve the delegation of authority Mgmt For For For to be granted to the Board of Directors to decide on share capital increase by incorporation of premiums, reserves or profits 17 Approve the delegation of authority Mgmt For Against Against to be granted to the Board of Directors to decide on share capital increase by issuing shares or securities giving access to the capital reserved for members of Saving Plans with cancellation of preferential subscriptio 18 Approve the delegation of authority Mgmt For Against Against to be granted to the Board of Directors to carry out share capital increase in favor of a category of beneficiaries, to provide employees of certain foreign subsidiaries of the Group Employee Savings with conditions com 19 Approve the delegation of authority Mgmt For Against Against to be granted to the Board of Directors to grant options to subscribe for or purchase shares within the limit of a nominal amount of EUR 400,000 20 Powers for the formalities Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NEXT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6500M106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Steve Barber as Director Mgmt For For For 5 Re-elect David Keens as Director Mgmt For For For 6 Reappoint Ernst & Young LLP as Mgmt For For For Auditors and Authorise Their Remuneration 7 Approve 2010 Share Matching Plan Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise Off-Market Purchase Mgmt For For For 12 Adopt New Articles of Association Mgmt For For For 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ NIFCO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 654101104 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For Against Against Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 3 Appoint a Substitute Corporate Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NIPPON ELECTRIC GLASS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5214 CUSIP J53247110 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 6 2 Amend Articles to Authorize Public Mgmt For For For Announcements in Electronic Format 3.1 Elect Director Yuuzou Izutsu Mgmt For For For 3.2 Elect Director Masayuki Arioka Mgmt For For For 3.3 Elect Director Katsumi Inada Mgmt For For For 3.4 Elect Director Masami Atsuji Mgmt For For For 3.5 Elect Director Shuuji Itou Mgmt For For For 3.6 Elect Director Shigeru Yamamoto Mgmt For For For 3.7 Elect Director Kouichi Inamasu Mgmt For For For 3.8 Elect Director Masanori Yokota Mgmt For For For 4 Appoint Statutory Auditor Kazuhiro Ito Mgmt For For For 5 Appoint Alternate Statutory Auditor Mgmt For For For Yasuhiro Uozumi 6 Approve Annual Bonus Payment to Mgmt For For For Directors 7 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ NIPPON OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5001 CUSIP J5484F100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Formation of Joint Holding Mgmt For For For Company with Nippon Mining Holdings, Inc. 2 Amend Articles To Delete References Mgmt For For For to Record Date - ------------------------------------------------------------------------------------------------------------------ NISCAYAH AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W5736P109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening of the Meeting Mgmt N/A N/A N/A 2 Election of Jorma Halonen as the Mgmt N/A N/A N/A Chairman of the 2010 AGM 3 Preparation and approval of the Mgmt N/A N/A N/A voting list 4 Approval of the agenda Mgmt N/A N/A N/A 5 Election of one or two person(s) to Mgmt N/A N/A N/A approve the minutes 6 Determination of compliance with the Mgmt N/A N/A N/A rules of convocation 7 Receive the report of the President Mgmt N/A N/A N/A and Chief Executive Officer 8 Presentation of the annual report and Mgmt N/A N/A N/A the Auditor's report and the-consolidated financial statements and the Group Auditor's report 9.1 Adoption of the statement of income Mgmt For For For and the balance sheet and the consolidated statement of income and the consolidated balance sheet as per 31 DEC 2009 9.2 Approve a dividend of SEK 0.30 per Mgmt For For For share to be declared; and that the record date for the dividend shall be Tuesday 11 MAY 2010; if the AGM resolves in accordance with the proposal, the dividend is expected to be distributed by Euroclear Sweden AB startin 9.3 Grant discharge, from liability, to Mgmt For For For the Board of Directors and the Managing Director for the FY 2009 10 Approve that the number of Board Mgmt For For For Members shall be seven without any Deputy Members 11 Approve that the fees to the Board of Mgmt For For For Directors, for the period up to and including the 2011 AGM, shall amount to SEK 2,000,000 in total (including consideration for committee work) to be distributed among the Board Members as follows: SEK 600,000 to the 12 Re-elect Jorma Halonen, Carl Douglas, Mgmt For For For Tomas Franzen, Eva Lindqvist, Ulrik Svensson and Anders Boos as well as election of Hakan Kirstein as the Directors, for the period up to and including the 2011 AGM; in addition, re-elect Jorma Halonen as the Chairman 13 PLEASE NOTE THAT THIS IS Mgmt Against Against For SHAREHOLDER'S PROPOSAL: approve that the Nomination Committee shall consist of five Members; re-elect Gustaf Douglas (SakI AB and Investment AB Latour), Mikael Ekdahl (Melker Schorling AB), Marianne Nilsson (Swedbank Robur fonder) 14 Approve the guidelines for Mgmt For For For remuneration to the Management 15 Approve the long term performance Mgmt For Against Against based incentive program 16 Authorize the Board of Directors to, Mgmt For Against Against on one or more occasions and during the period until the next Annual General Meeting, for the acquisitions and transfers of treasury shares 17 Closing of the Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ NISSAN MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CUSIP J57160129 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appoint Statutory Auditor Toshiyuki Mgmt For For For Nakamura 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against Against 2 Approve Stock Option Plan Mgmt For Against Against 3 Approve Stock Appreciation Rights Mgmt For For For Plan for Directors - ------------------------------------------------------------------------------------------------------------------ NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Proposed Disposal of Shares Mgmt For For For in Gloucester Coal Ltd. and Middlemount Coal Pty. Ltd. in Consideration for Shares in Macarthur Coal Ltd. - ------------------------------------------------------------------------------------------------------------------ NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of $0.036 Per Mgmt For For For Share 3 Reelect Richard Samuel Elman as Mgmt For For For Director 4 Reelect Harindarpal Singh Banga as Mgmt For For For Director 5 Reelect Alan Howard Smith as Director Mgmt For For For 6 Reelect David Gordon Eldon as Director Mgmt For For For 7 Reelect Tobias Josef Brown as Director Mgmt For For For 8 Approve Directors' Fees Mgmt For For For 9 Reappoint Ernst and Young as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program Mgmt For For For 12 Approve Issuance of Shares and Grant Mgmt For Against Against of Options Pursuant to the Noble Group Share Option Scheme 2004 13 Approve Issuance of Shares Pursuant Mgmt For For For to the Noble Group Limited Scrip Dividend Scheme 14 Approve Issuance of Shares and Grant Mgmt For Against Against of Awards Pursuant to the Noble Group Performance Share Plan 15 Approve Capitalization of Share Mgmt For For For Premium Account For Bonus Issue of Six Bonus Shares for Every Eleven Existing Shares Held - ------------------------------------------------------------------------------------------------------------------ NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 10/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Stock-for-Salary/Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H5820Q150 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2.10 per Share 4.1 Amend Articles Re: Compliance with Mgmt For For For Swiss Federal Act on Intermediated Securites 4.2 Amend Articles Re: Introduction of a Mgmt For For For Consultative Resolution on the Remuneration System 5.1 Reelect Marjorie M.T. Yang as Director Mgmt For For For 5.2 Reelect Daniel Vasella as Director Mgmt For For For 5.3 Reelect Hans-Joerg Rudloff as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ NTT DOCOMO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CUSIP J59399105 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 2600 2 Amend Articles to Amend Business Mgmt For For For Lines - Change Company Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For For 3.4 Elect Director Hiroshi Matsui Mgmt For For For 3.5 Elect Director Bunya Kumagai Mgmt For For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For For 3.7 Elect Director Kaoru Katou Mgmt For For For 3.8 Elect Director Mitsunobu Komori Mgmt For For For 3.9 Elect Director Akio Oshima Mgmt For For For 3.10 Elect Director Fumio Iwasaki Mgmt For For For 3.11 Elect Director Takashi Tanaka Mgmt For For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6645 CUSIP J61374120 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 10 2.1 Elect Director Yoshio Tateishi Mgmt For For For 2.2 Elect Director Fumio Tateishi Mgmt For For For 2.3 Elect Director Hisao Sakuta Mgmt For For For 2.4 Elect Director Keiichirou Akahoshi Mgmt For For For 2.5 Elect Director Yutaka Takigawa Mgmt For For For 2.6 Elect Director Kazuhiko Toyama Mgmt For For For 2.7 Elect Director Masamitsu Sakurai Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ ORGANIZACION SORIANA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP8728U1671 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year 2009; Accept CEO and Board's Opinion Reports; Accept Audit and Corporate Practices Committee Report; Accept Report on Fiscal Obligations 2 Accept Report on Activities Mgmt For For For Undertaken by the Board of Directors 3 Approve Allocation of Income and Mgmt For Abstain Against Dividends of MXN 0.19; Set Aggregate Nominal Amount for Share Repurchase Reserve 4 Elect Directors and Approve their Mgmt For Abstain Against Remuneration 5 Authorize Establishment of Short and Mgmt For For For Long Term Certificate Program with Dual Revolving Character in the Amount of Up to MXN 15 Billion 6 Grant Special Authorities to Indeval Mgmt For Against Against Institucion Para El Deposito de Valores, S.A. de C.V 7 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - ------------------------------------------------------------------------------------------------------------------ ORICA LTD. (FORMERLY ICI AUSTRALIA) TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CUSIP Q7160T109 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OSAKA SECURITIES EXCHANGE CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J6254G104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 2.10 Appoint a Director Mgmt For For For 2.11 Appoint a Director Mgmt For For For 3 Amend the Compensation to be received Mgmt For For For by Directors - ------------------------------------------------------------------------------------------------------------------ PACIFIC BASIN SHIPPING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G68437139 03/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of 1.75 Percent Mgmt For For For Guaranteed Convertible Bonds due 2016 in an Aggregate Principal Amount of $230 Million - ------------------------------------------------------------------------------------------------------------------ PACIFIC BASIN SHIPPING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G68437139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Wang Chunlin as an Executive Mgmt For For For Director 3.2 Reelect Richard M. Hext as a Mgmt For For For Non-Executive Director 3.3 Reelect Patrick B. Paul as an Mgmt For For For Independent Non-Executive Director 3.4 Reelect Alasdair G. Morrison as an Mgmt For For For Independent Non-Executive Director 3.5 Approve Remuneration of Directors Mgmt For For For 4 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 7 Approve Issuance of Shares Under the Mgmt For For For Long-Term Incentive Scheme - ------------------------------------------------------------------------------------------------------------------ PADDY PWR PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G68673105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and approve the financial Mgmt For For For statements for the YE 31 DEC 2009 and reports of the Directors and Auditors thereon 2 Declare a final dividend of 38.9 cent Mgmt For For For per share for the YE 31 DEC 2009 3 Election of Jane Lighting as a Mgmt For For For Director 4.1 Re-elect Nigel Northridge as a Mgmt For For For Director, who retires in accordance with Regulation 86 of the Articles of Association 4.2 Re-elect Patrick Kennedy as a Mgmt For For For Director, who retires in accordance with Regulation 86 of the Articles of Association 4.3 Re-elect Stewart Kenny as a Director, Mgmt For For For who retires in accordance with Regulation 86 of the Articles of Association 4.4 Re-elect David Power as a Director, Mgmt For For For who retires in accordance with Regulation 86 of the Articles of Association 5 Authorize the Directors to fix the Mgmt For For For remuneration of the Auditors for the year ending 31 DEC 2010 6 Authorize the Directors to allot Mgmt Against Against For shares 7 Approve to disapply statutory Mgmt Against Against For pre-emption provisions 8 Authorize the Company to make market Mgmt For For For purchases of its own shares 9 Approve to determine the price range Mgmt Against Against For at which treasury shares may be re-issued off market 10 Approve the convening of an EGM on 14 Mgmt For For For clear days notice under the Articles of Association 11 Adopt the new Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARKWAY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V71793109 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and, if approved, to adopt Mgmt For For For the Directors' report and audited accounts for the YE 31 DEC 2009 and the Auditors' report thereon 2 Declare the first and final Dividend Mgmt For For For of 1.15 cents tax exempt one-tier per ordinary share in respect of the YE 31 DEC 2009 3.1 Re-elect YBhg Dato' Mohammed Azlan B. Mgmt For For For Hashim who retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.2 Re-elect Dr Tan See Leng who retires Mgmt For For For pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.3 Re-elect Mr Malvinder Mohan Singh who Mgmt For For For retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.4 Re-elect Mr Shivinder Mohan Singh who Mgmt For For For retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.5 Re-elect Mr Sunil Godhwani who Mgmt For For For retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.6 Re-elect Mr Balinder Singh Dhillon Mgmt For For For who retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 4.1 Re-elect Dr Lim Cheok Peng who Mgmt For For For retires pursuant to Article 97 of the Articles of Association of the Company, as Director of the Company 4.2 Re-elect Mr Chang See Hiang who Mgmt For For For retires pursuant to Article 97 of the Articles of Association of the Company, as Director of the Company 4.3 Re-elect Mr Richard Seow Yung Liang Mgmt For For For who retires pursuant to Article 97 of the Articles of Association of the Company, as Director of the Company 5 Approve Directors' fee of SGD 866,458 Mgmt For For For for 2009 6 Re-appoint Messrs. KPMG LLP as the Mgmt For For For Auditors and to authorize the Directors to fix their remuneration 7.1 Authorize the Board of Directors of Mgmt For Against Against the Company, subject to Section 161 of the Companies Act, Cap. 50 of Singapore, the Articles of Association of the Company, the approval of the relevant Stock Exchange and/or other governmental or regulatory bodies wher 7.2 Authorize the Board of Directors of Mgmt For Against Against the Company to issue and allot from time to time such number of Shares as may be required to be issued pursuant to the exercise of options granted while the authority conferred by this resolution is in force, under the 7.3 Approve the Sections 76C and 76E of Mgmt For For For the Companies Act, Cap. 50 of Singapore the Act , the exercise by the Directors of all the powers of the Company to purchase or otherwise acquire issued ordinary shares of the Company the Shares not exceeding in aggre 8 Approval the Chapter 9 of the Listing Mgmt For For For Manual, for the Company, its subsidiaries and associated companies, or any of them, to enter into any of the transactions falling within the types of Interested Person Transactions described in the Appendix to Shareho 9 Transact any other business Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ PARKWAY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V71793109 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve and adopt the share option Mgmt N/A Against N/A scheme to be known as the Parkway Share Option Scheme 2010 [the Option Scheme], the rules of which have been set out in the Circular to shareholders dated 31 MAR 2010 [the Circular], substantially in the form as specifie 2 Authorize the Directors of the Mgmt N/A Against N/A Company, subject to and contingent upon passing of Ordinary Resolution 1, to offer and grant options in accordance with the rules of the Option Scheme with exercise prices set at a discount not exceeding 20% of the market pr - ------------------------------------------------------------------------------------------------------------------ PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G69651100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect David Arculus as Director Mgmt For For For 4 Re-elect Patrick Cescau as Director Mgmt For For For 5 Re-elect Will Ethridge as Director Mgmt For For For 6 Re-elect Rona Fairhead as Director Mgmt For For For 7 Re-elect Robin Freestone as Director Mgmt For For For 8 Re-elect Susan Fuhrman as Director Mgmt For For For 9 Re-elect Ken Hydon as Director Mgmt For For For 10 Re-elect John Makinson as Director Mgmt For For For 11 Re-elect Glen Moreno as Director Mgmt For For For 12 Re-elect CK Prahalad as Director Mgmt For For For 13 Re-elect Marjorie Scardino as Director Mgmt For For For 14 Approve Remuneration Report Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 16 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Adopt New Articles of Association Mgmt For For For 21 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 22 Approve Share Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PERSIMMON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G70202109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' and Mgmt For For For the Auditors' reports and the financial statements for the YE 31 DEC 2009 2 Approve the Directors' remuneration Mgmt For For For report for the YE 31 DEC 2009 3 Election of Jeff Fairburn as a Mgmt For For For Director 4 Election of Jonathan Davie as a Mgmt For For For Director 5 Re-elect Mike Farley as a Director Mgmt For For For 6 Re-elect Neil Davidson as a Director Mgmt For For For 7 Re-elect David Thompson as a Director Mgmt For For For 8 Re-appoint KPMG Audit Plc as the Mgmt For For For Auditors of the Company and authorize the Directors to determine their remuneration 9 Amend the Articles of Association of Mgmt For Against Against the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of Section 28 Companies Act 2006, are to be treated as provisions of the Company's Article of Association: any limi 10 Authorize the Directors, for the Mgmt For Against Against purpose of Section 551 of the Companies Act 2006, to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company Rights up to a maximum aggregate nominal amoun 11 Authorize the Directors of the Mgmt For Against Against Company, subject to the passing of Ordinary Resolution 10 above, pursuant to Section 570 and 573 of the Companies Act 2006 the Act , to allot equity pursuant to the authority contend by Ordinary Resolution 10 above, or by w 12 Approve that pursuant to the Mgmt For Against Against authorities contained in its Articles of Association the Company is granted general and unconditional authority for the purposes of Section 701 of the Companies Act 2006 the Act to make market purchase within the meaning of 13 Approve that a general meeting of the Mgmt For For For Company other than an AGM may be called on not less than 14 clear day's notice such authority to expire at the conclusion of the AGM of the Company to be held in 2011 - ------------------------------------------------------------------------------------------------------------------ PERSIMMON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G70202109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Jeff Fairburn as Director Mgmt For For For 4 Elect Jonathan Davie as Director Mgmt For For For 5 Re-elect Mike Farley as Director Mgmt For For For 6 Re-elect Neil Davidson as Director Mgmt For For For 7 Re-elect David Thompson as Director Mgmt For Against Against 8 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 9 Adopt New Articles of Association Mgmt For For For 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ PETROBANK ENERGY & RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 71645P106 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Chris J. Bloomer Mgmt For For For 1.2 Elect Director Ian S. Brown Mgmt For For For 1.3 Elect Director Louis L. Frank Mgmt For For For 1.4 Elect Director M. Neil McCrank Mgmt For For For 1.5 Elect Director Kenneth R. McKinnon Mgmt For For For 1.6 Elect Director Jerald L. Oaks Mgmt For For For 1.7 Elect Director Harrie Vredenburg Mgmt For For For 1.8 Elect Director John D. Wright Mgmt For For For 1.9 Elect Director Corey C. Ruttan Mgmt For For For 1.10 Elect Director R. Gregg Smith Mgmt For For For 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Incentive Share Compensation Mgmt For For For Plan 4 Amend Stock Option Plan Mgmt For For For 5 Approve Unallocated Options under the Mgmt For For For Stock Option Plan 6 Approve Stock Option Plan Grants Mgmt For For For 7 Approve Amendments to the Deferred Mgmt For For For Common Share Compensation Plan 8 Approve Non-Employee Director Mgmt For For For Deferred Common Share Compensation Plan - ------------------------------------------------------------------------------------------------------------------ PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN CNE1000007Q1 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of the Board of Mgmt For For For Directors 2 Accept Report of the Supervisory Mgmt For For For Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Final Dividends Mgmt For For For 5 Authorize Board to Determine the Mgmt For For For Distribution of Interim Dividends for the Year 2010 6 Reappoint PricewaterhouseCoopers as Mgmt For For For International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Subscription Agreement with Mgmt For Against Against China Petroleum Finance Co., Ltd. and China National Petroleum Corp. 8 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRPETRACNPR6 04/22/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For N/A N/A Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Capital Budget for Upcoming Mgmt For N/A N/A Fiscal Year 3 Approve Allocation of Income and Mgmt For N/A N/A Dividends 4 Elect Directors Mgmt For Abstain Against 5 Elect Board Chairman Mgmt For N/A N/A 6 Elect Fiscal Council Members Mgmt For Abstain Against 7 Approve Remuneration of Executive Mgmt For N/A N/A Officers, Non-Executive Directors, and Fiscal Council Members 8 Authorize Capitalization of Reserves Mgmt For N/A N/A 9 Eliminate Preemptive Rights Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 71654V408 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company's Bylaws to Increase Mgmt For For For the Number of Authorized Preferred Shares 2 Amend Company's Bylaws to Increase Mgmt For For For the Number of Authorized Common Shares 3 Amend Company's Bylaws to Include Mgmt For For For Transitory Provision to Issue Shares with or without Preemptive Rights 4 Amend Article 4 of Company's Bylaws Mgmt For For For to Reflect the Changes in its Capital Structure - ------------------------------------------------------------------------------------------------------------------ PIGEON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J63739106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POSCO (FORMERLY POHANG IRON & STEEL) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y70750115 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Annual Dividend of KRW 8,000 per Share 2 Amend Articles of Incorporation Mgmt For For For 3.1 Elect Park Han-Yong as Inside Director Mgmt For For For 3.2 Elect Oh Chang-Kwan as Inside Director Mgmt For For For 3.3 Elect Kim Jin-Il as Inside Director Mgmt For For For 4 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Michael Garrett as Director Mgmt For For For 4 Re-elect Bridget Macaskill as Director Mgmt For For For 5 Re-elect Clark Manning as Director Mgmt For For For 6 Re-elect Barry Stowe as Director Mgmt For For For 7 Elect Nic Nicandrou as Director Mgmt For For For 8 Elect Rob Devey as Director Mgmt For For For 9 Reappoint KPMG Audit plc as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 11 Approve Final Dividend Mgmt For For For 12 Authorise EU Political Donations and Mgmt For For For Expenditure 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 15 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Establish Prudential Group plc as the Mgmt For Against Against New Ultimate Holding Company of the Prudential Group 2 Authorise Issue of Equity with Mgmt For Against Against Pre-emptive Rights 3 Approve Performance Share Plan, Mgmt For Against Against Business Unit Performance Plans and M&G Executive Long Term Incentive Plan 2010 4 Approve UK Savings-Related Share Mgmt For Against Against Option Scheme, Irish SAYE Scheme, International Employees SAYE Scheme, International (Non-Employees) SAYE Scheme, Share Incentive Plan, Europe Share Participation Plan, Share Option Plan and Momentum Retention Plan 5 Authorise Establishment of Additional Mgmt For Against Against Employee Share Schemes for the Benefit of Overseas Employees - ------------------------------------------------------------------------------------------------------------------ PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN ID1000057607 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For Abstain Against - ------------------------------------------------------------------------------------------------------------------ PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN ID1000057607 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Financial Mgmt For For For Statements 2 Approve Allocation of Income Mgmt For For For 3 Elect Commissioners and Directors and Mgmt For For For Approve Their Remuneration 4 Appoint Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y71474137 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Supervisory Mgmt For For For Duties' Report of Commissioners 2 Approve Financial Statements, Annual Mgmt For For For Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners 3 Approve Allocation of Income Mgmt For For For 4 Approve Remuneration of Directors and Mgmt For For For Commissioners 5 Appoint Auditors Mgmt For For For 6 Amend Articles of Association Mgmt For Against Against 7 Approve Utilization of Treasury Mgmt For Against Against Stocks from the Share Buy Back I to III - ------------------------------------------------------------------------------------------------------------------ PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y71474137 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors and Commissioners Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PTT EXPLORATION & PRODUCTION PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TH0355A10Z04 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acknowledge 2009 Performance Result Mgmt For For For and 2010 Work Plan 2 Approve 2009 Financial Statements Mgmt For For For 3 Approve Dividend of THB 2.68 Per Share Mgmt For For For 4 Approve Office of the Auditor General Mgmt For For For of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Pichai Chunhavajira as Director Mgmt For For For 5.2 Elect Chulasingh Vasantasingh as Mgmt For For For Director 5.3 Elect Sommai Khowkachaporn as Director Mgmt For For For 5.4 Elect Viraphol Jirapraditkul as Mgmt For For For Director 5.5 Elect Pongsvas Svasti as Director Mgmt For For For 6 Approve Remuneration of Directors and Mgmt For For For Sub-Committees - ------------------------------------------------------------------------------------------------------------------ PTT PUBLIC CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6883U113 04/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve 2009 Net Profit Allocation Mgmt For For For Plan and Dividend Policy 4 Approve Office of the Auditor General Mgmt For For For of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors Mgmt For For For 6.1 Elect Benja Louichareon as Director Mgmt For For For 6.2 Elect Pichai Chunhavajira as Director Mgmt For For For 6.3 Elect Krairit Nilkuha as Director Mgmt For For For 6.4 Elect Nontigorn Kanchanachitra as Mgmt For For For Director 6.5 Elect Piyawat Niyomrerks as Director Mgmt For For For 7 Approve Five-Year External Fund Mgmt For Against Against Raising Plan of up to THB 80 Billion 8 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1295OO004 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Elect Yeoh Chin Kee as Director Mgmt For For For 3 Elect Abdul Rahman Ibni Sultan Haji Mgmt For For For Ahmad Shah Al-Mustain Billah as Director 4 Elect Teh Hong Piow as Director Mgmt For For For 5 Elect Thong Yaw Hong as Director Mgmt For For For 6 Elect Mohamed Ishak bin Haji Mohamed Mgmt For For For Ariff as Director 7 Approve Remuneration of Directors in Mgmt For For For the Amount of MYR 1.31 Million for the Financial Year Ended Dec. 31, 2009 8 Approve KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued and Paid-up share Capital - ------------------------------------------------------------------------------------------------------------------ PUBLIC POWER CORPORATION S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X7023M103 12/17/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors (Bundled) Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ QINETIQ GROUP PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G7303P106 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report and the accounts Mgmt For For For 2 Approve the Directors remuneration Mgmt For For For report 3 Declare a dividend Mgmt For For For 4 Re-elect Colin Balmer as a Director Mgmt For For For 5 Re-elect Sir John Chisholm as a Mgmt For For For Chairman and a Director 6 Re-elect Noreen Doyle as a Director Mgmt For For For 7 Elect Mr. Mark Elliott as a Director Mgmt For For For 8 Re-elect Admiral Edmund P. Mgmt For For For Giambastiani as a Director 9 Re-elect Sir David Lees as a Director Mgmt For For For 10 Re-elect Graham Love as a Director Mgmt For For For 11 Re-elect Nick Luff as a Director Mgmt For For For 12 Elect Mr. David Mellors as a Director Mgmt For For For 13 Re-appoint KPMG Audit Plc as the Mgmt For For For Auditors and authorize the Audit Committee to determine the Auditors remuneration 14 Approve to make political donations Mgmt For For For 15 Grant authority to allot new shares Mgmt For Against Against 16 Approve to disapply the pre emption Mgmt For Against Against rights 17 Grant authority to purchase of own Mgmt For For For shares 18 Approve the notice period for EGM Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RAFFLES EDUCATION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS ADPV11509 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' N/A N/A For N/A report and audited accounts of the Company for the FYE 30 JUN 2009 together with the Auditors' report thereon 2 Approve the proposed Directors' fees N/A N/A For N/A of SGD 250,000 for the FYE 30 JUN 2009 [2008: SGD 150,000] 3 Re-elect Mr. Henry Tan Song Kok as a N/A N/A For N/A Director, who retires pursuant to the Article 91 Company's Articles of Association 4 Re-elect Dr. Tan Chin Nam as a N/A N/A For N/A Director, who retires pursuant to the Article 97 Company's Articles of Association 5 Re-elect Mr. Teo Cheng Lok John as a N/A N/A For N/A Director, who retires pursuant to the Article 97 Company's Articles of Association 6 Re-elect Mr. Lim Tien Lock, N/A N/A For N/A Christopher as a Director, who retires pursuant to the Article 97 Company's Articles of Association 7 Re-appoint Messrs. BDO Raffles, as N/A N/A For N/A the Company's Auditors and authorize the Directors to fix their remuneration 8 Authorize the Directors of the N/A N/A Against N/A Company, pursuant to Section 161 of the Companies Act, Chapter 50 and Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited, to allot and issue new shares in the Company [by way of rights, bonus 9 Authorize the Directors of the N/A N/A Against N/A Company, pursuant to Section 161 of the Companies Act, Chapter 50, to allot and issue shares in the capital of the Company to the holders of options and awards granted by the Company under the RAFFLES EDUCATION CORPORATION E 10 Authorize the Directors of the N/A N/A For N/A Company, for the purposes of the Companies Act, Chapter 50 of Singapore [the Companies Act], to purchase or otherwise acquire ordinary shares fully paid in the capital of the Company [the Shares], not exceeding in aggregate 11 Authorize the Directors of the N/A N/A Against N/A Company, pursuant to Section 161 of the Companies Act, Chapter 50, to allot and issue from time to time such number of shares in the capital of the Company as may be required to be allotted and issued pursuant to the RAFFLES - ------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CINS 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mike Lazaridis Mgmt For For For 1.2 Elect Director James Estill Mgmt For For For 1.3 Elect Director David Kerr Mgmt For For For 1.4 Elect Director Roger Martin Mgmt For For For 1.5 Elect Director John Richardson Mgmt For For For 1.6 Elect Director Barbara Stymiest Mgmt For For For 1.7 Elect Director John Wetmore Mgmt For For For 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ RHEINMETALL AG, DUESSELDORF TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D65111102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial Mgmt N/A N/A N/A statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements and annu-al report, and the report pursuant to Sections 289(4) and 315(4) of the German-Commercial Code 2 Resolution on the appropriation of Mgmt For For For the distributable profit of EUR 11,500,000 as follows: payment of a dividend of EUR 0.30 per share EUR 38,360.80 shall be allocated to the other revenue reserves ex-dividend and payable date: 12 MAY 2010 3 Ratification of the acts of the Board Mgmt For For For of Managing Directors 4 Ratification of the acts of the Mgmt For For For Supervisory Board 5 Appointment of Auditors for the 2010 Mgmt For For For FY: PricewaterhouseCoopers AG, Dusseldorf 6 Authorization to acquire own shares, Mgmt For Against Against the Company shall be authorized to acquire own shares of up to 10% of its share capital, at prices not deviating more than 10% from the market price on or before 10 MAY 2015, the Board of Managing Directors shall be au 7 Resolution on the creation of Mgmt For Against Against authorized capital, and the corresponding amendment to the articles of association, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 50 8 Resolution on the authorization to Mgmt For Against Against issue convertible and/or warrant bonds, the creation of contingent capital, and the corresponding amendments to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, 9 Amendments the Articles of Mgmt For Against Against Association in connection with the Shareholder Rights Directive Implementation Law (ARUG), as follows: Section 16, regarding registration for participation in the shareholders meeting being required at least six days in advance - ------------------------------------------------------------------------------------------------------------------ RHODIA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F7813K523 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.25 per Share 4 Approve Stock Dividend Program (Cash Mgmt For For For or Shares) 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Ratify Appointment of Henri Mgmt For For For Poupart-Lafarge as Director 7 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 8 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 9 Approve Reduction in Share Capital Mgmt For For For Through Reduction of Par Value 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million, or Subject to Approval of Item 9 up to Aggregate Nominal Amount of EUR 50 Million 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 180 Million, or Subject to Approval of Item 9 up to Aggregate Nominal Amount of EUR 15 Million 12 Authorize Board to Increase Capital Mgmt For For For in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Set Global Limit for Capital Increase Mgmt For For For to Result from All Issuance Requests at EUR 780 Million, or Subject to Approval of Item 9 at EUR 65 Million 14 Approve Employee Stock Purchase Plan Mgmt For For For 15 Approve Stock Purchase Plan Reserved Mgmt For For For for International Employees 16 Authorize up to 1 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 17 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ RICHTER GEDEON RT TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 0.1 Approve Use of Computerized Voting Mgmt For TNA N/A Machine 0.2 Authorize Company to Produce Sound Mgmt For TNA N/A Recording of Proceedings of Meeting 0.3 Elect Chairman and Other Meeting Mgmt For TNA N/A Officials 1 Approve Board of Directors Report on Mgmt For TNA N/A Company's Operations in Fiscal 2009 2 Receive Auditor's Report Mgmt N/A TNA N/A 3 Receive Supervisory Board Report, Mgmt N/A TNA N/A including Audit Committee Report 4.1 Approve Dividends of HUF 770 per Mgmt For TNA N/A Share (HUF 14.3 billion in Aggregte) 4.2 Approve Allocation of HUF 43 Billion Mgmt For TNA N/A to Reserves 5 Approve Annual Report and Financial Mgmt For TNA N/A Statements 6 Approve Consolidated Board of Mgmt For TNA N/A Directors Report on Richter Group's Operations in Fiscal 2009 Prepared in Accordance with International Accounting Standards 7 Receive Auditor's Report on Mgmt N/A TNA N/A Consolidated Report 8 Receive Supervisory Board Report, Mgmt N/A TNA N/A Including Audit Committee Report on Consolidated Report 9 Approve Consolidated Report Mgmt For TNA N/A 10 Approve Company's Corporate Mgmt For TNA N/A Governance Report 11 Authorize Share Repurchase Program Mgmt For TNA N/A 12.1 Amend Articles of Association Re: Mgmt For TNA N/A Corporate Purpose 12.2 Amend Articles of Association Re: Mgmt For TNA N/A Latest Date of AGM 12.3 Amend Articles of Association Re: Mgmt For TNA N/A Content of Meeting Notices 12.4 Amend Articles of Association Re: Mgmt For TNA N/A Right to Supplement General Meeting Agenda 12.5 Amend Articles of Association Re: Mgmt For TNA N/A Disclosure of Information Prior to General Meeting 12.6 Amend Articles of Association Re: Mgmt For TNA N/A Representation at General Meetings 12.7 Amend Articles to Reflect Changes in Mgmt For TNA N/A Capital 13 Approve Consolidated Text of Statute Mgmt For TNA N/A 14.1 Reelect Christopher William Long as Mgmt For TNA N/A Director 14.2 Reelect Jeno Koltay as Director Mgmt For TNA N/A 14.3 Reelect Istvan Somkuti as Director Mgmt For TNA N/A 14.4 Elect Gabor Gulacsi as Director Mgmt For TNA N/A 14.5 Elect Csaba Lantos as Director Mgmt For TNA N/A 15.1 Approve Remuneration of Members of Mgmt For TNA N/A Board of Directors 15.2 Shareholder Proposal: Approve ShrHldr N/A TNA N/A Remuneration of President and Members of Board of Directors 16 Approve Remuneration of Supervisory Mgmt For TNA N/A Board Members 17 Ratify PricewaterhouseCoopers Ltd. as Mgmt For TNA N/A Auditor 18 Approve Auditor's Remuneration Mgmt For TNA N/A 19 Transact Other Business Mgmt For TNA N/A - ------------------------------------------------------------------------------------------------------------------ RIO TINTO LTD. (FORMERLY CRA LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Q81437107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended December 31, 2009 2 Approve Remuneration Report for the Mgmt For Against Against Year Ended December 31, 2009 as Set Out in the 2009 Annual Report 3 Elect Robert Brown as Director Mgmt For For For 4 Elect Ann Godbehere as Director Mgmt For For For 5 Elect Sam Walsh as Director Mgmt For For For 6 Elect Guy Elliott as Director Mgmt For For For 7 Elect Michael Fitzpatrick as Director Mgmt For For For 8 Elect Lord Kerr as Director Mgmt For For For 9 Re-Appoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of Rio Tinto Plc and to Authorise the Audit Committee to Determine the Auditors' Remuneration 10 Approve Renewal of Off-Market and Mgmt For For For On-Market Share Buyback Authorities 11 Approve Renewal of Authorities to Buy Mgmt For For For Back Shares Held by Rio Tinto Plc - ------------------------------------------------------------------------------------------------------------------ RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G75754104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Robert Brown as Director Mgmt For For For 4 Elect Ann Godbehere as Director Mgmt For For For 5 Elect Sam Walsh as Director Mgmt For For For 6 Re-elect Guy Elliott as Director Mgmt For For For 7 Re-elect Michael Fitzpatrick as Mgmt For For For Director 8 Re-elect Lord Kerr of Kinlochard as Mgmt For For For Director 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditor and Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ ROCKWOOL INTERNATIONAL A/S, HEDEHUSENE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS K8254S144 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Board of Directors' report on the Mgmt N/A N/A N/A Company's activities during the past FY 2 Approve the presentation of the Mgmt N/A N/A N/A annual report together with the Auditors'-report 3 Adopt the annual report for the past Mgmt For For For financial year and grant discharge to the Management and the Board of Directors from liability 4 Approve a dividend for the financial Mgmt For For For year 2009 of DKK 9.60 a share of a nominal value of DKK 10; the dividend will be distributed on 27 APR 2010 following the approval by the general meeting 5.1 Re-elect Jan W. Hellene as a Member Mgmt For For For of the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 5.2 Re-elect Bjorn Hoi Jensen as a Member Mgmt For For For of the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 5.3 Re-elect Thomas Kahler as a Member of Mgmt For For For the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 5.4 Re-elect Henrik Elliot Nyegaard as a Mgmt For For For Member of the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 5.5 Re-election of Henrik Elliot Nyegaard Mgmt For For For as a Board of Directors according to the Company's Articles of Association for a period lasting until the next AGM 5.6 Re-elect Steen Riisgaard as a Member Mgmt For For For of the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 6 Re-elect Ernst & Young, Godkendt Mgmt For For For Revisionspartnersel-skab as the Auditors 7.1 Approve the remuneration for the year Mgmt For For For 2010/2011 of the Board of Directors 7.2 Authorize the Board of Directors to Mgmt For For For let the Company acquire own shares, during the period until the next AGM, Class A shares as well as Class B shares, of a total nominal value of up to 10% of the Company's share capital, provided that the price of the sh 7.3 Amend the Articles of Association Mgmt For For For required under the new Companies Act as follows: amended terminology whereby the Danish term "aktiebog" (i.e. register of shareholders) is replaced by the term "ejerbog"; the Danish term "aktier" (i.e. shares) is replaced 7.4 Approve the consequential amendments, Mgmt For For For of an orderly or procedural nature, for the following Articles: 02, 08.e, 08.f, 12, 9.e, 10.e, 22, 04.f (reference to articles 06 and 11), 10.a to 10.c and 20, including alignment with the new Companies Act, various e 7.5 Approve that the specified provision Mgmt For For For is included in the Articles of Association (Article 11) concerning the possibility for the Company and shareholders to communicate electronically 7.6 Approve that the provision concerning Mgmt For For For the place of general meetings is changed from "the municipality of the registered office of the company or in the municipalities of Roskilde or Copenhagen" to "on Zealand" (Article 08.b) 7.7 Approve that the quorum requirement Mgmt For For For in Article 10.b is changed from 2/3 to 40% of the Company's total votes; moreover, it is specified that the quorum requirement applies to decisions that, pursuant to the Companies Act, must be adopted by the general mee 7.8 Authorize the Chairman of the meeting Mgmt For For For to notify the Danish Commerce and Companies Agency of the resolutions passed at the general meeting and to make any necessary changes to the documents filed - ------------------------------------------------------------------------------------------------------------------ ROLLS-ROYCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G7630U109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Peter Byrom as Director Mgmt For For For 4 Re-elect Peter Gregson as Director Mgmt For For For 5 Re-elect Helen Alexander as Director Mgmt For For For 6 Re-elect Dr John McAdam as Director Mgmt For For For 7 Re-elect Andrew Shilston as Director Mgmt For For For 8 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 9 Authorise Capitalisation of Reserves Mgmt For For For for Bonus Issue or Increase in Par Value 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Adopt New Articles of Association Mgmt For For For 12 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROTORK PLC, BATH TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G76717126 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' Mgmt For For For report and accounts and the Auditors' report thereon for the YE 31 DEC 2009 2 Declare a final dividend at the rate Mgmt For For For of 17.25p per share on the ordinary share capital of the Company for the YE 31 DEC 2009 payable on 07 MAY 2010 to the shareholders on the register at close of business on 09 APR 2010 3 Re-elect I.G. King as a Director of Mgmt For For For the Company 4 Re-elect P.l. France as a Director of Mgmt For For For the Company 5 Election of J.M. Davis as a Director Mgmt For For For of the Company 6 Re-appoint KPMG Audit Plc as the Mgmt For For For Company's Auditors until the conclusion of the AGM of the Company to be held in 2011 7 Authorize the Directors to fix the Mgmt For For For Auditor's remuneration 8 Approve the Director's remuneration Mgmt For For For report for the YE 31 DEC 2009 set out on pages 37 to 42 of the document also containing the Director's report and accounts for the YE 31 DEC 2009 9 Amend the Articles of Association of Mgmt For For For the Company by deleting to the fullest extent permitted by Law all of the provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006 the Act , are to be treated as p 10 Authorize the Directors, in Mgmt For Against Against substitution for any equivalent authorities and powers prior to the passing of this resolution, pursuant to Section 551 of the Act to exercise all powers of the Company to allot shares in the Company and grant rights to subscri 11 Authorize the Directors, pursuant to Mgmt For Against Against Section 570(1) of the Act to allot equity securities as specified in Section 560(1) of the Act of the Company wholly for cash pursuant to the authority of the Directors under Section 551 of the Act conferred by Resol 12 Authorize the Company, subject to the Mgmt For For For consent of the holders of 9 % cumulative preference shares of GBP 1 each not being withdrawn in accordance with the resolution passed by the holders thereof on 03 AUG 1995, to make market purchases within the meanin 13 Authorize the Company, subject to the Mgmt For For For consent of the holders of 91/2% cumulative preference shares of GBP 1 each preference shares not being withdrawn in accordance with the resolution passed by the holders thereof on 22 MAY 1998, to make market purchas 14 Approve the general meeting other Mgmt For For For than an AGM may be called on not less than 14 clear day's notice 15 Approve the Rotork Long Term Share Mgmt For Against Against Incentive Plan 2010 , as specified, to be constituted by the rules as specified and authorize the Directors to do all acts and things necessary to carry the same into effect, including the making of any changes to the r - ------------------------------------------------------------------------------------------------------------------ RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D6629K109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors for Fiscal 2010 7 Ratify PricewaterhouseCoopers AG for Mgmt For For For the Inspection of the 2010 Mid-Year Report 8.1 Elect Dieter Zetsche to the Mgmt For For For Supervisory Board 8.2 Elect Frithjof Kuehn to the Mgmt For For For Supervisory Board 8.3 Elect Wolfgang Schuessel to the Mgmt For For For Supervisory Board 9.1 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 9.2 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 10.1 Amend Corporate Purpose Mgmt For For For 10.2 Amend Articles Re: Board-Related Mgmt For For For 10.3 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Affiliation Agreements with Mgmt For For For Subsidiary RWE Supply & Trading GmbH - ------------------------------------------------------------------------------------------------------------------ SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For For For Proposed to be Made Between the Company and the Holders of its Ordinary Shares - ------------------------------------------------------------------------------------------------------------------ SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve BBBEE Transactions; Authorise Mgmt For For For Directors to Implement Exchange Agreement, Implementation Agreement and Additional Arrangements so that the Transaction can be Carried into Effect; Issue Equity w 2 Subject to and Conditional Upon the Mgmt For For For Approval of Resolution 1, Authorise the Directors of The South African Breweries Ltd to Adopt The SAB Zanzele Employee Trust - ------------------------------------------------------------------------------------------------------------------ SAFRAN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F4035A557 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Management and Supervisory Board Members 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.38 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions Mentioning the Absence of New Related-Party Transactions 5 Reelect Mazars as Auditor Mgmt For For For 6 Elect Ernst & Young et Autres as Mgmt For For For Auditor 7 Elect Gilles Rainaut as Alternate Mgmt For For For Auditor 8 Elect Auditex as Alternate Auditor Mgmt For For For 9 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 10 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 11 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 12 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X75653109 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Calling the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.00 Per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors in Mgmt For For For the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors 11 Fix Number of Directors at Eight Mgmt For For For 12 Reelect Tom Berglund, Anne Brunila, Mgmt For For For Eira Palin-Lehtinen, Jukka Pekkarinen, Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn Wahlroos (Chair) as Directors 13 Approve Remuneration of Auditors Mgmt For For For 14 Ratify Ernst & Young Oy as Auditor Mgmt For For For 15 Authorize Repurchase of up to 50 Mgmt For For For Million Issued Class A Shares 16 Amend Articles Regarding Convocation Mgmt For For For of General Meeting 17 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ SANOFI AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F5548N101 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.40 per Share 4 Receive Auditors' Special Report Mgmt For Against Against Mentioning the Absence of New Related-Party Transactions 5 Ratify Appointment of Serge Weinberg Mgmt For For For as Director 6 Elect Catherine Brechignac as Director Mgmt For For For 7 Reelect Robert Castaigne as Director Mgmt For For For 8 Reelect Lord Douro as Director Mgmt For For For 9 Reelect Christian Mulliez as Director Mgmt For For For 10 Reelect Christopher Viehbacher as Mgmt For For For Director 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Amend Articles 11 of Bylaws Re: Mgmt For For For Shareholding Requirements and Length of Term for Directors 13 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ SANTEN PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4536 CUSIP J68467109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 40 2.1 Elect Director Akira Kurokawa Mgmt For For For 2.2 Elect Director Masahiro Mita Mgmt For For For 2.3 Elect Director Takakazu Morita Mgmt For For For 2.4 Elect Director Toshiaki Nishihata Mgmt For For For 2.5 Elect Director Isao Muramatsu Mgmt For For For 2.6 Elect Director Noboru Kotani Mgmt For For For 2.7 Elect Director Tatsuhiko Hamamoto Mgmt For For For 3.1 Appoint Statutory Auditor Yasuo Satou Mgmt For For For 3.2 Appoint Statutory Auditor Yoshihiro Mgmt For For For Notsuka 4 Approve Retirement Bonus Payment for Mgmt For For For Statutory Auditor 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 6 Approve Stock Option Plan Mgmt For For For 7 Approve Stock Option Plan Mgmt For For For 8 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D66992104 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 7 Amend Articles to Reflect Changes in Mgmt For For For Capital 8.1 Amend Articles Re: Convocation of Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.2 Amend Articles Re: Registration for Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.3 Amend Articles Re: Electronic Mgmt For For For Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.4 Amend Articles Re: Postal and Mgmt For For For Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.5 Amend Articles Re: Proxy Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.6 Amend Articles Re: Audio and Video Mgmt For For For Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 9.1 Approve Cancellation of Authorized Mgmt For For For Capital I and Authorized Capital II 9.2 Approve Creation of EUR 250 Million Mgmt For For For Pool of Capital with Preemptive Rights 9.3 Approve Creation of EUR 250 Million Mgmt For For For Pool of Capital without Preemptive Rights 10 Approve Creation of EUR 30 Million Mgmt For For For Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan 11 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 12 Approve Remuneration of Supervisory Mgmt For For For Board - ------------------------------------------------------------------------------------------------------------------ SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F86921107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.05 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Emmanuel Mgmt For For For Babeau Re: Additional Pension Scheme 6 Reelect Henri Lachmann as Supervisory Mgmt For For For Board Member 7 Reelect Serge Weinberg as Supervisory Mgmt For For For Board Member 8 Reelect Gerard de La Martiniere as Mgmt For For For Supervisory Board Member 9 Reelect Noel Forgeard as Supervisory Mgmt For For For Board Member 10 Reelect Cathy Kopp as Supervisory Mgmt For For For Board Member 11 Reelect James Ross as Supervisory Mgmt For For For Board Member 12 Reelect Ernst & Young et Autres as Mgmt For For For Auditor 13 Ratify Auditex as Alternate Auditor Mgmt For For For 14 Reelect Mazars as Primary Auditor Mgmt For For For 15 Ratify Thierry Blanchetier as Mgmt For For For Alternate Auditor 16 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 17 Approve Issuance of Shares without Mgmt For For For Preemptive Rights up to EUR 100 Million for a Private Placement 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Stock Purchase Plan Reserved Mgmt For For For for Employees of International Subsidiaries 20 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ SEEK LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q8382E102 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and consider the financial N/A N/A N/A N/A report of the Company and the consolidated-financial statements of the Company and the Company's controlled entities, the-Directors' report and the Auditor's report for the YE 30 JUN 2009 2 Receive and adopt the remuneration N/A N/A For N/A report of the Company for the YE 30 JUN 2009 3 Re-elect Mr. Colin Carter as a N/A N/A For N/A Director of the Company 4 Approve, for the purpose of Listing N/A N/A Against N/A Rule 10.14, the grant of 559,212 Options to Mr. Andrew Bassat, an Executive Director and Joint Chief Executive Officer of the Company and on the valid exercise of the Options by Mr. Andrew Bassat, the issue to him of fu 5 Approve, for the purpose of Listing N/A N/A Against N/A Rule 10.14, the grant of 559,212 Options to Mr. Paul Bassat, an Executive Director and Joint Chief Executive Officer of the Company and on the valid exercise of the Options by Mr. Paul Bassat, the issue to him of fully 6 Approve, for the purpose of Listing N/A N/A Against N/A Rule 10.14, the grant of Options or performance rights to Mr. Andrew Bassat, an Executive Director and Joint Chief Executive Officer of the Company, in respect of the FYE 30 JUN 2011, on the specified terms 7 Approve, for the purpose of Listing N/A N/A Against N/A Rule 10.14, the grant of Options or performance rights to Mr. Paul Bassat, an Executive Director and Joint Chief Executive Officer of the Company, in respect of the FYE 30 JUN 2011, on the specified terms - ------------------------------------------------------------------------------------------------------------------ SHENGLI OIL & GAS PIPE HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G81166103 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the audited Mgmt For For For financial statements of the Company and its subsidiaries for the YE 31 DEC 2009 and reports of the Directors and Auditor of the Company 2 Declare a final dividend for the YE Mgmt For For For 31 DEC 2009 3 Re-elect Mr. Zhang Bizhuang as an Mgmt For For For Executive Director of the Company 4 Re-elect Mr. Wang Xu as an Executive Mgmt For For For Director of the Company 5 Re-elect Ms. Han Aizhi as an Mgmt For For For Executive Director of the Company 6 Re-elect Mr. Yan Tangfeng as a Mgmt For For For Non-Executive Director of the Company 7 Re-elect Mr. Teo Yi-Dar as a Mgmt For For For Non-Executive Director of the Company 8 Re-elect Mr. Ling Yong Wah as a Mgmt For For For Non-Executive Director of the Company 9 Re-elect Mr. Huo Chunyong as an Mgmt For For For Independent Non-Executive Director of the Company 10 Re-elect Mr. Guo Changyu as an Mgmt For For For Independent Non-Executive Director of the Company 11 Re-elect Ms. Wong Wing Yei Jessie as Mgmt For For For an Independent Non-Executive Director of the Company 12 Authorize the Board of Directors to Mgmt For For For fix the remuneration of the Directors of the Company 13 Re-appoint Deloitte Touche Tohmatsu Mgmt For Against Against as the Auditor of the Company and authorize the Board of Directors of the Company to fix their remuneration 14 Authorize the Directors of the Mgmt For Against Against Company to allot, issue and deal with new shares of the Company not exceeding 20% of its issued share capital 15 Authorize the Directors of the Mgmt For For For Company to repurchase shares of the Company not exceeding 10% of its issued share capital 16 Approve to extend the general mandate Mgmt For Against Against granted to the Directors of the Company to allot, issue and deal with new shares by an amount not exceeding the amount of the shares repurchased by the Company - ------------------------------------------------------------------------------------------------------------------ SHENZHOU INTERNATIONAL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8087W101 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the consolidated Audited Mgmt For For For financial statements and the reports of the Director's and the Independent Auditor's of the Company for the YE 31 DEC 2009 2 Approve the payment of a final Mgmt For For For dividend for the YE 31 DEC 2009 3 Re-elect Mr. Chen Zhongjing as Mgmt For For For Director of the Company 4 Re-elect Mr. Ma Renhe as Director of Mgmt For For For the Company 5 Re-elect Ms. Dai Xiangbo as Director Mgmt For For For of the Company 6 Authorize the Board of Director's of Mgmt For Against Against the Company (the Board) to fix the remuneration of the Director's 7 Appoint Ernst & Young as the Mgmt For For For Company's Auditor's and authorize the Board to fix their remuneration 8 Grant a General Mandate to the Mgmt For Against Against Director's of the Company to allot, issue and deal with the Company's shares 9 Grant a General Mandate to the Mgmt For For For Director's of the Company to repurchase the Company's shares 10 Approve to add the nominal value of Mgmt For Against Against the shares repurchased by the Company to the mandate granted to the Director's under resolution no. 8 - ------------------------------------------------------------------------------------------------------------------ SHIN-ETSU CHEMICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4063 CINS J72810120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 50 2.1 Elect Director Chihiro Kanagawa Mgmt For For For 2.2 Elect Director Shunzo Mori Mgmt For For For 2.3 Elect Director Fumio Akiya Mgmt For For For 2.4 Elect Director Kiichi Habata Mgmt For For For 2.5 Elect Director Masashi Kaneko Mgmt For For For 2.6 Elect Director Fumio Arai Mgmt For For For 2.7 Elect Director Masahiko Todoroki Mgmt For For For 2.8 Elect Director Toshiya Akimoto Mgmt For For For 2.9 Elect Director Hiroshi Komiyama Mgmt For For For 3 Appoint Statutory Auditor Yoshihito Mgmt For For For Kosaka 4 Approve Stock Option Plan Mgmt For For For 5 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ SHINSEGAE CO. (FORMERLY SHINSEGAE DEPARTMENT STORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN KR7004170007 03/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Dividend of KRW 1250 per Share 2 Amend Articles of Incorporation Mgmt For For For 3 Elect Three Inside Directors and One Mgmt For For For Outside Director 4 Reelect Mun Yeong-Ho as Member of Mgmt For For For Audit Committee 5 Approve Total Remuneration of Inside Mgmt For Against Against Directors and Outside Directors - ------------------------------------------------------------------------------------------------------------------ SHISEIDO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4911 CUSIP J74358144 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Shinzou Maeda Mgmt For For For 2.2 Elect Director Kimie Iwata Mgmt For For For 2.3 Elect Director Carsten Fischer Mgmt For For For 2.4 Elect Director Yasuhiko Harada Mgmt For For For 2.5 Elect Director Hisayuki Suekawa Mgmt For For For 2.6 Elect Director Tatsuomi Takamori Mgmt For For For 2.7 Elect Director Shouichirou Iwata Mgmt For For For 2.8 Elect Director Tatsuo Uemura Mgmt For For For 3 Appoint Statutory Auditor Toshio Mgmt For For For Yoneyama 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Deep Discount Stock Option Mgmt For Against Against Plan - ------------------------------------------------------------------------------------------------------------------ SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D69671218 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Supervisory Board Report, Mgmt N/A N/A N/A Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) 2 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2008/2009 (Non-Voting) 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.60 per Share 4.1 Approve Discharge of Management Board Mgmt For For For Member Peter Loescher for Fiscal 2008/2009 4.2 Approve Discharge of Management Board Mgmt For For For Member Wolfgang Dehen for Fiscal 2008/2009 4.3 Approve Discharge of Management Board Mgmt For For For Member Heinrich Hiesinger for Fiscal 2008/2009 4.4 Approve Discharge of Management Board Mgmt For For For Member Joe Kaeser for Fiscal 2008/2009 4.5 Approve Discharge of Management Board Mgmt For For For Member Barbara Kux for Fiscal 2008/2009 4.6 Approve Discharge of Management Board Mgmt For For For Member Jim Reid-Anderson for Fiscal 2008/2009 4.7 Approve Discharge of Management Board Mgmt For For For Member Hermann Requardt for Fiscal 2008/2009 4.8 Approve Discharge of Management Board Mgmt For For For Member Siegfried Russwurm for Fiscal 2008/2009 4.9 Approve Discharge of Management Board Mgmt For For For Member Peter Solmssen for Fiscal 2008/2009 5.1 Approve Discharge of Supervisory Mgmt For For For Board Member Gerhard Cromme for Fiscal 2008/2009 5.2 Approve Discharge of Supervisory Mgmt For For For Board Member Berthold Huber for Fiscal 2008/2009 5.3 Approve Discharge of Supervisory Mgmt For For For Board Member Ralf Heckmann for Fiscal 2008/2009 5.4 Approve Discharge of Supervisory Mgmt For For For Board Member Josef Ackermann for Fiscal 2008/2009 5.5 Approve Discharge of Supervisory Mgmt For For For Board Member Lothar Adler for Fiscal 2008/2009 5.6 Approve Discharge of Supervisory Mgmt For For For Board Member Jean-Louis Beffa for Fiscal 2008/2009 5.7 Approve Discharge of Supervisory Mgmt For For For Board Member Gerd von Brandenstein for Fiscal 2008/2009 5.8 Approve Discharge of Supervisory Mgmt For For For Board Member Michael Diekmann for Fiscal 2008/2009 5.9 Approve Discharge of Supervisory Mgmt For For For Board Member Hans Michael Gaul for Fiscal 2008/2009 5.10 Approve Discharge of Supervisory Mgmt For For For Board Member Peter Gruss for Fiscal 2008/2009 5.11 Approve Discharge of Supervisory Mgmt For For For Board Member Bettina Haller for Fiscal 2008/2009 5.12 Approve Discharge of Supervisory Mgmt For For For Board Member Hans-Juergen Hartung for Fiscal 2008/2009 5.13 Approve Discharge of Supervisory Mgmt For For For Board Member Heinz Hawreliuk for Fiscal 2008/2009 5.14 Approve Discharge of Supervisory Mgmt For For For Board Member Harald Kern for Fiscal 2008/2009 5.15 Approve Discharge of Supervisory Mgmt For For For Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 5.16 Approve Discharge of Supervisory Mgmt For For For Board Member Werner Moenius for Fiscal 2008/2009 5.17 Approve Discharge of Supervisory Mgmt For For For Board Member Hakan Samuelsson for Fiscal 2008/2009 5.18 Approve Discharge of Supervisory Mgmt For For For Board Member Dieter Scheitor for Fiscal 2008/2009 5.19 Approve Discharge of Supervisory Mgmt For For For Board Member Rainer Sieg for Fiscal 2008/2009 5.20 Approve Discharge of Supervisory Mgmt For For For Board Member Birgit Steinborn for Fiscal 2008/2009 5.21 Approve Discharge of Supervisory Mgmt For For For Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 5.22 Approve Discharge of Supervisory Mgmt For For For Board Member Sibylle Wankel for Fiscal 2008/2009 6 Approve Remuneration System for Mgmt For For For Management Board Members 7.1 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2009/2010 7.2 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 8 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Mgmt For For For Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares 10 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capi 11 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Tr 12.1 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 12.2 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 12.3 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 12.4 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 12.5 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 12.6 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 12.7 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 12.8 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 12.9 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 13 Approve Settlement Between Siemens AG Mgmt For For For and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 14 Approve Amendments to Remuneration of ShrHldr Against Against For Supervisory Board 15 Amend Corporate Purpose ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ SIG PLC, SHEFFIELD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G80797106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the financial Mgmt For For For statements for the YE 31 DEC 2009 together with the reports of the Directors and Auditors thereon 2 Approve the Directors' remuneration Mgmt For For For report for the YE 31 DEC 2009 3 Election of Mr. C.V. Geoghegan as a Mgmt For For For Director 4 Election of Mrs. V. Murray as a Mgmt For For For Director 5 Election of Mr. J.C. Nicholls as a Mgmt For For For Director 6 Re-elect Mr. M.J. Chivers as a Mgmt For For For Director, who retires by rotation 7 Re-appoint Deloitte LLP as the Mgmt For For For Auditors to the Company, to hold office until the conclusion of the next general meeting at which financial statements are laid before the Company 8 Authorize the Directors to determine Mgmt For Against Against the remuneration of the Auditors Deloitte LLP 9 Authorize the Directors to allot Mgmt For Against Against shares in the Company or grant rights to subscribe for or convert any security into shares in the Company 10 Authorize the Directors to allot Mgmt For Against Against equity securities for cash 11 Approve to renew the authority for Mgmt For For For the Company to purchase its own shares 12 Grant authority for the adoption of Mgmt For Against Against new Articles of Association - ------------------------------------------------------------------------------------------------------------------ SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.20 Mgmt For For For Per Share 3.1 Reelect Stephen Lee Ching Yen as Mgmt For For For Director 3.2 Reelect Chew Choon Seng as Director Mgmt For For For 3.3 Reelect Euleen Goh Yiu Kiang as Mgmt For For For Director 4 Approve Directors' Fees of SGD 1.6 Mgmt For For For Million for Year Ending March 31, 2010 (FY 2008/2009: SGD 1.6 Million) 5 Reappoint Ernst and Young LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 6.2 Approve Issuance of Such Number of Mgmt For For For ASA Shares to the Minister of Finance (Inc.) and Make Dividend Payments Out of the Company's Distributable Profits to the Minister of Finance (Inc.) as Holder of the ASA Shares 6.3 Approve Issuance of Shares Pursuant Mgmt For Against Against to the Exercise of Options Granted Under the SIA Employee Share Option Plan and/or Grant of Awards Pursuant to the SIA Performance Share Plan and/or SIA Restricted Share Plan - ------------------------------------------------------------------------------------------------------------------ SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Approve Mandate for Transactions with Mgmt For For For Related Parties 3 Amend SIA Employee Share Option Scheme Mgmt For Against Against 4 Approve Distribution of Ordinary Mgmt For For For Shares in Singapore Airport Terminal Services Ltd. (SATS) Held by the Company By Way of Dividend in Specie in the Proportion of a Minimum of 0.69 and a Maximum of 0.73 SATS Shares for Every One Share Held in the Company - ------------------------------------------------------------------------------------------------------------------ SINGAPORE TELECOMMUNICATIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Approve Participation by the Relevant Mgmt For For For Person in the SingTel Performance Share Plan - ------------------------------------------------------------------------------------------------------------------ SINGAPORE TELECOMMUNICATIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.069 Mgmt For For For Per Share 3 Reelect Chua Sock Koong as Director Mgmt For For For 4 Reelect Kaikhushru Shiavax Nargolwala Mgmt For For For as Director 5 Reelect Fang Ai Lian as Director Mgmt For For For 6 Reelect Ong Peng Tsin as Director Mgmt For For For 7 Approve Directors' Fees of Up to SGD Mgmt For For For 2.2 Million for the Year Ending March 31, 2010 (2009: Up to SGD 2.2 Million) 8 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 9 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant Mgmt For For For to the Singapore Telecom Share Option Scheme 1999 11 Approve Issuance of Shares and Grant Mgmt For For For of Awards Pursuant to the SingTel Performance Share Plan - ------------------------------------------------------------------------------------------------------------------ SINO-FOREST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TRE CUSIP 82934H101 05/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect allen T.Y. Chan, William E. Mgmt For Withhold Against Ardell, James M.E. Hyde, Edmund Mak, Judson Martin, Simon Murray and Peter Wang as Directors 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ SK TELECOM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 78440P108 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Year-End Dividend of KRW 8,400 per Share 2 Amend Articles of Incorporation Mgmt For For For 3 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors 4.1 Elect Cho Ki-Haeng as Inside Director Mgmt For For For 4.2 Reelect Shim Dal-Sup as Outside Mgmt For For For Director 4.3 Elect Two Outside Directors as Mgmt For For For Members of Audit Committee - ------------------------------------------------------------------------------------------------------------------ SOFTBANK CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 9984 CUSIP J75963108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5 - ------------------------------------------------------------------------------------------------------------------ SONY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CUSIP J76379106 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard Stringer Mgmt For For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For For 1.3 Elect Director Youtarou Kobayashi Mgmt For For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For For 1.5 Elect Director Peter Bonfield Mgmt For For For 1.6 Elect Director Fujio Chou Mgmt For For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For For 1.8 Elect Director Yukako Uchinaga Mgmt For For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For For 1.11 Elect Director Roland A. Hernandez Mgmt For For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For For 1.13 Elect Director Yorihiko Kojima Mgmt For For For 1.14 Elect Director Osamu Nagayama Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRCRUZACNOR0 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors Mgmt For For For 4 Approve Remuneration of Executive Mgmt For For For Officers and Non-Executive Directors 5 Install Fiscal Council Mgmt For For For 6 Elect Fiscal Council Members and Mgmt For For For Determine Their Remuneration 7 Amend Article 25 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN GB0004082847 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Jamie Dundas as Director Mgmt For For For 5 Re-elect Val Gooding as Director Mgmt For For For 6 Re-elect Rudy Markham as Director Mgmt For For For 7 Re-elect John Peace as Director Mgmt For For For 8 Re-elect Peter Sands as Director Mgmt For For For 9 Re-elect Paul Skinner as Director Mgmt For For For 10 Re-elect Oliver Stocken as Director Mgmt For For For 11 Elect Jaspal Bindra as Director Mgmt For For For 12 Elect Richard Delbridge as Director Mgmt For For For 13 Elect Dr Han Seung-soo as Director Mgmt For For For 14 Elect Simon Lowth as Director Mgmt For For For 15 Elect Mike Rees as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 18 Approve EU Political Donations and Mgmt For For For Expenditure 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 23 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 24 Authorise Market Purchase Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Adopt New Articles of Association Mgmt For For For 27 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 28 Amend Restricted Share Scheme Mgmt For For For 29 Approve Waiver on the Reporting and Mgmt For For For Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Mgmt For For For Requirement to Enter into Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Mgmt For For For Transactions with Temasek - ------------------------------------------------------------------------------------------------------------------ STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R4446E112 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For For 3 Approve Notice of Meeting and Agenda Mgmt For For For 4 Registration of Attending Mgmt N/A N/A N/A Shareholders and Proxies 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 8 Approve Remuneration of Auditors Mgmt For For For 9.1 Reelect Olaug Svarva as Member of Mgmt For For For Corporate Assembly 9.2 Reelect Idar Kreutzer as Member of Mgmt For For For Corporate Assembly 9.3 Reelect Karin Aslaksen as Member of Mgmt For For For Corporate Assembly 9.4 Reelect Greger Mannsverk as Member Mgmt For For For Corporate Assembly 9.5 Relect Steinar Olsen as Member of Mgmt For For For Corporate Assembly 9.6 Reelect Ingvald Strommen as Member of Mgmt For For For Corporate Assembly 9.7 Reelect Rune Bjerke as Member of Mgmt For For For Corporate Assembly 9.8 Relect Tore Ulstein as Member of Mgmt For For For Corporate Assembly 9.9 Elect Live Aker as Member of Mgmt For For For Corporate Assembly 9.10 Elect Siri Kalvig as Member of Mgmt For For For Corporate Assembly 9.11 Elect Thor Bolstad as Member of Mgmt For For For Corporate Assembly 9.12 Elect Barbro Haetta-Jacobsen as Mgmt For For For Member of Corporate Assembly 9.13 Reelect Arthur Sletteberg as Deputy Mgmt For For For Member of Corporate Assembly 9.14 Reelect Anne-Margrethe Firing as Mgmt For For For Deputy Member of Corporate Assembly 9.15 Elect Linda Aase as Deputy Member of Mgmt For For For Corporate Assembly 9.16 Reelect Shahzad Rana as Deputy Member Mgmt For For For of Corporate Assembly 10 Approve Remuneration of Members and Mgmt For For For Deputy Members of Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11.1 Reelect Olaug Svarva as Chair of Mgmt For For For Nominating Committee 11.2 Reelect Bjorn Haavik as Member of Mgmt For For For Nominating Committee 11.3 Reelect Tom Rathke as Member of Mgmt For For For Nominating Committee 11.4 Elect Live Aker as Member of Mgmt For For For Nominating Committee 12 Approve Remuneration of Nominating Mgmt For For For Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members 13 Authorize Repurchase and Reissuance Mgmt For Against Against of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 14 Authorize Repurchase of Shares up to Mgmt For For For a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly 15 Amend Articles Re: Specify Share Mgmt For For For Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments 16 Withdraw Company From Tar Sands ShrHldr Against Against For Activities in Canada - ------------------------------------------------------------------------------------------------------------------ SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G8549P108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for 2009 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors 3 Authorize Board to Fix Remuneration Mgmt For For For of Auditors 4 Reelect Mel Fitzgerald as Director Mgmt For For For 5 Reelect Allen L. Stevens as Director Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For 7 Approve and Ratify Actions of the Mgmt For For For Company's Directors and Officers During 2009 - ------------------------------------------------------------------------------------------------------------------ SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 15 2.1 Elect Director Motoyuki Oka Mgmt For For For 2.2 Elect Director Susumu Kato Mgmt For For For 2.3 Elect Director Kazuo Omori Mgmt For For For 2.4 Elect Director Shunichi Arai Mgmt For For For 2.5 Elect Director Nobuo Kitagawa Mgmt For For For 2.6 Elect Director Toyosaku Hamada Mgmt For For For 2.7 Elect Director Takahiro Moriyama Mgmt For For For 2.8 Elect Director Takashi Kano Mgmt For For For 2.9 Elect Director Kuniharu Nakamura Mgmt For For For 2.10 Elect Director Takuro Kawahara Mgmt For For For 2.11 Elect Director Yoshio Osawa Mgmt For For For 2.12 Elect Director Yasuyuki Abe Mgmt For For For 3 Appoint Statutory Auditor Ichiro Miura Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For Against Against Directors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ SUMITOMO ELECTRIC INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CUSIP J77411114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 9 2.1 Elect Director Masayoshi Matsumoto Mgmt For For For 2.2 Elect Director Hiroyuki Takenaka Mgmt For For For 2.3 Elect Director Katsuhide Kurasaka Mgmt For For For 2.4 Elect Director Mitsuo Nishida Mgmt For For For 2.5 Elect Director Shigeru Tanaka Mgmt For For For 2.6 Elect Director Akira Nishimura Mgmt For For For 2.7 Elect Director Atsushi Yano Mgmt For For For 2.8 Elect Director Shigeru Noda Mgmt For For For 2.9 Elect Director Hideaki Inayama Mgmt For For For 2.10 Elect Director Osamu Inoue Mgmt For For For 2.11 Elect Director Kazuo Hiramatsu Mgmt For For For 2.12 Elect Director Makoto Nakajima Mgmt For For For 2.13 Elect Director Akito Kubo Mgmt For For For 3.1 Appoint Statutory Auditor Kazuyoshi Mgmt For For For Hasegawa 3.2 Appoint Statutory Auditor Kan Hayashi Mgmt For Against Against 4 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ SUMITOMO MITSUI FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8316 CUSIP J7771X109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 55 for Ordinary Shares 2 Amend Articles to Increase Authorized Mgmt For For For Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation 3.1 Elect Director Teisuke Kitayama Mgmt For For For 3.2 Elect Director Wataru Ohara Mgmt For For For 3.3 Elect Director Hideo Shimada Mgmt For For For 3.4 Elect Director Junsuke Fujii Mgmt For For For 3.5 Elect Director Koichi Miyata Mgmt For For For 3.6 Elect Director Yoshinori Yokoyama Mgmt For For For 4 Approve Retirement Bonus Payment for Mgmt For For For Director 5 Approve Special Payments in Mgmt For For For Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan - ------------------------------------------------------------------------------------------------------------------ SUMITOMO TRUST & BANKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8403 CINS J77970101 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5 2.1 Elect Director Atsushi Takahashi Mgmt For For For 2.2 Elect Director Hitoshi Tsunekage Mgmt For For For 2.3 Elect Director Akio Ohtsuka Mgmt For For For 2.4 Elect Director Kiyoshi Mukouhara Mgmt For For For 2.5 Elect Director Teruhiko Sugita Mgmt For For For 2.6 Elect Director Shuuichi Kusakawa Mgmt For For For 2.7 Elect Director Rikiya Hattori Mgmt For For For 2.8 Elect Director Sumikazu Tsutsui Mgmt For For For 2.9 Elect Director Tetsuo Ohkubo Mgmt For For For 2.10 Elect Director Fuminari Suzuki Mgmt For For For 2.11 Elect Director Koichi Hozumi Mgmt For For For 2.12 Elect Director Junichi Sayato Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Brian A. Canfield Mgmt For For For 1.3 Elect Director Dominic D'Alessandro Mgmt For For For 1.4 Elect Director John T. Ferguson Mgmt For For For 1.5 Elect Director W. Douglas Ford Mgmt For For For 1.6 Elect Director Richard L. George Mgmt For For For 1.7 Elect Director Paul Haseldonckx Mgmt For For For 1.8 Elect Director John R. Huff Mgmt For For For 1.9 Elect Director Jacques Lamarre Mgmt For For For 1.10 Elect Director Brian F. MacNeill Mgmt For For For 1.11 Elect Director Maureen McCaw Mgmt For For For 1.12 Elect Director Michael W. O'Brien Mgmt For For For 1.13 Elect Director James W. Simpson Mgmt For For For 1.14 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ SVENSKA CELLULOSA AB (SCA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W90152120 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Sven Unger as Mgmt For For For Chairman of Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Approve Agenda of Meeting Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 7 Receive President's Report and CEO's Mgmt N/A N/A N/A Review 8.1 Approve Financial Statements and Mgmt For For For Statutory Reports 8.2 Approve Allocation of Income and Mgmt For For For Dividends of SEK 3.70 per Share; Set April 29, 2010 as Record Date for Dividends 8.3 Approve Discharge of Board and Mgmt For For For President 9 Determine Number of Members (8) and Mgmt For For For Deputy Members (0) of Board 10 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 1.35 Million for Chairman, and SEK 450,000 for Non-Executive Directors; Approve Remuneration of Auditors 11 Reelect Rolf Borjesson, Soren Gyll, Mgmt For Against Against Leif Johansson, Sverker Martin-Lof (Chairman), Anders Nyren, Barbara Thoralfsson, and Jan Johansson as Directors; Elect Par Boman as New Director 12 Authorize Chairman of Board and Mgmt For For For Representatives Between Four and Six of Company's Largest Shareholders to Serve on Nominating Committee 13 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 14 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ SVENSKA HANDELSBANKEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W90937181 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Sven Unger as Chairman of Mgmt For For For Meeting 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report; Receive Board and Committee Reports; Receive President's Report; Allow Questions 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of SEK 8.00 per Share 10 Approve Discharge of Board and Mgmt For For For President 11 Authorize Repurchase of Up to 40.0 Mgmt For For For Million Class A and/or Class B Shares and Reissuance of Repurchased Shares 12 Authorize Repurchase of Up to 2 Mgmt For For For Percent of Issued Share Capital for the Bank's Trading Book 13 Determine Number of Members (12) and Mgmt For For For Deputy Members (0) of Board 14 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 2.35 million for Chairman, SEK 675,000 for Each Vice Chairman, and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 15 Reelect Hans Larsson (Chairman), Jon Mgmt For Against Against Baksaas, Ulrika Boethius, Par Boman, Tommy Bylund, Goran Ennerfelt, Lone Schroeder, Jan Johansson, Fredrik Lundberg, Sverker Martin-Lof, Anders Nyren, and Bente Rathe as Directors 16 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 17 Ratify Auditors Mgmt For For For 18 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 19 Allocate SEK 2.0 million to a Fund ShrHldr Against Against For With Aim to Prevent Crimes of Violence and Errors or Negligence in The Exercising of Public Authority at Municipal Level 20 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HK0019000162 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect P A Johansen as Director Mgmt For For For 2.2 Reelect J R Slosar as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ SYSMEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7864H102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Amend Articles to: Expand Business Mgmt For For For Lines 3 Appoint a Corporate Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TAIWAN MOBILE CO., LTD. (FRMLY TAIWAN CELLULAR CORP) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TW0003045001 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2009 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2009 Allocation of Income and Mgmt For For For Dividends 3 Approve Release of Restrictions of Mgmt For For For Competitive Activities of Directors 4 Amend Operating Procedures for Loan Mgmt For For For of Funds to Other Parties and Endorsement and Guarantee 5 Amend Procedures Governing the Mgmt For For For Acquisition or Disposal of Assets - ------------------------------------------------------------------------------------------------------------------ TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TW0002330008 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2009 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2009 Allocation of Income and Mgmt For For For Dividends 3 Amend Articles of Association Mgmt For For For 4 Amend Operating Procedures for Mgmt For For For Derivatives Transactions 5 Transact Other Business Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TAIYO YUDEN CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J80206113 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2 Amend the Articles of Incorporation Mgmt For For For 3.1 Appoint a Director Mgmt For For For 3.2 Appoint a Director Mgmt For For For 3.3 Appoint a Director Mgmt For For For 3.4 Appoint a Director Mgmt For For For 3.5 Appoint a Director Mgmt For For For 3.6 Appoint a Director Mgmt For For For 3.7 Appoint a Director Mgmt For For For 3.8 Appoint a Director Mgmt For For For 3.9 Appoint a Director Mgmt For For For 4 Appoint a Substitute Corporate Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TAKEDA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 90 2.1 Elect Director Yasuchika Hasegawa Mgmt For For For 2.2 Elect Director Makoto Yamaoka Mgmt For For For 2.3 Elect Director Toyoji Yoshida Mgmt For For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CUSIP J82141136 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2 Approve Stock Option Plan Mgmt For For For 3.1 Elect Director Hajime Sawabe Mgmt For For For 3.2 Elect Director Takehiro Kamigama Mgmt For For For 3.3 Elect Director Yasuhiro Hagihara Mgmt For For For 3.4 Elect Director Kenichi Mori Mgmt For For For 3.5 Elect Director Shinichi Araya Mgmt For For For 3.6 Elect Director Yukio Yanase Mgmt For For For 3.7 Elect Director Junji Yoneyama Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ TECHNIP TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F90676101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.35 per Share 3 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 4 Approve Auditors' Special Report Mgmt For For For Mnetioning the Absence of New Related-Party Transactions 5 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 600,000 6 Appoint Ernst & Young et Autres as Mgmt For For For Auditor 7 Appoint PricewaterhouseCoopers Audit Mgmt For For For as Auditor 8 Appoint Auditex as Alternate Auditor Mgmt For For For 9 Appoint Yves Nicolas as Alternate Mgmt For For For Auditor 10 Ratify Change of Registered Office to Mgmt For For For 89, avenue de la Grande Armee 75116, Paris 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 13 Authorize up to 0.9 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 14 Authorize up to 0.03 Percent of Mgmt For Against Against Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 13 15 Authorize up to 1.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 16 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 15 17 Approve Employee Stock Purchase Plan Mgmt For For For 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ TECK RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK.B CUSIP 878742204 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M.M. Ashar as Director Mgmt For For For 1.2 Elect J.B. Aune as Director Mgmt For For For 1.3 Elect J.H. Bennett as Director Mgmt For For For 1.4 Elect H.J. Bolton as Director Mgmt For For For 1.5 Elect F.P. Chee as Director Mgmt For For For 1.6 Elect J.L. Cockwell as Director Mgmt For For For 1.7 Elect N.B. Keevil as Director Mgmt For For For 1.8 Elect N.B. Keevil III as Director Mgmt For For For 1.9 Elect T. Kuriyama as Director Mgmt For For For 1.10 Elect D.R. Lindsay as Director Mgmt For For For 1.11 Elect T. Mochihara as Director Mgmt For For For 1.12 Elect J.G. Rennie as Director Mgmt For For For 1.13 Elect W.S.R. Seyffert as Director Mgmt For For For 1.14 Elect C.M. Thompson as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELECITY GROUP PLC, MANCHESTER TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87403112 04/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the accounts for the YE 31 Mgmt For For For DEC 2009, together with the reports of the Directors and Auditors therein 2 Approve the Directors' remuneration Mgmt For For For report included in the Directors' report and accounts for the YE 31 DEC 2009 3 Re-appoint John Hughes as a Director Mgmt For For For of the Company 4 Re-appoint Brian McArthur-Muscroft as Mgmt For For For a Director of the Company 5 Re-appoint John O'Reilly as a Mgmt For For For Director of the Company 6 Re-appoint PricewaterhouseCoopers LLP Mgmt For For For as the Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company 7 Authorize the Directors to set the Mgmt For Against Against remuneration of the Auditors 8 Approve to confer the authority on Mgmt For For For the Directors of the Company's Articles of Association for a period expiring at the end of the next AGM of the Company after the date on which this resolution is passed or 30 JUN 2011 and for that period the Section 551 9 Approve, subject to the passing of Mgmt For For For Resolution 8 above, to confer the authority on the Directors by the Company's Articles of Association for a period expiring at the end of the next AGM of the Company after the date on which this resolution is passed or 3 10 Authorize the Company's, for the Mgmt For For For purposes of Section 701 of the Companies Act 1985, to make one or more market purchases Section 693 of the Companies Act 2006 of up to 19,809,237; ordinary shares of GBP 0.002 each in the capital of the Company, at a min 11 Approve, with effect from the Mgmt For For For conclusion of the meeting: a the Articles of Association of the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006, are to be treated as 12 Approve that a general meeting other Mgmt For For For than an AGM may be called on not less than 14 clear days' notice - ------------------------------------------------------------------------------------------------------------------ TELEFONICA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 879382109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Mgmt For For For Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 2 Approve Distribution of Dividend Mgmt For For For Charged to Unrestricted Reserves 3 Authorize Repurchase of Shares Mgmt For For For 4 Authorize Issuance of Convertible Mgmt For For For Bonds and Other Debt Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For For 6 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R21882106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Notice of Meeting and Agenda Mgmt For For For 2 Designate Inspector(s) of Minutes of Mgmt N/A N/A N/A Meeting 3 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share 4 Approve Remuneration of Auditors Mgmt For For For 5 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 6.1 Authorize Repurchase of up to 83 Mgmt For For For Million Shares and Reissuance of Repurchased Shares 6.2 Authorize Repurchase of up to 3 Mgmt For Against Against Million Shares and Reissuance of Repurchased Shares in Connection with Incentive Programs 7 Approve Remuneration of Corporate Mgmt For Against Against Assembly and Nominating Committee - ------------------------------------------------------------------------------------------------------------------ TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R21882106 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Meeting Mgmt For For For 2 Elect Chairman of Meeting Mgmt For For For 3 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEVISION FRANCAISE 1 TF1 TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F91255103 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For Against Against Regarding Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.43 per Share 5 Ratify Appointment of Claude Berda as Mgmt For Against Against Director 6 Reelect Alain Pouyat as Director Mgmt For Against Against 7 Receive Election of Employee Mgmt For For For Representatives to the Board 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.3 Million 11 Authorize Board to Increase Capital Mgmt For For For in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Board to Set Issue Price Mgmt For Against Against for 20 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 13 Authorize Capital Increase of up to Mgmt For For For EUR 15 Million for Future Exchange Offers 14 Approve Issuance of Shares up to 20 Mgmt For For For Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 4.3 Million 15 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN LU0156801721 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt For For For Auditors' Reports 2 Accept Consolidated Financial Mgmt For For For Statements for Fiscal 2007, 2008, and 2009 3 Accept Financial Statements for Mgmt For For For Fiscal 2009 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.34 per Share 5 Approve Discharge of Directors Mgmt For For For 6 Reelect Roberto Bonatti, Carlos Mgmt For Abstain Against Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto valsecchi, Amadeo Vazquez y Vazquez, and Guillermo Vogel as Directors (Bundled) 7 Approve Remuneration of Directors Mgmt For For For 8 Approve PricewaterhouseCoopers Mgmt For For For Auditors and Fix Their Remuneration 9 Approve Share Repurchase Program Mgmt For For For 10 Allow Electronic Distribution of Mgmt For For For Company Communications - ------------------------------------------------------------------------------------------------------------------ TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 8.39 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Richard Brasher as Director Mgmt For For For 5 Re-elect Philip Clarke as Director Mgmt For For For 6 Re-elect Andrew Higginson as Director Mgmt For For For 7 Re-elect Charles Allen as Director Mgmt For For For 8 Re-elect Dr Harald Einsmann as Mgmt For For For Director 9 Elect Jacqueline Tammenoms Bakker as Mgmt For For For Director 10 Elect Patrick Cescau as Director Mgmt For For For 11 Elect Ken Hanna as Director Mgmt For For For 12 Elect Laurie Mcllwee as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 14 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 15 Approve Increase in Authorised Mgmt For For For Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 16 Subject to the Passing of Resolution Mgmt For For For Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority 17 Subject to the Passing of Resolution Mgmt For For For Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 18 Authorise 790,063,358 Ordinary Shares Mgmt For For For for Market Purchase 19 Auth. Company and Subsidiaries to Mgmt For For For Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 20 Approve Tesco plc Group Bonus Plan Mgmt For For For 21 Amend Tesco plc 2004 Discretionary Mgmt For Against Against Share Option Plan 22 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 23 Resolve that the Directors Allocate a ShrHldr Against Against For NED to Tesco's Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco's UK Meat and Poultry Supply Chain - ------------------------------------------------------------------------------------------------------------------ TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN IL0006290147 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend of NIS 2.50 Mgmt For For For (USD 0.642) Per Share 2 Election Of Director: Mr. Abraham E. Mgmt For For For Cohen 3 Election Of Director: Mr. Amir Elstein Mgmt For For For 4 Election Of Director: Prof. Roger Mgmt For For For Kornberg 5 Election Of Director: Prof. Moshe Many Mgmt For For For 6 Election Of Director: Mr. Dan Propper Mgmt For For For 7 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 8 Approve Stock Option Plan Mgmt For Against Against 9 Approve Compensation of Board Chairman Mgmt For For For 10 Approve Compensation of Director Mgmt For For For 11 Approve Compensation of Director Mgmt For For For 12 Increase Authorized Share Capital Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE GAME GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G37217109 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 3.71 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Peter Lewis as Director Mgmt For For For 5 Re-elect Christopher Bell as Director Mgmt For For For 6 Elect Dennis Woodside as Director Mgmt For For For 7 Elect Terry Scicluna as Director Mgmt For For For 8 Reappoint BDO Stoy Hayward LLP as Mgmt For For For Auditors of the Company 9 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 10 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,772,060 11 Amend The GAME Group plc Performance Mgmt For For For Share Plan 2004 12 Subject to the Passing of Resolution Mgmt For For For 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 865,809 13 Authorise 34,632,365 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That a General Meeting Other Mgmt For For For Than Annual General Meetings May Be Called on 14 Clear Days' Notice 15 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SAGE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G7771K134 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 4.93 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Ruth Markland as Director Mgmt For For For 4 Re-elect Paul Walker as Director Mgmt For For For 5 Re-elect Paul Harrison as Director Mgmt For For For 6 Re-elect Paul Stobart as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report Mgmt For For For 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 4,376,556 and an Additional Amount Pursuant to a Rights Issue of up to GBP 8,753,112 After Deducting Any Securitie 10 Subject to the Passing of Resolution Mgmt For For For 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 656,483 11 Authorise 131,296,695 Ordinary Shares Mgmt For For For for Market Purchase 12 Adopt New Articles of Association Mgmt For For For 13 Approve that a General Meeting (Other Mgmt For For For than an Annual General Meeting) May be Called on Not Less than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ THE SIAM CEMENT PUBLIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TH0003010Z04 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2009 Annual Report Mgmt For For For 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 8.50 Per Share 5.1 Elect Chirayu Isarangkun Na Ayuthaya Mgmt For For For as Director 5.2 Elect Kamthon Sindhvananda as Director Mgmt For For For 5.3 Elect Tarrin Nimmanahaeminda as Mgmt For For For Director 5.4 Elect Pramon Sutivong as Director Mgmt For For For 6 Approve KPMG Phoomchai Audit Ltd as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Acknowledge Remuneration of Directors Mgmt For For For and Sub-Committees 8 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TOGNUM AG, FRIEDRICHSHAFEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D836B5109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial Mgmt N/A N/A N/A statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements and grou-p annual report as well as the report by the Board of Managing Directors pursu-ant to Sections 28 2 Resolution on the appropriation of Mgmt For For For the distributable profit of EUR 158,141,242.07 as follows: Payment of a dividend of EUR 0.35 per share EUR 112,159,992.07 shall be carried forward Ex-dividend and payable le date: 19 MAY 2010 3 Ratification of the acts of the Board Mgmt For For For of Managing Directors 4 Ratification of the acts of the Mgmt For For For Supervisory Board, including the retired members 5 Appointment of the Auditors for the Mgmt For For For 2010 FY and the interim reports: PricewaterhouseCoopers AG, Stuttgart 6 Renewal of the authorization to Mgmt For For For acquire own shares the company shall be authorized to acquire own shares of up to 10 percent of its share capital, at a price differing not more than 20 percent from the market price of the shares, on or before 17 MAY 2015; 7 Amendments to the Articles of Mgmt For For For Association in connection with the Shareholder Rights Directive Implementation Law (ARUG), Section 17(2), in respect of the shareholders, meeting being announced by the Board of Managing Directors, the right of further person 8 Resolution on the revocation of the Mgmt Against Against For existing authorized capital 2007-I, the creation of new authorized capital 2010-I, and the corresponding amendment to the Articles of Association, the Board of Managing Directors shall be authorized, with the consent of 9 Resolution on the adjustment of the Mgmt For For For Supervisory Board remuneration, and the corresponding amendment to the Articles of Association each member of the Supervisory Board shall receive a fixed annual remuneration of EUR 15,000 (the chairman shall receive one 10.1 Election to the Supervisory Board: Mgmt For For For Axel Arendt 10.2 Election to the Supervisory Board: Mgmt For For For Albert Xaver Kirchman 11 Approval of the Board of Managing Mgmt N/A N/A N/A Directors remuneration system - ------------------------------------------------------------------------------------------------------------------ TOKAI RIKA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6995 CUSIP J85968105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 24 2.1 Elect Director Kiyoshi Kinoshita Mgmt For For For 2.2 Elect Director Yuuzo Ushiyama Mgmt For For For 2.3 Elect Director Takaoki Tsuchiya Mgmt For For For 2.4 Elect Director Shigeru Kato Mgmt For For For 2.5 Elect Director Yoshiteru Sasaki Mgmt For For For 2.6 Elect Director Takafumi Mizuno Mgmt For For For 2.7 Elect Director Kiyoshi Tsunekawa Mgmt For For For 2.8 Elect Director Makoto Goto Mgmt For For For 2.9 Elect Director Hitoshi Iwata Mgmt For For For 2.10 Elect Director Mineo Hattori Mgmt For For For 2.11 Elect Director Shoji Ishida Mgmt For For For 2.12 Elect Director Tadanao Hamamoto Mgmt For For For 2.13 Elect Director Hitoshi Hirano Mgmt For For For 2.14 Elect Director Mikihiro Mori Mgmt For For For 2.15 Elect Director Kenji Kawaguchi Mgmt For For For 2.16 Elect Director Hiroyuki Nakamura Mgmt For For For 2.17 Elect Director Tadashi Wakiya Mgmt For For For 2.18 Elect Director Koji Buma Mgmt For For For 2.19 Elect Director Yoshihiro Obayashi Mgmt For For For 2.20 Elect Director Masaharu Tanino Mgmt For For For 2.21 Elect Director Masaki Matsuyama Mgmt For For For 2.22 Elect Director Koki Sato Mgmt For For For 3 Appoint Statutory Auditor Mitsuhisa Mgmt For Against Against Kato 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Retirement Bonus Payment for Mgmt For Against Against Directors and Statutory Auditor - ------------------------------------------------------------------------------------------------------------------ TOKIO MARINE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8766 CUSIP J86298106 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 26 2.1 Elect Director Kunio Ishihara Mgmt For For For 2.2 Elect Director Shuzo Sumi Mgmt For For For 2.3 Elect Director Daisaku Honda Mgmt For For For 2.4 Elect Director Hiroshi Amemiya Mgmt For For For 2.5 Elect Director Shinichiro Okada Mgmt For For For 2.6 Elect Director Minoru Makihara Mgmt For For For 2.7 Elect Director Hiroshi Miyajima Mgmt For For For 2.8 Elect Director Kunio Ito Mgmt For Against Against 2.9 Elect Director Akio Mimura Mgmt For For For 2.10 Elect Director Toshifumi Kitazawa Mgmt For For For 2.11 Elect Director Masashi Oba Mgmt For For For 3.1 Appoint Statutory Auditor Hiroshi Mgmt For For For Fukuda 3.2 Appoint Statutory Auditor Yuko Mgmt For For For Kawamoto 3.3 Appoint Statutory Auditor Toshiro Yagi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F92124100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Christophe Mgmt For Against Against de Margerie Re: Severance Payment 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Reelect Thierry Desmarest as Director Mgmt For For For 8 Reelect Thierry de Rudder as Director Mgmt For Against Against 9 Elect Gunnar Brock as Director Mgmt For For For 10 Elect Claude Clement as Mgmt For For For Representative of Employee Shareholders to the Board 11 Elect Philippe Marchandise as Mgmt Against Against For Representative of Employee Shareholders to the Board 12 Elect Mohammed Zaki as Representative Mgmt Against Against For of Employee Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For For 14 Reelect KPMG Audit as Auditor Mgmt For For For 15 Ratify Auditex as Alternate Auditor Mgmt For For For 16 Ratify KPMG Audit I.S. as Alternate Mgmt For For For Auditor 17 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion 18 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For For 21 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 22 Amend Article 9 of Bylaws Re: Mutual ShrHldr Against Against For Fund - ------------------------------------------------------------------------------------------------------------------ TOYO SUISAN KAISHA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2875 CUSIP J92547132 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Tadasu Tsutsumi Mgmt For For For 2.2 Elect Director Mutsuhiko Oda Mgmt For For For 2.3 Elect Director Kazuo Obata Mgmt For For For 2.4 Elect Director Jinichi Mera Mgmt For For For 2.5 Elect Director Fumio Taniguchi Mgmt For For For 2.6 Elect Director Katsuhide Sato Mgmt For For For 2.7 Elect Director Hiroshi Yamauchi Mgmt For For For 2.8 Elect Director Toru Yamashita Mgmt For For For 2.9 Elect Director Hiroyuki Minami Mgmt For For For 2.10 Elect Director Kenji Sugawara Mgmt For For For 2.11 Elect Director Senichi Teshima Mgmt For For For 2.12 Elect Director Hiroji Yoshino Mgmt For For For 2.13 Elect Director Eiji Kondo Mgmt For For For 2.14 Elect Director Atsumi Shimoi Mgmt For For For 2.15 Elect Director Masaharu Oikawa Mgmt For For For 2.16 Elect Director Kiyoshi Fukagawa Mgmt For For For 3 Appoint Statutory Auditor Isamu Mori Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Tsutomu Ushijima 5 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ TRANSPACIFIC INDUSTRIES GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q91932105 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the financial report of N/A N/A N/A N/A the Company and the reports of the Director-s and the Auditor for the FYE 30 JUN 2009 2 Adopt the remuneration report as N/A N/A For N/A specified in the Directors' report for the FYE 30 JUN 2009 3.1 Re-elect Mr. Bruce Brown as a N/A N/A For N/A Director of the Company, who retires in accordance with Clause 6.3 of the Constitution 3.2 Re-elect Mr. Trevor Coonan as a N/A N/A For N/A Director of the Company, who retires in accordance with Clause 6.3 of the Constitution 3.3 Elect Mr. Rajiv Ghatalia as a N/A N/A For N/A Director of the Company, who retires in accordance with Clause 6.3 of the Constitution 3.4 Elect Mr. Gene Tilbrook as a Director N/A N/A For N/A of the Company, who retires in accordance with Clause 6.3 of the Constitution 3.5 Elect Mr. Martin Hudson as a Director N/A N/A For N/A of the Company, who retires in accordance with Clause 6.3 of the Constitution 4 Ratify, for the purposes of ASX N/A N/A Against N/A Listing Rule 7.4 and for all other purposes, the issue of 2,229,001 fully paid ordinary shares in the Company since 31 OCT 2008 and issue of one equity security issued by the Company on 15 JUL 2009 [which converted into an 5 Approve, for the purposes of item 7 N/A N/A Against N/A of Section 611 of the Corporations Act 2001 [Cth] and for all other purposes, the acquisition by WPX Holdings B.V. and its associates of up to 71,637,326 fully paid ordinary shares in the Company on settlement of the wa 6 Appoint Ernst and Young as the N/A N/A For N/A Auditor of the Company - ------------------------------------------------------------------------------------------------------------------ TRAVIS PERKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G90202105 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Robert Walker as Director Mgmt For For For 3 Re-elect Chris Bunker as Director Mgmt For For For 4 Re-elect John Coleman as Director Mgmt For For For 5 Re-elect Geoff Cooper as Director Mgmt For For For 6 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise Their Remuneration 7 Approve Remuneration Report Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 11 Authorise Market Purchase Mgmt For For For 12 Amend Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRUWORTHS INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP S8793H130 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Year Ended 28 June 2009 2.1 Re-elect Tony Taylor as Director Mgmt For For For 2.2 Re-elect Edward Parfett as Director Mgmt For For For 2.3 Re-elect Thandi Ndlovu as Director Mgmt For For For 3 Authorise Board to Issue Shares for Mgmt For For For Cash up to a Maximum of 5 Percent of Issued Share Capital 4 Authorise Repurchase of Up to 20 Mgmt For For For Percent of Issued Share Capital 5 Reappoint Ernst & Young Inc as Mgmt For For For Auditors of the Company and Appoint Tina Rookledge as the Individual Registered Auditor who will Undertake the Audit of the Company; Authorise the Audit Committee to Determine Their Remuneration 6.1 Approve Remuneration of Non-Executive Mgmt For For For Chairman For the Year Ended 27 June 2010 6.2 Approve Remuneration of Non-Executive Mgmt For For For Directors For the Year Ended 27 June 2010 6.3 Approve Remuneration of Audit Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 6.4 Approve Remuneration of Audit Mgmt For For For Committee Members For the Year Ended 27 June 2010 6.5 Approve Remuneration of Remuneration Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 6.6 Approve Remuneration of Remuneration Mgmt For For For Committee Members For the Year Ended 27 June 2010 6.7 Approve Remuneration of Risk Mgmt For For For Committee Members For the Year Ended 27 June 2010 6.8 Approve Remuneration of Non-Executive Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 - ------------------------------------------------------------------------------------------------------------------ TSUBAKIMOTO CHAIN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J93020105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TUBACEX SA, ALAVA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E45132136 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the annual accounts and Mgmt For For For Management report 2 Approve the application of the result Mgmt For For For and, in case, the volunteer reserve 3 Approve the Corporate Governance Mgmt For For For report 4 Grant authority to purchase own shares Mgmt For For For 5 Approve the delegation to increase Mgmt For For For the social capital up until the maximum quantity that is allowed by the law 6 Approve the delegation of powers Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UBE INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CUSIP J93796100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 4 2.1 Elect Director Hiroaki Tamura Mgmt For For For 2.2 Elect Director Michio Takeshita Mgmt For For For 2.3 Elect Director Kazuhiko Okada Mgmt For For For 2.4 Elect Director Akinori Furukawa Mgmt For For For 2.5 Elect Director Makoto Umetsu Mgmt For For For 2.6 Elect Director Yoshiomi Matsumoto Mgmt For For For 2.7 Elect Director Michitaka Motoda Mgmt For For For 3 Appoint Alternate Statutory Auditor Mgmt For For For Daisuke Koriya 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ UBISOFT ENTERTAINMENT, MONTREUIL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F9396N106 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the unconsolidated accounts Mgmt For For For for the FY ended on 31 MAR 2009 and grant discharge to the Board Members 2 Approve the distribution of profits Mgmt For For For for the FY ended on 31 MAR 2009 3 Approve the consolidated accounts for Mgmt For For For the FYE on 31 MAR 2009 4 Approve the agreements and Mgmt For For For commitments referred to in Articles L.225-40 and sequence of the Commercial Code 5 Grant authority for purchase, Mgmt For For For retention or transference of shares of Ubisoft Entertainment SA 6 Grant powers for formalities Mgmt For For For 7 Authorize the Board of Directors to Mgmt For For For reduce the share capital by cancellation of shares 8 Authorize the Board of Directors to Mgmt For Against Against increase the share capital, with maintenance of preferential subscription rights, by issuing shares and/or any warrants giving access to the Company's capital 9 Authorize Board of Directors to Mgmt For Against Against increase the share capital, with cancellation of preferential subscription rights, by issuing shares and/or any warrants giving access to the Company's capital 10 Authorize the Board of Directors to Mgmt For Against Against increase the share capital by issuing shares reserved for members of a savings plan of the group 11 Authorize the Board of Directors to Mgmt For For For grant options to subscribe and/or purchase common shares 12 Authorize the Board of Directors to Mgmt For Against Against increase the share capital by issuing shares reserved for employees and corporate managers of subsidiaries of the Company referred to in Article L.233-16 of the Commercial Code, whose headquarters are located outside Fr 13 Approve the overall cap of the Mgmt For Against Against capital increases 14 Amend the Article 9 paragraph 3 of Mgmt For For For the statutes relative to the term of the duties of the Board Members 15 Grant powers for formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA ELECTRONICS HLDGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9187G103 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Company's annual accounts Mgmt For For For for the FYE 31 DEC 2009 2 Declare a final dividend for the YE Mgmt For For For 31 DEC 2009 for 21.6 per ordinary share 3 Approve the remuneration report for Mgmt For For For the FYE 31 DEC 2009 4 Elect Mr. R. Sharma as a Director Mgmt For For For 5 Re-election of Mr. I. Griffiths as a Mgmt For For For Director Member of the Audit, Nominations and Remunerations Committees 6 Re-election of Dr. J. Blogh as a Mgmt For For For Director Member of the Nomination Committee 7 Re-appointment of Deloitte LLP as an Mgmt For For For Auditor 8 Authorize the Directors to fix the Mgmt For For For Auditors remuneration 9 Authorize the Directors to allot Mgmt For Against Against shares 10 Approve to disapply pre-emption rights Mgmt For Against Against 11 Authorize the Company to purchase its Mgmt For For For own shares 12 Approve to permit general meetings to Mgmt For For For be held on 14 days notice 13 Adopt the New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses Mgmt For For For 4 Approve Transfer from Issuance Mgmt For For For Premium Account to Shareholders for an Amount of EUR 8 per Share 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Reelect Frans J.G.M Cremers as Mgmt For For For Supervisory Board Member 7 Reelect Francois Jaclot as Mgmt For For For Supervisory Board Member 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 10 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ UNICHARM PETCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J9412H105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger with UNICHARM Mgmt For For For Corporation In Order For the Company To be Absorbed by UNICHARM 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N8981F271 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 2 Approve Financial Statements and Mgmt For For For Allocation of Income 3 Approve Discharge of Executive Mgmt For For For Directors 4 Approve Discharge of Non-Executive Mgmt For For For Directors 5 Reelect P.G.J.M. Polman to Executive Mgmt For For For Board 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For For 7 Reelect L.O. Fresco as Non-Executive Mgmt For For For Director 8 Reelect A.M. Fudge as Non-Executive Mgmt For For For Director 9 Reelect C.E. Golden as Non-Executive Mgmt For For For Director 10 Reelect B.E. Grote as Non-Executive Mgmt For For For Director 11 Reelect H. Nyasulu as Non-Executive Mgmt For For For Director 12 Reelect K.J. Storm as Non-Executive Mgmt For For For Director 13 Reelect M. Treschow as Non-Executive Mgmt For For For Director 14 Reelect J. van der Veer as Mgmt For For For Non-Executive Director 15 Elect P. Walsh as Non-Executive Mgmt For For For Director 16 Elect M. Rifkind as Non-Executive Mgmt For For For Director 17 Approve Management Co-Investment Plan Mgmt For For For 18 Amend Performance Criteria of the Mgmt For For For Annual Bonus 19 Amend Performance Criteria of the Mgmt For For For Long-Term Incentive Plan 20 Approve Cancellation of 4 Percent Mgmt For For For Cumulative Preference Shares 21 Authorize Repurchase of 6% Cumulative Mgmt For For For Preference Shares and 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 23 Approve Authorization to Cancel Mgmt For For For Ordinary Shares 24 Grant Board Authority to Issue Shares Mgmt For For For Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors 26 Allow Questions and Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G92087165 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Paul Polman as Director Mgmt For For For 4 Elect Jean-Marc Huet as Director Mgmt For For For 5 Re-elect Louise Fresco as Director Mgmt For For For 6 Re-elect Ann Fudge as Director Mgmt For For For 7 Re-elect Charles Golden as Director Mgmt For For For 8 Re-elect Byron Grote as Director Mgmt For For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For For 10 Re-elect Kees Storm as Director Mgmt For For For 11 Re-elect Michael Treschow as Director Mgmt For For For 12 Re-elect Jeroen van der Veer as Mgmt For For For Director 13 Re-elect Paul Walsh as Director Mgmt For For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 16 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations and Mgmt For For For Expenditure 21 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 22 Approve the Management Co-Investment Mgmt For For For Plan 23 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q9313R105 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the financial report, the N/A N/A N/A N/A Directors' report and the Auditor's report o-f the Company for the YE 30 JUN 2009 2 Adopt the remuneration report as set N/A N/A For N/A out in the annual report of the Company for the YE 30 JUN 2009 3 Re-elect Mr. John Ingram as a N/A N/A For N/A Director of the Company, who retires by rotation pursuant to Rule 8.1(e)(2) of the Company's Constitution 4 Re-elect Mr. Richard White as a N/A N/A For N/A Director of the Company, who retires by rotation pursuant to Rule 8.1(e)(2) of the Company's Constitution 5 Elect Mr. Guy Cowan as a Director of N/A N/A For N/A the Company, who retires pursuant to Rule 8.1(e)(1) of the Company's Constitution 6 Approve and ratify, for all purposes N/A N/A Against N/A [including ASX Listing Rule 7.4], the issue of 1,365,041 options over fully paid ordinary shares in the Company under the Australian and United States of America Employee Share Option Plans, as specified 7 Approve and ratify, for all purposes N/A N/A Against N/A [including ASX Listing Rule 7.4], the issue of 560,000 fully paid ordinary shares in the Company under the Australian and United States of America Employee Share Plans, as specified 8 Approve to change the name of the N/A N/A For N/A Company to "UGL Limited" - ------------------------------------------------------------------------------------------------------------------ UNITED UTILITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G92755100 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 22.03 Pence Mgmt For For For Per Ordinary Share 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Philip Green as Director Mgmt For For For 5 Re-elect Paul Heiden as Director Mgmt For For For 6 Re-elect Andrew Pinder as Director Mgmt For For For 7 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 8 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 9 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,358,093 10 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,703,714 11 Authorise 68,148,563 Ordinary Shares Mgmt For For For for Market Purchase 12 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 13 Auth. Company and Subsidiaries to Mgmt For For For Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Nomination of Alternate Member Mgmt For Against Against of Board of Directors 2 Approve Agreement to Absorb Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba 3 Appoint Domingues e Pinho Contadores Mgmt For For For to Appraise Proposed Merger 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 91912E105 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Nomination of Alternate Member Mgmt For For For of Board of Directors 2 Approve Agreement to Absorb Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba 3 Appoint Domingues e Pinho Contadores Mgmt For For For to Appraise Proposed Merger 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Fiscal Council Members Mgmt For Abstain Against 4 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members 5 Authorize Capitalization of Reserves Mgmt For For For 6 Elect Director Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 91912E204 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Fiscal Council Members Mgmt For For For 4 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Mauro Mettrau Carneiro da Mgmt For For For Cunha as Director - ------------------------------------------------------------------------------------------------------------------ VALEO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F96221126 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Ratify Appointement of Michel de Mgmt For For For Fabiani as Director 4 Elect Jerome Contamine as Director Mgmt For For For 5 Elect Daniel Camus as Director Mgmt For For For 6 Elect Noelle Lenoir as Director Mgmt For For For 7 Ratify Ernst & Young et Autres as Mgmt For For For Auditor 8 Ratify Mazars as Auditor Mgmt For For For 9 Ratify Auditex as Alternate Auditor Mgmt For For For 10 Ratify Philippe Castagnac as Mgmt For For For Alternate Auditor 11 Approve Agreement for Jacques Mgmt For Against Against Aschenbroich 12 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 13 Approve Treatment of Losses Mgmt For For For 14 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 15 Authorize up to 1 Million Shares for Mgmt For Against Against Use in Stock Option Plan 16 Authorize up to 400,000 Shares for Mgmt For Against Against Use in Restricted Stock Plan 17 Approve Employee Stock Purchase Plan Mgmt For For For 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F5879X108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.62 per Share 4 Authorize Payment of Dividends by Mgmt For For For Shares 5 Reelect Dominique Ferrero as Director Mgmt For For For 6 Reelect Xavier Huillard as Director Mgmt For Against Against 7 Reelect Henri Saint Olive as Director Mgmt For For For 8 Reelect Yves-Thibault de Silguy as Mgmt For For For Director 9 Elect Qatari Diar Real Estate Mgmt For For For Investment Company as Director 10 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 920,000 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in Aegean Motorway SA 13 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in Olympia Odos and Olympia Odos Operation 14 Amend Transaction with Vinci Mgmt For For For Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway 15 Approve Transaction with Vinci Mgmt For For For Concessions Re: Financing of A-Modell A5 Highway Concession 16 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in ASF 17 Approve Additional Pension Scheme Mgmt For For For Agreement for Xavier Huillard 18 Approve Severance Payment Agreement Mgmt For Against Against for Xavier Huillard 19 Approve Transaction with Mgmt For Against Against YTSeuropaconsultants Re: Consulting Services 20 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 21 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 22 Approve Employee Stock Purchase Plan Mgmt For For For 23 Approve Stock Purchase Plan Reserved Mgmt For For For for International Employees 24 Amend Articles 17 of Bylaws Re: Mgmt For For For Attendance to General Meetings Through Videoconference and Telecommunication 25 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ VIVENDI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F97982106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses and Mgmt For For For Allocation of Dividends of EUR 1.40 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Elect Dominique Hediard Dubreuil as Mgmt For For For Supervisory Board Member 6 Elect Aliza Jabes as Supervisory Mgmt For For For Board Member 7 Elect Jacqueline Tammenoms Bakker as Mgmt For For For Supervisory Board Member 8 Elect Daniel Camus as Supervisory Mgmt For For For Board Member 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 10 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Sir John Bond as Director Mgmt For For For 3 Re-elect John Buchanan as Director Mgmt For For For 4 Re-elect Vittorio Colao as Director Mgmt For For For 5 Elect Michel Combes as Director Mgmt For For For 6 Re-elect Andy Halford as Director Mgmt For For For 7 Re-elect Alan Jebson as Director Mgmt For For For 8 Elect Samuel Jonah as Director Mgmt For For For 9 Re-elect Nick Land as Director Mgmt For For For 10 Re-elect Anne Lauvergeon as Director Mgmt For For For 11 Re-elect Simon Murray as Director Mgmt For For For 12 Elect Stephen Pusey as Director Mgmt For For For 13 Re-elect Luc Vandevelde as Director Mgmt For For For 14 Re-elect Anthony Watson as Director Mgmt For For For 15 Re-elect Philip Yea as Director Mgmt For For For 16 Approve Final Dividend of 5.20 Pence Mgmt For For For Per Ordinary Share 17 Approve Remuneration Report Mgmt For For For 18 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 19 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 20 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 21 Subject to the Passing of Resolution Mgmt For For For 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 22 Authorise 5,200,000,000 Ordinary Mgmt For For For Shares for Market Purchase 23 Adopt New Articles of Association Mgmt For For For 24 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CUSIP Q97417101 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WHARF (HOLDINGS) LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y8800U127 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Edward K. Y. Chen as Director Mgmt For For For 3.2 Reelect Raymond K. F. Ch'ien as Mgmt For Against Against Director 3.3 Reelect T. Y. Ng as Director Mgmt For For For 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G9606P197 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Richard Baker as Director Mgmt For For For 5 Re-elect Anthony Habgood as Director Mgmt For For For 6 Re-elect Simon Melliss as Director Mgmt For For For 7 Re-elect Christopher Rogers as Mgmt For For For Director 8 Reappoint Ernst & Young LLP as Mgmt For For For Auditors 9 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 14 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WILMAR INTERNATIONAL LTD (FRMLY EZYHEALTH ASIA PACIFIC LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y9586L109 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Public Offer of Subsidiary Mgmt For For For 2 Approve Sale of Company Assets Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G62748119 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Martyn Jones as Director Mgmt For For For 5 Elect Penny Hughes as Director Mgmt For For For 6 Elect Johanna Waterous as Director Mgmt For For For 7 Elect Dalton Philips as Director Mgmt For For For 8 Reappoint KPMG Audit plc Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration Mgmt For Abstain Against of Auditors 10 Authorise Market Purchase Mgmt For For For 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 14 Adopt New Articles of Association Mgmt For For For 15 Approve Sharesave Scheme 2010 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOOLWORTHS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CUSIP Q98418108 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Renew Partial Takeover Provision Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9787K108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve the Corporate Responsibility Mgmt For For For Report 4 Re-elect Paul Richardson as Director Mgmt For For For 5 Re-elect Philip Lader as Director Mgmt For For For 6 Re-elect Esther Dyson as Director Mgmt For For For 7 Re-elect John Quelch as Director Mgmt For For For 8 Re-elect Stanley Morten as Director Mgmt For For For 9 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Market Purchase Mgmt For For For 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights - ------------------------------------------------------------------------------------------------------------------ YAKULT HONSHA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2267 CUSIP J95468120 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sumiya Hori Mgmt For For For 1.2 Elect Director Yoshihiro Kawabata Mgmt For For For 1.3 Elect Director Tsuyoshi Kinugasa Mgmt For For For 1.4 Elect Director Chizuka Kai Mgmt For For For 1.5 Elect Director Takashige Negishi Mgmt For For For 1.6 Elect Director Yasufumi Murata Mgmt For For For 1.7 Elect Director Masahiro Negishi Mgmt For For For 1.8 Elect Director Shigeyoshi Sakamoto Mgmt For For For 1.9 Elect Director Hiroshi Narita Mgmt For For For 1.10 Elect Director Haruji Sawada Mgmt For For For 1.11 Elect Director Akinori Abe Mgmt For For For 1.12 Elect Director Kenichi Shiino Mgmt For For For 1.13 Elect Director Yoshiaki Tanaka Mgmt For For For 1.14 Elect Director Kiyotaka Kikuchi Mgmt For For For 1.15 Elect Director Hiroshi Wakabayashi Mgmt For For For 1.16 Elect Director Masaki Tanaka Mgmt For For For 1.17 Elect Director Fumiyasu Ishikawa Mgmt For For For 1.18 Elect Director Jacques Vincent Mgmt For Against Against 1.19 Elect Director Sven Thormahlen Mgmt For Against Against 1.20 Elect Director Ryuuji Yasuda Mgmt For For For 1.21 Elect Director Richard Hall Mgmt For For For 1.22 Elect Director Shouji Ikegami Mgmt For For For 1.23 Elect Director Masayuki Takemura Mgmt For For For 1.24 Elect Director Toshihiro Araki Mgmt For For For 1.25 Elect Director Yasuhisa Abe Mgmt For For For 1.26 Elect Director Masanori Ito Mgmt For For For 2 Abolish Performance-Based Mgmt For Against Against Compensation for Executive Directors - ------------------------------------------------------------------------------------------------------------------ YARA INTERNATIONAL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R9900C106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting; Designate Mgmt For For For Inspector(s) of Minutes of Meeting 2 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 4.50 per Share 3 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 4 Approve Remuneration of Auditors Mgmt For For For 5 Reelect Oivind Lund (Chair), Elect Mgmt For For For Bernt Reitan, Elisabeth Harstad, and Leiv Nergaard as Directors; Elect Hilde Aasheim as New Director 6 Approve Remuneration of Directors in Mgmt For For For the Amount of NOK 430,000 for Chairman, and NOK 247,000 for Other Directors; Approve Remuneration for Committee Work 7 Elect Bjorg Ven (Chair), Thorunn Mgmt For For For Bakke, and Olaug Svarva as Members of Nominating Committee 8 Amend Articles Re: Approve Electronic Mgmt For For For Distribution of Documents Pertaining to General Meetings 9 Authorize Repurchase of up to Five Mgmt For For For Percent of Share Capital and Reissuance of Repurchased Shares - ------------------------------------------------------------------------------------------------------------------ ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H9870Y105 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 16 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4 Approve CHF 183,640 Reduction in Mgmt For For For Share Capital 5 Approve Creation of CHF 480,000 Pool Mgmt For For For of Capital without Preemptive Rights 6 Approve Creation of CHF 235,617 Pool Mgmt For For For of Capital without Preemptive Rights for Employee Remuneration 7 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 8.1 Elect JosefAckermann as Director Mgmt For For For 8.2 Reelect Susan Bies as Director Mgmt For For For 8.3 Reelect Victor Chu as Director Mgmt For For For 8.4 Reelect Armin Meyer as Director Mgmt For For For 8.5 Reelect Rolf Watter as Director Mgmt For For For 8.6 Ratify Pricewaterhouse Coopers AG as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner International Stock Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP L00306107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt For For For Auditors' Reports 2 Accept Financial Statements Mgmt For For For 3 Accept Consolidated Financial Mgmt For For For Statements 4 Approve Discharge of Directors Mgmt For For For 5 Approve Share Repurchase Program Mgmt For For For 6 Reelect Sir Peter Mason as Director Mgmt For For For 7 Reelect Tom Ehret as Director Mgmt For For For 8 Reelect Jean Cahuzac as Director Mgmt For For For 9 Reelect Thorleif Enger as Director Mgmt For For For 10 Reelect Dod A. Fraser as Director Mgmt For For For 11 Reelect J. Frithjof Skouveroe as Mgmt For For For Director 12 Reelect Trond Westlie as Director Mgmt For For For 13 Elect Ron Henderson as Director Mgmt For For For 14 Ratify Deloitte SA as Auditors Mgmt For For For 15 Approve Dividends Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H00392318 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 0.75 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4.1 Reelect Jakob Baer as Director Mgmt For For For 4.2 Reelect Rolf Doerig as Director Mgmt For For For 4.3 Reelect Andreas Jacobs as Director Mgmt For For For 4.4 Reelect Francis Mer as Director Mgmt For For For 4.5 Reelect Thomas O'Neill as Director Mgmt For For For 4.6 Reelect David Prince as Director Mgmt For For For 4.7 Reelect Wanda Rapaczynski as Director Mgmt For For For 4.8 Reelect Judith Sprieser as Director Mgmt For For For 4.9 Elect Alexander Gut as Director Mgmt For For For 5 Ratify Ernst & Young Ltd as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AEON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CUSIP J00288100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akihiko Harada Mgmt For For For 1.2 Elect Director Motoya Okada Mgmt For For For 1.3 Elect Director Yoshiki Mori Mgmt For For For 1.4 Elect Director Naoki Hayashi Mgmt For For For 1.5 Elect Director Masami Ishizaka Mgmt For For For 1.6 Elect Director Hideki Kurashige Mgmt For For For 1.7 Elect Director Masaharu Ikuta Mgmt For For For 1.8 Elect Director Takejiro Sueyoshi Mgmt For Against Against 1.9 Elect Director Keiichi Tadaki Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CUSIP J00714105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 20 2.1 Elect Director Kanshirou Toyoda Mgmt For For For 2.2 Elect Director Yasuhito Yamauchi Mgmt For For For 2.3 Elect Director Fumio Fujimori Mgmt For For For 2.4 Elect Director Shunichi Nakamura Mgmt For For For 2.5 Elect Director Masuji Arai Mgmt For For For 2.6 Elect Director Toshikazu Nagura Mgmt For For For 2.7 Elect Director Yutaka Miyamoto Mgmt For For For 2.8 Elect Director Naofumi Fujie Mgmt For For For 2.9 Elect Director Takashi Morita Mgmt For For For 2.10 Elect Director Shizuo Shimanuki Mgmt For For For 2.11 Elect Director Makoto Mitsuya Mgmt For For For 2.12 Elect Director Toshiyuki Mizushima Mgmt For For For 2.13 Elect Director Masahiro Suou Mgmt For For For 2.14 Elect Director Toshiyuki Ishikawa Mgmt For For For 2.15 Elect Director Takeshi Kawata Mgmt For For For 2.16 Elect Director Tsutomu Ishikawa Mgmt For For For 2.17 Elect Director Takashi Enomoto Mgmt For For For 2.18 Elect Director Kazumi Usami Mgmt For For For 3.1 Appoint Statutory Auditor Norio Oku Mgmt For For For 3.2 Appoint Statutory Auditor Hikaru Mgmt For For For Takasu 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Special Bonus for Family of Mgmt For Against Against Deceased Statutory Auditors and Special Payments in Connection with Abolition of Retirement Bonus System 7 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ AIXTRON AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D0198L143 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.15 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 7 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 40.3 Million Mgmt For Against Against Pool of Capital I without Preemptive Rights 9 Approve Creation of EUR 10.1 Million Mgmt For Against Against Pool of Capital II with Partial Exclussion of Preemptive Rights 10 Approve Issuance of Warrants/Bonds Mgmt For Against Against with Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion Rights 11 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Approve Change of Corporate Form to Mgmt For For For Societas Europaea (SE) - ------------------------------------------------------------------------------------------------------------------ ALPS ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6770 CUSIP J01176114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to Reflect Mgmt For For For Digitalization of Share Certificates 2 Approve Accounting Transfers Mgmt For For For 3.1 Elect Director Masataka Kataoka Mgmt For For For 3.2 Elect Director Nobuhiko Komeya Mgmt For For For 3.3 Elect Director Toshihiro Kuriyama Mgmt For For For 3.4 Elect Director Junichi Umehara Mgmt For For For 3.5 Elect Director Masaru Usui Mgmt For For For 3.6 Elect Director Shuuji Takamura Mgmt For For For 3.7 Elect Director Yoshitada Amagishi Mgmt For For For 3.8 Elect Director Takashi Kimoto Mgmt For For For 3.9 Elect Director Yasuo Sasao Mgmt For For For 4 Appoint Statutory Auditor Hiroshi Mgmt For For For Akiyama 5 Appoint Alternate Statutory Auditor Mgmt For For For Hikokichi Tokiwa - ------------------------------------------------------------------------------------------------------------------ AMP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP Q0344G101 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Ratify Past Issuance of 8.42 Million Mgmt For For For Shares at A$6.20 Each and 7.58 Million Shares at A$6.25 Each to UBS Nominees Pty Ltd Made on Sept. 30, 2009 3.1 Elect Peter Mason as Director Mgmt For For For 3.2 Elect John Palmer as Director Mgmt For For For 3.3 Elect Richard Grellman as Director Mgmt For For For 3.4 Elect Paul Fegan as Director Mgmt For For For 4 Approve Remuneration Report for the Mgmt For For For Financial Year Ended Dec. 31, 2009 5 Approve Long Term Incentive Mgmt For For For Arrangements for Craig Dunn, Managing Director and CEO 6 Approve the Increase in Non-Executive Mgmt N/A For N/A Directors' Fee Cap from A$3 Million to A$3.5 Million Per Year - ------------------------------------------------------------------------------------------------------------------ ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G03764134 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Elect Sir Philip Hampton as Director Mgmt For For For 3 Elect Ray O'Rourke as Director Mgmt For For For 4 Elect Sir John Parker as Director Mgmt For For For 5 Elect Jack Thompson as Director Mgmt For For For 6 Re-elect Cynthia Carroll as Director Mgmt For For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 10 Approve Remuneration Report Mgmt For For For 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Amend Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D129 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt N/A N/A N/A Auditors' Reports 2 Accept Consolidated Financial Mgmt For For For Statements 3 Accept Financial Statements Mgmt For For For 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.75 per Share 5 Approve Remuneration of Directors Mgmt For For For 6 Approve Discharge of Directors Mgmt For For For 7 Acknowledge Cooptation of Jeannot Mgmt For For For Krecke as Director 8 Reelect Vanisha Mittal Bhatia as Mgmt For Against Against Director 9 Elect Jeannot Krecke as Director Mgmt For Against Against 10 Approve Share Repurchase Program Mgmt For Against Against 11 Ratify Deloitte SA as Auditors Mgmt For For For 12 Approve Share Plan Grant Mgmt For Against Against 13 Approve Employee Stock Purchase Plan Mgmt For For For 14 Waive Requirement for Mandatory Offer Mgmt For For For to All Shareholders - ------------------------------------------------------------------------------------------------------------------ ASAHI GLASS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5201 CUSIP J02394120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 8 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For 4 Approve Stock Option Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ASTELLAS PHARMA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4503 CUSIP J03393105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 65 2 Amend Articles To Reduce Directors' Mgmt For For For Term 3.1 Elect Director Touichi Takenaka Mgmt For For For 3.2 Elect Director Masafumi Nogimori Mgmt For For For 3.3 Elect Director Yasuo Ishii Mgmt For For For 3.4 Elect Director Takao Saruta Mgmt For For For 3.5 Elect Director Shirou Yasutake Mgmt For For For 3.6 Elect Director Yasuyuki Takai Mgmt For For For 3.7 Elect Director Kanoko Oishi Mgmt For For For 4 Appoint Statutory Auditor Yukiko Mgmt For For For Kuroda 5 Approve Annual Bonus Payment to Mgmt For For For Directors 6 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0593M107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm First Interim Dividend; Mgmt For For For Confirm as Final Dividend the Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors Mgmt For For For of the Company 4 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 5.1 Re-elect Louis Schweitzer as Director Mgmt For For For 5.2 Re-elect David Brennan as Director Mgmt For For For 5.3 Re-elect Simon Lowth as Director Mgmt For For For 5.4 Re-elect Jean-Philippe Courtois as Mgmt For For For Director 5.5 Re-elect Jane Henney as Director Mgmt For For For 5.6 Re-elect Michele Hooper as Director Mgmt For For For 5.7 Re-elect Rudy Markham as Director Mgmt For For For 5.8 Re-elect Dame Nancy Rothwell as Mgmt For For For Director 5.9 Re-elect John Varley as Director Mgmt For For For 5.10 Re-elect Marcus Wallenberg as Director Mgmt For For For 6 Approve Remuneration Report Mgmt For For For 7 Authorise EU Political Donations and Mgmt For For For Expenditure 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 12 Adopt New Articles of Association Mgmt For For For 13 Approve the Investment Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W10020118 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Sune Carlsson as Mgmt For For For Chairman of Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 5 Acknowledge Proper Convening of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 7 Receive President's Report Mgmt N/A N/A N/A 8 Receive Reports from Board and Mgmt N/A N/A N/A Committees 9.1 Approve Financial Statements and Mgmt For For For Statutory Reports 9.2 Approve Discharge of Board and Mgmt For For For President 9.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 3.00 per Share 9.4 Approve May 3, 2010 as Record Date Mgmt For For For for Dividend 10 Receive Report from Nominating Mgmt For For For Committee; Determine Number of Members (10) and Deputy Members of Board 11 Reelect Sune Carlsson (Chairman), Mgmt For For For Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Christel Bories, Johan Forssell, Ulla Litzen, Anders Ullberg, and Margareth Ovrum as Directors; Elect Gunilla Nordstrom as New Director 12 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of SEK 5.2 Million 13 Ratify Deloitte as Auditors, Approve Mgmt For For For remuneration of Auditor 14.1 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 14.2 Approve Stock Option Plan 2010 for Mgmt For For For Key Employees 14.3 Authorize Repurchase of Up to 5.73 Mgmt For For For Million Class A Shares in Connection with Stock Option Plan 2010 (Item 14b) and Reissuance of Repurchased Shares 15 Approve Reissuance of Repurchased Mgmt For For For Shares in Connection with 2006, 2007, and 2008 Stock Option Plans 16 Authorize Repurchase of Issued Shares Mgmt For For For 17 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 18 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ AUTONOMY CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0669T101 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Robert Webb as Director Mgmt For For For 4 Re-elect Sushovan Hussain as Director Mgmt For For For 5 Re-elect Michael Lynch as Director Mgmt For For For 6 Re-elect John McMonigall as Director Mgmt For Against Against 7 Re-elect Richard Perle as Director Mgmt For Against Against 8 Re-elect Barry Ariko as Director Mgmt For Against Against 9 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 10 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 11 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights I 12 Subject to the Passing of Resolution Mgmt For For For 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 13 Authorise 24,087,628 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That the Company May Hold Mgmt For For For General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice 15 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F06106102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.55 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Pension Scheme Agreement for Mgmt For For For Henri de Castries, Denis Duverne, and Francois Pierson 6 Approve Severance Payment Agreement Mgmt For Against Against for Henri de Castries 7 Approve Severance Payment Agreement Mgmt For For For for Denis Duverne 8 Reelect Norbert Dentressangle as Mgmt For For For Supervisory Board Member 9 Reelect Mazars as Auditor Mgmt For For For 10 Ratify Jean-Brice de Turkheim as Mgmt For For For Alternate Auditor 11 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 12 Approve Employee Stock Purchase Plan Mgmt For For For 13 Approve Stock Purchase Plan Reserved Mgmt For For For for Employees of International Subsidiaries 14 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 15 Adopt One-Tiered Board Structure, Mgmt For Against Against Amend Bylaws Accordingly and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Mgmt For For For Re: Share Ownership Disclosure Thresholds, Form of Shares, Director Shareholding Requirements 17 Elect Henri de Castries as Director Mgmt For Against Against 18 Elect Denis Duverne as Director Mgmt For For For 19 Elect Jacques de Chateauvieux as Mgmt For Against Against Director 20 Elect Norbert Dentressangle as Mgmt For For For Director 21 Elect Jean-Martin Folz as Director Mgmt For Against Against 22 Elect Anthony Hamilton as Director Mgmt For For For 23 Elect Francois Martineau as Director Mgmt For For For 24 Elect Giuseppe Mussari as Director Mgmt For For For 25 Elect Ramon de Oliveira as Director Mgmt For For For 26 Elect Michel Pebereau as Director Mgmt For Against Against 27 Elect Dominique Reiniche as Director Mgmt For For For 28 Elect Ezra Suleiman as Director Mgmt For For For 29 Elect Isabelle Kocher as Director Mgmt For For For 30 Elect Suet-Fern Lee as Director Mgmt For For For 31 Elect Wendy Cooper as Representative Mgmt For For For of Employee Shareholders to the Board 32 Elect John Coultrap as Representative Mgmt Against Against For of Employee Shareholders to the Board 33 Elect Paul Geiersbach as Mgmt Against Against For Representative of Employee Shareholders to the Board 34 Elect Sebastien Herzog as Mgmt Against Against For Representative of Employee Shareholders to the Board 35 Elect Rodney Koch as Representative Mgmt Against Against For of Employee Shareholders to the Board 36 Elect Jason Steinberg as Mgmt Against Against For Representative of Employee Shareholders to the Board 37 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 1.2 Million 38 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0689Q152 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of VT Group plc Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 10.40 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Sir Nigel Essenhigh as Mgmt For For For Director 4 Re-elect Justin Crookenden as Director Mgmt For For For 5 Re-elect Lord Alexander Hesketh as Mgmt For For For Director 6 Elect Sir David Omand as Director Mgmt For For For 7 Approve Remuneration Report Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 9 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 10 Approve Babcock International Group Mgmt For For For plc Performance Share Plan 2009 11 Approve Babcock International Group Mgmt For For For plc Company Share Option Plan 2009 12 Auth. Company and its Subsidiaries to Mgmt For For For Make EU Political Donations to Political Party or Independent Election Candidates up to GBP 0.1M,to Political Organisations Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M 13 Auth. Issue of Equity with Rights Mgmt For For For Under a General Authority up to Aggregate Nominal Amount of GBP 45,869,076 and an Additional Amount Pursuant to a Rights Issue of up to GBP 91,738,153 After Deducting Any Securities Issued Under the General Authority 14 Subject to the Passing of Resolution Mgmt For For For 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,887,248 15 Authorise 22,950,000 Ordinary Shares Mgmt For For For for Market Purchase 16 Approve That a General Meeting of the Mgmt For For For Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ BANCO BILBAO VIZCAYA ARGENTARIA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E11805103 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Mgmt For For For Financial Statements and Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Dir 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For For 2.2 Ratify and Re-elect Angel Cano Mgmt For For For Fernandez 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For For 3 Authorize Share Repurchase and Mgmt For For For Subsequent Capital Reduction via Amortization of Shares 4 Approve Share Incentive Scheme Plan Mgmt For For For for Management Team, Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Mgmt For For For Consolidated Group for Fiscal Year 2010 6 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y0698A107 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 2.1 Approve Issuance of Convertible Mgmt For For For Corporate Bonds (Convertible Bonds) 2.2 Approve Issue Size of Convertible Mgmt For For For Bonds 2.3 Approve Par Value and Issue Price of Mgmt For For For Convertible Bonds 2.4 Approve Term of Convertible Bonds Mgmt For For For 2.5 Approve Interest Rate of Convertible Mgmt For For For Bonds 2.6 Approve Method and Timing of Interest Mgmt For For For Payment of Convertible Bonds 2.7 Approve Conversion Period of Mgmt For For For Convertible Bonds 2.8 Approve Conversion Price and Mgmt For For For Adjustment of Convertible Bonds 2.9 Approve Downward Adjustment to Mgmt For For For Convertible Bonds' Conversion Price 2.10 Approve Conversion Method of Mgmt For For For Fractional Share of the Convertible Bonds 2.11 Approve Terms of Redemption of the Mgmt For For For Convertible Bonds 2.12 Approve Redemption at the Option of Mgmt For For For Holders of Convertible Bonds 2.13 Approve Dividend Rights of the Year Mgmt For For For of Conversion 2.14 Approve Method of Issuance and Target Mgmt For For For Subscribers 2.15 Approve Subscription Arrangement for Mgmt For For For Existing A Shareholders 2.16 Approve Convertible Bonds' Holders Mgmt For For For and Meetings 2.17 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 2.18 Approve Special Provisions in Mgmt For For For Relation to Supplementary Capital 2.19 Approve Guarantee and Security of the Mgmt For For For Convertible Bonds 2.20 Approve Validity Period of the Mgmt For For For Resolution of the Convertible Bonds' Issue 2.21 Approve Matters Relating to Mgmt For For For Authorization in Connection with the Convertible Bonds' Issue 3 Approve Capital Management Plan (2010 Mgmt For For For to 2012) 4 Approve Feasibility Analysis Report Mgmt For For For on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank 5 Approve Utilization Report on the Mgmt For For For Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 6 Elect Li Jun as Supervisor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept 2009 Working Report of the Mgmt For For For Board of Directors 2 Accept 2009 Working Report of the Mgmt For For For Supervisors 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve the 2009 Profit Distribution Mgmt For For For Plan 5 Aprove the 2010 Annual Budget Mgmt For For For 6 Approve PricewaterhouseCoopers Zhong Mgmt For For For Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors 7.1 Reelect Xiao Gang as an Executive Mgmt For For For Director 7.2 Reelect Li Lihui as an Executive Mgmt For For For Director 7.3 Reelect Li Zaohang as an Executive Mgmt For For For Director 7.4 Reelect Zhou Zaiqun as an Executive Mgmt For Against Against Director 7.5 Reelect Anthony Francis Neoh as an Mgmt For For For Independent Non-Executive Directo 7.6 Reelect Huang Shizhong as an Mgmt For For For Independent Non-Executive Director 7.7 Reelect Huang Danhan as an Mgmt For For For Independent Non-Executive Director 8.1 Elect Qin Rongsheng as an External Mgmt For For For Supervisor 8.2 Elect Bai Jingming as an External Mgmt For For For Supervisor 8.3 Reelect Wang Xueqiang as a ShrHldr N/A For N/A Shareholders Representative Supervisor of the Bank 8.4 Reelect Liu Wanming as a Shareholders ShrHldr N/A For N/A Representative Supervisor of the Bank 9 Approve Remuneration Scheme for the Mgmt For For For External Supervisors 10 Amend Articles of Association Mgmt For For For 11 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 12 Approve Adjustments of Several Items ShrHldr N/A For N/A of the Delegation of Authorities by the Shareholders Meeting to the Board of Directors - ------------------------------------------------------------------------------------------------------------------ BANKERS PETROLEUM LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS BNK CUSIP 066286303 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Seven Mgmt For For For 2 Elect Abdel F. (Abby) Badwi, Eric Mgmt For Withhold Against Brown, General Wesley Clark, Robert Cross, Jonathan Harris, Phillip Knoll and John B. Zaozirny as Directors 3 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G08036124 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Reuben Jeffery III as Director Mgmt For For For 4 Re-elect Marcus Agius as Director Mgmt For For For 5 Re-elect David Booth as Director Mgmt For For For 6 Re-elect Sir Richard Broadbent as Mgmt For For For Director 7 Re-elect Sir Michael Rake as Director Mgmt For For For 8 Re-elect Sir Andrew Likierman as Mgmt For For For Director 9 Re-elect Chris Lucas as Director Mgmt For For For 10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For Auditors 11 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 12 Authorise EU Political Donations and Mgmt For For For Expenditure 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For 16 Authorise the Company to Call EGM Mgmt For For For with Two Weeks Notice 17 Adopt New Articles of Association Mgmt For For For 18 Approve SAYE Share Option Scheme Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Disposal by Barclays plc of Mgmt For For For the Barclays Global Investors Business and Ancillary Arrangements - ------------------------------------------------------------------------------------------------------------------ BASF SE (FORMERLY BASF AG) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D06216101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.70 per Share 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 4 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Approve Conversion of Bearer Shares Mgmt For For For into Registered Shares 7 Amend Articles Re: Electronic Mgmt For For For Distribution of Company Communications 8 Approve Remuneration System for Mgmt For For For Management Board Members 9.1 Amend Articles Re: Calculation of Mgmt For For For Deadlines for General Meeting 9.2 Amend Articles Re: Proxy Voting at Mgmt For For For General Meeting 9.3 Amend Articles Re: Video and Audio Mgmt For For For Transmission of General Meeting - ------------------------------------------------------------------------------------------------------------------ BAYER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D0712D163 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Approve Creation of EUR 530 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 6 Approve Creation of EUR 211.7 Million Mgmt For For For Pool of Capital without Preemptive Rights 7 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights 8 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 9 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors for Fiscal 2010 - ------------------------------------------------------------------------------------------------------------------ BAYTEX ENERGY TRUST (BAYTEX ENERGY LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BTE.U CUSIP 073176109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors of Baytex Mgmt For For For Energy Ltd. at Eight 2.1 Elect John A. Brussa as Director of Mgmt For For For Baytex Energy Ltd. 2.2 Elect Raymond T. Chan as Director of Mgmt For For For Baytex Energy Ltd. 2.3 Elect Edward Chwyl as Director of Mgmt For For For Baytex Energy Ltd. 2.4 Elect Naveen Dargan as Director of Mgmt For For For Baytex Energy Ltd. 2.5 Elect R. E. T. (Rusty) Goepel as Mgmt For For For Director of Baytex Energy Ltd. 2.6 Elect Anthony W. Marino as Director Mgmt For For For of Baytex Energy Ltd. 2.7 Elect Gregory K. Melchin as Director Mgmt For For For of Baytex Energy Ltd. 2.8 Elect Dale O. Shwed as Director of Mgmt For For For Baytex Energy Ltd. 3 Approve Deloitte & Touche LLP as Mgmt For For For Auditors of the Trust and Authorize Board of Baytex Energy Ltd. to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G1245Z108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Mark Seligman as Director Mgmt For For For 5 Re-elect Peter Backhouse as Director Mgmt For For For 6 Re-elect Lord Sharman as Director Mgmt For For For 7 Re-elect Philippe Varin as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 9 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 15 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP Q1498M100 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For 9 Approve Stock Option Plan Grants Mgmt For For For 10 Appr Iss of Shrs for Priv Placement Mgmt For For For 11 Authorize Share Repurchase Program Mgmt For For For 12.1 Approve Reduction in Share Capital Mgmt For For For 12.2 Approve Reduction in Share Capital Mgmt For For For 12.3 Approve Reduction in Share Capital Mgmt For For For 12.4 Approve Reduction in Share Capital Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Approve Stock Option Plan Grants Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G10877101 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For 9 Auth Issuance with Preemptive Rgts Mgmt For For For 10 Appr Issuance w/o Preemptive Rgts Mgmt For For For 11 Authorize Share Repurchase Program Mgmt For For For 12.1 Reduce/Cancel Share Premium Acct Mgmt For For For 12.2 Reduce/Cancel Share Premium Acct Mgmt For For For 12.3 Reduce/Cancel Share Premium Acct Mgmt For For For 12.4 Reduce/Cancel Share Premium Acct Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Company-Specific Compens-Related Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BILFINGER BERGER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D11648108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2010 6.1 Reelect Hans Bauer to the Supervisory Mgmt For For For Board 6.2 Reelect Horst Dietz to the Mgmt For For For Supervisory Board 7 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 9 Approve Creation of EUR 69 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 13.8 Million Pool of Capital to Guarantee Conversion Rights 11 Approve Change of Corporate Form to Mgmt For For For Societas Europaea (SE) - ------------------------------------------------------------------------------------------------------------------ BLUESCOPE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BSL CUSIP Q1415L102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F1058Q238 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.50 per Share 4 Acknowledge Auditors' Special Report Mgmt For For For Mentioning the Absence of New Related-Party Transactions 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Reelect Louis Schweitzer as Director Mgmt For Against Against 7 Elect Michel Tilmant as Director Mgmt For For For 8 Elect Emiel Van Broekhoven as Director Mgmt For For For 9 Elect Meglena Kuneva as Director Mgmt For For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For For For 11 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 975,000 12 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 13 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million 14 Authorize Capital Increase of Up to Mgmt For For For EUR 350 Million for Future Exchange Offers 15 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 16 Set Total Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million 17 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 18 Set Total Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion 19 Approve Employee Stock Purchase Plan Mgmt For For For 20 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 21 Approve Merger by Absorption of Mgmt For For For Fortis Banque France 22 Amend Bylaws to Remove All References Mgmt For For For to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws 23 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G12793108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Paul Anderson as Director Mgmt For For For 4 Re-elect Antony Burgmans as Director Mgmt For For For 5 Re-elect Cynthia Carroll as Director Mgmt For For For 6 Re-elect Sir William Castell as Mgmt For For For Director 7 Re-elect Iain Conn as Director Mgmt For For For 8 Re-elect George David as Director Mgmt For For For 9 Elect Ian Davis as Director Mgmt For For For 10 Re-elect Robert Dudley as Director Mgmt For For For 11 Re-elect Douglas Flint as Director Mgmt For For For 12 Re-elect Dr Byron Grote as Director Mgmt For For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For For 14 Re-elect Andy Inglis as Director Mgmt For For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For For 17 Reappoint Ernst & Young LLP as Mgmt For For For Auditors and Authorise Their Remuneration 18 Adopt New Articles of Association Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 22 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 23 Approve Executive Directors' Mgmt For For For Incentive Plan 24 Approve Scrip Dividend Mgmt For For For 25 Approve that the Audit Committee or a ShrHldr Against Against For Risk Committee of the Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project - ------------------------------------------------------------------------------------------------------------------ BRIDGESTONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CUSIP J04578126 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 8 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 2.8 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For Against Against 4 Appoint Alternate Statutory Auditor Mgmt For For For 5 Approve Retirement Bonus and Special Mgmt For Against Against Payments in Connection with Abolition of Retirement Bonus System 6 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors 7 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G1510J102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 5 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 6.1 Re-elect Ana Llopis as Director Mgmt For For For 6.2 Re-elect Christine Morin-Postel as Mgmt For For For Director 6.3 Re-elect Anthony Ruys as Director Mgmt For For For 7 Elect Richard Burrows as Director Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 12 Adopt New Articles of Association Mgmt For For For 13 Amend Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRITISH SKY BROADCASTING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G15632105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 10.1 Pence Mgmt For For For Per Ordinary Share 3 Elect Tom Mockridge as Director Mgmt For For For 4 Re-elect Nicholas Ferguson as Director Mgmt For For For 5 Re-elect Andrew Higginson as Director Mgmt For For For 6 Re-elect Jacques Nasser as Director Mgmt For For For 7 Re-elect Gail Rebuck as Director Mgmt For For For 8 Re-elect David DeVoe as Director Mgmt For For For 9 Re-elect Allan Leighton as Director Mgmt For For For 10 Re-elect Arthur Siskind as Director Mgmt For For For 11 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise the Board to Determine Their Remuneration 12 Approve Remuneration Report Mgmt For For For 13 Auth. Company and its Subsidiaries to Mgmt For For For Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M 14 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 289,000,000 15 Subject to the Passing of Resolution Mgmt For For For 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,500,000 16 Adopt New Articles of Association Mgmt For For For 17 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ CANADIAN NATURAL RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Catherine M. Best Mgmt For For For 1.2 Elect Director N. Murray Edwards Mgmt For For For 1.3 Elect Director Gary A. Filmon Mgmt For For For 1.4 Elect Director Gordon D. Giffin Mgmt For For For 1.5 Elect Director Steve W. Laut Mgmt For For For 1.6 Elect Director Keith A.J. MacPhail Mgmt For For For 1.7 Elect Director Allan P. Markin Mgmt For For For 1.8 Elect Director Frank J. McKenna Mgmt For For For 1.9 Elect Director James S. Palmer Mgmt For For For 1.10 Elect Director Eldon R. Smith Mgmt For For For 1.11 Elect Director David A. Tuer Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Split Mgmt For For For 4 Amend Stock Option Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F13587120 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions Mentionning the Absence of New Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.80 per Share 5 Reelect Yann Delabriere as Director Mgmt For For For 6 Reelect Paul Hermelin as Director Mgmt For For For 7 Reelect Michel Jalabert as Director Mgmt For For For 8 Reelect Serge Kampf as Director Mgmt For For For 9 Reelect Phil Laskawy as Director Mgmt For Against Against 10 Reelect Ruud van Ommeren as Director Mgmt For For For 11 Reelect Terry Ozan as Director Mgmt For For For 12 Reelect Bruno Roger as Director Mgmt For For For 13 Elect Laurence Dors as Director Mgmt For For For 14 Reelect Pierre Hessler as Censor Mgmt For For For 15 Reelect Geoff Unwin as Censor Mgmt For For For 16 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 17 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 19 Set Global Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 20 to 26 at EUR 500 Million and under Items 21 to 26 at EUR 185 Million 20 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 21 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 185 Million 22 Approve Issuance of Shares for a Mgmt For For For Private Placement up to Aggregate Nominal Amount of EUR 185 Million 23 Authorize Board to Increase Capital Mgmt For For For in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Board to Set Issue Price Mgmt For Against Against for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 25 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 26 Authorize Capital Increase of Up to Mgmt For For For EUR 185 Million for Future Exchange Offers 27 Approve Employee Stock Purchase Plan Mgmt For For For 28 Amend Articles 14 and 19 of Bylaws Mgmt For For For Re: Chairman of the board 29 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ CARLSBERG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K36628137 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Statements and Mgmt For For For Statutory Report; Approve Discharge of Supervisory Board and Executive Board 3 Approve Allocation of Income and Mgmt For For For Dividends of DKK 3.50 per Share 4 Authorize Repurchase of up to 10 Mgmt For Against Against Percent of Share Capital 5.1 Amend Articles Regarding Registered Mgmt For For For Office 5.2 Amend Articles Re: Set Corporate Mgmt For For For Laguage as English 5.3 Amend Articles Re: Allow Electronic Mgmt For For For Distribution of Company Communications 5.4 Amend Articles Regarding Convocation Mgmt For For For of General Meeting 5.5 Amend Articles Re: Right to Call Mgmt For For For General Meeting 5.6 Amend Articles Regarding Adjournment Mgmt For For For of Commenced General Meeting 5.7 Amend Articles Regarding Publication Mgmt For For For of Material Pertaining to General Meeting 5.8 Amend Articles Regarding Right to Mgmt For For For Attend General Meeting 5.9 Amend Articles Regarding Submission Mgmt For For For of Subjects for Agenda of General Meeting 5.10 Amend Articles Regarding Right to be Mgmt For For For Represented by Proxy 5.11 Amend Articles Regarding Accountants Mgmt For For For 5.12 Amend Articles Regarding Publication Mgmt For For For of Minutes of General Meeting 5.13 Amend Articles Re: Authorize Board to Mgmt For For For Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency 6.1 Reelect Jess Soderberg as Director Mgmt For For For 6.2 Reelect Flemming Besenbacher as Mgmt For Abstain Against Director 6.3 Reelect Per Ohrgaard as Director Mgmt For Abstain Against 6.4 Elect Lars Stemmerik as Director Mgmt For Abstain Against 7 Ratify KPMG as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARREFOUR TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F13923119 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Transaction with Lars Mgmt For Against Against Olofsson Re: Severance Payment 4 Approve Transaction with Lars Mgmt For For For Olofsson Re: Additional Pension Scheme 5 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.08 per Share 6 Reelect Anne-Claire Taittinger as Mgmt For For For Director 7 Reelect Sebastien Bazin as Director Mgmt For For For 8 Reelect Thierry Breton as Director Mgmt For For For 9 Reelect Charles Edelstenne as Director Mgmt For For For 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against Against 13 Authorize up to 0.5 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ CHEMRING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G20860105 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 36 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Lord Freeman as Director Mgmt For For For 5 Re-elect Kenneth Scobie as Director Mgmt For For For 6 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise Board to Fix Their Remuneration 7 Amend Chemring Group Performance Mgmt For For For Share Plan 8 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 589,180 9 Subject to the Passing of Resolution Mgmt For For For 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 88,377 10 Authorise 3,535,083 Ordinary Shares Mgmt For For For for Market Purchase 11 Adopt New Articles of Association Mgmt For For For 12 Authorise the Company to Hold General Mgmt For For For Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ CHEUNG KONG (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y13213106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Elect Li Tzar Kuoi, Victor as Director Mgmt For For For 3.2 Elect Ip Tak Chuen, Edmond Mgmt For For For as Director 3.3 Elect Chiu Kwok Hung, Justin as Mgmt For For For Director 3.4 Elect Chow Kun Chee, Roland as Mgmt For For For Director 3.5 Elect Yeh Yuan Chang, Anthony as Mgmt For For For Director 3.6 Elect Chow Nin Mow, Albert as Director Mgmt For For For 3.7 Elect Wong Yick-ming, Rosanna as Mgmt For For For Director 4 Appoint Deloitte Touche Tohmatsu as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ CHIBA BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8331 CUSIP J05670104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5.5 2.1 Elect Director Tadashi Ito Mgmt For For For 2.2 Elect Director Masahisa Shiizu Mgmt For For For 2.3 Elect Director Takashi Suda Mgmt For For For 2.4 Elect Director Tetsuya Koike Mgmt For For For 2.5 Elect Director Kyoichi Hanashima Mgmt For For For 2.6 Elect Director Masao Morimoto Mgmt For For For 3 Approve Retirement Bonuses and Mgmt For Against Against Special Payments in Connection with Abolition of Retirement Bonus System 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceilings for Directors and Statutory Auditors 6 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ CHUGAI PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4519 CUSIP J06930101 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 23 2.1 Elect Director Mgmt For Against Against 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For Against Against 2.8 Elect Director Mgmt For Against Against 2.9 Elect Director Mgmt For For For 2.10 Elect Director Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CNP ASSURANCES TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F1876N318 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Gilles Mgmt For Against Against Benoist Re: Amendment to Employment Contract 6 Ratify Appointment of Tommaso Padoa Mgmt For For For Schioppa as Director 7 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 8 Appoint Cabinet Mgmt For For For PricewaterhouseCoopers Audit as Auditor and Yves Nicolas as Alternate Auditor 9 Renew Appointment of Cabinet Mazars Mgmt For For For as Auditor and Appoint Michel Barbet Massin as Alternate Auditor 10 Approve Stock Split Mgmt For For For 11 Pursuant to Item 10 Above, Amend Mgmt For For For Article 7 of Bylaws to Reflect Reduction of Par Value of Common Stock and Increase of Common Stock 12 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ COLRUYT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B26882165 09/16/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Directors' and Auditors' Mgmt N/A TNA N/A Reports 2.1 Accept Financial Statements Mgmt For TNA N/A 2.2 Accept Consolidated Financial Mgmt For TNA N/A Statements 3 Approve Dividends of EUR 4.04 per Mgmt For TNA N/A Share 4 Approve Allocation of Income Mgmt For TNA N/A 5 Approve Profit Participation of Mgmt For TNA N/A Employees Through Allotment of Repurchased Shares of Colruyt 6 Approve Discharge of Directors Mgmt For TNA N/A 7 Approve Discharge of Auditors Mgmt For TNA N/A 8.1 Reelect SA Farik Represented by Frans Mgmt For TNA N/A Colruyt as Director 8.2 Reelect SA Herbeco Represented by Mgmt For TNA N/A Piet Colruyt as Director 8.3 Reelect Frans Colruyt as Director Mgmt For TNA N/A 9 Allow Questions Mgmt N/A TNA N/A - ------------------------------------------------------------------------------------------------------------------ COLRUYT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP B26882165 10/16/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 2 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 3 Approve Employee Stock Purchase Pln Mgmt For N/A N/A 4 Company-Specific Compens-Related Mgmt For N/A N/A 5 Eliminate Preemptive Rights Mgmt For N/A N/A 6 Auth Rgts/Ltd Issue w/o Prmtve Rgts Mgmt For N/A N/A 7 Company-Specific Compens-Related Mgmt For N/A N/A 8 Board to Execute Apprd Resolutions Mgmt For N/A N/A 9 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 10 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 11 Amend Corporate Purpose Mgmt For N/A N/A 12 Amend Art/Charter Equity-Related Mgmt For N/A N/A 13 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 14 Authorize Share Repurchase Program Mgmt For N/A N/A 15 Approve Reduction in Share Capital Mgmt For N/A N/A 16 Board to Execute Apprd Resolutions Mgmt For N/A N/A 17 Allow Questions Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ COMPAGNIE DE SAINT GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F80343100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1 per Share 4 Authorize Payment of Dividends by Mgmt For For For Shares 5 Reelect Pierre-Andre de Chalendar as Mgmt For Against Against Director 6 Approve Transaction with Pierre-Andre Mgmt For Against Against de Chalendar Re: Severance Payment 7 Approve Transaction with Pierre-Andre Mgmt For Against Against de Chalendar Re: Pension Scheme 8 Approve Agreement for Pierre-Andre de Mgmt For For For Chalendar Re: Amendment of Health Insurance 9 Approve Transaction between Mgmt For For For Jean-Louis Beffa and Societe Civile Immobiliere de l'Ile de France Re: Residential Lease 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Reelect PricewatrhouseCoopers Audit Mgmt For For For as Auditor 12 Reelect Yves Nicolas as Alternate Mgmt For For For Auditor 13 Authorize Board to Issue Free Mgmt For For For Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer 14 Amend Article 18 of Bylaws Re: Mgmt For For For General Meetings 15 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ CREDIT SUISSE GROUP (FORMERLY CS HOLDING) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H3698D419 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report Mgmt For Against Against 1.3 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2 per Share 4 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities 5.1 Reelect Noreen Doyle as Director Mgmt For For For 5.2 Reelect Aziz Syriani as Director Mgmt For Against Against 5.3 Reelect David Syz as Director Mgmt For For For 5.4 Reelect Peter Weibel as Director Mgmt For For For 5.5 Elect Jassim Al Thani as Director Mgmt For For For 5.6 Elect Robert Benmosche as Director Mgmt For For For 5.7 Ratify KPMG AG as Auditors Mgmt For For For 5.8 Ratify BDO Visura as Special Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CSL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CUSIP Q3018U109 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For 5 Renew Partial Takeover Provision Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DAI NIPPON PRINTING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7912 CUSIP J10584100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 16 2.1 Elect Director Yoshitoshi Kitajima Mgmt For For For 2.2 Elect Director Kouichi Takanami Mgmt For For For 2.3 Elect Director Satoshi Saruwatari Mgmt For For For 2.4 Elect Director Masayoshi Yamada Mgmt For For For 2.5 Elect Director Yoshinari Kitajima Mgmt For For For 2.6 Elect Director Mitsuhiko Hakii Mgmt For For For 2.7 Elect Director Osamu Tsuchida Mgmt For For For 2.8 Elect Director Teruomi Yoshino Mgmt For For For 2.9 Elect Director Yuujirou Kuroda Mgmt For For For 2.10 Elect Director Masahiko Wada Mgmt For For For 2.11 Elect Director Kazumasa Hiroki Mgmt For For For 2.12 Elect Director Tetsuji Morino Mgmt For For For 2.13 Elect Director Shigeru Kashiwabara Mgmt For For For 2.14 Elect Director Kunikazu Akishige Mgmt For For For 2.15 Elect Director Kenji Noguchi Mgmt For For For 2.16 Elect Director Yoshiaki Nagano Mgmt For For For 2.17 Elect Director Motoharu Kitajima Mgmt For For For 2.18 Elect Director Takao Shimizu Mgmt For For For 2.19 Elect Director Tatsuo Komaki Mgmt For For For 2.20 Elect Director Akira Yokomizo Mgmt For For For 2.21 Elect Director Yoshiki Nozaka Mgmt For For For 2.22 Elect Director Masaki Tsukada Mgmt For For For 2.23 Elect Director Sakae Hikita Mgmt For For For 2.24 Elect Director Tadao Tsukada Mgmt For For For 3 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ DAICEL CHEMICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CUSIP J08484149 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 6 2.1 Elect Director Daisuke Ogawa Mgmt For For For 2.2 Elect Director Misao Fudaba Mgmt For For For 2.3 Elect Director Tetsuji Yanami Mgmt For For For 2.4 Elect Director Ichiro Katagiri Mgmt For For For 2.5 Elect Director Koji Shima Mgmt For For For 2.6 Elect Director Shigetaka Komori Mgmt For Against Against 2.7 Elect Director Akishige Okada Mgmt For For For 2.8 Elect Director Yuichi Miura Mgmt For For For 3 Appoint Statutory Auditor Kunie Mgmt For Against Against Okamoto - ------------------------------------------------------------------------------------------------------------------ DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2.1 Elect Director Takashi Shouda Mgmt For For For 2.2 Elect Director Hitoshi Matsuda Mgmt For For For 2.3 Elect Director Tsutomu Une Mgmt For For For 2.4 Elect Director Takeshi Ogita Mgmt For For For 2.5 Elect Director Takashi Okimoto Mgmt For For For 2.6 Elect Director Joji Nakayama Mgmt For For For 2.7 Elect Director Kazunori Hirokawa Mgmt For For For 2.8 Elect Director Hiroshi Hirabayashi Mgmt For For For 2.9 Elect Director Kunio Ishihara Mgmt For For For 2.10 Elect Director Yuichiro Anzai Mgmt For For For 3.1 Appoint Statutory Auditor Akio Yamada Mgmt For For For 3.2 Appoint Statutory Auditor Shigeaki Mgmt For For For Ishikawa 4 Appoint Alternate Statutory Auditor Mgmt For For For Sumio Moriwaki 5 Approve Payment of Annual Bonuses to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D1668R123 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 8 Elect Paul Achleitner to the Mgmt For For For Supervisory Board 9 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10 Amend Articles Re: Board-Related Mgmt For For For 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights - ------------------------------------------------------------------------------------------------------------------ DAITO TRUST CONSTRUCTION CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 101 2.1 Elect Director Shuji Nakata Mgmt For For For 2.2 Elect Director Hiroshi Kawaguchi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DAIWA SECURITIES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akira Kiyota Mgmt For For For 1.2 Elect Director Shigeharu Suzuki Mgmt For For For 1.3 Elect Director Shin Yoshidome Mgmt For For For 1.4 Elect Director Takashi Hibino Mgmt For For For 1.5 Elect Director Nobuyuki Iwamoto Mgmt For For For 1.6 Elect Director Kazuo Oda Mgmt For For For 1.7 Elect Director Saburou Jifuku Mgmt For For For 1.8 Elect Director Tetsurou Kawakami Mgmt For For For 1.9 Elect Director Ryuuji Yasuda Mgmt For For For 1.10 Elect Director Kouichi Uno Mgmt For For For 1.11 Elect Director Nobuko Matsubara Mgmt For For For 1.12 Elect Director Keiichi Tadaki Mgmt For For For 1.13 Elect Director Makoto Shirakawa Mgmt For For For 1.14 Elect Director Takatoshi Wakabayashi Mgmt For For For 2 Approve Stock Option Plan and Deep Mgmt For For For Discount Stock Option Plan - ------------------------------------------------------------------------------------------------------------------ DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.14 Mgmt For For For Per Ordinary Share 3.1 Approve Directors' Fees of SGD 1.6 Mgmt For For For Million for 2009 (2008: SGD 1.5 Million) 3.2 Approve Special Remuneration of SGD Mgmt For For For 4.5 Million for Koh Boon Hwee for 2009 (2008: 2 Million) 4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5.1 Reelect Ang Kong Hua as Director Mgmt For For For 5.2 Reelect John Alan Ross as Director Mgmt For For For 5.3 Reelect Kwa Chong Seng as Director Mgmt For For For 6.1 Reelect Ambat Ravi Shankar Menon Mgmt For For For as Director 6.2 Reelect Piyush Gupta as Director Mgmt For For For 6.3 Reelect Peter Seah Lim Huat as Mgmt For For For Director 7 Reelect Andrew Robert Fowell Buxton Mgmt For For For as Director 8.1 Approve Issuance of Shares and/or Mgmt For For For Grant Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan 8.2 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 8.3 Approve Issuance of Shares Pursuant Mgmt For For For to the DBSH Scrip Dividend Scheme - ------------------------------------------------------------------------------------------------------------------ DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CUSIP J12075107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 14 2.1 Elect Director Kouichi Fukaya Mgmt For For For 2.2 Elect Director Nobuaki Katou Mgmt For For For 2.3 Elect Director Hiromi Tokuda Mgmt For For For 2.4 Elect Director Kouji Kobayashi Mgmt For For For 2.5 Elect Director Kazuo Hironaka Mgmt For For For 2.6 Elect Director Soujirou Tsuchiya Mgmt For For For 2.7 Elect Director Hikaru Sugi Mgmt For For For 2.8 Elect Director Shinji Shirasaki Mgmt For For For 2.9 Elect Director Mitsuhiko Masegi Mgmt For For For 2.10 Elect Director Masahiko Miyaki Mgmt For For For 2.11 Elect Director Akio Shikamura Mgmt For For For 2.12 Elect Director Haruya Maruyama Mgmt For For For 2.13 Elect Director Shouichirou Toyoda Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 4 Approve Special Payments in Mgmt For Against Against Connection with Abolition of Retirement Bonus System - ------------------------------------------------------------------------------------------------------------------ DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.75 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Authorize Repurchase of Up to Five Mgmt For For For Percent of Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 9 Approve Remuneration System for Mgmt For Against Against Management Board Members 10 Amend Articles Re: Participation in, Mgmt For For For Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights 12 Amend Affiliation Agreements with Mgmt For For For Subsidiaries 13 Approve Affiliation Agreements with Mgmt For For For Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH - ------------------------------------------------------------------------------------------------------------------ DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D1882G119 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For Against Against Management Board Members 6 Approve EUR 27.8 Million Capital Mgmt For For For Increase without Preemptive Rights 7 Approve Creation of EUR 19.5 Million Mgmt For For For Pool of Capital with Preemptive Rights 8 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Approve Affiliation Agreement with Mgmt For For For Clearstream Banking AG 10.1 Amend Articles Re: Electronic Voting Mgmt For For For at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10.2 Amend Articles Re: Exercise of Voting Mgmt For For For Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 - ------------------------------------------------------------------------------------------------------------------ DIALOG SEMICONDUCTOR PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G5821P111 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Reappoint Ernst & Young LLP as Mgmt For For For Auditors 4 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 5 Re-elect Christopher Burke as Director Mgmt For Against Against 6 Re-elect John McMonigall as Director Mgmt For Against Against 7 Re-elect Peter Tan as Director Mgmt For Against Against 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 10 Amend the Non-Executive Directors Mgmt For Against Against 2006 Share Option Scheme 11 Approve the Executive Incentive Plan Mgmt For Against Against 2010 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Approve Reduction of Share Premium Mgmt For For For Account 14 Adopt New Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ DISCO CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6146 CUSIP J12327102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 10 2 Approve Annual Bonus Payment to Mgmt For For For Directors 3 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R1812S105 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Approve Minutes of Meeting Mgmt For For For 3 Designate Inspector of Mtg Minutes Mgmt For For For 4 Auth Issuance with Preemptive Rgts Mgmt For For For 5 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EAST JAPAN RAILWAY CO TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 55 2 Amend Articles to Indemnify Directors Mgmt For For For and Statutory Auditors 3.1 Elect Director Mutsutake Otsuka Mgmt For For For 3.2 Elect Director Yoshio Ishida Mgmt For For For 3.3 Elect Director Satoshi Seino Mgmt For For For 3.4 Elect Director Tetsuro Tomita Mgmt For For For 3.5 Elect Director Masaki Ogata Mgmt For For For 3.6 Elect Director Yoshiaki Arai Mgmt For For For 3.7 Elect Director Tsugio Sekiji Mgmt For For For 3.8 Elect Director Yoichi Minami Mgmt For For For 3.9 Elect Director Toru Owada Mgmt For For For 3.10 Elect Director Yuji Fukasawa Mgmt For For For 3.11 Elect Director Yasuo Hayashi Mgmt For For For 3.12 Elect Director Shigeru Tanabe Mgmt For For For 3.13 Elect Director Shinichiro Kamada Mgmt For For For 3.14 Elect Director Yoshitaka Taura Mgmt For For For 3.15 Elect Director Naomichi Yagishita Mgmt For For For 3.16 Elect Director Naoto Miyashita Mgmt For For For 3.17 Elect Director Yuji Morimoto Mgmt For For For 3.18 Elect Director Osamu Kawanobe Mgmt For For For 3.19 Elect Director Toshiro Ichinose Mgmt For For For 3.20 Elect Director Masayuki Satomi Mgmt For For For 3.21 Elect Director Kimio Shimizu Mgmt For For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For For 3.25 Elect Director Takeshi Sasaki Mgmt For For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Amend Articles to Require Disclosure ShrHldr Against For Against of Individual Director Compensation Levels 6 Amend Articles to Require Reporting ShrHldr Against Against For to Shareholders of Advisor Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from ShrHldr Against Against For Office 7.2 Remove Director Satoshi Seino from ShrHldr Against Against For Office 7.3 Remove Director Masaki Ogata from ShrHldr Against Against For Office 7.4 Remove Director Toru Owada from Office ShrHldr Against Against For 7.5 Remove Director Yuji Fukasawa from ShrHldr Against Against For Office 7.6 Remove Director Yasuo Hayashi from ShrHldr Against Against For Office 7.7 Remove Director Yuji Morimoto from ShrHldr Against Against For Office 8.1 Appoint Shareholder Nominee Hisayoshi ShrHldr Against Against For Serizawa to the Board 8.2 Appoint Shareholder Nominee Fusao ShrHldr Against Against For Shimoyama to the Board 8.3 Appoint Shareholder Nominee Makoto ShrHldr Against Against For Sataka to the Board 8.4 Appoint Shareholder Nominee Hisakatsu ShrHldr Against Against For Nihei to the Board 8.5 Appoint Shareholder Nominee Yoshinori ShrHldr Against Against For Takahashi to the Board 9 Cut Board Compensation by 20 Percent ShrHldr Against Against For 10 Approve Alternate Income Allocation ShrHldr Against Against For to Establish Reserve for Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation ShrHldr Against Against For to Establish Reserve for Retention of Local Rail Lines 12 Approve Alternate Income Allocation ShrHldr Against Against For to Establish "Reserve for Safety Personnel" to Reduce Suicides - ------------------------------------------------------------------------------------------------------------------ ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W2479G107 09/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2 per Share 10 Approve Discharge of Board and Mgmt For For For President 11 Receive Nominating Committee Report Mgmt N/A N/A N/A 12 Determine Number of Members (8) and Mgmt For For For Deputy Members (0) of Board 13 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of SEK 2.7 Million; Approve Remuneration of Auditors 14 Reelect Akbar Seddigh (Chair), Carl Mgmt For Against Against G. Palmstierna, Laurent Leksell, Tommy Karlsson, Hans Barella, Birgitta Stymne Goransson, Luciano Cattani and Vera Kallmeyer as Directors (Bundled) 15 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 16.1 Authorize Share Repurchase Program Mgmt For For For 16.2 Authorize Share Repurchase Program Mgmt For For For 16.3 Authorize Reissuance of Repurchased Mgmt For For For Shares 16.4 Approve Transfer of 232,000 Shares to Mgmt For For For Participants in LTIP Program Proposed Under Item 17; Approve Transfer of 32,000 Shares to Cover Costs Associated with LTIP Program 17 Approve Restricted Stock Plan for Mgmt For For For Groupe Management, Senior Management, and Key Employees 18 Authorize Chairman of Board and Mgmt For For For Representatives of Three to Five of Company's Largest Shareholders to Serve on Nominating Committee 19.1 Amend Articles Re: Newspaper Mgmt For For For Publication of General Meeting Notice 19.2 Amend Articles Re: Notice Period for Mgmt For For For General Meeting - ------------------------------------------------------------------------------------------------------------------ ELPIDA MEMORY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 6665 CUSIP J1354L103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Yukio Sakamoto Mgmt For For For 1.2 Elect Director Shuuichi Ohtsuka Mgmt For For For 1.3 Elect Director Takao Adachi Mgmt For For For 1.4 Elect Director Hideki Gomi Mgmt For For For 1.5 Elect Director Yasuo Shirai Mgmt For For For 1.6 Elect Director Shieh Tsay-Jiu Mgmt For For For 1.7 Elect Director Nobuyuki Wataki Mgmt For For For 2 Appoint Statutory Auditor Toshio Mgmt For For For Nohara 3 Appoint Alternate Statutory Auditor Mgmt For For For Yoriko Noma 4 Approve Accounting Transfers Mgmt For For For 5 Approve Retirement Bonus Payment for Mgmt For For For Statutory Auditor - ------------------------------------------------------------------------------------------------------------------ ENBRIDGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENB CUSIP 29250N105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Arledge Mgmt For For For 1.2 Elect Director James J. Blanchard Mgmt For For For 1.3 Elect Director J. Lorne Braithwaite Mgmt For For For 1.4 Elect Director Patrick D. Daniel Mgmt For For For 1.5 Elect Director J. Herb England Mgmt For For For 1.6 Elect Director Charles W. Fischer Mgmt For For For 1.7 Elect Director David A. Leslie Mgmt For For For 1.8 Elect Director George K. Petty Mgmt For For For 1.9 Elect Director Charles E. Shultz Mgmt For For For 1.10 Elect Director Dan C. Tutcher Mgmt For For For 1.11 Elect Director Catherine L. Williams Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter A. Dea as Director Mgmt For For For 1.2 Elect Randall K. Eresman as Director Mgmt For For For 1.3 Elect Claire S. Farley as Director Mgmt For For For 1.4 Elect Fred J. Fowler as Director Mgmt For For For 1.5 Elect Barry W. Harrison as Director Mgmt For For For 1.6 Elect Suzanne P Nimocks as Director Mgmt For For For 1.7 Elect David P. O?Brien as Director Mgmt For For For 1.8 Elect Jane L. Peverett as Director Mgmt For For For 1.9 Elect Allan P. Sawin as Director Mgmt For For For 1.10 Elect Bruce G. Waterman as Director Mgmt For For For 1.11 Elect Clayton H. Woitas as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan Mgmt For For For 4 Amend By-Law No.1 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reorganization Plan Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For 3 Adopt/Amnd Shareholder Rights Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T3679P115 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3.1 Slate Submitted by the Italian Mgmt N/A Against N/A Treasury 3.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors 4 Approve Internal Auditors' Mgmt For For For Remuneration 5 Amend Rules of General Meetings Mgmt For For For 6 Amend Articles Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T3643A145 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 4 Amend Company Bylaws Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W26049119 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Treschow as Chairman of Mgmt For For For Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report; Allow Mgmt N/A N/A N/A Questions 8.1 Approve Financial Statements and Mgmt For For For Statutory Reports 8.2 Approve Discharge of Board and Mgmt For For For President 8.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend 9.1 Determine Number of Members (12) and Mgmt For For For Deputy Members (0) of Board 9.2 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members 9.3 Reelect Michael Treschow (Chair), Mgmt For For For Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors 9.4 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee 9.5 Approve Omission of Remuneration to Mgmt For For For Nominating Committee Members 9.6 Approve Remuneration of Auditors Mgmt For For For 10 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 11.1 Approve 2010 Share Matching Plan for Mgmt For For For All Employees 11.2 Authorize Reissuance of 11.3 Million Mgmt For For For Repurchased Class B Shares for 2010 Share Matching Plan for All Employees 11.3 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.2 11.4 Approve 2010 Share Matching Plan for Mgmt For For For Key Contributors 11.5 Authorize Reissuance of 7.8 Million Mgmt For For For Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors 11.6 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.5 11.7 Approve 2010 Restricted Stock Plan Mgmt For For For for Executives 11.8 Authorize Reissuance of 4.4 Million Mgmt For For For Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives 11.9 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.8 12 Authorize Reissuance of up to 7.4 Mgmt For For For Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans 13 General Meeting Shall Instruct the ShrHldr N/A For N/A Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting 14 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ EUTELSAT COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F3692M128 07/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 14 of Bylaws Re: Age Mgmt For For For Limit for Directors 2 Amend Article 15 of Bylaws Re: Mgmt For Against Against Shareholding Requirements for Directors 3 Amend Article 18.1 of Bylaws Re: Age Mgmt For For For Limit for Chairman of the Board 4 Amend Article 18.3 of Bylaws Re: Age Mgmt For For For Limit for CEO 5 Amend Article 18.3 of Bylaws Re: Age Mgmt For For For Limit for Vice-CEO 6 Amend Article 22 of Bylaws Re: Record Mgmt For For For Date 7 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ EUTELSAT COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F3692M128 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For Against Against 5 Ratify Auditors Mgmt For For For 6 Ratify Alternate Auditor Mgmt For For For 7 Appr Discharge of Board and Pres. Mgmt For For For 8 Elect Directors Mgmt For For For 9 Authorize Share Repurchase Program Mgmt For Against Against 10 Auth Issuance with Preemptive Rgts Mgmt For Against Against 11 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 12 Appr Iss of Shrs for Priv Placement Mgmt For For For 13 Authorize Management Board to Set Mgmt For Against Against Issue Price for 10 Percent 14 Authorize Board to Increase Capital Mgmt For Against Against in the Event of Demand E 15 Capitalize Res for Bonus Issue/Par Mgmt For For For 16 Adopt/Amnd Shareholder Rights Plan Mgmt For Against Against 17 Increase Capital/Share Exch Offer Mgmt For Against Against 18 Authorize Capital Increase of up to Mgmt For Against Against 10 Percent of Issued Cap 19 Issue Equity/Convert Subs Secs Mgmt For Against Against 20 Approve Issuance of Securities Mgmt For For For Convertible into Debt 21 Approve Employee Stock Purchase Pln Mgmt For For For 22 Approve Restricted Stock Plan Mgmt For Against Against 23 Approve Stock Option Plan Mgmt For Against Against 24 Approve Reduction in Share Capital Mgmt For For For 25 Authorize Filing of Documents Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPERIAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G32655105 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Chris Callero as Director Mgmt For For For 4 Re-elect John Peace as Director Mgmt For For For 5 Re-elect Laurence Danon as Director Mgmt For For For 6 Re-elect Sir Alan Rudge as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 8 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to USD 34,182,528 and an Additional Amount Pursuant to a Rights Issue of up to USD 68,365,057 After Deducting Any Securities Issued Under the General Authority 10 Subject to the Passing of Resolution Mgmt For For For 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 5,127,379 11 Authorise 102,547,586 Ordinary Shares Mgmt For For For for Market Purchase - ------------------------------------------------------------------------------------------------------------------ FINMECCANICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements, Mgmt For For For Statutory Reports, and Allocation of Income 2 Approve Remuneration of External Mgmt For For For Auditors 3 Amend Rules of General Meetings Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FINMECCANICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FUJI ELECTRIC HOLDINGS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6504 CUSIP J14112106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to Amend Business Mgmt For For For Lines - Change Company Name 2.1 Elect Director Michihiro Kitazawa Mgmt For For For 2.2 Elect Director Mitsunori Shirakura Mgmt For For For 2.3 Elect Director Takamichi Hamada Mgmt For For For 2.4 Elect Director Hisao Shigekane Mgmt For For For 2.5 Elect Director Hiroshi Nishigaki Mgmt For For For 2.6 Elect Director Michio Abe Mgmt For For For 2.7 Elect Director Junichi Matsumoto Mgmt For For For 2.8 Elect Director Takashi Kusaka Mgmt For For For 2.9 Elect Director Tadashi Kudo Mgmt For For For 2.10 Elect Director Hiroaki Kurokawa Mgmt For For For 2.11 Elect Director Motoyuki Suzuki Mgmt For For For 3.1 Appoint Statutory Auditor Toshio Mgmt For For For Shinozaki 3.2 Appoint Statutory Auditor Kunio Mgmt For For For Morikiyo - ------------------------------------------------------------------------------------------------------------------ FUJIFILM HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4901 CUSIP J14208102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 12.5 2.1 Elect Director Shigetaka Komori Mgmt For For For 2.2 Elect Director Toshio Takahashi Mgmt For For For 2.3 Elect Director Tadashi Sasaki Mgmt For For For 2.4 Elect Director Yuzo Toda Mgmt For For For 2.5 Elect Director Nobuaki Inoue Mgmt For For For 2.6 Elect Director Tadahito Yamamoto Mgmt For For For 2.7 Elect Director Teisuke Kitayama Mgmt For For For 2.8 Elect Director Takeshi Higuchi Mgmt For For For 2.9 Elect Director Hisamasa Abe Mgmt For For For 2.10 Elect Director Shigehiro Nakajima Mgmt For For For 2.11 Elect Director Toru Takahashi Mgmt For For For 2.12 Elect Director Koichi Tamai Mgmt For For For 3.1 Appoint Statutory Auditor Daisuke Mgmt For Against Against Ogawa 3.2 Appoint Statutory Auditor Takeo Kosugi Mgmt For For For 4 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ FUJITSU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6702 CUSIP J15708159 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michiyoshi Mazuka Mgmt For For For 1.2 Elect Director Hiroshi Oura Mgmt For For For 1.3 Elect Director Haruo Ito Mgmt For For For 1.4 Elect Director Masami Yamamoto Mgmt For For For 1.5 Elect Director Kazuo Ishida Mgmt For For For 1.6 Elect Director Masami Fujita Mgmt For For For 1.7 Elect Director Kazuhiko Kato Mgmt For For For 1.8 Elect Director Masahiro Koezuka Mgmt For For For 1.9 Elect Director Yoko Ishikura Mgmt For For For 1.10 Elect Director Ryosei Kokubun Mgmt For For For 2 Approve Annual Bonus Payment to Mgmt For Against Against Directors and Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ FURUKAWA ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5801 CUSIP J16464117 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 2.5 2.1 Elect Director Hiroshi Ishihara Mgmt For For For 2.2 Elect Director Masao Yoshida Mgmt For For For 2.3 Elect Director Tetsuo Yoshino Mgmt For For For 2.4 Elect Director Takasuke Kaneko Mgmt For For For 2.5 Elect Director Sumitaka Fujita Mgmt For For For 2.6 Elect Director Hideo Sakura Mgmt For For For 2.7 Elect Director Masahiro Yanagimoto Mgmt For For For 2.8 Elect Director Shunichi Shindo Mgmt For For For 2.9 Elect Director Tetsuya Sato Mgmt For For For 2.10 Elect Director Mitsuyoshi Shibata Mgmt For For For 2.11 Elect Director Toru Shirasawa Mgmt For For For 2.12 Elect Director Nozomu Amano Mgmt For For For 3.1 Appoint Statutory Auditor Kaoru Yabuki Mgmt For For For 3.2 Appoint Statutory Auditor Kenji Mgmt For Against Against Koroyasu 4 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors 5 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ GETINGE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W3443C107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Carl Bennet as Chairman of Mgmt For For For Meeting 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7.2 Receive Consolidated Financial Mgmt N/A N/A N/A Statements and Statutory Reports; Receive Auditor's Report for Consolidated Accounts 7.3 Receive Auditor's Report on Mgmt N/A N/A N/A Application of Guidelines for Remuneration for Executive Management 7.4 Receive the Board's Dividend Mgmt N/A N/A N/A Proposal; Receive the Board's Report and the Board Committee Reports 8 Receive President's Report Mgmt N/A N/A N/A 9 Approve Financial Statements and Mgmt For For For Statutory Reports 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.75 per Share 11 Approve Discharge of Board and Mgmt For For For President 12 Determine Number of Members (7) and Mgmt For For For Deputy Members (0) of Board 13 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 900,000 for Chair and SEK 450,000 for Other Directors; Approve Additional Compensation for Committee Work 14 Reelect Carl Bennet (Chair), Johan Mgmt For For For Bygge, Rolf Ekedahl, Carola Lemne, Johan Malmquist, and Johan Stern as Directors; Elect Cecilia Wennborg as New Director 15 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 16 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ GILDAN ACTIVEWEAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIL CUSIP 375916103 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William D. Anderson as Director Mgmt For For For 1.2 Elect Robert M. Baylis as Director Mgmt For For For 1.3 Elect Glenn J. Chamandy as Director Mgmt For For For 1.4 Elect Sheila O'Brien as Director Mgmt For For For 1.5 Elect Pierre Robitaille as Director Mgmt For For For 1.6 Elect Richard P. Strubel as Director Mgmt For For For 1.7 Elect Gonzalo F. Valdes-Fauli as Mgmt For For For Director 1.8 Elect George Heller as Director Mgmt For For For 1.9 Elect James R. Scarborough as Director Mgmt For For For 2 Ratify KPMG LLPas Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GIVAUDAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H3238Q102 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 20.60 per Share 4 Approve Creation of CHF 10 Million Mgmt For For For Pool of Capital without Preemptive Rights 5.1 Amend Corporate Purpose Mgmt For For For 5.2 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 6.1 Elect Irina du Bois as Director Mgmt For For For 6.2 Reelect Peter Kappeler as Director Mgmt For For For 7 Ratify Deloitte SA as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3910J112 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Dr Stephanie Burns as Mgmt For For For Director 4 Re-elect Julian Heslop as Director Mgmt For For For 5 Re-elect Sir Deryck Maughan as Mgmt For For For Director 6 Re-elect Dr Daniel Podolsky as Mgmt For For For Director 7 Re-elect Sir Robert Wilson as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 9 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Approve the Exemption from Statement Mgmt For For For of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 16 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GOLDEN AGRI-RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP V39076134 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare First and Final Dividend of Mgmt For For For SGD 0.00495 Per Ordinary Share 3 Approve Directors' Fees of SGD Mgmt For For For 258,336 for the Year Ended Dec. 31, 2009 (2008: SGD 228,000) 4 Reelect Frankle (Djafar) Widjaja as Mgmt For For For Director 5 Reelect Simon Lim as Director Mgmt For For For 6 Reelect Hong Pian Tee as Director Mgmt For For For 7 Reappoint Moore Stephens LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 9 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights 10 Approve Issuance of Shares without Mgmt For For For Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share 11 Authorize Share Repurchase Program Mgmt For For For 12 Approve Mandate for Transactions with Mgmt For For For Related Parties - ------------------------------------------------------------------------------------------------------------------ HANNOVER RUECKVERSICHERUNG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D3015J135 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Amend Articles Re: Electronic Mgmt For For For Distribution of Company Communications, Convocation of, and Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 6 Authorize Share Repurchase Program Mgmt For For For and Cancellation of Repurchased Shares 7 Authorize Reissuance of Repurchased Mgmt For For For Shares without Preemptive Rights 8 Approve Creation of EUR 60.3 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 9 Approve Issuance of Shares From Pool Mgmt For Against Against of Capital Authorized in Item 8 up to EUR 1 Million Pursuant to Employee Stock Option Plan 10 Approve Remuneration System for Mgmt For Against Against Management Board Members - ------------------------------------------------------------------------------------------------------------------ HARVEY NORMAN HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVN CUSIP Q4525E117 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4.1 Elect Directors Mgmt For For For 4.2 Elect Directors Mgmt For Against Against 4.3 Elect Directors Mgmt For Against Against 4.4 Elect Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D31709104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.12 per Share 3.1 Approve Discharge of Management Board Mgmt For For For Member Bernd Scheifele for Fiscal 2009 3.2 Approve Discharge of Management Board Mgmt For For For Member Dominik von Achten for Fiscal 2009 3.3 Approve Discharge of Management Board Mgmt For For For Member Daniel Gauthier for Fiscal 2009 3.4 Approve Discharge of Management Board Mgmt For For For Member Andreas Kern for Fiscal 2009 3.5 Approve Discharge of Management Board Mgmt For For For Member Lorenz Naeger for Fiscal 2009 3.6 Approve Discharge of Management Board Mgmt For For For Member Albert Scheuer for Fiscal 2009 4.1 Approve Discharge of Supervisory Mgmt For For For Board Member Fritz-Juergen Heckmann for Fiscal 2009 4.2 Approve Discharge of Supervisory Mgmt For For For Board Member Heinz Schirmer for Fiscal 2009 4.3 Approve Discharge of Supervisory Mgmt For For For Board Member Heinz Schmitt for Fiscal 2009 4.4 Approve Discharge of Supervisory Mgmt For For For Board Member Theo Beermann for Fiscal 2009 4.5 Approve Discharge of Supervisory Mgmt For For For Board Member Robert Feiger for Fiscal 2009 4.6 Approve Discharge of Supervisory Mgmt For For For Board Member Veronika Fuess for Fiscal 2009 4.7 Approve Discharge of Supervisory Mgmt For For For Board Member Josef Heumann for Fiscal 2009 4.8 Approve Discharge of Supervisory Mgmt For For For Board Member Gerhard Hirth for Fiscal 2009 4.9 Approve Discharge of Supervisory Mgmt For For For Board Member Max Kley for Fiscal 2009 4.10 Approve Discharge of Supervisory Mgmt For For For Board Member Hans Kraut for Fiscal 2009 4.11 Approve Discharge of Supervisory Mgmt For For For Board Member Adolf Merckle for Fiscal 2009 4.12 Approve Discharge of Supervisory Mgmt For For For Board Member Ludwig Merckle for Fiscal 2009 4.13 Approve Discharge of Supervisory Mgmt For For For Board Member Tobias Merckle for Fiscal 2009 4.14 Approve Discharge of Supervisory Mgmt For For For Board Member Eduard Schleicher for Fiscal 2009 4.15 Approve Discharge of Supervisory Mgmt For For For Board Member Werner Schraeder for Fiscal 2009 4.16 Approve Discharge of Supervisory Mgmt For For For Board Member Frank-Dirk Steininger for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2010 6 Approve Creation of EUR 225 Million Mgmt For Against Against Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 56.1 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds Mgmt For Against Against with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Remuneration System for Mgmt For Against Against Management Board Members 10.1 Elect Alan Murray to the Supervisory Mgmt For For For Board 10.2 Elect Herbert Luetkestratkoetter to Mgmt For For For the Supervisory Board 11.1 Amend Articles Re: Nomination Mgmt For For For Committee 11.2 Approve Remuneration of Supervisory Mgmt For For For Board 12.1 Amend Articles Re: Registration for Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.2 Amend Articles Re: Electronic and Mgmt For For For Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.3 Amend Articles Re: Video and Audio Mgmt For For For Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.4 Amend Articles Re: Delete Redunant Mgmt For For For Paragraph with Identical Content to a Section of the Supervisory Board Statutes - ------------------------------------------------------------------------------------------------------------------ HEINEKEN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N39427211 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 1.2 Approve Financial Statements Mgmt For For For 1.3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.65 per Share 1.4 Approve Discharge of Management Board Mgmt For For For 1.5 Approve Discharge of Supervisory Board Mgmt For For For 2 Approve Acquisition of Beer Mgmt For For For Operations of FEMSA Via an All Share Transaction 3.1 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 3.2 Authorize Board to Issue Shares to Mgmt For For For FEMSA 3.3 Grant Board Authority to Issue Shares Mgmt For For For Up To Ten Percent of Issued Capital 3.4 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Items 3b and 3c 4 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 5.1 Approve Remuneration Report Mgmt For Against Against Containing Remuneration Policy for Management Board Members 5.2 Amend Restricted Stock Plan Mgmt For Against Against 6.1 Elect J.A. Fernandez Carbajal to Mgmt For For For Supervisory Board 6.2 Elect J.G. Astaburuaga Sanjines to Mgmt For For For Supervisory Board 6.3 Reelect C.J.A. van Lede to Mgmt For For For Supervisory Board 6.4 Reelect J.M. de Jong to Supervisory Mgmt For For For Board 6.5 Reelect A.M. Fentener van Vlissingen Mgmt For For For to Supervisory Board - ------------------------------------------------------------------------------------------------------------------ HENDERSON LAND DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Bonus Warrants Issue Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HENDERSON LAND DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lee King Yue as Director Mgmt For For For 3.2 Reelect Li Ning as Director Mgmt For Against Against 3.3 Reelect Lee Tat Man as Director Mgmt For Against Against 3.4 Reelect Po-shing Woo as Director Mgmt For For For 3.5 Reelect Gordon Kwong Che Keung as Mgmt For For For Director 3.6 Reelect Ko Ping Keung as Director Mgmt For For For 4 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 5.1 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.2 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 5.4 Approve Increase in Authorized Share Mgmt For Against Against Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares - ------------------------------------------------------------------------------------------------------------------ HENKEL AG & CO. KGAA (FORMERLY HENKEL KGAA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D32051126 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Information on Resolution of Mgmt N/A N/A N/A Ordinary General Meeting to Create EUR 25.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights (Non-Voting) 2 Approve Creation of EUR 25.6 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ HOCHTIEF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D33134103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 7 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 8 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 44.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Creation of EUR 53.8 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 10.1 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary HOCHTIEF Projektentwicklung GmbH 10.2 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary Deutsche Bau- und Siedlungs-Gesellschaft mit beschrankter Haftung 10.3 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary Eurafrica Baugesellschaft mit beschrankter Haftung 10.4 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary HOCHTIEF Corporate Space Management GmbH 11 Approve Affiliation Agreement with Mgmt For For For Subsidiary HOCHTIEF Construction AG 12 Approve Domination Agreement with Mgmt For For For Subsidiary HOCHTIEF Concessions AG 13 Amend Articles Re: Convocation of, Mgmt For For For Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14 Elect Manfred Wennemer to the Mgmt For For For Supervisory Board - ------------------------------------------------------------------------------------------------------------------ HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CUSIP J22050108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Yukio Arai Mgmt For For For 2.2 Elect Director Yutaka Kanai Mgmt For For For 2.3 Elect Director Susumu Kyuuwa Mgmt For For For 2.4 Elect Director Masato Kontani Mgmt For For For 2.5 Elect Director Isao Nagahara Mgmt For For For 2.6 Elect Director Yuuichi Hori Mgmt For For For 2.7 Elect Director Yukio Matsuoka Mgmt For For For 2.8 Elect Director Mitsuaki Minabe Mgmt For For For 2.9 Elect Director Kouhei Murata Mgmt For For For 2.10 Elect Director Toshinori Motobayashi Mgmt For For For 2.11 Elect Director Shinji Wakamiya Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H36940130 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.50 per Share 4.1 Reelect Markus Akermann as Director Mgmt For For For 4.2 Reelect Peter Kuepfer as Director Mgmt For For For 4.3 Reelect Rolf Soiron as Director Mgmt For Against Against 4.4 Elect Beat Hess as Director Mgmt For For For 4.5 Ratify Ernst & Young AG as Auditors Mgmt For For For 5 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities - ------------------------------------------------------------------------------------------------------------------ HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H36940130 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Creation of CHF 110.7 Million Mgmt For For For Pool of Capital with Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ HONDA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CUSIP J22302111 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 12 2.1 Elect Director Takanobu Itou Mgmt For For For 2.2 Elect Director Kouichi Kondou Mgmt For For For 2.3 Elect Director Shigeru Takagi Mgmt For For For 2.4 Elect Director Akio Hamada Mgmt For For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For For 2.7 Elect Director Fumihiko Ike Mgmt For For For 2.8 Elect Director Masaya Yamashita Mgmt For For For 2.9 Elect Director Kensaku Hougen Mgmt For For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For For 2.11 Elect Director Takeo Fukui Mgmt For For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For For 2.13 Elect Director Shou Minekawa Mgmt For For For 2.14 Elect Director Takuji Yamada Mgmt For For For 2.15 Elect Director Youichi Houjou Mgmt For For For 2.16 Elect Director Tsuneo Tanai Mgmt For For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For For 2.19 Elect Director Masahiro Yoshida Mgmt For For For 2.20 Elect Director Seiji Kuraishi Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ HONG KONG EXCHANGES AND CLEARING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y3506N139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Declare Final Dividend of HK$ 2.09 Mgmt For For For Per Share 3.1 Elect John Estmond Strickland as Mgmt For For For Director 3.2 Elect Wong Sai Hung, Oscar as Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6.1 Approve Remuneration of HK$500,000 Mgmt For For For and HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively 6.2 Approve Attendance Fee of HK$2,500 Mgmt For For For Per Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees 7 Amend Articles of Association Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HONGKONG ELECTRIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y33549117 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lee Lan Yee, Francis as Mgmt For For For Director 3.2 Reelect Frank John Sixt as Director Mgmt For Against Against 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 8 Amend Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 404280406 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Rona Fairhead as Director Mgmt For For For 3.2 Re-elect Michael Geoghegan as Director Mgmt For For For 3.3 Re-elect Stephen Green as Director Mgmt For For For 3.4 Re-elect Gwyn Morgan as Director Mgmt For For For 3.5 Re-elect Nagavara Murthy as Director Mgmt For For For 3.6 Re-elect Simon Robertson as Director Mgmt For For For 3.7 Re-elect John Thornton as Director Mgmt For For For 3.8 Re-elect Sir Brian Williamson as Mgmt For For For Director 4 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 5 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 6 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 7 Amend Articles of Association Mgmt For For For 8 Approve UK Share Incentive Plan Mgmt For For For 9 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3744A105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Working Report of the Board of Mgmt For For For Directors 2 Accept Working Report of the Mgmt For For For Supervisory Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Profit Distribution Plan Mgmt For For For 5 Reappoint PricewaterhouseCoopers Mgmt For For For Zhong Tian CPAs Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectively, with a Total Remuneration of About RMB 21.55 Million 6 Approve Issue of Short-term Debentures Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y38024108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Li Tzar Kuoi, Victor as Mgmt For For For Director 3.2 Reelect Frank John Sixt as Director Mgmt For Against Against 3.3 Reelect Michael David Kadoorie as Mgmt For For For Director 3.4 Reelect George Colin Magnus as Mgmt For For For Director 3.5 Reelect Margaret Leung Ko May Yee as Mgmt For Against Against Director 4 Appoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 6 Approve CKH Master Agreement and Mgmt For For For Acquisition of CKH Connected Debt Securities 7 Approve HSE Master Agreement and Mgmt For For For Acquisition of HSE Connected Debt Securities - ------------------------------------------------------------------------------------------------------------------ IBERDROLA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E6165F166 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual and Consolidated Mgmt For For For Financial Statements for the Fiscal Year Ended Dec. 31, 2009 2 Accept Management's Report on Company Mgmt For For For and Consolidated Group 3 Approve Discharge of Directors for Mgmt For For For the Year Ended Dec. 31, 2009. 4 Re-elect Auditor for Company and Mgmt For For For Consolidated Group for Fiscal Year 2010. 5 Approve Allocation of Income and Mgmt For For For Dividends 6 Approve Increase in Capital up to EUR Mgmt For For For 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws 7.1 Elect Maria Helena Antolin Raybaud as Mgmt For For For Independent Director 7.2 Elect Santiago Martinez Lage as Mgmt For For For Independent Director 7.3 Re-Elect Victor de Urrutia Vallejo as Mgmt For For For Independent Director 7.4 Re-Elect Ricardo Alvarez Isasi as Mgmt For For For Independent Director 7.5 Re-Elect Jose Ignacio Berroeta Mgmt For For For Echevarria as Independent Director 7.6 Re-Elect Juan Luis Arregui Ciarsolo Mgmt For For For as Independent Director 7.7 Re-Elect Jose Ignacio Sanchez Galan Mgmt For For For as Executive Director 7.8 Re-Elect Julio de Miguel Aynat as Mgmt For For For Independent Director 7.9 Re-Elect Sebastian Battaner Arias as Mgmt For For For Independent Director 7.10 Fix Number of Directors Mgmt For For For 8 Authorize Repurchase of Shares; Mgmt For For For Cancel Authorization to Repurchase Shares Granted at the AGM Held on March 20, 2009 9 Authorize Board to Issue Within Five Mgmt For For For Years Bonds,Debentures, and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void A 10 Approve Listing and Delisting of Mgmt For For For Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 11 Authorize Board to Approve the Mgmt For For For Creation of Foundation; Void Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Mgmt For For For Corporate By-laws 13 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ IDEMITSU KOSAN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CUSIP J2388K103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akihiko Tenbou Mgmt For For For 1.2 Elect Director Kazuhisa Nakano Mgmt For For For 1.3 Elect Director Kenichi Matsui Mgmt For For For 1.4 Elect Director Akirou Nishiyori Mgmt For For For 1.5 Elect Director Seiji Fukunaga Mgmt For For For 1.6 Elect Director Takashi Tsukioka Mgmt For For For 1.7 Elect Director Yoshihisa Matsumoto Mgmt For For For 1.8 Elect Director Mitsuru Soneda Mgmt For For For 1.9 Elect Director Junjirou Kuramochi Mgmt For For For 1.10 Elect Director Yasunori Maeda Mgmt For For For 1.11 Elect Director Osamu Kamimae Mgmt For For For 1.12 Elect Director Takeshi Yamada Mgmt For For For 2.1 Appoint Statutory Auditor Kiyonobu Mgmt For For For Kobayashi 2.2 Appoint Statutory Auditor Minoru Mgmt For For For Koyama 3 Appoint External Audit Firm Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G4721W102 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 52 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Dr Ken Burnett as Director Mgmt For For For 5 Re-elect Jean-Dominique Comolli as Mgmt For For For Director 6 Re-elect Robert Dyrbus as Director Mgmt For For For 7 Re-elect Charles Knott as Director Mgmt For For For 8 Re-elect Iain Napier as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 10 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 11 Authorise Company and its Mgmt For For For Subsidiaries to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 a 12 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securit 13 Subject to the Passing of Resolution Mgmt For For For 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 14 Authorise 106,794,000 Ordinary Shares Mgmt For For For for Market Purchase 15 Approve That a General Meeting of the Mgmt For For For Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice 16 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INFINEON TECHNOLOGIES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D35415104 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2008/2009 (Non-Voting) 2 Discussion of Remuneration System for Mgmt N/A N/A N/A Management Board Members (Non-Voting) 3.1 Approve Discharge of Management Board Mgmt For For For Member Peter Bauer for Fiscal 2008/2009 3.2 Approve Discharge of Management Board Mgmt For For For Member Hermann Eul for Fiscal 2008/2009 3.3 Approve Discharge of Management Board Mgmt For For For Member Reinhard Ploss for Fiscal 2008/2009 3.4 Approve Discharge of Management Board Mgmt For For For Member Marco Schroeter for Fiscal 2008/2009 4.1 Approve Discharge of Supervisory Mgmt For For For Board Member Max Dietrich Kley for Fiscal 2008/2009 4.2 Approve Discharge of Supervisory Mgmt For For For Board Member Wigand Cramer for Fiscal 2008/2009 4.3 Approve Discharge of Supervisory Mgmt For For For Board Member Alfred Eibl for Fiscal 2008/2009 4.4 Approve Discharge of Former Mgmt For For For Supervisory Board Member Johannes Feldmayer for Fiscal 2008/2009 4.5 Approve Discharge of Supervisory Mgmt For For For Board Member Peter Gruber for Fiscal 2008/2009 4.6 Approve Discharge of Former Mgmt For For For Supervisory Board Member Jakob Hauser for Fiscal 2008/2009 4.7 Approve Discharge of Supervisory Mgmt For For For Board Member Gerhard Hobbach for Fiscal 2008/2009 4.8 Approve Discharge of Supervisory Mgmt For For For Board Member Renate Koecher for Fiscal 2008/2009 4.9 Approve Discharge of Supervisory Mgmt For For For Board Member Siegfried Luther for Fiscal 2008/2009 4.10 Approve Discharge of Former Mgmt For For For Supervisory Board Member Franz Neppl for Fiscal 2008/2009 4.11 Approve Discharge of Supervisory Mgmt For For For Board Member Manfred Puffer for Fiscal 2008/2009 4.12 Approve Discharge of Former Mgmt For For For Supervisory Board Member Michael Ruth for Fiscal 2008/2009 4.13 Approve Discharge of Supervisory Mgmt For For For Board Member Gerd Schmidt for Fiscal 2008/2009 4.14 Approve Discharge of Supervisory Mgmt For For For Board Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 4.15 Approve Discharge of Supervisory Mgmt For For For Board Member Horst Schuler for Fiscal 2008/2009 4.16 Approve Discharge of Supervisory Mgmt For For For Board Member Kerstin Schulzendorf for Fiscal 2008/2009 4.17 Approve Discharge of Supervisory Mgmt For For For Board Member Eckart Suenner for Fiscal 2008/2009 4.18 Approve Discharge of Supervisory Mgmt For For For Board Member Alexander Trueby for Fiscal 2008/2009 4.19 Approve Discharge of Supervisory Mgmt For For For Board Member Arnaud de Weert for Fiscal 2008/2009 4.20 Approve Discharge of Former Mgmt For For For Supervisory Board Member Martin Winterkorn for Fiscal 2008/2009 4.21 Approve Discharge of Supervisory Mgmt For For For Board Member Klaus Wucherer for Fiscal 2008/2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2009 6 Authorize Share Repurchase Program Mgmt For Against Against and Reissuance or Cancellation of Repurchased Shares 7.1 Elect Hans-Ulrich Holdenried to the Mgmt For For For Supervisory Board 7.2 Elect Renate Koecher to the Mgmt For For For Supervisory Board 7.3 Elect Manfred Puffer to the Mgmt For For For Supervisory Board 7.4 Elect Doris Schmitt-Landsiedel to the Mgmt For For For Supervisory Board 7.5 Elect Eckart Suenner to the Mgmt For For For Supervisory Board 7.6 Elect Klaus Wucherer to the Mgmt For N/A N/A Supervisory Board 7.7 Elect Willi Berchtold to the ShrHldr Against For Against Supervisory Board 8 Approve Cancellation of Two Mgmt For For For Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital 9 Approve Reduction of 2002 Pool of Mgmt For For For Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 10 Approve Creation of EUR 648 Million Mgmt For For For Pool of Capital without Preemptive Rights 11 Approve Creation of EUR 40 Million Mgmt For For For Pool of Capital without Preemptive Rights for Employee Share Awards 12 Approve Stock Option Plan for Key Mgmt For For For Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights 13 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capit 14.1 Amend Articles Re: Deadline for the Mgmt For For For Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.2 Amend Articles Re: Postal Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.3 Amend Articles Re: Online Mgmt For For For Participation and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.4 Amend Articles Re: Designation of Mgmt For For For Power of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.5 Amend Articles Re: Audio and Video Mgmt For For For Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 15 Approve Affiliation Agreement with Mgmt For For For Subsidiary Hitex Development Tools GmbH 16 Approve Affiliation Agreement with Mgmt For For For Subsidiary Infineon Technologies Mantel 21 GmbH - ------------------------------------------------------------------------------------------------------------------ INMET MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IMN CUSIP 457983104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Yilmaz Arguden as Director Mgmt For For For 1.2 Elect David R. Beatty as Director Mgmt For For For 1.3 Elect John C. Eby as Director Mgmt For For For 1.4 Elect Paul E. Gagne as Director Mgmt For For For 1.5 Elect Oyvind Hushovd as Director Mgmt For For For 1.6 Elect Thomas E. Mara as Director Mgmt For For For 1.7 Elect Wolf K. Seidler as Director Mgmt For For For 1.8 Elect Jochen Tilk as Director Mgmt For For For 1.9 Elect James M. Tory as Director Mgmt For For For 1.10 Elect Douglas W.G. Whitehead as Mgmt For For For Director 2 Ratify KPMG LLP as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49133161 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Sir Nigel Rudd as Director Mgmt For For For 3.2 Re-elect Michael Parker as Director Mgmt For For For 3.3 Elect Wayne Edmunds as Director Mgmt For For For 4 Reappoint Ernst & Young LLP as Mgmt For For For Auditors of the Company 5 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 6 Approve Final Dividend of 1.5 Pence Mgmt For For For Per Share 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 26,687,937 and an Additional Amount Pursuant to a Rights Issue of up to GBP 53,375,875 After Deducting Any Securities Issued Under the General Authority 8 Subject to the Passing of Resolution Mgmt For For For 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,003,190 9 Amend Articles of Association by Mgmt For For For Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act 2006, are to be Treated as Provisions of the Company's Articles of Association 10 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ ISHARES MSCI EAFE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IYT CUSIP 464287465 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For Withhold Against 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ISHARES MSCI EAFE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IYT CUSIP 464287465 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Investment Advisory Agreement Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITOCHU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CUSIP J2501P104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 7.5 2 Amend Articles To Streamline Board Mgmt For For For Structure 3.1 Elect Director Eizou Kobayashi Mgmt For For For 3.2 Elect Director Kouhei Watanabe Mgmt For For For 3.3 Elect Director Masahiro Okafuji Mgmt For For For 3.4 Elect Director Toshihito Tamba Mgmt For For For 3.5 Elect Director Youichi Kobayashi Mgmt For For For 3.6 Elect Director Yoshio Akamatsu Mgmt For For For 3.7 Elect Director Yoshihisa Aoki Mgmt For For For 3.8 Elect Director Tadayuki Seki Mgmt For For For 3.9 Elect Director Hiroo Inoue Mgmt For For For 3.10 Elect Director Kenji Okada Mgmt For For For 3.11 Elect Director Kouji Takayanagi Mgmt For For For 3.12 Elect Director Satoshi Kikuchi Mgmt For For For 3.13 Elect Director Toru Matsushima Mgmt For For For 3.14 Elect Director Hitoshi Okamoto Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JARDINE CYCLE & CARRIAGE LTD(FORMERLY CYCLE & CARRIAGE LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y43703100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of $0.47 Per Mgmt For For For Share 3 Approve Directors' Fees of Up to SGD Mgmt For For For 502,000 for the Year Ending Dec. 31, 2010 (2009: SGD 502,000) 4.1 Reelect Anthony Nightingale as Mgmt For For For Director 4.2 Reelect Benjamin Keswick as Director Mgmt For For For 4.3 Reelect Chiew Sin Cheok as Director Mgmt For For For 4.4 Reelect Chang See Hiang as Director Mgmt For For For 5 Reelect Boon Yoon Chiang as Director Mgmt For For For 6 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Other Business (Voting) Mgmt For Against Against 8.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 8.2 Authorize Share Repurchase Program Mgmt For For For 8.3 Approve Mandate for Transactions with Mgmt For For For Related Parties - ------------------------------------------------------------------------------------------------------------------ JFE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5411 CUSIP J2817M100 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 20 2.1 Elect Director Hajime Bada Mgmt For For For 2.2 Elect Director Eiji Hayashida Mgmt For For For 2.3 Elect Director Yoshio Ishikawa Mgmt For For For 2.4 Elect Director Kouhei Wakabayashi Mgmt For For For 2.5 Elect Director Sumiyuki Kishimoto Mgmt For For For 2.6 Elect Director Shigeo Asai Mgmt For For For 2.7 Elect Director Akimitsu Ashida Mgmt For For For 3 Appoint Statutory Auditor Hiroyuki Mgmt For For For Itami 4 Appoint Alternate Statutory Auditor Mgmt For For For Isao Saiki - ------------------------------------------------------------------------------------------------------------------ K'S HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8282 CUSIP J36615102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2.1 Elect Director Shuuichi Kato Mgmt For For For 2.2 Elect Director Motonobu Inoue Mgmt For For For 2.3 Elect Director Kenji Sato Mgmt For For For 2.4 Elect Director Susumu Hoteida Mgmt For For For 2.5 Elect Director Yukio Kato Mgmt For For For 2.6 Elect Director Hiroyuki Endo Mgmt For For For 2.7 Elect Director Tadashi Hiramoto Mgmt For For For 2.8 Elect Director Yasushi Yamada Mgmt For For For 2.9 Elect Director Yuuji Okano Mgmt For For For 2.10 Elect Director Kunihiko Yamamoto Mgmt For For For 2.11 Elect Director Masashi Takahashi Mgmt For For For 2.12 Elect Director Tomeo Igawa Mgmt For For For 2.13 Elect Director Jirou Matsumoto Mgmt For For For 2.14 Elect Director Masahiro Hayashi Mgmt For For For 2.15 Elect Director Yoichi Sakashita Mgmt For For For 2.16 Elect Director Naoto Ohsaka Mgmt For For For 2.17 Elect Director Shinichi Kawasumi Mgmt For For For 2.18 Elect Director Keisuke Inoue Mgmt For For For 3 Appoint Statutory Auditor Toyofusa Mgmt For Against Against Saito 4 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 5 Approve Retirement Bonus Payment for Mgmt For For For Director 6 Approve Stock Option Plan for Mgmt For For For Directors and Statutory Auditors 7 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KAO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4452 CINS J30642169 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 29 2.1 Elect Director Motoki Ozaki Mgmt For For For 2.2 Elect Director Takuo Goto Mgmt For For For 2.3 Elect Director Hiroshi Kanda Mgmt For For For 2.4 Elect Director Shunichi Nakagawa Mgmt For For For 2.5 Elect Director Tatsuo Takahashi Mgmt For For For 2.6 Elect Director Toshiharu Numata Mgmt For For For 2.7 Elect Director Toshihide Saito Mgmt For For For 2.8 Elect Director Shinichi Mita Mgmt For For For 2.9 Elect Director Masato Hirota Mgmt For For For 2.10 Elect Director Shinichiro Hiramine Mgmt For For For 2.11 Elect Director Ken Hashimoto Mgmt For For For 2.12 Elect Director Michitaka Sawada Mgmt For For For 2.13 Elect Director Hisao Mitsui Mgmt For For For 2.14 Elect Director Teruhiko Ikeda Mgmt For For For 2.15 Elect Director Takuma Otoshi Mgmt For For For 3 Appoint Statutory Auditor Tadashi Oe Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Satoshi Ito 5 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KB FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KOKBFG CUSIP 48241A105 01/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kang Chung-Won as CEO Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Adoption of the KCL Mgmt For For For Restricted Share Plan 2 Declare Final Dividend of SGD 0.23 Mgmt For For For Per Share - ------------------------------------------------------------------------------------------------------------------ KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' Reports 2 Approve Adoption of the KCL Mgmt For For For Performance Share Plan 3 Reelect Lim Hock San as Director Mgmt For For For 4 Reelect Oon Kum Loon as Director Mgmt For For For 5 Reelect Lee Boon Yang as Director Mgmt For For For 6 Reelect Alvin Yeo Khirn Hai as Mgmt For For For Director 7 Reelect Tong Chong Heong as Director Mgmt For For For 8 Reelect Sven Bang Ullring as Director Mgmt For For For 9 Approve Directors' Fees Aggregating Mgmt For For For SGD 1.1 Million in Cash (2008: SGD 570,000) and Award of 30,000 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2009 10 Approve Special Remuneration of SGD Mgmt For For For 250,000 to Lim Chee Onn for the Period of Jan. 1, 2009 to June 30, 2009 11 Approve Award of Additional 4,500 Mgmt For For For Ordinary Shares to Lee Boon Yang as Payment in Part of His Remuneration for the Year Ended Dec. 31, 2009 12 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 13 Approve Issuance of Shares with or Mgmt For For For without Preemptive Rights 14 Authorize Share Repurchase Program Mgmt For For For 15 Approve Mandate for Transactions with Mgmt For For For Related Parties - ------------------------------------------------------------------------------------------------------------------ KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scrip Dividend Distribution Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KIRIN HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2503 CUSIP 497350108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 11.5 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 2.8 Elect Director Mgmt For For For 2.9 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For 4 Approve Payment of Annual Bonuses to Mgmt For For For Directors and Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ KONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X4551T105 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Calling the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.295 Per Class A Share, and EUR 1.30 Per Class B Share; Authorize Donation for Charitable Purposes 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors In Mgmt For For For the Amount of EUR 54,000 for Chairman, EUR 42,000 for Vice Chairman, and EUR 30,000 for Ordinary Directors 11 Fix Number of Directors at Eight (8) Mgmt For For For and Number of Deputy Members at One (1) 12 Reelect Matti Alahuhta, Anne Brunila, Mgmt For Against Against Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Dir 13 Approve Remuneration of Auditors Mgmt For For For 14 Fix Number of Auditors at Two Mgmt For For For 15 Ratify PricewaterhouseCoopers Oy and Mgmt For For For Heikki Lassila as Auditors 16 Establish KONE Corporation Centennial Mgmt For For For Foundation; Approve Distribution of 100,000 Treasury Class B Shares 17 Authorize Repurchase of up to 3.8 Mgmt For For For Million Class A Shares and 21.8 Million Class B Shares 18 Approve Issuance of 3.8 Million Class Mgmt For For For A Shares and 21.8 Million Class B Shares without Preemptive Rights 19 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N0139V142 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 3 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 4 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 5 Approve Financial Statements and Mgmt For For For Statutory Reports 6 Approve Dividends of EUR 0.23 Per Mgmt For For For Share 7 Approve Discharge of Management Board Mgmt For For For 8 Approve Discharge of Supervisory Board Mgmt For For For 9 Elect J.F. Rishton to Executive Board Mgmt For For For 10 Elect L.J. Hijmans van den Bergh to Mgmt For For For Executive Board 11 Elect J.A. Sprieser to Supervisory Mgmt For For For Board 12 Approve Remuneration of Supervisory Mgmt For For For Board 13 Ratify Deloitte Accountants B.V. as Mgmt For For For Auditors 14 Grant Board Authority to Issue Shares Mgmt For For For up to Ten Percent of Issued Capital 15 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Item 14 16 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 17 Approve Reduction of Issued Capital Mgmt For For For by Cancelling Treasury Shares 18 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KONINKLIJKE DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N5017D122 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2.1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 2.2 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 3 Approve Financial Statements and Mgmt For For For Statutory Reports 4.1 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 4.2 Approve Dividends of EUR 1.20 Per Mgmt For For For Share 5.1 Approve Discharge of Management Board Mgmt For For For 5.2 Approve Discharge of Supervisory Board Mgmt For For For 6.1 Reelect N.H. Gerardu to Management Mgmt For For For Board 6.2 Reelect R.D. Schwalb to Management Mgmt For For For Board 7.1 Reelect T. de Swaan to Supervisory Mgmt For For For Board 7.2 Elect R.J. Routs to Supervisory Board Mgmt For For For 8 Approve Remuneration Report Mgmt For For For Containing Remuneration Policy for Management Board Members 9.1 Grant Board Authority to Issue Shares Mgmt For For For Up To 10 Percent of Issued Capital Plus Additional10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 9.2 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Item 9a 10 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 11 Authoriize Reduction of Up to 10 Mgmt For For For Percent of Share Capital by Cancellation of Shares 12 Other Business Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KONINKLIJKE VOPAK N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N5075T100 08/27/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A TNA N/A 2.1 Authorize Board to Issue Cumulative Mgmt For TNA N/A Financing Preference Shares 2.2 Authorize Board to Exclude Preemptive Mgmt For TNA N/A Rights from Issuance under Item 2.a 3 Authorize Repurchase of Depositary Mgmt For TNA N/A Receipts for FinancingPreference Shares 4 Amend Articles Mgmt For TNA N/A 5 Other Business Mgmt N/A TNA N/A 6 Close Meeting Mgmt N/A TNA N/A - ------------------------------------------------------------------------------------------------------------------ KPN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N4297B146 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 3 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 4 Approve Financial Statements Mgmt For For For 5 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 6 Approve Dividends of EUR 0.69 Per Mgmt For For For Share 7 Approve Discharge of Management Board Mgmt For For For 8 Approve Discharge of Supervisory Board Mgmt For For For 9 Ratify PricewaterhouseCoopers Mgmt For For For Acountants N.V. as Auditors 10 Approve Remuneration Report Mgmt For For For Containing Remuneration Policy for Management Board Members 11 Receive Announcement of Intention to Mgmt N/A N/A N/A Reappoint E. Blok and J.B.P. Coopmans to Management Board 12 Announce Vacancies on Supervisory Mgmt N/A N/A N/A Board 13 Receive Announcement Re: Changes in Mgmt N/A N/A N/A Composition in Supervisory Board Committees 14 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 15 Approve Reduction in Share Capital by Mgmt For For For Cancellation of Shares 16 Other Business and Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ KYOCERA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CUSIP J37479110 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 60 2.1 Elect Director Tsutomu Yamori Mgmt For For For 2.2 Elect Director Yoshihito Ota Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G5542W106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Sir Winfried Bischoff as Mgmt For For For Director 3.2 Elect Glen Moreno as Director Mgmt For For For 3.3 Elect David Roberts as Director Mgmt For For For 4.1 Re-elect Dr Wolfgang Berndt as Mgmt For For For Director 4.2 Re-elect Eric Daniels as Director Mgmt For For For 4.3 Re-elect Helen Weir as Director Mgmt For For For 5 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 6 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 8 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 9 Authorise Market Purchase Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ MACARTHUR COAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Q5689Z101 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Ratify Past Issuance of Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACARTHUR COAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCC CUSIP Q5689Z101 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Issuance of Shares to Mgmt For For For Noble Group Members - ------------------------------------------------------------------------------------------------------------------ MAKITA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6586 CUSIP J39584107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 52 2 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ MARINE HARVEST ASA (FORMERLY PAN FISH ASA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R2326D105 11/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Approve Minutes of Meeting Mgmt For For For 3 Issue Warrants w/o Preempt Rgts Mgmt For Against Against 4 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5824M107 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 9.5 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Sir Stuart Rose as Director Mgmt For For For 5 Elect Jan du Plessis as Director Mgmt For For For 6 Re-elect Jeremy Darroch as Director Mgmt For For For 7 Re-elect Sir David Michels as Director Mgmt For For For 8 Re-elect Louise Patten as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 10 Authorise the Audit Committee to Mgmt For For For Determine Remuneration of Auditors 11 Issue Equity with Pre-emptive Rights Mgmt For For For Under a General Authority up to Aggregate Nominal Amount of GBP 131,511,272 and an Additional Amount Pursuant to a Rights Issue of up to GBP 263,022,544 After Deducting Any Securities Issued Under the General Authority 12 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,726,691 13 Authorise 158,000,000 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice 15 Approve Marks and Spencer Group Mgmt For For For Republic of Ireland Sharesave Plan 2009 16 Authorise the Board to Take All ShrHldr Against For Against Reasonable and Practical Steps to Bring Forward the Appointment of an Independent Chairman to July 2010 - ------------------------------------------------------------------------------------------------------------------ MARUBENI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CUSIP J39788138 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nobuo Katsumata Mgmt For For For 1.2 Elect Director Teruo Asada Mgmt For For For 1.3 Elect Director Mamoru Sekiyama Mgmt For For For 1.4 Elect Director Masaru Funai Mgmt For For For 1.5 Elect Director Michihiko Ota Mgmt For For For 1.6 Elect Director Takafumi Sakishima Mgmt For For For 1.7 Elect Director Kenichi Hatta Mgmt For For For 1.8 Elect Director Shinji Kawai Mgmt For For For 1.9 Elect Director Shigemasa Sonobe Mgmt For For For 1.10 Elect Director Shigeru Yamazoe Mgmt For For For 1.11 Elect Director Mitsuru Akiyoshi Mgmt For For For 1.12 Elect Director Toshiyuki Ogura Mgmt For For For 1.13 Elect Director Shigeaki Ishikawa Mgmt For For For 2.1 Appoint Statutory Auditor Takao Mgmt For For For Kitabatake 2.2 Appoint Statutory Auditor Norimasa Mgmt For Against Against Kuroda - ------------------------------------------------------------------------------------------------------------------ METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D53968125 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports for Fiscal 2009; Approve Allocation of Income and Dividends of EUR 1.18 per Ordinary Share and EUR 1.30 per Preference Share 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Elect Juergen Kluge to the Mgmt For For For Supervisory Board 7 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 8 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights 9 Amend Articles Re: Remuneration of Mgmt For For For Supervisory Board 10 Amend Articles Re: Convocation of, Mgmt For For For Participation in, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Amend Articles Re: Voting Rights Mgmt For For For Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Amend Articles Re: Electronic Mgmt For For For Participation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 13 Amend Articles Re: Postal Voting at Mgmt For For For the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14 Amend Articles Re: Chair of General Mgmt For For For Meeting 15 Amend Articles Re: Editorial Changes Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MIRACA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 4544 CUSIP J4352B101 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Hiromasa Suzuki Mgmt For For For 1.2 Elect Director Shinji Ogawa Mgmt For For For 1.3 Elect Director Tatsuo Tokumitsu Mgmt For For For 1.4 Elect Director Yoshihiro Kato Mgmt For For For 1.5 Elect Director Shiro Kudo Mgmt For For For 1.6 Elect Director Naoji Yui Mgmt For For For 1.7 Elect Director Nobumichi Hattori Mgmt For For For 1.8 Elect Director Yasunori Kaneko Mgmt For For For 1.9 Elect Director Yoshiki Watanabe Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MITSUBISHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8058 CUSIP J43830116 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 21 2.1 Elect Director Yorihiko Kojima Mgmt For For For 2.2 Elect Director Ken Kobayashi Mgmt For For For 2.3 Elect Director Ryouichi Ueda Mgmt For For For 2.4 Elect Director Masahide Yano Mgmt For For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For For 2.6 Elect Director Hideto Nakahara Mgmt For For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For For 2.9 Elect Director Yasuo Nagai Mgmt For For For 2.10 Elect Director Mikio Sasaki Mgmt For For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against Against 2.12 Elect Director Kunio Itou Mgmt For For For 2.13 Elect Director Kazuo Tsukuda Mgmt For Against Against 2.14 Elect Director Ryouzou Katou Mgmt For For For 2.15 Elect Director Hidehiro konno Mgmt For For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Set Amounts for Retirement Bonus Mgmt For For For Reserve Funds for Directors 6 Approve Deep Discount Stock Option Mgmt For Against Against Plan and Adjustment to Aggregate Compensation Ceiling for Directors - ------------------------------------------------------------------------------------------------------------------ MITSUI & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CUSIP J44690139 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 11 2.1 Elect Director Shoei Utsuda Mgmt For For For 2.2 Elect Director Masami Iijima Mgmt For For For 2.3 Elect Director Ken Abe Mgmt For For For 2.4 Elect Director Junichi Matsumoto Mgmt For For For 2.5 Elect Director Seiichi Tanaka Mgmt For For For 2.6 Elect Director Norinao Iio Mgmt For For For 2.7 Elect Director Takao Omae Mgmt For For For 2.8 Elect Director Masayoshi Komai Mgmt For For For 2.9 Elect Director Daisuke Saiga Mgmt For For For 2.10 Elect Director Nobuko Matsubara Mgmt For For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For For 2.13 Elect Director Toshiro Muto Mgmt For For For 3 Appoint Statutory Auditor Naoto Mgmt For For For Nakamura - ------------------------------------------------------------------------------------------------------------------ MITSUI SUMITOMO INSURANCE GROUP HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CUSIP J45745106 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement with Mgmt For For For Aioi Insurance Co. and Nissay Dowa General Insurance Co. 2 Amend Articles To Change Company Mgmt For For For Name 3.1 Elect Director Mgmt For For For 3.2 Elect Director Mgmt For For For 3.3 Elect Director Mgmt For For For 3.4 Elect Director Mgmt For For For 3.5 Elect Director Mgmt For For For 3.6 Elect Director Mgmt For For For 3.7 Elect Director Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For 4.2 Appoint Statutory Auditor Mgmt For For For 4.3 Appoint Statutory Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MS&AD INSURANCE GROUP HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J4687C105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 27 2.1 Elect Director Toshiaki Egashira Mgmt For For For 2.2 Elect Director Ichiro Tateyama Mgmt For For For 2.3 Elect Director Tadashi Kodama Mgmt For For For 2.4 Elect Director Yasuyoshi Karasawa Mgmt For For For 2.5 Elect Director Susumu Fujimoto Mgmt For For For 2.6 Elect Director Shuhei Horimoto Mgmt For For For 2.7 Elect Director Hisahito Suzuki Mgmt For For For 2.8 Elect Director Masanori Yoneda Mgmt For For For 2.9 Elect Director Katsuaki Ikeda Mgmt For For For 2.10 Elect Director Toshihiko Seki Mgmt For For For 2.11 Elect Director Akira Watanabe Mgmt For For For 2.12 Elect Director Mitsuhiro Umezu Mgmt For For For 2.13 Elect Director Daiken Tsunoda Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MTU AERO ENGINES HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D5565H104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.93 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 6 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Convocation of, Mgmt For For For Registration for, Voting Rights Representation at, and Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8 Approve Creation of EUR 5.2 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Creation of EUR 20.8 Million Mgmt For For For Pool of Authorized Capital II without Preemptive Rights 10 Approve Reduction of Conditional Mgmt For For For Capital to EUR 3.6 Million 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 22.4 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Remuneration System for Mgmt For For For Management Board Members - ------------------------------------------------------------------------------------------------------------------ MURATA MANUFACTURING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CUSIP J46840104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 35 2.1 Elect Director Yoshitaka Fujita Mgmt For For For 2.2 Elect Director Hiroaki Yoshihara Mgmt For For For 3 Appoint Statutory Auditor Masakazu Mgmt For For For Toyoda - ------------------------------------------------------------------------------------------------------------------ NATIONAL BANK OF CANADA TICKER SECURITY ID: MEETING DATE MEETING STATUS NA CUSIP 633067103 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence S. Bloomberg Mgmt For For For 1.2 Elect Director Pierre Bourgie Mgmt For For For 1.3 Elect Director Andre Caille Mgmt For For For 1.4 Elect Director Gerard Coulombe Mgmt For For For 1.5 Elect Director Bernard Cyr Mgmt For For For 1.6 Elect Director Shirley A. Dawe Mgmt For For For 1.7 Elect Director Nicole Diamond-Gelinas Mgmt For For For 1.8 Elect Director Jean Douville Mgmt For For For 1.9 Elect Director Marcel Dutil Mgmt For For For 1.10 Elect Director Jean Gaulin Mgmt For For For 1.11 Elect Director Paul Gobeil Mgmt For For For 1.12 Elect Director Louise Laflamme Mgmt For For For 1.13 Elect Director Roseann Runte Mgmt For For For 1.14 Elect Director Marc P. Tellier Mgmt For For For 1.15 Elect Director Louis Vachon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation Approach 3 Ratify SB/DT as Auditors Mgmt For For For 4 Submit to Shareholder Vote More ShrHldr Against Against For Nominees Than There are Vacanicies on the Board of Directors 5 Disclose Equity Ratio Between Total ShrHldr Against Against For Compensation of the CEO, Five NEOs and Average Total Employee Compensation - ------------------------------------------------------------------------------------------------------------------ NATIONAL BANK OF GREECE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X56533114 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Spin-Off Agreement Mgmt For For For 2 Approve Accounting Treatment of Mgmt For For For Spin-Off 3 Authorize Filing of Required Mgmt For For For Documents/Other Formalities 4 Ratify Co-Option of Directors Mgmt For For For 5 Elect Directors Mgmt For Against Against 6 Elect Members of Audit Committee Mgmt For For For 7 Approve Related Party Transactions Mgmt For Against Against 8 Amend Company Articles Mgmt For Against Against 9 Authorize Convertible Debt Issuance Mgmt For For For 10 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6375K151 07/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 23 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Sir John Parker as Director Mgmt For For For 4 Re-elect Steve Holliday as Director Mgmt For For For 5 Re-elect Kenneth Harvey as Director Mgmt For For For 6 Re-elect Steve Lucas as Director Mgmt For For For 7 Re-elect Stephen Pettit as Director Mgmt For For For 8 Re-elect Nick Winser as Director Mgmt For For For 9 Re-elect George Rose as Director Mgmt For For For 10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 11 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 12 Approve Remuneration Report Mgmt For For For 13 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 92,404,802 and an Additional Amount Pursuant to a Rights Issue of up to GBP 92,404,802 14 Approve Scrip Dividend Program Mgmt For For For 15 Subject to the Passing of Resolution Mgmt For For For 14, Authorise the Directors to Capitalise the Appropriate Nominal Accounts of New Shares of the Company Alloted Under the Scrip Dividend Scheme 16 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,860,720 17 Authorise 243,269,786 Ordinary Shares Mgmt For For For for Market Purchase 18 Authorise the Directors to Call a Mgmt For For For General Meeting of the Company Other Than an Annual General Meeting on 14 Clear Days' Notice 19 Adopt New Articles of Association Mgmt For For For 20 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEOPOST SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F65196119 07/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.65 per Share 3 Approve Stock Dividend Program (Cash Mgmt For For For or Shares) 4 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 320,000 7 Elect Vincent Mercier as Director Mgmt For For For 8 Reelect Henk Bodt as Director Mgmt For For For 9 Reelect Eric Licoys as Director Mgmt For For For 10 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million 12 Authorize Issuance of Shares without Mgmt For For For Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million, with the Possibility Not to Offer them to the Public 13 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million, with the Possibility Not to Offer them to the Public 14 Authorize Board to Increase Capital Mgmt For For For in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 16 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 17 Authorize Capital Increase of Up to Mgmt For For For EUR 4.6 Million for Future Exchange Offers 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Employee Stock Purchase Plan Mgmt For For For for International Employees 20 Authorize up to 2 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 21 Authorize up to 3 Percent of Issued Mgmt For Against Against Capital for Use in Stock Option Plan 22 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 23 Approve Issuance of Securities Mgmt For For For Convertible into Debt 24 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ NESTLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H57312649 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.60 per Share 4.1 Reelect Andre Kudelski as Director Mgmt For For For 4.2 Reelect Jean-Rene Fourtou as Director Mgmt For For For 4.3 Reelect Steven Hoch as Director Mgmt For For For 4.4 Reelect Peter Brabeck-Letmathe as Mgmt For For For Director 4.5 Elect Titia de Lange as Director Mgmt For For For 4.6 Elect Jean-Pierre Roth as Director Mgmt For For For 4.7 Ratify KPMG AG as Auditors Mgmt For For For 5 Approve CHF 18.5 Million Reduction in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 6 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities - ------------------------------------------------------------------------------------------------------------------ NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y63084126 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Cheng Kar-Shun, Henry as Mgmt For For For Director 3.2 Reelect Cha Mou-Sing, Payson as Mgmt For Against Against Director 3.3 Reelect Cheng Kar-Shing, Peter as Mgmt For For For Director 3.4 Reelect Leung Chi-Kin, Stewart as Mgmt For Against Against Director 3.5 Reelect Chow Kwai-Cheung as Director Mgmt For For For 3.6 Reelect Ki Man-Fung, Leonie as Mgmt For For For Director 3.7 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint Joint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ NEXT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6500M106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Steve Barber as Director Mgmt For For For 5 Re-elect David Keens as Director Mgmt For For For 6 Reappoint Ernst & Young LLP as Mgmt For For For Auditors and Authorise Their Remuneration 7 Approve 2010 Share Matching Plan Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise Off-Market Purchase Mgmt For For For 12 Adopt New Articles of Association Mgmt For For For 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ NIPPON ELECTRIC GLASS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5214 CUSIP J53247110 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 6 2 Amend Articles to Authorize Public Mgmt For For For Announcements in Electronic Format 3.1 Elect Director Yuuzou Izutsu Mgmt For For For 3.2 Elect Director Masayuki Arioka Mgmt For For For 3.3 Elect Director Katsumi Inada Mgmt For For For 3.4 Elect Director Masami Atsuji Mgmt For For For 3.5 Elect Director Shuuji Itou Mgmt For For For 3.6 Elect Director Shigeru Yamamoto Mgmt For For For 3.7 Elect Director Kouichi Inamasu Mgmt For For For 3.8 Elect Director Masanori Yokota Mgmt For For For 4 Appoint Statutory Auditor Kazuhiro Ito Mgmt For For For 5 Appoint Alternate Statutory Auditor Mgmt For For For Yasuhiro Uozumi 6 Approve Annual Bonus Payment to Mgmt For For For Directors 7 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ NIPPON OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5001 CUSIP J5484F100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Formation of Joint Holding Mgmt For For For Company with Nippon Mining Holdings, Inc. 2 Amend Articles To Delete References Mgmt For For For to Record Date - ------------------------------------------------------------------------------------------------------------------ NISSAN MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CUSIP J57160129 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appoint Statutory Auditor Toshiyuki Mgmt For For For Nakamura 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against Against 2 Approve Stock Option Plan Mgmt For Against Against 3 Approve Stock Appreciation Rights Mgmt For For For Plan for Directors - ------------------------------------------------------------------------------------------------------------------ NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Proposed Disposal of Shares Mgmt For For For in Gloucester Coal Ltd. and Middlemount Coal Pty. Ltd. in Consideration for Shares in Macarthur Coal Ltd. - ------------------------------------------------------------------------------------------------------------------ NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of $0.036 Per Mgmt For For For Share 3 Reelect Richard Samuel Elman as Mgmt For For For Director 4 Reelect Harindarpal Singh Banga as Mgmt For For For Director 5 Reelect Alan Howard Smith as Director Mgmt For For For 6 Reelect David Gordon Eldon as Director Mgmt For For For 7 Reelect Tobias Josef Brown as Director Mgmt For For For 8 Approve Directors' Fees Mgmt For For For 9 Reappoint Ernst and Young as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program Mgmt For For For 12 Approve Issuance of Shares and Grant Mgmt For Against Against of Options Pursuant to the Noble Group Share Option Scheme 2004 13 Approve Issuance of Shares Pursuant Mgmt For For For to the Noble Group Limited Scrip Dividend Scheme 14 Approve Issuance of Shares and Grant Mgmt For Against Against of Awards Pursuant to the Noble Group Performance Share Plan 15 Approve Capitalization of Share Mgmt For For For Premium Account For Bonus Issue of Six Bonus Shares for Every Eleven Existing Shares Held - ------------------------------------------------------------------------------------------------------------------ NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 10/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Stock-for-Salary/Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H5820Q150 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2.10 per Share 4.1 Amend Articles Re: Compliance with Mgmt For For For Swiss Federal Act on Intermediated Securites 4.2 Amend Articles Re: Introduction of a Mgmt For For For Consultative Resolution on the Remuneration System 5.1 Reelect Marjorie M.T. Yang as Director Mgmt For For For 5.2 Reelect Daniel Vasella as Director Mgmt For For For 5.3 Reelect Hans-Joerg Rudloff as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ NOVO NORDISK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K7314N152 03/24/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Receive and Approve Financial Mgmt For N/A N/A Statements and Statutory Reports 3 Approve Remuneration of Directors Mgmt For N/A N/A 4 Approve Allocation of Income and Mgmt For N/A N/A Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 5.1 Reelect Sten Scheibye as Director Mgmt For N/A N/A 5.2 Reelect Goran Ando as Director Mgmt For N/A N/A 5.3 Reelect Henrik Gurtler as Director Mgmt For N/A N/A 5.4 Reelect Pamela Kirby as Director Mgmt For N/A N/A 5.5 Reelect Kurt Nielsen as Director Mgmt For N/A N/A 5.6 Reelect Hannu Ryopponen as Director Mgmt For N/A N/A 5.7 Reelect Jorgen Wedel as Director Mgmt For N/A N/A 6 Ratify PricewaterhouseCoopers as Mgmt For N/A N/A Auditor 7.1 Amend Articles Re: Notice Period of Mgmt For N/A N/A General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes 7.2 Amend Articles Re: Right to Issue Mgmt For N/A N/A Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting 7.3 Amend Articles Re: Change Name of Mgmt For N/A N/A Company's Share Registrar 7.4 Amend Articles Re: Appointment of Mgmt For N/A N/A Chairman and Vice Chairman 7.5 Amend Articles Re: Right to Sign for Mgmt For N/A N/A the Company 7.6 Amend Articles Re: Specify that the Mgmt For N/A N/A Corporate Language is English 7.7 Amend Articles Re: General Reference Mgmt For N/A N/A to Applicable Law Instead of Requirements for the Annual Report 7.8 Amend Articles Re: Delete Sentence Mgmt For N/A N/A Explaining the Lapse of the Right to Dividends 7.9 Approve DKK 20.0 Million Reduction in Mgmt For N/A N/A Class B Share Capital via Share Cancellation; Amend Articles Accordingly 7.10 Authorize Repurchase of up to 10 Mgmt For N/A N/A Percent of Share Capital 7.11 Amend Guidelines for Incentive-Based Mgmt For N/A N/A Compensation for Executive Management and Board 8 Authorize Chairman of Meeting to Make Mgmt For N/A N/A Editorial Changes to Adopted Resolutions in Connection with Registration 9 Other Business Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ NTT DOCOMO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CUSIP J59399105 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 2600 2 Amend Articles to Amend Business Mgmt For For For Lines - Change Company Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For For 3.4 Elect Director Hiroshi Matsui Mgmt For For For 3.5 Elect Director Bunya Kumagai Mgmt For For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For For 3.7 Elect Director Kaoru Katou Mgmt For For For 3.8 Elect Director Mitsunobu Komori Mgmt For For For 3.9 Elect Director Akio Oshima Mgmt For For For 3.10 Elect Director Fumio Iwasaki Mgmt For For For 3.11 Elect Director Takashi Tanaka Mgmt For For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6645 CUSIP J61374120 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 10 2.1 Elect Director Yoshio Tateishi Mgmt For For For 2.2 Elect Director Fumio Tateishi Mgmt For For For 2.3 Elect Director Hisao Sakuta Mgmt For For For 2.4 Elect Director Keiichirou Akahoshi Mgmt For For For 2.5 Elect Director Yutaka Takigawa Mgmt For For For 2.6 Elect Director Kazuhiko Toyama Mgmt For For For 2.7 Elect Director Masamitsu Sakurai Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ ORICA LTD. (FORMERLY ICI AUSTRALIA) TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CUSIP Q7160T109 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACIFIC BASIN SHIPPING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G68437139 03/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of 1.75 Percent Mgmt For For For Guaranteed Convertible Bonds due 2016 in an Aggregate Principal Amount of $230 Million - ------------------------------------------------------------------------------------------------------------------ PACIFIC BASIN SHIPPING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G68437139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Wang Chunlin as an Executive Mgmt For For For Director 3.2 Reelect Richard M. Hext as a Mgmt For For For Non-Executive Director 3.3 Reelect Patrick B. Paul as an Mgmt For For For Independent Non-Executive Director 3.4 Reelect Alasdair G. Morrison as an Mgmt For For For Independent Non-Executive Director 3.5 Approve Remuneration of Directors Mgmt For For For 4 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 7 Approve Issuance of Shares Under the Mgmt For For For Long-Term Incentive Scheme - ------------------------------------------------------------------------------------------------------------------ PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G69651100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect David Arculus as Director Mgmt For For For 4 Re-elect Patrick Cescau as Director Mgmt For For For 5 Re-elect Will Ethridge as Director Mgmt For For For 6 Re-elect Rona Fairhead as Director Mgmt For For For 7 Re-elect Robin Freestone as Director Mgmt For For For 8 Re-elect Susan Fuhrman as Director Mgmt For For For 9 Re-elect Ken Hydon as Director Mgmt For For For 10 Re-elect John Makinson as Director Mgmt For For For 11 Re-elect Glen Moreno as Director Mgmt For For For 12 Re-elect CK Prahalad as Director Mgmt For For For 13 Re-elect Marjorie Scardino as Director Mgmt For For For 14 Approve Remuneration Report Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 16 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Adopt New Articles of Association Mgmt For For For 21 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 22 Approve Share Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PERSIMMON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G70202109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Jeff Fairburn as Director Mgmt For For For 4 Elect Jonathan Davie as Director Mgmt For For For 5 Re-elect Mike Farley as Director Mgmt For For For 6 Re-elect Neil Davidson as Director Mgmt For For For 7 Re-elect David Thompson as Director Mgmt For Against Against 8 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 9 Adopt New Articles of Association Mgmt For For For 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ PETROBANK ENERGY & RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 71645P106 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Chris J. Bloomer Mgmt For For For 1.2 Elect Director Ian S. Brown Mgmt For For For 1.3 Elect Director Louis L. Frank Mgmt For For For 1.4 Elect Director M. Neil McCrank Mgmt For For For 1.5 Elect Director Kenneth R. McKinnon Mgmt For For For 1.6 Elect Director Jerald L. Oaks Mgmt For For For 1.7 Elect Director Harrie Vredenburg Mgmt For For For 1.8 Elect Director John D. Wright Mgmt For For For 1.9 Elect Director Corey C. Ruttan Mgmt For For For 1.10 Elect Director R. Gregg Smith Mgmt For For For 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Incentive Share Compensation Mgmt For For For Plan 4 Amend Stock Option Plan Mgmt For For For 5 Approve Unallocated Options under the Mgmt For For For Stock Option Plan 6 Approve Stock Option Plan Grants Mgmt For For For 7 Approve Amendments to the Deferred Mgmt For For For Common Share Compensation Plan 8 Approve Non-Employee Director Mgmt For For For Deferred Common Share Compensation Plan - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 71654V408 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company's Bylaws to Increase Mgmt For For For the Number of Authorized Preferred Shares 2 Amend Company's Bylaws to Increase Mgmt For For For the Number of Authorized Common Shares 3 Amend Company's Bylaws to Include Mgmt For For For Transitory Provision to Issue Shares with or without Preemptive Rights 4 Amend Article 4 of Company's Bylaws Mgmt For For For to Reflect the Changes in its Capital Structure - ------------------------------------------------------------------------------------------------------------------ POSCO (FORMERLY POHANG IRON & STEEL) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y70750115 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Annual Dividend of KRW 8,000 per Share 2 Amend Articles of Incorporation Mgmt For For For 3.1 Elect Park Han-Yong as Inside Director Mgmt For For For 3.2 Elect Oh Chang-Kwan as Inside Director Mgmt For For For 3.3 Elect Kim Jin-Il as Inside Director Mgmt For For For 4 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Michael Garrett as Director Mgmt For For For 4 Re-elect Bridget Macaskill as Director Mgmt For For For 5 Re-elect Clark Manning as Director Mgmt For For For 6 Re-elect Barry Stowe as Director Mgmt For For For 7 Elect Nic Nicandrou as Director Mgmt For For For 8 Elect Rob Devey as Director Mgmt For For For 9 Reappoint KPMG Audit plc as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 11 Approve Final Dividend Mgmt For For For 12 Authorise EU Political Donations and Mgmt For For For Expenditure 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 15 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Establish Prudential Group plc as the Mgmt For Against Against New Ultimate Holding Company of the Prudential Group 2 Authorise Issue of Equity with Mgmt For Against Against Pre-emptive Rights 3 Approve Performance Share Plan, Mgmt For Against Against Business Unit Performance Plans and M&G Executive Long Term Incentive Plan 2010 4 Approve UK Savings-Related Share Mgmt For Against Against Option Scheme, Irish SAYE Scheme, International Employees SAYE Scheme, International (Non-Employees) SAYE Scheme, Share Incentive Plan, Europe Share Participation Plan, Share Option Plan and Momentum Retention Plan 5 Authorise Establishment of Additional Mgmt For Against Against Employee Share Schemes for the Benefit of Overseas Employees - ------------------------------------------------------------------------------------------------------------------ PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y71474137 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Supervisory Mgmt For For For Duties' Report of Commissioners 2 Approve Financial Statements, Annual Mgmt For For For Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners 3 Approve Allocation of Income Mgmt For For For 4 Approve Remuneration of Directors and Mgmt For For For Commissioners 5 Appoint Auditors Mgmt For For For 6 Amend Articles of Association Mgmt For Against Against 7 Approve Utilization of Treasury Mgmt For Against Against Stocks from the Share Buy Back I to III - ------------------------------------------------------------------------------------------------------------------ PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y71474137 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors and Commissioners Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PTT PUBLIC CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6883U113 04/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve 2009 Net Profit Allocation Mgmt For For For Plan and Dividend Policy 4 Approve Office of the Auditor General Mgmt For For For of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors Mgmt For For For 6.1 Elect Benja Louichareon as Director Mgmt For For For 6.2 Elect Pichai Chunhavajira as Director Mgmt For For For 6.3 Elect Krairit Nilkuha as Director Mgmt For For For 6.4 Elect Nontigorn Kanchanachitra as Mgmt For For For Director 6.5 Elect Piyawat Niyomrerks as Director Mgmt For For For 7 Approve Five-Year External Fund Mgmt For Against Against Raising Plan of up to THB 80 Billion 8 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PUBLIC POWER CORPORATION S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X7023M103 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors (Bundled) Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CINS 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mike Lazaridis Mgmt For For For 1.2 Elect Director James Estill Mgmt For For For 1.3 Elect Director David Kerr Mgmt For For For 1.4 Elect Director Roger Martin Mgmt For For For 1.5 Elect Director John Richardson Mgmt For For For 1.6 Elect Director Barbara Stymiest Mgmt For For For 1.7 Elect Director John Wetmore Mgmt For For For 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ RHODIA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F7813K523 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.25 per Share 4 Approve Stock Dividend Program (Cash Mgmt For For For or Shares) 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Ratify Appointment of Henri Mgmt For For For Poupart-Lafarge as Director 7 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 8 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 9 Approve Reduction in Share Capital Mgmt For For For Through Reduction of Par Value 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million, or Subject to Approval of Item 9 up to Aggregate Nominal Amount of EUR 50 Million 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 180 Million, or Subject to Approval of Item 9 up to Aggregate Nominal Amount of EUR 15 Million 12 Authorize Board to Increase Capital Mgmt For For For in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Set Global Limit for Capital Increase Mgmt For For For to Result from All Issuance Requests at EUR 780 Million, or Subject to Approval of Item 9 at EUR 65 Million 14 Approve Employee Stock Purchase Plan Mgmt For For For 15 Approve Stock Purchase Plan Reserved Mgmt For For For for International Employees 16 Authorize up to 1 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 17 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ RIO TINTO LTD. (FORMERLY CRA LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Q81437107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended December 31, 2009 2 Approve Remuneration Report for the Mgmt For Against Against Year Ended December 31, 2009 as Set Out in the 2009 Annual Report 3 Elect Robert Brown as Director Mgmt For For For 4 Elect Ann Godbehere as Director Mgmt For For For 5 Elect Sam Walsh as Director Mgmt For For For 6 Elect Guy Elliott as Director Mgmt For For For 7 Elect Michael Fitzpatrick as Director Mgmt For For For 8 Elect Lord Kerr as Director Mgmt For For For 9 Re-Appoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of Rio Tinto Plc and to Authorise the Audit Committee to Determine the Auditors' Remuneration 10 Approve Renewal of Off-Market and Mgmt For For For On-Market Share Buyback Authorities 11 Approve Renewal of Authorities to Buy Mgmt For For For Back Shares Held by Rio Tinto Plc - ------------------------------------------------------------------------------------------------------------------ RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G75754104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Robert Brown as Director Mgmt For For For 4 Elect Ann Godbehere as Director Mgmt For For For 5 Elect Sam Walsh as Director Mgmt For For For 6 Re-elect Guy Elliott as Director Mgmt For For For 7 Re-elect Michael Fitzpatrick as Mgmt For For For Director 8 Re-elect Lord Kerr of Kinlochard as Mgmt For For For Director 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditor and Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice - ------------------------------------------------------------------------------------------------------------------ ROLLS-ROYCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G7630U109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Peter Byrom as Director Mgmt For For For 4 Re-elect Peter Gregson as Director Mgmt For For For 5 Re-elect Helen Alexander as Director Mgmt For For For 6 Re-elect Dr John McAdam as Director Mgmt For For For 7 Re-elect Andrew Shilston as Director Mgmt For For For 8 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 9 Authorise Capitalisation of Reserves Mgmt For For For for Bonus Issue or Increase in Par Value 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Adopt New Articles of Association Mgmt For For For 12 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D6629K109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors for Fiscal 2010 7 Ratify PricewaterhouseCoopers AG for Mgmt For For For the Inspection of the 2010 Mid-Year Report 8.1 Elect Dieter Zetsche to the Mgmt For For For Supervisory Board 8.2 Elect Frithjof Kuehn to the Mgmt For For For Supervisory Board 8.3 Elect Wolfgang Schuessel to the Mgmt For For For Supervisory Board 9.1 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 9.2 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 10.1 Amend Corporate Purpose Mgmt For For For 10.2 Amend Articles Re: Board-Related Mgmt For For For 10.3 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Affiliation Agreements with Mgmt For For For Subsidiary RWE Supply & Trading GmbH - ------------------------------------------------------------------------------------------------------------------ SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve BBBEE Transactions; Authorise Mgmt For For For Directors to Implement Exchange Agreement, Implementation Agreement and Additional Arrangements so that the Transaction can be Carried into Effect; Issue Equity w 2 Subject to and Conditional Upon the Mgmt For For For Approval of Resolution 1, Authorise the Directors of The South African Breweries Ltd to Adopt The SAB Zanzele Employee Trust - ------------------------------------------------------------------------------------------------------------------ SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For For For Proposed to be Made Between the Company and the Holders of its Ordinary Shares - ------------------------------------------------------------------------------------------------------------------ SAFRAN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F4035A557 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Management and Supervisory Board Members 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.38 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions Mentioning the Absence of New Related-Party Transactions 5 Reelect Mazars as Auditor Mgmt For For For 6 Elect Ernst & Young et Autres as Mgmt For For For Auditor 7 Elect Gilles Rainaut as Alternate Mgmt For For For Auditor 8 Elect Auditex as Alternate Auditor Mgmt For For For 9 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 10 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 11 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 12 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X75653109 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Calling the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.00 Per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors in Mgmt For For For the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors 11 Fix Number of Directors at Eight Mgmt For For For 12 Reelect Tom Berglund, Anne Brunila, Mgmt For For For Eira Palin-Lehtinen, Jukka Pekkarinen, Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn Wahlroos (Chair) as Directors 13 Approve Remuneration of Auditors Mgmt For For For 14 Ratify Ernst & Young Oy as Auditor Mgmt For For For 15 Authorize Repurchase of up to 50 Mgmt For For For Million Issued Class A Shares 16 Amend Articles Regarding Convocation Mgmt For For For of General Meeting 17 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ SANOFI AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F5548N101 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.40 per Share 4 Receive Auditors' Special Report Mgmt For Against Against Mentioning the Absence of New Related-Party Transactions 5 Ratify Appointment of Serge Weinberg Mgmt For For For as Director 6 Elect Catherine Brechignac as Director Mgmt For For For 7 Reelect Robert Castaigne as Director Mgmt For For For 8 Reelect Lord Douro as Director Mgmt For For For 9 Reelect Christian Mulliez as Director Mgmt For For For 10 Reelect Christopher Viehbacher as Mgmt For For For Director 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Amend Articles 11 of Bylaws Re: Mgmt For For For Shareholding Requirements and Length of Term for Directors 13 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ SANTEN PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4536 CUSIP J68467109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 40 2.1 Elect Director Akira Kurokawa Mgmt For For For 2.2 Elect Director Masahiro Mita Mgmt For For For 2.3 Elect Director Takakazu Morita Mgmt For For For 2.4 Elect Director Toshiaki Nishihata Mgmt For For For 2.5 Elect Director Isao Muramatsu Mgmt For For For 2.6 Elect Director Noboru Kotani Mgmt For For For 2.7 Elect Director Tatsuhiko Hamamoto Mgmt For For For 3.1 Appoint Statutory Auditor Yasuo Satou Mgmt For For For 3.2 Appoint Statutory Auditor Yoshihiro Mgmt For For For Notsuka 4 Approve Retirement Bonus Payment for Mgmt For For For Statutory Auditor 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 6 Approve Stock Option Plan Mgmt For For For 7 Approve Stock Option Plan Mgmt For For For 8 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D66992104 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 7 Amend Articles to Reflect Changes in Mgmt For For For Capital 8.1 Amend Articles Re: Convocation of Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.2 Amend Articles Re: Registration for Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.3 Amend Articles Re: Electronic Mgmt For For For Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.4 Amend Articles Re: Postal and Mgmt For For For Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.5 Amend Articles Re: Proxy Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.6 Amend Articles Re: Audio and Video Mgmt For For For Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 9.1 Approve Cancellation of Authorized Mgmt For For For Capital I and Authorized Capital II 9.2 Approve Creation of EUR 250 Million Mgmt For For For Pool of Capital with Preemptive Rights 9.3 Approve Creation of EUR 250 Million Mgmt For For For Pool of Capital without Preemptive Rights 10 Approve Creation of EUR 30 Million Mgmt For For For Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan 11 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 12 Approve Remuneration of Supervisory Mgmt For For For Board - ------------------------------------------------------------------------------------------------------------------ SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F86921107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.05 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Emmanuel Mgmt For For For Babeau Re: Additional Pension Scheme 6 Reelect Henri Lachmann as Supervisory Mgmt For For For Board Member 7 Reelect Serge Weinberg as Supervisory Mgmt For For For Board Member 8 Reelect Gerard de La Martiniere as Mgmt For For For Supervisory Board Member 9 Reelect Noel Forgeard as Supervisory Mgmt For For For Board Member 10 Reelect Cathy Kopp as Supervisory Mgmt For For For Board Member 11 Reelect James Ross as Supervisory Mgmt For For For Board Member 12 Reelect Ernst & Young et Autres as Mgmt For For For Auditor 13 Ratify Auditex as Alternate Auditor Mgmt For For For 14 Reelect Mazars as Primary Auditor Mgmt For For For 15 Ratify Thierry Blanchetier as Mgmt For For For Alternate Auditor 16 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 17 Approve Issuance of Shares without Mgmt For For For Preemptive Rights up to EUR 100 Million for a Private Placement 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Stock Purchase Plan Reserved Mgmt For For For for Employees of International Subsidiaries 20 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ SHIN-ETSU CHEMICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4063 CINS J72810120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 50 2.1 Elect Director Chihiro Kanagawa Mgmt For For For 2.2 Elect Director Shunzo Mori Mgmt For For For 2.3 Elect Director Fumio Akiya Mgmt For For For 2.4 Elect Director Kiichi Habata Mgmt For For For 2.5 Elect Director Masashi Kaneko Mgmt For For For 2.6 Elect Director Fumio Arai Mgmt For For For 2.7 Elect Director Masahiko Todoroki Mgmt For For For 2.8 Elect Director Toshiya Akimoto Mgmt For For For 2.9 Elect Director Hiroshi Komiyama Mgmt For For For 3 Appoint Statutory Auditor Yoshihito Mgmt For For For Kosaka 4 Approve Stock Option Plan Mgmt For For For 5 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ------------------------------------------------------------------------------------------------------------------ SHISEIDO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4911 CUSIP J74358144 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Shinzou Maeda Mgmt For For For 2.2 Elect Director Kimie Iwata Mgmt For For For 2.3 Elect Director Carsten Fischer Mgmt For For For 2.4 Elect Director Yasuhiko Harada Mgmt For For For 2.5 Elect Director Hisayuki Suekawa Mgmt For For For 2.6 Elect Director Tatsuomi Takamori Mgmt For For For 2.7 Elect Director Shouichirou Iwata Mgmt For For For 2.8 Elect Director Tatsuo Uemura Mgmt For For For 3 Appoint Statutory Auditor Toshio Mgmt For For For Yoneyama 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Deep Discount Stock Option Mgmt For Against Against Plan - ------------------------------------------------------------------------------------------------------------------ SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D69671218 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Supervisory Board Report, Mgmt N/A N/A N/A Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) 2 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2008/2009 (Non-Voting) 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.60 per Share 4.1 Approve Discharge of Management Board Mgmt For For For Member Peter Loescher for Fiscal 2008/2009 4.2 Approve Discharge of Management Board Mgmt For For For Member Wolfgang Dehen for Fiscal 2008/2009 4.3 Approve Discharge of Management Board Mgmt For For For Member Heinrich Hiesinger for Fiscal 2008/2009 4.4 Approve Discharge of Management Board Mgmt For For For Member Joe Kaeser for Fiscal 2008/2009 4.5 Approve Discharge of Management Board Mgmt For For For Member Barbara Kux for Fiscal 2008/2009 4.6 Approve Discharge of Management Board Mgmt For For For Member Jim Reid-Anderson for Fiscal 2008/2009 4.7 Approve Discharge of Management Board Mgmt For For For Member Hermann Requardt for Fiscal 2008/2009 4.8 Approve Discharge of Management Board Mgmt For For For Member Siegfried Russwurm for Fiscal 2008/2009 4.9 Approve Discharge of Management Board Mgmt For For For Member Peter Solmssen for Fiscal 2008/2009 5.1 Approve Discharge of Supervisory Mgmt For For For Board Member Gerhard Cromme for Fiscal 2008/2009 5.2 Approve Discharge of Supervisory Mgmt For For For Board Member Berthold Huber for Fiscal 2008/2009 5.3 Approve Discharge of Supervisory Mgmt For For For Board Member Ralf Heckmann for Fiscal 2008/2009 5.4 Approve Discharge of Supervisory Mgmt For For For Board Member Josef Ackermann for Fiscal 2008/2009 5.5 Approve Discharge of Supervisory Mgmt For For For Board Member Lothar Adler for Fiscal 2008/2009 5.6 Approve Discharge of Supervisory Mgmt For For For Board Member Jean-Louis Beffa for Fiscal 2008/2009 5.7 Approve Discharge of Supervisory Mgmt For For For Board Member Gerd von Brandenstein for Fiscal 2008/2009 5.8 Approve Discharge of Supervisory Mgmt For For For Board Member Michael Diekmann for Fiscal 2008/2009 5.9 Approve Discharge of Supervisory Mgmt For For For Board Member Hans Michael Gaul for Fiscal 2008/2009 5.10 Approve Discharge of Supervisory Mgmt For For For Board Member Peter Gruss for Fiscal 2008/2009 5.11 Approve Discharge of Supervisory Mgmt For For For Board Member Bettina Haller for Fiscal 2008/2009 5.12 Approve Discharge of Supervisory Mgmt For For For Board Member Hans-Juergen Hartung for Fiscal 2008/2009 5.13 Approve Discharge of Supervisory Mgmt For For For Board Member Heinz Hawreliuk for Fiscal 2008/2009 5.14 Approve Discharge of Supervisory Mgmt For For For Board Member Harald Kern for Fiscal 2008/2009 5.15 Approve Discharge of Supervisory Mgmt For For For Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 5.16 Approve Discharge of Supervisory Mgmt For For For Board Member Werner Moenius for Fiscal 2008/2009 5.17 Approve Discharge of Supervisory Mgmt For For For Board Member Hakan Samuelsson for Fiscal 2008/2009 5.18 Approve Discharge of Supervisory Mgmt For For For Board Member Dieter Scheitor for Fiscal 2008/2009 5.19 Approve Discharge of Supervisory Mgmt For For For Board Member Rainer Sieg for Fiscal 2008/2009 5.20 Approve Discharge of Supervisory Mgmt For For For Board Member Birgit Steinborn for Fiscal 2008/2009 5.21 Approve Discharge of Supervisory Mgmt For For For Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 5.22 Approve Discharge of Supervisory Mgmt For For For Board Member Sibylle Wankel for Fiscal 2008/2009 6 Approve Remuneration System for Mgmt For For For Management Board Members 7.1 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2009/2010 7.2 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 8 Authorize Share Repurchase Program Mgmt For For For and Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Mgmt For For For Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares 10 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capi 11 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Tr 12.1 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 12.2 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 12.3 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 12.4 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 12.5 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 12.6 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 12.7 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 12.8 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 12.9 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 13 Approve Settlement Between Siemens AG Mgmt For For For and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 14 Approve Amendments to Remuneration of ShrHldr Against Against For Supervisory Board 15 Amend Corporate Purpose ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.20 Mgmt For For For Per Share 3.1 Reelect Stephen Lee Ching Yen as Mgmt For For For Director 3.2 Reelect Chew Choon Seng as Director Mgmt For For For 3.3 Reelect Euleen Goh Yiu Kiang as Mgmt For For For Director 4 Approve Directors' Fees of SGD 1.6 Mgmt For For For Million for Year Ending March 31, 2010 (FY 2008/2009: SGD 1.6 Million) 5 Reappoint Ernst and Young LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 6.2 Approve Issuance of Such Number of Mgmt For For For ASA Shares to the Minister of Finance (Inc.) and Make Dividend Payments Out of the Company's Distributable Profits to the Minister of Finance (Inc.) as Holder of the ASA Shares 6.3 Approve Issuance of Shares Pursuant Mgmt For Against Against to the Exercise of Options Granted Under the SIA Employee Share Option Plan and/or Grant of Awards Pursuant to the SIA Performance Share Plan and/or SIA Restricted Share Plan - ------------------------------------------------------------------------------------------------------------------ SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Approve Mandate for Transactions with Mgmt For For For Related Parties 3 Amend SIA Employee Share Option Scheme Mgmt For Against Against 4 Approve Distribution of Ordinary Mgmt For For For Shares in Singapore Airport Terminal Services Ltd. (SATS) Held by the Company By Way of Dividend in Specie in the Proportion of a Minimum of 0.69 and a Maximum of 0.73 SATS Shares for Every One Share Held in the Company - ------------------------------------------------------------------------------------------------------------------ SINGAPORE TELECOMMUNICATIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Approve Participation by the Relevant Mgmt For For For Person in the SingTel Performance Share Plan - ------------------------------------------------------------------------------------------------------------------ SINGAPORE TELECOMMUNICATIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.069 Mgmt For For For Per Share 3 Reelect Chua Sock Koong as Director Mgmt For For For 4 Reelect Kaikhushru Shiavax Nargolwala Mgmt For For For as Director 5 Reelect Fang Ai Lian as Director Mgmt For For For 6 Reelect Ong Peng Tsin as Director Mgmt For For For 7 Approve Directors' Fees of Up to SGD Mgmt For For For 2.2 Million for the Year Ending March 31, 2010 (2009: Up to SGD 2.2 Million) 8 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 9 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant Mgmt For For For to the Singapore Telecom Share Option Scheme 1999 11 Approve Issuance of Shares and Grant Mgmt For For For of Awards Pursuant to the SingTel Performance Share Plan - ------------------------------------------------------------------------------------------------------------------ SINO-FOREST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TRE CUSIP 82934H101 05/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect allen T.Y. Chan, William E. Mgmt For Withhold Against Ardell, James M.E. Hyde, Edmund Mak, Judson Martin, Simon Murray and Peter Wang as Directors 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ SK TELECOM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 78440P108 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Year-End Dividend of KRW 8,400 per Share 2 Amend Articles of Incorporation Mgmt For For For 3 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors 4.1 Elect Cho Ki-Haeng as Inside Director Mgmt For For For 4.2 Reelect Shim Dal-Sup as Outside Mgmt For For For Director 4.3 Elect Two Outside Directors as Mgmt For For For Members of Audit Committee - ------------------------------------------------------------------------------------------------------------------ SOFTBANK CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 9984 CUSIP J75963108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5 - ------------------------------------------------------------------------------------------------------------------ SONY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CUSIP J76379106 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard Stringer Mgmt For For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For For 1.3 Elect Director Youtarou Kobayashi Mgmt For For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For For 1.5 Elect Director Peter Bonfield Mgmt For For For 1.6 Elect Director Fujio Chou Mgmt For For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For For 1.8 Elect Director Yukako Uchinaga Mgmt For For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For For 1.11 Elect Director Roland A. Hernandez Mgmt For For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For For 1.13 Elect Director Yorihiko Kojima Mgmt For For For 1.14 Elect Director Osamu Nagayama Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G84228157 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Jamie Dundas as Director Mgmt For For For 5 Re-elect Val Gooding as Director Mgmt For For For 6 Re-elect Rudy Markham as Director Mgmt For For For 7 Re-elect John Peace as Director Mgmt For For For 8 Re-elect Peter Sands as Director Mgmt For For For 9 Re-elect Paul Skinner as Director Mgmt For For For 10 Re-elect Oliver Stocken as Director Mgmt For For For 11 Elect Jaspal Bindra as Director Mgmt For For For 12 Elect Richard Delbridge as Director Mgmt For For For 13 Elect Dr Han Seung-soo as Director Mgmt For For For 14 Elect Simon Lowth as Director Mgmt For For For 15 Elect Mike Rees as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 18 Approve EU Political Donations and Mgmt For For For Expenditure 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 23 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 24 Authorise Market Purchase Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Adopt New Articles of Association Mgmt For For For 27 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 28 Amend Restricted Share Scheme Mgmt For For For 29 Approve Waiver on the Reporting and Mgmt For For For Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Mgmt For For For Requirement to Enter into Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Mgmt For For For Transactions with Temasek - ------------------------------------------------------------------------------------------------------------------ STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R4446E112 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For For 3 Approve Notice of Meeting and Agenda Mgmt For For For 4 Registration of Attending Mgmt N/A N/A N/A Shareholders and Proxies 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 8 Approve Remuneration of Auditors Mgmt For For For 9.1 Reelect Olaug Svarva as Member of Mgmt For For For Corporate Assembly 9.2 Reelect Idar Kreutzer as Member of Mgmt For For For Corporate Assembly 9.3 Reelect Karin Aslaksen as Member of Mgmt For For For Corporate Assembly 9.4 Reelect Greger Mannsverk as Member Mgmt For For For Corporate Assembly 9.5 Relect Steinar Olsen as Member of Mgmt For For For Corporate Assembly 9.6 Reelect Ingvald Strommen as Member of Mgmt For For For Corporate Assembly 9.7 Reelect Rune Bjerke as Member of Mgmt For For For Corporate Assembly 9.8 Relect Tore Ulstein as Member of Mgmt For For For Corporate Assembly 9.9 Elect Live Aker as Member of Mgmt For For For Corporate Assembly 9.10 Elect Siri Kalvig as Member of Mgmt For For For Corporate Assembly 9.11 Elect Thor Bolstad as Member of Mgmt For For For Corporate Assembly 9.12 Elect Barbro Haetta-Jacobsen as Mgmt For For For Member of Corporate Assembly 9.13 Reelect Arthur Sletteberg as Deputy Mgmt For For For Member of Corporate Assembly 9.14 Reelect Anne-Margrethe Firing as Mgmt For For For Deputy Member of Corporate Assembly 9.15 Elect Linda Aase as Deputy Member of Mgmt For For For Corporate Assembly 9.16 Reelect Shahzad Rana as Deputy Member Mgmt For For For of Corporate Assembly 10 Approve Remuneration of Members and Mgmt For For For Deputy Members of Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11.1 Reelect Olaug Svarva as Chair of Mgmt For For For Nominating Committee 11.2 Reelect Bjorn Haavik as Member of Mgmt For For For Nominating Committee 11.3 Reelect Tom Rathke as Member of Mgmt For For For Nominating Committee 11.4 Elect Live Aker as Member of Mgmt For For For Nominating Committee 12 Approve Remuneration of Nominating Mgmt For For For Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members 13 Authorize Repurchase and Reissuance Mgmt For Against Against of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 14 Authorize Repurchase of Shares up to Mgmt For For For a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly 15 Amend Articles Re: Specify Share Mgmt For For For Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments 16 Withdraw Company From Tar Sands ShrHldr Against Against For Activities in Canada - ------------------------------------------------------------------------------------------------------------------ SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G8549P108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for 2009 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors 3 Authorize Board to Fix Remuneration Mgmt For For For of Auditors 4 Reelect Mel Fitzgerald as Director Mgmt For For For 5 Reelect Allen L. Stevens as Director Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For 7 Approve and Ratify Actions of the Mgmt For For For Company's Directors and Officers During 2009 - ------------------------------------------------------------------------------------------------------------------ SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 15 2.1 Elect Director Motoyuki Oka Mgmt For For For 2.2 Elect Director Susumu Kato Mgmt For For For 2.3 Elect Director Kazuo Omori Mgmt For For For 2.4 Elect Director Shunichi Arai Mgmt For For For 2.5 Elect Director Nobuo Kitagawa Mgmt For For For 2.6 Elect Director Toyosaku Hamada Mgmt For For For 2.7 Elect Director Takahiro Moriyama Mgmt For For For 2.8 Elect Director Takashi Kano Mgmt For For For 2.9 Elect Director Kuniharu Nakamura Mgmt For For For 2.10 Elect Director Takuro Kawahara Mgmt For For For 2.11 Elect Director Yoshio Osawa Mgmt For For For 2.12 Elect Director Yasuyuki Abe Mgmt For For For 3 Appoint Statutory Auditor Ichiro Miura Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For Against Against Directors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CUSIP J77282119 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 15 2.1 Elect Director Motoyuki Oka Mgmt For For For 2.2 Elect Director Susumu Kato Mgmt For For For 2.3 Elect Director Kazuo Omori Mgmt For For For 2.4 Elect Director Shunichi Arai Mgmt For For For 2.5 Elect Director Nobuo Kitagawa Mgmt For For For 2.6 Elect Director Toyosaku Hamada Mgmt For For For 2.7 Elect Director Takahiro Moriyama Mgmt For For For 2.8 Elect Director Takashi Kano Mgmt For For For 2.9 Elect Director Kuniharu Nakamura Mgmt For For For 2.10 Elect Director Takuro Kawahara Mgmt For For For 2.11 Elect Director Yoshio Osawa Mgmt For For For 2.12 Elect Director Yasuyuki Abe Mgmt For For For 3 Appoint Statutory Auditor Ichiro Miura Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For Against Against Directors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Deep Discount Stock Option Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ SUMITOMO ELECTRIC INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CUSIP J77411114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 9 2.1 Elect Director Masayoshi Matsumoto Mgmt For For For 2.2 Elect Director Hiroyuki Takenaka Mgmt For For For 2.3 Elect Director Katsuhide Kurasaka Mgmt For For For 2.4 Elect Director Mitsuo Nishida Mgmt For For For 2.5 Elect Director Shigeru Tanaka Mgmt For For For 2.6 Elect Director Akira Nishimura Mgmt For For For 2.7 Elect Director Atsushi Yano Mgmt For For For 2.8 Elect Director Shigeru Noda Mgmt For For For 2.9 Elect Director Hideaki Inayama Mgmt For For For 2.10 Elect Director Osamu Inoue Mgmt For For For 2.11 Elect Director Kazuo Hiramatsu Mgmt For For For 2.12 Elect Director Makoto Nakajima Mgmt For For For 2.13 Elect Director Akito Kubo Mgmt For For For 3.1 Appoint Statutory Auditor Kazuyoshi Mgmt For For For Hasegawa 3.2 Appoint Statutory Auditor Kan Hayashi Mgmt For Against Against 4 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ SUMITOMO MITSUI FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8316 CUSIP J7771X109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 55 for Ordinary Shares 2 Amend Articles to Increase Authorized Mgmt For For For Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation 3.1 Elect Director Teisuke Kitayama Mgmt For For For 3.2 Elect Director Wataru Ohara Mgmt For For For 3.3 Elect Director Hideo Shimada Mgmt For For For 3.4 Elect Director Junsuke Fujii Mgmt For For For 3.5 Elect Director Koichi Miyata Mgmt For For For 3.6 Elect Director Yoshinori Yokoyama Mgmt For For For 4 Approve Retirement Bonus Payment for Mgmt For For For Director 5 Approve Special Payments in Mgmt For For For Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan - ------------------------------------------------------------------------------------------------------------------ SUMITOMO TRUST & BANKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8403 CINS J77970101 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5 2.1 Elect Director Atsushi Takahashi Mgmt For For For 2.2 Elect Director Hitoshi Tsunekage Mgmt For For For 2.3 Elect Director Akio Ohtsuka Mgmt For For For 2.4 Elect Director Kiyoshi Mukouhara Mgmt For For For 2.5 Elect Director Teruhiko Sugita Mgmt For For For 2.6 Elect Director Shuuichi Kusakawa Mgmt For For For 2.7 Elect Director Rikiya Hattori Mgmt For For For 2.8 Elect Director Sumikazu Tsutsui Mgmt For For For 2.9 Elect Director Tetsuo Ohkubo Mgmt For For For 2.10 Elect Director Fuminari Suzuki Mgmt For For For 2.11 Elect Director Koichi Hozumi Mgmt For For For 2.12 Elect Director Junichi Sayato Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Brian A. Canfield Mgmt For For For 1.3 Elect Director Dominic D'Alessandro Mgmt For For For 1.4 Elect Director John T. Ferguson Mgmt For For For 1.5 Elect Director W. Douglas Ford Mgmt For For For 1.6 Elect Director Richard L. George Mgmt For For For 1.7 Elect Director Paul Haseldonckx Mgmt For For For 1.8 Elect Director John R. Huff Mgmt For For For 1.9 Elect Director Jacques Lamarre Mgmt For For For 1.10 Elect Director Brian F. MacNeill Mgmt For For For 1.11 Elect Director Maureen McCaw Mgmt For For For 1.12 Elect Director Michael W. O'Brien Mgmt For For For 1.13 Elect Director James W. Simpson Mgmt For For For 1.14 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ SVENSKA HANDELSBANKEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W90937181 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Sven Unger as Chairman of Mgmt For For For Meeting 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report; Receive Board and Committee Reports; Receive President's Report; Allow Questions 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of SEK 8.00 per Share 10 Approve Discharge of Board and Mgmt For For For President 11 Authorize Repurchase of Up to 40.0 Mgmt For For For Million Class A and/or Class B Shares and Reissuance of Repurchased Shares 12 Authorize Repurchase of Up to 2 Mgmt For For For Percent of Issued Share Capital for the Bank's Trading Book 13 Determine Number of Members (12) and Mgmt For For For Deputy Members (0) of Board 14 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 2.35 million for Chairman, SEK 675,000 for Each Vice Chairman, and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 15 Reelect Hans Larsson (Chairman), Jon Mgmt For Against Against Baksaas, Ulrika Boethius, Par Boman, Tommy Bylund, Goran Ennerfelt, Lone Schroeder, Jan Johansson, Fredrik Lundberg, Sverker Martin-Lof, Anders Nyren, and Bente Rathe as Directors 16 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 17 Ratify Auditors Mgmt For For For 18 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 19 Allocate SEK 2.0 million to a Fund ShrHldr Against Against For With Aim to Prevent Crimes of Violence and Errors or Negligence in The Exercising of Public Authority at Municipal Level 20 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TAKEDA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 90 2.1 Elect Director Yasuchika Hasegawa Mgmt For For For 2.2 Elect Director Makoto Yamaoka Mgmt For For For 2.3 Elect Director Toyoji Yoshida Mgmt For For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CUSIP J82141136 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2 Approve Stock Option Plan Mgmt For For For 3.1 Elect Director Hajime Sawabe Mgmt For For For 3.2 Elect Director Takehiro Kamigama Mgmt For For For 3.3 Elect Director Yasuhiro Hagihara Mgmt For For For 3.4 Elect Director Kenichi Mori Mgmt For For For 3.5 Elect Director Shinichi Araya Mgmt For For For 3.6 Elect Director Yukio Yanase Mgmt For For For 3.7 Elect Director Junji Yoneyama Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ TECHNIP TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F90676101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.35 per Share 3 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 4 Approve Auditors' Special Report Mgmt For For For Mnetioning the Absence of New Related-Party Transactions 5 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 600,000 6 Appoint Ernst & Young et Autres as Mgmt For For For Auditor 7 Appoint PricewaterhouseCoopers Audit Mgmt For For For as Auditor 8 Appoint Auditex as Alternate Auditor Mgmt For For For 9 Appoint Yves Nicolas as Alternate Mgmt For For For Auditor 10 Ratify Change of Registered Office to Mgmt For For For 89, avenue de la Grande Armee 75116, Paris 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 13 Authorize up to 0.9 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 14 Authorize up to 0.03 Percent of Mgmt For Against Against Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 13 15 Authorize up to 1.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 16 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 15 17 Approve Employee Stock Purchase Plan Mgmt For For For 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ TECK RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK.B CUSIP 878742204 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M.M. Ashar as Director Mgmt For For For 1.2 Elect J.B. Aune as Director Mgmt For For For 1.3 Elect J.H. Bennett as Director Mgmt For For For 1.4 Elect H.J. Bolton as Director Mgmt For For For 1.5 Elect F.P. Chee as Director Mgmt For For For 1.6 Elect J.L. Cockwell as Director Mgmt For For For 1.7 Elect N.B. Keevil as Director Mgmt For For For 1.8 Elect N.B. Keevil III as Director Mgmt For For For 1.9 Elect T. Kuriyama as Director Mgmt For For For 1.10 Elect D.R. Lindsay as Director Mgmt For For For 1.11 Elect T. Mochihara as Director Mgmt For For For 1.12 Elect J.G. Rennie as Director Mgmt For For For 1.13 Elect W.S.R. Seyffert as Director Mgmt For For For 1.14 Elect C.M. Thompson as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEFONICA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 879382109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Mgmt For For For Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 2 Approve Distribution of Dividend Mgmt For For For Charged to Unrestricted Reserves 3 Authorize Repurchase of Shares Mgmt For For For 4 Authorize Issuance of Convertible Mgmt For For For Bonds and Other Debt Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For For 6 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ------------------------------------------------------------------------------------------------------------------ TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R21882106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Notice of Meeting and Agenda Mgmt For For For 2 Designate Inspector(s) of Minutes of Mgmt N/A N/A N/A Meeting 3 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share 4 Approve Remuneration of Auditors Mgmt For For For 5 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 6.1 Authorize Repurchase of up to 83 Mgmt For For For Million Shares and Reissuance of Repurchased Shares 6.2 Authorize Repurchase of up to 3 Mgmt For Against Against Million Shares and Reissuance of Repurchased Shares in Connection with Incentive Programs 7 Approve Remuneration of Corporate Mgmt For Against Against Assembly and Nominating Committee - ------------------------------------------------------------------------------------------------------------------ TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R21882106 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Meeting Mgmt For For For 2 Elect Chairman of Meeting Mgmt For For For 3 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TELEVISION FRANCAISE 1 TF1 TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F91255103 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For Against Against Regarding Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.43 per Share 5 Ratify Appointment of Claude Berda as Mgmt For Against Against Director 6 Reelect Alain Pouyat as Director Mgmt For Against Against 7 Receive Election of Employee Mgmt For For For Representatives to the Board 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.3 Million 11 Authorize Board to Increase Capital Mgmt For For For in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Board to Set Issue Price Mgmt For Against Against for 20 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 13 Authorize Capital Increase of up to Mgmt For For For EUR 15 Million for Future Exchange Offers 14 Approve Issuance of Shares up to 20 Mgmt For For For Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 4.3 Million 15 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 8.39 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Richard Brasher as Director Mgmt For For For 5 Re-elect Philip Clarke as Director Mgmt For For For 6 Re-elect Andrew Higginson as Director Mgmt For For For 7 Re-elect Charles Allen as Director Mgmt For For For 8 Re-elect Dr Harald Einsmann as Mgmt For For For Director 9 Elect Jacqueline Tammenoms Bakker as Mgmt For For For Director 10 Elect Patrick Cescau as Director Mgmt For For For 11 Elect Ken Hanna as Director Mgmt For For For 12 Elect Laurie Mcllwee as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 14 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 15 Approve Increase in Authorised Mgmt For For For Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 16 Subject to the Passing of Resolution Mgmt For For For Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority 17 Subject to the Passing of Resolution Mgmt For For For Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 18 Authorise 790,063,358 Ordinary Shares Mgmt For For For for Market Purchase 19 Auth. Company and Subsidiaries to Mgmt For For For Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 20 Approve Tesco plc Group Bonus Plan Mgmt For For For 21 Amend Tesco plc 2004 Discretionary Mgmt For Against Against Share Option Plan 22 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 23 Resolve that the Directors Allocate a ShrHldr Against Against For NED to Tesco's Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco's UK Meat and Poultry Supply Chain - ------------------------------------------------------------------------------------------------------------------ THE GAME GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G37217109 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 3.71 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Peter Lewis as Director Mgmt For For For 5 Re-elect Christopher Bell as Director Mgmt For For For 6 Elect Dennis Woodside as Director Mgmt For For For 7 Elect Terry Scicluna as Director Mgmt For For For 8 Reappoint BDO Stoy Hayward LLP as Mgmt For For For Auditors of the Company 9 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 10 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,772,060 11 Amend The GAME Group plc Performance Mgmt For For For Share Plan 2004 12 Subject to the Passing of Resolution Mgmt For For For 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 865,809 13 Authorise 34,632,365 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That a General Meeting Other Mgmt For For For Than Annual General Meetings May Be Called on 14 Clear Days' Notice 15 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SAGE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G7771K134 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 4.93 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Ruth Markland as Director Mgmt For For For 4 Re-elect Paul Walker as Director Mgmt For For For 5 Re-elect Paul Harrison as Director Mgmt For For For 6 Re-elect Paul Stobart as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report Mgmt For For For 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 4,376,556 and an Additional Amount Pursuant to a Rights Issue of up to GBP 8,753,112 After Deducting Any Securitie 10 Subject to the Passing of Resolution Mgmt For For For 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 656,483 11 Authorise 131,296,695 Ordinary Shares Mgmt For For For for Market Purchase 12 Adopt New Articles of Association Mgmt For For For 13 Approve that a General Meeting (Other Mgmt For For For than an Annual General Meeting) May be Called on Not Less than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ TOKAI RIKA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6995 CUSIP J85968105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 24 2.1 Elect Director Kiyoshi Kinoshita Mgmt For For For 2.2 Elect Director Yuuzo Ushiyama Mgmt For For For 2.3 Elect Director Takaoki Tsuchiya Mgmt For For For 2.4 Elect Director Shigeru Kato Mgmt For For For 2.5 Elect Director Yoshiteru Sasaki Mgmt For For For 2.6 Elect Director Takafumi Mizuno Mgmt For For For 2.7 Elect Director Kiyoshi Tsunekawa Mgmt For For For 2.8 Elect Director Makoto Goto Mgmt For For For 2.9 Elect Director Hitoshi Iwata Mgmt For For For 2.10 Elect Director Mineo Hattori Mgmt For For For 2.11 Elect Director Shoji Ishida Mgmt For For For 2.12 Elect Director Tadanao Hamamoto Mgmt For For For 2.13 Elect Director Hitoshi Hirano Mgmt For For For 2.14 Elect Director Mikihiro Mori Mgmt For For For 2.15 Elect Director Kenji Kawaguchi Mgmt For For For 2.16 Elect Director Hiroyuki Nakamura Mgmt For For For 2.17 Elect Director Tadashi Wakiya Mgmt For For For 2.18 Elect Director Koji Buma Mgmt For For For 2.19 Elect Director Yoshihiro Obayashi Mgmt For For For 2.20 Elect Director Masaharu Tanino Mgmt For For For 2.21 Elect Director Masaki Matsuyama Mgmt For For For 2.22 Elect Director Koki Sato Mgmt For For For 3 Appoint Statutory Auditor Mitsuhisa Mgmt For Against Against Kato 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Retirement Bonus Payment for Mgmt For Against Against Directors and Statutory Auditor - ------------------------------------------------------------------------------------------------------------------ TOKIO MARINE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8766 CUSIP J86298106 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 26 2.1 Elect Director Kunio Ishihara Mgmt For For For 2.2 Elect Director Shuzo Sumi Mgmt For For For 2.3 Elect Director Daisaku Honda Mgmt For For For 2.4 Elect Director Hiroshi Amemiya Mgmt For For For 2.5 Elect Director Shinichiro Okada Mgmt For For For 2.6 Elect Director Minoru Makihara Mgmt For For For 2.7 Elect Director Hiroshi Miyajima Mgmt For For For 2.8 Elect Director Kunio Ito Mgmt For Against Against 2.9 Elect Director Akio Mimura Mgmt For For For 2.10 Elect Director Toshifumi Kitazawa Mgmt For For For 2.11 Elect Director Masashi Oba Mgmt For For For 3.1 Appoint Statutory Auditor Hiroshi Mgmt For For For Fukuda 3.2 Appoint Statutory Auditor Yuko Mgmt For For For Kawamoto 3.3 Appoint Statutory Auditor Toshiro Yagi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F92124100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Christophe Mgmt For Against Against de Margerie Re: Severance Payment 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Reelect Thierry Desmarest as Director Mgmt For For For 8 Reelect Thierry de Rudder as Director Mgmt For Against Against 9 Elect Gunnar Brock as Director Mgmt For For For 10 Elect Claude Clement as Mgmt For For For Representative of Employee Shareholders to the Board 11 Elect Philippe Marchandise as Mgmt Against Against For Representative of Employee Shareholders to the Board 12 Elect Mohammed Zaki as Representative Mgmt Against Against For of Employee Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For For 14 Reelect KPMG Audit as Auditor Mgmt For For For 15 Ratify Auditex as Alternate Auditor Mgmt For For For 16 Ratify KPMG Audit I.S. as Alternate Mgmt For For For Auditor 17 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion 18 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to Mgmt For For For 10 Percent of Issued Capital for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For For 21 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 22 Amend Article 9 of Bylaws Re: Mutual ShrHldr Against Against For Fund - ------------------------------------------------------------------------------------------------------------------ TOYO SUISAN KAISHA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2875 CUSIP J92547132 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Tadasu Tsutsumi Mgmt For For For 2.2 Elect Director Mutsuhiko Oda Mgmt For For For 2.3 Elect Director Kazuo Obata Mgmt For For For 2.4 Elect Director Jinichi Mera Mgmt For For For 2.5 Elect Director Fumio Taniguchi Mgmt For For For 2.6 Elect Director Katsuhide Sato Mgmt For For For 2.7 Elect Director Hiroshi Yamauchi Mgmt For For For 2.8 Elect Director Toru Yamashita Mgmt For For For 2.9 Elect Director Hiroyuki Minami Mgmt For For For 2.10 Elect Director Kenji Sugawara Mgmt For For For 2.11 Elect Director Senichi Teshima Mgmt For For For 2.12 Elect Director Hiroji Yoshino Mgmt For For For 2.13 Elect Director Eiji Kondo Mgmt For For For 2.14 Elect Director Atsumi Shimoi Mgmt For For For 2.15 Elect Director Masaharu Oikawa Mgmt For For For 2.16 Elect Director Kiyoshi Fukagawa Mgmt For For For 3 Appoint Statutory Auditor Isamu Mori Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Tsutomu Ushijima 5 Approve Annual Bonus Payment to Mgmt For For For Directors - ------------------------------------------------------------------------------------------------------------------ TRAVIS PERKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G90202105 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Robert Walker as Director Mgmt For For For 3 Re-elect Chris Bunker as Director Mgmt For For For 4 Re-elect John Coleman as Director Mgmt For For For 5 Re-elect Geoff Cooper as Director Mgmt For For For 6 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise Their Remuneration 7 Approve Remuneration Report Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 11 Authorise Market Purchase Mgmt For For For 12 Amend Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UBE INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CUSIP J93796100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 4 2.1 Elect Director Hiroaki Tamura Mgmt For For For 2.2 Elect Director Michio Takeshita Mgmt For For For 2.3 Elect Director Kazuhiko Okada Mgmt For For For 2.4 Elect Director Akinori Furukawa Mgmt For For For 2.5 Elect Director Makoto Umetsu Mgmt For For For 2.6 Elect Director Yoshiomi Matsumoto Mgmt For For For 2.7 Elect Director Michitaka Motoda Mgmt For For For 3 Appoint Alternate Statutory Auditor Mgmt For For For Daisuke Koriya 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors - ------------------------------------------------------------------------------------------------------------------ UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses Mgmt For For For 4 Approve Transfer from Issuance Mgmt For For For Premium Account to Shareholders for an Amount of EUR 8 per Share 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Reelect Frans J.G.M Cremers as Mgmt For For For Supervisory Board Member 7 Reelect Francois Jaclot as Mgmt For For For Supervisory Board Member 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 10 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N8981F271 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 2 Approve Financial Statements and Mgmt For For For Allocation of Income 3 Approve Discharge of Executive Mgmt For For For Directors 4 Approve Discharge of Non-Executive Mgmt For For For Directors 5 Reelect P.G.J.M. Polman to Executive Mgmt For For For Board 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For For 7 Reelect L.O. Fresco as Non-Executive Mgmt For For For Director 8 Reelect A.M. Fudge as Non-Executive Mgmt For For For Director 9 Reelect C.E. Golden as Non-Executive Mgmt For For For Director 10 Reelect B.E. Grote as Non-Executive Mgmt For For For Director 11 Reelect H. Nyasulu as Non-Executive Mgmt For For For Director 12 Reelect K.J. Storm as Non-Executive Mgmt For For For Director 13 Reelect M. Treschow as Non-Executive Mgmt For For For Director 14 Reelect J. van der Veer as Mgmt For For For Non-Executive Director 15 Elect P. Walsh as Non-Executive Mgmt For For For Director 16 Elect M. Rifkind as Non-Executive Mgmt For For For Director 17 Approve Management Co-Investment Plan Mgmt For For For 18 Amend Performance Criteria of the Mgmt For For For Annual Bonus 19 Amend Performance Criteria of the Mgmt For For For Long-Term Incentive Plan 20 Approve Cancellation of 4 Percent Mgmt For For For Cumulative Preference Shares 21 Authorize Repurchase of 6% Cumulative Mgmt For For For Preference Shares and 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 23 Approve Authorization to Cancel Mgmt For For For Ordinary Shares 24 Grant Board Authority to Issue Shares Mgmt For For For Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors 26 Allow Questions and Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G92087165 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Paul Polman as Director Mgmt For For For 4 Elect Jean-Marc Huet as Director Mgmt For For For 5 Re-elect Louise Fresco as Director Mgmt For For For 6 Re-elect Ann Fudge as Director Mgmt For For For 7 Re-elect Charles Golden as Director Mgmt For For For 8 Re-elect Byron Grote as Director Mgmt For For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For For 10 Re-elect Kees Storm as Director Mgmt For For For 11 Re-elect Michael Treschow as Director Mgmt For For For 12 Re-elect Jeroen van der Veer as Mgmt For For For Director 13 Re-elect Paul Walsh as Director Mgmt For For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 16 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations and Mgmt For For For Expenditure 21 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 22 Approve the Management Co-Investment Mgmt For For For Plan 23 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED UTILITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G92755100 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 22.03 Pence Mgmt For For For Per Ordinary Share 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Philip Green as Director Mgmt For For For 5 Re-elect Paul Heiden as Director Mgmt For For For 6 Re-elect Andrew Pinder as Director Mgmt For For For 7 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 8 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 9 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,358,093 10 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,703,714 11 Authorise 68,148,563 Ordinary Shares Mgmt For For For for Market Purchase 12 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 13 Auth. Company and Subsidiaries to Mgmt For For For Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 91912E105 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Nomination of Alternate Member Mgmt For For For of Board of Directors 2 Approve Agreement to Absorb Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba 3 Appoint Domingues e Pinho Contadores Mgmt For For For to Appraise Proposed Merger 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 91912E204 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Fiscal Council Members Mgmt For For For 4 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members 5 Authorize Capitalization of Reserves Mgmt For For For 6 Elect Director Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 91912E204 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Mauro Mettrau Carneiro da Mgmt For For For Cunha as Director - ------------------------------------------------------------------------------------------------------------------ VALEO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F96221126 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Ratify Appointement of Michel de Mgmt For For For Fabiani as Director 4 Elect Jerome Contamine as Director Mgmt For For For 5 Elect Daniel Camus as Director Mgmt For For For 6 Elect Noelle Lenoir as Director Mgmt For For For 7 Ratify Ernst & Young et Autres as Mgmt For For For Auditor 8 Ratify Mazars as Auditor Mgmt For For For 9 Ratify Auditex as Alternate Auditor Mgmt For For For 10 Ratify Philippe Castagnac as Mgmt For For For Alternate Auditor 11 Approve Agreement for Jacques Mgmt For Against Against Aschenbroich 12 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 13 Approve Treatment of Losses Mgmt For For For 14 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 15 Authorize up to 1 Million Shares for Mgmt For Against Against Use in Stock Option Plan 16 Authorize up to 400,000 Shares for Mgmt For Against Against Use in Restricted Stock Plan 17 Approve Employee Stock Purchase Plan Mgmt For For For 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F5879X108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.62 per Share 4 Authorize Payment of Dividends by Mgmt For For For Shares 5 Reelect Dominique Ferrero as Director Mgmt For For For 6 Reelect Xavier Huillard as Director Mgmt For Against Against 7 Reelect Henri Saint Olive as Director Mgmt For For For 8 Reelect Yves-Thibault de Silguy as Mgmt For For For Director 9 Elect Qatari Diar Real Estate Mgmt For For For Investment Company as Director 10 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 920,000 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in Aegean Motorway SA 13 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in Olympia Odos and Olympia Odos Operation 14 Amend Transaction with Vinci Mgmt For For For Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway 15 Approve Transaction with Vinci Mgmt For For For Concessions Re: Financing of A-Modell A5 Highway Concession 16 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in ASF 17 Approve Additional Pension Scheme Mgmt For For For Agreement for Xavier Huillard 18 Approve Severance Payment Agreement Mgmt For Against Against for Xavier Huillard 19 Approve Transaction with Mgmt For Against Against YTSeuropaconsultants Re: Consulting Services 20 Approve Reduction in Share Capital Mgmt For For For via Cancellation of Repurchased Shares 21 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 22 Approve Employee Stock Purchase Plan Mgmt For For For 23 Approve Stock Purchase Plan Reserved Mgmt For For For for International Employees 24 Amend Articles 17 of Bylaws Re: Mgmt For For For Attendance to General Meetings Through Videoconference and Telecommunication 25 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ VIVENDI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F97982106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses and Mgmt For For For Allocation of Dividends of EUR 1.40 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Elect Dominique Hediard Dubreuil as Mgmt For For For Supervisory Board Member 6 Elect Aliza Jabes as Supervisory Mgmt For For For Board Member 7 Elect Jacqueline Tammenoms Bakker as Mgmt For For For Supervisory Board Member 8 Elect Daniel Camus as Supervisory Mgmt For For For Board Member 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 10 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ------------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G93882135 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Sir John Bond as Director Mgmt For For For 3 Re-elect John Buchanan as Director Mgmt For For For 4 Re-elect Vittorio Colao as Director Mgmt For For For 5 Elect Michel Combes as Director Mgmt For For For 6 Re-elect Andy Halford as Director Mgmt For For For 7 Re-elect Alan Jebson as Director Mgmt For For For 8 Elect Samuel Jonah as Director Mgmt For For For 9 Re-elect Nick Land as Director Mgmt For For For 10 Re-elect Anne Lauvergeon as Director Mgmt For For For 11 Re-elect Simon Murray as Director Mgmt For For For 12 Elect Stephen Pusey as Director Mgmt For For For 13 Re-elect Luc Vandevelde as Director Mgmt For For For 14 Re-elect Anthony Watson as Director Mgmt For For For 15 Re-elect Philip Yea as Director Mgmt For For For 16 Approve Final Dividend of 5.20 Pence Mgmt For For For Per Ordinary Share 17 Approve Remuneration Report Mgmt For For For 18 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 19 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 20 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 21 Subject to the Passing of Resolution Mgmt For For For 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 22 Authorise 5,200,000,000 Ordinary Mgmt For For For Shares for Market Purchase 23 Adopt New Articles of Association Mgmt For For For 24 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ------------------------------------------------------------------------------------------------------------------ WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CUSIP Q97417101 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WHARF (HOLDINGS) LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y8800U127 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Edward K. Y. Chen as Director Mgmt For For For 3.2 Reelect Raymond K. F. Ch'ien as Mgmt For Against Against Director 3.3 Reelect T. Y. Ng as Director Mgmt For For For 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G9606P197 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Richard Baker as Director Mgmt For For For 5 Re-elect Anthony Habgood as Director Mgmt For For For 6 Re-elect Simon Melliss as Director Mgmt For For For 7 Re-elect Christopher Rogers as Mgmt For For For Director 8 Reappoint Ernst & Young LLP as Mgmt For For For Auditors 9 Authorise Board to Fix Remuneration Mgmt For For For of Auditors 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 14 Adopt New Articles of Association Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WILMAR INTERNATIONAL LTD (FRMLY EZYHEALTH ASIA PACIFIC LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y9586L109 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Public Offer of Subsidiary Mgmt For For For 2 Approve Sale of Company Assets Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G62748119 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Martyn Jones as Director Mgmt For For For 5 Elect Penny Hughes as Director Mgmt For For For 6 Elect Johanna Waterous as Director Mgmt For For For 7 Elect Dalton Philips as Director Mgmt For For For 8 Reappoint KPMG Audit plc Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration Mgmt For Abstain Against of Auditors 10 Authorise Market Purchase Mgmt For For For 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 14 Adopt New Articles of Association Mgmt For For For 15 Approve Sharesave Scheme 2010 Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WOOLWORTHS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CUSIP Q98418108 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Renew Partial Takeover Provision Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9787K108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve the Corporate Responsibility Mgmt For For For Report 4 Re-elect Paul Richardson as Director Mgmt For For For 5 Re-elect Philip Lader as Director Mgmt For For For 6 Re-elect Esther Dyson as Director Mgmt For For For 7 Re-elect John Quelch as Director Mgmt For For For 8 Re-elect Stanley Morten as Director Mgmt For For For 9 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Market Purchase Mgmt For For For 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights - ------------------------------------------------------------------------------------------------------------------ YAKULT HONSHA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2267 CUSIP J95468120 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sumiya Hori Mgmt For For For 1.2 Elect Director Yoshihiro Kawabata Mgmt For For For 1.3 Elect Director Tsuyoshi Kinugasa Mgmt For For For 1.4 Elect Director Chizuka Kai Mgmt For For For 1.5 Elect Director Takashige Negishi Mgmt For For For 1.6 Elect Director Yasufumi Murata Mgmt For For For 1.7 Elect Director Masahiro Negishi Mgmt For For For 1.8 Elect Director Shigeyoshi Sakamoto Mgmt For For For 1.9 Elect Director Hiroshi Narita Mgmt For For For 1.10 Elect Director Haruji Sawada Mgmt For For For 1.11 Elect Director Akinori Abe Mgmt For For For 1.12 Elect Director Kenichi Shiino Mgmt For For For 1.13 Elect Director Yoshiaki Tanaka Mgmt For For For 1.14 Elect Director Kiyotaka Kikuchi Mgmt For For For 1.15 Elect Director Hiroshi Wakabayashi Mgmt For For For 1.16 Elect Director Masaki Tanaka Mgmt For For For 1.17 Elect Director Fumiyasu Ishikawa Mgmt For For For 1.18 Elect Director Jacques Vincent Mgmt For Against Against 1.19 Elect Director Sven Thormahlen Mgmt For Against Against 1.20 Elect Director Ryuuji Yasuda Mgmt For For For 1.21 Elect Director Richard Hall Mgmt For For For 1.22 Elect Director Shouji Ikegami Mgmt For For For 1.23 Elect Director Masayuki Takemura Mgmt For For For 1.24 Elect Director Toshihiro Araki Mgmt For For For 1.25 Elect Director Yasuhisa Abe Mgmt For For For 1.26 Elect Director Masanori Ito Mgmt For For For 2 Abolish Performance-Based Mgmt For Against Against Compensation for Executive Directors - ------------------------------------------------------------------------------------------------------------------ YARA INTERNATIONAL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R9900C106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting; Designate Mgmt For For For Inspector(s) of Minutes of Meeting 2 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 4.50 per Share 3 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 4 Approve Remuneration of Auditors Mgmt For For For 5 Reelect Oivind Lund (Chair), Elect Mgmt For For For Bernt Reitan, Elisabeth Harstad, and Leiv Nergaard as Directors; Elect Hilde Aasheim as New Director 6 Approve Remuneration of Directors in Mgmt For For For the Amount of NOK 430,000 for Chairman, and NOK 247,000 for Other Directors; Approve Remuneration for Committee Work 7 Elect Bjorg Ven (Chair), Thorunn Mgmt For For For Bakke, and Olaug Svarva as Members of Nominating Committee 8 Amend Articles Re: Approve Electronic Mgmt For For For Distribution of Documents Pertaining to General Meetings 9 Authorize Repurchase of up to Five Mgmt For For For Percent of Share Capital and Reissuance of Repurchased Shares - ------------------------------------------------------------------------------------------------------------------ ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H9870Y105 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 16 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4 Approve CHF 183,640 Reduction in Mgmt For For For Share Capital 5 Approve Creation of CHF 480,000 Pool Mgmt For For For of Capital without Preemptive Rights 6 Approve Creation of CHF 235,617 Pool Mgmt For For For of Capital without Preemptive Rights for Employee Remuneration 7 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 8.1 Elect JosefAckermann as Director Mgmt For For For 8.2 Reelect Susan Bies as Director Mgmt For For For 8.3 Reelect Victor Chu as Director Mgmt For For For 8.4 Reelect Armin Meyer as Director Mgmt For For For 8.5 Reelect Rolf Watter as Director Mgmt For For For 8.6 Ratify Pricewaterhouse Coopers AG as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Socially Responsible Stock Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel P. Amos Mgmt For For For 1.2 Elect Director John Shelby Amos II Mgmt For For For 1.3 Elect Director Paul S. Amos II Mgmt For For For 1.4 Elect Director Michael H. Armacost Mgmt For For For 1.5 Elect Director Kriss Cloninger III Mgmt For For For 1.6 Elect Director Joe Frank Harris Mgmt For For For 1.7 Elect Director Elizabeth J. Hudson Mgmt For For For 1.8 Elect Director Douglas W. Johnson Mgmt For For For 1.9 Elect Director Robert B. Johnson Mgmt For For For 1.10 Elect Director Charles B. Knapp Mgmt For For For 1.11 Elect Director E. Stephen Purdom, M.d. Mgmt For For For 1.12 Elect Director Barbara K. Rimer, PhD Mgmt For For For 1.13 Elect Director Marvin R. Schuster Mgmt For For For 1.14 Elect Director David Gary Thompson Mgmt For For For 1.15 Elect Director Robert L. Wright Mgmt For For For 1.16 Elect Director Takuro Yoshida Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William L. Davis, III Mgmt For For For 1.2 Elect Director W. Douglas Ford Mgmt For For For 1.3 Elect Director Evert Henkes Mgmt For For For 1.4 Elect Director Margaret G. McGlynn Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael R. Gallagher Mgmt For Against Against 2 Elect Director Gavin S. Herbert Mgmt For Against Against 3 Elect Director Dawn Hudson Mgmt For Against Against 4 Elect Director Stephen J. Ryan, MD Mgmt For Against Against 5 Ratify Auditors Mgmt For For For 6 Reduce Supermajority Vote Requirement Mgmt For For For Relating to the Removal of Directors 7 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Business Combinations 8 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Amendments to Certificate of Incorporation 9 Amend Articles of Incorporation to Mgmt For For For Update and Simplify Provisions - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey P. Bezos Mgmt For Against Against 2 Elect Director Tom A. Alberg Mgmt For Against Against 3 Elect Director John Seely Brown Mgmt For Against Against 4 Elect Director William B. Gordon Mgmt For Against Against 5 Elect Director Alain Monie Mgmt For Against Against 6 Elect Director Thomas O. Ryder Mgmt For Against Against 7 Elect Director Patricia Q. Stonesifer Mgmt For Against Against 8 Ratify Auditors Mgmt For For For 9 Report on Political Contributions ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Campbell Mgmt For For For 1.2 Elect Director Millard S. Drexler Mgmt For For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For For 1.4 Elect Director Steven P. Jobs Mgmt For For For 1.5 Elect Director Andrea Jung Mgmt For For For 1.6 Elect Director Arthur D. Levinson Mgmt For For For 1.7 Elect Director Jerome B. York Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Non-Employee Director Omnibus Mgmt For Against Against Stock Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For 6 Prepare Sustainability Report ShrHldr Against For Against 7 Establish Other Board Committee ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven L. Polacek Mgmt For Against Against 2 Elect Director ReBecca Koenig Roloff Mgmt For Against Against 3 Elect Director Michael W. Wickham Mgmt For Against Against 4 Approve Executive Incentive Bonus Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael E. Patrick Mgmt For Against Against 1.2 Elect Director Jon Erik Reinhardsen Mgmt For Against Against 1.3 Elect Director Bruce W. Wilkinson Mgmt For Against Against 2 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol A. Bartz Mgmt For For For 2 Elect Director M. Michele Burns Mgmt For For For 3 Elect Director Michael D. Capellas Mgmt For For For 4 Elect Director Larry R. Carter Mgmt For For For 5 Elect Director John T. Chambers Mgmt For For For 6 Elect Director Brian L. Halla Mgmt For For For 7 Elect Director John L. Hennessy Mgmt For For For 8 Elect Director Richard M. Kovacevich Mgmt For For For 9 Elect Director Roderick C. McGeary Mgmt For For For 10 Elect Director Michael K. Powell Mgmt For For For 11 Elect Director Arun Sarin Mgmt For For For 12 Elect Director Steven M. West Mgmt For For For 13 Elect Director Jerry Yang Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For Against Against 15 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 16 Ratify Auditors Mgmt For For For 17 Amend Bylaws to Establish a Board ShrHldr Against For Against Committee on Human Rights 18 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 19 Report on Internet Fragmentation ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John E. Klein Mgmt For For For 2 Elect Director Lakshmi Narayanan Mgmt For For For 3 Elect Director Maureen Breakiron-Evans Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director B.S. Carson, Sr., M.D. Mgmt For For For 1.2 Elect Director William H. Gates Mgmt For For For 1.3 Elect Director Hamilton E. James Mgmt For For For 1.4 Elect Director Jill S. Ruckelshaus Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CVS CAREMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edwin M. Banks Mgmt For For For 2 Elect Director C. David Brown II Mgmt For For For 3 Elect Director David W. Dorman Mgmt For For For 4 Elect Director Kristen Gibney Williams Mgmt For For For 5 Elect Director Marian L. Heard Mgmt For For For 6 Elect Director William H. Joyce Mgmt For For For 7 Elect Director Jean-Pierre Millon Mgmt For For For 8 Elect Director Terrence Murray Mgmt For For For 9 Elect Director C.A. Lance Piccolo Mgmt For For For 10 Elect Director Sheli Z. Rosenberg Mgmt For For For 11 Elect Director Thomas M. Ryan Mgmt For For For 12 Elect Director Richard J. Swift Mgmt For Against Against 13 Ratify Auditors Mgmt For For For 14 Approve Omnibus Stock Plan Mgmt For For For 15 Provide Right to Call Special Meeting Mgmt For For For 16 Report on Political Contributions ShrHldr Against For Against 17 Adopt Global Warming Principles ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven M. Rales Mgmt For Against Against 2 Elect Director John T. Schwieters Mgmt For Against Against 3 Elect Director Alan G. Spoon Mgmt For Against Against 4 Ratify Auditors Mgmt For For For 5 Declassify the Board of Directors ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ DEERE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Samuel R. Allen Mgmt For For For 2 Elect Director Aulana L. Peters Mgmt For For For 3 Elect Director David B. Speer Mgmt For Against Against 4 Declassify the Board of Directors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Amend Executive Incentive Bonus Plan Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Limit Executive Compensation ShrHldr Against Against For 9 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 10 Require Independent Board Chairman ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ DENTSPLY INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XRAY CUSIP 249030107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paula H. Cholmondeley Mgmt For Withhold Against 1.2 Elect Director Michael J. Coleman Mgmt For For For 1.3 Elect Director John C. Miles II Mgmt For Withhold Against 1.4 Elect Director John L. Miclot Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Arthur J. Higgins Mgmt For For For 2 Elect Director Joel W. Johnson Mgmt For For For 3 Elect Director C. Scott O'Hara Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For Against Against 6 Declassify the Board of Directors Mgmt For For For 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Adopt Policy on Human Right to Water ShrHldr Against For Against 9 Amend Bylaws-- Call Special Meetings ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C. A. H. Boersig Mgmt For Withhold Against 1.2 Elect Director C. Fernandez G. Mgmt For Withhold Against 1.3 Elect Director W. J. Galvin Mgmt For For For 1.4 Elect Director R. L. Stephenson Mgmt For For For 1.5 Elect Director V. R. Loucks, Jr. Mgmt For For For 1.6 Elect Director R. L. Ridgway Mgmt For For For 2 Amend Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FASTENAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FAST CUSIP 311900104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert A. Kierlin Mgmt For Withhold Against 1.2 Elect Director Stephen M. Slaggie Mgmt For Withhold Against 1.3 Elect Director Michael M. Gostomski Mgmt For Withhold Against 1.4 Elect Director Hugh L. Miller Mgmt For Withhold Against 1.5 Elect Director Willard D. Oberton Mgmt For Withhold Against 1.6 Elect Director Michael J. Dolan Mgmt For Withhold Against 1.7 Elect Director Reyne K. Wisecup Mgmt For Withhold Against 1.8 Elect Director Michael J. Ancius Mgmt For Withhold Against 1.9 Elect Director Scott A. Satterlee Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FMC TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thorleif Enger Mgmt For Withhold Against 1.2 Elect Director Claire S. Farley Mgmt For Withhold Against 1.3 Elect Director Joseph H. Netherland Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ------------------------------------------------------------------------------------------------------------------ FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel H. Armacost Mgmt For Against Against 1.2 Elect Director Charles Crocker Mgmt For For For 1.3 Elect Director Joseph R. Hardiman Mgmt For For For 1.4 Elect Director Robert D. Joffe Mgmt For For For 1.5 Elect Director Charles B. Johnson Mgmt For For For 1.6 Elect Director Gregory E. Johnson Mgmt For For For 1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For For 1.8 Elect Director Thomas H. Kean Mgmt For For For 1.9 Elect Director Chutta Ratnathicam Mgmt For For For 1.10 Elect Director Peter M. Sacerdote Mgmt For For For 1.11 Elect Director Laura Stein Mgmt For For For 1.12 Elect Director Anne M. Tatlock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENZYME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas A. Berthiaume Mgmt For For For 1.2 Elect Director Robert J. Bertolini Mgmt For For For 1.3 Elect Director Gail K. Boudreaux Mgmt For For For 1.4 Elect Director Robert J. Carpenter Mgmt For For For 1.5 Elect Director Charles L. Cooney Mgmt For For For 1.6 Elect Director Victor J. Dzau Mgmt For For For 1.7 Elect Director Connie Mack, III Mgmt For For For 1.8 Elect Director Richard F. Syron Mgmt For For For 1.9 Elect Director Henri A. Termeer Mgmt For For For 1.10 Elect Director Ralph V. Whitworth Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Amend Non-Employee Director Omnibus Mgmt For Against Against Stock Plan 5 Provide Right to Call Special Meeting Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul Berg Mgmt For For For 1.2 Elect Director John F. Cogan Mgmt For For For 1.3 Elect Director Etienne F. Davignon Mgmt For For For 1.4 Elect Director James M. Denny Mgmt For For For 1.5 Elect Director Carla A. Hills Mgmt For For For 1.6 Elect Director Kevin E. Lofton Mgmt For For For 1.7 Elect Director John W. Madigan Mgmt For For For 1.8 Elect Director John C. Martin Mgmt For For For 1.9 Elect Director Gordon E. Moore Mgmt For For For 1.10 Elect Director Nicholas G. Moore Mgmt For For For 1.11 Elect Director Richard J. Whitley Mgmt For For For 1.12 Elect Director Gayle E. Wilson Mgmt For For For 1.13 Elect Director Per Wold-Olsen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric Schmidt Mgmt For For For 1.2 Elect Director Sergey Brin Mgmt For For For 1.3 Elect Director Larry Page Mgmt For For For 1.4 Elect Director L. John Doerr Mgmt For For For 1.5 Elect Director John L. Hennessy Mgmt For For For 1.6 Elect Director Ann Mather Mgmt For For For 1.7 Elect Director Paul S. Otellini Mgmt For For For 1.8 Elect Director K. Ram Shriram Mgmt For For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Prepare Sustainability Report ShrHldr Against For Against 5 Adopt Principles for Online ShrHldr Against For Against Advertising 6 Amend Human Rights Policies Regarding ShrHldr Against For Against Chinese Operations - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marc L. Andreessen Mgmt For For For 1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For For 1.3 Elect Director Sari M. Baldauf Mgmt For Against Against 1.4 Elect Director Rajiv L. Gupta Mgmt For For For 1.5 Elect Director John H. Hammergren Mgmt For For For 1.6 Elect Director Mark V. Hurd Mgmt For For For 1.7 Elect Director Joel Z. Hyatt Mgmt For For For 1.8 Elect Director John R. Joyce Mgmt For For For 1.9 Elect Director Robert L. Ryan Mgmt For For For 1.10 Elect Director Lucille S. Salhany Mgmt For For For 1.11 Elect Director G. Kennedy Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Company Request on Advisory Vote on Mgmt For For For Executive Compensation - ------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter Boneparth Mgmt For For For 2 Elect Director Steven A. Burd Mgmt For For For 3 Elect Director John F. Herma Mgmt For For For 4 Elect Director Dale E. Jones Mgmt For For For 5 Elect Director William S. Kellogg Mgmt For For For 6 Elect Director Kevin Mansell Mgmt For For For 7 Elect Director Frank V. Sica Mgmt For For For 8 Elect Director Peter M. Sommerhauser Mgmt For For For 9 Elect Director Stephanie A. Streeter Mgmt For For For 10 Elect Director Nina G. Vaca Mgmt For For For 11 Elect Director Stephen E. Watson Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For 14 Reduce Supermajority Vote Requirement ShrHldr Against For Against 15 Require Independent Board Chairman ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Swanson, Jr. Mgmt For Withhold Against 1.2 Elect Director David S. Lee Mgmt For Withhold Against 1.3 Elect Director Lothar Maier Mgmt For Withhold Against 1.4 Elect Director Richard M. Moley Mgmt For Withhold Against 1.5 Elect Director Thomas S. Volpe Mgmt For Withhold Against 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David W. Bernauer Mgmt For For For 1.2 Elect Director Leonard L. Berry Mgmt For For For 1.3 Elect Director Dawn E. Hudson Mgmt For For For 1.4 Elect Director Robert A. Niblock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Meeting Mgmt For For For 4 Report on Political Contributions ShrHldr Against For Against 5 Require Independent Board Chairman ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard H. Anderson Mgmt For For For 1.2 Elect Director Victor J. Dzau Mgmt For For For 1.3 Elect Director William A. Hawkins Mgmt For For For 1.4 Elect Director S. Ann Jackson Mgmt For For For 1.5 Elect Director Denise M. O'Leary Mgmt For For For 1.6 Elect Director Robert C. Pozen Mgmt For For For 1.7 Elect Director Jean-pierre Rosso Mgmt For For For 1.8 Elect Director Jack W. Schuler Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William H. Gates, III Mgmt For Against Against 2 Elect Director Steven A. Ballmer Mgmt For Against Against 3 Elect Director Dina Dublon Mgmt For Against Against 4 Elect Director Raymond V. Gilmartin Mgmt For Against Against 5 Elect Director Reed Hastings Mgmt For Against Against 6 Elect Director Maria Klawe Mgmt For Against Against 7 Elect Director David F. Marquardt Mgmt For Against Against 8 Elect Director Charles H. Noski Mgmt For Against Against 9 Elect Director Helmut Panke Mgmt For Against Against 10 Ratify Auditors Mgmt For For For 11 Permit Right to Call Special Meeting Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Adopt Principles for Health Care ShrHldr Against For Against Reform 14 Report on Charitable Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Timothy M. Haley Mgmt For Withhold Against 1.2 Elect Director Gregory S. Stanger Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H5833N103 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Reelect Michael Cawley as Director Mgmt For For For 1.2 Reelect Gordon Hall as Director Mgmt For For For 1.3 Reelect Jack Little as Director Mgmt For For For 2 Approve Creation of CHF 663.0 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 3 Approve CHF 143.7 Million Reduction Mgmt For For For in Share Capital and Capital Repayment of CHF 0.52 per Share 4 Approve CHF 154.7 Million Reduction Mgmt For For For in Share Capital and Capital Repayment of CHF 0.56 per Share 5 Ratify PricewaterhouseCoopers LLP as Mgmt For Against Against Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor 6 Accept Financial Statements and Mgmt For For For Statutory Reports 7 Approve Discharge of Board and Senior Mgmt For For For Management - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CINS H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Gordon T. Hall Mgmt For For For 1.2 Director Jon A. Marshall Mgmt For For For 2 Approval Of The Amendment And Mgmt For Against Against Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 - ------------------------------------------------------------------------------------------------------------------ NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Linda Walker Bynoe Mgmt For For For 1.2 Elect Director Nicholas D. Chabraja Mgmt For For For 1.3 Elect Director SUnited Statesn Crown Mgmt For For For 1.4 Elect Director Dipak C. Jain Mgmt For For For 1.5 Elect Director Robert W. Lane Mgmt For For For 1.6 Elect Director Robert C. McCormack Mgmt For For For 1.7 Elect Director Edward J. Mooney Mgmt For Withhold Against 1.8 Elect Director John W. Rowe Mgmt For Withhold Against 1.9 Elect Director David H.B. Smith, Jr. Mgmt For For For 1.10 Elect Director William D. Smithburg Mgmt For For For 1.11 Elect Director Enrique J. Sosa Mgmt For For For 1.12 Elect Director Charles A. Tribbett, Mgmt For For For III 1.13 Elect Director Frederick H. Waddell Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H5820Q150 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2.10 per Share 4.1 Amend Articles Re: Compliance with Mgmt For For For Swiss Federal Act on Intermediated Securites 4.2 Amend Articles Re: Introduction of a Mgmt For For For Consultative Resolution on the Remuneration System 5.1 Reelect Marjorie M.T. Yang as Director Mgmt For For For 5.2 Reelect Daniel Vasella as Director Mgmt For For For 5.3 Reelect Hans-Joerg Rudloff as Director Mgmt For Against Against 6 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors 7 Additional And/or Counter-proposals Mgmt For Against Against Presented At The Meeting - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John D. Wren Mgmt For For For 1.2 Elect Director Bruce Crawford Mgmt For For For 1.3 Elect Director Alan R. Batkin Mgmt For For For 1.4 Elect Director Robert Charles Clark Mgmt For For For 1.5 Elect Director Leonard S. Coleman, Jr. Mgmt For Withhold Against 1.6 Elect Director Errol M. Cook Mgmt For For For 1.7 Elect Director SUnited Statesn S. Mgmt For For For Denison 1.8 Elect Director Michael A. Henning Mgmt For For For 1.9 Elect Director John R. Murphy Mgmt For For For 1.10 Elect Director John R. Purcell Mgmt For For For 1.11 Elect Director Linda Johnson Rice Mgmt For For For 1.12 Elect Director Gary L. Roubos Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 5 Reimburse Proxy Contest Expenses ShrHldr Against For Against 6 Adopt a Policy in which the Company ShrHldr Against For Against will not Make or Promise to Make Any Death Benefit Payments to Senior Executives 7 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Shona L. Brown Mgmt For For For 2 Elect Director Ian M. Cook Mgmt For For For 3 Elect Director Dina Dublon Mgmt For For For 4 Elect Director Victor J. Dzau Mgmt For For For 5 Elect Director Ray L. Hunt Mgmt For For For 6 Elect Director Alberto Ibarguen Mgmt For For For 7 Elect Director Arthur C. Martinez Mgmt For Against Against 8 Elect Director Indra K. Nooyi Mgmt For For For 9 Elect Director Sharon P. Rockefeller Mgmt For For For 10 Elect Director James J. Schiro Mgmt For For For 11 Elect Director Lloyd G. Trotter Mgmt For For For 12 Elect Director Daniel Vasella Mgmt For Against Against 13 Ratify Auditors Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For Against Against 15 Report on Charitable Contributions ShrHldr Against Against For 16 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 17 Report on Public Policy Advocacy ShrHldr Against Against For Process - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Alexander Mgmt For Withhold Against 1.2 Elect Director Stephen M. Bennett Mgmt For Withhold Against 1.3 Elect Director Donald G. Cruickshank Mgmt For Withhold Against 1.4 Elect Director Raymond V. Dittamore Mgmt For Withhold Against 1.5 Elect Director Thomas W. Horton Mgmt For Withhold Against 1.6 Elect Director Irwin Mark Jacobs Mgmt For Withhold Against 1.7 Elect Director Paul E. Jacobs Mgmt For Withhold Against 1.8 Elect Director Robert E. Kahn Mgmt For Withhold Against 1.9 Elect Director Sherry Lansing Mgmt For Withhold Against 1.10 Elect Director Duane A. Nelles Mgmt For Withhold Against 1.11 Elect Director Brent Scowcroft Mgmt For Withhold Against 1.12 Elect Director Marc I. Stern Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Teresa Beck Mgmt For Withhold Against 1.2 Elect Director R.d. Cash Mgmt For Withhold Against 1.3 Elect Director James A. Harmon Mgmt For Withhold Against 1.4 Elect Director Robert E. McKee Mgmt For Withhold Against 1.5 Elect Director Gary G. Michael Mgmt For Withhold Against 1.6 Elect Director Charles B. Stanley Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Plan Mgmt For For For 6 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart M. Essig Mgmt For Against Against 1.2 Elect Director Barbara B. Hill Mgmt For Against Against 1.3 Elect Director Michael A. Rocca Mgmt For Against Against 2 Ratify Auditors Mgmt For Against Against 3 Prepare Sustainability Report ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard E. Cox, Jr. Mgmt For For For 1.2 Elect Director Srikant M. Datar, Ph.D. Mgmt For For For 1.3 Elect Director Donald M. Engelman, Mgmt For For For Ph.D. 1.4 Elect Director Louise L. Francesconi Mgmt For For For 1.5 Elect Director Howard L. Lance Mgmt For Withhold Against 1.6 Elect Director Stephen P. MacMillan Mgmt For For For 1.7 Elect Director William U. Parfet Mgmt For For For 1.8 Elect Director Ronda E. Stryker Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CINS 867224107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Brian A. Canfield Mgmt For For For 1.3 Elect Director Dominic D'Alessandro Mgmt For For For 1.4 Elect Director John T. Ferguson Mgmt For For For 1.5 Elect Director W. Douglas Ford Mgmt For For For 1.6 Elect Director Richard L. George Mgmt For For For 1.7 Elect Director Paul Haseldonckx Mgmt For For For 1.8 Elect Director John R. Huff Mgmt For For For 1.9 Elect Director Jacques Lamarre Mgmt For For For 1.10 Elect Director Brian F. MacNeill Mgmt For For For 1.11 Elect Director Maureen McCaw Mgmt For For For 1.12 Elect Director Michael W. O'Brien Mgmt For For For 1.13 Elect Director James W. Simpson Mgmt For For For 1.14 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ SUNTRUST BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert M. Beall, II Mgmt For For For 2 Elect Director Alston D. Correll Mgmt For For For 3 Elect Director Jeffrey C. Crowe Mgmt For For For 4 Elect Director Patricia C. Frist Mgmt For For For 5 Elect Director Blake P. Garrett, Jr. Mgmt For For For 6 Elect Director David H. Hughes Mgmt For For For 7 Elect Director M. Douglas Ivester Mgmt For For For 8 Elect Director J. Hicks Lanier Mgmt For Against Against 9 Elect Director William A. Mgmt For For For Linnenbringer 10 Elect Director G. Gilmer Minor, III Mgmt For For For 11 Elect Director Larry L. Prince Mgmt For For For 12 Elect Director Frank S. Royal, M.D. Mgmt For For For 13 Elect Director Thomas R. Watjen Mgmt For For For 14 Elect Director James M. Wells, III Mgmt For For For 15 Elect Director Karen Hastie Williams Mgmt For Against Against 16 Elect Director Phail Wynn, Jr. Mgmt For For For 17 Amend Management Incentive Bonus Plan Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Prepare Sustainability Report ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ SYSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYY CUSIP 871829107 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jonathan Golden Mgmt For For For 2 Elect Director Joseph A. Hafner. Jr. Mgmt For For For 3 Elect Director Nancy S. Newcomb Mgmt For For For 4 Elect Director Kenneth F. Spitler Mgmt For For For 5 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan 6 Amend Omnibus Stock Plan Mgmt For Against Against 7 Approve Executive Incentive Bonus Plan Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Adopt Principles for Health Care ShrHldr Against For Against Reform - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edward C. Bernard Mgmt For For For 2 Elect Director James T. Brady Mgmt For For For 3 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Director Donald B. Hebb, Jr. Mgmt For For For 5 Elect Director James A.C. Kennedy Mgmt For For For 6 Elect Director Brian C. Rogers Mgmt For For For 7 Elect Director Alfred Sommer, PHD Mgmt For For For 8 Elect Director Dwight S. Taylor Mgmt For For For 9 Elect Director Anne Marie Whittemore Mgmt For For For 10 Ratify Auditors Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Calvin Darden Mgmt For For For 2 Elect Director Anne M. Mulcahy Mgmt For For For 3 Elect Director Stephen W. Sanger Mgmt For For For 4 Elect Director Gregg W. Steinhafel Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Declassify the Board of Directors Mgmt For For For 7 Reduce Supermajority Vote Requirement Mgmt For For For 8 Amend Articles of Incorporation Mgmt For For For 9 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arun Sarin Mgmt For For For 1.2 Elect Director Paula A. Sneed Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Report on Political Contributions ShrHldr Against For Against 5 Adopt a Policy in which the Company ShrHldr Against For Against will not Make or Promise to Make Any Death Benefit Payments to Senior Executives - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lloyd C. Blankfein Mgmt For For For 1.2 Elect Director John H. Bryan Mgmt For For For 1.3 Elect Director Gary D. Cohn Mgmt For For For 1.4 Elect Director Claes Dahlback Mgmt For For For 1.5 Elect Director Stephen Friedman Mgmt For For For 1.6 Elect Director William W. George Mgmt For For For 1.7 Elect Director James A. Johnson Mgmt For For For 1.8 Elect Director Lois D. Juliber Mgmt For For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For Withhold Against 1.10 Elect Director James J. Schiro Mgmt For For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement Mgmt For For For 5 Provide Right to Call Special Meeting Mgmt For For For 6 Provide for Cumulative Voting ShrHldr Against For Against 7 Report on Collateral in Derivatives ShrHldr Against For Against Trading 8 Require Independent Board Chairman ShrHldr Against For Against 9 Report on Political Contributions ShrHldr Against For Against 10 Report on Global Warming Science ShrHldr Against Against For 11 Report on Pay Disparity ShrHldr Against For Against 12 Stock Retention/Holding Period ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kenneth I. Chenault Mgmt For For For 2 Elect Director Scott D. Cook Mgmt For For For 3 Elect Director Rajat K. Gupta Mgmt For For For 4 Elect Director A.G. Lafley Mgmt For For For 5 Elect Director Charles R. Lee Mgmt For For For 6 Elect Director Lynn M. Martin Mgmt For For For 7 Elect Director Robert A. McDonald Mgmt For For For 8 Elect Director W. James McNerney, Jr. Mgmt For For For 9 Elect Director Johnathan A. Rodgers Mgmt For For For 10 Elect Director Ralph Snyderman Mgmt For For For 11 Elect Director Mary Agnes Wilderotter Mgmt For For For 12 Elect Director Patricia A. Woertz Mgmt For For For 13 Elect Director Ernesto Zedillo Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Amend Code of Regulations Mgmt For For For 16 Approve Omnibus Stock Plan Mgmt For Against Against 17 Provide for Cumulative Voting ShrHldr Against For Against 18 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director F. Duane Ackerman Mgmt For For For 1.2 Elect Director Michael J. Burns Mgmt For For For 1.3 Elect Director D. Scott Davis Mgmt For For For 1.4 Elect Director Stuart E. Eizenstat Mgmt For For For 1.5 Elect Director Michael L. Eskew Mgmt For For For 1.6 Elect Director William R. Johnson Mgmt For Withhold Against 1.7 Elect Director Ann M. Livermore Mgmt For Withhold Against 1.8 Elect Director Rudy Markham Mgmt For For For 1.9 Elect Director John W. Thompson Mgmt For For For 1.10 Elect Director Carol B. Tome Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Seely Brown Mgmt For For For 1.2 Elect Director R. Andrew Eckert Mgmt For For For 1.3 Elect Director Mark R. Laret Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director John D. Baker II Mgmt For Against Against 2 Election Director John S. Chen Mgmt For Against Against 3 Election Director Lloyd H. Dean Mgmt For For For 4 Election Director SUnited Statesn E. Mgmt For For For Engel 5 Election Director Enrique Hernandez, Mgmt For For For Jr. 6 Election Director Donald M. James Mgmt For Against Against 7 Election Director Richard D. McCormick Mgmt For For For 8 Election Director Mackey J. McDonald Mgmt For For For 9 Election Director Cynthia H. Milligan Mgmt For For For 10 Elect Director Nicholas G. Moore Mgmt For For For 11 Elect Director Philip J. Quigley Mgmt For Against Against 12 Elect Director Judith M. Runstad Mgmt For For For 13 Elect Director Stephen W. Sanger Mgmt For For For 14 Elect Director Robert K. Steel Mgmt For For For 15 Elect Director John G. Stumpf Mgmt For For For 16 Elect Director an G. Swenson Mgmt For For For 17 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 18 Increase Authorized Common Stock Mgmt For Against Against 19 Ratify Auditors Mgmt For For For 20 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 21 Require Independent Board Chairman ShrHldr Against For Against 22 Report on Charitable Contributions ShrHldr Against Against For 23 Report on Political Contributions ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roger B. Porter Mgmt For Against Against 2 Elect Director L.E. Simmons Mgmt For Against Against 3 Elect Director Steven C. Wheelwright Mgmt For Against Against 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Amend EEO Policy to Prohibit ShrHldr Against For Against Discrimination based on Sexual Orientation and Gender Identity 8 Require Independent Board Chairman ShrHldr Against For Against 9 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner All Cap Growth Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Linda G. Mgmt For For For Alvarado 2 Election Of Director: George W. Mgmt For For For Buckley 3 Election Of Director: Vance D. Coffman Mgmt For For For 4 Election Of Director: Michael L. Eskew Mgmt For For For 5 Election Of Director: W. James Farrell Mgmt For For For 6 Election Of Director: Herbert L. Mgmt For For For Henkel 7 Election Of Director: Edward M. Liddy Mgmt For For For 8 Election Of Director: Robert S. Mgmt For For For Morrison 9 Election Of Director: Aulana L. Peters Mgmt For For For 10 Election Of Director: Robert J. Ulrich Mgmt For For For 11 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As 3M'S Independent Registered Public Accounting Firm. 12 To Approve The Amended 2008 Long-Term Mgmt For For For Incentive Plan And To Approve The Expanded Performance Criteria Available Under The 2008 Long-Term Incentive Plan. 13 Stockholder Proposal On Special ShrHldr Against Against For Meetings. - ------------------------------------------------------------------------------------------------------------------ ABB LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS ABB CUSIP 000375204 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval Of The Annual Report, The Mgmt For For For Consolidated Financial Statements, And The Annual Financial Statements For 2009. 2 Consultative Approval On The 2009 Mgmt For For For Remuneration Report. 3 Discharge Of The Board Of Directors Mgmt For For For And The Persons Entrusted With Management. 4 Appropriation Of Available Earnings Mgmt For For For And Release Of Legal Reserves. 5 Capital Reduction Through Mgmt For For For Cancellation Of Shares. 6 Capital Reduction Through Nominal Mgmt For For For Value Repayment. 7 Amendment To The Articles Of Mgmt For For For Incorporation Related To The Capital Reduction. 8 Amendment To Article 6 Of The Mgmt For For For Articles Of Incorporation. 9 Deletion Of Articles 32 And 33 Of The Mgmt For For For Articles Of Incorporation. 10 Re-Election Of Director: Roger Agnelli Mgmt For For For 11 Re-Election Of Director: Louis R. Mgmt For For For Hughes 12 Re-Election Of Director: Hans Ulrich Mgmt For For For Marki 13 Re-Election Of Director: Michel De Mgmt For For For Rosen 14 Re-Election Of Director: Michael Mgmt For For For Treschow 15 Re-Election Of Director: Bernd W. Voss Mgmt For For For 16 Re-Election Of Director: Jacob Mgmt For Against Against Wallenberg 17 Re-Election Of Director: Hubertus Von Mgmt For For For Grunberg 18 Election Of The Auditors. Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Edward F. Mgmt For For For Limato (Class Of 2013) 2 Election Of Director: Robert A. Mgmt For For For Rosholt (Class Of 2013) 3 Election Of Director: Craig R. Mgmt For For For Stapleton (Class Of 2013) 4 Election Of Director: Elizabeth M. Mgmt For For For Lee (Class Of 2011) 5 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As The Company'S Independent Registered Public Accounting Firm. 6 To Approve The Abercrombie & Fitch Mgmt For For For Co. 2010 Long-Term Incentive Plan. 7 To Approve Stockholder Proposal No. 1 ShrHldr Against Against For Described In The Proxy Statement, If The Stockholder Proposal Is Properly Presented At The Annual Meeting. 8 To Approve Stockholder Proposal No. 2 ShrHldr Against Against For Described In The Proxy Statement, If The Stockholder Proposal Is Properly Presented At The Annual Meeting. 9 To Approve Stockholder Proposal No. 3 ShrHldr Against Against For Described In The Proxy Statement, If The Stockholder Proposal Is Properly Presented At The Annual Meeting. - ------------------------------------------------------------------------------------------------------------------ AGRIUM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGU CUSIP 008916108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Ralph S. Cunningham Mgmt For For For 1.2 Director : Germaine Gibara Mgmt For For For 1.3 Director : Russell K. Girling Mgmt For For For 1.4 Director : Susan A. Henry Mgmt For For For 1.5 Director : Russell J. Horner Mgmt For For For 1.6 Director : A. Anne Mclellan Mgmt For For For 1.7 Director : David J. Lesar Mgmt For For For 1.8 Director : John E. Lowe Mgmt For For For 1.9 Director : Derek G. Pannell Mgmt For For For 1.10 Director : Frank W. Proto Mgmt For For For 1.11 Director : Michael M. Wilson Mgmt For For For 1.12 Director : Victor J. Zaleschuk Mgmt For For For 2 The Appointment Of Kpmg Llp, Mgmt For For For Chartered Accountants, As Auditors Of The Corporation. 3 A Resolution To Approve The Mgmt For For For Corporation'S Amended And Restated Shareholder Rights Plan. 4 A Resolution To Approve The Mgmt For For For Corporation'S Advisory Vote On Executive Compensation. - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: F. Thomson Mgmt For For For Leighton 2 Election Of Director: Paul Sagan Mgmt For For For 3 Election Of Director: Naomi O. Mgmt For For For Seligman 4 To Ratify The Selection Of Mgmt For For For Pricewaterhousecoopers Llp As The Independent Auditors Of Akamai Technologies, Inc. For The Fiscal Year Ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Leonard Bell Mgmt For For For 1.2 Director : Max Link Mgmt For For For 1.3 Director : William R. Keller Mgmt For For For 1.4 Director : Joseph A. Madri Mgmt For For For 1.5 Director : Larry L. Mathis Mgmt For For For 1.6 Director : R. Douglas Norby Mgmt For For For 1.7 Director : Alvin S. Parven Mgmt For For For 1.8 Director : Andreas Rummelt Mgmt For For For 2 Approval Of The Amendment To 2004 Mgmt For For For Incentive Plan, As Described In The Accompanying Proxy Statement, Including To Increase The Number Of Shares Of Common Stock Available For Issuance By 3 Million Shares (Subject To Adjustment In The Event Of Stock Splits A 3 Ratification Of Appointment By The Mgmt For For For Board Of Directors Of Pricewaterhousecoopers Llp As The Company'S Independent Registered Public Accounting Firm. - ------------------------------------------------------------------------------------------------------------------ ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: David E. Collins Mgmt For For For 2 Election Of Director: Joseph Lacob Mgmt For Against Against 3 Election Of Director: C. Raymond Mgmt For For For Larkin, Jr. 4 Election Of Director: George J. Morrow Mgmt For For For 5 Election Of Director: Dr. David C. Mgmt For For For Nagel 6 Election Of Director: Thomas M. Mgmt For For For Prescott 7 Election Of Director: Greg J. Santora Mgmt For For For 8 Election Of Director: Warren S. Thaler Mgmt For For For 9 Proposal To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Align Technology, Inc.'S Independent Registered Public Accountants For The Fiscal Year Ending December 31, 2010. 10 Proposal To Approve Amended And Mgmt For For For Restated 2005 Equity Incentive Plan. 11 Proposal To Approve 2010 Employee Mgmt For For For Stock Purchase Plan. - ------------------------------------------------------------------------------------------------------------------ ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: John P. Daane Mgmt For For For 2 Election Of Director: Robert J. Mgmt For For For Finocchio, Jr. 3 Election Of Director: Kevin Mcgarity Mgmt For For For 4 Election Of Director: T. Michael Mgmt For For For Nevens 5 Election Of Director: Krish A. Prabhu Mgmt For For For 6 Election Of Director: John Shoemaker Mgmt For For For 7 Election Of Director: Susan Wang Mgmt For For For 8 To Reapprove The Internal Revenue Mgmt For For For Code Section 162(M) Provisions Of The 2005 Equity Incentive Plan. 9 To Approve An Amendment To The 2005 Mgmt For For For Equity Incentive Plan To Increase By 5,000,000 The Number Of Shares Of Common Stock. 10 To Approve An Amendment To The 1987 Mgmt For For For Employee Stock Purchase Plan To Increase By 1,000,000 The Number Of Shares Of Common Stock. 11 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Our Independent Registered Public Accounting Firm For Fiscal Year. 12 A Stockholder Proposal Requesting A ShrHldr Against Against For Change To Altera'S Voting Requirements, See Proxy Statement For Further Details - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Jeffrey P. Bezos Mgmt For For For 2 Election Of Director: Tom A. Alberg Mgmt For For For 3 Election Of Director: John Seely Brown Mgmt For For For 4 Election Of Director: William B. Mgmt For For For Gordon 5 Election Of Director: Alain Monie Mgmt For For For 6 Election Of Director: Thomas O. Ryder Mgmt For For For 7 Election Of Director: Patricia Q. Mgmt For For For Stonesifer 8 Ratification Of The Appointment Of Mgmt For For For Ernst & Young Llp As Independent Auditors 9 Shareholder Proposal Calling For The ShrHldr Against Against For Company To Make Certain Disclosures Regarding Corporate Political Contributions - ------------------------------------------------------------------------------------------------------------------ AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Stanley L. Clark Mgmt For For For 1.2 Director : Andrew E. Lietz Mgmt For For For 1.3 Director : Martin H. Loeffler Mgmt For For For 2 Ratification Of Deloitte & Touche Llp Mgmt For For For As Independent Public Accountants Of The Company. - ------------------------------------------------------------------------------------------------------------------ ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Jacqueline C. Morby Mgmt For Withhold Against 1.2 Director : Michael C. Thurk Mgmt For For For 2 Ratification Of Deloitte And Touche Mgmt For For For Llp As The Company'S Independent Registered Public Accounting Firm. - ------------------------------------------------------------------------------------------------------------------ APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Eugene C. Mgmt For For For Fiedorek 2 Election Of Director: Patricia Mgmt For For For Albjerg Graham 3 Election Of Director: F.H. Merelli Mgmt For For For 4 Ratification Of Ernst & Young As Mgmt For For For Apache'S Independent Auditors. - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : William V. Campbell Mgmt For For For 1.2 Director : Millard S. Drexler Mgmt For For For 1.3 Director : Albert A. Gore, Jr. Mgmt For For For 1.4 Director : Steven P. Jobs Mgmt For For For 1.5 Director : Andrea Jung Mgmt For For For 1.6 Director : A.D. Levinson, Ph.D. Mgmt For For For 1.7 Director : Jerome B. York Mgmt For For For 2 To Approve Amendments To The Apple Mgmt For For For Inc. 2003 Employee Stock Plan. 3 To Approve Amendments To The Apple Mgmt For For For Inc. 1997 Director Stock Option Plan. 4 To Hold An Advisory Vote On Executive Mgmt For For For Compensation. 5 To Ratify The Appointment Of Ernst & Mgmt For For For Young Llp As The Company'S Independent Registered Public Accounting Firm For Fiscal Year 2010. The Board Of Directors Recommends A Vote Against Proposals 6 And 7. 6 To Consider A Shareholder Proposal ShrHldr Against Against For Entitled Sustainability Report, If Properly Presented At The Meeting. 7 To Consider A Shareholder Proposal ShrHldr Against Against For Entitled Amend Corporate Bylaws Establishing A Board Committee On Sustainability, If Properly Presented At The Meeting. - ------------------------------------------------------------------------------------------------------------------ ATHEROS COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATHR CUSIP 04743P108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Charles E. Harris Mgmt For For For 1.2 Director : Marshall L. Mohr Mgmt For For For 1.3 Director : Andrew S. Rappaport Mgmt For For For 2 Ratification Of The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As The Company'S Independent Registered Public Accounting Firm For Fiscal 2010. - ------------------------------------------------------------------------------------------------------------------ ATWOOD OCEANICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Deborah A. Beck Mgmt For For For 1.2 Director : Robert W. Burgess Mgmt For For For 1.3 Director : George S. Dotson Mgmt For For For 1.4 Director : Jack E. Golden Mgmt For For For 1.5 Director : Hans Helmerich Mgmt For For For 1.6 Director : James R. Montague Mgmt For For For 1.7 Director : Robert J. Saltiel Mgmt For For For 2 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Our Independent Auditors. 3 In Their Discretion, The Proxy ShrHldr Against For Against Holders Are Authorized To Vote Upon Such Other Business As May Properly Come Before The Meeting. - ------------------------------------------------------------------------------------------------------------------ AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : W. Don Cornwell Mgmt For For For 1.2 Director : V. Ann Hailey Mgmt For For For 1.3 Director : Fred Hassan Mgmt For For For 1.4 Director : Andrea Jung Mgmt For For For 1.5 Director : Maria Elena Lagomasino Mgmt For For For 1.6 Director : Ann S. Moore Mgmt For For For 1.7 Director : Paul S. Pressler Mgmt For For For 1.8 Director : Gary M. Rodkin Mgmt For For For 1.9 Director : Paula Stern Mgmt For For For 1.10 Director : Lawrence A. Weinbach Mgmt For For For 2 Ratification Of The Appointment Of Mgmt For For For Independent Registered Public Accounting Firm. 3 Approval Of 2010 Stock Incentive Plan. Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BARRICK GOLD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABX CUSIP 067901108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : H.L. Beck Mgmt For For For 1.2 Director : C.W.D. Birchall Mgmt For For For 1.3 Director : D.J. Carty Mgmt For For For 1.4 Director : G. Cisneros Mgmt For For For 1.5 Director : M.A. Cohen Mgmt For For For 1.6 Director : P.A. Crossgrove Mgmt For For For 1.7 Director : R.M. Franklin Mgmt For For For 1.8 Director : J.B. Harvey Mgmt For For For 1.9 Director : B. Mulroney Mgmt For For For 1.10 Director : A. Munk Mgmt For For For 1.11 Director : P. Munk Mgmt For For For 1.12 Director : A.W. Regent Mgmt For For For 1.13 Director : N.P. Rothschild Mgmt For For For 1.14 Director : S.J. Shapiro Mgmt For For For 2 Resolution Approving The Appointment Mgmt For For For Of Pricewaterhousecoopers Llp As The Auditors Of Barrick And Authorizing The Directors To Fix Their Remuneration. 3 Advisory Resolution On Executive Mgmt For For For Compensation Approach. - ------------------------------------------------------------------------------------------------------------------ CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Michael E. Mgmt For For For Patrick 2 Election Of Director: Jon Erik Mgmt For For For Reinhardsen 3 Election Of Director: Bruce W. Mgmt For For For Wilkinson 4 Ratification Of The Appointment Of Mgmt For For For Independent Registered Public Accountants For 2010. - ------------------------------------------------------------------------------------------------------------------ CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHKP CUSIP M22465104 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Gil Shwed Mgmt For For For 1.2 Director : Marius Nacht Mgmt For For For 1.3 Director : Jerry Ungerman Mgmt For For For 1.4 Director : Dan Propper Mgmt For For For 1.5 Director : David Rubner Mgmt For For For 1.6 Director : Tal Shavit Mgmt For For For 2 Reelection Of Outside Director: Yoav Mgmt For For For Chelouche 3 Reelection Of Outside Director: Guy Mgmt For For For Gecht 4 To Authorize The Chairman Of The Mgmt For For For Board Of Directors To Continue Serving As Chairman Of The Board Of Directors And The Chief Executive Officer For Up To Three Years Following The Meeting 5 To Ratify The Appointment And Mgmt For For For Compensation Of Check Point'S Independent Public Accountants 6 To Approve Compensation To Check Mgmt For For For Point'S Chief Executive Officer Who Is Also The Chairman Of The Board Of Directors 7 I Am A Controlling Shareholder ShrHldr Against Against For 8 I Have A Personal Interest In Item 5 ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Carol A. Bartz Mgmt For For For 2 Election Of Director: M. Michele Burns Mgmt For For For 3 Election Of Director: Michael D. Mgmt For For For Capellas 4 Election Of Director: Larry R. Carter Mgmt For For For 5 Election Of Director: John T. Chambers Mgmt For For For 6 Election Of Director: Brian L. Halla Mgmt For For For 7 Election Of Director: Dr. John L. Mgmt For For For Hennessy 8 Election Of Director: Richard M. Mgmt For For For Kovacevich 9 Election Of Director: Roderick C. Mgmt For For For Mcgeary 10 Election Of Director: Michael K. Mgmt For For For Powell 11 Election Of Director: Arun Sarin Mgmt For For For 12 Election Of Director: Steven M. West Mgmt For For For 13 Election Of Director: Jerry Yang Mgmt For For For 14 To Approve The Amendment And Mgmt For For For Restatement Of The 2005 Stock Incentive Plan, As Set Forth In The Accompanying Proxy Statement. 15 To Approve The Amendment And Mgmt For For For Restatement Of The Employee Stock Purchase Plan, As Set Forth In The Accompanying Proxy Statement. 16 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Cisco'S Independent Registered Public Accounting Firm For The Fiscal Year Ending July 31, 2010. 17 Proposal Submitted By A Shareholder ShrHldr Against Against For To Amend Cisco'S Bylaws To Establish A Board Committee On Human Rights. 18 Proposal Submitted By Shareholders ShrHldr Against Against For Requesting The Board To Adopt A Policy That Shareholders Be Provided The Opportunity, At Each Annual Meeting Of Shareholders, To Vote On An Advisory Resolution To Ratify The Compensation Of The Named Executive Officers D 19 Proposal Submitted By Shareholders ShrHldr Against Against For Requesting The Board To Publish A Report To Shareholders, Within Six Months, Providing A Summarized Listing And Assessment Of Concrete Steps Cisco Could Reasonably Take To Reduce The Likelihood That Its Business Practice - ------------------------------------------------------------------------------------------------------------------ CME GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CME CUSIP 12572Q105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Terrence A. Duffy Mgmt For For For 1.2 Director : Charles P. Carey Mgmt For For For 1.3 Director : Mark E. Cermak Mgmt For For For 1.4 Director : Martin J. Gepsman Mgmt For For For 1.5 Director : Leo Melamed Mgmt For For For 1.6 Director : Joseph Niciforo Mgmt For For For 1.7 Director : C.C. Odom Ii Mgmt For For For 1.8 Director : John F. Sandner Mgmt For For For 1.9 Director : Dennis A. Suskind Mgmt For For For 2 To Ratify Ernst & Young Llp As Our Mgmt For For For Independent Registered Public Accounting Firm. - ------------------------------------------------------------------------------------------------------------------ DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : James W. Breyer Mgmt For For For 1.2 Director : Donald J. Carty Mgmt For For For 1.3 Director : Michael S. Dell Mgmt For For For 1.4 Director : William H. Gray, Iii Mgmt For For For 1.5 Director : Sallie L. Krawcheck Mgmt For For For 1.6 Director : Judy C. Lewent Mgmt For For For 1.7 Director : Thomas W. Luce, Iii Mgmt For For For 1.8 Director : Klaus S. Luft Mgmt For For For 1.9 Director : Alex J. Mandl Mgmt For For For 1.10 Director : Sam Nunn Mgmt For For For 2 Ratification Of Independent Auditor Mgmt For For For 3 Reimbursement Of Proxy Expenses ShrHldr Against Against For 4 Adopt Simple Majority Vote ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : John Richels Mgmt For For For 2 Ratify The Appointment Of The Mgmt For For For Company'S Independent Auditors For 2010. 3 Adopt Simple Majority Vote. ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ DOLBY LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLB CUSIP 25659T107 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Directors : Ray Dolby Mgmt For For For 1.2 Directors : Kevin Yeaman Mgmt For For For 1.3 Directors : Peter Gotcher Mgmt For For For 1.4 Directors : Nicholas Donatiello, Jr Mgmt For For For 1.5 Directors : Ted W. Hall Mgmt For For For 1.6 Directors : Bill Jasper Mgmt For For For 1.7 Directors : Sanford Robertson Mgmt For For For 1.8 Directors : Roger Siboni Mgmt For For For 1.9 Directors : Avadis Tevanian, Jr Mgmt For For For 2 To Ratify The Appointment Of Kpmg Llp Mgmt For For For As The Company'S Independent Registered Public Accounting Firm For The Fiscal Year Ending September 24, 2010. - ------------------------------------------------------------------------------------------------------------------ ENSCO INTERNATIONAL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 26874Q100 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval Of The Proposal To Adopt The Mgmt For For For Agreement And Plan Of Merger And Reorganization, Entered Into As Of November 9, 2009, By And Between Ensco International Incorporated, A Delaware Corporation, And Ensco Newcastle Llc, A Delaware Limited Liability Comp 2 Approval Of The Adjournment Of The Mgmt For For For Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Votes At The Time Of The Special Meeting To Approve The Adoption Of The Agreement And Plan Of Merger And Reorganization. - ------------------------------------------------------------------------------------------------------------------ ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To Elect Thomas L. Kelly Ii As A Mgmt For For For Class Ii Director Of Ensco Plc For A Term To Expire At The Annual General Meeting Of Shareholders To Be Held In 2013. 2 To Elect Rita M. Rodriguez As A Class Mgmt For For For Ii Director Of Ensco Plc For A Term To Expire At The Annual General Meeting Of Shareholders To Be Held In 2013. 3 To Ratify The Audit Committee'S Mgmt For For For Appointment Of Kpmg Llp As Our U.S. Independent Registered Public Accounting Firm For 2010. 4 To Ratify The Appointment Of Kpmg Mgmt For For For Audit Plc As Our Statutory Auditors Under Companies Act 2006 (To Hold Office Until The Conclusion Of Next Annual General Meeting At Which Accounts Are Laid Before The Company) And To Ratify That The Audit Committee Is Aut 5 To Re-Approve The Ensco 2005 Cash Mgmt For For For Incentive Plan, Including The Material Terms Of The Performance Goals Therein For Purposes Of Section 162(M) Of The Internal Revenue Code. - ------------------------------------------------------------------------------------------------------------------ EV3 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EVVV CUSIP 26928A200 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: John K. Bakewell Mgmt For For For 2 Election Of Director: Richard B. Mgmt For For For Emmitt 3 Election Of Director: Douglas W. Kohrs Mgmt For For For 4 To Consider A Proposal To Approve The Mgmt For For For Ev3 Inc. Third Amended And Restated 2005 Incentive Plan. 5 To Consider A Proposal To Approve The Mgmt For For For Ev3 Inc. Amended And Restated Employee Stock Purchase Plan. 6 To Consider A Proposal To Ratify The Mgmt For For For Selection Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm For The Year Ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ EXPEDIA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPE CUSIP 30212P105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : A. George Skip Battle Mgmt For For For 1.2 Director : Barry Diller Mgmt For For For 1.3 Director : Jonathan L. Dolgen Mgmt For For For 1.4 Director : William R. Fitzgerald Mgmt For For For 1.5 Director : Craig A. Jacobson Mgmt For For For 1.6 Director : Victor A. Kaufman Mgmt For For For 1.7 Director : Peter M. Kern Mgmt For For For 1.8 Director : Dara Khosrowshahi Mgmt For For For 1.9 Director : John C. Malone Mgmt For For For 1.10 Director : Jose A. Tazon Mgmt For For For 2 Ratification Of Appointment Of Ernst Mgmt For For For & Young Llp As Expedia'S Independent Registered Public Accounting Firm For The Year Ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ GEN-PROBE INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GPRO CUSIP 36866T103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Carl W. Hull Mgmt For For For 2 Election Of Director: Armin M. Kessler Mgmt For For For 3 Election Of Director: Lucy Shapiro, Mgmt For For For Ph.D. 4 To Ratify The Selection Of Ernst & Mgmt For For For Young Llp As The Independent Auditors Of Gen-Probe Incorporated For The Fiscal Year Ending December 31, 2010. 5 To Ratify The Board Of Directors' Mgmt For For For Election Of Brian A. Mcnamee To The Board Of Directors Of Gen-Probe Incorporated. - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Eric Schmidt Mgmt For For For 1.2 Director : Sergey Brin Mgmt For For For 1.3 Director : Larry Page Mgmt For For For 1.4 Director : L. John Doerr Mgmt For For For 1.5 Director : John L. Hennessy Mgmt For For For 1.6 Director : Ann Mather Mgmt For For For 1.7 Director : Paul S. Otellini Mgmt For For For 1.8 Director : K. Ram Shriram Mgmt For For For 1.9 Director : Shirley M. Tilghman Mgmt For For For 2 The Ratification Of Ernst & Young Llp Mgmt For For For As Google'S Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2010. 3 The Approval Of An Amendment To Mgmt For For For Google'S 2004 Stock Plan To Increase The Number Of Authorized Shares Of Class A Common Stock Issuable Under The Plan By 6,500,000. 4 A Stockholder Proposal Regarding A ShrHldr Against Against For Sustainability Report, If Properly Presented At The Meeting. 5 A Stockholder Proposal Regarding ShrHldr Against Against For Online Advertising, Privacy, And Sensitive Information, If Properly Presented At The Meeting. 6 A Stockholder Proposal Regarding The ShrHldr Against Against For Adoption Of Human Rights Principles With Respect To Business In China, If Properly Presented At The Meeting. - ------------------------------------------------------------------------------------------------------------------ GRAFTECH INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTI CUSIP 384313102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Randy W. Carson Mgmt For For For 1.2 Director : Mary B. Cranston Mgmt For For For 1.3 Director : Harold E. Layman Mgmt For For For 1.4 Director : Ferrell P. Mcclean Mgmt For For For 1.5 Director : Michael C. Nahl Mgmt For For For 1.6 Director : Steven R. Shawley Mgmt For For For 1.7 Director : Craig S. Shular Mgmt For For For 2 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Our Independent Registered Public Accounting Firm For The Current Fiscal Year Ending December 31, 2010. 3 To Re-Approve The Performance Mgmt For For For Measures Under The Graftech International Ltd. 2005 Equity Incentive Plan. - ------------------------------------------------------------------------------------------------------------------ GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Judith Blumenthal Mgmt For For For 1.2 Director : Anthony Chidoni Mgmt For For For 1.3 Director : Paul Marciano Mgmt For For For 2 To Re-Approve The Company'S Annual Mgmt For For For Incentive Bonus Plan So That Performance-Based Cash Compensation Paid Thereunder Will Continue To Be Deductible By The Company For Federal Income Tax Purposes. 3 To Ratify The Appointment Of Ernst & Mgmt For For For Young Llp As The Company'S Independent Auditors For The Fiscal Year Ending January 29, 2011. - ------------------------------------------------------------------------------------------------------------------ HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: A.M. Bennett Mgmt For For For 2 Election Of Director: J.R. Boyd Mgmt For For For 3 Election Of Director: M. Carroll Mgmt For For For 4 Election Of Director: N.K. Dicciani Mgmt For For For 5 Election Of Director: S.M. Gillis Mgmt For For For 6 Election Of Director: J.T. Hackett Mgmt For For For 7 Election Of Director: D.J. Lesar Mgmt For For For 8 Election Of Director: R.A. Malone Mgmt For For For 9 Election Of Director: J.L. Martin Mgmt For For For 10 Election Of Director: D.L. Reed Mgmt For For For 11 Proposal For Ratification Of The Mgmt For For For Selection Of Auditors. 12 Proposal On Human Rights Policy. ShrHldr Against Against For 13 Proposal On Political Contributions. ShrHldr Against Against For 14 Proposal On Executive Compensation ShrHldr Against Against For Policies. 15 Proposal On Special Shareowner ShrHldr Against Against For Meetings. - ------------------------------------------------------------------------------------------------------------------ HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Connie R. Curran Mgmt For For For 2 Election Of Director: Heino Von Mgmt For For For Prondzynski 3 Election Of Director: Mark F. Wheeler Mgmt For For For 4 Proposal To Ratify The Appointment Of Mgmt For For For Deloitte & Touche Llp As Auditors For Hospira For 2010. - ------------------------------------------------------------------------------------------------------------------ ILLUMINA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ILMN CUSIP 452327109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Paul C. Grint, M.D. Mgmt For For For 1.2 Director : David R. Walt, Ph.D. Mgmt For For For 2 To Ratify The Appointment Of Ernst & Mgmt For For For Young Llp As Our Independent Registered Public Accountants For The Fiscal Year Ending January 2, 2011. - ------------------------------------------------------------------------------------------------------------------ INFOSYS TECHNOLOGIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS INFY CUSIP 456788108 06/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To Receive, Consider And Adopt The ShrHldr Against For Against Balance Sheet As At March 31, 2010, The Profit And Loss Account For The Year Ended On That Date & The Report Of The Directors And Auditors Thereon. 2 To Declare A Final Dividend For The ShrHldr Against For Against Financial Year Ended March 31, 2010. 3 To Appoint A Director In Place Of ShrHldr Against For Against N.R. Narayana Murthy, Who Retires By Rotation And, Being Eligible, Seeks Re-Appointment. 4 To Appoint A Director In Place Of ShrHldr Against For Against Prof. Marti G. Subrahmanyam, Who Retires By Rotation And, Being Eligible, Seeks Re-Appointment. 5 To Appoint A Director In Place Of S. ShrHldr Against For Against Gopalakrishnan, Who Retires By Rotation And, Being Eligible, Seeks Re-Appointment. 6 To Appoint A Director In Place Of ShrHldr Against For Against S.D. Shibulal, Who Retires By Rotation And, Being Eligible, Seeks Re-Appointment. 7 To Appoint A Director In Place Of ShrHldr Against For Against T.V. Mohandas Pai, Who Retires By Rotation And, Being Eligible, Seeks Re-Appointment. 8 To Appoint Auditors To Hold Office ShrHldr Against For Against From The Conclusion Of This Annual General Meeting Until The Conclusion Of The Next Annual General Meeting And To Fix Their Remuneration. 9 To Appoint T.V. Mohandas Pai As ShrHldr Against For Against Whole-Time Director, Liable To Retire By Rotation. 10 To Appoint Srinath Batni As ShrHldr Against For Against Whole-Time Director, Liable To Retire By Rotation. - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Charles R. Crisp Mgmt For For For 1.2 Director : Jean-Marc Forneri Mgmt For For For 1.3 Director : Fred W. Hatfield Mgmt For For For 1.4 Director : Terrence F. Martell Mgmt For For For 1.5 Director : Sir Callum Mccarthy Mgmt For For For 1.6 Director : Sir Robert Reid Mgmt For For For 1.7 Director : Frederic V. Salerno Mgmt For Withhold Against 1.8 Director : Jeffrey C. Sprecher Mgmt For For For 1.9 Director : Judith A. Sprieser Mgmt For For For 1.10 Director : Vincent Tese Mgmt For For For 2 Proposal To Ratify The Appointment Of Mgmt For For For Ernst & Young Llp As Our Independent Registered Accounting Firm For The Fiscal Year Ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Alan J. Levy Mgmt For For For 1.2 Director : Eric H. Halvorson Mgmt For For For 1.3 Director : Amal M. Johnson Mgmt For For For 2 To Approve The Company'S 2010 Mgmt For For For Incentive Award Plan. - ------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Mel S. Lavitt Mgmt For For For 1.2 Director : Timothy L. Main Mgmt For For For 1.3 Director : William D. Morean Mgmt For For For 1.4 Director : Lawrence J. Murphy Mgmt For For For 1.5 Director : Frank A. Newman Mgmt For For For 1.6 Director : Steven A. Raymund Mgmt For For For 1.7 Director : Thomas A. Sansone Mgmt For For For 1.8 Director : David M. Stout Mgmt For For For 1.9 Director : Kathleen A. Walters Mgmt For For For 2 To Approve An Amendment To Increase Mgmt For For For The Size Of The Jabil Circuit, Inc. 2002 Stock Incentive Plan By 8,200,000 Shares. 3 To Ratify The Appointment Of Kpmg Llp Mgmt For For For As Jabil'S Independent Registered Public Accounting Firm For The Fiscal Year Ending August 31, 2010. 4 To Transact Such Other Business As Mgmt For For For May Properly Come Before The Annual Meeting, Including Any Adjournment Thereof. - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Pradeep Sindhu Mgmt For For For 1.2 Director : Robert M. Calderoni Mgmt For For For 1.3 Director : William F. Meehan Mgmt For For For 2 Approval Of The Proposed Amendment To Mgmt For For For The Juniper Networks, Inc. 2006 Equity Incentive Plan That Increases The Number Of Shares Available For Issuance Thereunder. 3 Ratification Of Ernst & Young Llp, An Mgmt For For For Independent Registered Public Accounting Firm, As Auditors. - ------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Robert H. Swanson, Jr. Mgmt For For For 1.2 Director : David S. Lee Mgmt For For For 1.3 Director : Lothar Maier Mgmt For For For 1.4 Director : Richard M. Moley Mgmt For For For 1.5 Director : Thomas S. Volpe Mgmt For For For 2 To Approve An Amendment To The Mgmt For For For Company'S 2005 Employee Stock Purchase Plan To Increase The Shares Reserved For Issuance Thereunder By 2,000,000. 3 To Approve The Company'S 2009 Mgmt For For For Executive Bonus Plan. 4 To Ratify The Appointment Of Ernst & Mgmt For For For Young Llp As The Company'S Independent Registered Public Accounting Firm For The Fiscal Year Ending June 27, 2010. - ------------------------------------------------------------------------------------------------------------------ LULULEMON ATHLETICA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LULU CUSIP 550021109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Thomas G. Stemberg Mgmt For For For 1.2 Director : Dennis J. Wilson Mgmt For For For 2 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As The Company'S Independent Registered Public Accounting Firm For The Fiscal Year Ending January 30, 2011. - ------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Dr. Sehat Mgmt For For For Sutardja 2 Election Of Director: Dr. Pantas Mgmt For For For Sutardja 3 To Re-Appoint Pricewaterhousecoopers Mgmt For For For Llp As Our Auditors And Independent Registered Public Accounting Firm, And To Authorize The Audit Committee, Acting On Behalf Of The Board Of Directors, To Fix The Remuneration Of The Auditors And Independent Registere - ------------------------------------------------------------------------------------------------------------------ MCDERMOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDR CUSIP 580037109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : John F. Bookout, Iii Mgmt For For For 1.2 Director : Roger A. Brown Mgmt For For For 1.3 Director : Ronald C. Cambre Mgmt For For For 1.4 Director : John A. Fees Mgmt For For For 1.5 Director : Robert W. Goldman Mgmt For For For 1.6 Director : Stephen G. Hanks Mgmt For For For 1.7 Director : Oliver D. Kingsley, Jr. Mgmt For For For 1.8 Director : D. Bradley Mcwilliams Mgmt For For For 1.9 Director : Richard W. Mies Mgmt For For For 1.10 Director : Thomas C. Schievelbein Mgmt For For For 1.11 Director : David A. Trice Mgmt For For For 2 Ratification Of Appointment Of Mgmt For For For Mcdermott'S Independent Registered Public Accounting Firm For The Year Ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Argentina ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Marcos Galperin Mgmt For For For 1.2 Director : Emiliano Calemzuk Mgmt For For For 1.3 Director : Veronica Allende Serra Mgmt For Withhold Against 2 To Ratify The Appointment Of Deloitte Mgmt For For For & Co. S.R.L. As Our Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ MINDRAY MEDICAL INT'L LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MR CUSIP 602675100 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Re-Election Of Mr. Xu Hang As A Mgmt For For For Director Of The Company. 2 Re-Election Of Mr. Chen Qingtai As A Mgmt For For For Director Of The Company. 3 Re-Election Of Mr. Ronald Ede As A Mgmt For For For Director Of The Company. 4 Ratification Of The Appointment Of Mgmt For For For Pricewaterhousecoopers As The Company'S Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2008. 5 Ratification Of The Appointment Of Mgmt For For For Pricewaterhousecoopers As The Company'S Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2009. 6 Increase By 6,000,000 The Maximum Mgmt For For For Number Of Ordinary Shares That May Be Delivered Pursuant To Awards Granted Under The Company'S 2006 Amended And Restated Employee Share Incentive Plan Such That The New Share Limit Shall Be 21,000,000. - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Ben A. Guill Mgmt For For For 2 Election Of Director: Roger L. Jarvis Mgmt For For For 3 Election Of Director: Eric L. Mattson Mgmt For For For 4 Ratification Of Independent Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETAPP, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Daniel J. Warmenhoven Mgmt For For For 1.2 Director : Donald T. Valentine Mgmt For For For 1.3 Director : Jeffry R. Allen Mgmt For For For 1.4 Director : Alan L. Earhart Mgmt For For For 1.5 Director : Thomas Georgens Mgmt For For For 1.6 Director : Mark Leslie Mgmt For Withhold Against 1.7 Director : Nicholas G. Moore Mgmt For For For 1.8 Director : George T. Shaheen Mgmt For For For 1.9 Director : Robert T. Wall Mgmt For For For 2 To Approve An Amendment To The 1999 Mgmt For For For Stock Option Plan To Modify The Number Of Shares Of Company Common Stock (Shares) That May Be Issued Pursuant To Awards Under The Stock Issuance And Performance Share And Performance Unit Programs. 3 To Approve An Amendment To The Mgmt For For For Automatic Option Grant Program Contained In The 1999 Stock Option Plan So That A Nonemployee Director May Elect To Receive His Or Her Automatic Equity Grants In The Form Of All Stock Options Or In A Combination Of Stock Opti 4 To Approve An Amendment To The Mgmt For For For Employee Stock Purchase Plan To Increase The Share Reserve Under The Purchase Plan By An Additional 6,700,000 Shares Of Common Stock. 5 To Approve An Amendment And Mgmt For For For Restatement Of The Executive Compensation Plan To Provide The Plan Administrator With Discretion To Determine The Length Of Any Performance Period Under The Compensation Plan And To Limit The Maximum Award That Any Participant 6 To Ratify The Appointment Of Deloitte Mgmt For For For & Touche Llp As Our Independent Auditors Of The Company For The Fiscal Year Ending April 30, 2010. - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Steven P. Dussek Mgmt For For For 1.2 Director : Donald Guthrie Mgmt For For For 1.3 Director : Steven M. Shindler Mgmt For For For 2 Ratification Of Mgmt For For For Pricewaterhousecoopers Llp As Our Independent Registered Public Accounting Firm For Fiscal Year 2010. 3 Amendment Of 2004 Incentive Mgmt For For For Compensation Plan To Increase Authorized Shares Available For Issuance. - ------------------------------------------------------------------------------------------------------------------ NIKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Jill K. Conway Mgmt For For For 1.2 Director : Alan B. Graf, Jr. Mgmt For For For 1.3 Director : John C. Lechleiter Mgmt For For For 2 To Approve An Amendment To The Nike, Mgmt For For For Inc. Employee Stock Purchase Plan. 3 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Independent Registered Public Accounting Firm. - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Michael A. Cawley Mgmt For For For 1.2 Director : Gordon T. Hall Mgmt For For For 1.3 Director : Jack E. Little Mgmt For For For 2 Approval Of The Extension Of Board Mgmt For For For Authority To Issue Authorized Share Capital Until April 29, 2012. 3 Approval Of The Payment Of A Regular Mgmt For For For Dividend Through A Reduction Of The Par Value Of The Shares In An Amount Equal To Swiss Francs 0.52 Per Share. 4 Approval Of The Payment Of A Special Mgmt For For For Dividend Through A Reduction Of The Par Value Of The Shares In An Amount Equal To Swiss Francs 0.56 Per Share. 5 Approval Of The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Independent Registered Public Accounting Firm For Fiscal Year 2010 And The Election Of Pricewaterhousecoopers Ag As Statutory Auditor For A One-Year Term. 6 Approval Of The 2009 Annual Report, Mgmt For For For The Consolidated Financial Statements Of The Company For Fiscal Year 2009 And The Statutory Financial Statements Of The Company For Extended Fiscal Year 2009. 7 Approval Of The Discharge Of The Mgmt For For For Members Of The Board Of Directors And The Executive Officers Of The Company For Extended Fiscal Year 2009. - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Gordon T. Hall Mgmt For For For 1.2 Director : Jon A. Marshall Mgmt For For For 2 Approval Of The Amendment And Mgmt For For For Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan Effective As Of October 29, 2009 - ------------------------------------------------------------------------------------------------------------------ NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Jeffrey L. Mgmt For For For Berenson 2 Election Of Director: Michael A. Mgmt For For For Cawley 3 Election Of Director: Edward F. Cox Mgmt For For For 4 Election Of Director: Charles D. Mgmt For For For Davidson 5 Election Of Director: Thomas J. Mgmt For Against Against Edelman 6 Election Of Director: Eric P. Grubman Mgmt For For For 7 Election Of Director: Kirby L. Hedrick Mgmt For For For 8 Election Of Director: Scott D. Urban Mgmt For For For 9 Election Of Director: William T. Van Mgmt For For For Kleef 10 To Ratify The Appointment Of Kpmg Llp Mgmt For For For As The Company'S Independent Auditor. - ------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Paul A. Ricci Mgmt For For For 2 Election Of Director: Robert G. Teresi Mgmt For For For 3 Election Of Director: Robert J. Mgmt For For For Frankenberg 4 Election Of Director: Katharine A. Mgmt For For For Martin 5 Election Of Director: Patrick T. Mgmt For For For Hackett 6 Election Of Director: William H. Mgmt For For For Janeway 7 Election Of Director: Mark B. Myers Mgmt For For For 8 Election Of Director: Philip J. Mgmt For For For Quigley 9 To Approve An Amendment To The Mgmt For For For Amended And Restated 2000 Stock Plan. 10 To Approve An Amendment To The Mgmt For For For Amended And Restated 1995 Employee Stock Purchase Plan. 11 To Ratify The Appointment Of Bdo Mgmt For For For Seidman, Llp As The Company'S Independent Registered Public Accounting Firm For The Fiscal Year Ending September 30, 2010. - ------------------------------------------------------------------------------------------------------------------ NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Daniel R. Dimicco Mgmt For For For 1.2 Director : James D. Hlavacek Mgmt For For For 1.3 Director : John H. Walker Mgmt For For For 2 Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Nucor'S Independent Registered Public Accounting Firm For The Year Ending December 31, 2010 3 Approve Amendments To Nucor'S Mgmt For For For Restated Certificate Of Incorporation Eliminating The Classified Structure Of The Board Of Directors 4 Approve The 2010 Stock Option And Mgmt For For For Award Plan 5 Stockholder Proposal Regarding ShrHldr Against Against For Majority Vote 6 Stockholder Proposal Regarding Report ShrHldr Against Against For On Political Spending - ------------------------------------------------------------------------------------------------------------------ NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: James C. Gaither Mgmt For For For 2 Election Of Director: Jen-Hsun Huang Mgmt For For For 3 Election Of Director: A. Brooke Mgmt For For For Seawell 4 To Ratify The Selection Of Mgmt For For For Pricewaterhousecoopers Llp As Our Independent Registered Public Accounting Firm For Our Fiscal Year Ending January 30, 2011. - ------------------------------------------------------------------------------------------------------------------ ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Jeffrey S. Berg Mgmt For For For 1.2 Director : H. Raymond Bingham Mgmt For For For 1.3 Director : Michael J. Boskin Mgmt For For For 1.4 Director : Safra A. Catz Mgmt For For For 1.5 Director : Bruce R. Chizen Mgmt For For For 1.6 Director : George H. Conrades Mgmt For For For 1.7 Director : Lawrence J. Ellison Mgmt For For For 1.8 Director : Hector Garcia-Molina Mgmt For For For 1.9 Director : Jeffrey O. Henley Mgmt For For For 1.10 Director : Donald L. Lucas Mgmt For For For 1.11 Director : Charles E. Phillips, Jr Mgmt For For For 1.12 Director : Naomi O. Seligman Mgmt For For For 2 Proposal For The Approval Of The Mgmt For For For Adoption Of The Fiscal Year 2010 Executive Bonus Plan. 3 Proposal To Ratify The Selection Of Mgmt For For For Ernst & Young Llp As Independent Registered Public Accounting Firm Of The Company For The Fiscal Year Ending May 31, 2010. 4 Stockholder Proposal Regarding ShrHldr Against Against For Special Stockholder Meetings. 5 Stockholder Proposal Regarding ShrHldr Against Against For Advisory Vote On Executive Compensation. 6 Stockholder Proposal Regarding Equity ShrHldr Against Against For Retention Policy. - ------------------------------------------------------------------------------------------------------------------ PARAMETRIC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTC CUSIP 699173209 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Paul A. Lacy Mgmt For For For 1.2 Director : Michael E. Porter Mgmt For For For 1.3 Director : Robert P. Schechter Mgmt For For For 2 Approve The Performance Goals Under Mgmt For For For The 2009 Executive Cash Incentive Performance Plan. 3 Re-Approve The Performance Goals Mgmt For For For Under The 2000 Equity Incentive Plan. 4 Confirm The Selection Of Mgmt For For For Pricewaterhousecoopers Llp As Ptc'S Independent Registered Public Accounting Firm For The Current Fiscal Year. - ------------------------------------------------------------------------------------------------------------------ PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : William E. Kassling Mgmt For For For 1.2 Director : Robert J. Kohlhepp Mgmt For For For 1.3 Director : Giulio Mazzalupi Mgmt For For For 1.4 Director : Klaus-Peter Mueller Mgmt For For For 1.5 Director : Joseph M. Scaminace Mgmt For For For 1.6 Director : Wolfgang R. Schmitt Mgmt For For For 1.7 Director : Markos I. Tambakeras Mgmt For For For 1.8 Director : James L. Wainscott Mgmt For For For 2 Ratification Of The Appointment Of Mgmt For For For Deloitte & Touche Llp As Independent Registered Public Accounting Firm For Fy10. 3 Approval Of The Parker-Hannifin Mgmt For For For Corporation 2009 Omnibus Stock Incentive Plan. 4 Shareholder Proposal To Amend The ShrHldr Against Against For Code Of Regulations To Separate The Roles Of Chairman Of The Board And Chief Executive Officer. - ------------------------------------------------------------------------------------------------------------------ PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Jeffery H. Boyd Mgmt For For For 1.2 Director : Ralph M. Bahna Mgmt For For For 1.3 Director : Howard W. Barker, Jr. Mgmt For For For 1.4 Director : Jan L. Docter Mgmt For For For 1.5 Director : Jeffrey E. Epstein Mgmt For For For 1.6 Director : James M. Guyette Mgmt For For For 1.7 Director : Nancy B. Peretsman Mgmt For For For 1.8 Director : Craig W. Rydin Mgmt For For For 2 To Ratify The Selection Of Deloitte & Mgmt For For For Touche Llp As Independent Registered Public Accounting Firm Of The Company For Our Fiscal Year Ending December 31, 2010. The Board Of Directors Recommends To Vote Against Proposal 3 3 To Consider And Vote Upon A ShrHldr Against Against For Stockholder Proposal Concerning Special Stockholder Meetings. - ------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RIMM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Mike Lazaridis Mgmt For For For 1.2 Director : James Estill Mgmt For For For 1.3 Director : David Kerr Mgmt For For For 1.4 Director : Roger Martin Mgmt For For For 1.5 Director : John Richardson Mgmt For For For 1.6 Director : Barbara Stymiest Mgmt For For For 1.7 Director : John Wetmore Mgmt For For For 2 In Respect Of The Re-Appointment Of Mgmt For For For Ernst & Young Llp As Independent Auditors Of The Company And Authorizing The Directors To Fix Their Remuneration. - ------------------------------------------------------------------------------------------------------------------ RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Mark A. Floyd Mgmt For For For 1.2 Director : Christopher J. Schaepe Mgmt For For For 1.3 Director : James R. Swartz Mgmt For For For 2 To Ratify The Appointment Of Ernst & Mgmt For For For Young Llp As The Independent Registered Public Accounting Firm Of Riverbed Technology, Inc. For Its Fiscal Year Ending December 31, 2010. 3 To Approve The Material Terms Of Our Mgmt For For For 2006 Equity Incentive Plan To Enable Certain Incentive Compensation Under Such Plan To Qualify As Tax-Deductible Performance-Based Compensation Within The Meaning Of Internal Revenue Code Section 162(M). - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : P. Camus Mgmt For For For 1.2 Director : J.S. Gorelick Mgmt For For For 1.3 Director : A. Gould Mgmt For For For 1.4 Director : T. Isaac Mgmt For For For 1.5 Director : N. Kudryavtsev Mgmt For For For 1.6 Director : A. Lajous Mgmt For For For 1.7 Director : M.E. Marks Mgmt For For For 1.8 Director : L.R. Reif Mgmt For For For 1.9 Director : T.I. Sandvold Mgmt For For For 1.10 Director : H. Seydoux Mgmt For For For 1.11 Director : P. Currie Mgmt For For For 1.12 Director : K.V. Kamath Mgmt For For For 2 Proposal To Adopt And Approve Mgmt For For For Financials And Dividends. 3 Proposal To Approve The Adoption Of Mgmt For For For The Schlumberger 2010 Stock Incentive Plan. 4 Proposal To Approve The Adoption Of Mgmt For For For An Amendment To The Schlumberger Discounted Stock Purchase Plan. 5 Proposal To Approve Independent Mgmt For For For Registered Public Accounting Firm. - ------------------------------------------------------------------------------------------------------------------ SEAGATE TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS STX CUSIP G7945J104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval Of The Scheme Of Mgmt For For For Arrangement, A Copy Of Which Is Attached To The Accompanying Proxy Statement As Annex A. 2 Approval Of A Motion To Adjourn The Mgmt For For For Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders Present To Conduct The Vote On The Scheme Of Arrangement Proposal Or To Approve The Scheme Of Arrangement P 3 Approval Of The Cancellation Of Mgmt For For For Seagate- Cayman'S Share Capital, Which Is Necessary In Order To Effect The Scheme Of Arrangement And Is A Condition To Proceeding With The Scheme Of Arrangement (The Capital Reduction Proposal). 4 Approval Of The Creation Of Mgmt For For For Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares Following The Transaction. Approval Of The Proposal To Create Distributable Res 5 Approval Of A Motion To Adjourn The Mgmt For For For Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement. - ------------------------------------------------------------------------------------------------------------------ SEAGATE TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS STX CUSIP G7945J104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Stephen J. Luczo Mgmt For For For 2 Election Of Director: Frank J. Mgmt For For For Biondi, Jr. 3 Election Of Director: William W. Mgmt For For For Bradley 4 Election Of Director: David F. Mgmt For For For Marquardt 5 Election Of Director: Lydia M. Mgmt For For For Marshall 6 Election Of Director: Albert A. Mgmt For For For Pimentel 7 Election Of Director: C.S. Park Mgmt For For For 8 Election Of Director: Gregorio Reyes Mgmt For For For 9 Election Of Director: John W. Thompson Mgmt For For For 10 Election Of Director: Edward J. Zander Mgmt For For For 11 Proposal To Approve An Increase In Mgmt For For For The Common Shares Available For Purchase Under Seagate Technology'S Employee Stock Purchase Plan In The Amount Of 10 Million Shares. 12 Proposal To Approve An Employee Stock Mgmt For For For Option Exchange Program. 13 Proposal To Ratify The Appointment Of Mgmt For For For Ernst & Young Llp As The Independent Registered Public Accounting Firm. - ------------------------------------------------------------------------------------------------------------------ STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Howard Schultz Mgmt For For For 2 Election Of Director: Barbara Bass Mgmt For For For 3 Election Of Director: William W. Mgmt For For For Bradley 4 Election Of Director: Mellody Hobson Mgmt For For For 5 Election Of Director: Kevin R. Johnson Mgmt For For For 6 Election Of Director: Olden Lee Mgmt For For For 7 Election Of Director: Sheryl Sandberg Mgmt For For For 8 Election Of Director: James G. Mgmt For For For Shennan, Jr. 9 Election Of Director: Javier G. Teruel Mgmt For For For 10 Election Of Director: Myron E. Mgmt For For For Ullman, Iii 11 Election Of Director: Craig E. Mgmt For For For Weatherup 12 Ratification Of Deloitte & Touche Llp Mgmt For For For As The Independent Registered Public Accounting Firm 13 Shareholder Proposal Regarding ShrHldr Against Against For Recycling Strategy For Beverage Containers - ------------------------------------------------------------------------------------------------------------------ SUNPOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPWRA CUSIP 867652109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : W. Steve Albrecht Mgmt For For For 1.2 Director : Betsy S. Atkins Mgmt For For For 2 Proposal To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As The Independent Registered Public Accounting Firm Of The Company For Fiscal Year 2010. - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Edward C. Mgmt For For For Bernard 2 Election Of Director: James T. Brady Mgmt For For For 3 Election Of Director: J. Alfred Mgmt For For For Broaddus, Jr. 4 Election Of Director: Donald B. Hebb, Mgmt For For For Jr. 5 Election Of Director: James A.C. Mgmt For For For Kennedy 6 Election Of Director: Brian C. Rogers Mgmt For For For 7 Election Of Director: Dr. Alfred Mgmt For For For Sommer 8 Election Of Director: Dwight S. Taylor Mgmt For For For 9 Election Of Director: Anne Marie Mgmt For For For Whittemore 10 Ratification Of The Appointment Of Mgmt For For For Kpmg Llp As Our Independent Registered Public Accounting Firm For 2010. - ------------------------------------------------------------------------------------------------------------------ TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO CUSIP 87424N104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Michael Gregoire Mgmt For For For 1.2 Director : Michael Tierney Mgmt For For For 2 Proposal To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Taleo'S Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: Lloyd C. Mgmt For For For Blankfein 2 Election Of Director: John H. Bryan Mgmt For For For 3 Election Of Director: Gary D. Cohn Mgmt For For For 4 Election Of Director: Claes Dahlback Mgmt For For For 5 Election Of Director: Stephen Friedman Mgmt For For For 6 Election Of Director: William W. Mgmt For For For George 7 Election Of Director: James A. Johnson Mgmt For For For 8 Election Of Director: Lois D. Juliber Mgmt For For For 9 Election Of Director: Lakshmi N. Mgmt For For For Mittal 10 Election Of Director: James J. Schiro Mgmt For For For 11 Election Of Director: H. Lee Scott, Mgmt For For For Jr. 12 Ratification Of The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Our Independent Registered Public Accounting Firm For Our 2010 Fiscal Year 13 An Advisory Vote To Approve Executive Mgmt For For For Compensation Matters 14 Approval Of Amendments To Our Mgmt For For For Restated Certificate Of Incorporation To Eliminate Supermajority Voting 15 Approval Of An Amendment To Our Mgmt For For For Restated Certificate Of Incorporation To Permit Holders Of 25% Of Our Outstanding Shares Of Common Stock To Call Special Meetings 16 Shareholder Proposal A Report On ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Collateral In Over-The-Counter Derivatives Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Separate Chair & Ceo 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions 20 Shareholder Proposal Regarding A ShrHldr Against Against For Report On Global Warming Science 21 Shareholder Proposal Regarding A ShrHldr Against Against For Report On Pay Disparity 22 Shareholder Proposal Regarding ShrHldr Against Against For Executive Compensation And Long-Term Performance - ------------------------------------------------------------------------------------------------------------------ TRIMBLE NAVIGATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TRMB CUSIP 896239100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Steven W. Berglund Mgmt For For For 1.2 Director : John B. Goodrich Mgmt For For For 1.3 Director : William Hart Mgmt For For For 1.4 Director : Merit E. Janow Mgmt For For For 1.5 Director : Ulf J. Johansson Mgmt For For For 1.6 Director : Bradford W. Parkinson Mgmt For For For 1.7 Director : Mark S. Peek Mgmt For For For 1.8 Director : Nickolas W. Vande Steeg Mgmt For For For 2 To Ratify The Appointment Of Ernst & Mgmt For For For Llp As The Independent Auditor Of The Company For The Current Fiscal Year Ending December 31, 2010. 3 To Transact Such Other Business As Mgmt For For For May Properly Come Before The Meeting Or Any Adjournment Thereof. - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Louis R. Chenevert Mgmt For For For 1.2 Director : John V. Faraci Mgmt For For For 1.3 Director : Jean-Pierre Garnier Mgmt For For For 1.4 Director : Jamie S. Gorelick Mgmt For For For 1.5 Director : Carlos M. Gutierrez Mgmt For For For 1.6 Director : Edward A. Kangas Mgmt For For For 1.7 Director : Charles R. Lee Mgmt For For For 1.8 Director : Richard D. Mccormick Mgmt For For For 1.9 Director : Harold Mcgraw Iii Mgmt For For For 1.10 Director : Richard B. Myers Mgmt For For For 1.11 Director : H. Patrick Swygert Mgmt For For For 1.12 Director : Andre Villeneuve Mgmt For For For 1.13 Director : Christine Todd Whitman Mgmt For For For 2 Appointment Of The Firm Of Mgmt For For For Pricewaterhousecoopers Llp As Independent Auditor. 3 Shareowner Proposal: Advisory Vote On ShrHldr Against Against For Executive Compensation - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : John Seely Brown Mgmt For For For 1.2 Director : R. Andrew Eckert Mgmt For For For 1.3 Director : Mark R. Laret Mgmt For For For 2 To Approve An Amendment To The Varian Mgmt For For For Medical Systems, Inc. Second Amended And Restated 2005 Omnibus Stock Plan To Increase The Number Of Shares Available For Awards Thereunder. 3 To Approve The Varian Medical Mgmt For For For Systems, Inc. 2010 Employee Stock Purchase Plan. 4 To Ratify The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp As Our Independent Registered Public Accounting Firm For Fiscal Year 2010. - ------------------------------------------------------------------------------------------------------------------ VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To Ratify The Selection By The Audit Mgmt For For For Committee Of Vmware'S Board Of Directors Of Pricewaterhousecoopers Llp As Vmware'S Independent Auditors For The Fiscal Year Ending December 31, 2010. - ------------------------------------------------------------------------------------------------------------------ WARNER CHILCOTT PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WCRX CUSIP G94368100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Of Director: John P. Mgmt For For For Connaughton 2 Election Of Director: Stephen P. Mgmt For For For Murray 3 To Approve The Appointment Of Mgmt For For For Pricewaterhousecoopers Llp, A Registered Public Accounting Firm, As Independent Auditors Of The Company For The Fiscal Year Ending December 31, 2010, And To Authorize The Board Of Directors To Determine The Auditors' Remunera - ------------------------------------------------------------------------------------------------------------------ WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director : Joshua Bekenstein Mgmt For For For 1.2 Director : Michael J. Berendt, Phd Mgmt For For For 1.3 Director : Douglas A. Berthiaume Mgmt For For For 1.4 Director : Edward Conard Mgmt For For For 1.5 Director : Laurie H. Glimcher, Md Mgmt For For For 1.6 Director : Christopher A. Kuebler Mgmt For For For 1.7 Director : William J. Miller Mgmt For For For 1.8 Director : Joann A. Reed Mgmt For For For 1.9 Director : Thomas P. Salice Mgmt For For For 2 To Ratify The Selection Of Mgmt For For For Pricewaterhousecoopers Llp As The Company'S Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2010 - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner All Cap Value Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ AERCAP HOLDINGS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AER CINS N00985106 05/27/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Board of Directors Mgmt N/A N/A N/A (Non-Voting) 3 Approve Financial Statements and Mgmt For N/A N/A Statutory Reports 4 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 5 Approve Discharge of Board of Mgmt For N/A N/A Directors 6.1 Elect M. Gradon as Director Mgmt For N/A N/A 6.2 Elect N. Greene as Director Mgmt For N/A N/A 6.3 Elect P.T Dacier as Director Mgmt For N/A N/A 6.4 Reelect R.G. Warden as Director Mgmt For N/A N/A 6.5 Reelect G.P. Strong as Director Mgmt For N/A N/A 6.6 Reelect W.B. Ingersoll as Director Mgmt For N/A N/A 6.7 Reelect K. W. Heineman as Director Mgmt For N/A N/A 7 Approve Remuneration of Non-Executive Mgmt For N/A N/A Board 8 Proposal to Designate Keith A. Mgmt For N/A N/A Helming as the Person Responsible for the Management of the Company in Case All Directors Are Absent or Prevented from Acting 9 Ratify PricewaterhouseCoopers Mgmt For N/A N/A Accountants N.V. as Auditors 10 Authorize Repurchase of Up to Ten Mgmt For N/A N/A Percent of Issued Share Capital 11 Amend Articles of Association Mgmt For N/A N/A 12 Allow Questions Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frank M. Clark Mgmt For Against Against 2 Elect Director Betsy Z. Cohen Mgmt For Against Against 3 Elect Director Molly J. Coye Mgmt For For For 4 Elect Director Roger N. Farah Mgmt For Against Against 5 Elect Director Barbara Hackman Mgmt For Against Against Franklin 6 Elect Director Jeffrey E. Garten Mgmt For Against Against 7 Elect Director Earl G. Graves Mgmt For For For 8 Elect Director Gerald Greenwald Mgmt For For For 9 Elect Director Ellen M. Hancock Mgmt For For For 10 Elect Director Richard J. Harrington Mgmt For For For 11 Elect Director Edward J. Ludwig Mgmt For For For 12 Elect Director Joseph P. Newhouse Mgmt For For For 13 Elect Director Ronald A. Williams Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Approve Omnibus Stock Plan Mgmt For For For 16 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan 17 Amend Executive Incentive Bonus Plan Mgmt For For For 18 Provide for Cumulative Voting ShrHldr Against Against For 19 Require Independent Board Chairman ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ AIRCASTLE LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS AYR CINS G0129K104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald W. Allen Mgmt For For For 1.2 Elect Director Douglas A. Hacker Mgmt For For For 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Eugene C. Fiedorek Mgmt For For For 2 Elect Director Patricia Albjerg Graham Mgmt For For For 3 Elect Director F.H. Merelli Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASSURANT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIZ CUSIP 04621X108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard L. Carver Mgmt For For For 1.2 Elect Director Juan N. Cento Mgmt For For For 1.3 Elect Director Allen R. Freedman Mgmt For For For 1.4 Elect Director Elaine D. Rosen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Declassify the Board of Directors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Randall L. Stephenson Mgmt For For For 2 Elect Director Gilbert F. Amelio Mgmt For For For 3 Elect Director Reuben V. Anderson Mgmt For For For 4 Elect Director James H. Blanchard Mgmt For For For 5 Elect Director Jaime Chico Pardo Mgmt For For For 6 Elect Director James P. Kelly Mgmt For For For 7 Elect Director Jon C. Madonna Mgmt For For For 8 Elect Director Lynn M. Martin Mgmt For For For 9 Elect Director John B. McCoy Mgmt For For For 10 Elect Director Joyce M. Roche Mgmt For For For 11 Elect Director Laura D Andrea Tyson Mgmt For For For 12 Elect Director Patricia P. Upton Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Provide for Cumulative Voting ShrHldr Against Against For 15 Exclude Pension Credits from ShrHldr Against For Against Calculations of Performance-Based Pay 16 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 17 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director SUnited Statesn S. Bies Mgmt For For For 2 Elect Director William P. Boardman Mgmt For For For 3 Elect Director Frank P. Bramble, Sr. Mgmt For For For 4 Elect Director Virgis W. Colbert Mgmt For For For 5 Elect Director Charles K. Gifford Mgmt For For For 6 Elect Director Charles O. Holliday, Mgmt For For For Jr. 7 Elect Director D. Paul Jones, Jr. Mgmt For For For 8 Elect Director Monica C. Lozano Mgmt For For For 9 Elect Director Thomas J. May Mgmt For For For 10 Elect Director Brian T. Moynihan Mgmt For For For 11 Elect Director Donald E. Powell Mgmt For For For 12 Elect Director Charles O. Rossotti Mgmt For For For 13 Elect Director Robert W. Scully Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Increase Authorized Common Stock Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Amend Omnibus Stock Plan Mgmt For For For 18 Report on Government Service of ShrHldr Against Abstain N/A Employees 19 TARP Related Compensation ShrHldr Against For Against 20 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 21 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 22 Adopt Policy on Succession Planning ShrHldr Against For Against 23 Report on Collateral in Derivatives ShrHldr Against For Against Trading 24 Claw-back of Payments under ShrHldr Against For Against Restatements - ------------------------------------------------------------------------------------------------------------------ BIOVAIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BVF CINS 09067J109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas J.P. Squires as Director Mgmt For For For 1.2 Elect J. Spencer Lanthier as Director Mgmt For For For 1.3 Elect Serge Gouin as Director Mgmt For For For 1.4 Elect David H. Laidley as Director Mgmt For For For 1.5 Elect Mark Parrish as Director Mgmt For For For 1.6 Elect Laurence E. Paul as Director Mgmt For For For 1.7 Elect Robert N. Power as Director Mgmt For For For 1.8 Elect Frank Potter as Director Mgmt For For For 1.9 Elect Lloyd M. Segal as Director Mgmt For For For 1.10 Elect Louis R. Tull as Director Mgmt For For For 1.11 Elect Michael R. Van Every as Director Mgmt For For For 1.12 Elect William M. Wells as Director Mgmt For For For 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ CAPITAL PRODUCTS PARTNERS LP TICKER SECURITY ID: MEETING DATE MEETING STATUS CPLP CUSIP Y11082107 07/23/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Abel Rasterhoff Mgmt For N/A N/A 2 Amend Agreement of Limited Partnership Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ CELANESE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David N. Weidman Mgmt For For For 2 Elect Director Mark C. Rohr Mgmt For For For 3 Elect Director Farah M. Walters Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director S.H. Armacost Mgmt For For For 2 Elect Director L.F. Deily Mgmt For For For 3 Elect Director R.E. Denham Mgmt For For For 4 Elect Director R.J. Eaton Mgmt For For For 5 Elect Director C. Hagel Mgmt For For For 6 Elect Director E. Hernandez Mgmt For For For 7 Elect Director F.G. Jenifer Mgmt For For For 8 Elect Director G.L. Kirkland Mgmt For For For 9 Elect Director S. Nunn Mgmt For For For 10 Elect Director D.B. Rice Mgmt For For For 11 Elect Director K.W. Sharer Mgmt For For For 12 Elect Director C.R. Shoemate Mgmt For For For 13 Elect Director J.G. Stumpf Mgmt For For For 14 Elect Director R.D. Sugar Mgmt For For For 15 Elect Director C. Ware Mgmt For For For 16 Elect Director J.S. Watson Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Provide Right to Call Special Meeting Mgmt For For For 19 Request Director Nominee with ShrHldr Against For Against Environmental Qualifications 20 Stock Retention/Holding Period ShrHldr Against For Against 21 Disclose Payments To Host Governments ShrHldr Against Against For 22 Adopt Guidelines for Country Selection ShrHldr Against For Against 23 Report on Financial Risks From ShrHldr Against Abstain N/A Climate Change 24 Amend Bylaws to Establish a Board ShrHldr Against Abstain N/A Committee on Human Rights - ------------------------------------------------------------------------------------------------------------------ CHIQUITA BRANDS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CQB CUSIP 170032809 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Fernando Aguirre Mgmt For For For 1.2 Elect Director Kerrii B. Anderson Mgmt For For For 1.3 Elect Director Howard W. Barker, Jr. Mgmt For For For 1.4 Elect Director William H. Camp Mgmt For For For 1.5 Elect Director Robert W. Fisher Mgmt For For For 1.6 Elect Director Clare M. Hasler Mgmt For For For 1.7 Elect Director Durk I. Jager Mgmt For For For 1.8 Elect Director Jaime Serra Mgmt For For For 1.9 Elect Director Steven P. Stanbrook Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merribel S. Ayres Mgmt For For For 1.2 Elect Director Jon E. Barfield Mgmt For For For 1.3 Elect Director Stephen E. Ewing Mgmt For For For 1.4 Elect Director Richard M. Gabrys Mgmt For For For 1.5 Elect Director David W. Joos Mgmt For For For 1.6 Elect Director Philip R. Lochner, Jr Mgmt For For For 1.7 Elect Director Michael T. Monahan Mgmt For For For 1.8 Elect Director John G. Russell Mgmt For For For 1.9 Elect Director Kenneth L. Way Mgmt For For For 1.10 Elect Director John B. Yasinsky Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Quantitative GHG Goals for ShrHldr Against For Against Products and Operations 4 Report on Coal Combustion Waste ShrHldr Against For Against Hazard and Risk Mitigation Efforts - ------------------------------------------------------------------------------------------------------------------ COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S. Decker Anstrom Mgmt For For For 1.2 Elect Director Kenneth J. Bacon Mgmt For For For 1.3 Elect Director Sheldon M. Bonovitz Mgmt For For For 1.4 Elect Director Edward D. Breen Mgmt For For For 1.5 Elect Director Julian A. Brodsky Mgmt For For For 1.6 Elect Director Joseph J. Collins Mgmt For For For 1.7 Elect Director J. Michael Cook Mgmt For For For 1.8 Elect Director Gerald L. Hassell Mgmt For For For 1.9 Elect Director Jeffrey A. Honickman Mgmt For For For 1.10 Elect Director Brian L. Roberts Mgmt For For For 1.11 Elect Director Ralph J. Roberts Mgmt For For For 1.12 Elect Director Judith Rodin Mgmt For For For 1.13 Elect Director Michael I. Sovern Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Provide for Cumulative Voting ShrHldr Against Against For 5 Adopt Policy on Succession Planning ShrHldr Against For Against 6 Require Independent Board Chairman ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ralph W. Babb, Jr. Mgmt For For For 2 Elect Director James F. Cordes Mgmt For For For 3 Elect Director Jacqueline P. Kane Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 6 Amend Omnibus Stock Plan Mgmt For Against Against 7 Declassify the Board of Directors Mgmt For For For 8 Eliminate Supermajority Vote ShrHldr Against For Against Requirement 9 Claw-back of Payments under ShrHldr Against For Against Restatements 10 Pay For Superior Performance ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ CONSECO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNO CUSIP 208464883 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director R. Glenn Hilliard Mgmt For For For 2 Elect Director Donna A. James Mgmt For For For 3 Elect Director R. Keith Long Mgmt For For For 4 Elect Director Charles W. Murphy Mgmt For For For 5 Elect Director Debra J. Perry Mgmt For For For 6 Elect Director C. James Prieur Mgmt For For For 7 Elect Director Neal C. Schneider Mgmt For For For 8 Elect Director Michael T. Tokarz Mgmt For For For 9 Elect Director John G. Turner Mgmt For For For 10 Elect Director David K. Zwiener Mgmt For For For 11 Change Company Name Mgmt For For For 12 Amend Securities Transfer Restrictions Mgmt For For For 13 Approve Executive Incentive Bonus Plan Mgmt For For For 14 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Whitmire Mgmt For For For 1.2 Elect Director J. Brett Harvey Mgmt For For For 1.3 Elect Director James E. Altmeyer, Sr. Mgmt For For For 1.4 Elect Director Philip W. Baxter Mgmt For For For 1.5 Elect Director William E. Davis Mgmt For For For 1.6 Elect Director Raj K. Gupta Mgmt For For For 1.7 Elect Director Patricia A. Hammick Mgmt For For For 1.8 Elect Director David C. Hardesty, Jr. Mgmt For For For 1.9 Elect Director John T. Mills Mgmt For For For 1.10 Elect Director William P. Powell Mgmt For For For 1.11 Elect Director Joseph T. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVIDIEN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CINS G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2.1 Elect Craig Arnold as Director Mgmt For For For 2.2 Elect Robert H. Brust as Director Mgmt For For For 2.3 Elect John M. Connors, Jr. as Director Mgmt For For For 2.4 Elect Christopher J. Coughlin as Mgmt For For For Director 2.5 Elect Timothy M. Donahue as Director Mgmt For For For 2.6 Elect Kathy J. Herbert as Director Mgmt For For For 2.7 Elect Randall J. Hogan, III as Mgmt For For For Director 2.8 Elect Richard J. Meelia as Director Mgmt For Abstain Against 2.9 Elect Dennis H. Reilley as Director Mgmt For For For 2.10 Elect Tadataka Yamada as Director Mgmt For For For 2.11 Elect Joseph A. Zaccagnino as Director Mgmt For For For 2.12 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration Auditors 4 Authorize Share Repurchase Program Mgmt For For For 5 Authorize Reissuance of Treasury Mgmt For For For Shares - ------------------------------------------------------------------------------------------------------------------ EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jagjeet S. Bindra Mgmt For For For 1.2 Elect Director Vanessa C.L. Chang Mgmt For For For 1.3 Elect Director France A. Cordova Mgmt For For For 1.4 Elect Director Theodore F. Craver, Jr. Mgmt For For For 1.5 Elect Director Charles B. Curtis Mgmt For For For 1.6 Elect Director Bradford M. Freeman Mgmt For For For 1.7 Elect Director Luis G. Nogales Mgmt For For For 1.8 Elect Director Ronald L. Olson Mgmt For For For 1.9 Elect Director James M. Rosser Mgmt For For For 1.10 Elect Director Richard T. Schlosberg, Mgmt For For For III 1.11 Elect Director Thomas C. Sutton Mgmt For For For 1.12 Elect Director Brett White Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CINS 29358Q109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Kelly II as Class II Mgmt For For For Director 2 Elect Rita Rodriguez as Class II Mgmt For For For Director 3 Appoint KPMG LLP as US Independent Mgmt For For For Registered Public Accounting Firm for 2010 4 Appoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 5 Re-approve the Ensco 2005 Cash Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director George A. Alcorn Mgmt For For For 2 Elect Director Charles R. Crisp Mgmt For For For 3 Elect Director James C. Day Mgmt For For For 4 Elect Director Mark G. Papa Mgmt For For For 5 Elect Director H. Leighton Steward Mgmt For For For 6 Elect Director Donald F. Textor Mgmt For For For 7 Elect Director Frank G. Wisner Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 11 Amend Executive Incentive Bonus Plan Mgmt For For For 12 Report on Environmental Impacts of ShrHldr Against For Against Natural Gas Fracturing 13 Stock Retention/Holding Period ShrHldr Against For Against 14 Double Trigger on Equity Plans ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CINS G3223R108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth J. Duffy as Director Mgmt For For For 1.2 Elect Joseph V. Taranto as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John A. Canning, Jr. Mgmt For For For 2 Elect Director M. Walter D'Alessio Mgmt For For For 3 Elect Director Nicholas DeBenedictis Mgmt For For For 4 Elect Director Bruce DeMars Mgmt For For For 5 Elect Director Nelson A. Diaz Mgmt For For For 6 Elect Director Sue L. Gin Mgmt For For For 7 Elect Director Rosemarie B. Greco Mgmt For For For 8 Elect Director Paul L. Joskow Mgmt For For For 9 Elect Director Richard W. Mies Mgmt For For For 10 Elect Director John M. Palms Mgmt For For For 11 Elect Director William C. Richardson Mgmt For For For 12 Elect Director Thomas J. Ridge Mgmt For For For 13 Elect Director John W. Rogers, Jr. Mgmt For For For 14 Elect Director John W. Rowe Mgmt For For For 15 Elect Director Stephen D. Steinour Mgmt For For For 16 Elect Director Don Thompson Mgmt For For For 17 Approve Omnibus Stock Plan Mgmt For For For 18 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M.J. Boskin Mgmt For For For 1.2 Elect Director P. Brabeck-Letmathe Mgmt For For For 1.3 Elect Director L.R. Faulkner Mgmt For For For 1.4 Elect Director J.S. Fishman Mgmt For For For 1.5 Elect Director K.C. Frazier Mgmt For For For 1.6 Elect Director W.W. George Mgmt For For For 1.7 Elect Director M.C. Nelson Mgmt For For For 1.8 Elect Director S.J. Palmisano Mgmt For For For 1.9 Elect Director S.C. Reinemund Mgmt For For For 1.10 Elect Director R.W. Tillerson Mgmt For For For 1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 4 Reincorporate in Another State [from ShrHldr Against Against For New Jersey to North Dakota] 5 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 6 Amend EEO Policy to Prohibit ShrHldr Against Abstain N/A Discrimination based on Sexual Orientation and Gender Identity 7 Adopt Policy on Human Right to Water ShrHldr Against Abstain N/A 8 Adopt Policy to Address Coastal ShrHldr Against Abstain N/A Louisiana Environmental Impacts 9 Report on Environmental Impact of Oil ShrHldr Against For Against Sands Operations in Canada 10 Report on Environmental Impacts of ShrHldr Against For Against Natural Gas Fracturing 11 Report on Energy Technologies ShrHldr Against Against For Development 12 Adopt Quantitative GHG Goals from ShrHldr Against For Against Products and Operations 13 Report on Risks of Alternative ShrHldr Against Abstain N/A Long-term Fossil Fuel Demand Estimates - ------------------------------------------------------------------------------------------------------------------ GENERAL CABLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BGC CUSIP 369300108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John E. Welsh, III Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Provide Directors Be Removed With or Mgmt For For For Without Cause 4 Ratify Auditors Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENESIS LEASE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLS CINS 37183T107 03/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement with AerCap Mgmt For For For International Bermuda Ltd. 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven W. Alesio Mgmt For For For 2 Elect Director Michael D. Fraizer Mgmt For For For 3 Elect Director Nancy J. Karch Mgmt For For For 4 Elect Director J. Robert "Bob" Kerrey Mgmt For For For 5 Elect Director Risa J. Lavizzo-Mourey Mgmt For For For 6 Elect Director Christine B. Mead Mgmt For For For 7 Elect Director Thomas E. Moloney Mgmt For For For 8 Elect Director James A. Parke Mgmt For For For 9 Elect Director James S. Riepe Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625h100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Crandall C. Bowles Mgmt For For For 1.2 Elect Director Stephen B. Burke Mgmt For For For 1.3 Elect Director David M. Cote Mgmt For For For 1.4 Elect Director James S. Crown Mgmt For For For 1.5 Elect Director James Dimon Mgmt For For For 1.6 Elect Director Ellen V. Futter Mgmt For For For 1.7 Elect Director William H. Gray, III Mgmt For For For 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For For 1.9 Elect Director David C. Novak Mgmt For For For 1.10 Elect Director Lee R. Raymond Mgmt For For For 1.11 Elect Director William C. Weldon Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Affirm Political Non-Partisanship ShrHldr Against Abstain N/A 5 Amend Bylaws-- Call Special Meetings ShrHldr Against For Against 6 Report on Collateral in Derivatives ShrHldr Against For Against Trading 7 Provide Right to Act by Written ShrHldr Against For Against Consent 8 Require Independent Board Chairman ShrHldr Against For Against 9 Report on Pay Disparity ShrHldr Against Abstain N/A 10 Stock Retention/Holding Period ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ LEAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEA CUSIP 521865204 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARATHON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gregory H. Boyce Mgmt For For For 2 Elect Director Clarence P. Cazalot, Mgmt For For For Jr. 3 Elect Director David A. Daberko Mgmt For For For 4 Elect Director William L. Davis Mgmt For For For 5 Elect Director Shirley Ann Jackson Mgmt For Against Against 6 Elect Director Philip Lader Mgmt For For For 7 Elect Director Charles R. Lee Mgmt For For For 8 Elect Director Michael E. J. Phelps Mgmt For For For 9 Elect Director Dennis H. Reilley Mgmt For For For 10 Elect Director Seth E. Schofield Mgmt For For For 11 Elect Director John W. Snow Mgmt For For For 12 Elect Director Thomas J. Usher Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 15 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Leslie A. Brun Mgmt For For For 2 Elect Director Thomas R. Cech Mgmt For For For 3 Elect Director Richard T. Clark Mgmt For For For 4 Elect Director Thomas H. Glocer Mgmt For For For 5 Elect Director Steven F. Goldstone Mgmt For For For 6 Elect Director William B. Harrison, Mgmt For For For Jr. 7 Elect Director Harry R. Jacobson Mgmt For For For 8 Elect Director William N. Kelley Mgmt For For For 9 Elect Director C. Robert Kidder Mgmt For For For 10 Elect Director Rochelle B. Lazarus Mgmt For For For 11 Elect Director Carlos E. Represas Mgmt For For For 12 Elect Director Patricia F. Russo Mgmt For For For 13 Elect Director Thomas E. Shenk Mgmt For For For 14 Elect Director Anne M. Tatlock Mgmt For For For 15 Elect Director Craig B. Thompson Mgmt For For For 16 Elect Director Wendell P. Weeks Mgmt For For For 17 Elect Director Peter C. Wendell Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Approve Omnibus Stock Plan Mgmt For For For 20 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director R. Glenn Hubbard, Ph.D Mgmt For For For 1.2 Elect Director Alfred F. Kelly, Jr. Mgmt For For For 1.3 Elect Director James M. Kilts Mgmt For For For 1.4 Elect Director David Satcher, M.D., Mgmt For For For Ph.D. 2 Ratify Auditors Mgmt For For For 3 Provide for Cumulative Voting ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ MOHAWK INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHK CUSIP 608190104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Phyllis O. Bonanno Mgmt For For For 1.2 Elect Director David L. Kolb Mgmt For Withhold Against 1.3 Elect Director Joseph A. Onorato Mgmt For For For 1.4 Elect Director W. Christopher Wellborn Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors John E. Cleghorn Mgmt For For For 1.2 Elect Directors Charles M. Herington Mgmt For Withhold Against 1.3 Elect Directors David P. O'Brien Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roy J. Bostock Mgmt For Against Against 2 Elect Director Erskine B. Bowles Mgmt For For For 3 Elect Director Howard J. Davies Mgmt For For For 4 Elect Director James P. Gorman Mgmt For For For 5 Elect Director James H. Hance, Jr. Mgmt For For For 6 Elect Director Nobuyuki Hirano Mgmt For For For 7 Elect Director C. Robert Kidder Mgmt For For For 8 Elect Director John J. Mack Mgmt For For For 9 Elect Director Donald T. Nicolaisen Mgmt For For For 10 Elect Director Charles H. Noski Mgmt For For For 11 Elect Director Hutham S. Olayan Mgmt For For For 12 Elect Director O. Griffith Sexton Mgmt For For For 13 Elect Director Laura D. Tyson Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Amend Omnibus Stock Plan Mgmt For Against Against 17 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 18 Stock Retention/Holding Period ShrHldr Against For Against 19 Require Independent Board Chairman ShrHldr Against For Against 20 Report on Pay Disparity ShrHldr Against Abstain N/A 21 Claw-back of Payments under ShrHldr Against For Against Restatements - ------------------------------------------------------------------------------------------------------------------ MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gregory Q. Brown Mgmt For Against Against 2 Elect Director David W. Dorman Mgmt For Against Against 3 Elect Director William R. Hambrecht Mgmt For Against Against 4 Elect Director Sanjay K. Jha Mgmt For Against Against 5 Elect Director Keith A. Meister Mgmt For Against Against 6 Elect Director Thomas J. Meredith Mgmt For Against Against 7 Elect Director Samuel C. Scott III Mgmt For Against Against 8 Elect Director James R. Stengel Mgmt For Against Against 9 Elect Director Anthony J. Vinciquerra Mgmt For Against Against 10 Elect Director Douglas A. Warner III Mgmt For Against Against 11 Elect Director John A. White Mgmt For Against Against 12 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 13 Ratify Auditors Mgmt For For For 14 Amend Human Rights Policies ShrHldr Against Abstain N/A 15 Reincorporate in Another State [from ShrHldr Against For Against Delaware to North Dakota] - ------------------------------------------------------------------------------------------------------------------ NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eugenio Clariond Mgmt For For For 1.2 Elect Director Diane H. Gulyas Mgmt For For For 1.3 Elect Director William H. Osborne Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey L. Berenson Mgmt For Against Against 2 Elect Director Michael A. Cawley Mgmt For For For 3 Elect Director Edward F. Cox Mgmt For Against Against 4 Elect Director Charles D. Davidson Mgmt For For For 5 Elect Director Thomas J. Edelman Mgmt For For For 6 Elect Director Eric P. Grubman Mgmt For For For 7 Elect Director Kirby L. Hedrick Mgmt For Against Against 8 Elect Director Scott D. Urban Mgmt For For For 9 Elect Director William T. Van Kleef Mgmt For For For 10 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTASH CORPORATION OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CINS 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. M. Burley as Director Mgmt For For For 1.2 Elect W. J. Doyle as Director Mgmt For For For 1.3 Elect J. W. Estey as Director Mgmt For For For 1.4 Elect C. S. Hoffman as Director Mgmt For For For 1.5 Elect D. J. Howe as Director Mgmt For For For 1.6 Elect A. D. Laberge as Director Mgmt For For For 1.7 Elect K. G. Martell as Director Mgmt For For For 1.8 Elect J. J. McCaig as Director Mgmt For For For 1.9 Elect M. Mogford as Director Mgmt For For For 1.10 Elect P. J. Schoenhals as Director Mgmt For For For 1.11 Elect E. R. Stromberg as Director Mgmt For For For 1.12 Elect E. Viyella de Paliza as Director Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors 3 Approve Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation Approach - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Alexander Mgmt For For For 1.2 Elect Director Stephen M. Bennett Mgmt For For For 1.3 Elect Director Donald G. Cruickshank Mgmt For For For 1.4 Elect Director Raymond V. Dittamore Mgmt For For For 1.5 Elect Director Thomas W. Horton Mgmt For For For 1.6 Elect Director Irwin Mark Jacobs Mgmt For For For 1.7 Elect Director Paul E. Jacobs Mgmt For For For 1.8 Elect Director Robert E. Kahn Mgmt For For For 1.9 Elect Director Sherry Lansing Mgmt For For For 1.10 Elect Director Duane A. Nelles Mgmt For For For 1.11 Elect Director Brent Scowcroft Mgmt For For For 1.12 Elect Director Marc I. Stern Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M8769Q102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend of NIS 2.50 Mgmt For For For (USD 0.642) Per Share 2 Election Of Director: Mr. Abraham E. Mgmt For For For Cohen 3 Election Of Director: Mr. Amir Elstein Mgmt For For For 4 Election Of Director: Prof. Roger Mgmt For For For Kornberg 5 Election Of Director: Prof. Moshe Many Mgmt For For For 6 Election Of Director: Mr. Dan Propper Mgmt For For For 7 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 8 Approve Stock Option Plan Mgmt For Against Against 9 Approve Compensation of Board Chairman Mgmt For For For 10 Approve Compensation of Director Mgmt For For For 11 Approve Compensation of Director Mgmt For For For 12 Increase Authorized Share Capital Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director F. Duane Ackerman Mgmt For For For 1.2 Elect Director Robert D. Beyer Mgmt For For For 1.3 Elect Director W. James Farrell Mgmt For For For 1.4 Elect Director Jack M. Greenberg Mgmt For For For 1.5 Elect Director Ronald T. LeMay Mgmt For For For 1.6 Elect Director Andrea Redmond Mgmt For For For 1.7 Elect Director H. John Riley, Jr. Mgmt For For For 1.8 Elect Director Joshua I. Smith Mgmt For For For 1.9 Elect Director Judith A. Sprieser Mgmt For Against Against 1.10 Elect Director Mary Alice Taylor Mgmt For For For 1.11 Elect Director Thomas J. Wilson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Bylaws -- Call Special Meetings ShrHldr Against For Against 4 Provide Right to Act by Written ShrHldr Against For Against Consent 5 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 6 Report on Pay Disparity ShrHldr Against Against For 7 Report on Political Contributions ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lloyd C. Blankfein Mgmt For For For 1.2 Elect Director John H. Bryan Mgmt For For For 1.3 Elect Director Gary D. Cohn Mgmt For For For 1.4 Elect Director Claes Dahlback Mgmt For For For 1.5 Elect Director Stephen Friedman Mgmt For For For 1.6 Elect Director William W. George Mgmt For For For 1.7 Elect Director James A. Johnson Mgmt For For For 1.8 Elect Director Lois D. Juliber Mgmt For For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For For For 1.10 Elect Director James J. Schiro Mgmt For For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement Mgmt For For For 5 Provide Right to Call Special Meeting Mgmt For Against Against 6 Provide for Cumulative Voting ShrHldr Against Against For 7 Report on Collateral in Derivatives ShrHldr Against For Against Trading 8 Require Independent Board Chairman ShrHldr Against Against For 9 Report on Political Contributions ShrHldr Against For Against 10 Report on Global Warming Science ShrHldr Against Against For 11 Report on Pay Disparity ShrHldr Against Against For 12 Stock Retention/Holding Period ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ THE GOODYEAR TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GT CUSIP 382550101 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James C. Boland Mgmt For For For 2 Elect Director James A. Firestone Mgmt For For For 3 Elect Director Robert J. Keegan Mgmt For For For 4 Elect Director Richard J. Kramer Mgmt For For For 5 Elect Director W. Alan McCollough Mgmt For For For 6 Elect Director Denise M. Morrison Mgmt For For For 7 Elect Director Rodney O'Neal Mgmt For For For 8 Elect Director Shirley D. Peterson Mgmt For For For 9 Elect Director Stephanie A. Streeter Mgmt For For For 10 Elect Director G. Craig Sullivan Mgmt For For For 11 Elect Director Thomas H. Weidemeyer Mgmt For For For 12 Elect Director Michael R. Wessel Mgmt For For For 13 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard O. Berndt Mgmt For For For 2 Elect Director Charles E. Bunch Mgmt For For For 3 Elect Director Paul W. Chellgren Mgmt For For For 4 Elect Director Robert N. Clay Mgmt For For For 5 Elect Director Kay Coles James Mgmt For For For 6 Elect Director Richard B. Kelson Mgmt For For For 7 Elect Director Bruce C. Lindsay Mgmt For For For 8 Elect Director Anthony A. Massaro Mgmt For For For 9 Elect Director Jane G. Pepper Mgmt For For For 10 Elect Director James E. Rohr Mgmt For For For 11 Elect Director Donald J. Shepard Mgmt For For For 12 Elect Director Lorene K. Steffes Mgmt For For For 13 Elect Director Dennis F. Strigl Mgmt For For For 14 Elect Director Stephen G. Thieke Mgmt For For For 15 Elect Director Thomas J. Usher Mgmt For For For 16 Elect Director George H. Walls, Jr. Mgmt For For For 17 Elect Director Helge H. Wehmeier Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 20 Submit Severance Agreement ShrHldr Against For Against (Change-in-Control) to Shareholder Vote 21 TARP Related Compensation ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carole Black Mgmt For Against Against 2 Elect Director Glenn A. Britt Mgmt For For For 3 Elect Director Thomas H. Castro Mgmt For Against Against 4 Elect Director David C. Chang Mgmt For For For 5 Elect Director James E. Copeland, Jr. Mgmt For For For 6 Elect Director Peter R. Haje Mgmt For Against Against 7 Elect Director Donna A. James Mgmt For For For 8 Elect Director Don Logan Mgmt For For For 9 Elect Director N.J. Nicholas, Jr. Mgmt For Against Against 10 Elect Director Wayne H. Pace Mgmt For For For 11 Elect Director Edward D. Shirley Mgmt For For For 12 Elect Director John E. Sununu Mgmt For For For 13 Ratification Of Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CINS H89128104 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal 2008/2009 2 Approve Discharge of Board and Senior Mgmt For For For Management 3.1 Reelect Edward Breen as Director Mgmt For For For 3.2 Elect Michael Daniels as Director Mgmt For For For 3.3 Reelect Timothy Donahue as Director Mgmt For For For 3.4 Reelect Brian Duperreault as Director Mgmt For For For 3.5 Reelect Bruce Gordon as Director Mgmt For For For 3.6 Reelect Rajiv Gupta as Director Mgmt For For For 3.7 Reelect John Krol as Director Mgmt For For For 3.8 Reelect Brendan O'Neill as Director Mgmt For For For 3.9 Reelect William Stavropoulos as Mgmt For For For Director 3.10 Reelect Sandra Wijnberg as Director Mgmt For For For 3.11 Reelect R. David Yost as Director Mgmt For For For 4.1 Ratify Deloitte AG as Auditors Mgmt For For For 4.2 Appoint Deloitte & Touche LLP as Mgmt For For For Independent Registered Public Accounting Firm for Fiscal 2009/2010 4.3 Ratify PricewaterhouseCoopers AG as Mgmt For For For Special Auditor 5.1 Approve Carrying Forward of Net Loss Mgmt For For For 5.2 Approve CHF 407.4 Million Reduction Mgmt For For For in Share Capital and Repayment of CHF 0.85 per Share 6 Amend Articles Re: Plurality Voting Mgmt For For For Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available 7 Transact Other Business (Voting) Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ WABCO HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CUSIP 92927K102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jacques Esculier Mgmt For For For 1.2 Elect Director Kenneth J. Martin Mgmt For For For 1.3 Elect Director Donald J. Stebbins Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven A. Davis Mgmt For For For 1.2 Elect Director William C. Foote Mgmt For For For 1.3 Elect Director Mark P. Frissora Mgmt For For For 1.4 Elect Director Alan G. McNally Mgmt For For For 1.5 Elect Director Nancy M. Schlichting Mgmt For For For 1.6 Elect Director David Y. Schwartz Mgmt For For For 1.7 Elect Director Alejandro Silva Mgmt For For For 1.8 Elect Director James A. Skinner Mgmt For For For 1.9 Elect Director Gregory D. Wasson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Stock Option Plan Mgmt For For For 4 Reduce Supermajority Vote Requirement ShrHldr Against For Against 5 Performance-Based Equity Awards ShrHldr Against For Against 6 Report on Charitable Contributions ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Sheila P. Burke Mgmt For For For 2 Elect Director George A. Schaefer, Jr. Mgmt For For For 3 Elect Director Jackie M. Ward Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Report on Conversion to Non-Profit ShrHldr Against Against For Status 6 Report on Lobbying Expenses ShrHldr Against Against For 7 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 8 Reincorporate in Another State [from ShrHldr Against For Against Indiana to Delaware] - ------------------------------------------------------------------------------------------------------------------ WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For 3.1 Elect Director Robert M. Amen Mgmt For Against Against 3.2 Elect Director Michael J. Critelli Mgmt For Against Against 3.3 Elect Director Frances D. Fergusson Mgmt For For For 3.4 Elect Director Victor F. Ganzi Mgmt For Against Against 3.5 Elect Director Robert Langer Mgmt For For For 3.6 Elect Director John P. Mascotte Mgmt For Against Against 3.7 Elect Director Raymond J. McGuire Mgmt For Against Against 3.8 Elect Director Mary Lake Polan Mgmt For For For 3.9 Elect Director Bernard Poussot Mgmt For For For 3.10 Elect Director Gary L. Rogers Mgmt For Against Against 3.11 Elect Director John R. Torell III Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Report on Political Contributions ShrHldr Against For Against 6 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings - ------------------------------------------------------------------------------------------------------------------ XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Glenn A. Britt Mgmt For For For 2 Elect Director Ursula M. Burns Mgmt For For For 3 Elect Director Richard J. Harrington Mgmt For For For 4 Elect Director William Curt Hunter Mgmt For For For 5 Elect Director Robert A. McDonald Mgmt For For For 6 Elect Director N.J. Nicholas, Jr. Mgmt For For For 7 Elect Director Charles Prince Mgmt For For For 8 Elect Director Ann N. Reese Mgmt For For For 9 Elect Director Mary Agnes Wilderotter Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner All Cap Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CINS H0023R105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hernandez as Director Mgmt For For For 1.2 Elect Peter Menikoff as Director Mgmt For For For 1.3 Elect Robert Ripp as Director Mgmt For For For 1.4 Elect Theodore Shasta as Director Mgmt For For For 2 Amend Articles Re: Treatment of Mgmt For For For Abstentions and Broker Non-Votes 3.1 Approve Annual Report Mgmt For For For 3.2 Accept Statutory Financial Statements Mgmt For For For 3.3 Accept Consolidated Financial Mgmt For For For Statements 4 Approve Allocation of Income and Mgmt For For For Omission of Dividends 5 Approve Discharge of Board and Senior Mgmt For For For Management 6 Approve Creation of CHF 4.4 Billion Mgmt For For For Pool of Capital without Preemptive Rights 7.1 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors 7.2 Ratify PricewaterhouseCoopers LLC as Mgmt For For For Independent Registered Public Accounting Firm 7.3 Ratify BDO AG as Special Auditors Mgmt For For For 8 Amend 2004 Long-Term Incentive Plan Mgmt For For For 9 Approve Reduction in Share Capital Mgmt For For For and Capital Repayment of $1.32 per Share - ------------------------------------------------------------------------------------------------------------------ ADC TELECOMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADCT CUSIP 000886309 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Ten Mgmt For For For 2.1 Elect Director John J. Boyle III Mgmt For Withhold Against 2.2 Elect Director William R. Spivey Mgmt For Withhold Against 2.3 Elect Director Robert E. Switz Mgmt For Withhold Against 2.4 Elect Director Larry W. Wangberg Mgmt For Withhold Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frank M. Clark Mgmt For For For 2 Elect Director Betsy Z. Cohen Mgmt For For For 3 Elect Director Molly J. Coye Mgmt For For For 4 Elect Director Roger N. Farah Mgmt For For For 5 Elect Director Barbara Hackman Mgmt For For For Franklin 6 Elect Director Jeffrey E. Garten Mgmt For For For 7 Elect Director Earl G. Graves Mgmt For For For 8 Elect Director Gerald Greenwald Mgmt For For For 9 Elect Director Ellen M. Hancock Mgmt For For For 10 Elect Director Richard J. Harrington Mgmt For For For 11 Elect Director Edward J. Ludwig Mgmt For For For 12 Elect Director Joseph P. Newhouse Mgmt For For For 13 Elect Director Ronald A. Williams Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Approve Omnibus Stock Plan Mgmt For Against Against 16 Approve Non-Employee Director Omnibus Mgmt For Against Against Stock Plan 17 Amend Executive Incentive Bonus Plan Mgmt For For For 18 Provide for Cumulative Voting ShrHldr Against Against For 19 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect Director R. William Ide, III Mgmt For For For 1.3 Elect Director Richard L. Morrill Mgmt For For For 1.4 Elect Director Jim W. Nokes Mgmt For For For 1.5 Elect Director Berry W. Perry Mgmt For For For 1.6 Elect Director Mark C. Rohr Mgmt For For For 1.7 Elect Director John Sherman, Jr. Mgmt For For For 1.8 Elect Director Charles E. Stewart Mgmt For For For 1.9 Elect Director Harriett Tee Taggart Mgmt For For For 1.10 Elect Director Anne Marie Whittemore Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Non-Employee Director Mgmt For For For Restricted Stock Plan 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael R. Gallagher Mgmt For For For 2 Elect Director Gavin S. Herbert Mgmt For For For 3 Elect Director Dawn Hudson Mgmt For For For 4 Elect Director Stephen J. Ryan, MD Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Reduce Supermajority Vote Requirement Mgmt For For For Relating to the Removal of Directors 7 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Business Combinations 8 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Amendments to Certificate of Incorporation 9 Amend Articles of Incorporation to Mgmt For For For Update and Simplify Provisions - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Quillen Mgmt For For For 1.2 Elect Director William J. Crowley Jr. Mgmt For For For 1.3 Elect Director Kevin S. Crutchfield Mgmt For For For 1.4 Elect Director E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Director Glenn A. Eisenberg Mgmt For For For 1.6 Elect Director John W. Fox, Jr. Mgmt For For For 1.7 Elect Director P. Michael Giftos Mgmt For For For 1.8 Elect Director Joel Richards, III Mgmt For For For 1.9 Elect Director James F. Roberts Mgmt For For For 1.10 Elect Director Ted G. Wood Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director E. R. Brooks Mgmt For For For 1.2 Elect Director Donald M. Carlton Mgmt For For For 1.3 Elect Director James F. Cordes Mgmt For For For 1.4 Elect Director Ralph D. Crosby, Jr. Mgmt For For For 1.5 Elect Director Linda A. Goodspeed Mgmt For For For 1.6 Elect Director Thomas E. Hoaglin Mgmt For For For 1.7 Elect Director Lester A. Hudson, Jr. Mgmt For For For 1.8 Elect Director Michael G. Morris Mgmt For For For 1.9 Elect Director Lionel L. Nowell III Mgmt For For For 1.10 Elect Director Richard L. Sandor Mgmt For For For 1.11 Elect Director Kathryn D. Sullivan Mgmt For For For 1.12 Elect Director Sara Martinez Tucker Mgmt For For For 1.13 Elect Director John F. Turner Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director: Raymond P. Dolan Mgmt For For For 1.2 Elect Director: Ronald M. Dykes Mgmt For For For 1.3 Elect Director: Carolyn F. Katz Mgmt For For For 1.4 Elect Director: Gustavo Lara Cantu Mgmt For For For 1.5 Elect Director: Joann A. Reed Mgmt For For For 1.6 Elect Director: Pamela D.a. Reeve Mgmt For For For 1.7 Elect Director: David E. Sharbutt Mgmt For For For 1.8 Elect Director: James D. Taiclet, Jr. Mgmt For For For 1.9 Elect Director: Samme L. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN WATER WORKS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWK CUSIP 030420103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen P. Adik Mgmt For For For 1.2 Elect Director Donald L. Correll Mgmt For For For 1.3 Elect Director Martha Clark Goss Mgmt For For For 1.4 Elect Director Julie A. Dobson Mgmt For For For 1.5 Elect Director Richard R. Grigg Mgmt For For For 1.6 Elect Director Julia L. Johnson Mgmt For For For 1.7 Elect Director George MacKenzie Mgmt For For For 1.8 Elect Director William J. Marrazzo Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Campbell Mgmt For For For 1.2 Elect Director Millard S. Drexler Mgmt For For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For For 1.4 Elect Director Steven P. Jobs Mgmt For For For 1.5 Elect Director Andrea Jung Mgmt For For For 1.6 Elect Director Arthur D. Levinson Mgmt For For For 1.7 Elect Director Jerome B. York Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For 6 Prepare Sustainability Report ShrHldr Against Abstain N/A 7 Establish Other Board Committee ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George W. Buckley Mgmt For For For 1.2 Elect Director Mollie Hale Carter Mgmt For For For 1.3 Elect Director Donald E. Felsinger Mgmt For For For 1.4 Elect Director Victoria F. Haynes Mgmt For For For 1.5 Elect Director Antonio Maciel Neto Mgmt For For For 1.6 Elect Director Patrick J. Moore Mgmt For For For 1.7 Elect Director Thomas F. O'Neill Mgmt For For For 1.8 Elect Director Kelvin R. Westbrook Mgmt For For For 1.9 Elect Director Patricia A. Woertz Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For 4 Adopt ILO Based Code of Conduct ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Randall L. Stephenson Mgmt For For For 2 Elect Director Gilbert F. Amelio Mgmt For For For 3 Elect Director Reuben V. Anderson Mgmt For For For 4 Elect Director James H. Blanchard Mgmt For For For 5 Elect Director Jaime Chico Pardo Mgmt For For For 6 Elect Director James P. Kelly Mgmt For For For 7 Elect Director Jon C. Madonna Mgmt For For For 8 Elect Director Lynn M. Martin Mgmt For For For 9 Elect Director John B. McCoy Mgmt For For For 10 Elect Director Joyce M. Roche Mgmt For For For 11 Elect Director Laura D Andrea Tyson Mgmt For For For 12 Elect Director Patricia P. Upton Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Provide for Cumulative Voting ShrHldr Against Against For 15 Exclude Pension Credits from ShrHldr Against Against For Calculations of Performance-Based Pay 16 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 17 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Don Cornwell Mgmt For For For 1.2 Elect Director V. Ann Hailey Mgmt For For For 1.3 Elect Director Fred Hassan Mgmt For For For 1.4 Elect Director Andrea Jung Mgmt For For For 1.5 Elect Director Maria Elena Lagomasino Mgmt For For For 1.6 Elect Director Ann S. Moore Mgmt For For For 1.7 Elect Director Paul S. Pressler Mgmt For For For 1.8 Elect Director Gary M. Rodkin Mgmt For For For 1.9 Elect Director Paula Stern Mgmt For For For 1.10 Elect Director Lawrence A. Weinbach Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Susan S. Bies Mgmt For For For 2 Elect Director William P. Boardman Mgmt For For For 3 Elect Director Frank P. Bramble, Sr. Mgmt For For For 4 Elect Director Virgis W. Colbert Mgmt For For For 5 Elect Director Charles K. Gifford Mgmt For For For 6 Elect Director Charles O. Holliday, Mgmt For For For Jr. 7 Elect Director D. Paul Jones, Jr. Mgmt For For For 8 Elect Director Monica C. Lozano Mgmt For For For 9 Elect Director Thomas J. May Mgmt For For For 10 Elect Director Brian T. Moynihan Mgmt For For For 11 Elect Director Donald E. Powell Mgmt For For For 12 Elect Director Charles O. Rossotti Mgmt For For For 13 Elect Director Robert W. Scully Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Increase Authorized Common Stock Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Amend Omnibus Stock Plan Mgmt For For For 18 Report on Government Service of ShrHldr Against Against For Employees 19 TARP Related Compensation ShrHldr Against Against For 20 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 21 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 22 Adopt Policy on Succession Planning ShrHldr Against Against For 23 Report on Collateral in Derivatives ShrHldr Against For Against Trading 24 Claw-back of Payments under ShrHldr Against For Against Restatements - ------------------------------------------------------------------------------------------------------------------ BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Blake E. Devitt Mgmt For For For 2 Elect Director John D. Forsyth Mgmt For For For 3 Elect Director Gail D. Fosler Mgmt For For For 4 Elect Director Carole J. Shapazian Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ BED BATH & BEYOND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Warren Eisenberg Mgmt For For For 2 Elect Director Leonard Feinstein Mgmt For For For 3 Elect Director Steven H. Temares Mgmt For For For 4 Elect Director Dean S. Adler Mgmt For For For 5 Elect Director Stanley F. Barshay Mgmt For For For 6 Elect Director Klaus Eppler Mgmt For For For 7 Elect Director Patrick R. Gaston Mgmt For For For 8 Elect Director Jordan Heller Mgmt For For For 9 Elect Director Victoria A. Morrison Mgmt For For For 10 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BERKSHIRE HATHAWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRK.A CUSIP 084670207 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Stock Split Mgmt For For For 2 Approve Split of Class B Stock Mgmt For For For Without Splitting Class A Stock 3 Adjust Par Value of Common Stock Mgmt For For For 4 Increase Authorized Common Stock Mgmt For For For 5 Remove Requirement of Issuing Mgmt For For For Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock - ------------------------------------------------------------------------------------------------------------------ BERKSHIRE HATHAWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRK.B CUSIP 084670702 05/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Warren E. Buffett Mgmt For For For 1.2 Elect Director Charles T. Munger Mgmt For For For 1.3 Elect Director Howard G. Buffett Mgmt For For For 1.4 Elect director Stephen Burke Mgmt For For For 1.5 Elect Director Susan L. Decker Mgmt For For For 1.6 Elect Director William H. Gates III Mgmt For For For 1.7 Elect Director David S. Gottesman Mgmt For For For 1.8 Elect Director Charlotte Guyman Mgmt For For For 1.9 Elect Director Donald R. Keough Mgmt For For For 1.10 Elect Director Thomas S. Murphy Mgmt For For For 1.11 Elect Director Ronald L. Olson Mgmt For For For 1.12 Elect Director Walter Scott, Jr. Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lisa M. Caputo Mgmt For For For 1.2 Elect Director Brian J. Dunn Mgmt For For For 1.3 Elect Director Kathy J. Higgins Victor Mgmt For For For 1.4 Elect Director Rogelio M. Rebolledo Mgmt For For For 1.5 Elect Director Gerard R. Vittecoq Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Nancy L. Leaming Mgmt For Against Against 2 Elect Director Brian S. Posner Mgmt For Against Against 3 Elect Director Eric K. Rowinsky Mgmt For Against Against 4 Elect Director Stephen A. Sherwin Mgmt For Against Against 5 Ratify Auditors Mgmt For For For 6 Amend Non-Employee Director Omnibus Mgmt For Against Against Stock Plan - ------------------------------------------------------------------------------------------------------------------ BIOMARIN PHARMACEUTICAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMRN CUSIP 09061G101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jean-Jacques Bienaime Mgmt For For For 1.2 Elect Director Miachael Grey Mgmt For For For 1.3 Elect Director Elaine J. Heron, Ph.D. Mgmt For For For 1.4 Elect Director Pierre Lapalme Mgmt For For For 1.5 Elect Director V. Bryan Lawlis, Ph.D. Mgmt For For For 1.6 Elect Director Alan J. Lewis, Ph.D. Mgmt For For For 1.7 Elect Director Richard Meier Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert E. Beauchamp Mgmt For Withhold Against 1.2 Elect Director B. Garland Cupp Mgmt For Withhold Against 1.3 Elect Director Jon E. Barfield Mgmt For Withhold Against 1.4 Elect Director Gary L. Bloom Mgmt For Withhold Against 1.5 Elect Director Meldon K. Gafner Mgmt For Withhold Against 1.6 Elect Director P. Thomas Jenkins Mgmt For Withhold Against 1.7 Elect Director Louis J. Lavigne, Jr. Mgmt For Withhold Against 1.8 Elect Director Kathleen A. O'Neil Mgmt For Withhold Against 1.9 Elect Director Tom C. Tinsley Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jere A. Drummond Mgmt For For For 1.2 Elect Director Timothy M. Manganello Mgmt For For For 1.3 Elect Director John R. Mckernan, Jr. Mgmt For For For 1.4 Elect Director Ernest J. Novak, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BUCYRUS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BUCY CUSIP 118759109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Deepak K. Kapur Mgmt For For For 1.2 Elect Director Theodore C. Rogers Mgmt For For For 1.3 Elect Director Robert C. Scharp Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Theodore E. Martin Mgmt For For For 1.2 Elect Director Anthony Welters Mgmt For For For 1.3 Elect Director Tony L. White Mgmt For For For 1.4 Elect Director David M. Barrett, Ph.D. Mgmt For For For 1.5 Elect Director John C. Kelly Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Prepare Sustainability Report ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CINS 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Panama ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reelect Micky Arison As A Director Of Mgmt For For For Carnival Corporation And As A Director Of Carnival Plc. 2 Elect Sir Jonathon Band As A Director Mgmt For For For Of Carnival Corporation And As A Director Of Carnival Plc. 3 Reelect Robert H. Dickinson As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 4 Reelect Arnold W. Donald As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 5 Reelect Pier Luigi Foschi As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 6 Reelect Howard S. Frank As A Director Mgmt For For For Of Carnival Corporation And As A Director Of Carnival Plc. 7 Reelect Richard J. Glasier As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 8 Reelect Modesto A. Maidique As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 9 Reelect Sir John Parker As A Director Mgmt For For For Of Carnival Corporation And As A Director Of Carnival Plc. 10 Reelect Peter G. Ratcliffe As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 11 Reelect Stuart Subotnick As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 12 Reelect Laura Weil As A Director Of Mgmt For For For Carnival Corporation And As A Director Of Carnival Plc. 13 Reelect Randall J. Weisenburger As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 14 Reelect Uzi Zucker As A Director Of Mgmt For For For Carnival Corporation And As A Director Of Carnival Plc. 15 Reappoint The UK Firm Of Mgmt For For For PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. 16 Authorize The Audit Committee Of Mgmt For For For Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. 17 Receive The UK Accounts And Reports Mgmt For For For Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 18 Approve The Directors Remuneration Mgmt For For For Report Of Carnival Plc For The Year Ended November 30, 2009 19 Authorize Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorize Issue of Equity without Mgmt For For For Pre-emptive Rights 21 Authorise Shares for Market Purchase Mgmt For For For 22 Stock Retention/Holding Period ShrHldr Against Against For 23 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John T. Dillon Mgmt For For For 1.2 Elect Director Juan Gallardo Mgmt For For For 1.3 Elect Director William A. Osborn Mgmt For For For 1.4 Elect Director Edward B. Rust, Jr. Mgmt For For For 1.5 Elect Director Susan C. Schwab Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Declassify the Board of Directors Mgmt For For For 5 Reduce Supermajority Vote Requirement Mgmt For For For 6 Require Independent Board Chairman ShrHldr Against Against For 7 Amend Human Rights Policy ShrHldr Against Abstain N/A 8 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director S.H. Armacost Mgmt For For For 2 Elect Director L.F. Deily Mgmt For For For 3 Elect Director R.E. Denham Mgmt For For For 4 Elect Director R.J. Eaton Mgmt For For For 5 Elect Director C. Hagel Mgmt For For For 6 Elect Director E. Hernandez Mgmt For For For 7 Elect Director F.G. Jenifer Mgmt For For For 8 Elect Director G.L. Kirkland Mgmt For For For 9 Elect Director S. Nunn Mgmt For For For 10 Elect Director D.B. Rice Mgmt For For For 11 Elect Director K.W. Sharer Mgmt For For For 12 Elect Director C.R. Shoemate Mgmt For For For 13 Elect Director J.G. Stumpf Mgmt For For For 14 Elect Director R.D. Sugar Mgmt For For For 15 Elect Director C. Ware Mgmt For For For 16 Elect Director J.S. Watson Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Provide Right to Call Special Meeting Mgmt For Against Against 19 Request Director Nominee with ShrHldr Against Against For Environmental Qualifications 20 Stock Retention/Holding Period ShrHldr Against Against For 21 Disclose Payments To Host Governments ShrHldr Against Abstain N/A 22 Adopt Guidelines for Country Selection ShrHldr Against Abstain N/A 23 Report on Financial Risks From ShrHldr Against Abstain N/A Climate Change 24 Amend Bylaws to Establish a Board ShrHldr Against Abstain N/A Committee on Human Rights - ------------------------------------------------------------------------------------------------------------------ CME GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CME CUSIP 12572Q105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Terrence A. Duffy Mgmt For For For 1.2 Elect Director Charles P. Carey Mgmt For For For 1.3 Elect Director Mark E. Cermak Mgmt For For For 1.4 Elect Director Martin J. Gepsman Mgmt For For For 1.5 Elect Director Leo Melamed Mgmt For For For 1.6 Elect Director Joseph Niciforo Mgmt For For For 1.7 Elect Director C.C. Odom Mgmt For For For 1.8 Elect Director John F. Sandner Mgmt For For For 1.9 Elect Director Dennis A. Suskind Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lew Frankfort Mgmt For For For 1.2 Elect Director Susan Kropf Mgmt For For For 1.3 Elect Director Gary Loveman Mgmt For For For 1.4 Elect Director Ivan Menezes Mgmt For For For 1.5 Elect Director Irene Miller Mgmt For For For 1.6 Elect Director Michael Murphy Mgmt For For For 1.7 Elect Director Jide Zeitlin Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Report on Ending Use of Animal Fur in ShrHldr Against Abstain N/A Products - ------------------------------------------------------------------------------------------------------------------ COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director L. Phillip Humann Mgmt For For For 1.2 Elect Director Suzanne B. Labarge Mgmt For For For 1.3 Elect Director Veronique Morali Mgmt For For For 1.4 Elect Director Phoebe A. Wood Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For 4 Submit Severance Agreement ShrHldr Against For Against (Change-in-Control) to Shareholder Vote - ------------------------------------------------------------------------------------------------------------------ COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S. Decker Anstrom Mgmt For For For 1.2 Elect Director Kenneth J. Bacon Mgmt For For For 1.3 Elect Director Sheldon M. Bonovitz Mgmt For For For 1.4 Elect Director Edward D. Breen Mgmt For For For 1.5 Elect Director Julian A. Brodsky Mgmt For For For 1.6 Elect Director Joseph J. Collins Mgmt For For For 1.7 Elect Director J. Michael Cook Mgmt For For For 1.8 Elect Director Gerald L. Hassell Mgmt For For For 1.9 Elect Director Jeffrey A. Honickman Mgmt For For For 1.10 Elect Director Brian L. Roberts Mgmt For For For 1.11 Elect Director Ralph J. Roberts Mgmt For For For 1.12 Elect Director Judith Rodin Mgmt For For For 1.13 Elect Director Michael I. Sovern Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Provide for Cumulative Voting ShrHldr Against Against For 5 Adopt Policy on Succession Planning ShrHldr Against Against For 6 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ COMPASS MINERALS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMP CUSIP 20451N101 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Angelo C. Mgmt For For For Brisimitzakis, PhD 1.2 Elect Director Timothy R. Snider Mgmt For For For 1.3 Elect Director Paul S. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mogens C. Bay Mgmt For For For 1.2 Elect Director Stephen G. Butler Mgmt For For For 1.3 Elect Director Steven F. Goldstone Mgmt For For For 1.4 Elect Director Joie A. Gregor Mgmt For For For 1.5 Elect Director Rajive Johri Mgmt For For For 1.6 Elect Director W.g. Jurgensen Mgmt For For For 1.7 Elect Director Richard H. Lenny Mgmt For For For 1.8 Elect Director Ruth Ann Marshall Mgmt For For For 1.9 Elect Director Gary M. Rodkin Mgmt For For For 1.10 Elect Director Andrew J. Schindler Mgmt For For For 1.11 Elect Director Kenneth E. Stinson Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVIDIEN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CINS G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2.1 Elect Craig Arnold as Director Mgmt For For For 2.2 Elect Robert H. Brust as Director Mgmt For For For 2.3 Elect John M. Connors, Jr. as Director Mgmt For For For 2.4 Elect Christopher J. Coughlin as Mgmt For For For Director 2.5 Elect Timothy M. Donahue as Director Mgmt For For For 2.6 Elect Kathy J. Herbert as Director Mgmt For For For 2.7 Elect Randall J. Hogan, III as Mgmt For For For Director 2.8 Elect Richard J. Meelia as Director Mgmt For For For 2.9 Elect Dennis H. Reilley as Director Mgmt For For For 2.10 Elect Tadataka Yamada as Director Mgmt For For For 2.11 Elect Joseph A. Zaccagnino as Director Mgmt For For For 3 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration Auditors 4 Authorize Share Repurchase Program Mgmt For For For 5 Authorize Reissuance of Treasury Mgmt For For For Shares - ------------------------------------------------------------------------------------------------------------------ CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director D. M. Alvarado Mgmt For For For 1.2 Elect Director A. Behring Mgmt For For For 1.3 Elect Director Sen. J. B. Breaux Mgmt For For For 1.4 Elect Director S. T. Halverson Mgmt For For For 1.5 Elect Director E. J. Kelly, III Mgmt For For For 1.6 Elect Director G. H. Lamphere Mgmt For For For 1.7 Elect Director J. D. McPherson Mgmt For For For 1.8 Elect Director T. T. O'Toole Mgmt For For For 1.9 Elect Director D. M. Ratcliffe Mgmt For For For 1.10 Elect Director D. J. Shepard Mgmt For For For 1.11 Elect Director M. J. Ward Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert J. Bernhard Mgmt For For For 2 Elect Director Franklin R. Chang-Diaz Mgmt For For For 3 Elect Director Robert K. Herdman Mgmt For For For 4 Elect Director Alexis M. Herman Mgmt For For For 5 Elect Director N. Thomas Linebarger Mgmt For For For 6 Elect Director William I. Miller Mgmt For For For 7 Elect Director Georgia R. Nelson Mgmt For For For 8 Elect Director Theodore M. Solso Mgmt For For For 9 Elect Director Carl Ware Mgmt For For For 10 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CVS CAREMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edwin M. Banks Mgmt For For For 2 Elect Director C. David Brown II Mgmt For For For 3 Elect Director David W. Dorman Mgmt For For For 4 Elect Director Kristen Gibney Williams Mgmt For For For 5 Elect Director Marian L. Heard Mgmt For For For 6 Elect Director William H. Joyce Mgmt For For For 7 Elect Director Jean-Pierre Millon Mgmt For For For 8 Elect Director Terrence Murray Mgmt For For For 9 Elect Director C.A. Lance Piccolo Mgmt For For For 10 Elect Director Sheli Z. Rosenberg Mgmt For For For 11 Elect Director Thomas M. Ryan Mgmt For For For 12 Elect Director Richard J. Swift Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Approve Omnibus Stock Plan Mgmt For For For 15 Provide Right to Call Special Meeting Mgmt For For For 16 Report on Political Contributions ShrHldr Against Abstain N/A 17 Adopt Global Warming Principles ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ DEERE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Samuel R. Allen Mgmt For For For 2 Elect Director Aulana L. Peters Mgmt For For For 3 Elect Director David B. Speer Mgmt For For For 4 Declassify the Board of Directors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For Against Against 6 Amend Executive Incentive Bonus Plan Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Limit Executive Compensation ShrHldr Against Against For 9 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 10 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ DELTA AIR LINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAL CUSIP 247361702 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard H. Anderson Mgmt For For For 2 Elect Director Edward H. Bastian Mgmt For For For 3 Elect Director Roy J. Bostock Mgmt For For For 4 Elect Director John S. Brinzo Mgmt For For For 5 Elect Director Daniel A. Carp Mgmt For For For 6 Elect Director John M. Engler Mgmt For For For 7 Elect Director Mickey P. Foret Mgmt For For For 8 Elect Director David R. Goode Mgmt For For For 9 Elect Director Paula Rosput Reynolds Mgmt For For For 10 Elect Director Kenneth C. Rogers Mgmt For For For 11 Elect Director Rodney E. Slater Mgmt For For For 12 Elect Director Douglas M. Steenland Mgmt For For For 13 Elect Director Kenneth B. Woodrow Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Provide for Cumulative Voting ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Richels Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ DISH NETWORK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DISH CUSIP 25470M109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James Defranco Mgmt For For For 1.2 Elect Director Cantey Ergen Mgmt For For For 1.3 Elect Director Charles W. Ergen Mgmt For For For 1.4 Elect Director Steven R. Goodbarn Mgmt For For For 1.5 Elect Director Gary S. Howard Mgmt For For For 1.6 Elect Director David K. Moskowitz Mgmt For For For 1.7 Elect Director Tom A. Ortolf Mgmt For For For 1.8 Elect Director Carl E. Vogel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DR PEPPER SNAPPLE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPS CUSIP 26138E109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John L. Adams Mgmt For Against Against 2 Elect Director Terence D. Martin Mgmt For Against Against 3 Elect Director Ronald G. Rogers Mgmt For Against Against 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DRYSHIPS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRYS CINS Y2109Q101 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Marshall Isl ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Evangelos Mytilinaios as Mgmt For For For Director 1.2 Elect George Xiradakis as Director Mgmt For For For 2 Ratify Deloitte Hadjipavlou Sofianos Mgmt For For For & Cambanis S.A. as Auditors - ------------------------------------------------------------------------------------------------------------------ EXCO RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XCO CUSIP 269279402 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas H. Miller Mgmt For For For 1.2 Elect Director Stephen F. Smith Mgmt For For For 1.3 Elect Director Jeffrey D. Benjamin Mgmt For For For 1.4 Elect Director Vincent J. Cebula Mgmt For For For 1.5 Elect Director Earl E. Ellis Mgmt For For For 1.6 Elect Director B. James Ford Mgmt For For For 1.7 Elect Director Mark Mulhern Mgmt For For For 1.8 Elect Director T. Boone Pickens Mgmt For For For 1.9 Elect Director Jeffrey S. Serota Mgmt For For For 1.10 Elect Director Robert L. Stillwell Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Policy on Board Diversity ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gary G. Benanav Mgmt For For For 2 Elect Director Frank J. Borelli Mgmt For For For 3 Elect Director Maura C. Breen Mgmt For For For 4 Elect Director Nicholas J. LaHowchic Mgmt For For For 5 Elect Director Thomas P. Mac Mahon Mgmt For For For 6 Elect Director Frank Mergenthaler Mgmt For For For 7 Elect Director Woodrow A Myers, Jr., Mgmt For For For M.D. 8 Elect Director John O. Parker, Jr. Mgmt For For For 9 Elect Director George Paz Mgmt For For For 10 Elect Director Samuel K. Skinner Mgmt For For For 11 Elect Director Seymour Sternberg Mgmt For For For 12 Elect Director Barrett A. Toan Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Report on Political Contributions ShrHldr Against Abstain N/A 15 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M.J. Boskin Mgmt For For For 1.2 Elect Director P. Brabeck-Letmathe Mgmt For For For 1.3 Elect Director L.R. Faulkner Mgmt For For For 1.4 Elect Director J.S. Fishman Mgmt For For For 1.5 Elect Director K.C. Frazier Mgmt For For For 1.6 Elect Director W.W. George Mgmt For For For 1.7 Elect Director M.C. Nelson Mgmt For For For 1.8 Elect Director S.J. Palmisano Mgmt For For For 1.9 Elect Director S.C. Reinemund Mgmt For For For 1.10 Elect Director R.W. Tillerson Mgmt For For For 1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 4 Reincorporate in Another State [from ShrHldr Against Against For New Jersey to North Dakota] 5 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 6 Amend EEO Policy to Prohibit ShrHldr Against Against For Discrimination based on Sexual Orientation and Gender Identity 7 Adopt Policy on Human Right to Water ShrHldr Against Abstain N/A 8 Adopt Policy to Address Coastal ShrHldr Against Abstain N/A Louisiana Environmental Impacts 9 Report on Environmental Impact of Oil ShrHldr Against Abstain N/A Sands Operations in Canada 10 Report on Environmental Impacts of ShrHldr Against Abstain N/A Natural Gas Fracturing 11 Report on Energy Technologies ShrHldr Against Abstain N/A Development 12 Adopt Quantitative GHG Goals from ShrHldr Against Abstain N/A Products and Operations 13 Report on Risks of Alternative ShrHldr Against Abstain N/A Long-term Fossil Fuel Demand Estimates - ------------------------------------------------------------------------------------------------------------------ FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pierre Brondeau Mgmt For For For 1.2 Elect Director Dirk A. Kempthorne Mgmt For For For 1.3 Elect Director Robert C. Pallash Mgmt For For For 1.4 Elect Director William G. Walter Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Loren K. Carroll Mgmt For For For 1.2 Elect Director Patrick R. McDonald Mgmt For For For 1.3 Elect Director Raymond. I. Wilcox Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard C. Adkerson Mgmt For For For 1.2 Elect Director Robert J. Allison, Jr. Mgmt For For For 1.3 Elect Director Robert A. Day Mgmt For For For 1.4 Elect Director Gerald J. Ford Mgmt For For For 1.5 Elect Director H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Director Charles C. Krulak Mgmt For For For 1.7 Elect Director Bobby Lee Lackey Mgmt For For For 1.8 Elect Director Jon C. Madonna Mgmt For For For 1.9 Elect Director Dustan E. McCoy Mgmt For For For 1.10 Elect Director James R. Moffett Mgmt For For For 1.11 Elect Director B.M. Rankin, Jr. Mgmt For For For 1.12 Elect Director Stephen H. Siegele Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Request Director Nominee with ShrHldr Against Against For Environmental Qualifications 5 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director W. Geoffrey Beattie Mgmt For For For 2 Elect Director James I. Cash, Jr. Mgmt For For For 3 Elect Director William M. Castell Mgmt For For For 4 Elect Director Ann M. Fudge Mgmt For For For 5 Elect Director Susan Hockfield Mgmt For For For 6 Elect Director Jeffrey R. Immelt Mgmt For For For 7 Elect Director Andrea Jung Mgmt For For For 8 Elect Director Alan G. (A.G.) Lafley Mgmt For For For 9 Elect Director Robert W. Lane Mgmt For For For 10 Elect Director Ralph S. Larsen Mgmt For For For 11 Elect Director Rochelle B. Lazarus Mgmt For For For 12 Elect Director James J. Mulva Mgmt For For For 13 Elect Director Sam Nunn Mgmt For For For 14 Elect Director Roger S. Penske Mgmt For For For 15 Elect Director Robert J. Swieringa Mgmt For For For 16 Elect Director Douglas A. Warner III Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Provide for Cumulative Voting ShrHldr Against Against For 19 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 20 Require Independent Board Chairman ShrHldr Against Against For 21 Report on Pay Disparity ShrHldr Against Against For 22 Adopt Policy Prohibiting Certain ShrHldr Against Against For Directors from Serving on Key Board Committees 23 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ GENZYME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas A. Berthiaume Mgmt For For For 1.2 Elect Director Robert J. Bertolini Mgmt For For For 1.3 Elect Director Gail K. Boudreaux Mgmt For For For 1.4 Elect Director Robert J. Carpenter Mgmt For For For 1.5 Elect Director Charles L. Cooney Mgmt For For For 1.6 Elect Director Victor J. Dzau Mgmt For For For 1.7 Elect Director Connie Mack, III Mgmt For For For 1.8 Elect Director Richard F. Syron Mgmt For For For 1.9 Elect Director Henri A. Termeer Mgmt For For For 1.10 Elect Director Ralph V. Whitworth Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan 5 Provide Right to Call Special Meeting Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENZYME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 06/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven Burakoff ShrHldr For TNA N/A 1.2 Elect Director Alexander J. Denner ShrHldr For TNA N/A 1.3 Elect Director Carl C. Icahn ShrHldr For TNA N/A 1.4 Elect Director Richard Mulligan ShrHldr For TNA N/A 1.5 Management Nominee - Douglas A. ShrHldr For TNA N/A Berthiaume 1.6 Management Nominee - Robert J. ShrHldr For TNA N/A Bertolini 1.7 Management Nominee - Gail K. Boudreaux ShrHldr For TNA N/A 1.8 Management Nominee - Robert J. ShrHldr For TNA N/A Carpenter 1.9 Management Nominee - Victor J. Dzau ShrHldr For TNA N/A 1.10 Management Nominee - Ralph V. ShrHldr For TNA N/A Whitworth 2 Amend Omnibus Stock Plan Mgmt For TNA N/A 3 Amend Qualified Employee Stock Mgmt For TNA N/A Purchase Plan 4 Amend Non-Employee Director Omnibus Mgmt Against TNA N/A Stock Plan 5 Provide Right to Call Special Meeting Mgmt For TNA N/A 6 Ratify Auditors Mgmt For TNA N/A - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric Schmidt Mgmt For For For 1.2 Elect Director Sergey Brin Mgmt For For For 1.3 Elect Director Larry Page Mgmt For For For 1.4 Elect Director L. John Doerr Mgmt For For For 1.5 Elect Director John L. Hennessy Mgmt For For For 1.6 Elect Director Ann Mather Mgmt For For For 1.7 Elect Director Paul S. Otellini Mgmt For For For 1.8 Elect Director K. Ram Shriram Mgmt For For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Prepare Sustainability Report ShrHldr Against Abstain N/A 5 Adopt Principles for Online ShrHldr Against Abstain N/A Advertising 6 Amend Human Rights Policies Regarding ShrHldr Against Abstain N/A Chinese Operations - ------------------------------------------------------------------------------------------------------------------ HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director A.M. Bennett Mgmt For For For 2 Elect Director J.R. Boyd Mgmt For For For 3 Elect Director M. Carroll Mgmt For For For 4 Elect Director N.K. Dicciani Mgmt For For For 5 Elect Director S.M. Gillis Mgmt For For For 6 Elect Director J.T. Hackett Mgmt For For For 7 Elect Director D.J. Lesar Mgmt For For For 8 Elect Director R.A. Malone Mgmt For For For 9 Elect Director J.L. Martin Mgmt For For For 10 Elect Director D.L. Reed Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Review and Assess Human Rights ShrHldr Against Abstain N/A Policies 13 Report on Political Contributions ShrHldr Against Abstain N/A 14 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 15 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ INCYTE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INCY CUSIP 45337C102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard U. De Schutter Mgmt For For For 1.2 Elect Director Barry M. Ariko Mgmt For For For 1.3 Elect Director Julian C. Baker Mgmt For For For 1.4 Elect Director Paul A. Brooke Mgmt For For For 1.5 Elect Director Paul A. Friedman Mgmt For For For 1.6 Elect Director John F. Niblack Mgmt For Withhold Against 1.7 Elect Director Roy A. Whitfield Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERACTIVE BROKERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKR CUSIP 45841N107 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas Peterffy Mgmt For For For 2 Elect Director Earl H. Nemser Mgmt For For For 3 Elect Director Paul J. Brody Mgmt For For For 4 Elect Director Milan Galik Mgmt For For For 5 Elect Director Lawrence E. Harris Mgmt For For For 6 Elect Director Hans R. Stoll Mgmt For For For 7 Elect Director Ivers W. Riley Mgmt For For For 8 Elect Director Robert W. Trudeau Mgmt For For For 9 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Stock Option Exchange Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVESCO LTD. (FORMERLY INVESCO PLC) TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CINS G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph R. Canion as Director Mgmt For For For 1.2 Elect Edward P. Lawrence as Director Mgmt For For For 1.3 Elect James I. Robertson as Director Mgmt For For For 1.4 Elect Phoebe A. Wood as Director Mgmt For For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mary Sue Coleman Mgmt For For For 2 Elect Director James G. Culien Mgmt For For For 3 Elect Director Michael M. E. Johns Mgmt For For For 4 Elect Director Susan L. Lindquist Mgmt For For For 5 Elect Director Anne M. Mulcahy Mgmt For For For 6 Elect Director Lea F. Mullin Mgmt For For For 7 Elect Director William D. Perez Mgmt For For For 8 Elect Director Charles Prince Mgmt For For For 9 Elect Director David Satcher Mgmt For For For 10 Elect Director William C. Welcon Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 13 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ JOY GLOBAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven L. Gerard Mgmt For For For 1.2 Elect Director John Nils Hanson Mgmt For For For 1.3 Elect Director Ken C. Johnsen Mgmt For For For 1.4 Elect Director Gale E. Klappa Mgmt For For For 1.5 Elect Director Richard B. Loynd Mgmt For For For 1.6 Elect Director P. Eric Siegert Mgmt For For For 1.7 Elect Director Michael W. Sutherlin Mgmt For For For 1.8 Elect Director James H. Tate Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Crandall C. Bowles Mgmt For For For 1.2 Elect Director Stephen B. Burke Mgmt For For For 1.3 Elect Director David M. Cote Mgmt For For For 1.4 Elect Director James S. Crown Mgmt For For For 1.5 Elect Director James Dimon Mgmt For For For 1.6 Elect Director Ellen V. Futter Mgmt For For For 1.7 Elect Director William H. Gray, III Mgmt For For For 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For For 1.9 Elect Director David C. Novak Mgmt For For For 1.10 Elect Director Lee R. Raymond Mgmt For For For 1.11 Elect Director William C. Weldon Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Affirm Political Non-Partisanship ShrHldr Against Abstain N/A 5 Amend Bylaws-- Call Special Meetings ShrHldr Against Against For 6 Report on Collateral in Derivatives ShrHldr Against For Against Trading 7 Provide Right to Act by Written ShrHldr Against Against For Consent 8 Require Independent Board Chairman ShrHldr Against Against For 9 Report on Pay Disparity ShrHldr Against Against For 10 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kevin S. Crutchfield Mgmt For For For 1.2 Elect Director E.W. Deavenport Jr. Mgmt For For For 1.3 Elect Director Elizabeth M. Greetham Mgmt For For For 1.4 Elect Director Philip A. Incarnati Mgmt For For For 1.5 Elect Director Gregory D. Jordan Mgmt For For For 1.6 Elect Director Brian A. Markison Mgmt For For For 1.7 Elect Director R. Charles Moyer Mgmt For For For 1.8 Elect Director D. Greg Rooker Mgmt For For For 1.9 Elect Director Derace L. Schaffer Mgmt For For For 1.10 Elect Director Ted G. Wood Mgmt For For For 2 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ LINCOLN NATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Avery Mgmt For For For 1.2 Elect Director William H. Cunningham Mgmt For For For 1.3 Elect Director William Porter Payne Mgmt For For For 1.4 Elect Director Patrick S. Pittard Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David W. Bernauer Mgmt For For For 1.2 Elect Director Leonard L. Berry Mgmt For For For 1.3 Elect Director Dawn E. Hudson Mgmt For For For 1.4 Elect Director Robert A. Niblock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Meeting Mgmt For For For 4 Report on Political Contributions ShrHldr Against Abstain N/A 5 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen F. Bollenbach Mgmt For For For 1.2 Elect Director Deirdre P. Connelly Mgmt For For For 1.3 Elect Director Meyer Feldberg Mgmt For For For 1.4 Elect Director Sara Levinson Mgmt For For For 1.5 Elect Director Terry J. Lundgren Mgmt For For For 1.6 Elect Director Joseph Neubauer Mgmt For For For 1.7 Elect Director Joseph A. Pichler Mgmt For For For 1.8 Elect Director Joyce M. Roche Mgmt For For For 1.9 Elect Director Craig E. Weatherup Mgmt For For For 1.10 Elect Director Marna C. Whittington Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Certificate of Incorporation to Mgmt For For For Reduce Supermajority Vote Requirements and Eliminate Certain Provisions 4 Require a Majority Vote for the ShrHldr Against Against For Election of Directors - ------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CINS G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sehat Sutardja as Director Mgmt For For For 1.2 Elect Pantas Sutardja as Director Mgmt For For For 2 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas E. Darcy Mgmt For For For 2 Elect Director Denis J. O'Leary Mgmt For For For 3 Elect Director Robert W. Pangia Mgmt For For For 4 Approve Omnibus Stock Plan Mgmt For Against Against 5 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Leslie A. Brun Mgmt For For For 2 Elect Director Thomas R. Cech Mgmt For For For 3 Elect Director Richard T. Clark Mgmt For For For 4 Elect Director Thomas H. Glocer Mgmt For For For 5 Elect Director Steven F. Goldstone Mgmt For For For 6 Elect Director William B. Harrison, Mgmt For For For Jr. 7 Elect Director Harry R. Jacobson Mgmt For For For 8 Elect Director William N. Kelley Mgmt For For For 9 Elect Director C. Robert Kidder Mgmt For For For 10 Elect Director Rochelle B. Lazarus Mgmt For For For 11 Elect Director Carlos E. Represas Mgmt For For For 12 Elect Director Patricia F. Russo Mgmt For For For 13 Elect Director Thomas E. Shenk Mgmt For For For 14 Elect Director Anne M. Tatlock Mgmt For For For 15 Elect Director Craig B. Thompson Mgmt For For For 16 Elect Director Wendell P. Weeks Mgmt For For For 17 Elect Director Peter C. Wendell Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Approve Omnibus Stock Plan Mgmt For For For 20 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan - ------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William H. Gates, III Mgmt For For For 2 Elect Director Steven A. Ballmer Mgmt For For For 3 Elect Director Dina Dublon Mgmt For For For 4 Elect Director Raymond V. Gilmartin Mgmt For For For 5 Elect Director Reed Hastings Mgmt For For For 6 Elect Director Maria Klawe Mgmt For For For 7 Elect Director David F. Marquardt Mgmt For For For 8 Elect Director Charles H. Noski Mgmt For For For 9 Elect Director Helmut Panke Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Permit Right to Call Special Meeting Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Adopt Principles for Health Care ShrHldr Against Abstain N/A Reform 14 Report on Charitable Contributions ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors John E. Cleghorn Mgmt For For For 1.2 Elect Directors Charles M. Herington Mgmt For For For 1.3 Elect Directors David P. O'Brien Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roy J. Bostock Mgmt For For For 2 Elect Director Erskine B. Bowles Mgmt For For For 3 Elect Director Howard J. Davies Mgmt For For For 4 Elect Director James P. Gorman Mgmt For For For 5 Elect Director James H. Hance, Jr. Mgmt For For For 6 Elect Director Nobuyuki Hirano Mgmt For For For 7 Elect Director C. Robert Kidder Mgmt For For For 8 Elect Director John J. Mack Mgmt For For For 9 Elect Director Donald T. Nicolaisen Mgmt For For For 10 Elect Director Charles H. Noski Mgmt For For For 11 Elect Director Hutham S. Olayan Mgmt For For For 12 Elect Director O. Griffith Sexton Mgmt For For For 13 Elect Director Laura D. Tyson Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Amend Omnibus Stock Plan Mgmt For Against Against 17 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 18 Stock Retention/Holding Period ShrHldr Against Against For 19 Require Independent Board Chairman ShrHldr Against Against For 20 Report on Pay Disparity ShrHldr Against Against For 21 Claw-back of Payments under ShrHldr Against For Against Restatements - ------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Scott S. Cowen Mgmt For For For 2 Elect Director Cynthia A. Montgomery Mgmt For For For 3 Elect Director Michael B. Polk Mgmt For For For 4 Elect Director Michael A. Todman Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lee K. Boothby Mgmt For For For 1.2 Elect Director Philip J. Burguieres Mgmt For For For 1.3 Elect Director Pamela J. Gardner Mgmt For For For 1.4 Elect Director John Randolph Kemp III Mgmt For For For 1.5 Elect Director J. Michael Lacey Mgmt For For For 1.6 Elect Director Joseph H. Netherland Mgmt For For For 1.7 Elect Director Howard H. Newman Mgmt For For For 1.8 Elect Director Thomas G. Ricks Mgmt For For For 1.9 Elect Director Juanita F. Romans Mgmt For For For 1.10 Elect Director C. E. (Chuck) Shultz Mgmt For For For 1.11 Elect Director J. Terry Strange Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Glen A. Barton Mgmt For For For 2 Elect Director Vincent A. Calarco Mgmt For For For 3 Elect Director Joseph A. Carrabba Mgmt For For For 4 Elect Director Noreen Doyle Mgmt For For For 5 Elect Director Veronica M. Hagen Mgmt For For For 6 Elect Director Michael S. Hamson Mgmt For For For 7 Elect Director Richard T. O'Brien Mgmt For For For 8 Elect Director John B. Prescott Mgmt For For For 9 Elect Director Donald C. Roth Mgmt For For For 10 Elect Director James V. Taranik Mgmt For For For 11 Elect Director Simon Thompson Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 14 Require a Majority Vote for the ShrHldr Against Against For Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven P. Dussek Mgmt For For For 1.2 Elect Director Donald Guthrie Mgmt For For For 1.3 Elect Director Steven M. Shindler Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Phyllis J. Campbell Mgmt For For For 2 Elect Director Enrique Hernandez, Jr. Mgmt For For For 3 Elect Director Robert G. Miller Mgmt For For For 4 Elect Director Blake W. Nordstrom Mgmt For For For 5 Elect Director Erik B. Nordstrom Mgmt For For For 6 Elect Director Peter E. Nordstrom Mgmt For For For 7 Elect Director Philip G. Satre Mgmt For For For 8 Elect Director Robert D. Walter Mgmt For For For 9 Elect Director Alison A. Winter Mgmt For For For 10 Approve Omnibus Stock Plan Mgmt For Against Against 11 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard S. Hill Mgmt For For For 1.2 Elect Director Neil R. Bonke Mgmt For For For 1.3 Elect Director Youssef A. El-Mansy Mgmt For For For 1.4 Elect Director Yoshio Nishi Mgmt For For For 1.5 Elect Director Glen G. Possley Mgmt For For For 1.6 Elect Director Ann D. Rhoads Mgmt For For For 1.7 Elect Director William R. Spivey Mgmt For For For 1.8 Elect Director Delbert A. Whitaker Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Chlebowski Mgmt For For For 1.2 Elect Director Howard E. Cosgrove Mgmt For For For 1.3 Elect Director William E. Hantke Mgmt For For For 1.4 Elect Director Anne C. Schaumburg Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 5 Ratify Auditors Mgmt For For For 6 Report on Carbon Principles ShrHldr Against Abstain N/A 7 Change Size of Board of Directors ShrHldr Against Against For 8 Repeal Amendments Adopted Without ShrHldr Against Against For Stockholder Approval After February 26, 2008 - ------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Betsy S. Atkins ShrHldr For TNA N/A 1.2 Elect Director Ralph E. Faison ShrHldr For TNA N/A 1.3 Elect Director Coleman Peterson ShrHldr For TNA N/A 1.4 Elect Director Thomas C. Wajnert ShrHldr For TNA N/A 2 Change Size of Board of Directors ShrHldr For TNA N/A 3 Elect Director Donald DeFosset ShrHldr For TNA N/A 4 Elect Director Richard H. Koppes ShrHldr For TNA N/A 5 Elect Director John M. Albertine ShrHldr For TNA N/A 6 Elect Director Marjorie L. Bowen ShrHldr For TNA N/A 7 Elect Director Ralph G. Wellington ShrHldr For TNA N/A 8 Repeal Amendments Adopted Without ShrHldr For TNA N/A Stockholder Approval After February 26, 2008 9 Amend Omnibus Stock Plan Mgmt For TNA N/A 10 Amend Executive Incentive Bonus Plan Mgmt For TNA N/A 11 Adopt Majority Voting for Uncontested Mgmt For TNA N/A Election of Directors 12 Ratify Auditors Mgmt For TNA N/A 13 Report on Carbon Principles ShrHldr N/A TNA N/A - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Spencer Abraham Mgmt For Against Against 2 Elect Director John S. Chalsty Mgmt For Against Against 3 Elect Director Stephen I. Chazen Mgmt For For For 4 Elect Director Edward P. Djerejian Mgmt For For For 5 Elect Director John E. Feick Mgmt For For For 6 Elect Director Carlos M. Gutierrez Mgmt For For For 7 Elect Director Ray R. Irani Mgmt For For For 8 Elect Director Irvin W. Maloney Mgmt For For For 9 Elect Director Avedick B. Poladian Mgmt For Against Against 10 Elect Director Rodolfo Segovia Mgmt For Against Against 11 Elect Director Aziz D. Syriani Mgmt For For For 12 Elect Director Rosemary Tomich Mgmt For Against Against 13 Elect Director Walter L. Weisman Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 17 Limit Executive Compensation ShrHldr Against Against For 18 Require Independent Board Chairman ShrHldr Against Against For 19 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 20 Report on Host Country Social and ShrHldr Against Abstain N/A Environmental Laws 21 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 22 Report on Policy for Increasing ShrHldr Against Abstain N/A Safety by Reducing Hazardous Substance Usage and Re-locating Facilities 23 Double Trigger on Equity Plans ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ ORACLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey S. Berg Mgmt For For For 1.2 Elect Director H. Raymond Bingham Mgmt For For For 1.3 Elect Director Michael J. Boskin Mgmt For For For 1.4 Elect Director Safra A. Catz Mgmt For For For 1.5 Elect Director Bruce R. Chizen Mgmt For For For 1.6 Elect Director George H. Conrades Mgmt For For For 1.7 Elect Director Lawrence J. Ellison Mgmt For For For 1.8 Elect Director Hector Garcia-Molina Mgmt For For For 1.9 Elect Director Jeffrey O. Henley Mgmt For For For 1.10 Elect Director Donald L. Lucas Mgmt For For For 1.11 Elect Director Charles E. Phillips, Mgmt For For For Jr. 1.12 Elect Director Naomi O. Seligman Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 5 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 6 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CINS G6852T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John A. Rollwagen as a Director Mgmt For For For 1.2 Elect Vito H. Baumgartner as a Mgmt For For For Director 1.3 Elect Jean-Paul L. Montupet as a Mgmt For For For Director 1.4 Elect Lucio Stanca as a Director Mgmt For For For 2 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CINS G6852T105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition of PARIS RE Holdings Limited 2 Approve Increase in Size of Board Mgmt For For For from 11 to 12 3 Amend the 2005 Employee Equity Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory H. Boyce Mgmt For For For 1.2 Elect Director William A. Coley Mgmt For For For 1.3 Elect Director William E. James Mgmt For For For 1.4 Elect Director Robert B. Karn, III Mgmt For For For 1.5 Elect Director M. Frances Keeth Mgmt For For For 1.6 Elect Director Henry E. Lentz Mgmt For For For 1.7 Elect Director Robert A. Malone Mgmt For For For 1.8 Elect Director William C. Rusnack Mgmt For For For 1.9 Elect Director John F. Turner Mgmt For For For 1.10 Elect Director Alan H. Washkowitz Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dennis A. Ausiello Mgmt For For For 2 Elect Director Michael S. Brown Mgmt For For For 3 Elect Director M. Anthony Burns Mgmt For For For 4 Elect Director Robert N. Burt Mgmt For For For 5 Elect Director W. Don Cornwell Mgmt For For For 6 Elect Director Frances D. Fergusson Mgmt For For For 7 Elect Director William H. Gray III Mgmt For For For 8 Elect Director Constance J. Horner Mgmt For For For 9 Elect Director James M. Kilts Mgmt For For For 10 Elect Director Jeffrey B. Kindler Mgmt For For For 11 Elect Director George A. Lorch Mgmt For For For 12 Elect Director John P. Mascotte Mgmt For For For 13 Elect Director Suzanne Nora Johnson Mgmt For For For 14 Elect Director Stephen W. Sanger Mgmt For For For 15 Elect Director William C. Steere, Jr. Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 18 Provide Right to Call Special Meeting Mgmt For Against Against 19 Prohibit Executive Stock-Based Awards ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ POLO RALPH LAUREN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS RL CUSIP 731572103 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank A. Bennack, Jr Mgmt For For For 1.2 Elect Director Joel L. Fleishman Mgmt For For For 1.3 Elect Director Steven P. Murphy Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart E. Graham Mgmt For For For 1.2 Elect Director Stuart Heydt Mgmt For For For 1.3 Elect Director Craig A. Rogerson Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 5 Require a Majority Vote for the ShrHldr Against Against For Election of Directors - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen F. Angel Mgmt For For For 1.2 Elect Director Nance K. Dicciani Mgmt For For For 1.3 Elect Director Edward G. Galante Mgmt For For For 1.4 Elect Director Claire W. Gargalli Mgmt For For For 1.5 Elect Director Ira D. Hall Mgmt For For For 1.6 Elect Director Raymond W. LeBoeuf Mgmt For For For 1.7 Elect Director Larry D. Mcvay Mgmt For For For 1.8 Elect Director Wayne T. Smith Mgmt For For For 1.9 Elect Director Robert L. Wood Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark Donegan Mgmt For Withhold Against 1.2 Elect Director Vernon E. Oechsle Mgmt For Withhold Against 1.3 Elect Director Rick Schmidt Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director B. Wayne Hughes Mgmt For For For 1.2 Elect Director Ronald L. Havner, Jr. Mgmt For For For 1.3 Elect Director Dann V. Angeloff Mgmt For For For 1.4 Elect Director William C. Baker Mgmt For For For 1.5 Elect Director John T. Evans Mgmt For For For 1.6 Elect Director Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Director Uri P. Harkham Mgmt For For For 1.8 Elect Director B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Director Harvey Lenkin Mgmt For For For 1.10 Elect Director Avedick B. Poladian Mgmt For For For 1.11 Elect Director Gary E. Pruitt Mgmt For For For 1.12 Elect Director Ronald P. Spogli Mgmt For For For 1.13 Elect Director Daniel C. Staton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edward A. Mueller Mgmt For For For 2 Elect Director Charles L. Biggs Mgmt For For For 3 Elect Director K. Dane Brooksher Mgmt For For For 4 Elect Director Peter S. Hellman Mgmt For For For 5 Elect Director R. David Hoover Mgmt For For For 6 Elect Director Patrick J. Martin Mgmt For For For 7 Elect Director Caroline Matthews Mgmt For For For 8 Elect Director Wayne W. Murdy Mgmt For For For 9 Elect Director Jan L. Murley Mgmt For For For 10 Elect Director Michael J. Roberts Mgmt For For For 11 Elect Director James A. Unruh Mgmt For For For 12 Elect Director Anthony Welters Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 15 Performance-Based Equity Awards ShrHldr Against Against For 16 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 17 Require Independent Board Chairman ShrHldr Against Against For 18 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry C. Johnson Mgmt For For For 1.2 Elect Director William T. McCormick, Mgmt For For For Jr. 1.3 Elect Director Keith D. Nosbusch Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RRI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RRI CUSIP 74971X107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director E. William Barnett Mgmt For For For 2 Elect Director Mark M. Jacobs Mgmt For For For 3 Elect Director Steven L. Miller Mgmt For For For 4 Elect Director Laree E. Perez Mgmt For For For 5 Elect Director Evan J. Silverstein Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAKS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKS CUSIP 79377W108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert B. Carter Mgmt For For For 1.2 Elect Director Donald E. Hess Mgmt For For For 1.3 Elect Director Jerry W. Levin Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors Mgmt For For For 4 Provide for Cumulative Voting ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ SARA LEE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Brenda C. Barnes Mgmt For For For 2 Elect Director Christopher B. Begley Mgmt For For For 3 Elect Director Crandall C. Bowles Mgmt For For For 4 Elect Director Virgis W. Colbert Mgmt For For For 5 Elect Director James S. Crown Mgmt For For For 6 Elect Director Laurette T. Koellner Mgmt For For For 7 Elect Director Cornelis J.A. Van Lede Mgmt For For For 8 Elect Director Dr. John McAdam Mgmt For For For 9 Elect Director Sir Ian Prosser Mgmt For For For 10 Elect Director Norman R. Sorensen Mgmt For For For 11 Elect Director Jeffrey W. Ubben Mgmt For For For 12 Elect Director Jonathan P. Ward Mgmt For For For 13 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CINS 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual NetherlandsAntilles ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect P. Camus as Director Mgmt For For For 1.2 Elect P. Currie as Director Mgmt For For For 1.3 Elect J.S. Gorelick as Director Mgmt For For For 1.4 Elect A. Gould as Director Mgmt For For For 1.5 Elect T. Isaac as Director Mgmt For For For 1.6 Elect K.V. Kamath as Director Mgmt For For For 1.7 Elect N. Kudryavtsev as Director Mgmt For For For 1.8 Elect A. Lajous as Director Mgmt For For For 1.9 Elect M.E. Marks as Director Mgmt For For For 1.10 Elect L.R. Reif as Director Mgmt For For For 1.11 Elect T.I. Sandvold as Director Mgmt For For For 1.12 Elect H. Seydoux as Director Mgmt For For For 2 Adopt and Approve Financials and Mgmt For For For Dividends 3 Approve 2010 Omnibus Stock Incentive Mgmt For For For Plan 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ SEAGATE TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS STX CINS G7945J104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval Of The Scheme Of Mgmt For For For Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . 2 Approval Of A Motion To Adjourn The Mgmt For For For Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders - ------------------------------------------------------------------------------------------------------------------ SEAGATE TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS STX CINS G7945J104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval Of The Cancellation Of Mgmt For For For Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). 2 Approval Of The Creation Of Mgmt For For For Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares 3 Approval Of A Motion To Adjourn The Mgmt For For For Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement - ------------------------------------------------------------------------------------------------------------------ SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For For 1.2 Elect Director Robert L. Howard Mgmt For For For 1.3 Elect Director Harold M. Korell Mgmt For For For 1.4 Elect Director Vello A. Kuuskraa Mgmt For For For 1.5 Elect Director Kenneth R. Mourton Mgmt For For For 1.6 Elect Director Steven L. Mueller Mgmt For For For 1.7 Elect Director Charles E. Scharlau Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For Against Against 4 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 5 Report on Political Contributions ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Basil L. Anderson Mgmt For For For 2 Elect Director Arthur M. Blank Mgmt For For For 3 Elect Director Mary Elizabeth Burton Mgmt For For For 4 Elect Director Justin King Mgmt For For For 5 Elect Director Carol Meyrowitz Mgmt For For For 6 Elect Director Rowland T. Moriarty Mgmt For For For 7 Elect Director Robert C. Nakasone Mgmt For For For 8 Elect Director Ronald L. Sargent Mgmt For For For 9 Elect Director Elizabeth A. Smith Mgmt For For For 10 Elect Director Robert E. Sulentic Mgmt For For For 11 Elect Director Vijay Vishwanath Mgmt For For For 12 Elect Director Paul F. Walsh Mgmt For For For 13 Approve Executive Incentive Bonus Plan Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Provide Right to Act by Written ShrHldr Against Against For Consent 17 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ TAKE-TWO INTERACTIVE SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTWO CUSIP 874054109 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Strauss Zelnick Mgmt For For For 1.2 Elect Director Robert A. Bowman Mgmt For For For 1.3 Elect Director Sung Hwan Cho Mgmt For For For 1.4 Elect Director Michael Dornemann Mgmt For For For 1.5 Elect Director Brett Icahn Mgmt For For For 1.6 Elect Director J. Moses Mgmt For For For 1.7 Elect Director James L. Nelson Mgmt For For For 1.8 Elect Director Michael Sheresky Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marshall A. Cohen Mgmt For For For 1.2 Elect Director William H. Hatanaka Mgmt For For For 1.3 Elect Director J. Peter Ricketts Mgmt For For For 1.4 Elect Director Allan R. Tessler Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TEREX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TEX CUSIP 880779103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald M. DeFeo Mgmt For For For 1.2 Elect Director G. Chris Andersen Mgmt For For For 1.3 Elect Director Paula H. J. Mgmt For For For Cholmondeley 1.4 Elect Director Don DeFosset Mgmt For For For 1.5 Elect Director William H. Fike Mgmt For For For 1.6 Elect Director Thomas J. Hansen Mgmt For For For 1.7 Elect Director David A. Sachs Mgmt For For For 1.8 Elect Director Oren G. Shaffer Mgmt For For For 1.9 Elect Director David C. Wang Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kathleen M. Bader Mgmt For For For 2 Elect Director R. Kerry Clark Mgmt For For For 3 Elect Director Ivor J. Evans Mgmt For For For 4 Elect Director Lord Powell of Mgmt For For For Bayswater 5 Elect Director James L. Ziemer Mgmt For For For 6 Approve Option Exchange Program Mgmt For For For 7 Declassify the Board of Directors and Mgmt For For For Adjust Par Value of Preferred Stock 8 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ruth E. Bruch Mgmt For For For 1.2 Elect Director Nicholas M. Donofrio Mgmt For For For 1.3 Elect Director Gerald L. Hassell Mgmt For For For 1.4 Elect Director Edmund F. Kelly Mgmt For For For 1.5 Elect Director Robert P. Kelly Mgmt For For For 1.6 Elect Director Richard J. Kogan Mgmt For For For 1.7 Elect Director Michael J. Kowalski Mgmt For For For 1.8 Elect Director John A. Luke, Jr. Mgmt For For For 1.9 Elect Director Robert Mehrabian Mgmt For For For 1.10 Elect Director Mark A. Nordenberg Mgmt For For For 1.11 Elect Director Catherine A. Rein Mgmt For For For 1.12 Elect Director William C. Richardson Mgmt For For For 1.13 Elect Director Samuel C. Scott III Mgmt For For For 1.14 Elect Director John P. Surma Mgmt For For For 1.15 Elect Director Wesley W. von Schack Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Provide for Cumulative Voting ShrHldr Against Against For 5 Stock Retention/Holding Period ShrHldr Against Against For 6 Submit Severance Agreement ShrHldr Against For Against (Change-in-Control) to Shareholder Vote - ------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arun Sarin Mgmt For For For 1.2 Elect Director Paula A. Sneed Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Report on Political Contributions ShrHldr Against Abstain N/A 5 Adopt a Policy in which the Company ShrHldr Against Against For will not Make or Promise to Make Any Death Benefit Payments to Senior Executives - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lloyd C. Blankfein Mgmt For For For 1.2 Elect Director John H. Bryan Mgmt For For For 1.3 Elect Director Gary D. Cohn Mgmt For For For 1.4 Elect Director Claes Dahlback Mgmt For For For 1.5 Elect Director Stephen Friedman Mgmt For For For 1.6 Elect Director William W. George Mgmt For For For 1.7 Elect Director James A. Johnson Mgmt For For For 1.8 Elect Director Lois D. Juliber Mgmt For For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For For For 1.10 Elect Director James J. Schiro Mgmt For For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement Mgmt For For For 5 Provide Right to Call Special Meeting Mgmt For For For 6 Provide for Cumulative Voting ShrHldr Against Against For 7 Report on Collateral in Derivatives ShrHldr Against For Against Trading 8 Require Independent Board Chairman ShrHldr Against Against For 9 Report on Political Contributions ShrHldr Against Abstain N/A 10 Report on Global Warming Science ShrHldr Against Abstain N/A 11 Report on Pay Disparity ShrHldr Against Against For 12 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director F. Duane Ackerman Mgmt For For For 2 Elect Director David H. Batchelder Mgmt For For For 3 Elect Director Francis S. Blake Mgmt For For For 4 Elect Director Ari Bousbib Mgmt For For For 5 Elect Director Gregory D. Brenneman Mgmt For For For 6 Elect Director Albert P. Carey Mgmt For For For 7 Elect Director Armando Codina Mgmt For For For 8 Elect Director Bonnie G. Hill Mgmt For For For 9 Elect Director Karen L. Katen Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Amend Omnibus Stock Plan Mgmt For For For 12 Provide for Cumulative Voting ShrHldr Against Against For 13 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 14 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 15 Provide Right to Act by Written ShrHldr Against Against For Consent 16 Require Independent Board Chairman ShrHldr Against Against For 17 Prepare Employment Diversity Report ShrHldr Against Abstain N/A 18 Reincorporate in Another State [from ShrHldr Against Against For Delaware to North Dakota] - ------------------------------------------------------------------------------------------------------------------ THE KROGER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Reuben V. Anderson Mgmt For For For 2 Elect Director Robert D. Beyer Mgmt For For For 3 Elect Director David B. Dillon Mgmt For For For 4 Elect Director Susan J. Kropf Mgmt For For For 5 Elect Director John T. LaMacchia Mgmt For For For 6 Elect Director David B. Lewis Mgmt For For For 7 Elect Director W. Rodney McMullen Mgmt For For For 8 Elect Director Jorge P. Montoya Mgmt For For For 9 Elect Director Clyde R. Moore Mgmt For For For 10 Elect Director Susan M. Phillips Mgmt For For For 11 Elect Director Steven R. Rogel Mgmt For For For 12 Elect Director James A. Runde Mgmt For For For 13 Elect Director Ronald L. Sargent Mgmt For For For 14 Elect Director Bobby S. Shackouls Mgmt For For For 15 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 16 Ratify Auditors Mgmt For For For 17 Report on Climate Change ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard O. Berndt Mgmt For For For 2 Elect Director Charles E. Bunch Mgmt For For For 3 Elect Director Paul W. Chellgren Mgmt For For For 4 Elect Director Robert N. Clay Mgmt For For For 5 Elect Director Kay Coles James Mgmt For For For 6 Elect Director Richard B. Kelson Mgmt For For For 7 Elect Director Bruce C. Lindsay Mgmt For For For 8 Elect Director Anthony A. Massaro Mgmt For For For 9 Elect Director Jane G. Pepper Mgmt For For For 10 Elect Director James E. Rohr Mgmt For For For 11 Elect Director Donald J. Shepard Mgmt For For For 12 Elect Director Lorene K. Steffes Mgmt For For For 13 Elect Director Dennis F. Strigl Mgmt For For For 14 Elect Director Stephen G. Thieke Mgmt For For For 15 Elect Director Thomas J. Usher Mgmt For For For 16 Elect Director George H. Walls, Jr. Mgmt For For For 17 Elect Director Helge H. Wehmeier Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 20 Submit Severance Agreement ShrHldr Against For Against (Change-in-Control) to Shareholder Vote 21 TARP Related Compensation ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ TIFFANY & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIF CUSIP 886547108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael J. Kowalski Mgmt For For For 2 Elect Director Rose Marie Bravo Mgmt For For For 3 Elect Director Gary E. Costley Mgmt For For For 4 Elect Director Lawrence K. Fish Mgmt For For For 5 Elect Director Abby F. Kohnstamm Mgmt For For For 6 Elect Director Charles K. Marquis Mgmt For For For 7 Elect Director Peter W. May Mgmt For For For 8 Elect Director J. Thomas Presby Mgmt For For For 9 Elect Director William A. Shutzer Mgmt For For For 10 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRANSOCEAN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CINS H8817H100 05/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For N/A N/A Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For N/A N/A Management 3 Approve Allocation of Income and Mgmt For N/A N/A Omission of Dividends 4 Change Location of Registered Office Mgmt For N/A N/A to Steinhausen, Switzerland 5 Approve Creation of CHF 2.5 Billion Mgmt For N/A N/A Pool of Capital without Preemptive Rights 6 Approve Reduction in Share Capita and Mgmt For N/A N/A Repayment of $3.11 per Sharel 7 Amend Articles Re: Share Certificates Mgmt For N/A N/A due to New Swiss Federal Act on Intermediated Securities 8.1 Elect Steven Newman as Director Mgmt For N/A N/A 8.2 Reelect Thomas Carson as Director Mgmt For N/A N/A 8.3 Reelect Robert Sprague as Director Mgmt For N/A N/A 8.4 Reelect J. Michael Talbert as Director Mgmt For N/A N/A 8.5 Reelect John Whitmire as Director Mgmt For N/A N/A 9 Appointment Of Ernst & Young LLP as Mgmt For N/A N/A Independent Registered Public Accounting Firm for Fiscal Year 2010 10 Transact Other Business (Voting) Mgmt For N/A N/A - ------------------------------------------------------------------------------------------------------------------ TRIQUINT SEMICONDUCTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TQNT CUSIP 89674K103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director Paul A. Gary,PHD Mgmt For For For 2 Election Director Charles Scott Gibson Mgmt For For For 3 Election Director David H.Y. Ho Mgmt For For For 4 Election Director Nicolas Kauser Mgmt For For For 5 Election Director Ralph G. Quinsey Mgmt For For For 6 Election Director Dr. Walden C. Rhines Mgmt For For For 7 Election Director Steven J. Sharp Mgmt For For For 8 Election Director Willis C. Young Mgmt For For For 9 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Andrew H. Card, Jr. Mgmt For For For 2 Elect Director Erroll B. Davis, Jr. Mgmt For For For 3 Elect Director Thomas J. Donohue Mgmt For For For 4 Elect Director Archie W. Dunham Mgmt For For For 5 Elect Director Judith Richards Hope Mgmt For For For 6 Elect Director Charles C. Krulak Mgmt For For For 7 Elect Director Michael R. McCarthy Mgmt For For For 8 Elect Director Michael W. McConnell Mgmt For For For 9 Elect Director Thomas F. McLarty III Mgmt For For For 10 Elect Director Steven R. Rogel Mgmt For For For 11 Elect Director Jose H. Villarreal Mgmt For For For 12 Elect Director James R. Young Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Require Independent Board Chairman ShrHldr Against Against For 15 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Louis R. Chenevert Mgmt For For For 1.2 Elect Director John V. Faraci Mgmt For For For 1.3 Elect Director Jean-Pierre Garnier, Mgmt For For For Ph.D. 1.4 Elect Director Jamie S. Gorelick Mgmt For For For 1.5 Elect Director Carlos M. Gutierrez Mgmt For For For 1.6 Elect Director Edward A. Kangas Mgmt For For For 1.7 Elect Director Charles R. Lee Mgmt For For For 1.8 Elect Director Richard D. McCormick Mgmt For For For 1.9 Elect Director Harold McGraw, III Mgmt For For For 1.10 Elect Director Richard B. Myers Mgmt For For For 1.11 Elect Director H. Patrick Swygert Mgmt For For For 1.12 Elect Director Andre Villeneuve Mgmt For For For 1.13 Elect Director Christine Todd Whitman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Aida M. Alvarez Mgmt For For For 2 Elect Director James W. Breyer Mgmt For For For 3 Elect Director M. Michele Burns Mgmt For For For 4 Elect Director James I. Cash, Jr. Mgmt For For For 5 Elect Director Roger C. Corbett Mgmt For For For 6 Elect Director Douglas N. Daft Mgmt For For For 7 Elect Director Michael T. Duke Mgmt For For For 8 Elect Director Gregory B. Penner Mgmt For For For 9 Elect Director Steven S. Reinemund Mgmt For For For 10 Elect Director H. Lee Scott, Jr. Mgmt For For For 11 Elect Director Arne M. Sorenson Mgmt For For For 12 Elect Director Jim C. Walton Mgmt For For For 13 Elect Director S. Robson Walton Mgmt For For For 14 Elect Director Christopher J. Williams Mgmt For For For 15 Elect Director Linda S. Wolf Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Approve Omnibus Stock Plan Mgmt For Against Against 18 Amend Sharesave Plan Mgmt For For For 19 Amend EEO Policy to Prohibit ShrHldr Against For Against Discrimination based on Sexual Orientation and Gender Identity 20 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 21 Report on Political Contributions ShrHldr Against Abstain N/A 22 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 23 Require Suppliers to Adopt CAK ShrHldr Against Abstain N/A 24 Report on Process for Identifying and ShrHldr Against Abstain N/A Prioritizing Public Policy Activities - ------------------------------------------------------------------------------------------------------------------ WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Sheila P. Burke Mgmt For Against Against 2 Elect Director George A. Schaefer, Jr. Mgmt For Against Against 3 Elect Director Jackie M. Ward Mgmt For Against Against 4 Ratify Auditors Mgmt For For For 5 Report on Conversion to Non-Profit ShrHldr Against Against For Status 6 Report on Lobbying Expenses ShrHldr Against Abstain N/A 7 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 8 Reincorporate in Another State [from ShrHldr Against Against For Indiana to Delaware] - ------------------------------------------------------------------------------------------------------------------ WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director John D. Baker II Mgmt For For For 2 Election Director John S. Chen Mgmt For For For 3 Election Director Lloyd H. Dean Mgmt For For For 4 Election Director Susan E. Engel Mgmt For For For 5 Election Director Enrique Hernandez, Mgmt For For For Jr. 6 Election Director Donald M. James Mgmt For For For 7 Election Director Richard D. McCormick Mgmt For For For 8 Election Director Mackey J. McDonald Mgmt For For For 9 Election Director Cynthia H. Milligan Mgmt For For For 10 Elect Director Nicholas G. Moore Mgmt For For For 11 Elect Director Philip J. Quigley Mgmt For For For 12 Elect Director Judith M. Runstad Mgmt For For For 13 Elect Director Stephen W. Sanger Mgmt For For For 14 Elect Director Robert K. Steel Mgmt For For For 15 Elect Director John G. Stumpf Mgmt For For For 16 Elect Director an G. Swenson Mgmt For For For 17 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 18 Increase Authorized Common Stock Mgmt For For For 19 Ratify Auditors Mgmt For For For 20 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation 21 Require Independent Board Chairman ShrHldr Against Against For 22 Report on Charitable Contributions ShrHldr Against Abstain N/A 23 Report on Political Contributions ShrHldr Against Abstain N/A - ------------------------------------------------------------------------------------------------------------------ WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For 3.1 Elect Director Robert M. Amen Mgmt For For For 3.2 Elect Director Michael J. Critelli Mgmt For For For 3.3 Elect Director Frances D. Fergusson Mgmt For For For 3.4 Elect Director Victor F. Ganzi Mgmt For For For 3.5 Elect Director Robert Langer Mgmt For For For 3.6 Elect Director John P. Mascotte Mgmt For For For 3.7 Elect Director Raymond J. McGuire Mgmt For For For 3.8 Elect Director Mary Lake Polan Mgmt For For For 3.9 Elect Director Bernard Poussot Mgmt For For For 3.10 Elect Director Gary L. Rogers Mgmt For For For 3.11 Elect Director John R. Torell III Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Report on Political Contributions ShrHldr Against Abstain N/A 6 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings - ------------------------------------------------------------------------------------------------------------------ YAHOO! INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YHOO CUSIP 984332106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol Bartz Mgmt For For For 2 Elect Director Roy J. Bostock Mgmt For For For 3 Elect Director Pati S. Hart Mgmt For For For 4 Elect Director Eric Hippeau Mgmt For For For 5 Elect Director Susan M. James Mgmt For For For 6 Elect Director Vyomesh Joshi Mgmt For For For 7 Elect Director Arthur H. Kern Mgmt For For For 8 Elect Director Brad D. Smith Mgmt For For For 9 Elect Director Gary L. Wilson Mgmt For For For 10 Elect Director Jerry Yang Mgmt For For For 11 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named ShrHldr Against Abstain N/A Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Growth Portfolio II 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report ShrHldr Against Abstain N/A on Internet Fragmentation - ------------------------------------------------------------------------------------------------------------------ COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MELCO CROWN ENTERTAINMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPEL CUSIP 585464100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of the Audited Financial Mgmt For For For Statements for the Fiscal Year 2009 2 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MGM MIRAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Baldwin Mgmt For Withhold Against 1.2 Elect Willie Davis Mgmt For For For 1.3 Elect Kenny Guinn Mgmt For For For 1.4 Elect Alexander Haig, Jr. Mgmt For Withhold Against 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For Withhold Against 1.7 Elect Gary Jacobs Mgmt For Withhold Against 1.8 Elect Kirk Kerkorian Mgmt For Withhold Against 1.9 Elect Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For Withhold Against 1.12 Elect Daniel Taylor Mgmt For Withhold Against 1.13 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain Abstain For Sustainability Report 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ POTASH CORP. OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Lazaridis Mgmt For Withhold Against 1.2 Elect James Estill Mgmt For Withhold Against 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For Withhold Against 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly ShrHldr N/A N/A N/A 1.2 Elect Dissident Nominee David Wilson ShrHldr N/A N/A N/A 1.3 Elect Dissident Nominee Irving ShrHldr N/A N/A N/A Yoskowitz 2 Ratification of Auditor ShrHldr N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ THE MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Stock Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Growth Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ ABB LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABBN CUSIP 000375204 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends; Mgmt For For For Transfer of Reserves 5 Reduction of Share Capital Mgmt For For For 6 Amendment to Par Value; Capital Mgmt For For For Distribution 7 Amendments to Articles Mgmt For For For 8 Amend Article 6 Mgmt For For For 9 Amend Articles 32 and 33 Mgmt For For For 10 Elect Roger Agnelli Mgmt For For For 11 Elect Louis Hughes Mgmt For Against Against 12 Elect Hans Marki Mgmt For For For 13 Elect Michel de Rosen Mgmt For For For 14 Elect Michael Treschow Mgmt For Against Against 15 Elect Bernd Voss Mgmt For Against Against 16 Elect Jacob Wallenberg Mgmt For Against Against 17 Elect Hubertus von Grunberg Mgmt For For For 18 Appointment of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For Withhold Against 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Abdoo Mgmt For For For 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For For For 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Terms of Mgmt For For For the Long-Term Performance Plan 4 Reapproval of the Material Terms of Mgmt For For For the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ALCON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACL CUSIP H01301102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board Acts Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For 5 Appointment of Special Auditor Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Elect Werner Bauer Mgmt For Against Against 8 Elect Francisco Castaner Mgmt For Against Against 9 Elect Lodewijk de Vink Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Kane Mgmt For For For 2 Elect Cary McMillan Mgmt For For For 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ AMR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report ShrHldr Against Abstain N/A on Internet Fragmentation - ------------------------------------------------------------------------------------------------------------------ COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect William Gates Mgmt For For For 1.3 Elect Hamilton James Mgmt For Withhold Against 1.4 Elect Jill Ruckelshaus Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CROWN CASTLE INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCI CUSIP 228227104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Hutcheson, Jr. Mgmt For For For 1.2 Elect J. Landis Martin Mgmt For For For 1.3 Elect W. Benjamin Moreland Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ DELTA AIR LINES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DALRQ CUSIP 247361702 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Richels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Higgins Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect C. Scott O'Hara Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2010 Stock Incentive Mgmt For For For Plan 6 Repeal of Classified Board Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Right to Water 9 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Avery Mgmt For For For 1.2 Elect William Cunningham Mgmt For For For 1.3 Elect William Payne Mgmt For For For 1.4 Elect Patrick Pittard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MELCO CROWN ENTERTAINMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPEL CUSIP 585464100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of the Audited Financial Mgmt For For For Statements for the Fiscal Year 2009 2 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ MGM MIRAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Baldwin Mgmt For Withhold Against 1.2 Elect Willie Davis Mgmt For For For 1.3 Elect Kenny Guinn Mgmt For For For 1.4 Elect Alexander Haig, Jr. Mgmt For Withhold Against 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For Withhold Against 1.7 Elect Gary Jacobs Mgmt For Withhold Against 1.8 Elect Kirk Kerkorian Mgmt For Withhold Against 1.9 Elect Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For Withhold Against 1.12 Elect Daniel Taylor Mgmt For Withhold Against 1.13 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain Abstain For Sustainability Report 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Lombardi Mgmt For For For 1.2 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHldr Against For Against for Superior Performance 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For Against Against 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V408 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For Abstain Against 5 Election of Chairperson of the Board Mgmt For Abstain Against of Directors 6 Election of Supervisory Council Mgmt For Abstain Against 7 Remuneration Policy Mgmt For Against Against 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights to Effect Mgmt For For For Merger between Braskem and Quattor - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ POTASH CORP. OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Lazaridis Mgmt For Withhold Against 1.2 Elect James Estill Mgmt For Withhold Against 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For Withhold Against 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ TEVA PHARMACEUTICAL INDUSTRIES LTD (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Incentive Mgmt For For For Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ THE MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Stock Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VIACOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIA CUSIP 92553P102 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Abrams Mgmt For For For 1.2 Elect Philippe Dauman Mgmt For For For 1.3 Elect Thomas Dooley Mgmt For For For 1.4 Elect Alan Greenberg Mgmt For For For 1.5 Elect Robert Kraft Mgmt For For For 1.6 Elect Blythe McGarvie Mgmt For For For 1.7 Elect Charles Phillips, Jr. Mgmt For For For 1.8 Elect Shari Redstone Mgmt For For For 1.9 Elect Sumner Redstone Mgmt For For For 1.10 Elect Frederic Salerno Mgmt For For For 1.11 Elect William Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Management Incentive Plan 4 2011 Stock Option Plan for Outside Mgmt For For For Directors 5 2011 RSU Plan for Outside Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Incentive Mgmt For For For Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For Against Against 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report - ------------------------------------------------------------------------------------------------------------------ WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WYNN RESORTS, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WYNN CUSIP 983134107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wynn Mgmt For For For 1.2 Elect Ray Irani Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 1.4 Elect D. Boone Wayson Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Growth Stock Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Linda G. Alvarado Mgmt For For For 2 Elect Director George W. Buckley Mgmt For For For 3 Elect Director Vance D. Coffman Mgmt For For For 4 Elect Director Michael L. Eskew Mgmt For For For 5 Elect Director W. James Farrell Mgmt For For For 6 Elect Director Herbert L. Henkel Mgmt For For For 7 Elect Director Edward M. Liddy Mgmt For For For 8 Elect Director Robert S. Morrison Mgmt For For For 9 Elect Director Aulana L. Peters Mgmt For For For 10 Elect Director Robert J. Ulrich Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Amend Omnibus Stock Plan Mgmt For For For 13 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1151C101 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Reelect William L. Kimsey as a Mgmt For For For Director 1.2 Reelect Robert I. Lipp as a Director Mgmt For For For 1.3 Reelect Wulf von Schimmelmann as a Mgmt For For For Director 2 Approve KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 3 Approve 2010 Share Incentive Plan Mgmt For Against Against 4 Approve 2010 Employee Share Purchase Mgmt For For For Plan 5 Change Location of Annual Meeting Mgmt For For For 6 Authorize Open-Market Purchases of Mgmt For For For Class A Ordinary Shares 7 Authorize Board to Determine Price Mgmt For For For Range for the Issuance of Acquired Treasury Stock - ------------------------------------------------------------------------------------------------------------------ ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CINS G1150G111 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reincorporation from Bermuda Mgmt For For For to Ireland through Scheme of Arrangement 2 Adjourn Meeting Mgmt For For For 3 Approve the Creation of Distributable Mgmt For For For Reserves for Accenture plc 4 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AGNICO-EAGLE MINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AEM CUSIP 008474108 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leanne M. Baker Mgmt For For For 1.2 Elect Director Douglas R. Beaumont Mgmt For For For 1.3 Elect Director Sean Boyd Mgmt For For For 1.4 Elect Director Clifford Davis Mgmt For For For 1.5 Elect Director David Garofalo Mgmt For For For 1.6 Elect Director Bernard Kraft Mgmt For For For 1.7 Elect Director Mel Leiderman Mgmt For For For 1.8 Elect Director James D. Nasso Mgmt For For For 1.9 Elect Director Merfyn Roberts Mgmt For For For 1.10 Elect Director Eberhard Scherkus Mgmt For For For 1.11 Elect Director Howard R. Stockford Mgmt For For For 1.12 Elect Director Pertti Voutilainen Mgmt For For For 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan Mgmt For For For 4 Approve Increase in Size of Board to Mgmt For For For Fifteen - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director F. Thomson Leighton Mgmt For For For 2 Elect Director Paul Sagan Mgmt For For For 3 Elect Director Naomi O. Seligman Mgmt For For For 4 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael R. Gallagher Mgmt For For For 2 Elect Director Gavin S. Herbert Mgmt For For For 3 Elect Director Dawn Hudson Mgmt For For For 4 Elect Director Stephen J. Ryan, MD Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Reduce Supermajority Vote Requirement Mgmt For For For Relating to the Removal of Directors 7 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Business Combinations 8 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Amendments to Certificate of Incorporation 9 Amend Articles of Incorporation to Mgmt For For For Update and Simplify Provisions - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey P. Bezos Mgmt For For For 2 Elect Director Tom A. Alberg Mgmt For For For 3 Elect Director John Seely Brown Mgmt For For For 4 Elect Director William B. Gordon Mgmt For For For 5 Elect Director Alain Monie Mgmt For For For 6 Elect Director Thomas O. Ryder Mgmt For For For 7 Elect Director Patricia Q. Stonesifer Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AXP CUSIP 025816109 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel F. Akerson Mgmt For For For 1.2 Elect Director Charlene Barshefsky Mgmt For For For 1.3 Elect Director Ursula M. Burns Mgmt For For For 1.4 Elect Director Kenneth I. Chenault Mgmt For For For 1.5 Elect Director Peter Chernin Mgmt For For For 1.6 Elect Director Jan Leschly Mgmt For For For 1.7 Elect Director Richard C. Levin Mgmt For For For 1.8 Elect Director Richard A. McGinn Mgmt For For For 1.9 Elect Director Edward .D. Miller Mgmt For For For 1.10 Elect Director Steven S. Reinemund Mgmt For For For 1.11 Elect Director Robert D. Walter Mgmt For For For 1.12 Elect Director Ronald A. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Provide for Cumulative Voting ShrHldr Against Against For 5 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 6 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director: Raymond P. Dolan Mgmt For For For 1.2 Elect Director: Ronald M. Dykes Mgmt For For For 1.3 Elect Director: Carolyn F. Katz Mgmt For For For 1.4 Elect Director: Gustavo Lara Cantu Mgmt For For For 1.5 Elect Director: Joann A. Reed Mgmt For For For 1.6 Elect Director: Pamela D.a. Reeve Mgmt For For For 1.7 Elect Director: David E. Sharbutt Mgmt For For For 1.8 Elect Director: James D. Taiclet, Jr. Mgmt For For For 1.9 Elect Director: Samme L. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Campbell Mgmt For For For 1.2 Elect Director Millard S. Drexler Mgmt For For For 1.3 Elect Director Albert A. Gore, Jr. Mgmt For For For 1.4 Elect Director Steven P. Jobs Mgmt For For For 1.5 Elect Director Andrea Jung Mgmt For For For 1.6 Elect Director Arthur D. Levinson Mgmt For For For 1.7 Elect Director Jerome B. York Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For 6 Prepare Sustainability Report ShrHldr Against Against For 7 Establish Other Board Committee ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ AUTODESK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carl Bass Mgmt For For For 2 Elect Director Crawford W. Beveridge Mgmt For For For 3 Elect Director J. Hallam Dawson Mgmt For For For 4 Elect Director Per-Kristian Halvorsen Mgmt For For For 5 Elect Director Sean M. Maloney Mgmt For For For 6 Elect Director Mary T. McDowell Mgmt For For For 7 Elect Director Charles J. Robel Mgmt For For For 8 Elect Director Steven M. West Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Approve Executive Incentive Bonus Plan Mgmt For For For 11 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTOMATIC DATA PROCESSING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CUSIP 053015103 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory D. Brenneman Mgmt For For For 1.2 Elect Director Leslie A. Brun Mgmt For For For 1.3 Elect Director Gary C. Butler Mgmt For For For 1.4 Elect Director Leon G. Cooperman Mgmt For For For 1.5 Elect Director Eric C. Fast Mgmt For For For 1.6 Elect Director Linda R. Gooden Mgmt For For For 1.7 Elect Director R. Glenn Hubbard Mgmt For For For 1.8 Elect Director John P. Jones Mgmt For For For 1.9 Elect Director Charles H. Noski Mgmt For For For 1.10 Elect Director Sharon T. Rowlands Mgmt For For For 1.11 Elect Director Gregory L. Summe Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTOZONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AZO CUSIP 053332102 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William C. Crowley Mgmt For For For 1.2 Elect Director Sue E. Gove Mgmt For For For 1.3 Elect Director Earl G. Graves, Jr. Mgmt For For For 1.4 Elect Director Robert R. Grusky Mgmt For For For 1.5 Elect Director J. R. Hyde, III Mgmt For For For 1.6 Elect Director W. Andrew McKenna Mgmt For For For 1.7 Elect Director George R. Mrkonic, Jr. Mgmt For For For 1.8 Elect Director Luis P. Nieto Mgmt For For For 1.9 Elect Director William C. Rhodes, III Mgmt For For For 1.10 Elect Director Theodore W. Ullyot Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 2 Elect Carlos Cordeiro as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 3 Elect David Crawford as a Director of Mgmt For For For BHP Billiton Ltd and BHP Billiton Plc 4 Elect Gail de Planque as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 5 Elect Marius Kloppers as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 6 Elect Don Argus as a Director of BHP Mgmt For For For Billiton Ltd and BHP Billiton Plc 7 Elect Wayne Murdy as a Director of Mgmt For For For BHP Billiton Ltd and BHP Billiton Plc 8 Approve KPMG Audit Plc as Auditors of Mgmt For For For BHP Billiton Plc 9 Approve Renewal of General Authority Mgmt For For For to Issue of Up to 555.97 Million Shares in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes 10 Renew the Disapplication of Mgmt For For For Pre-Emption Rights in BHP Billiton Plc 11 Authorize Repurchase of Up To 223.11 Mgmt For For For Million Shares in BHP Billiton Plc 12.1 Approve Cancellation of Shares in BHP Mgmt For For For Billiton Plc Held by BHP Billiton Ltd on April 30, 2010 12.2 Approve Cancellation of Shares in BHP Mgmt For For For Billiton Plc Held by BHP Billiton Ltd on June 17, 2010 12.3 Approve Cancellation of Shares in BHP Mgmt For For For Billiton Plc Held by BHP Billiton Ltd on Sept. 15, 2010 12.4 Approve Cancellation of Shares in BHP Mgmt For For For Billiton Plc Held by BHP Billiton Ltd on Nov. 11, 2010 13 Approve Remuneration Report for the Mgmt For For For Fiscal Year Ended June 30, 2009 14 Approve Grant of Approximately 55,932 Mgmt For For For Deferred Shares, 223,739 Options, and 424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and the Long Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joan L. Amble Mgmt For For For 1.2 Elect Director Nancy H. Handel Mgmt For For For 1.3 Elect Director Eddy W. Hartenstein Mgmt For For For 1.4 Elect Director John E. Major Mgmt For For For 1.5 Elect Director Scott A. McGregor Mgmt For For For 1.6 Elect Director William T. Morrow Mgmt For For For 1.7 Elect Director Robert E. Switz Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael E. Patrick Mgmt For For For 1.2 Elect Director Jon Erik Reinhardsen Mgmt For For For 1.3 Elect Director Bruce W. Wilkinson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMX CUSIP 143130102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald E. Blaylock Mgmt For For For 1.2 Elect Director Keith D. Browning Mgmt For For For 1.3 Elect Director Thomas G. Stemberg Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Panama ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reelect Micky Arison As A Director Of Mgmt For For For Carnival Corporation And As A Director Of Carnival Plc. 2 Elect Sir Jonathon Band As A Director Mgmt For For For Of Carnival Corporation And As A Director Of Carnival Plc. 3 Reelect Robert H. Dickinson As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 4 Reelect Arnold W. Donald As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 5 Reelect Pier Luigi Foschi As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 6 Reelect Howard S. Frank As A Director Mgmt For For For Of Carnival Corporation And As A Director Of Carnival Plc. 7 Reelect Richard J. Glasier As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 8 Reelect Modesto A. Maidique As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 9 Reelect Sir John Parker As A Director Mgmt For For For Of Carnival Corporation And As A Director Of Carnival Plc. 10 Reelect Peter G. Ratcliffe As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 11 Reelect Stuart Subotnick As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 12 Reelect Laura Weil As A Director Of Mgmt For For For Carnival Corporation And As A Director Of Carnival Plc. 13 Reelect Randall J. Weisenburger As A Mgmt For For For Director Of Carnival Corporation And As A Director Of Carnival Plc. 14 Reelect Uzi Zucker As A Director Of Mgmt For For For Carnival Corporation And As A Director Of Carnival Plc. 15 Reappoint The UK Firm Of Mgmt For For For PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. 16 Authorize The Audit Committee Of Mgmt For For For Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. 17 Receive The UK Accounts And Reports Mgmt For For For Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 18 Approve The Directors Remuneration Mgmt For For For Report Of Carnival Plc For The Year Ended November 30, 2009 19 Authorize Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorize Issue of Equity without Mgmt For For For Pre-emptive Rights 21 Authorise Shares for Market Purchase Mgmt For For For 22 Stock Retention/Holding Period ShrHldr Against Against For 23 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sol J. Barer Mgmt For For For 1.2 Elect Director Robert J. Hugin Mgmt For For For 1.3 Elect Director Michael D. Casey Mgmt For For For 1.4 Elect Director Carrie S. Cox Mgmt For For For 1.5 Elect Director Rodman L. Drake Mgmt For For For 1.6 Elect Director Gilla Kaplan Mgmt For For For 1.7 Elect Director James J. Loughlin Mgmt For For For 1.8 Elect Director Ernest Mario Mgmt For For For 1.9 Elect Director Walter L. Robb Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CIELO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P3063Y106 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change Company Name to Cielo SA; Mgmt For For For Amend and Consolidate Company Bylaws Accordingly 2 Elect Fiscal Council Members and Mgmt For For For Their Alternates for The Fiscal Year Ended on Dec 31, 2009 - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol A. Bartz Mgmt For For For 2 Elect Director M. Michele Burns Mgmt For For For 3 Elect Director Michael D. Capellas Mgmt For For For 4 Elect Director Larry R. Carter Mgmt For For For 5 Elect Director John T. Chambers Mgmt For For For 6 Elect Director Brian L. Halla Mgmt For For For 7 Elect Director John L. Hennessy Mgmt For For For 8 Elect Director Richard M. Kovacevich Mgmt For For For 9 Elect Director Roderick C. McGeary Mgmt For For For 10 Elect Director Michael K. Powell Mgmt For For For 11 Elect Director Arun Sarin Mgmt For For For 12 Elect Director Steven M. West Mgmt For For For 13 Elect Director Jerry Yang Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 16 Ratify Auditors Mgmt For For For 17 Amend Bylaws to Establish a Board ShrHldr Against Against For Committee on Human Rights 18 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 19 Report on Internet Fragmentation ShrHldr Against N/A N/A - ------------------------------------------------------------------------------------------------------------------ CME GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CME CUSIP 12572Q105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Terrence A. Duffy Mgmt For For For 1.2 Elect Director Charles P. Carey Mgmt For For For 1.3 Elect Director Mark E. Cermak Mgmt For For For 1.4 Elect Director Martin J. Gepsman Mgmt For For For 1.5 Elect Director Leo Melamed Mgmt For For For 1.6 Elect Director Joseph Niciforo Mgmt For For For 1.7 Elect Director C.C. Odom Mgmt For For For 1.8 Elect Director John F. Sandner Mgmt For For For 1.9 Elect Director Dennis A. Suskind Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director B.S. Carson, Sr., M.D. Mgmt For For For 1.2 Elect Director William H. Gates Mgmt For For For 1.3 Elect Director Hamilton E. James Mgmt For For For 1.4 Elect Director Jill S. Ruckelshaus Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CROWN CASTLE INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCI CUSIP 228227104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward C. Hutcheson, Jr Mgmt For For For 1.2 Elect Director J. Landis Martin Mgmt For For For 1.3 Elect Director W. Benjamin Moreland Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven M. Rales Mgmt For For For 2 Elect Director John T. Schwieters Mgmt For For For 3 Elect Director Alan G. Spoon Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Declassify the Board of Directors ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ DEERE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Samuel R. Allen Mgmt For For For 2 Elect Director Aulana L. Peters Mgmt For For For 3 Elect Director David B. Speer Mgmt For For For 4 Declassify the Board of Directors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Amend Executive Incentive Bonus Plan Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Limit Executive Compensation ShrHldr Against Against For 9 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 10 Require Independent Board Chairman ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ DOLBY LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLB CUSIP 25659T107 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ray Dolby Mgmt For For For 1.2 Elect Director Kevin Yeaman Mgmt For For For 1.3 Elect Director Peter Gotcher Mgmt For For For 1.4 Elect Director Nicholas Donatiello, Jr Mgmt For For For 1.5 Elect Director Ted W. Hall Mgmt For For For 1.6 Elect Director Bill Jasper Mgmt For For For 1.7 Elect Director Sanford Robertson Mgmt For For For 1.8 Elect Director Roger Siboni Mgmt For For For 1.9 Elect Director Avadis Tevanian, Jr Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David M. Moffett Mgmt For For For 2 Elect Director Richard T. Schlosberg, Mgmt For For For III 3 Elect Director Thomas J. Tierney Mgmt For For For 4 Amend Executive Incentive Bonus Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ELAN CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 284131208 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive And Consider The Financial Mgmt For For For Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon 2 Re-elect Shane Cooke Who Retires From Mgmt For For For The Board Byrotation In Accordance With The Articles Of Association 3 Re-elect Lars Ekman Who Retires From Mgmt For For For The Board By Rotation In Accordance With The Articles Of Association 4 Re-elect Gary Kennedy Who Retires Mgmt For For For From The Board By Rotation In Accordance With The Articles Of Association 5 Elect Patrick Kennedy Who Retires Mgmt For For For From The Board In Accordance With The Articles Of Association 6 Re-elect Kieran McGowan Who Retires Mgmt For For For From The Board By Rotation In Accordance With The Articles Of Association 7 Re-elect G. Kelly Martin Who Retires Mgmt For For For From The Board By Rotation In Accordance With The Articles Of Association 8 Re-elect Kyran McLaughlin Who Retires Mgmt For For For From The Board In Accordance With The Combined Code 9 Elect Donal O Connor Who Retires From Mgmt For For For The Board In Accordance With The Articles Of Association 10 Elect Vaughn Bryson To The Board With Mgmt For For For Effect From The End Of The Meeting 11 Elect Richard Pilnik To The Board Mgmt For For For With Effect From The End Of The Meeting 12 Elect Jack Schuler To The Board With Mgmt For For For Effect From The End of The Meeting 13 Authorise The Directors To Fix The Mgmt For For For Remuneration Of The Auditors 14 Authorise Electronic Communications Mgmt For For For With Shareholders 15 Authorise The Directors To Issue Mgmt For For For Securities 16 Authorise The Disapplication Of Mgmt For For For Pre-emption Rights On The Allotment Of Up To 40 Million Shares 17 Authorise The Company To Make Market Mgmt For For For Purchases Of Its Own Shares 18 Set The Re-issue Price Range For Mgmt For For For Treasury Shares 19 Approve Amendments To The Articles Of Mgmt For For For Association 20 Authorise 14 Day Notice Period For Mgmt For For For Extraordinary General Meetings - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director George A. Alcorn Mgmt For For For 2 Elect Director Charles R. Crisp Mgmt For For For 3 Elect Director James C. Day Mgmt For For For 4 Elect Director Mark G. Papa Mgmt For For For 5 Elect Director H. Leighton Steward Mgmt For For For 6 Elect Director Donald F. Textor Mgmt For For For 7 Elect Director Frank G. Wisner Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 11 Amend Executive Incentive Bonus Plan Mgmt For For For 12 Report on Environmental Impacts of ShrHldr Against For Against Natural Gas Fracturing 13 Stock Retention/Holding Period ShrHldr Against Against For 14 Double Trigger on Equity Plans ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark A. Emmert Mgmt For For For 1.2 Elect Director R. Jordan Gates Mgmt For For For 1.3 Elect Director Dan P. Kourkoumelis Mgmt For For For 1.4 Elect Director Michael J. Malone Mgmt For For For 1.5 Elect Director John W. Meisenbach Mgmt For For For 1.6 Elect Director Peter J. Rose Mgmt For For For 1.7 Elect Director James L.K. Wang Mgmt For For For 1.8 Elect Director Robert R. Wright Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gary G. Benanav Mgmt For For For 2 Elect Director Frank J. Borelli Mgmt For For For 3 Elect Director Maura C. Breen Mgmt For For For 4 Elect Director Nicholas J. LaHowchic Mgmt For For For 5 Elect Director Thomas P. Mac Mahon Mgmt For For For 6 Elect Director Frank Mergenthaler Mgmt For For For 7 Elect Director Woodrow A Myers, Jr., Mgmt For For For M.D. 8 Elect Director John O. Parker, Jr. Mgmt For For For 9 Elect Director George Paz Mgmt For For For 10 Elect Director Samuel K. Skinner Mgmt For For For 11 Elect Director Seymour Sternberg Mgmt For For For 12 Elect Director Barrett A. Toan Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Report on Political Contributions ShrHldr Against Against For 15 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ FASTENAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FAST CUSIP 311900104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert A. Kierlin Mgmt For For For 1.2 Elect Director Stephen M. Slaggie Mgmt For For For 1.3 Elect Director Michael M. Gostomski Mgmt For For For 1.4 Elect Director Hugh L. Miller Mgmt For For For 1.5 Elect Director Willard D. Oberton Mgmt For For For 1.6 Elect Director Michael J. Dolan Mgmt For For For 1.7 Elect Director Reyne K. Wisecup Mgmt For For For 1.8 Elect Director Michael J. Ancius Mgmt For For For 1.9 Elect Director Scott A. Satterlee Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel H. Armacost Mgmt For For For 1.2 Elect Director Charles Crocker Mgmt For For For 1.3 Elect Director Joseph R. Hardiman Mgmt For For For 1.4 Elect Director Robert D. Joffe Mgmt For For For 1.5 Elect Director Charles B. Johnson Mgmt For For For 1.6 Elect Director Gregory E. Johnson Mgmt For For For 1.7 Elect Director Rupert H. Johnson, Jr. Mgmt For For For 1.8 Elect Director Thomas H. Kean Mgmt For For For 1.9 Elect Director Chutta Ratnathicam Mgmt For For For 1.10 Elect Director Peter M. Sacerdote Mgmt For For For 1.11 Elect Director Laura Stein Mgmt For For For 1.12 Elect Director Anne M. Tatlock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul Berg Mgmt For For For 1.2 Elect Director John F. Cogan Mgmt For For For 1.3 Elect Director Etienne F. Davignon Mgmt For For For 1.4 Elect Director James M. Denny Mgmt For For For 1.5 Elect Director Carla A. Hills Mgmt For For For 1.6 Elect Director Kevin E. Lofton Mgmt For For For 1.7 Elect Director John W. Madigan Mgmt For For For 1.8 Elect Director John C. Martin Mgmt For For For 1.9 Elect Director Gordon E. Moore Mgmt For For For 1.10 Elect Director Nicholas G. Moore Mgmt For For For 1.11 Elect Director Richard J. Whitley Mgmt For For For 1.12 Elect Director Gayle E. Wilson Mgmt For For For 1.13 Elect Director Per Wold-Olsen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric Schmidt Mgmt For For For 1.2 Elect Director Sergey Brin Mgmt For For For 1.3 Elect Director Larry Page Mgmt For For For 1.4 Elect Director L. John Doerr Mgmt For For For 1.5 Elect Director John L. Hennessy Mgmt For For For 1.6 Elect Director Ann Mather Mgmt For For For 1.7 Elect Director Paul S. Otellini Mgmt For For For 1.8 Elect Director K. Ram Shriram Mgmt For For For 1.9 Elect Director Shirley M. Tilghman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Prepare Sustainability Report ShrHldr Against Against For 5 Adopt Principles for Online ShrHldr Against Against For Advertising 6 Amend Human Rights Policies Regarding ShrHldr Against Against For Chinese Operations - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marc L. Andreessen Mgmt For For For 1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt For For For 1.3 Elect Director Sari M. Baldauf Mgmt For For For 1.4 Elect Director Rajiv L. Gupta Mgmt For For For 1.5 Elect Director John H. Hammergren Mgmt For For For 1.6 Elect Director Mark V. Hurd Mgmt For For For 1.7 Elect Director Joel Z. Hyatt Mgmt For For For 1.8 Elect Director John R. Joyce Mgmt For For For 1.9 Elect Director Robert L. Ryan Mgmt For For For 1.10 Elect Director Lucille S. Salhany Mgmt For For For 1.11 Elect Director G. Kennedy Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Company Request on Advisory Vote on Mgmt For For For Executive Compensation - ------------------------------------------------------------------------------------------------------------------ ILLUMINA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ILMN CUSIP 452327109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul C. Grint, M.D. Mgmt For For For 1.2 Elect Director David R. Walt, Ph.D. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charlene Barshefsky Mgmt For For For 2 Elect Director Susan L. Decker Mgmt For For For 3 Elect Director John J. Donahoe Mgmt For For For 4 Elect Director Reed E. Hundt Mgmt For For For 5 Elect Director Paul S. Otellini Mgmt For For For 6 Elect Director James D. Plummer Mgmt For For For 7 Elect Director David S. Pottruck Mgmt For For For 8 Elect Director Jane E. Shaw Mgmt For For For 9 Elect Director Frank D. Yeary Mgmt For For For 10 Elect Director David B. Yoffie Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles R. Crisp Mgmt For For For 1.2 Elect Director Jean-Marc Forneri Mgmt For For For 1.3 Elect Director Fred W. Hatfield Mgmt For For For 1.4 Elect Director Terrence F. Martell Mgmt For For For 1.5 Elect Director Sir Callum McCarthy Mgmt For For For 1.6 Elect Director Sir Robert Reid Mgmt For For For 1.7 Elect Director Frederic V. Salerno Mgmt For For For 1.8 Elect Director Jeffrey C. Sprecher Mgmt For For For 1.9 Elect Director Judith A. Sprieser Mgmt For For For 1.10 Elect Director Vincent Tese Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director A. J. P. Belda Mgmt For Against Against 2 Elect Director C. Black Mgmt For For For 3 Elect Director W. R. Brody Mgmt For For For 4 Elect Director K. I. Chenault Mgmt For For For 5 Elect Director M. L. Eskew Mgmt For For For 6 Elect Director S. A. Jackson Mgmt For For For 7 Elect Director A. N. Liveris Mgmt For For For 8 Elect Director W. J. McNerney, Jr. Mgmt For For For 9 Elect Director T. Nishimuro Mgmt For For For 10 Elect Director J. W. Owens Mgmt For For For 11 Elect Director S. J. Palmisano Mgmt For For For 12 Elect Director J. E. Spero Mgmt For For For 13 Elect Director S. Taurel Mgmt For For For 14 Elect Director L. H. Zambrano Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Adopt Policy on Bonus Banking ShrHldr Against Against For 17 Provide for Cumulative Voting ShrHldr Against Against For 18 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 19 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alan J. Levy Mgmt For For For 1.2 Elect Director Eric H. Halvorson Mgmt For For For 1.3 Elect Director Amal M. Johnson Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INVESCO LTD. (FORMERLY INVESCO PLC) TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph R. Canion as Director Mgmt For For For 1.2 Elect Edward P. Lawrence as Director Mgmt For For For 1.3 Elect James I. Robertson as Director Mgmt For For For 1.4 Elect Phoebe A. Wood as Director Mgmt For For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Crandall C. Bowles Mgmt For For For 1.2 Elect Director Stephen B. Burke Mgmt For For For 1.3 Elect Director David M. Cote Mgmt For For For 1.4 Elect Director James S. Crown Mgmt For For For 1.5 Elect Director James Dimon Mgmt For For For 1.6 Elect Director Ellen V. Futter Mgmt For Against Against 1.7 Elect Director William H. Gray, III Mgmt For For For 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For For 1.9 Elect Director David C. Novak Mgmt For For For 1.10 Elect Director Lee R. Raymond Mgmt For For For 1.11 Elect Director William C. Weldon Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Affirm Political Non-Partisanship ShrHldr Against Against For 5 Amend Bylaws-- Call Special Meetings ShrHldr Against Against For 6 Report on Collateral in Derivatives ShrHldr Against For Against Trading 7 Provide Right to Act by Written ShrHldr Against Against For Consent 8 Require Independent Board Chairman ShrHldr Against Against For 9 Report on Pay Disparity ShrHldr Against Against For 10 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pradeep Sindhu Mgmt For For For 1.2 Elect Director Robert M. Calderoni Mgmt For Withhold Against 1.3 Elect Director William F. Meehan Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter Boneparth Mgmt For For For 2 Elect Director Steven A. Burd Mgmt For For For 3 Elect Director John F. Herma Mgmt For For For 4 Elect Director Dale E. Jones Mgmt For For For 5 Elect Director William S. Kellogg Mgmt For For For 6 Elect Director Kevin Mansell Mgmt For For For 7 Elect Director Frank V. Sica Mgmt For For For 8 Elect Director Peter M. Sommerhauser Mgmt For For For 9 Elect Director Stephanie A. Streeter Mgmt For For For 10 Elect Director Nina G. Vaca Mgmt For For For 11 Elect Director Stephen E. Watson Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For 14 Reduce Supermajority Vote Requirement ShrHldr Against For Against 15 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ LEAP WIRELESS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LEAP CUSIP 521863308 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John H. Chapple Mgmt For For For 1.2 Elect Director John D. Harkey, Jr. Mgmt For For For 1.3 Elect Director S. Douglas Hutcheson Mgmt For For For 1.4 Elect Director Ronald J. Kramer Mgmt For For For 1.5 Elect Director Robert V. LaPenta Mgmt For For For 1.6 Elect Director Mark H. Rachesky Mgmt For For For 1.7 Elect Director William A. Roper, Jr. Mgmt For For For 1.8 Elect Director Michael B. Targoff Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LINTA CUSIP 53071M104 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Malone Mgmt For For For 1.2 Elect Director Robert R. Bennett Mgmt For For For 1.3 Elect Director M. Ian G. Gilchrist Mgmt For For For 1.4 Elect Director Andrea L. Wong Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David W. Bernauer Mgmt For For For 1.2 Elect Director Leonard L. Berry Mgmt For For For 1.3 Elect Director Dawn E. Hudson Mgmt For For For 1.4 Elect Director Robert A. Niblock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Meeting Mgmt For For For 4 Report on Political Contributions ShrHldr Against Against For 5 Require Independent Board Chairman ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director J.W. Marriott, Jr. Mgmt For For For 2 Elect Director John W. Marriott, III Mgmt For For For 3 Elect Director Mary K. Bush Mgmt For For For 4 Elect Director Lawrence W. Kellner Mgmt For For For 5 Elect Director Debra L. Lee Mgmt For For For 6 Elect Director George Munoz Mgmt For For For 7 Elect Director Harry J. Pearce Mgmt For For For 8 Elect Director Steven S Reinemund Mgmt For For For 9 Elect Director W. Mitt Romney Mgmt For For For 10 Elect Director William J. Shaw Mgmt For For For 11 Elect Director Lawrence M. Small Mgmt For For For 12 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CINS G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sehat Sutardja as Director Mgmt For For For 1.2 Elect Pantas Sutardja as Director Mgmt For For For 2 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas E. Darcy Mgmt For For For 2 Elect Director Denis J. O'Leary Mgmt For For For 3 Elect Director Robert W. Pangia Mgmt For For For 4 Approve Omnibus Stock Plan Mgmt For For For 5 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan 6 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MCDERMOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDR CUSIP 580037109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Panama ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John F. Bookout, III as Director Mgmt For For For 1.2 Elect Roger A. Brown as Director Mgmt For For For 1.3 Elect Ronald C. Cambre as Director Mgmt For For For 1.4 Elect John A. Fees as Director Mgmt For For For 1.5 Elect Robert W. Goldman as Director Mgmt For For For 1.6 Elect Stephen G. Hanks as Director Mgmt For For For 1.7 Elect Oliver D. Kingsley, Jr. as Mgmt For For For Director 1.8 Elect D. Bradley McWilliams as Mgmt For For For Director 1.9 Elect Richard W. Mies as Director Mgmt For For For 1.10 Elect Thomas C. Schievelbein as Mgmt For For For Director 1.11 Elect David A. Trice as Director Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ MCKESSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCK CUSIP 58155Q103 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andy D. Bryant Mgmt For For For 1.2 Elect Director Wayne A. Budd Mgmt For For For 1.3 Elect Director John H. Hammergren Mgmt For For For 1.4 Elect Director Alton F. Irby, III Mgmt For For For 1.5 Elect Director M. Christine Jacobs Mgmt For For For 1.6 Elect Director Marie L. Knowles Mgmt For For For 1.7 Elect Director David M. Lawrence Mgmt For For For 1.8 Elect Director Edward A. Mueller Mgmt For For For 1.9 Elect Director Jane E. Shaw Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Stock Retention/Holding Period ShrHldr Against Against For 5 Adopt a Policy in which the Company ShrHldr Against For Against will not Make or Promise to Make Any Death Benefit Payments to Senior Executives - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Howard W. Barker, Jr. Mgmt For For For 2 Elect Director John L. Cassis Mgmt For For For 3 Elect Director Michael Goldstein Mgmt For For For 4 Elect Director Charles M. Lillis Mgmt For For For 5 Elect Director Myrtle S. Potter Mgmt For For For 6 Elect Director William L. Roper Mgmt For For For 7 Elect Director David B. Snow, Jr. Mgmt For For For 8 Elect Director David D. Stevens Mgmt For For For 9 Elect Director Blenda J. Wilson Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Provide Right to Call Special Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ METROPCS COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCS CUSIP 591708102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C. Kevin Landry Mgmt For For For 1.2 Elect Director Arthur C. Patterson Mgmt For For For 1.3 Elect Director James N. Perry, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MGM MIRAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Baldwin Mgmt For For For 1.2 Elect Director William A. Bible Mgmt For For For 1.3 Elect Director Burton M. Mgmt For For For Cohen 1.4 Elect Director Willie D. Davis Mgmt For For For 1.5 Elect Director Kenny C. Guinn Mgmt For For For 1.6 Elect Director Alexis M. Herman Mgmt For For For 1.7 Elect Director Roland Hernandez Mgmt For For For 1.8 Elect Director Kirk Kerkorian Mgmt For Withhold Against 1.9 Elect Director Anthony Mandekic Mgmt For For For 1.10 Elect Director Rose McKinney-James Mgmt For For For 1.11 Elect Director James J. Murren Mgmt For For For 1.12 Elect Director Daniel J. Taylor Mgmt For For For 1.13 Elect Director Melvin B. Wolzinger Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For 4 Prepare Sustainability Report ShrHldr Against For Against 5 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MGM MIRAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Baldwin Mgmt For For For 1.2 Elect Director Willie D. Davis Mgmt For Withhold Against 1.3 Elect Director Kenny C. Guinn Mgmt For Withhold Against 1.4 Elect Director Alexander M. Haig, Jr Mgmt For For For 1.5 Elect Director Alexis M. Herman Mgmt For For For 1.6 Elect Director Roland Hernandez Mgmt For For For 1.7 Elect Director Gary N. Jacobs Mgmt For For For 1.8 Elect Director Kirk Kerkorian Mgmt For For For 1.9 Elect Director Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Director Rose Mckinney-james Mgmt For For For 1.11 Elect Director James J. Murren Mgmt For For For 1.12 Elect Director Daniel J. Taylor Mgmt For Withhold Against 1.13 Elect Director Melvin B. Wolzinger Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Prepare Sustainability Report ShrHldr N/A For N/A 4 Other Business Mgmt N/A Against N/A - ------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William H. Gates, III Mgmt For For For 2 Elect Director Steven A. Ballmer Mgmt For For For 3 Elect Director Dina Dublon Mgmt For For For 4 Elect Director Raymond V. Gilmartin Mgmt For For For 5 Elect Director Reed Hastings Mgmt For For For 6 Elect Director Maria Klawe Mgmt For For For 7 Elect Director David F. Marquardt Mgmt For For For 8 Elect Director Charles H. Noski Mgmt For For For 9 Elect Director Helmut Panke Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Permit Right to Call Special Meeting Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Adopt Principles for Health Care ShrHldr Against Against For Reform 14 Report on Charitable Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ MONSANTO CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frank V. AtLee III Mgmt For For For 2 Elect Director David L. Chicoine Mgmt For For For 3 Elect Director Arthur H. Harper Mgmt For For For 4 Elect Director Gwendolyn S. King Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roy J. Bostock Mgmt For Against Against 2 Elect Director Erskine B. Bowles Mgmt For For For 3 Elect Director Howard J. Davies Mgmt For For For 4 Elect Director James P. Gorman Mgmt For For For 5 Elect Director James H. Hance, Jr. Mgmt For For For 6 Elect Director Nobuyuki Hirano Mgmt For For For 7 Elect Director C. Robert Kidder Mgmt For For For 8 Elect Director John J. Mack Mgmt For For For 9 Elect Director Donald T. Nicolaisen Mgmt For For For 10 Elect Director Charles H. Noski Mgmt For For For 11 Elect Director Hutham S. Olayan Mgmt For For For 12 Elect Director O. Griffith Sexton Mgmt For For For 13 Elect Director Laura D. Tyson Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Amend Omnibus Stock Plan Mgmt For For For 17 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 18 Stock Retention/Holding Period ShrHldr Against Against For 19 Require Independent Board Chairman ShrHldr Against For Against 20 Report on Pay Disparity ShrHldr Against Against For 21 Claw-back of Payments under ShrHldr Against For Against Restatements - ------------------------------------------------------------------------------------------------------------------ MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank W. Blue Mgmt For For For 1.2 Elect Director Claiborne P. Deming Mgmt For For For 1.3 Elect Director Robert A. Hermes Mgmt For For For 1.4 Elect Director James V. Kelley Mgmt For For For 1.5 Elect Director R. Madison Murphy Mgmt For For For 1.6 Elect Director William C. Nolan, Jr. Mgmt For For For 1.7 Elect Director Neal E. Schmale Mgmt For For For 1.8 Elect Director David J. H. Smith Mgmt For For For 1.9 Elect Directors Caroline G. Theus Mgmt For For For 1.10 Elect Directors David M. Wood Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NIKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jill K. Conway Mgmt For For For 1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For 1.3 Elect Director John C. Lechleiter Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Linda Walker Bynoe Mgmt For For For 1.2 Elect Director Nicholas D. Chabraja Mgmt For For For 1.3 Elect Director Susan Crown Mgmt For For For 1.4 Elect Director Dipak C. Jain Mgmt For For For 1.5 Elect Director Robert W. Lane Mgmt For For For 1.6 Elect Director Robert C. McCormack Mgmt For For For 1.7 Elect Director Edward J. Mooney Mgmt For For For 1.8 Elect Director John W. Rowe Mgmt For For For 1.9 Elect Director David H.B. Smith, Jr. Mgmt For For For 1.10 Elect Director William D. Smithburg Mgmt For For For 1.11 Elect Director Enrique J. Sosa Mgmt For For For 1.12 Elect Director Charles A. Tribbett, Mgmt For For For III 1.13 Elect Director Frederick H. Waddell Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James C. Gaither Mgmt For For For 1.2 Elect Director Jen-Hsun Huang Mgmt For For For 1.3 Elect Director A. Brooke Seawell Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 686091109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Lawrence P. O'Reilly Mgmt For For For 2 Elect Director Rosalie O'Reilly-Wooten Mgmt For For For 3 Elect Director Thomas T. Hendrickson Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PACCAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PCAR CUSIP 693718108 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alison J. Carnwath Mgmt For For For 1.2 Elect Director Robert T. Parry Mgmt For For For 1.3 Elect Director John M. Pigott Mgmt For For For 1.4 Elect Director Gregory M.E. Spierkel Mgmt For For For 2 Reduce Supermajority Vote Requirement ShrHldr Against For Against 3 Require a Majority Vote for the ShrHldr Against For Against Election of Directors 4 Limit Composition of Committee(s) to ShrHldr Against Against For Independent Directors - ------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Shona L. Brown Mgmt For For For 2 Elect Director Ian M. Cook Mgmt For For For 3 Elect Director Dina Dublon Mgmt For For For 4 Elect Director Victor J. Dzau Mgmt For For For 5 Elect Director Ray L. Hunt Mgmt For For For 6 Elect Director Alberto Ibarguen Mgmt For For For 7 Elect Director Arthur C. Martinez Mgmt For For For 8 Elect Director Indra K. Nooyi Mgmt For For For 9 Elect Director Sharon P. Rockefeller Mgmt For For For 10 Elect Director James J. Schiro Mgmt For For For 11 Elect Director Lloyd G. Trotter Mgmt For For For 12 Elect Director Daniel Vasella Mgmt For Against Against 13 Ratify Auditors Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For Against Against 15 Report on Charitable Contributions ShrHldr Against Against For 16 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 17 Report on Public Policy Advocacy ShrHldr Against Against For Process - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 71654V101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Capital Budget for Upcoming Mgmt For For For Fiscal Year 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors Mgmt For Against Against 5 Elect Board Chairman Mgmt For Against Against 6 Elect Fiscal Council Members Mgmt For Against Against 7 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members 8 Authorize Capitalization of Reserves Mgmt For For For 9 Eliminate Preemptive Rights Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen F. Angel Mgmt For For For 1.2 Elect Director Nance K. Dicciani Mgmt For For For 1.3 Elect Director Edward G. Galante Mgmt For For For 1.4 Elect Director Claire W. Gargalli Mgmt For For For 1.5 Elect Director Ira D. Hall Mgmt For For For 1.6 Elect Director Raymond W. LeBoeuf Mgmt For For For 1.7 Elect Director Larry D. Mcvay Mgmt For For For 1.8 Elect Director Wayne T. Smith Mgmt For For For 1.9 Elect Director Robert L. Wood Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffery H. Boyd Mgmt For For For 1.2 Elect Director Ralph M. Bahna Mgmt For For For 1.3 Elect Director Howard W. Barker, Jr. Mgmt For For For 1.4 Elect Director Jan L. Docter Mgmt For For For 1.5 Elect Director Jeffrey E. Epstein Mgmt For For For 1.6 Elect Director James M. Guyette Mgmt For For For 1.7 Elect Director Nancy B. Peretsman Mgmt For For For 1.8 Elect Director Craig W. Rydin Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Alexander Mgmt For For For 1.2 Elect Director Stephen M. Bennett Mgmt For For For 1.3 Elect Director Donald G. Cruickshank Mgmt For For For 1.4 Elect Director Raymond V. Dittamore Mgmt For For For 1.5 Elect Director Thomas W. Horton Mgmt For For For 1.6 Elect Director Irwin Mark Jacobs Mgmt For For For 1.7 Elect Director Paul E. Jacobs Mgmt For For For 1.8 Elect Director Robert E. Kahn Mgmt For For For 1.9 Elect Director Sherry Lansing Mgmt For For For 1.10 Elect Director Duane A. Nelles Mgmt For For For 1.11 Elect Director Brent Scowcroft Mgmt For For For 1.12 Elect Director Marc I. Stern Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director James E. O Connor Mgmt For For For 2 Election Director John W. Croghan Mgmt For For For 3 Election Director James W. Crownover Mgmt For For For 4 Election Director William J. Flynn Mgmt For For For 5 Election Director David I. Foley Mgmt For For For 6 Election Director Michael Larson Mgmt For For For 7 Election Director Nolan Lehmann Mgmt For For For 8 Election Director W. Lee Nutter Mgmt For For For 9 Election Director Ramon A. Rodriguez Mgmt For For For 10 Election Director Allan C. Sorensen Mgmt For For For 11 Election Director John M. Trani Mgmt For For For 12 Election Director Michael W. Wickham Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mike Lazaridis Mgmt For For For 1.2 Elect Director James Estill Mgmt For For For 1.3 Elect Director David Kerr Mgmt For For For 1.4 Elect Director Roger Martin Mgmt For For For 1.5 Elect Director John Richardson Mgmt For For For 1.6 Elect Director Barbara Stymiest Mgmt For For For 1.7 Elect Director John Wetmore Mgmt For For For 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stratton Sclavos Mgmt For For For 1.2 Elect Director Lawrence Tomlinson Mgmt For For For 1.3 Elect Director Shirley Young Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAMSUNG ELECTRONICS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y74718100 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share 2.1 Elect Lee In-Ho as Outside Director Mgmt For For For 2.2 Elect Lee In-Ho as Member of Audit Mgmt For For For Committee 3 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual NetherlandsAntilles ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect P. Camus as Director Mgmt For For For 1.2 Elect P. Currie as Director Mgmt For For For 1.3 Elect J.S. Gorelick as Director Mgmt For For For 1.4 Elect A. Gould as Director Mgmt For For For 1.5 Elect T. Isaac as Director Mgmt For For For 1.6 Elect K.V. Kamath as Director Mgmt For For For 1.7 Elect N. Kudryavtsev as Director Mgmt For For For 1.8 Elect A. Lajous as Director Mgmt For For For 1.9 Elect M.E. Marks as Director Mgmt For For For 1.10 Elect L.R. Reif as Director Mgmt For For For 1.11 Elect T.I. Sandvold as Director Mgmt For For For 1.12 Elect H. Seydoux as Director Mgmt For For For 2 Adopt and Approve Financials and Mgmt For For For Dividends 3 Approve 2010 Omnibus Stock Incentive Mgmt For For For Plan 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors - ------------------------------------------------------------------------------------------------------------------ STARBUCKS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard Schultz Mgmt For For For 1.2 Elect Director Barbara Bass Mgmt For For For 1.3 Elect Director William W. Bradley Mgmt For For For 1.4 Elect Director Mellody Hobson Mgmt For For For 1.5 Elect Director Kevin R. Johnson Mgmt For For For 1.6 Elect Director Olden Lee Mgmt For For For 1.7 Elect Director Sheryl Sandberg Mgmt For For For 1.8 Elect Director James G. Shennan, Jr. Mgmt For For For 1.9 Elect Director Javier G. Teruel Mgmt For For For 1.10 Elect Director Myron E. Ullman, III Mgmt For For For 1.11 Elect Director Craig E. Weatherup Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Comprehensive Recycling ShrHldr Against Against For Strategy for Beverage Containers - ------------------------------------------------------------------------------------------------------------------ STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Adam M. Aron Mgmt For For For 1.2 Elect Director Charlene Barshefsky Mgmt For For For 1.3 Elect Director Thomas E. Clarke Mgmt For For For 1.4 Elect Director Clayton C. Daley, Jr. Mgmt For For For 1.5 Elect Director Bruce W. Duncan Mgmt For For For 1.6 Elect Director Lizanne Galbreath Mgmt For For For 1.7 Elect Director Eric Hippeau Mgmt For For For 1.8 Elect Director Stephen R. Quazzo Mgmt For For For 1.9 Elect Director Thomas O. Ryder Mgmt For For For 1.10 Elect Director Frits van Paasschen Mgmt For For For 1.11 Elect Director Kneeland C. Youngblood Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard E. Cox, Jr. Mgmt For For For 1.2 Elect Director Srikant M. Datar, Ph.D. Mgmt For For For 1.3 Elect Director Donald M. Engelman, Mgmt For For For Ph.D. 1.4 Elect Director Louise L. Francesconi Mgmt For For For 1.5 Elect Director Howard L. Lance Mgmt For For For 1.6 Elect Director Stephen P. MacMillan Mgmt For For For 1.7 Elect Director William U. Parfet Mgmt For For For 1.8 Elect Director Ronda E. Stryker Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUN LIFE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLF CUSIP 866796105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William D. Anderson as Director Mgmt For For For 1.2 Elect John H. Clappison as Director Mgmt For For For 1.3 Elect David A. Ganong as Director Mgmt For For For 1.4 Elect Germaine Gibara as Director Mgmt For For For 1.5 Elect Krystyna T. Hoeg as Director Mgmt For For For 1.6 Elect David W. Kerr as Director Mgmt For For For 1.7 Elect Idalene F. Kesner as Director Mgmt For For For 1.8 Elect Mitchell M. Merin as Director Mgmt For For For 1.9 Elect Bertin F. Nadeau as Director Mgmt For For For 1.10 Elect Ronald W. Osborne as Director Mgmt For For For 1.11 Elect Hugh D. Segal as Director Mgmt For For For 1.12 Elect Donald A. Stewart as Director Mgmt For For For 1.13 Elect James H. Sutcliffe as Director Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors 3 Advisory Vote on Executive Mgmt For For For Compensation Approach - ------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Brian A. Canfield Mgmt For For For 1.3 Elect Director Dominic D'Alessandro Mgmt For For For 1.4 Elect Director John T. Ferguson Mgmt For For For 1.5 Elect Director W. Douglas Ford Mgmt For For For 1.6 Elect Director Richard L. George Mgmt For For For 1.7 Elect Director Paul Haseldonckx Mgmt For For For 1.8 Elect Director John R. Huff Mgmt For For For 1.9 Elect Director Jacques Lamarre Mgmt For For For 1.10 Elect Director Brian F. MacNeill Mgmt For For For 1.11 Elect Director Maureen McCaw Mgmt For For For 1.12 Elect Director Michael W. O'Brien Mgmt For For For 1.13 Elect Director James W. Simpson Mgmt For For For 1.14 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marshall A. Cohen Mgmt For Withhold Against 1.2 Elect Director William H. Hatanaka Mgmt For For For 1.3 Elect Director J. Peter Ricketts Mgmt For For For 1.4 Elect Director Allan R. Tessler Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TENCENT HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G87572148 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Zhang Zhidong as Director Mgmt For For For 3.2 Reelect Charles St Leger Searle as Mgmt For For For Director 3.3 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arun Sarin Mgmt For For For 1.2 Elect Director Paula A. Sneed Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Report on Political Contributions ShrHldr Against Against For 5 Adopt a Policy in which the Company ShrHldr Against For Against will not Make or Promise to Make Any Death Benefit Payments to Senior Executives - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lloyd C. Blankfein Mgmt For For For 1.2 Elect Director John H. Bryan Mgmt For For For 1.3 Elect Director Gary D. Cohn Mgmt For For For 1.4 Elect Director Claes Dahlback Mgmt For For For 1.5 Elect Director Stephen Friedman Mgmt For For For 1.6 Elect Director William W. George Mgmt For For For 1.7 Elect Director James A. Johnson Mgmt For For For 1.8 Elect Director Lois D. Juliber Mgmt For For For 1.9 Elect Director Lakshmi N. Mittal Mgmt For For For 1.10 Elect Director James J. Schiro Mgmt For For For 1.11 Elect Director H. Lee Scott, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement Mgmt For For For 5 Provide Right to Call Special Meeting Mgmt For For For 6 Provide for Cumulative Voting ShrHldr Against Against For 7 Report on Collateral in Derivatives ShrHldr Against For Against Trading 8 Require Independent Board Chairman ShrHldr Against Against For 9 Report on Political Contributions ShrHldr Against Against For 10 Report on Global Warming Science ShrHldr Against Against For 11 Report on Pay Disparity ShrHldr Against Against For 12 Stock Retention/Holding Period ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ THE MCGRAW-HILL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHP CUSIP 580645109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pedro Aspe Mgmt For For For 1.2 Elect Director Robert P. McGraw Mgmt For For For 1.3 Elect Director Hilda Mgmt For For For Ochoa-Brillembourg 1.4 Elect Director Edward B. Rust, Jr. Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Reduce Supermajority Vote Requirement Mgmt For For For Related to the Classified Board 4 Reduce Supermajority Vote Requirement Mgmt For For For Relating to Business Combinations 5 Reduce Supermajority Vote Requirement Mgmt For For For Regarding the Sale, Lease, Exchange of the Company's Assets 6 Reduce Supermajority Vote Requirement Mgmt For For For Regarding the Plan for Exchanging Shares 7 Reduce Supermajority Vote Requirement Mgmt For For For Regarding Authorization of Dissolution 8 Rescind Fair Price Provision Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings 12 Provide Right to Act by Written ShrHldr Against Against For Consent - ------------------------------------------------------------------------------------------------------------------ THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard O. Berndt Mgmt For For For 2 Elect Director Charles E. Bunch Mgmt For For For 3 Elect Director Paul W. Chellgren Mgmt For For For 4 Elect Director Robert N. Clay Mgmt For For For 5 Elect Director Kay Coles James Mgmt For For For 6 Elect Director Richard B. Kelson Mgmt For For For 7 Elect Director Bruce C. Lindsay Mgmt For For For 8 Elect Director Anthony A. Massaro Mgmt For For For 9 Elect Director Jane G. Pepper Mgmt For For For 10 Elect Director James E. Rohr Mgmt For For For 11 Elect Director Donald J. Shepard Mgmt For For For 12 Elect Director Lorene K. Steffes Mgmt For For For 13 Elect Director Dennis F. Strigl Mgmt For For For 14 Elect Director Stephen G. Thieke Mgmt For For For 15 Elect Director Thomas J. Usher Mgmt For For For 16 Elect Director George H. Walls, Jr. Mgmt For For For 17 Elect Director Helge H. Wehmeier Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 20 Submit Severance Agreement ShrHldr Against For Against (Change-in-Control) to Shareholder Vote 21 TARP Related Compensation ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kenneth I. Chenault Mgmt For For For 2 Elect Director Scott D. Cook Mgmt For For For 3 Elect Director Rajat K. Gupta Mgmt For For For 4 Elect Director A.G. Lafley Mgmt For For For 5 Elect Director Charles R. Lee Mgmt For For For 6 Elect Director Lynn M. Martin Mgmt For For For 7 Elect Director Robert A. McDonald Mgmt For For For 8 Elect Director W. James McNerney, Jr. Mgmt For For For 9 Elect Director Johnathan A. Rodgers Mgmt For For For 10 Elect Director Ralph Snyderman Mgmt For For For 11 Elect Director Mary Agnes Wilderotter Mgmt For For For 12 Elect Director Patricia A. Woertz Mgmt For For For 13 Elect Director Ernesto Zedillo Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Amend Code of Regulations Mgmt For For For 16 Approve Omnibus Stock Plan Mgmt For For For 17 Provide for Cumulative Voting ShrHldr Against Against For 18 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Susan E. Arnold Mgmt For For For 2 Elect Director John E. Bryson Mgmt For For For 3 Elect Director John S. Chen Mgmt For For For 4 Elect Director Judith L. Estrin Mgmt For For For 5 Elect Director Robert A. Iger Mgmt For For For 6 Elect Director Steven P. Jobs Mgmt For For For 7 Elect Director Fred H. Langhammer Mgmt For For For 8 Elect Director Aylwin B. Lewis Mgmt For For For 9 Elect Director Monica C. Lozano Mgmt For For For 10 Elect Director Robert W. Matschullat Mgmt For For For 11 Elect Director John E. Pepper, Jr. Mgmt For For For 12 Elect Director Sheryl Sandberg Mgmt For For For 13 Elect Director Orin C. Smith Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For For For 16 Reduce Supermajority Vote Requirement Mgmt For For For 17 Reduce Supermajority Vote Requirement Mgmt For For For 18 Amend Articles of Incorporation to Mgmt For For For Delete Certain Tracking Stock Provisions 19 Amend Articles of Incorporation to Mgmt For For For Delete Classified Board Transition Provisions 20 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 21 Amend EEO Policy to Prohibit ShrHldr Against Against For Discrimination Based on Ex-Gay Status - ------------------------------------------------------------------------------------------------------------------ THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dinyar S. Devitre Mgmt For For For 2 Elect Director Christina A. Gold Mgmt For For For 3 Elect Director Betsy D. Holden Mgmt For For For 4 Elect Director Wulf Von Schimmelmann Mgmt For For For 5 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Douglas M. Baker, Jr. Mgmt For For For 2 Elect Director Y. Marc Belton Mgmt For For For 3 Elect Director Victoria Buyniski Mgmt For For For Gluckman 4 Elect Director Arthur D. Collins, Jr. Mgmt For For For 5 Elect Director Richard K. Davis Mgmt For For For 6 Elect Director Joel W. Johnson Mgmt For For For 7 Elect Director Olivia F. Kirtley Mgmt For For For 8 Elect Director Jerry W. Levin Mgmt For For For 9 Elect Director David B. O'Maley Mgmt For For For 10 Elect Director O'dell M. Owens, M.D., Mgmt For For For M.P.H. 11 Elect Director Richard G. Reiten Mgmt For For For 12 Elect Director Craig D. Schnuck Mgmt For For For 13 Elect Director Patrick T. Stokes Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ------------------------------------------------------------------------------------------------------------------ UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Andrew H. Card, Jr. Mgmt For For For 2 Elect Director Erroll B. Davis, Jr. Mgmt For For For 3 Elect Director Thomas J. Donohue Mgmt For For For 4 Elect Director Archie W. Dunham Mgmt For For For 5 Elect Director Judith Richards Hope Mgmt For For For 6 Elect Director Charles C. Krulak Mgmt For For For 7 Elect Director Michael R. McCarthy Mgmt For For For 8 Elect Director Michael W. McConnell Mgmt For For For 9 Elect Director Thomas F. McLarty III Mgmt For For For 10 Elect Director Steven R. Rogel Mgmt For For For 11 Elect Director Jose H. Villarreal Mgmt For For For 12 Elect Director James R. Young Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Require Independent Board Chairman ShrHldr Against Against For 15 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joshua Boger Mgmt For For For 1.2 Elect Director Charles A. Sanders Mgmt For For For 1.3 Elect Director Elaine S. Ullian Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert W. Matschullat Mgmt For For For 1.2 Elect Director Cathy E. Minehan Mgmt For For For 1.3 Elect Director David J. Pang Mgmt For For For 1.4 Elect Director William S. Shanahan Mgmt For For For 1.5 Elect Director John A. Swainson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director John D. Baker II Mgmt For For For 2 Election Director John S. Chen Mgmt For For For 3 Election Director Lloyd H. Dean Mgmt For For For 4 Election Director Susan E. Engel Mgmt For For For 5 Election Director Enrique Hernandez, Mgmt For For For Jr. 6 Election Director Donald M. James Mgmt For For For 7 Election Director Richard D. McCormick Mgmt For For For 8 Election Director Mackey J. McDonald Mgmt For For For 9 Election Director Cynthia H. Milligan Mgmt For For For 10 Elect Director Nicholas G. Moore Mgmt For For For 11 Elect Director Philip J. Quigley Mgmt For Against Against 12 Elect Director Judith M. Runstad Mgmt For For For 13 Elect Director Stephen W. Sanger Mgmt For For For 14 Elect Director Robert K. Steel Mgmt For For For 15 Elect Director John G. Stumpf Mgmt For For For 16 Elect Director an G. Swenson Mgmt For For For 17 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 18 Increase Authorized Common Stock Mgmt For For For 19 Ratify Auditors Mgmt For For For 20 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 21 Require Independent Board Chairman ShrHldr Against For Against 22 Report on Charitable Contributions ShrHldr Against Against For 23 Report on Political Contributions ShrHldr Against Against For - ------------------------------------------------------------------------------------------------------------------ YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David W. Dorman Mgmt For For For 2 Elect Director Massimo Ferragamo Mgmt For For For 3 Elect Director J. David Grissom Mgmt For For For 4 Elect Director Bonnie G. Hill Mgmt For For For 5 Elect Director Robert Holland, Jr. Mgmt For For For 6 Elect Director Kenneth G. Langone Mgmt For For For 7 Elect Director Jonathan S. Linen Mgmt For For For 8 Elect Director Thomas C. Nelson Mgmt For For For 9 Elect Director David C. Novak Mgmt For For For 10 Elect Director Thomas M. Ryan Mgmt For For For 11 Elect Director Jing-Shyh S. Su Mgmt For For For 12 Elect Director Robert D. Walter Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Articles/Bylaws/Charter -- Call ShrHldr Against Against For Special Meetings - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Value Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For For For 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AVNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect Frank Noonan Mgmt For For For 1.6 Elect Ray Robinson Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ------------------------------------------------------------------------------------------------------------------ BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ------------------------------------------------------------------------------------------------------------------ BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For Against Against 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding Report ShrHldr Against Against For on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee - ------------------------------------------------------------------------------------------------------------------ COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ------------------------------------------------------------------------------------------------------------------ EVEREST RE GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Duffy Mgmt For For For 1.2 Elect Joseph Taranto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK1V CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPIRIT AEROSYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNILEVER N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNA CUSIP 904784709 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Kees Storm Mgmt For Against Against 12 Elect Michael Treschow Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sir Malcolm Rifkind Mgmt For For For 16 Management Co-Investment Plan Mgmt For For For 17 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 19 Authority to Cancel Shares; Amendment Mgmt For For For to Articles 20 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Cancel Shares Mgmt For For For 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ------------------------------------------------------------------------------------------------------------------ WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irvin Aal Mgmt For For For 1.2 Elect Joseph England Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ITEM 1: Proxy Voting Record Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Stock Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MO CUSIP 02209S103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 Performance Incentive Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Edgar Jannotta Mgmt For For For 5 Elect Jan Kalff Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect R. Eden Martin Mgmt For For For 8 Elect Andrew McKenna Mgmt For For For 9 Elect Robert Morrison Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Richard Notebaert Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect Gloria Santona Mgmt For For For 14 Elect Carolyn Woo Mgmt For For For 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AVNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect Frank Noonan Mgmt For For For 1.6 Elect Ray Robinson Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ------------------------------------------------------------------------------------------------------------------ BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ------------------------------------------------------------------------------------------------------------------ BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report ShrHldr Against Abstain N/A on Internet Fragmentation - ------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Consent United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Authorized Preferred Mgmt For For For Stock - The Dividend Blocker Amendment 2 Amendment to Authorized Preferred Mgmt For For For Stock - The Director Amendment 3 Amendment to Authorized Preferred Mgmt For Against Against Stock - The Retirement Amendment 4 Increase of Preferred Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 09/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Consent United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Reverse Stock Split Mgmt For For For 3 Amendment to Authorized Common Stock Mgmt For Against Against - The Preferred Stock Change - ------------------------------------------------------------------------------------------------------------------ COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ------------------------------------------------------------------------------------------------------------------ EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MELCO CROWN ENTERTAINMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPEL CUSIP 585464100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of the Audited Financial Mgmt For For For Statements for the Fiscal Year 2009 2 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ MGM MIRAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Baldwin Mgmt For Withhold Against 1.2 Elect Willie Davis Mgmt For For For 1.3 Elect Kenny Guinn Mgmt For For For 1.4 Elect Alexander Haig, Jr. Mgmt For Withhold Against 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For Withhold Against 1.7 Elect Gary Jacobs Mgmt For Withhold Against 1.8 Elect Kirk Kerkorian Mgmt For Withhold Against 1.9 Elect Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For Withhold Against 1.12 Elect Daniel Taylor Mgmt For Withhold Against 1.13 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain Abstain For Sustainability Report 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V408 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For Abstain Against 5 Election of Chairperson of the Board Mgmt For Abstain Against of Directors 6 Election of Supervisory Council Mgmt For Abstain Against 7 Remuneration Policy Mgmt For Against Against 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights to Effect Mgmt For For For Merger between Braskem and Quattor - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V408 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase in Authorized Preferred Mgmt For For For Shares - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ POTASH CORP. OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Lazaridis Mgmt For Withhold Against 1.2 Elect James Estill Mgmt For Withhold Against 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For Withhold Against 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees - ------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SPIRIT AEROSYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly ShrHldr N/A N/A N/A 1.2 Elect Dissident Nominee David Wilson ShrHldr N/A N/A N/A 1.3 Elect Dissident Nominee Irving ShrHldr N/A N/A N/A Yoskowitz 2 Ratification of Auditor ShrHldr N/A N/A N/A - ------------------------------------------------------------------------------------------------------------------ TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ THE J.M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Dolan Mgmt For For For 2 Elect Nancy Lopez Knight Mgmt For For For 3 Elect Gary Oatey Mgmt For For For 4 Elect Alex Shumate Mgmt For For For 5 Elect Timothy Smucker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Cumulative Voting Mgmt For Against Against 8 Adoption of Majority Vote for Mgmt For For For Election of Directors 9 Amendment to Allow the Board to Amend Mgmt For Against Against the Regulations - ------------------------------------------------------------------------------------------------------------------ THE MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Stock Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ------------------------------------------------------------------------------------------------------------------ VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irvin Aal Mgmt For For For 1.2 Elect Joseph England Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ITEM 1: Proxy Voting Record Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Index Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For Withhold Against 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Limato Mgmt For For For 2 Elect Robert Rosholt Mgmt For For For 3 Elect Craig Stapleton Mgmt For For For 4 Elect Elizabeth Lee Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Long-Term Incentive Plan Mgmt For Against Against 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 9 Shareholder Proposal Regarding Vendor ShrHldr Against Abstain N/A Code of Conduct - ------------------------------------------------------------------------------------------------------------------ ADOBE SYSTEMS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ADBE CUSIP 00724F101 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADVANCED MICRO DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMD CUSIP 007903107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bruce Claflin Mgmt For For For 2 Elect W. Michael Barnes Mgmt For For For 3 Elect John Caldwell Mgmt For Against Against 4 Elect Craig Conway Mgmt For For For 5 Elect Nicholas Donofrio Mgmt For For For 6 Elect H. Paulett Eberhart Mgmt For For For 7 Elect Derrick Meyer Mgmt For For For 8 Elect Waleed Al Mokarrab Al Muhairi Mgmt For For For 9 Elect Robert Palmer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Clark, Jr. Mgmt For For For 2 Elect Betsy Cohen Mgmt For For For 3 Elect Molly Coye Mgmt For For For 4 Elect Roger Farah Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jeffrey Garten Mgmt For For For 7 Elect Earl Graves Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2010 Stock Incentive Plan Mgmt For For For 16 2010 Non-Employee Director Mgmt For For For Compensation Plan 17 2001 Annual Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ AFFILIATED COMPUTER SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACS CUSIP 008190100 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For For For 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Abdoo Mgmt For For For 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For For For 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Terms of Mgmt For For For the Long-Term Performance Plan 4 Reapproval of the Material Terms of Mgmt For For For the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALCOA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AA CUSIP 013817101 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Collins, Jr. Mgmt For For For 1.2 Elect Carlos Ghosn Mgmt For For For 1.3 Elect Michael Morris Mgmt For For For 1.4 Elect E. Stanley O'Neal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Supermajority Mgmt For For For Requirement Relating to Fair Price Protection 5 Elimination of Supermajority Mgmt For For For Requirement Relating to Director Elections 6 Elimination of Supermajority Mgmt For For For Requirement Relating to Removal of Directors 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AYE CUSIP 017361106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H. Furlong Baldwin Mgmt For For For 2 Elect Eleanor Baum Mgmt For For For 3 Elect Paul Evanson Mgmt For For For 4 Elect Cyrus Freidheim, Jr. Mgmt For For For 5 Elect Julia Johnson Mgmt For For For 6 Elect Ted Kleisner Mgmt For For For 7 Elect Christopher Pappas Mgmt For For For 8 Elect Steven Rice Mgmt For For For 9 Elect Gunnar Sarsten Mgmt For For For 10 Elect Michael Sutton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Barbara Jeremiah Mgmt For For For 1.3 Elect John Turner Mgmt For For For 2 Amendment to the 2007 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MO CUSIP 02209S103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 Performance Incentive Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMEREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEE CUSIP 023608102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Charles Mueller Mgmt For For For 1.8 Elect Harvey Saligman Mgmt For For For 1.9 Elect Patrick Stokes Mgmt For For For 1.10 Elect Thomas Voss Mgmt For For For 1.11 Elect Stephen Wilson Mgmt For For For 1.12 Elect Jack Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Review ShrHldr Against Against For of Nuclear Facility - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AXP CUSIP 025816109 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For For For 1.6 Elect Jan Leschly Mgmt For For For 1.7 Elect Richard Levin Mgmt For For For 1.8 Elect Richard McGinn Mgmt For For For 1.9 Elect Edward Miller Mgmt For For For 1.10 Elect Steven Reinemund Mgmt For For For 1.11 Elect Robert Walter Mgmt For For For 1.12 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERISOURCEBERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABC CUSIP 03073E105 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Gochnauer Mgmt For For For 2 Elect Edward Hagenlocker Mgmt For For For 3 Elect Henry McGee Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanley Clark Mgmt For For For 1.2 Elect Andrew Lietz Mgmt For For For 1.3 Elect Martin Loeffler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANADARKO PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APC CUSIP 032511107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Option Exchange Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Edgar Jannotta Mgmt For For For 5 Elect Jan Kalff Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect R. Eden Martin Mgmt For For For 8 Elect Andrew McKenna Mgmt For For For 9 Elect Robert Morrison Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Richard Notebaert Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect Gloria Santona Mgmt For For For 14 Elect Carolyn Woo Mgmt For For For 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For For For 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APARTMENT INVESTMENT AND MANAGEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIV CUSIP 03748R101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Donald Felsinger Mgmt For For For 4 Elect Victoria Haynes Mgmt For For For 5 Elect Antonio Maciel Neto Mgmt For For For 6 Elect Patrick Moore Mgmt For For For 7 Elect Thomas O'Neill Mgmt For For For 8 Elect Kelvin Westbrook Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 2009 Incentive Compensation Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards - ------------------------------------------------------------------------------------------------------------------ ASSURANT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIZ CUSIP 04621X108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Carver Mgmt For For For 1.2 Elect Juan Cento Mgmt For For For 1.3 Elect Allen Freedman Mgmt For For For 1.4 Elect Elaine Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Long Term Equity Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AUTODESK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford Beveridge Mgmt For For For 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Per-Kristian Halvorsen Mgmt For For For 5 Elect Sean Maloney Mgmt For For For 6 Elect Mary McDowell Mgmt For For For 7 Elect Charles Robel Mgmt For For For 8 Elect Steven West Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Executive Incentive Plan Mgmt For For For 11 Amendments to the 2008 Employee Stock Mgmt For Against Against Plan - ------------------------------------------------------------------------------------------------------------------ AUTOMATIC DATA PROCESSING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CUSIP 053015103 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTONATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AN CUSIP 05329W102 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Jackson Mgmt For For For 1.2 Elect Robert Brown Mgmt For For For 1.3 Elect Rick Burdick Mgmt For For For 1.4 Elect William Crowley Mgmt For For For 1.5 Elect David Edelson Mgmt For For For 1.6 Elect Robert Grusky Mgmt For For For 1.7 Elect Michael Larson Mgmt For For For 1.8 Elect Michael Maroone Mgmt For For For 1.9 Elect Carlos Migoya Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ AUTOZONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AZO CUSIP 053332102 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Crowley Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect Robert Grusky Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic, Jr. Mgmt For For For 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes, III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For For For 2 2010 Executive Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ BB&T CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For For For 1.6 Elect Barry Fitzpatrick Mgmt For For For 1.7 Elect J. Littleton Glover, Jr. Mgmt For For For 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe, III Mgmt For For For 1.11 Elect Kelly King Mgmt For For For 1.12 Elect James Maynard Mgmt For For For 1.13 Elect Albert McCauley Mgmt For For For 1.14 Elect J. Holmes Morrison Mgmt For For For 1.15 Elect Nido Qubein Mgmt For For For 1.16 Elect Thomas Skains Mgmt For For For 1.17 Elect Thomas Thompson Mgmt For For For 1.18 Elect Stephen Williams Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Overdraft Policies - ------------------------------------------------------------------------------------------------------------------ BECTON, DICKINSON AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BDX CUSIP 075887109 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Becton, Jr. Mgmt For For For 1.2 Elect Edward DeGraan Mgmt For For For 1.3 Elect Claire Fraser-Liggett Mgmt For For For 1.4 Elect Edward Ludwig Mgmt For For For 1.5 Elect Adel Mahmoud Mgmt For For For 1.6 Elect James Orr Mgmt For For For 1.7 Elect Willard Overlock, Jr. Mgmt For For For 1.8 Elect Bertram Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 4 Amendment to the 2004 Employee and Mgmt For For For Director Equity-Based Compensation Plan 5 Approval of Material Terms of Mgmt For For For Performance Goals under the Performance Incentive Plan 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ BED BATH & BEYOND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BEMIS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between CEO and Employee Pay - ------------------------------------------------------------------------------------------------------------------ BERKSHIRE HATHAWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRK.A CUSIP 084670702 05/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Warren Buffett Mgmt For For For 1.2 Elect Charles Munger Mgmt For Withhold Against 1.3 Elect Howard Buffett Mgmt For For For 1.4 Elect Stephen Burke Mgmt For For For 1.5 Elect Susan Decker Mgmt For For For 1.6 Elect William Gates III Mgmt For For For 1.7 Elect David Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald Keough Mgmt For For For 1.10 Elect Thomas Murphy Mgmt For For For 1.11 Elect Ronald Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIG LOTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIG CUSIP 089302103 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2006 Bonus Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Adoption of Advance Notice Requirement Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ------------------------------------------------------------------------------------------------------------------ BJ SERVICES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BJS CUSIP 055482103 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BRISTOL-MYERS SQUIBB COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BMY CUSIP 110122108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROWN-FORMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BF.A CUSIP 115637100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Bousquet-Chavanne Mgmt For For For 2 Elect Geo. Garvin Brown, IV Mgmt For Against Against 3 Elect Martin Brown, Jr. Mgmt For Against Against 4 Elect John Cook Mgmt For For For 5 Elect Sandra Frazier Mgmt For Against Against 6 Elect Richard Mayer Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect William Street Mgmt For For For 9 Elect Dace Brown Stubbs Mgmt For Against Against 10 Elect Paul Varga Mgmt For Against Against 11 Elect James Welch, Jr. Mgmt For Against Against 12 Re-approval of Performance Measures Mgmt For For For under the 2004 Omnibus Compensation Plan - ------------------------------------------------------------------------------------------------------------------ BURLINGTON NORTHERN SANTA FE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BNI CUSIP 12189T104 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Polacek Mgmt For For For 2 Elect ReBecca Roloff Mgmt For For For 3 Elect Michael Wickham Mgmt For For For 4 2010 Non-Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CUSIP 12673P105 09/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Bromark Mgmt For For For 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect John Swainson Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For For For 9 Elect Ron Zambonini Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation - ------------------------------------------------------------------------------------------------------------------ CABOT OIL & GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COG CUSIP 127097103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David M. Carmichael Mgmt For For For 2 Elect Robert L. Keiser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAMPBELL SOUP COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPB CUSIP 134429109 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CARDINAL HEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAH CUSIP 14149Y108 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Bruce Downey Mgmt For For For 6 Elect John Finn Mgmt For For For 7 Elect Gregory Kenny Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect David Raisbeck Mgmt For For For 10 Elect Jean Spaulding Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Management Incentive Mgmt For For For Plan 13 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ CB RICHARD ELLIS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBG CUSIP 12497T101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For For For 1.4 Elect Michael Kantor Mgmt For For For 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect Jane Su Mgmt For For For 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBS cusip 124857202 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTERPOINT ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNP CUSIP 15189T107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Derrill Cody Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect David McClanahan Mgmt For For For 6 Elect Robert O'Connell Mgmt For For For 7 Elect Susan O. Rheney Mgmt For For For 8 Elect R.A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CUSIP 152312104 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTURYTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Bruce Hanks Mgmt For For For 1.2 Elect C. G. Melville, Jr. Mgmt For For For 1.3 Elect William Owens Mgmt For For For 1.4 Elect Glen Post III Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Company Name Change Mgmt For For For 4 2010 Executive Officer Short Term Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Network Management Practices 6 Shareholder Proposal Regarding ShrHldr Against Against For Limitations on Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ CEPHALON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Edward Schmitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHESAPEAKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CHK CUSIP 165167107 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Keating Mgmt For Withhold Against 1.2 Elect Merrill Miller, Jr. Mgmt For Withhold Against 1.3 Elect Frederick Whittemore Mgmt For Withhold Against 2 Amendment to the Long Term Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Responsible Use of Company Stock 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 9 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For Against Against 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding Report ShrHldr Against Against For on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee - ------------------------------------------------------------------------------------------------------------------ CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CINCINNATI FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINF CUSIP 172062101 05/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Bier Mgmt For For For 1.2 Elect Linda Clement-Holmes Mgmt For For For 1.3 Elect Douglas Skidmore Mgmt For For For 1.4 Elect Larry Webb Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Adoption of Advance Notice Requirement Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CINTAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTAS CUSIP 172908105 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gerald Adolph Mgmt For For For 2 Elect Paul Carter Mgmt For For For 3 Elect Gerald Dirvin Mgmt For For For 4 Elect Richard Farmer Mgmt For For For 5 Elect Scott Farmer Mgmt For For For 6 Elect Joyce Hergenhan Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Robert Kohlhepp Mgmt For For For 9 Elect David Phillips Mgmt For For For 10 Elect Ronald Tysoe Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report ShrHldr Against Abstain N/A on Internet Fragmentation - ------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Andrew Liveris Mgmt For For For 6 Elect Michael O'Neill Mgmt For For For 7 Elect Vikram Pandit Mgmt For For For 8 Elect Richard Parsons Mgmt For For For 9 Elect Lawrence Ricciardi Mgmt For For For 10 Elect Judith Rodin Mgmt For For For 11 Elect Robert Ryan Mgmt For For For 12 Elect Anthony Santomero Mgmt For For For 13 Elect Diana Taylor Mgmt For For For 14 Elect William Thompson Mgmt For For For 15 Elect Ernesto Zedillo Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2009 Stock Incentive Mgmt For Against Against Plan 18 Approval of the TARP Repayment Shares Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Ratification of the Tax Benefits Mgmt For For For Preservation Plan 21 Reverse Stock Split Extension Mgmt For For For 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 24 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 25 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 26 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 27 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Consent United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Authorized Preferred Mgmt For For For Stock - The Dividend Blocker Amendment 2 Amendment to Authorized Preferred Mgmt For For For Stock - The Director Amendment 3 Amendment to Authorized Preferred Mgmt For Against Against Stock - The Retirement Amendment 4 Increase of Preferred Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 09/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Consent United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Reverse Stock Split Mgmt For For For 3 Amendment to Authorized Common Stock Mgmt For Against Against - The Preferred Stock Change - ------------------------------------------------------------------------------------------------------------------ CITRIX SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTXS CUSIP 177376100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CME GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CME CUSIP 12572Q105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Terrence Duffy Mgmt For For For 1.2 Elect Charles Carey Mgmt For For For 1.3 Elect Mark Cermak Mgmt For For For 1.4 Elect Martin Gepsman Mgmt For For For 1.5 Elect Leo Melamed Mgmt For For For 1.6 Elect Joseph Niciforo Mgmt For For For 1.7 Elect C.C. Odom II Mgmt For For For 1.8 Elect John Sandner Mgmt For For For 1.9 Elect Dennis Suskind Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect addressStreetKenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 4 Shareholder Proposal Regarding Report ShrHldr Against Against For on Coal Combustion Waste - ------------------------------------------------------------------------------------------------------------------ COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Incentive Mgmt For For For Award Plan 3 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of Fur Use in Products - ------------------------------------------------------------------------------------------------------------------ COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements - ------------------------------------------------------------------------------------------------------------------ COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Klein Mgmt For For For 2 Elect Lakshmi Narayanan Mgmt For For For 3 Elect Maureen Breakiron-Evans Mgmt For For For 4 Amendment to the 2004 Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cahill Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Helene Gayle Mgmt For For For 4 Elect Ellen Hancock Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect David Johnson Mgmt For For For 7 Elect Richard Kogan Mgmt For For For 8 Elect Delano Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr For Against Against Reviewing Charitable Spending 14 Shareholder Proposal Regarding Right ShrHldr For Against Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ COMPUTER SCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSC CUSIP 205363104 08/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Bailey, II Mgmt For For For 1.2 Elect David Barram Mgmt For For For 1.3 Elect Stephen Baum Mgmt For For For 1.4 Elect Rodney Chase Mgmt For For For 1.5 Elect Judith Haberkorn Mgmt For For For 1.6 Elect Michael Laphen Mgmt For For For 1.7 Elect F. Warren McFarlan Mgmt For For For 1.8 Elect Chong Sup Park Mgmt For For For 1.9 Elect Thomas Patrick Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For Withhold Against 1.6 Elect Faye Alexander Nelson Mgmt For Withhold Against 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Whitmire Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect James Altmeyer, Sr. Mgmt For For For 1.4 Elect Philip Baxter Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONSOLIDATED EDISON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ED CUSIP 209115104 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kevin Burke Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect George Campbell, Jr. Mgmt For For For 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Giudice Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For For For 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Sutherland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation - ------------------------------------------------------------------------------------------------------------------ CONSTELLATION BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STZ CUSIP 21036P108 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Fromberg Mgmt For For For 1.2 Elect Jeananne Hauswald Mgmt For For For 1.3 Elect James Locke III Mgmt For For For 1.4 Elect Peter Perez Mgmt For For For 1.5 Elect Richard Sands Mgmt For For For 1.6 Elect Robert Sands Mgmt For For For 1.7 Elect Paul Smith Mgmt For For For 1.8 Elect Peter Soderberg Mgmt For For For 1.9 Elect Mark Zupan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the Long-Term Stock Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEG CUSIP 210371100 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Yves de Balmann Mgmt For For For 2 Elect Ann Berzin Mgmt For For For 3 Elect James Brady Mgmt For For For 4 Elect Daniel Camus Mgmt For For For 5 Elect James Curtiss Mgmt For For For 6 Elect Freeman Hrabowski III Mgmt For For For 7 Elect Nancy Lampton Mgmt For Against Against 8 Elect Robert Lawless Mgmt For For For 9 Elect Mayo Shattuck III Mgmt For For For 10 Elect John Skolds Mgmt For For For 11 Elect Michael Sullivan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ COOPER INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CUSIP G24182100 08/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Creation of Distributable Reserves Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect William Gates Mgmt For For For 1.3 Elect Hamilton James Mgmt For Withhold Against 1.4 Elect Jill Ruckelshaus Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ------------------------------------------------------------------------------------------------------------------ CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bernhard Mgmt For For For 2 Elect Franklin Chang-Diaz Mgmt For For For 3 Elect Robert Herdman Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect William Miller Mgmt For For For 7 Elect Georgia Nelson Mgmt For For For 8 Elect Theodore Solso Mgmt For For For 9 Elect Carl Ware Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CVS CAREMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edwin Banks Mgmt For Against Against 2 Elect C. David Brown II Mgmt For Against Against 3 Elect David Dorman Mgmt For Against Against 4 Elect Kristen Gibney Williams Mgmt For Against Against 5 Elect Marian Heard Mgmt For Against Against 6 Elect William Joyce Mgmt For Against Against 7 Elect Jean-Pierre Millon Mgmt For Against Against 8 Elect Terrence Murray Mgmt For Against Against 9 Elect C.A. Lance Mgmt For Against Against Piccolo 10 Elect Sheli Rosenberg Mgmt For Against Against 11 Elect Thomas Ryan Mgmt For Against Against 12 Elect Richard Swift Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Principles - ------------------------------------------------------------------------------------------------------------------ D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect David Hughes Mgmt For For For 1.5 Elect Charles Ledsinger, Jr. Mgmt For For For 1.6 Elect William Lewis, Jr. Mgmt For For For 1.7 Elect Connie Mack, III Mgmt For For For 1.8 Elect Andrew Madsen Mgmt For For For 1.9 Elect Clarence Otis Jr. Mgmt For For For 1.10 Elect Michael Rose Mgmt For For For 1.11 Elect Maria Sastre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DAVITA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DVA CUSIP 23918K108 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pamela Arway Mgmt For For For 2 Elect Charles Berg Mgmt For For For 3 Elect Willard Brittain, Jr. Mgmt For Against Against 4 Elect Paul Diaz Mgmt For For For 5 Elect Peter Grauer Mgmt For For For 6 Elect John Nehra Mgmt For For For 7 Elect William Roper Mgmt For For For 8 Elect Kent Thiry Mgmt For For For 9 Elect Roger Valine Mgmt For For For 10 Amendment to the 2002 Equity Mgmt For For For Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ DEAN FOODS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DF CUSIP 242370104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Tom Davis Mgmt For For For 2 Elect Gregg Engles Mgmt For For For 3 Elect Jim Turner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments - ------------------------------------------------------------------------------------------------------------------ DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Allen Mgmt For For For 2 Elect Aulana Peters Mgmt For For For 3 Elect David Speer Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Omnibus Equity and Mgmt For For For Incentive Plan 6 Short-Term Incentive Bonus Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Internal Executive Compensation Equity 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 10 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Chairman - ------------------------------------------------------------------------------------------------------------------ DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gareth Roberts Mgmt For For For 1.2 Elect Wieland Wettstein Mgmt For For For 1.3 Elect Michael Beatty Mgmt For For For 1.4 Elect Michael Decker Mgmt For For For 1.5 Elect Ronald Greene Mgmt For For For 1.6 Elect David Heather Mgmt For For For 1.7 Elect Gregory McMichael Mgmt For For For 1.8 Elect Randy Stein Mgmt For For For 2 Increase in Shares Available Under Mgmt For For For the 2004 Omnibus Stock and Incentive Plan 3 Reapproval of Performance Measures Mgmt For For For Under the 2004 Omnibus Stock and Incentive Plan 4 Increase to Section 162(m) Based Cap Mgmt For For For on Performance Awards Under the 2004 Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DENTSPLY INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XRAY CUSIP 249030107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paula Cholmondeley Mgmt For For For 2 Elect Michael Coleman Mgmt For For For 3 Elect John Miles II Mgmt For For For 4 Elect John Miclot Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Richels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ DEVRY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DV CUSIP 251893103 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darren Huston Mgmt For For For 1.2 Elect William Keevan Mgmt For For For 1.3 Elect Lyle Logan Mgmt For For For 1.4 Elect Julie McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ DIRECTV TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25490A101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For Withhold Against 1.7 Elect John Malone Mgmt For For For 1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ DIRECTV GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25459L106 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Agreement and Plan of Merger Mgmt For For For 2 Voting and Right of First Refusal Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For Withhold Against 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOMINION RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS D CUSIP 25746U109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Thomas Farrell, II Mgmt For For For 5 Elect John Harris Mgmt For For For 6 Elect Robert Jepson, Jr. Mgmt For For For 7 Elect Mark Kington Mgmt For For For 8 Elect Margeret McKenna Mgmt For For For 9 Elect Frank Royal Mgmt For For For 10 Elect Robert Spilman, Jr. Mgmt For For For 11 Elect David Wollard Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement to Amend Articles of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement to Amend the Bylaws 15 Elimination of Supermajority Mgmt For For For Requirement Regarding Setting the Exact Number of Directors 16 Elimination of Supermajority Mgmt For For For Requirement Regarding Removal of a Director for Cause 17 Clarifying Amendments to Articles of Mgmt For For For Incorporation 18 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of 20% Renewable Energy Goal 19 Shareholder Proposal Regarding ShrHldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DR PEPPER SNAPPLE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPS CUSIP 26138E109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Adams Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Ronald Rogers Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DTE ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CUSIP 233331107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Earley, Jr. Mgmt For For For 1.2 Elect Allan Gilmour Mgmt For For For 1.3 Elect Frank Hennessey Mgmt For For For 1.4 Elect Gail McGovern Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DUKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Barnet, III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ E*TRADE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETFC CUSIP 269246104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ronald Fisher Mgmt For For For 2 Elect Stephen Freiberg Mgmt For For For 3 Elect Kenneth Griffin Mgmt For For For 4 Elect Joseph Velli Mgmt For For For 5 Elect Donna Weaver Mgmt For For For 6 Reverse Stock Split Mgmt For For For 7 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ E*TRADE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETFC CUSIP 269246104 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Issuance of Senior Convertible Mgmt For For For Debentures 3 Potential Issuance of Common Stock Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For 5 Advisory Resolution on Shareholder Mgmt Abstain Against Against Rights Plan - ------------------------------------------------------------------------------------------------------------------ E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ EASTMAN CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EMN CUSIP 277432100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gary Anderson Mgmt For For For 2 Elect Renee Hornbaker Mgmt For For For 3 Elect Thomas McLain Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ EASTMAN KODAK COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EK CUSIP 277461109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Braddock Mgmt For For For 2 Elect Herald Chen Mgmt For For For 3 Elect Adam Clammer Mgmt For For For 4 Elect Timothy Donahue Mgmt For For For 5 Elect Michael Hawley Mgmt For For For 6 Elect William Hernandez Mgmt For For For 7 Elect Douglas Lebda Mgmt For For For 8 Elect Debra Lee Mgmt For Against Against 9 Elect Delano Lewis Mgmt For For For 10 Elect William Parrett Mgmt For For For 11 Elect Antonio Perez Mgmt For For For 12 Elect Joel Seligman Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Laura Tyson Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2005 Omnibus Mgmt For Against Against Long-Term Compensation Plan 17 Amendment to the Executive Mgmt For Against Against Compensation for Excellence and Leadership Plan - ------------------------------------------------------------------------------------------------------------------ EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Higgins Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect C. Scott O'Hara Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2010 Stock Incentive Mgmt For For For Plan 6 Repeal of Classified Board Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Right to Water 9 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For For For 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ EL PASO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EP CUSIP 28336L109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Juan Braniff Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Robert Goldman Mgmt For For For 5 Elect Anthony Hall, Jr. Mgmt For For For 6 Elect Thomas Hix Mgmt For For For 7 Elect Ferrell McClean Mgmt For For For 8 Elect Timothy Probert Mgmt For For For 9 Elect Steven Shapiro Mgmt For For For 10 Elect J. Michael Talbert Mgmt For For For 11 Elect Robert Vagt Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Amendment to the 2005 Omnibus Mgmt For For For Incentive Compensation Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For For For 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Employee Stock Option Exchange Program Mgmt For Against Against 12 Amendment to the 2000 Equity Mgmt For Against Against Incentive Plan 13 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For Against Against 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against For Against Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Measures Mgmt For For For under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENSCO INTERNATIONAL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 26874Q100 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reorganization from Delaware to the Mgmt For For For United Kingdom 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ------------------------------------------------------------------------------------------------------------------ EQT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vicky Bailey Mgmt For For For 1.2 Elect Murry Gerber Mgmt For For For 1.3 Elect George Miles, Jr. Mgmt For For For 1.4 Elect James Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ EQUIFAX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EFX CUSIP 294429105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Daleo Mgmt For For For 2 Elect Walter Driver Mgmt For For For 3 Elect L. Phillip Humann Mgmt For For For 4 Elect Mark Templeton Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Boone Knox Mgmt For Withhold Against 1.5 Elect John Neal Mgmt For Withhold Against 1.6 Elect David Neithercut Mgmt For Withhold Against 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For Withhold Against 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPEDIA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPE CUSIP 30212P105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. George Battle Mgmt For Withhold Against 1.2 Elect Barry Diller Mgmt For Withhold Against 1.3 Elect Jonathan Dolgen Mgmt For Withhold Against 1.4 Elect William Fitzgerald Mgmt For Withhold Against 1.5 Elect Craig Jacobson Mgmt For Withhold Against 1.6 Elect Victor Kaufman Mgmt For Withhold Against 1.7 Elect Peter Kern Mgmt For Withhold Against 1.8 Elect Dara Khosrowshahi Mgmt For Withhold Against 1.9 Elect John Malone Mgmt For Withhold Against 1.10 Elect Jose Tazon Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gary Benanav Mgmt For For For 2 Elect Frank Borelli Mgmt For For For 3 Elect Maura Breen Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Samuel Skinner Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Barrett Toan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Right to Water 8 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 10 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding Report ShrHldr Against Against For on Future Energy Trends - ------------------------------------------------------------------------------------------------------------------ FAMILY DOLLAR STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDO CUSIP 307000109 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Bernstein Mgmt For For For 1.2 Elect Pamela Davies Mgmt For For For 1.3 Elect Sharon Allred Decker Mgmt For For For 1.4 Elect Edward Dolby Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect Howard Levine Mgmt For For For 1.7 Elect George Mahoney, Jr. Mgmt For For For 1.8 Elect James Martin, Jr. Mgmt For For For 1.9 Elect Harvey Morgan Mgmt For For For 1.10 Elect Dale Pond Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FASTENAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FAST CUSIP 311900104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Kierlin Mgmt For Withhold Against 1.2 Elect Stephen Slaggie Mgmt For Withhold Against 1.3 Elect Michael Gostomski Mgmt For Withhold Against 1.4 Elect Hugh Miller Mgmt For Withhold Against 1.5 Elect Willard Oberton Mgmt For Withhold Against 1.6 Elect Michael Dolan Mgmt For Withhold Against 1.7 Elect Reyne Wisecup Mgmt For Withhold Against 1.8 Elect Michael Ancius Mgmt For Withhold Against 1.9 Elect Scott Satterlee Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ FIDELITY NATIONAL INFORMATION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephan James Mgmt For For For 1.2 Elect James Neary Mgmt For For For 1.3 Elect Frank Martire Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIDELITY NATIONAL INFORMATION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Issuance of Common Stock Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FIRST HORIZON NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FHN CUSIP 320517105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carter Mgmt For For For 1.2 Elect Mark Emkes Mgmt For For For 1.3 Elect D. Bryan Jordan Mgmt For For For 1.4 Elect R. Brad Martin Mgmt For For For 1.5 Elect Vicki Palmer Mgmt For For For 1.6 Elect Michael Rose Mgmt For For For 1.7 Elect William Sansom Mgmt For For For 1.8 Elect Luke Yancy III Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Approval of Amendments to the 2003 Mgmt For For For Equity Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ FIRST SOLAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSLR CUSIP 336433107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Robert Gillette Mgmt For For For 1.3 Elect Craig Kennedy Mgmt For For For 1.4 Elect James Nolan Mgmt For For For 1.5 Elect William Post Mgmt For For For 1.6 Elect J. Thomas Presby Mgmt For For For 1.7 Elect Paul Stebbins Mgmt For For For 1.8 Elect Michael Sweeney Mgmt For For For 1.9 Elect Jose Villarreal Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For Against Against Plan 3 Associate Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FISERV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FISV CUSIP 337738108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kim Robak Mgmt For For For 1.2 Elect Thomas Wertheimer Mgmt For For For 1.3 Elect Doyle Simons Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLIR SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLIR CUSIP 302445101 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Carter Mgmt For For For 1.2 Elect Michael Smith Mgmt For For For 1.3 Elect John Wood, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For For For 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FMC TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thorleif Enger Mgmt For For For 1.2 Elect Claire Farley Mgmt For For For 1.3 Elect Joseph Netherland Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FOREST LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRX CUSIP 345838106 08/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee, III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORTUNE BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FO CUSIP 349631101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Anne Tatlock Mgmt For For For 2 Elect Norman Wesley Mgmt For For For 3 Elect Peter Wilson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 2010 Non-Employee Director Stock Plan Mgmt For For For 7 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ FPL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For For For 6 Elect Gregory Johnson Mgmt For For For 7 Elect Rupert Johnson, Jr. Mgmt For For For 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For For For 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Stock Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ FRONTIER COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Issuance of Common Stock Pursuant to Mgmt For For For Merger - ------------------------------------------------------------------------------------------------------------------ GAMESTOP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GME CUSIP 36467W109 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Richard Fontaine Mgmt For For For 1.2 Elect Jerome Davis Mgmt For For For 1.3 Elect Steven Koonin Mgmt For For For 1.4 Elect Stephanie Shern Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GANNETT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCI CUSIP 364730101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Dubow Mgmt For For For 1.2 Elect Howard Elias Mgmt For For For 1.3 Elect Arthur Harper Mgmt For For For 1.4 Elect John Louis Mgmt For For For 1.5 Elect Marjorie Magner Mgmt For For For 1.6 Elect Scott McCune Mgmt For For For 1.7 Elect Duncan McFarland Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Neal Shapiro Mgmt For For For 1.10 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2001 Omnibus Mgmt For For For Incentive Compensation Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments - ------------------------------------------------------------------------------------------------------------------ GENERAL DYNAMICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GD CUSIP 369550108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For For For 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For 5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Space ShrHldr Against Against For Weapons - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For For For 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Alesio Mgmt For For For 2 Elect Michael Fraizer Mgmt For For For 3 Elect Nancy Karch Mgmt For For For 4 Elect J. Robert Kerrey Mgmt For For For 5 Elect Risa Lavizzo-Mourey Mgmt For For For 6 Elect Christine Mead Mgmt For For For 7 Elect Thomas Moloney Mgmt For For For 8 Elect James Parke Mgmt For For For 9 Elect James Riepe Mgmt For For For 10 Re-approval of the 2004 Omnibus Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENZYME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Berthiaume Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Gail Boudreaux Mgmt For For For 1.4 Elect Robert Carpenter Mgmt For For For 1.5 Elect Charles Cooney Mgmt For For For 1.6 Elect Victor Dzau Mgmt For Withhold Against 1.7 Elect Connie Mack III Mgmt For For For 1.8 Elect Richard Syron Mgmt For For For 1.9 Elect Henri Termeer Mgmt For For For 1.10 Elect Ralph Whitworth Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2009 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 2007 Director Equity Mgmt For For For Plan 5 Amendment to Articles of Organization Mgmt For For For Regarding the Right to Call a Special Meeting 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOODRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GR CUSIP 382388106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect George Davidson, Jr. Mgmt For For For 1.4 Elect Harris Deloach, Jr. Mgmt For For For 1.5 Elect James Griffith Mgmt For For For 1.6 Elect William Holland Mgmt For For For 1.7 Elect John Jumper Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For For For 1.9 Elect Lloyd Newton Mgmt For For For 1.10 Elect Douglas Olesen Mgmt For For For 1.11 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Management Incentive Plan - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ H&R BLOCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRB CUSIP 093671105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Bennett Mgmt For For For 2 Elect Thomas Bloch Mgmt For For For 3 Elect Richard Breeden Mgmt For For For 4 Elect Robert Gerard Mgmt For For For 5 Elect Len Lauer Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect Tom Seip Mgmt For For For 8 Elect L. Edward Shaw, Jr. Mgmt For For For 9 Elect Russell Smyth Mgmt For For For 10 Elect Christianna Wood Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Amendment to the 2003 Long Term Mgmt For For For Executive Compensation Plan 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ H. J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect James Hackett Mgmt For For For 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For For For 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Human Rights Policies 13 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ HARLEY-DAVIDSON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOG CUSIP 412822108 04/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For Against Against 4 Amendment to the Director Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Brian Goldner Mgmt For For For 1.8 Elect Jack Greenberg Mgmt For For For 1.9 Elect Alan Hassenfeld Mgmt For For For 1.10 Elect Tracy Leinbach Mgmt For For For 1.11 Elect Edward Philip Mgmt For For For 1.12 Elect Alfred Verrecchia Mgmt For For For 2 Amendment to the Restated 2003 Stock Mgmt For Against Against Incentive Performance Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ HORMEL FOODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRL CUSIP 440452100 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Terrell Crews Mgmt For For For 1.2 Elect Jeffrey Ettinger Mgmt For For For 1.3 Elect Jody Feragen Mgmt For For For 1.4 Elect Susan Marvin Mgmt For For For 1.5 Elect John Morrison Mgmt For For For 1.6 Elect Elsa Murano Mgmt For For For 1.7 Elect Robert Nakasone Mgmt For For For 1.8 Elect Susan Nestegard Mgmt For For For 1.9 Elect Ronald Pearson Mgmt For For For 1.10 Elect Dakota Pippins Mgmt For For For 1.11 Elect Hugh Smith Mgmt For For For 1.12 Elect John Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Connie Curran Mgmt For For For 2 Elect Heino von Prondzynski Mgmt For For For 3 Elect Mark Wheeler Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUMANA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Jones Jr. Mgmt For For For 2 Elect Frank D'Amelio Mgmt For For For 3 Elect W. Roy Dunbar Mgmt For For For 4 Elect Kurt Hilzinger Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Elect W. Ann Reynolds Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUNTINGTON BANCSHARES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HBAN CUSIP 446150104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Lauer Mgmt For For For 1.2 Elect Gerard Mastroianni Mgmt For For For 1.3 Elect Richard Neu Mgmt For For For 1.4 Elect Kathleen Ransier Mgmt For For For 1.5 Elect William Robertson Mgmt For For For 2 Amendment to the 2007 Stock and Mgmt For For For Long-Term Incentive Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ IMS HEALTH INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS RX CUSIP 449934108 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEGRYS ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEG CUSIP 45822P105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect Pastora Cafferty Mgmt For For For 1.3 Elect Ellen Carnahan Mgmt For For For 1.4 Elect Kathryn Hasselblad-Pascale Mgmt For For For 1.5 Elect John Higgins Mgmt For For For 1.6 Elect James Kemerling Mgmt For For For 1.7 Elect Michael Lavin Mgmt For For For 1.8 Elect William Protz, Jr. Mgmt For For For 1.9 Elect Charles Schrock Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL FLAVORS & FRAGRANCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFF CUSIP 459506101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For For For 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For For For 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Peter Georgescu Mgmt For For For 7 Elect Alexandra Herzan Mgmt For For For 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Douglas Tough Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock Award and Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For Against Against 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ INTERPUBLIC GROUP OF COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPG CUSIP 460690100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reginald Brack Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Jill Considine Mgmt For For For 4 Elect Richard Goldstein Mgmt For For For 5 Elect Mary Steele Guilfoile Mgmt For For For 6 Elect H. John Greeniaus Mgmt For For For 7 Elect William Kerr Mgmt For For For 8 Elect Michael Roth Mgmt For For For 9 Elect David Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ INTUIT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTU CUSIP 461202103 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Batchelder Mgmt For For For 1.2 Elect Christopher Brody Mgmt For For For 1.3 Elect William Campbell Mgmt For For For 1.4 Elect Scott Cook Mgmt For For For 1.5 Elect Diane Greene Mgmt For For For 1.6 Elect Michael Hallman Mgmt For For For 1.7 Elect Edward Kangas Mgmt For For For 1.8 Elect Suzanne Nora Johnson Mgmt For For For 1.9 Elect Dennis Powell Mgmt For For For 1.10 Elect Stratton Sclavos Mgmt For For For 1.11 Elect Brad Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Levy Mgmt For For For 1.2 Elect Eric Halvorson Mgmt For For For 1.3 Elect Amal Johnson Mgmt For For For 2 2010 Incentive Award Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IRON MOUNTAIN INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS IRM CUSIP 462846106 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Clarke Bailey Mgmt For For For 2 Elect Constantin Boden Mgmt For For For 3 Elect Robert Brennan Mgmt For For For 4 Elect Kent Dauten Mgmt For For For 5 Elect Per-Kristian Halvorsen Mgmt For For For 6 Elect Michael Lamach Mgmt For For For 7 Elect Arthur Little Mgmt For For For 8 Elect C. Richard Reese Mgmt For For For 9 Elect Vincent Ryan Mgmt For For For 10 Elect Laurie Tucker Mgmt For For For 11 Elect Alfred Verrecchia Mgmt For For For 12 Amendment to the 2002 Stock Incentive Mgmt For For For Plan 13 Amendment to the 2006 Senior Mgmt For For For Executive Incentive Program 14 Amendment to the 2003 Senior Mgmt For For For Executive Incentive Program 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ J.C. PENNEY COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCP CUSIP 708160106 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colleen Barrett Mgmt For For For 2 Elect M. Anthony Burns Mgmt For For For 3 Elect Maxine Clark Mgmt For For For 4 Elect Thomas Engibous Mgmt For For For 5 Elect Kent Foster Mgmt For For For 6 Elect Geraldine Laybourne Mgmt For For For 7 Elect Burl Osborne Mgmt For For For 8 Elect Leonard Roberts Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect R. Gerald Turner Mgmt For For For 11 Elect Myron Ullman III Mgmt For For For 12 Elect Mary Beth West Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JACOBS ENGINEERING GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JEC CUSIP 469814107 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Davidson, Jr. Mgmt For For For 2 Elect Edward Fritzky Mgmt For For For 3 Elect Benjamin Montoya Mgmt For For For 4 Elect Peter Robertson Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JANUS CAPITAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNS CUSIP 47102X105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Weil Mgmt For For For 2 Elect G. Andrew Cox Mgmt For For For 3 Elect Deborah Gatzek Mgmt For For For 4 Elect Robert Parry Mgmt For For For 5 Elect Jock Patton Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Long Term Incentive Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect Harold Covert Mgmt For For For 1.3 Elect Penelope Herscher Mgmt For For For 1.4 Elect Masood Jabbar Mgmt For For For 2 One-time Stock Option Exchange Program Mgmt For Against Against 3 Amendment to the 1998 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Abney Mgmt For For For 1.2 Elect Robert Barnett Mgmt For For For 1.3 Elect Eugenio Clariond Reyes-Retana Mgmt For For For 1.4 Elect Jeffrey Joerres Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KELLOGG COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS K CUSIP 487836108 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect Gordon Gund Mgmt For For For 1.3 Elect Dorothy Johnson Mgmt For For For 1.4 Elect Ann Korologos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For Withhold Against 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For Withhold Against 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For For For 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Akins Mgmt For For For 1.2 Elect Robert Bond Mgmt For For For 1.3 Elect Kiran Patel Mgmt For For For 1.4 Elect David Wang Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the Performance Bonus Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ KROGER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Change - ------------------------------------------------------------------------------------------------------------------ L-3 COMMUNICATIONS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For Withhold Against 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Term Mgmt For For For Performance Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LABORATORY CORPORATION OF AMERICA HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS LH CUSIP 50540R409 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David King Mgmt For For For 2 Elect Kerrii Anderson Mgmt For For For 3 Elect Jean-Luc Belingard Mgmt For Against Against 4 Elect Wendy Lane Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Robert Mittelstaedt, Jr. Mgmt For For For 7 Elect Arthur Rubenstein Mgmt For For For 8 Elect M. Keith Weikel Mgmt For For For 9 Elect R. Sanders Williams Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEGG MASON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LM CUSIP 524901105 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Angelica Mgmt For For For 1.2 Elect Barry Huff Mgmt For For For 1.3 Elect John Koerner III Mgmt For For For 1.4 Elect Cheryl Krongard Mgmt For For For 1.5 Elect Scott Nuttall Mgmt For For For 2 Amendment to the 1996 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ LEGGETT & PLATT, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For For For 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Stock Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy - ------------------------------------------------------------------------------------------------------------------ LENNAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEN CUSIP 526057104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven Gerard Mgmt For For For 1.3 Elect Sherrill Hudson Mgmt For For For 1.4 Elect R. Kirk Landon Mgmt For For For 1.5 Elect Sidney Lapidus Mgmt For For For 1.6 Elect Stuart Miller Mgmt For For For 1.7 Elect Donna Shalala Mgmt For For For 1.8 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ LEUCADIA NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LUK CUSIP 527288104 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Cumming Mgmt For Withhold Against 1.2 Elect Paul Dougan Mgmt For For For 1.3 Elect Alan Hirschfield Mgmt For For For 1.4 Elect James Jordan Mgmt For For For 1.5 Elect Jeffrey Keil Mgmt For For For 1.6 Elect Jesse Nichols, III Mgmt For For For 1.7 Elect Michael Sorkin Mgmt For For For 1.8 Elect Joseph Steinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEXMARK INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXK CUSIP 529771107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Curlander Mgmt For For For 2 Elect Kathi Seifert Mgmt For For For 3 Elect Jean-Paul Montupet Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Adam Mgmt For For For 1.2 Elect Raymond Dittamore Mgmt For For For 1.3 Elect Arnold Levine Mgmt For For For 1.4 Elect Bradley Lorimier Mgmt For For For 1.5 Elect David U'Prichard Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Adoption of Majority Vote for Election of Directors) 4 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Elimination of Supermajority Requirement) 5 Amendment to the Bylaws of the Mgmt For For For Company (Adoption of Majority Vote for Election of Directors) 6 Amendment to the Bylaws of the Mgmt For For For Company (Elimination of Supermajority Provisions) 7 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LIMITED BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTD CUSIP 532716107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Avery Mgmt For For For 1.2 Elect William Cunningham Mgmt For For For 1.3 Elect William Payne Mgmt For For For 1.4 Elect Patrick Pittard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Swanson, Jr. Mgmt For For For 1.2 Elect David Lee Mgmt For For For 1.3 Elect Lothar Maier Mgmt For For For 1.4 Elect Richard Moley Mgmt For For For 1.5 Elect Thomas Volpe Mgmt For For For 2 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 3 2009 Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. C. Aldridge, Jr. Mgmt For For For 2 Elect Nolan Archibald Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For Against Against 7 Elect Douglas McCorkindale Mgmt For For For 8 Elect Joseph Ralston Mgmt For For For 9 Elect James Schneider Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Space ShrHldr Against Against For Weapons - ------------------------------------------------------------------------------------------------------------------ LOEWS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS L CUSIP 540424108 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berman Mgmt For For For 2 Elect Joseph Bower Mgmt For For For 3 Elect Charles Diker Mgmt For For For 4 Elect Jacob Frenkel Mgmt For For For 5 Elect Paul Fribourg Mgmt For For For 6 Elect Walter Harris Mgmt For For For 7 Elect Philip Laskawy Mgmt For For For 8 Elect Ken Miller Mgmt For For For 9 Elect Gloria Scott Mgmt For For For 10 Elect Andrew Tisch Mgmt For For For 11 Elect James Tisch Mgmt For For For 12 Elect Jonathan Tisch Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ LORILLARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LO CUSIP 544147101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Richard Roedel Mgmt For For For 1.3 Elect David Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ LSI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LSI CUSIP 502161102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Haggerty Mgmt For Against Against 2 Elect Richard Hill Mgmt For For For 3 Elect John Miner Mgmt For For For 4 Elect Arun Netravali Mgmt For For For 5 Elect Matthew O'Rourke Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect Michael Strachan Mgmt For For For 8 Elect Abhijit Talwalkar Mgmt For For For 9 Elect Susan Whitney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 12 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ MARATHON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Clarence Cazalot, Jr. Mgmt For Against Against 3 Elect David Daberko Mgmt For Against Against 4 Elect William Davis, III Mgmt For Against Against 5 Elect Shirley Jackson Mgmt For Against Against 6 Elect Philip Lader Mgmt For Against Against 7 Elect Charles Lee Mgmt For Against Against 8 Elect Michael Phelps Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect Seth Schofield Mgmt For Against Against 11 Elect John Snow Mgmt For Against Against 12 Elect Thomas Usher Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect W. Mitt Romney Mgmt For For For 10 Elect William Shaw Mgmt For For For 11 Elect Lawrence Small Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARSH & MCLENNAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMC CUSIP 571748102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ MARSHALL & ILSLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MI CUSIP 571837103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Chait Mgmt For For For 1.2 Elect John Daniels, Jr. Mgmt For For For 1.3 Elect Mark Furlong Mgmt For For For 1.4 Elect Ted Kellner Mgmt For For For 1.5 Elect Dennis Kuester Mgmt For For For 1.6 Elect David Lubar Mgmt For For For 1.7 Elect Katharine Lyall Mgmt For For For 1.8 Elect John Mellowes Mgmt For For For 1.9 Elect San Orr, Jr. Mgmt For For For 1.10 Elect Robert O'Toole Mgmt For For For 1.11 Elect Peter Platten III Mgmt For For For 1.12 Elect John Shiely Mgmt For For For 1.13 Elect George Wardeberg Mgmt For For For 1.14 Elect James Wigdale Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ MASCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MAS CUSIP 574599106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For For For 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Stock Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MATTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs - ------------------------------------------------------------------------------------------------------------------ MCGRAW-HILL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHP CUSIP 580645109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ MCKESSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCK CUSIP 58155Q103 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby, III Mgmt For For For 5 Elect M. Christine Jacobs Mgmt For For For 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jane Shaw Mgmt For For For 10 Amendment to the 2005 Stock Plan Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 13 Shareholder Proposal Regarding ShrHldr Against Against For Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ MEAD JOHNSON NUTRITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MJN CUSIP 582839106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Golsby Mgmt For For For 1.2 Elect Steven Altschuler Mgmt For For For 1.3 Elect Howard Bernick Mgmt For For For 1.4 Elect James Cornelius Mgmt For For For 1.5 Elect Peter Ratcliffe Mgmt For For For 1.6 Elect Elliott Sigal Mgmt For For For 1.7 Elect Robert Singer Mgmt For For For 1.8 Elect Kimberly Casiano Mgmt For For For 1.9 Elect Anna Catalano Mgmt For For For 2 Amendment to the 2009 Stock Award and Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEADWESTVACO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MWV CUSIP 583334107 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For Against Against 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Edward Straw Mgmt For For For 12 Elect Jane Warner Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Stock Mgmt For For For Purchase Plan 4 Amendment to the 2008 Stock Award and Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ MEMC ELECTRONIC MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFR CUSIP 552715104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Emmanuel Hernandez Mgmt For For For 2 Elect John Marren Mgmt For For For 3 Elect William Stevens Mgmt For For For 4 Elect James Williams Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEREDITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MDP CUSIP 589433101 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Craigie Mgmt For For For 1.2 Elect William Kerr Mgmt For For For 1.3 Elect Frederick Henry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reaffirm Material Terms of 2004 Stock Mgmt For For For Incentive Plan 4 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ METROPCS COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCS CUSIP 591708102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Kevin Landry Mgmt For For For 1.2 Elect Arthur Patterson Mgmt For For For 1.3 Elect James Perry, Jr. Mgmt For For For 2 2010 Equity Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICROCHIP TECHNOLOGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MCHP CUSIP 595017104 08/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Albert Hugo-Martinez Mgmt For For For 1.3 Elect L. B. Day Mgmt For For For 1.4 Elect Matthew Chapman Mgmt For For For 1.5 Elect Wade Meyercord Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICRON TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MU CUSIP 595112103 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Appleton Mgmt For For For 2 Elect Teruaki Aoki Mgmt For For For 3 Elect James Bagley Mgmt For For For 4 Elect Robert Bailey Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Lawrence Mondry Mgmt For For For 7 Elect Robert Switz Mgmt For For For 8 Executive Officer Performance Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions - ------------------------------------------------------------------------------------------------------------------ MILLIPORE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MIL CUSIP 601073109 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MOLX CUSIP 608554101 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michelle Collins Mgmt For For For 1.2 Elect Fred Krehbiel Mgmt For Withhold Against 1.3 Elect David Landsittel Mgmt For For For 1.4 Elect Joe Laymon Mgmt For For For 1.5 Elect James Metcalf Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank AtLee, III Mgmt For For For 2 Elect David Chicoine Mgmt For For For 3 Elect Arthur Harper Mgmt For For For 4 Elect Gwendolyn King Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ MOODY'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCO CUSIP 615369105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For For For 2 Elect Darrell Duffie Mgmt For For For 3 Elect Raymond McDaniel, Jr. Mgmt For For For 4 Amendment to the 2001 Key Employees' Mgmt For For For Stock Incentive Plan 5 Amendment to the 2004 Covered Mgmt For For For Employee Cash Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For For For 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For For For 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Neal Schmale Mgmt For For For 1.8 Elect David Smith Mgmt For For For 1.9 Elect Caroline Theus Mgmt For For For 1.10 Elect David Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For For For 1.5 Elect Douglas Leech Mgmt For For For 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Lombardi Mgmt For For For 1.2 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHldr Against For Against for Superior Performance 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NSM CUSIP 637640103 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Brian Halla Mgmt For For For 2 Elect Steven Appleton Mgmt For For For 3 Elect Gary Arnold Mgmt For For For 4 Elect Richard Danzig Mgmt For For For 5 Elect John Dickson Mgmt For For For 6 Elect Robert Frankenberg Mgmt For For For 7 Elect Modesto Maidique Mgmt For For For 8 Elect Edward McCracken Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Executive Officers Incentive Plan Mgmt For For For 12 2009 Incentive Award Plan Mgmt For For For 13 Stock Option Exchange Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For Against Against Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Scott Cowen Mgmt For For For 2 Elect Cynthia Montgomery Mgmt For For For 3 Elect Michael B. Polk Mgmt For For For 4 Elect Michael Todman Mgmt For For For 5 2010 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NEWS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NWS CUSIP 65248E203 10/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Maria Aznar Mgmt For For For 2 Elect Natalie Bancroft Mgmt For For For 3 Elect Peter Barnes Mgmt For For For 4 Elect Chase Carey Mgmt For For For 5 Elect Kenneth Cowley Mgmt For For For 6 Elect David DeVoe Mgmt For For For 7 Elect Viet Dinh Mgmt For For For 8 Elect Roderick Eddington Mgmt For For For 9 Elect Mark Hurd Mgmt For For For 10 Elect Andrew Knight Mgmt For For For 11 Elect James Murdoch Mgmt For For For 12 Elect K. Rupert Murdoch Mgmt For For For 13 Elect Lachlan Murdoch Mgmt For For For 14 Elect Thomas Perkins Mgmt For For For 15 Elect Arthur Siskind Mgmt For For For 16 Elect John Thornton Mgmt For For For 17 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NICOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CUSIP 654086107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beavers, Jr. Mgmt For For For 1.2 Elect Bruce Bickner Mgmt For For For 1.3 Elect John Birdsall, lll Mgmt For For For 1.4 Elect Norman Bobins Mgmt For Withhold Against 1.5 Elect Brenda Gaines Mgmt For For For 1.6 Elect Raymond Jean Mgmt For For For 1.7 Elect Dennis Keller Mgmt For For For 1.8 Elect R. Eden Martin Mgmt For For For 1.9 Elect Georgia Nelson Mgmt For For For 1.10 Elect Armando Olivera Mgmt For For For 1.11 Elect John Rau Mgmt For For For 1.12 Elect John Staley Mgmt For For For 1.13 Elect Russ Strobel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NIKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jill Conway Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Lechleiter Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NISOURCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NI CUSIP 65473P105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Abdoo Mgmt For For For 2 Elect Steven Beering Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Mike Jesanis Mgmt For For For 5 Elect Marty Kittrell Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Deborah Parker Mgmt For For For 8 Elect Ian Rolland Mgmt For For For 9 Elect Robert Skaggs, Jr. Mgmt For For For 10 Elect Richard Thompson Mgmt For For For 11 Elect Carolyn Woo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting 14 2010 Omnibus Incentive Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For Against Against 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For Against Against 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORFOLK SOUTHERN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Landon Hilliard Mgmt For For For 4 Elect Burton Joyce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Articles of Mgmt For For For Incorporation to Declassify the Board 7 Amendment to the Long-Term Incentive Mgmt For For For Plan 8 Amendment to the Executive Mgmt For For For Management Incentive Plan 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For For For 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For For For 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect David Smith, Jr. Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHROP GRUMMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NOC CUSIP 666807102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Thomas Fargo Mgmt For For For 4 Elect Victor Fazio Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Stephen Frank Mgmt For For For 7 Elect Bruce Gordon Mgmt For For For 8 Elect Madeleine Kleiner Mgmt For For For 9 Elect Karl Krapek Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Aulana Peters Mgmt For For For 12 Elect Kevin Sharer Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate Regarding to Mgmt For For For the Right to Call a Special Meeting 15 Amendment Certificate of Northrop Mgmt For For For Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions 16 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ NOVELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVL CUSIP 670006105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Albert Aiello Mgmt For For For 2 Elect Fred Corrado Mgmt For For For 3 Elect Richard Crandall Mgmt For For For 4 Elect Gary Greenfield Mgmt For For For 5 Elect Judith Hamilton Mgmt For For For 6 Elect Ronald Hovsepian Mgmt For For For 7 Elect Patrick Jones Mgmt For For For 8 Elect Richard Nolan Mgmt For For For 9 Elect John Poduska, Sr. Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NYSE EURONEXT TICKER SECURITY ID: MEETING DATE MEETING STATUS NYX CUSIP 629491101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Bergen Mgmt For For For 1.2 Elect Ellyn Brown Mgmt For For For 1.3 Elect Marshall Carter Mgmt For For For 1.4 Elect Patricia Cloherty Mgmt For For For 1.5 Elect George Cox Mgmt For For For 1.6 Elect Sylvain Hefes Mgmt For For For 1.7 Elect Jan-Michiel Hessels Mgmt For For For 1.8 Elect Duncan McFarland Mgmt For For For 1.9 Elect James McNulty Mgmt For For For 1.10 Elect Duncan Niederauer Mgmt For For For 1.11 Elect Ricardo Espirito Santo Salgado Mgmt For For For 1.12 Elect Robert Scott Mgmt For For For 1.13 Elect Jackson Tai Mgmt For For For 1.14 Elect Jean-Francois Theodore Mgmt For For For 1.15 Elect Rijnhard van Tets Mgmt For For For 1.16 Elect Brian Williamson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Abstain For Against Majority Vote 4 Shareholder Proposal Regarding ShrHldr Against Against For Certificated Shares - ------------------------------------------------------------------------------------------------------------------ O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 686091109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence O'Reilly Mgmt For For For 2 Elect Rosalie O'Reilly-Wooten Mgmt For For For 3 Elect Thomas Hendrickson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ OFFICE DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODP CUSIP 676220106 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lee Ault, III Mgmt For For For 2 Elect Neil Austrian Mgmt For For For 3 Elect Justin Bateman Mgmt For For For 4 Elect David Bernauer Mgmt For For For 5 Elect Thomas Colligan Mgmt For For For 6 Elect Marsha Evans Mgmt For For For 7 Elect David Fuente Mgmt For For For 8 Elect Brenda Gaines Mgmt For For For 9 Elect Myra Hart Mgmt For For For 10 Elect W. Scott Hedrick Mgmt For For For 11 Elect Kathleen Mason Mgmt For For For 12 Elect Steve Odland Mgmt For For For 13 Elect James Rubin Mgmt For For For 14 Elect Raymond Svider Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the Long-Term Incentive Mgmt For Against Against Plan to Permit a Stock Option Exchange - ------------------------------------------------------------------------------------------------------------------ OFFICE DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODP CUSIP 676220106 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Series A Preferred Stock 2 Issuance of Common Stock Upon Mgmt For For For Conversion of Series B Preferred Stock 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACCAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PCAR CUSIP 693718108 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alison Carnwath Mgmt For For For 1.2 Elect Robert Parry Mgmt For For For 1.3 Elect John Pigott Mgmt For For For 1.4 Elect Gregory Spierkel Mgmt For For For 2 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHldr Against For Against Exclusion of CEOs from Compensation Committee - ------------------------------------------------------------------------------------------------------------------ PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLL CUSIP 696429307 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Carroll, Jr. Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect Ulrich Haynes, Jr. Mgmt For For For 1.5 Elect Ronald Hoffman Mgmt For For For 1.6 Elect Eric Krasnoff Mgmt For For For 1.7 Elect Dennis Longstreet Mgmt For For For 1.8 Elect Edwin Martin, Jr. Mgmt For For For 1.9 Elect Katharine Plourde Mgmt For For For 1.10 Elect Edward Snyder Mgmt For For For 1.11 Elect Edward Travaglianti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2004 Executive Incentive Bonus Plan Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Management Stock Mgmt For For For Purchase Plan 6 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Mller Mgmt For For FOR 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ PATTERSON COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDCO CUSIP 703395103 09/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ellen Rudnick Mgmt For For For 1.2 Elect Harold Slavkin Mgmt For For For 1.3 Elect James Wiltz Mgmt For For For 1.4 Elect Les Vinney Mgmt For For For 2 Amendment to the Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEOPLE'S UNITED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBCT CUSIP 712704105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dwight Mgmt For For For 1.2 Elect Janet Hansen Mgmt For For For 1.3 Elect Mark Richards Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr N/A For N/A Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ PEPCO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POM CUSIP 713291102 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Dunn IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For For For 1.12 Elect Lester Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PERKINELMER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKI CUSIP 714046109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Friel Mgmt For For For 2 Elect Nicholas Lopardo Mgmt For For For 3 Elect Alexis Michas Mgmt For For For 4 Elect James Mullen Mgmt For For For 5 Elect Vicki Sato Mgmt For For For 6 Elect Gabriel Schmergel Mgmt For For For 7 Elect Kenton Sicchitano Mgmt For For For 8 Elect Patrick Sullivan Mgmt For For For 9 Elect G. Robert Tod Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PG&E CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCG CUSIP 69331C108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Key ShrHldr Against Against For Committee Membership 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For For For 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Humberto Lopez Mgmt For For For 1.9 Elect Kathryn Munro Mgmt For For For 1.10 Elect Bruce Nordstrom Mgmt For For For 1.11 Elect W. Douglas Parker Mgmt For For For 2 Restoration of Right to Call a Mgmt For For For Special Meeting 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Lundquist Mgmt For For For 1.2 Elect Charles Ramsey, Jr. Mgmt For For For 1.3 Elect Frank Risch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ PITNEY BOWES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBI CUSIP 724479100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect Ernie Green Mgmt For For For 3 Elect John McFarlane Mgmt For For For 4 Elect Eduardo Menasce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the Board Mgmt For For For 7 Shareholder Proposal Regarding Simple ShrHldr For For For Majority Vote - ------------------------------------------------------------------------------------------------------------------ POLO RALPH LAUREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RL CUSIP 731572103 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Bennack, Jr. Mgmt For For For 1.2 Elect Joel Fleishman Mgmt For For For 1.3 Elect Steven Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ------------------------------------------------------------------------------------------------------------------ PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stuart Graham Mgmt For For For 1.2 Elect Stuart Heydt Mgmt For For For 1.3 Elect Craig Rogerson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROGRESS ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGN CUSIP 743263105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect James Bostic, Jr. Mgmt For For For 3 Elect Harris DeLoach Mgmt For For For 4 Elect James Hyler, Jr. Mgmt For For For 5 Elect William Johnson Mgmt For For For 6 Elect Robert Jones Mgmt For For For 7 Elect W. Steven Jones Mgmt For For For 8 Elect Melquiades Martinez Mgmt For For For 9 Elect E. Marie McKee Mgmt For For For 10 Elect John Mullin, III Mgmt For For For 11 Elect Charles Pryor, Jr. Mgmt For For For 12 Elect Carlos Saladrigas Mgmt For For For 13 Elect Theresa Stone Mgmt For For For 14 Elect Alfred Tollison, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Albert Gamper, Jr. Mgmt For For For 2 Elect Conrad Harper Mgmt For For For 3 Elect William Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect David Lilley Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PULTE HOMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PHM CUSIP 745867101 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Company Name Change Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PULTEGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PHM CUSIP 745867101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Schoewe Mgmt For Withhold Against 1.2 Elect Timothy Eller Mgmt For Withhold Against 1.3 Elect Clint Murchison III Mgmt For Withhold Against 1.4 Elect Richard Dugas, Jr. Mgmt For Withhold Against 1.5 Elect David McCammon Mgmt For Withhold Against 1.6 Elect James Postl Mgmt For Withhold Against 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For Against Against Agreement 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 8 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 10 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ QLOGIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS QLGC CUSIP 747277101 08/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For For For 5 Elect Kathryn Lewis Mgmt For For For 6 Elect George Wells Mgmt For For For 7 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan 8 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ball Mgmt For For For 1.2 Elect John Colson Mgmt For For For 1.3 Elect John Conaway Mgmt For For For 1.4 Elect Ralph DiSibio Mgmt For For For 1.5 Elect Bernard Fried Mgmt For For For 1.6 Elect Louis Golm Mgmt For For For 1.7 Elect Worthing Jackman Mgmt For For For 1.8 Elect Bruce Ranck Mgmt For For For 1.9 Elect John Wilson Mgmt For For For 1.10 Elect Pat Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baldwin Mgmt For For For 2 Elect Surya Mohapatra Mgmt For For For 3 Elect Gary Pfeiffer Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Teresa Beck Mgmt For For For 1.2 Elect R. D. Cash Mgmt For For For 1.3 Elect James Harmon Mgmt For For For 1.4 Elect Robert McKee III Mgmt For For For 1.5 Elect Gary Michael Mgmt For For For 1.6 Elect Charles Stanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Long-Term Stock Mgmt For Against Against Incentive Plan 5 Amendment to the Annual Management Mgmt For Against Against Incentive Plan II 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ R.R. DONNELLEY & SONS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RRD CUSIP 257867101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Quinlan, III Mgmt For Against Against 2 Elect Stephen Wolf Mgmt For Against Against 3 Elect Lee Chaden Mgmt For Against Against 4 Elect Judith Hamilton Mgmt For Against Against 5 Elect Susan Ivey Mgmt For Against Against 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For Against Against 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding a ShrHldr Against Against For Sustainable Procurement Policy 12 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ RADIOSHACK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RSH CUSIP 750438103 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Belatti Mgmt For For For 2 Elect Julian Day Mgmt For For For 3 Elect Daniel Feehan Mgmt For For For 4 Elect H. Eugene Lockhart Mgmt For For For 5 Elect Jack Messman Mgmt For For For 6 Elect Thomas Plaskett Mgmt For For For 7 Elect Edwina Woodbury Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Amendment to the 2005 Equity-Based Mgmt For Against Against Compensation Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ REGIONS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bartholomew, Jr. Mgmt For For For 2 Elect George Bryan Mgmt For For For 3 Elect David Cooper, Sr. Mgmt For For For 4 Elect Earnest Deavenport, Jr. Mgmt For For For 5 Elect Don DeFosset Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect Charles McCrary Mgmt For For For 8 Elect James Malone Mgmt For For For 9 Elect Susan Matlock Mgmt For For For 10 Elect John Maupin, Jr. Mgmt For For For 11 Elect John Roberts Mgmt For For For 12 Elect Lee Styslinger III Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Approval of the 2010 Long Term Mgmt For Against Against Incentive Plan 15 Increase of Authorized Common Stock Mgmt For For For and Approval of Certain Technical Changes to the Certificate of Incorporation Regarding Boad Declassification 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ REYNOLDS AMERICAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAI CUSIP 761713106 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Feinstein Mgmt For For For 1.2 Elect Susan Ivey Mgmt For For For 1.3 Elect Lionel Nowell, III Mgmt For For For 1.4 Elect Neil Withington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Health Risks of Tobacco 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ ROBERT HALF INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHI CUSIP 770323103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Berwick, Jr. Mgmt For For For 1.2 Elect Edward Gibbons Mgmt For For For 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For For For 1.7 Elect J. Stephen Schaub Mgmt For For For 1.8 Elect M. Keith Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Annual Performance Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William McCormick, Jr. Mgmt For For For 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentives Plan - ------------------------------------------------------------------------------------------------------------------ ROCKWELL COLLINS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COL CUSIP 774341101 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Beall Mgmt For For For 1.2 Elect Mark Donegan Mgmt For For For 1.3 Elect Andrew Policano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentives Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROSS STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bush Mgmt For For For 1.2 Elect Norman Ferber Mgmt For For For 1.3 Elect Gregory Quesnel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROWAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDC CUSIP 779382100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Fox III Mgmt For For For 2 Elect Graham Hearne Mgmt For For For 3 Elect H. E. Lentz Mgmt For For For 4 Elect P. Dexter Peacock Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Fuente Mgmt For Against Against 2 Elect Eugene Renna Mgmt For For For 3 Elect Abbie Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Equity Mgmt For For For Compensation 6 Amendment to the Stock Purchase Plan Mgmt For For For for Employees - ------------------------------------------------------------------------------------------------------------------ SAFEWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWY CUSIP 786514208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For For For 9 Elect William Tauscher Mgmt For For For 10 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Special Shareholder Meetings 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Principles 14 Shareholder Proposal Regarding Death ShrHldr Against Against For Benefits (Golden Coffins) 15 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ SAIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAI CUSIP 78390X101 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect France Cordova Mgmt For For For 1.2 Elect Jere Drummond Mgmt For For For 1.3 Elect Thomas Frist III Mgmt For For For 1.4 Elect John Hamre Mgmt For For For 1.5 Elect Walter Havenstein Mgmt For For For 1.6 Elect Miriam John Mgmt For For For 1.7 Elect Anita Jones Mgmt For For For 1.8 Elect John Jumper Mgmt For For For 1.9 Elect Harry Kraemer, Jr. Mgmt For For For 1.10 Elect Edward Sanderson, Jr. Mgmt For For For 1.11 Elect Louis Simpson Mgmt For For For 1.12 Elect A. Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stratton Sclavos Mgmt For For For 1.2 Elect Lawrence Tomlinson Mgmt For For For 1.3 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SANDISK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNDK CUSIP 80004C101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eli Harari Mgmt For For For 1.2 Elect Kevin DeNuccio Mgmt For For For 1.3 Elect Irwin Federman Mgmt For For For 1.4 Elect Steve Gomo Mgmt For For For 1.5 Elect Eddy Hartenstein Mgmt For For For 1.6 Elect Chenming Hu Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Michael Marks Mgmt For For For 1.9 Elect James Meindl Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCG CUSIP 80589M102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Martin, III Mgmt For For For 1.2 Elect James Micali Mgmt For For For 1.3 Elect Harold Stowe Mgmt For For For 2 Amendment to the Long-Term Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEALED AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For For For 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For For For 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEARS HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLD CUSIP 812350106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Bruce Johnson Mgmt For For For 1.2 Elect William Kunkler Mgmt For For For 1.3 Elect Edward Lampert Mgmt For For For 1.4 Elect Steven Mnuchin Mgmt For For For 1.5 Elect Ann Reese Mgmt For For For 1.6 Elect Emily Scott Mgmt For For For 1.7 Elect Thomas Tisch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Brocksmith, Jr. Mgmt For For For 2 Elect Donald Felsinger Mgmt For For For 3 Elect Wilford Godbold, Jr. Mgmt For For For 4 Elect William Jones Mgmt For For For 5 Elect William Ouchi Mgmt For For For 6 Elect Carlos Ruiz Mgmt For For For 7 Elect William Rusnack Mgmt For For For 8 Elect William Rutledge Mgmt For Against Against 9 Elect Lynn Schenk Mgmt For For For 10 Elect Neal Schmale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ SIGMA-ALDRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SIAL CUSIP 826552101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rebecca Bergman Mgmt For For For 2 Elect George Church Mgmt For For For 3 Elect David Harvey Mgmt For For For 4 Elect W. Lee McCollum Mgmt For For For 5 Elect Jai Nagarkatti Mgmt For For For 6 Elect Avi Nash Mgmt For For For 7 Elect Steven Paul Mgmt For For For 8 Elect J. Pedro Reinhard Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett Toan Mgmt For For For 11 Amendment to the Cash Bonus Plan Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SLM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLM CUSIP 78442P106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Bates Mgmt For For For 2 Elect William Diefenderfer III Mgmt For For For 3 Elect Diane Gilleland Mgmt For For For 4 Elect Earl Goode Mgmt For For For 5 Elect Ronald Hunt Mgmt For For For 6 Elect Albert Lord Mgmt For For For 7 Elect Michael Martin Mgmt For For For 8 Elect Barry Munitz Mgmt For For For 9 Elect Howard Newman Mgmt For For For 10 Elect A. Alexander Porter, Jr. Mgmt For For For 11 Elect Frank Puleo Mgmt For For For 12 Elect Wolfgang Schoellkopf Mgmt For For For 13 Elect Steven Shapiro Mgmt For For For 14 Elect J. Terry Strange Mgmt For For For 15 Elect Anthony Terracciano Mgmt For For For 16 Elect Barry Williams Mgmt For For For 17 Amendment to Equity Compensation Mgmt For For For Plans to Allow a One-Time Stock Option Exchange Program 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SNAP-ON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SNA CUSIP 833034101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Fiedler Mgmt For For For 2 Elect James Holden Mgmt For For For 3 Elect W. Dudley Lehman Mgmt For For For 4 Elect Edward Rensi Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST AIRLINES CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUV CUSIP 844741108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Biegler Mgmt For Against Against 2 Elect Douglas Brooks Mgmt For For For 3 Elect William Cunningham Mgmt For For For 4 Elect John Denison Mgmt For For For 5 Elect Travis Johnson Mgmt For For For 6 Elect Gary Kelly Mgmt For For For 7 Elect Nancy Loeffler Mgmt For For For 8 Elect John Montford Mgmt For For For 9 Elect Daniel Villanueva Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ SPECTRA ENERGY CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS SE CUSIP 847560109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Pamela Carter Mgmt For For For 1.4 Elect Peter Hamilton Mgmt For For For 1.5 Elect Dennis Hendrix Mgmt For For For 1.6 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For For For 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For For For 10 Elect Rodney O'Neal Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment of the 2007 Omnibus Mgmt For For For Incentive Plan to Permit a One-Time Option Exchange Program 13 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ STANLEY BLACK & DECKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWK CUSIP 854502101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect John Breen Mgmt For Withhold Against 1.3 Elect George Buckley Mgmt For Withhold Against 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For Withhold Against 1.6 Elect Benjamin Griswold, IV Mgmt For Withhold Against 1.7 Elect Anthony Luiso Mgmt For Withhold Against 1.8 Elect John Lundgren Mgmt For Withhold Against 1.9 Elect Robert Ryan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect Barbara Bass Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect Mellody Hobson Mgmt For For For 5 Elect Kevin Johnson Mgmt For For For 6 Elect Olden Lee Mgmt For For For 7 Elect Sheryl Sandberg Mgmt For For For 8 Elect James Shennan, Jr. Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect Myron Ullman, III Mgmt For For For 11 Elect Craig Weatherup Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Recycling Strategy for Beverage Containers - ------------------------------------------------------------------------------------------------------------------ STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Miller Mgmt For For For 1.2 Elect Jack Schuler Mgmt For For For 1.3 Elect Thomas Brown Mgmt For For For 1.4 Elect Rod Dammeyer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect Jonathan Lord Mgmt For For For 1.7 Elect John Patience Mgmt For For For 1.8 Elect James W.P. Reid-Anderson Mgmt For For For 1.9 Elect Ronald Spaeth Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Donald Engelman Mgmt For For For 1.4 Elect Louis Francesconi Mgmt For For For 1.5 Elect Howard Lance Mgmt For For For 1.6 Elect Stephen MacMillan Mgmt For For For 1.7 Elect William Parfet Mgmt For For For 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUN MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAVA CUSIP 866810203 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUN MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAVA CUSIP 866810203 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Scott McNealy Mgmt For Against Against 2 Elect James Barksdale Mgmt For Against Against 3 Elect Stephen Bennett Mgmt For Against Against 4 Elect Peter Currie Mgmt For Against Against 5 Elect Robert Finocchio, Jr. Mgmt For Against Against 6 Elect James Greene, Jr. Mgmt For Against Against 7 Elect Michael Marks Mgmt For Against Against 8 Elect Rahul Merchant Mgmt For Against Against 9 Elect Patricia Mitchell Mgmt For Against Against 10 Elect M. Kenneth Oshman Mgmt For Against Against 11 Elect P. Anthony Ridder Mgmt For Against Against 12 Elect Jonathan Schwartz Mgmt For Against Against 13 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SUNOCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CUSIP 86764P109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Edwards Mgmt For For For 1.2 Elect Lynn Elsenhans Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Rosemarie Greco Mgmt For For For 1.5 Elect John Jones, III Mgmt For For For 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For For For 2 Senior Executive Incentive Plan Mgmt For For For 3 Long-Term Performance Enhancement Mgmt For For For Plan III 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUNTRUST BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beall, II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Patricia Frist Mgmt For For For 5 Elect Blake Garrett Mgmt For For For 6 Elect David Hughes Mgmt For For For 7 Elect M. Douglas Ivester Mgmt For For For 8 Elect J. Hicks Lanier Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor, III Mgmt For For For 11 Elect Larry Prince Mgmt For For For 12 Elect Frank Royal Mgmt For For For 13 Elect Thomas Watjen Mgmt For For For 14 Elect James Wells III Mgmt For For For 15 Elect Karen Williams Mgmt For For For 16 Elect Phail Wynn, Jr. Mgmt For For For 17 Amendment to the Management Incentive Mgmt For For For Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ SUPERVALU INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVU CUSIP 868536103 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For For For 10 Elect Kathi Seifert Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Vote Mgmt For For For on Executive Compensation - ------------------------------------------------------------------------------------------------------------------ SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ SYSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYY CUSIP 871829107 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jonathan Golden Mgmt For Against Against 2 Elect Joseph Hafner, Jr. Mgmt For Against Against 3 Elect Nancy Newcomb Mgmt For Against Against 4 Elect Kenneth Spitler Mgmt For Against Against 5 2009 Non-Employee Directors Stock Plan Mgmt For For For 6 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TECO ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TE CUSIP 872375100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Ramil Mgmt For Against Against 2 Elect Tom Rankin Mgmt For Against Against 3 Elect William Rockford Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 2010 Equity Incentive Plan Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy - ------------------------------------------------------------------------------------------------------------------ TELLABS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLAB CUSIP 879664100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Birck Mgmt For For For 2 Elect Linda Kahangi Mgmt For For For 3 Elect Robert Pullen Mgmt For For For 4 Elect Vincent Tobkin Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TENET HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THC CUSIP 88033G100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bush Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Brenda Gaines Mgmt For For For 4 Elect Karen Garrison Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect J. Robert Kerrey Mgmt For For For 7 Elect Floyd Loop Mgmt For For For 8 Elect Richard Pettingill Mgmt For For For 9 Elect James Unruh Mgmt For For For 10 Amendment to the 2008 Stock Incentive Mgmt For For For Plan 11 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERADATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CUSIP 88076W103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Boykin Mgmt For For For 2 Elect Cary Fu Mgmt For For For 3 Elect Victor Lund Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TESORO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TSO CUSIP 881609101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Chase Mgmt For For For 1.2 Elect Gregory Goff Mgmt For For For 1.3 Elect Robert Goldman Mgmt For For For 1.4 Elect Steven Grapstein Mgmt For For For 1.5 Elect William Johnson Mgmt For For For 1.6 Elect Jim Nokes Mgmt For For For 1.7 Elect Donald Schmude Mgmt For For For 1.8 Elect Michael Wiley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE AES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AES CUSIP 00130H105 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Bodman Mgmt For For For 1.2 Elect Paul Hanrahan Mgmt For For For 1.3 Elect Tarun Khanna Mgmt For For For 1.4 Elect John Koskinen Mgmt For For For 1.5 Elect Philip Lader Mgmt For For For 1.6 Elect Sandra Moose Mgmt For For For 1.7 Elect John Morse, Jr. Mgmt For For For 1.8 Elect Philip Odeen Mgmt For For For 1.9 Elect Charles Rossotti Mgmt For For For 1.10 Elect Sven Sandstrom Mgmt For For For 2 Amendment to the 2003 Long-Term Mgmt For For For Compensation Plan 3 Reapproval of the Performance Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ THE BLACK & DECKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BDK CUSIP 091797100 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For Against Against 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ THE CHUBB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CB CUSIP 171232101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ THE COCA-COLA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KO CUSIP 191216100 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert Allen Mgmt For For For 2 Elect Ronald Allen Mgmt For For For 3 Elect Cathleen Black Mgmt For For For 4 Elect Barry Diller Mgmt For Against Against 5 Elect Alexis Herman Mgmt For Against Against 6 Elect Muhtar Kent Mgmt For For For 7 Elect Donald Keough Mgmt For For For 8 Elect Maria Lagomasino Mgmt For For For 9 Elect Donald McHenry Mgmt For For For 10 Elect Sam Nunn Mgmt For For For 11 Elect James Robinson III Mgmt For For For 12 Elect Peter Ueberroth Mgmt For For For 13 Elect Jacob Wallenberg Mgmt For For For 14 Elect James Williams Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance Based Restricted Equity Compensation 19 Shareholder Proposal Regarding Report ShrHldr Against Against For on Bisphenol-A - ------------------------------------------------------------------------------------------------------------------ THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For Against Against 2 Elect Jacqueline Barton Mgmt For Against Against 3 Elect James Bell Mgmt For Against Against 4 Elect Jeff Fettig Mgmt For Against Against 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect John Hess Mgmt For Against Against 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect Paul Polman Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect James Ringler Mgmt For Against Against 11 Elect Ruth Shaw Mgmt For Against Against 12 Elect Paul Stern Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THE DUN & BRADSTREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNB CUSIP 26483E100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alden Mgmt For For For 2 Elect Christopher Coughlin Mgmt For For For 3 Elect Sara Mathew Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr For For For Majority Vote - ------------------------------------------------------------------------------------------------------------------ THE ESTEE LAUDER COMPANIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EL CUSIP 518439104 11/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rose Marie Bravo Mgmt For For For 1.2 Elect Paul Fribourg Mgmt For For For 1.3 Elect Mellody Hobson Mgmt For For For 1.4 Elect Irvine Hockaday, Jr. Mgmt For For For 1.5 Elect Barry Sternlicht Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ THE GOODYEAR TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GT CUSIP 382550101 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Boland Mgmt For For For 2 Elect James Firestone Mgmt For For For 3 Elect Robert Keegan Mgmt For For For 4 Elect Richard Kramer Mgmt For For For 5 Elect W. Alan McCollough Mgmt For For For 6 Elect Denise Morrison Mgmt For For For 7 Elect Rodney O'Neal Mgmt For For For 8 Elect Shirley Peterson Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Thomas Weidemeyer Mgmt For For For 12 Elect Michael Wessel Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ THE HERSHEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HSY CUSIP 427866108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Arway Mgmt For For For 1.2 Elect Robert Cavanaugh Mgmt For Withhold Against 1.3 Elect Charles Davis Mgmt For For For 1.4 Elect James Nevels Mgmt For Withhold Against 1.5 Elect Thomas Ridge Mgmt For Withhold Against 1.6 Elect David Shedlarz Mgmt For For For 1.7 Elect David West Mgmt For Withhold Against 1.8 Elect LeRoy Zimmerman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ THE J.M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Dolan Mgmt For For For 2 Elect Nancy Lopez Knight Mgmt For For For 3 Elect Gary Oatey Mgmt For For For 4 Elect Alex Shumate Mgmt For For For 5 Elect Timothy Smucker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Cumulative Voting Mgmt For Against Against 8 Adoption of Majority Vote for Mgmt For For For Election of Directors 9 Amendment to Allow the Board to Amend Mgmt For Against Against the Regulations - ------------------------------------------------------------------------------------------------------------------ THE NASDAQ OMX GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDAQ CUSIP 631103108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Lon Gorman Mgmt For For For 5 Elect Robert Greifeld Mgmt For For For 6 Elect Glenn Hutchins Mgmt For For For 7 Elect Birgitta Kantola Mgmt For For For 8 Elect Essa Kazim Mgmt For For For 9 Elect John Markese Mgmt For For For 10 Elect Hans Nielsen Mgmt For For For 11 Elect Thomas O'Neill Mgmt For For For 12 Elect James Riepe Mgmt For For For 13 Elect Michael Splinter Mgmt For For For 14 Elect Lars Wedenborn Mgmt For For For 15 Elect Deborah Wince-Smith Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Equity Incentive Plan Mgmt For For For 18 Amendment to the Equity Incentive Mgmt For For For Plan to Allow for a One-Time Stock Option Exchange Program 19 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 20 2010 Executive Corporate Incentive Mgmt For For For Plan 21 Conversion of Series A Preferred Mgmt For For For Stock into Common Stock - ------------------------------------------------------------------------------------------------------------------ THE NEW YORK TIMES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NYT CUSIP 650111107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Cesan Mgmt For For For 1.2 Elect Robert Denham Mgmt For For For 1.3 Elect James Kohlberg Mgmt For For For 1.4 Elect Dawn Lepore Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE PEPSI BOTTLING GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 713409100 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For Against Against 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation - ------------------------------------------------------------------------------------------------------------------ THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For Against Against 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Compensation Mgmt For For For Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THE PROGRESSIVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PGR CUSIP 743315103 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stuart Burgdoerfer Mgmt For For For 2 Elect Lawton Fitt Mgmt For For For 3 Elect Peter Lewis Mgmt For For For 4 Elect Patrick Nettles Mgmt For For For 5 Elect Glenn Renwick Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SHERWIN-WILLIAMS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SHW CUSIP 824348106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ THE SOUTHERN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SO CUSIP 842587107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Jon Boscia Mgmt For For For 1.3 Elect Henry Clark III Mgmt For For For 1.4 Elect H. William Habermeyer, Jr. Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Warren Hood, Jr. Mgmt For For For 1.7 Elect Donald James Mgmt For For For 1.8 Elect J. Neal Purcell Mgmt For For For 1.9 Elect David Ratcliffe Mgmt For For For 1.10 Elect William Smith, Jr. Mgmt For For For 1.11 Elect Larry Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Cumulative Voting Mgmt For Against Against 5 Increase of Authorized Common Stock Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Coal Combustion Waste - ------------------------------------------------------------------------------------------------------------------ THE TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ------------------------------------------------------------------------------------------------------------------ THE WASHINGTON POST COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WPO CUSIP 939640108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lee Bollinger Mgmt For Withhold Against 1.2 Elect Christopher Davis Mgmt For Withhold Against 1.3 Elect John Dotson, Jr. Mgmt For Withhold Against 2 Amendment to the Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIFFANY & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIF CUSIP 886547108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Kowalski Mgmt For For For 2 Elect Rose Marie Bravo Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Lawrence Fish Mgmt For For For 5 Elect Abby Kohnstamm Mgmt For For For 6 Elect Charles Marquis Mgmt For For For 7 Elect Peter May Mgmt For For For 8 Elect J. Thomas Presby Mgmt For For For 9 Elect William Shutzer Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TITANIUM METALS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TIE CUSIP 888339207 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Coogan Mgmt For For For 1.2 Elect Glenn Simmons Mgmt For For For 1.3 Elect Harold Simmons Mgmt For Withhold Against 1.4 Elect Thomas Stafford Mgmt For For For 1.5 Elect Steven Watson Mgmt For Withhold Against 1.6 Elect Terry Worrell Mgmt For For For 1.7 Elect Paul Zucconi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TORCHMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TMK CUSIP 891027104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Adair Mgmt For For For 1.2 Elect Lloyd Newton Mgmt For For For 1.3 Elect Darren Rebelez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Repeal of Fair Price Provision Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOTAL SYSTEM SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSS CUSIP 891906109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anthony Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect John Turner Mgmt For For For 5 Elect M. Woods Mgmt For For For 6 Elect James Yancey Mgmt For For For 7 Elect Rebecca Yarbrough Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYSON FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSN CUSIP 902494103 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Tyson Mgmt For For For 1.2 Elect John Tyson Mgmt For For For 1.3 Elect Lloyd Hackley Mgmt For For For 1.4 Elect Jim Kever Mgmt For For For 1.5 Elect Kevin McNamara Mgmt For For For 1.6 Elect Brad Sauer Mgmt For For For 1.7 Elect Robert Thurber Mgmt For For For 1.8 Elect Barbara Tyson Mgmt For For For 1.9 Elect Albert Zapanta Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Compensation Plan for Senior Executive Officers 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Report ShrHldr Against For Against on Prevention of Water Pollution 5 Shareholder Proposal Regarding Report ShrHldr Against Against For on Reducing Environmental Impact 6 Shareholder Proposal Regarding ShrHldr Against Against For Antibiotics in Animal Agriculture - ------------------------------------------------------------------------------------------------------------------ U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 16 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED STATES STEEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS X CUSIP 912909108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Drosdick Mgmt For For For 1.2 Elect Charles Lee Mgmt For For For 1.3 Elect Jeffrey Lipton Mgmt For For For 1.4 Elect Dan Dinges Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Incentive Mgmt For Against Against Plan 4 2010 Annual Incentive Compensation Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ URBAN OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS URBN CUSIP 917047102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Belair Mgmt For Withhold Against 1.2 Elect Robert Strouse Mgmt For For For 2 Executive Incentive Plan Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Workplace Human Rights Report - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ VERISIGN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VRSN CUSIP 92343E102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect William Chenevich Mgmt For For For 1.3 Elect Kathleen Cote Mgmt For For For 1.4 Elect Mark McLaughlin Mgmt For For For 1.5 Elect Roger Moore Mgmt For For For 1.6 Elect John Roach Mgmt For For For 1.7 Elect Louis Simpson Mgmt For For For 1.8 Elect Timothy Tomlinson Mgmt For For For 2 Annual Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ------------------------------------------------------------------------------------------------------------------ VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VIACOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIA CUSIP 92553P102 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Abrams Mgmt For For For 1.2 Elect Philippe Dauman Mgmt For For For 1.3 Elect Thomas Dooley Mgmt For For For 1.4 Elect Alan Greenberg Mgmt For For For 1.5 Elect Robert Kraft Mgmt For For For 1.6 Elect Blythe McGarvie Mgmt For For For 1.7 Elect Charles Phillips, Jr. Mgmt For For For 1.8 Elect Shari Redstone Mgmt For For For 1.9 Elect Sumner Redstone Mgmt For For For 1.10 Elect Frederic Salerno Mgmt For For For 1.11 Elect William Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Management Incentive Plan 4 2011 Stock Option Plan for Outside Mgmt For For For Directors 5 2011 RSU Plan for Outside Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For Withhold Against 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ VULCAN MATERIALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS VMC CUSIP 929160109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas McGregor Mgmt For For For 1.2 Elect Vincent Trosino Mgmt For For For 1.3 Elect Philip Carroll, Jr. Mgmt For For For 1.4 Elect James Napier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ W.W. GRAINGER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWW CUSIP 384802104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Stuart Levenick Mgmt For For For 1.6 Elect John McCarter, Jr. Mgmt For For For 1.7 Elect Neil Novich Mgmt For For For 1.8 Elect Michael Roberts Mgmt For For For 1.9 Elect Gary Rogers Mgmt For For For 1.10 Elect James Ryan Mgmt For For For 1.11 Elect E. Scott Santi Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Incentive Mgmt For For For Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For Against Against 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report - ------------------------------------------------------------------------------------------------------------------ WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ WASTE MANAGEMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WM CUSIP 94106L109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ WESTERN DIGITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CUSIP 958102105 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Thomas Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEYERHAEUSER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WY CUSIP 962166104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Sinkfield Mgmt For Against Against 2 Elect D. Michael Steuert Mgmt For Against Against 3 Elect Kim Williams Mgmt For Against Against 4 Repeal of Classified Board and Mgmt For For For Removal of Supermajority Voting Provisions 5 Issuance of Common Stock Mgmt For For For 6 Increase Authorized Shares Mgmt For For For 7 Amendment to the Articles to Impose Mgmt For For For Ownership and Transfer Restrictions 8 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 9 Shareholder Proposal Regarding ShrHldr Against Against For Sustainable Forestry 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WHIRLPOOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WHR CUSIP 963320106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Johnston Mgmt For For For 2 Elect William Kerr Mgmt For For For 3 Elect William Perez Mgmt For For For 4 Elect Janice Stoney Mgmt For For For 5 Elect Michael White Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Omnibus Stock and Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WHOLE FOODS MARKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFMI CUSIP 966837106 03/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Elstrott Mgmt For Withhold Against 1.2 Elect Gabrielle Greene Mgmt For Withhold Against 1.3 Elect Hass Hassan Mgmt For Withhold Against 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For Withhold Against 1.6 Elect Jonathan Seiffer Mgmt For Withhold Against 1.7 Elect Morris Siegel Mgmt For Withhold Against 1.8 Elect Jonathan Sokoloff Mgmt For Withhold Against 1.9 Elect Ralph Sorenson Mgmt For Withhold Against 1.10 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 4 Shareholder Proposal Regarding ShrHldr Against For Against Removal of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Proponent Engagement Process 6 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning - ------------------------------------------------------------------------------------------------------------------ WINDSTREAM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WIN CUSIP 97381W104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Samuel Beall III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffrey Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ WISCONSIN ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WEC CUSIP 976657106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Mulroney Mgmt For For For 1.2 Elect Michael Wargotz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity and Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ WYNN RESORTS, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WYNN CUSIP 983134107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wynn Mgmt For For For 1.2 Elect Ray Irani Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 1.4 Elect D. Boone Wayson Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For For For 7 Elect Charles Prince Mgmt For For For 8 Elect Ann Reese Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Marshall Turner Mgmt For For For 8 Elect Elizabeth Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Mgmt For For For Qualified Stock Purchase Plan 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Mauriello Mgmt For For For 2 Elect Eugene McQuade Mgmt For For For 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Cayman Islands Mgmt For For For to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Amendments to Articles - Director Mgmt For Against Against Nomination Procedures 5 Amendments to Articles - Change in Mgmt For For For Company Name 6 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XTO ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XTO CUSIP 98385X106 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ YAHOO! INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YHOO CUSIP 984332106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For For For 3 Elect Patti Hart Mgmt For For For 4 Elect Eric Hippeau Mgmt For For For 5 Elect Susan James Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Arthur Kern Mgmt For For For 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Amendment to the 1996 Directors' Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Equity Income Plus Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ A. SCHULMAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLM CUSIP 808194104 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Birney Mgmt For For For 1.2 Elect Howard Curd Mgmt For For For 1.3 Elect Michael McManus, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 1.5 Elect Irvin Reid Mgmt For For For 1.6 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ A.O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Brown Mgmt For For For 1.2 Elect William Greubel Mgmt For For For 1.3 Elect Robert O'Toole Mgmt For For For 1.4 Elect Idelle Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ABB LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABBN CUSIP 000375204 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends; Mgmt For For For Transfer of Reserves 5 Reduction of Share Capital Mgmt For For For 6 Amendment to Par Value; Capital Mgmt For For For Distribution 7 Amendments to Articles Mgmt For For For 8 Amend Article 6 Mgmt For For For 9 Amend Articles 32 and 33 Mgmt For For For 10 Elect Roger Agnelli Mgmt For For For 11 Elect Louis Hughes Mgmt For Against Against 12 Elect Hans Marki Mgmt For For For 13 Elect Michel de Rosen Mgmt For For For 14 Elect Michael Treschow Mgmt For Against Against 15 Elect Bernd Voss Mgmt For Against Against 16 Elect Jacob Wallenberg Mgmt For Against Against 17 Elect Hubertus von Grunberg Mgmt For For For 18 Appointment of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For Withhold Against 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ACCENTURE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1150G111 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CUSIP H0023R105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For Against Against Incentive Plan 16 Approval of Dividend in the Form of a Mgmt For For For Par Value Reduction - ------------------------------------------------------------------------------------------------------------------ AGREE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADC CUSIP 008492100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leon Schurgin Mgmt For For For 1.2 Elect William Rubenfaer Mgmt For For For 1.3 Elect Joey Agree Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins, III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Amendment to the 1997 Stock Award and Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICA MOVIL SAB DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS AMXL CUSIP 02364W105 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors (Series L) Mgmt N/A Abstain N/A 2 Election of Meeting Delegates Mgmt N/A For N/A - ------------------------------------------------------------------------------------------------------------------ AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 2010 Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AEL CUSIP 025676206 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexander Clark Mgmt For For For 1.2 Elect Robert Hilton Mgmt For For For 1.3 Elect John Matovina Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN GREETINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AM CUSIP 026375105 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Cowen Mgmt For For For 1.2 Elect William MacDonald III Mgmt For For For 1.3 Elect Zev Weiss Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Director Term Mgmt For Against Against Lengths 2 Amendment Regarding Implementation of Mgmt For For For EU Directive 3 Authority to Exclude Preference Right Mgmt For For For of Existing Shareholders 4 Authority to Issue Subscription Rights Mgmt For For For 5 Authority to Increase Capital with Mgmt For For For Regards to Issuance 6 Authority to Exercise Power Mgmt For For For 7 Accounts and Reports; Allocation of Mgmt For For For Profits and Dividends 8 Ratification of Board Acts Mgmt For For For 9 Ratification of Auditor's Acts Mgmt For For For 10 Elect Alexandre Van Damme Mgmt For For For 11 Elect Gregoire de Spoelberch Mgmt For For For 12 Elect Carlos de Veiga Sicupira Mgmt For For For 13 Elect Jorge Paulo Lemann Mgmt For For For 14 Elect Roberto Moses Thompson Motta Mgmt For For For 15 Elect Marcel Telles Mgmt For Against Against 16 Elect Jean-Luc Dehaene Mgmt For For For 17 Elect Mark Winkelman Mgmt For For For 18 Replacement of Auditor Mgmt For For For 19 Remuneration Report Mgmt For For For 20 Approval of Equity Grants Mgmt For For For 21 Approval of Change in Control Mgmt For Against Against Provision Relating to EMTN Program 22 Change of Control Provision Relating Mgmt For Against Against to the US Dollar Notes 23 Change of Control Provisions Relating Mgmt For Against Against to Senior Facilities Agreement 24 Change of Control Provision Relating Mgmt For Against Against to Term Facilities Agreement 25 Authority to Carry Out Formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Donald Felsinger Mgmt For For For 4 Elect Victoria Haynes Mgmt For For For 5 Elect Antonio Maciel Neto Mgmt For For For 6 Elect Patrick Moore Mgmt For For For 7 Elect Thomas O'Neill Mgmt For For For 8 Elect Kelvin Westbrook Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 2009 Incentive Compensation Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards - ------------------------------------------------------------------------------------------------------------------ ARES CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank O'Bryan Mgmt For Withhold Against 1.2 Elect Antony Ressler Mgmt For Withhold Against 1.3 Elect Eric Siegel Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Issue Shares Below Net Asset Value Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ASHFORD HOSPITALITY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHT CUSIP 044103109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Rohr Mgmt For For For 2 Elect Theodore Solso Mgmt For For For 3 Elect Michael Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CUSIP 046353108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For Against Against 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Adoption of New Articles Mgmt For Against Against 22 AstraZeneca Investment Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS AXA CUSIP 054536107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Supplementary Retirement Benefits Mgmt For For For (Henri de Castries, Denis Duverne and Francois Pierson) 6 Severance Package and Retirement Mgmt For For For Benefits (Henri de Castries) 7 Severance Package and Retirement Mgmt For For For Benefits (Denis Duverne) 8 Elect Norbert Dentressangle Mgmt For For For 9 Appointment of Auditor (Mazars) Mgmt For For For 10 Appointment of Alternate Auditor Mgmt For For For (Jean-Brice de Turkheim) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights for the Benefit of Overseas Employees 14 Authority to Cancel Shares and Reduce Mgmt For For For Capital 15 Amendment to Governing Structure; Mgmt For Against Against Correlative Amendment of Articles 16 Amendments to Articles 7, 8 and 10 Mgmt For For For 17 Elect Henri de Castries Mgmt For For For 18 Elect Denis Duverne Mgmt For For For 19 Elect Jacques d'Armand de Chateauvieux Mgmt For For For 20 Elect Norbert Dentressangle Mgmt For For For 21 Elect Jean-Martin Folz Mgmt For For For 22 Elect Anthony Hamilton Mgmt For For For 23 Elect Francois Martineau Mgmt For For For 24 Elect Giuseppe Mussari Mgmt For For For 25 Elect Ramon de Oliveira Mgmt For For For 26 Elect Michel Pebereau Mgmt For Against Against 27 Elect Dominique Reiniche Mgmt For For For 28 Elect Ezra Suleiman Mgmt For For For 29 Elect Isabelle Kocher Mgmt For For For 30 Elect Lee Suet Fern Mgmt For For For 31 Elect Wendy Cooper Mgmt For For For 32 Elect John Coultrap Mgmt Against Against For 33 Elect Paul Geiersbach Mgmt Against Against For 34 Elect Sebastien Herzog Mgmt Against Against For 35 Elect Rodney Koch Mgmt Against Against For 36 Elect Jason Steinberg Mgmt Against Against For 37 Directors' Fees Mgmt For For For 38 Authority to Carry Out Formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AXIS CAPITAL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AXS CUSIP G0692U109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Geoffrey Bell Mgmt For For For 1.2 Elect Christopher Greetham Mgmt For For For 1.3 Elect Maurice Keane Mgmt For For For 1.4 Elect Henry Smith Mgmt For For For 2 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANCO BILBAO VIZCAYA ARGENTARIA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBVA CUSIP 05946K101 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Elect Francisco Gonzalez Rodriguez Mgmt For For For 3 Elect angel Cano Fernandez Mgmt For For For 4 Elect Ramon Bustamante y de la Mora Mgmt For For For 5 Elect Ignacio Ferrero Jordi Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Bi-Annual Share Incentive Plan Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Carry Out Formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BARC CUSIP 06738E204 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BEMIS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between CEO and Employee Pay - ------------------------------------------------------------------------------------------------------------------ BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BGC PARTNERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BGCP CUSIP 05541T101 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Lutnick Mgmt For Withhold Against 1.2 Elect John Dalton Mgmt For Withhold Against 1.3 Elect Stephen Curwood Mgmt For Withhold Against 1.4 Elect Barry Sloane Mgmt For Withhold Against 1.5 Elect Albert Weis Mgmt For Withhold Against 2 Amendment to the Long Term Incentive Mgmt For Against Against Plan - ------------------------------------------------------------------------------------------------------------------ BHP BILLITON LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP 088606108 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Re-elect Carlos Cordeiro (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 3 Re-elect David Crawford (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 4 Re-elect Gail de Planque (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 5 Re-elect Marius Kloppers (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 6 Re-elect Don Argus (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Remuneration Report Mgmt For For For 17 Equity Grant (CEO Marius Kloppers) Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For Withhold Against 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BLACKROCK KELSO CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKCC CUSIP 092533108 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Maher Mgmt For Withhold Against 1.2 Elect Maureen Usifer Mgmt For Withhold Against 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Long-Term Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons, III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Edward Lange, Jr. Mgmt For For For 1.4 Elect Christopher McGurk Mgmt For For For 1.5 Elect Matthew Medeiros Mgmt For For For 1.6 Elect Constance Moore Mgmt For For For 1.7 Elect Jeanne Myerson Mgmt For For For 1.8 Elect Jeffrey Pero Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 1.10 Elect Dennis Singleton Mgmt For For For 1.11 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1999 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CUSIP 110448107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Ana Maria Llopis Mgmt For For For 7 Elect Christine Morin-Postel Mgmt For For For 8 Elect Anthony Ruys Mgmt For For For 9 Elect Richard Burrows Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For Against Against Notice Period to 14 Days 14 Adoption of New Articles Mgmt For For For 15 Scrip Dividend Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Board Size Mgmt For For For 2.1 Elect Gordon Arnell Mgmt For For For 2.2 Elect William Cahill Mgmt For For For 2.3 Elect Richard Clark Mgmt For For For 2.4 Elect Jack Cockwell Mgmt For For For 2.5 Elect Roderick Fraser Mgmt For For For 2.6 Elect Paul McFarlane Mgmt For For For 2.7 Elect Allan Olson Mgmt For For For 2.8 Elect Robert Stelzl Mgmt For For For 2.9 Elect Diana Taylor Mgmt For For For 2.10 Elect John E. Zuccotti Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees - ------------------------------------------------------------------------------------------------------------------ BROWN & BROWN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRO CUSIP 115236101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Wendell Reilly Mgmt For For For 1.9 Elect John Riedman Mgmt For For For 1.10 Elect Chilton Varner Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Jr. Mgmt For For For 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For Withhold Against 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAMPBELL SOUP COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPB CUSIP 134429109 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Armellino Mgmt For For For 1.2 Elect A. Charles Baillie Mgmt For For For 1.3 Elect Hugh Bolton Mgmt For For For 1.4 Elect Gordon Giffin Mgmt For For For 1.5 Elect Edith Holiday Mgmt For For For 1.6 Elect V. Maureen Kempston Darkes Mgmt For For For 1.7 Elect Denis Losier Mgmt For For For 1.8 Elect Edward Lumley Mgmt For For For 1.9 Elect David McLean Mgmt For For For 1.10 Elect Claude Mongeau Mgmt For For For 1.11 Elect Robert Pace Mgmt For For For 2 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Lebovitz Mgmt For For For 1.2 Elect Kathleen Nelson Mgmt For For For 1.3 Elect Winston Walker Mgmt For For For 1.4 Elect Thomas DeRosa Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CHINA MOBILE (HONG KONG) LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0941 CUSIP 16941M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LI Yue Mgmt For Against Against 4 Elect LU Xiangdong Mgmt For Against Against 5 Elect XIN Fanfei Mgmt For For For 6 Elect Frank WONG Kwong Shing Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Issue Repurchased Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report ShrHldr Against Abstain N/A on Internet Fragmentation - ------------------------------------------------------------------------------------------------------------------ CNOOC LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0883 CUSIP 126132109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Aloysius TSE Hau Yin Mgmt For Against Against 4 Elect ZHOU Shouwei Mgmt For Against Against 5 Elect YANG Hua Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Elect CHIU Sung Hong; Director's Fee Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements - ------------------------------------------------------------------------------------------------------------------ COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cahill Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Helene Gayle Mgmt For For For 4 Elect Ellen Hancock Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect David Johnson Mgmt For For For 7 Elect Richard Kogan Mgmt For For For 8 Elect Delano Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr For Against Against Reviewing Charitable Spending 14 Shareholder Proposal Regarding Right ShrHldr For Against Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ COMMERCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ COMPANHIA DE BEBIDAS DAS AMERICAS S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMBV3 CUSIP 20441W203 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Supevisory Council; Fees Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEG CUSIP 210371100 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Yves de Balmann Mgmt For For For 2 Elect Ann Berzin Mgmt For For For 3 Elect James Brady Mgmt For For For 4 Elect Daniel Camus Mgmt For For For 5 Elect James Curtiss Mgmt For For For 6 Elect Freeman Hrabowski III Mgmt For For For 7 Elect Nancy Lampton Mgmt For Against Against 8 Elect Robert Lawless Mgmt For For For 9 Elect Mayo Shattuck III Mgmt For For For 10 Elect John Skolds Mgmt For For For 11 Elect Michael Sullivan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Douglas Firstenberg Mgmt For For For 1.6 Elect Randall Griffin Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Kenneth Sweet, Jr. Mgmt For For For 1.10 Elect Richard Szafranski Mgmt For For For 1.11 Elect Kenneth Wethe Mgmt For For For 2 Amendment to the 2008 Omnibus Equity Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CREDIT SUISSE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CUSIP 225401108 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Remuneration Report Mgmt For Against Against 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Election of Directors Mgmt For For For 7 Elect Robert Benmosche Mgmt For For For 8 Appointment of Special Auditor Mgmt For For For 9 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DAI CUSIP D1668R123 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of Management Board Acts Mgmt For For For 2 Ratification of Supervisory Board Acts Mgmt For For For 3 Compensation Policy Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Paul Achleitner Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instruments 11 Countermotion A Mgmt Against Against For - ------------------------------------------------------------------------------------------------------------------ DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For For For 1.6 Elect Tripp Hardin Mgmt For For For 1.7 Elect John O'Keeffe Mgmt For For For 1.8 Elect Bruce Warwick Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DBK CUSIP D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For Against Against 5 Authority to Trade in Company Stock Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 8 Compensation Policy Mgmt For Against Against 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 11 Intra-company Control Agreement Mgmt For For For 12 Intra-company Control Agreement Mgmt For For For 13 Countermotion A (Allocation of Mgmt N/A Against N/A Profits/Dividends) 14 Countermotion B (Ratification of Mgmt N/A Against N/A Management Board Acts) 15 Countermotion C (Intra-company Mgmt N/A Against N/A Contract) - ------------------------------------------------------------------------------------------------------------------ DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Elect William Summers, Jr. Mgmt For For For 12 Elect Scott Wolstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CUSIP 25243Q205 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Laurence Danon Mgmt For For For 5 Elect Clive Hollick Mgmt For For For 6 Elect Paul Walsh Mgmt For For For 7 Elect Peggy Bruzelius Mgmt For Against Against 8 Elect Betsey Holden Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For 15 2009 Discretionary Incentive Plan Mgmt For For For 16 2009 Executive Long-Term Incentive Mgmt For For For Plan 17 2009 International Sharematch Plan Mgmt For For For 18 Authority to Establish International Mgmt For For For Share Plans 19 2009 Irish Sharesave Plan Mgmt For For For 20 Amendment to 2008 Executive Share Mgmt For For For Option Plan 21 Amendment to 2008 Senior Executive Mgmt For For For Share Option Plan 22 Amendment to 1999 Senior Executive Mgmt For For For Share Option Plan 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Adoption of New Articles Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Amin Mgmt For For For 1.2 Elect Michael Coke Mgmt For For For 1.3 Elect Lammot du Pont Mgmt For For For 1.4 Elect Thomas Eckert Mgmt For For For 1.5 Elect Hossein Fateh Mgmt For For For 1.6 Elect Frederic Malek Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EARTHLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELNK CUSIP 270321102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bowick Mgmt For For For 1.2 Elect Terrell Jones Mgmt For For For 1.3 Elect David Koretz Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Internet Network Management Practices - ------------------------------------------------------------------------------------------------------------------ EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randall Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EMPRESA NACIONAL DE ELECTRICIDAD SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENDESA CUSIP 29244T101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Investment and Finance Policy Mgmt For For For 4 Election of Directors Mgmt For Abstain Against 5 Directors' Fees Mgmt For Abstain Against 6 Directors' Committee Fees and Budget Mgmt For Abstain Against 7 Appointment of Auditor Mgmt For Abstain Against 8 Appointment of Account Inspectors; Mgmt For Abstain Against Fees 9 Amendments to Articles Mgmt For Abstain Against 10 Consolidated Articles of Association Mgmt For Abstain Against 11 Authority to Give Guarantees Mgmt For Abstain Against 12 Authority to Carry Out Formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENERPLUS RESOURCES FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS ERF CUSIP 29274D604 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Dodge Mgmt For For For 1.2 Elect Robert Hodgins Mgmt For Withhold Against 1.3 Elect Gordon Kerr Mgmt For For For 1.4 Elect Douglas Martin Mgmt For For For 1.5 Elect David O'Brien Mgmt For For For 1.6 Elect Glen Roane Mgmt For Withhold Against 1.7 Elect W. C. (Mike) Seth Mgmt For For For 1.8 Elect Donald West Mgmt For For For 1.9 Elect Harry Wheeler Mgmt For For For 1.10 Elect Clayton Woitas Mgmt For For For 1.11 Elect Robert Zorich Mgmt For For For 2 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Boone Knox Mgmt For Withhold Against 1.5 Elect John Neal Mgmt For Withhold Against 1.6 Elect David Neithercut Mgmt For Withhold Against 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For Withhold Against 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Guericke Mgmt For For For 1.2 Elect Issie Rabinovitch Mgmt For For For 1.3 Elect Thomas Randlett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ FIRST INDUSTRIAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CUSIP 32054K103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Dominski Mgmt For For For 1.2 Elect H. Patrick Hackett, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FOREST CITY ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCE.A CUSIP 345550107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael P. Esposito, Jr. Mgmt For For For 1.2 Elect Joan K. Shafran Mgmt For Withhold Against 1.3 Elect Louis Stokes Mgmt For Withhold Against 1.4 Elect Stan Ross Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Increase of Preferred Stock Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against to Allow the Board to Make Certain Amendments Without Shareholder Approval 5 Amendment to the 1994 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRANKLIN ELECTRIC CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FELE CUSIP 353514102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Scott Trumbull Mgmt For For For 1.2 Elect Thomas Young Mgmt For For For 2 Management Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For For For 6 Elect Gregory Johnson Mgmt For For For 7 Elect Rupert Johnson, Jr. Mgmt For For For 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For For For 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Stock Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis McGillicuddy Mgmt For Withhold Against 1.2 Elect Janet Notopoulos Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ FRONTIER COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Issuance of Common Stock Pursuant to Mgmt For For For Merger - ------------------------------------------------------------------------------------------------------------------ GARMIN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GRMN CUSIP G37260109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Betts Mgmt For For For 1.2 Elect Thomas Poberezny Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Reincorporation from the Cayman Mgmt For For For Islands to Switzerland 5 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GETTY REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTY CUSIP 374297109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leo Liebowitz Mgmt For For For 1.2 Elect Milton Cooper Mgmt For For For 1.3 Elect Philip Coviello Mgmt For For For 1.4 Elect David Driscoll Mgmt For For For 1.5 Elect Richard Montag Mgmt For For For 1.6 Elect Howard Safenowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CUSIP 37733W105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Stephanie Burns Mgmt For For For 4 Elect Julian Heslop Mgmt For For For 5 Elect Sir Deryck Maughan Mgmt For For For 6 Elect Daniel Podolsky Mgmt For For For 7 Elect Sir Robert Wilson Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Exemption from Statement of Senior Mgmt For For For Auditor's Name 15 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy O'Brien Mgmt For For For 1.2 Elect Niles Overly Mgmt For For For 1.3 Elect William Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GOLDCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS G CUSIP 380956409 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Douglas Holtby Mgmt For For For 1.3 Elect Charles Jeannes Mgmt For For For 1.4 Elect John Bell Mgmt For For For 1.5 Elect Lawrence Bell Mgmt For Withhold Against 1.6 Elect Beverley Briscoe Mgmt For For For 1.7 Elect Peter Dey Mgmt For For For 1.8 Elect P. Randy Reifel Mgmt For For For 1.9 Elect A. Dan Rovig Mgmt For For For 1.10 Elect Kenneth Williamson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Shareholder Proposal Regarding Policy Mgmt Against Against For on Indigenous Communities - ------------------------------------------------------------------------------------------------------------------ GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ HITACHI, LTD.- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS HIT CUSIP 433578507 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Tadamichi Sakiyama Mgmt For Against Against 2 Elect Yoshie Ohta Mgmt For For For 3 Elect Mitsuo Ohashi Mgmt For For For 4 Elect Akihiko Nomiyama Mgmt For For For 5 Elect Kenji Miyahara Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Takashi Kawamura Mgmt For For For 9 Elect Masaharu Sumikawa Mgmt For For For 10 Elect Hiroaki Nakanishi Mgmt For Against Against 11 Elect Michiharu Nakamura Mgmt For For For 12 Elect Takashi Miyoshi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HONDA MOTOR CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CUSIP 438128308 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2.1 Elect Takanobu Itoh Mgmt For Withhold Against 2.2 Elect Koichi Kondoh Mgmt For For For 2.3 Elect Shigeru Takagi Mgmt For For For 2.4 Elect Akio Hamada Mgmt For For For 2.5 Elect Tetsuo Iwamura Mgmt For For For 2.6 Elect Tatsuhiro Ohyama Mgmt For For For 2.7 Elect Fumihiko Ike Mgmt For For For 2.8 Elect Masaya Yamashita Mgmt For For For 2.9 Elect Kensaku Hohgen Mgmt For For For 2.10 Elect Nobuo Kuroyanagi Mgmt For For For 2.11 Elect Takeo Fukui Mgmt For For For 2.12 Elect Hiroshi Kobayashi Mgmt For For For 2.13 Elect Shoh Minekawa Mgmt For For For 2.14 Elect Takuji Yamada Mgmt For For For 2.15 Elect Yoichi Hohjoh Mgmt For For For 2.16 Elect Tsuneo Tanai Mgmt For For For 2.17 Elect Hiroyuki Yamada Mgmt For For For 2.18 Elect Tomohiko Kawanabe Mgmt For For For 2.19 Elect Masahiro Yoshida Mgmt For For For 2.20 Elect Seiji Kuraishi Mgmt For For For 3 Bonus Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CUSIP 404280406 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Rona Fairhead Mgmt For Against Against 4 Elect Michael Geoghegan Mgmt For For For 5 Elect Stephen Green Mgmt For For For 6 Elect Gwyn Morgan Mgmt For For For 7 Elect Narayana Murthy Mgmt For For For 8 Elect Simon Robertson Mgmt For For For 9 Elect John Thornton Mgmt For Against Against 10 Elect Sir Brian Williamson Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Amendments to New Articles Mgmt For For For 15 UK Share Incentive Plan Extension Mgmt For For For 16 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days - ------------------------------------------------------------------------------------------------------------------ HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Huntsman Mgmt For For For 1.2 Elect Wayne Reaud Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ING GROEP N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS INGA CUSIP 456837103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Amendment to the Compensation Policy Mgmt For For For 3 Corporate Governance Report Mgmt For Against Against 4 Ratification of Executive Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Elect Piet Klaver Mgmt For For For 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For Against Against 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JACK HENRY & ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JKHY CUSIP 426281101 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerry Hall Mgmt For For For 1.2 Elect Michael Henry Mgmt For For For 1.3 Elect James Ellis Mgmt For For For 1.4 Elect Craig Curry Mgmt For For For 1.5 Elect Wesley Brown Mgmt For For For 1.6 Elect Matthew Flanigan Mgmt For For For 1.7 Elect Marla Shepard Mgmt For For For 1.8 Elect John Prim Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Amendment to 2005 Incentive Award Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For Withhold Against 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For Withhold Against 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For For For 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ L-3 COMMUNICATIONS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For Withhold Against 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Term Mgmt For For For Performance Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LANDSTAR SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LSTR CUSIP 515098101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Elston Mgmt For For For 1.2 Elect Diana Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEGGETT & PLATT, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For For For 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Stock Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy - ------------------------------------------------------------------------------------------------------------------ LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Anthony Hayden Mgmt For For For 1.2 Elect M. Leanne Lachman Mgmt For For For 1.3 Elect Stephen Steinour Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Swanson, Jr. Mgmt For For For 1.2 Elect David Lee Mgmt For For For 1.3 Elect Lothar Maier Mgmt For For For 1.4 Elect Richard Moley Mgmt For For For 1.5 Elect Thomas Volpe Mgmt For For For 2 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 3 2009 Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLOY CUSIP 539439109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Sir Winfried Bischoff Mgmt For Against Against 4 Elect Glen Moreno Mgmt For For For 5 Elect David Roberts Mgmt For For For 6 Elect Wolfgang Berndt Mgmt For For For 7 Elect J. Eric Daniels Mgmt For For For 8 Elect Helen Weir Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Ordinary Mgmt For For For Shares 14 Authority to Repurchase Preference Mgmt For For For Shares 15 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days - ------------------------------------------------------------------------------------------------------------------ LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. C. Aldridge, Jr. Mgmt For For For 2 Elect Nolan Archibald Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For Against Against 7 Elect Douglas McCorkindale Mgmt For For For 8 Elect Joseph Ralston Mgmt For For For 9 Elect James Schneider Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Space ShrHldr Against Against For Weapons - ------------------------------------------------------------------------------------------------------------------ LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For For For 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Coppola Mgmt For For For 2 Elect Edward Coppola Mgmt For For For 3 Elect James Cownie Mgmt For For For 4 Elect Fred Hubbell Mgmt For For For 5 Elect Mason Ross Mgmt For For For 6 Elect William Sexton Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Bernikow Mgmt For For For 1.2 Elect Kenneth Duberstein Mgmt For Withhold Against 1.3 Elect Vincent Tese Mgmt For For For 1.4 Elect Roy Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MANULIFE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MFC CUSIP 56501R106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bammann Mgmt For For For 1.2 Elect John Cassaday Mgmt For For For 1.3 Elect Gail Cook-Bennett Mgmt For For For 1.4 Elect Thomas d'Aquino Mgmt For For For 1.5 Elect Richard DeWolfe Mgmt For Withhold Against 1.6 Elect Robert Dineen, Jr. Mgmt For For For 1.7 Elect Pierre Ducros Mgmt For For For 1.8 Elect Donald Guloien Mgmt For For For 1.9 Elect Scott Hand Mgmt For For For 1.10 Elect Robert Harding Mgmt For For For 1.11 Elect Luke Helms Mgmt For For For 1.12 Elect Thomas Kierans Mgmt For For For 1.13 Elect Lorna Marsden Mgmt For For For 1.14 Elect John Palmer Mgmt For For For 1.15 Elect Hugh Sloan, Jr. Mgmt For For For 1.16 Elect Gordon Thiessen Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect W. Mitt Romney Mgmt For For For 10 Elect William Shaw Mgmt For For For 11 Elect Lawrence Small Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MATTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MDU RESOURCES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDU CUSIP 552690109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Everist Mgmt For For For 2 Elect Thomas Everist Mgmt For For For 3 Elect Terry Hildestad Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis Johnson Mgmt For For For 6 Elect Thomas Knudson Mgmt For For For 7 Elect Richard Lewis Mgmt For For For 8 Elect Patricia Moss Mgmt For For For 9 Elect Harry Pearce Mgmt For For For 10 Elect John Wilson Mgmt For For For 11 Elimination of Supermajority Vote Mgmt For For For Requirement Related to Certain Business Combinations 12 Elimination of Supermajority Vote Mgmt For For For Requirement Related to Charter Amendments 13 Charter Amendment to Conform to Mgmt For For For Delaware General Corporation Law 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Report ShrHldr Against Against For on Coal Combustion Waste - ------------------------------------------------------------------------------------------------------------------ MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect Virginia Clarke Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect R. Steven Hamner Mgmt For For For 1.5 Elect Robert Holmes Mgmt For For For 1.6 Elect Sherry Kellett Mgmt For For For 1.7 Elect William McKenzie Mgmt For For For 1.8 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Stock Mgmt For For For Purchase Plan 4 Amendment to the 2008 Stock Award and Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Abstain Against Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions - ------------------------------------------------------------------------------------------------------------------ MITSUBISHI UFJ FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTU CUSIP 606822104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Munetaka Okihara Mgmt For For For 3 Elect Kinya Okauchi Mgmt For For For 4 Elect Katsunori Nagayasu Mgmt For For For 5 Elect Kyouta Ohmori Mgmt For For For 6 Elect Hiroshi Saitoh Mgmt For For For 7 Elect Nobushige Kamei Mgmt For For For 8 Elect Masao Hasegawa Mgmt For For For 9 Elect Fumiyuki Akikusa Mgmt For For For 10 Elect Kazuo Takeuchi Mgmt For For For 11 Elect Nobuyuki Hirano Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Kaoru Wachi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Ryuji Araki Mgmt For For For 16 Elect Kazuhiro Watanabe Mgmt For For For 17 Elect Takuma Ohtoshi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL HEALTH INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHI CUSIP 63633D104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ted Welch Mgmt For For For 1.2 Elect J. Justin Hutchens Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect Dennis Gershenson Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NATIONWIDE HEALTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHP CUSIP 638620104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Scott Cowen Mgmt For For For 2 Elect Cynthia Montgomery Mgmt For For For 3 Elect Michael B. Polk Mgmt For For For 4 Elect Michael Todman Mgmt For For For 5 2010 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NICOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CUSIP 654086107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beavers, Jr. Mgmt For For For 1.2 Elect Bruce Bickner Mgmt For For For 1.3 Elect John Birdsall, lll Mgmt For For For 1.4 Elect Norman Bobins Mgmt For Withhold Against 1.5 Elect Brenda Gaines Mgmt For For For 1.6 Elect Raymond Jean Mgmt For For For 1.7 Elect Dennis Keller Mgmt For For For 1.8 Elect R. Eden Martin Mgmt For For For 1.9 Elect Georgia Nelson Mgmt For For For 1.10 Elect Armando Olivera Mgmt For For For 1.11 Elect John Rau Mgmt For For For 1.12 Elect John Staley Mgmt For For For 1.13 Elect Russ Strobel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CUSIP 654624105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Norio Wada Mgmt For For For 3 Elect Satoshi Miura Mgmt For For For 4 Elect Noritaka Uji Mgmt For For For 5 Elect Hiroo Unoura Mgmt For For For 6 Elect Kaoru Kanazawa Mgmt For For For 7 Elect Yasuyoshi Katayama Mgmt For For For 8 Elect Toshio Kobayashi Mgmt For For For 9 Elect Hiroki Watanabe Mgmt For For For 10 Elect Hiromichi Shinohara Mgmt For For For 11 Elect Tetsuya Shohji Mgmt For For For 12 Elect Takashi Imai Mgmt For For For 13 Elect Yotaroh Kobayashi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ------------------------------------------------------------------------------------------------------------------ NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CUSIP 62942M201 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Lowenthal Mgmt For For For 1.2 Elect Stephen Plavin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Revision of Provisions Regarding REIT Mgmt For For For Ownership Limits 4 Grant of Authority to Increase and Mgmt For Against Against Decrease the Number of Authorized Shares - ------------------------------------------------------------------------------------------------------------------ ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ OXFORD INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXM CUSIP 691497309 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Guynn Mgmt For For For 2 Elect Helen Weeks Mgmt For For For 3 Elect E. Jenner Wood III Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Mller Mgmt For For FOR 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CUSIP 705015105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Arculus Mgmt For For For 4 Elect Patrick Cescau Mgmt For For For 5 Elect Will Ethridge Mgmt For For For 6 Elect Rona Fairhead Mgmt For Against Against 7 Elect Robin Freestone Mgmt For For For 8 Elect Susan Fuhrman Mgmt For For For 9 Elect Kenneth Hydon Mgmt For For For 10 Elect John Makinson Mgmt For For For 11 Elect Glen Moreno Mgmt For For For 12 Elect C.K. Prahalad Mgmt For For For 13 Elect Marjorie Scardino Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Adoption of New Articles Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 22 Share Incentive Plan Renewal Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 857 CUSIP 71646E100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For Abstain Against to Set Fees 7 Subscription Agreement Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights - ------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For Abstain Against 2 Election of Supervisory Council Mgmt For Abstain Against - ------------------------------------------------------------------------------------------------------------------ PETSMART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETM CUSIP 716768106 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rakesh Gangwal Mgmt For For For 2 Elect Robert Moran Mgmt For For For 3 Elect Barbara Munder Mgmt For For For 4 Elect Thomas Stemberg Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Executive Short-Term Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard, III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ POTASH CORP. OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Lewis Mgmt For For For 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baldwin Mgmt For For For 2 Elect Surya Mohapatra Mgmt For For For 3 Elect Gary Pfeiffer Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ R.R. DONNELLEY & SONS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RRD CUSIP 257867101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Quinlan, III Mgmt For Against Against 2 Elect Stephen Wolf Mgmt For Against Against 3 Elect Lee Chaden Mgmt For Against Against 4 Elect Judith Hamilton Mgmt For Against Against 5 Elect Susan Ivey Mgmt For Against Against 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For Against Against 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding a ShrHldr Against Against For Sustainable Procurement Policy 12 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ RAMCO-GERSHENSON PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RPT CUSIP 751452202 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Gershenson Mgmt For For For 1.2 Elect Robert Meister Mgmt For For For 1.3 Elect Michael Ward Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Limitation of Right to Call a Special Mgmt For Against Against Meeting - ------------------------------------------------------------------------------------------------------------------ RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Incentive Stock Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CUSIP 780259107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Report Mgmt Against Against For on Oil Sands Projects - ------------------------------------------------------------------------------------------------------------------ SANOFI-AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CUSIP 80105N105 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Ratification of the Co-option of Mgmt For For For Serge Weinberg 6 Elect Catherine Brechignac Mgmt N/A Abstain N/A 7 Elect Robert Castaigne Mgmt For Against Against 8 Elect Lord Douro Mgmt For For For 9 Elect Christian Mulliez Mgmt For Against Against 10 Elect Christopher Viehbacher Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CUSIP 803054204 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Amend Article 17(3) Mgmt For For For 8 Amend Article 18(2) Mgmt For For For 9 Amend Article 18(5) Mgmt For For For 10 Amend Article 18(6) Mgmt For For For 11 Amend Article 19(2) Mgmt For For For 12 Amend Article 20(4) Mgmt For For For 13 Cancel Existing Authorized Capital I Mgmt For For For & II 14 Increase in Authorized Capital I Mgmt For For For 15 Increase in Authorized Capital II Mgmt For For For 16 Increase in Authorized Capital III Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Supervisory Board Members' Fees Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEI INVESTMENTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SEIC CUSIP 784117103 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred West, Jr. Mgmt For Withhold Against 1.2 Elect William Doran Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John L. Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SERVICE CORPORATION INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCI CUSIP 817565104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Buckwalter, III Mgmt For For For 1.2 Elect Victor Lund Mgmt For For For 1.3 Elect John Mecom, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 8 Amendments to Portfolio Share Plan Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Burton III Mgmt For For For 2 Amendment to the 2005 Stock Option Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STANLEY BLACK & DECKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWK CUSIP 854502101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect John Breen Mgmt For Withhold Against 1.3 Elect George Buckley Mgmt For Withhold Against 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For Withhold Against 1.6 Elect Benjamin Griswold, IV Mgmt For Withhold Against 1.7 Elect Anthony Luiso Mgmt For Withhold Against 1.8 Elect John Lundgren Mgmt For Withhold Against 1.9 Elect Robert Ryan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives - ------------------------------------------------------------------------------------------------------------------ STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CUSIP 85771P102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Presiding Chairman Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Individuals to Check Mgmt For For For Minutes 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Compensation Guidelines Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Election of Corporate Assembly Members Mgmt For For For 8 Elect Olaug Svarva Mgmt For For For 9 Elect Idar Kreutzer Mgmt For For For 10 Elect Karin Aslaksen Mgmt For For For 11 Elect Greger Mannsverk Mgmt For For For 12 Elect Steinar Olsen Mgmt For For For 13 Elect Ingvald Strommen Mgmt For For For 14 Elect Rune Bjerke Mgmt For For For 15 Elect Tore Ulstein Mgmt For For For 16 Elect Live Haukvik Mgmt For For For 17 Elect Siri Kalvig Mgmt For For For 18 Elect Thor Oscar Bolstad Mgmt For For For 19 Elect Barbro Hetta-Jacobsen Mgmt For For For 20 Elect Arthur Sletteberg (Deputy) Mgmt For For For 21 Elect Anne-Margrethe Firing (Deputy) Mgmt For For For 22 Elect Linda Litlekalsoy Aase (Deputy) Mgmt For For For 23 Elect Shahzad Rana (Deputy) Mgmt For For For 24 Directors' Fees Mgmt For For For 25 Election of Nomination Committee Mgmt For For For Members 26 Elect Olaug Svarva Mgmt For For For 27 Elect Bjorn Stale Haavik Mgmt For For For 28 Elect Tom Rathke Mgmt For For For 29 Elect Live Haukvik Aker Mgmt For For For 30 Nomination Committee's Fees Mgmt For For For 31 Authority to Repurchase Shares Mgmt For For For Pursuant to Share Savings Plan 32 Authority to Repurchase Shares for Mgmt For For For Cancellation 33 Amendments to Articles Mgmt For For For 34 Shareholder Proposal Regarding Mgmt Against Against For Withdrawal from Canadian Oil Sands - ------------------------------------------------------------------------------------------------------------------ STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CUSIP 861012102 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Managing Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Election of Supervisory Board Mgmt For For For 6 Election of Supervisory Board Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Stock Grants to CEO Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUPERVALU INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVU CUSIP 868536103 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For For For 10 Elect Kathi Seifert Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Vote Mgmt For For For on Executive Compensation - ------------------------------------------------------------------------------------------------------------------ SWS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWS CUSIP 78503N107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Buchholz Mgmt For For For 1.2 Elect Donald Hultgren Mgmt For For For 1.3 Elect Robert Buchholz Mgmt For For For 1.4 Elect Brodie Cobb Mgmt For For For 1.5 Elect I.D. Flores III Mgmt For For For 1.6 Elect Larry Jobe Mgmt For For For 1.7 Elect Frederick Meyer Mgmt For For For 1.8 Elect Mike Moses Mgmt For For For 1.9 Elect Joel Williams III Mgmt For For For 2 Amendment to the 2005 Deferred Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SYNGENTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNN CUSIP 87160A100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Compensation Mgmt For Against Against Report 2 Ratification of Board and Management Mgmt For For For Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Increase in Authorized Capital Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Elect Michael Mack Mgmt For For For 8 Elect Jacques Vincent Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TAIWAN SEMICONDUCTOR MANUFACTURING TICKER SECURITY ID: MEETING DATE MEETING STATUS 2330 CUSIP 874039100 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives - ------------------------------------------------------------------------------------------------------------------ TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TEEKAY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TK CUSIP Y8564W103 09/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Blackburne Mgmt For For For 1.2 Elect James Clark Mgmt For For For 1.3 Elect C. Sean Day Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Linn Draper, Jr. Mgmt For For For 2 Elect J. Patrick Maley III Mgmt For For For 3 Elect W. Allen Reed Mgmt For For For 4 2010 Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ THE CHUBB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CB CUSIP 171232101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ THE HERSHEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HSY CUSIP 427866108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Arway Mgmt For For For 1.2 Elect Robert Cavanaugh Mgmt For Withhold Against 1.3 Elect Charles Davis Mgmt For For For 1.4 Elect James Nevels Mgmt For Withhold Against 1.5 Elect Thomas Ridge Mgmt For Withhold Against 1.6 Elect David Shedlarz Mgmt For For For 1.7 Elect David West Mgmt For Withhold Against 1.8 Elect LeRoy Zimmerman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For Against Against 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Compensation Mgmt For For For Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THE TIMKEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TKR CUSIP 887389104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Griffith Mgmt For Withhold Against 1.2 Elect John Luke, Jr. Mgmt For Withhold Against 1.3 Elect Frank Sullivan Mgmt For Withhold Against 1.4 Elect Ward Timken Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Management Performance Plan 4 Amendment to Declassify the Board Mgmt For For For 5 Amendments to Allow the Board to Mgmt For Against Against Amend the Company's Regulations - ------------------------------------------------------------------------------------------------------------------ THE TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE VALSPAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VAL CUSIP 920355104 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Gaillard Mgmt For For For 1.2 Elect Gary Hendrickson Mgmt For For For 1.3 Elect Mae Jemison Mgmt For For For 1.4 Elect Gregory Palen Mgmt For For For 2 Amendment to the 2009 Omnibus Equity Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For Withhold Against 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CUSIP 89151E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Retirement Indemnity, Supplementary Mgmt For Against Against Pension Plan and Severance Package for Christophe de Margerie 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Thierry Desmarest Mgmt For Against Against 8 Elect Thierry de Rudder Mgmt For For For 9 Elect Gunnar Brock Mgmt For For For 10 Appointment of Auditor (Ernst & Young Mgmt For For For Audit) 11 Appointment of Auditor (KPMG Audit) Mgmt For For For 12 Replacement of Alternate Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For 19 Shareholder Proposal Regarding Mgmt Against Against For Collective Investment Funds 20 Elect Claude Clement Mgmt N/A For N/A - ------------------------------------------------------------------------------------------------------------------ TOYOTA MOTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7203 CUSIP 892331307 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2.1 Elect Fujio Choh Mgmt For Withhold Against 2.2 Elect Katsuaki Watanabe Mgmt For For For 2.3 Elect Kazuo Okamoto Mgmt For For For 2.4 Elect Akio Toyoda Mgmt For For For 2.5 Elect Takeshi Uchiyamada Mgmt For For For 2.6 Elect Yukitoshi Funo Mgmt For For For 2.7 Elect Atsushi Niimi Mgmt For For For 2.8 Elect Shinichi Sasaki Mgmt For For For 2.9 Elect Yoichiroh Ichimaru Mgmt For For For 2.10 Elect Satoshi Ozawa Mgmt For For For 2.11 Elect Akira Okabe Mgmt For For For 2.12 Elect Shinzoh Kobuki Mgmt For For For 2.13 Elect Akira Sasaki Mgmt For For For 2.14 Elect Mamoru Furuhashi Mgmt For For For 2.15 Elect Iwao Nihashi Mgmt For For For 2.16 Elect Tadashi Yamashina Mgmt For For For 2.17 Elect Takahiko Ijichi Mgmt For For For 2.18 Elect Tetsuo Agata Mgmt For For For 2.19 Elect Masamoto Maekawa Mgmt For For For 2.20 Elect Yasumori Ihara Mgmt For For For 2.21 Elect Takahiro Iwase Mgmt For For For 2.22 Elect Yoshimasa Ishii Mgmt For For For 2.23 Elect Takeshi Shirane Mgmt For For For 2.24 Elect Yoshimi Inaba Mgmt For For For 2.25 Elect Nanpachi Hayashi Mgmt For For For 2.26 Elect Nobuyori Kodaira Mgmt For For For 2.27 Elect Mitsuhisa Katoh Mgmt For For For 3 Elect Masaki Nakatsugawa Mgmt For For For 4 Elect Yohichi Morishita Mgmt For For For 5 Elect Akishige Okada Mgmt For For For 6 Stock Option Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRH CUSIP 893521104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bradley Mgmt For For For 2 Elect Ian Chippendale Mgmt For For For 3 Elect John Foos Mgmt For For For 4 Elect Reuben Jeffery III Mgmt For For For 5 Elect John McCarthy Mgmt For For For 6 Elect Robert Orlich Mgmt For For For 7 Elect Richard Press Mgmt For For For 8 Elect Thomas Tizzio Mgmt For For For 9 2010 U.K. Sharesave Plan Mgmt For For For 10 Amendment to the 2007 Executive Bonus Mgmt For For For Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ U-STORE-IT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS YSI CUSIP 91274F104 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Diefenderfer, III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Harold Haller Mgmt For For For 1.4 Elect Daniel Hurwitz Mgmt For For For 1.5 Elect Dean Jernigan Mgmt For For For 1.6 Elect Marianne Keler Mgmt For For For 1.7 Elect David LaRue Mgmt For For For 1.8 Elect John Remondi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ UBS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS UBSN CUSIP H89231338 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For Against Against Acts (2009) 5 Ratification of Board and Management Mgmt For Against Against Acts (2008) 6 Ratification of Board and Management Mgmt For Against Against Acts (2007) 7 Amendments to Articles Mgmt For For For 8 Elect Kaspar Villiger Mgmt For Against Against 9 Elect Sally Bott Mgmt For Against Against 10 Elect Michel Demare Mgmt For For For 11 Elect Rainer-Marc Frey Mgmt For For For 12 Elect Bruno Gehrig Mgmt For Against Against 13 Elect Ann Godbehere Mgmt For For For 14 Elect Axel Lehmann Mgmt For For For 15 Elect Helmut Panke Mgmt For Against Against 16 Elect William Parrett Mgmt For For For 17 Elect David Sidwell Mgmt For For For 18 Elect Wolfgang Mayrhuber Mgmt For Against Against 19 Appointment of Auditor Mgmt For For For 20 Increase in Conditional Capital Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNIFIRST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNF CUSIP 904708104 01/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cynthia Croatti Mgmt For For For 1.2 Elect Phillip Cohen Mgmt For For For 1.3 Elect Michael Iandoli Mgmt For For For 2 Amendment to the 1996 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNILEVER N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNA CUSIP 904784709 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Kees Storm Mgmt For Against Against 12 Elect Michael Treschow Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sir Malcolm Rifkind Mgmt For For For 16 Management Co-Investment Plan Mgmt For For For 17 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 19 Authority to Cancel Shares; Amendment Mgmt For For For to Articles 20 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Cancel Shares Mgmt For For For 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ULVR CUSIP 904767704 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect K.J. Storm Mgmt For Against Against 11 Elect Michael Treschow Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Paul Walsh Mgmt For For For 14 Elect Sir Malcolm Rifkind Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 22 Management Co-investment Plan Mgmt For For For 23 Adoption of New Articles Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNIVERSAL HEALTH REALTY INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS UHT CUSIP 91359E105 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Miles Berger Mgmt For For For 1.2 Elect Elliot Sussman Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Capitalization of Reserves Mgmt For For For 6 Election of Director Mgmt For Abstain Against - ------------------------------------------------------------------------------------------------------------------ VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ VEOLIA ENVIRONNEMENT TICKER SECURITY ID: MEETING DATE MEETING STATUS VIE CUSIP 92334N103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Approval of Non-Tax-Deductible Mgmt For For For Expenses 4 Allocation of Profits/Dividends Mgmt For For For 5 Form of Dividend Payment Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transaction Regarding Mgmt For Against Against Supplementary Retirement Benefits 8 Related Party Transaction Regarding Mgmt For For For Severance Benefits for Antoine Fr,rot 9 Elect Daniel Bouton Mgmt For Against Against 10 Elect Jean-Francois Dehecq Mgmt For For For 11 Elect Paul-Louis Girardot Mgmt For For For 12 Ratification of the Co-option of Mgmt For For For Esther Koplowitz; Elect Esther Koplowitz 13 Elect Serge Michel Mgmt For Against Against 14 Elect Georges Ralli Mgmt For For For 15 Elect Olivier Costa de Beauregard Mgmt For For For 16 Elect Antoine Frerot Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities in Consideration for Contributions in Kind 22 Authority to Increase Capital Through Mgmt For For For Capitalizations 23 Authority to Increase Share Issuance Mgmt For For For Limit 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities for Overseas Employees 26 Authority to Grant Stock Options Mgmt For For For 27 Authority to Cancel Shares and Reduce Mgmt For For For Capital 28 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CUSIP 92857W209 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Anne Lauvergeon Mgmt For Against Against 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Amendment to Articles Regarding Mgmt For For For Dividend Payments 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days - ------------------------------------------------------------------------------------------------------------------ VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For Withhold Against 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect George Richmond Mgmt For For For 1.7 Elect Michael Tokarz Mgmt For Withhold Against 1.8 Elect A.J. Wagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Byrnes Mgmt For For For 1.2 Elect John McDaniel Mgmt For For For 1.3 Elect George McKenzie Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WINDSTREAM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WIN CUSIP 97381W104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Samuel Beall III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffrey Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Mulroney Mgmt For For For 1.2 Elect Michael Wargotz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity and Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For For For 7 Elect Charles Prince Mgmt For For For 8 Elect Ann Reese Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Mauriello Mgmt For For For 2 Elect Eugene McQuade Mgmt For For For 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Cayman Islands Mgmt For For For to Ireland 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Cayman Islands Mgmt For For For to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Amendments to Articles - Director Mgmt For Against Against Nomination Procedures 5 Amendments to Articles - Change in Mgmt For For For Company Name 6 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Balanced Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For Withhold Against 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Limato Mgmt For For For 2 Elect Robert Rosholt Mgmt For For For 3 Elect Craig Stapleton Mgmt For For For 4 Elect Elizabeth Lee Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Long-Term Incentive Plan Mgmt For Against Against 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 9 Shareholder Proposal Regarding Vendor ShrHldr Against Abstain N/A Code of Conduct - ------------------------------------------------------------------------------------------------------------------ ADOBE SYSTEMS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ADBE CUSIP 00724F101 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ADVANCED MICRO DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMD CUSIP 007903107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bruce Claflin Mgmt For For For 2 Elect W. Michael Barnes Mgmt For For For 3 Elect John Caldwell Mgmt For Against Against 4 Elect Craig Conway Mgmt For For For 5 Elect Nicholas Donofrio Mgmt For For For 6 Elect H. Paulett Eberhart Mgmt For For For 7 Elect Derrick Meyer Mgmt For For For 8 Elect Waleed Al Mokarrab Al Muhairi Mgmt For For For 9 Elect Robert Palmer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Equity Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Clark, Jr. Mgmt For For For 2 Elect Betsy Cohen Mgmt For For For 3 Elect Molly Coye Mgmt For For For 4 Elect Roger Farah Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jeffrey Garten Mgmt For For For 7 Elect Earl Graves Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2010 Stock Incentive Plan Mgmt For For For 16 2010 Non-Employee Director Mgmt For For For Compensation Plan 17 2001 Annual Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ AFFILIATED COMPUTER SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACS CUSIP 008190100 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For For For 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AGILENT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS A CUSIP 00846U101 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Clark Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Performance-Based Compensation Plan Mgmt For For For for Covered Employees - ------------------------------------------------------------------------------------------------------------------ AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Abdoo Mgmt For For For 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For For For 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Terms of Mgmt For For For the Long-Term Performance Plan 4 Reapproval of the Material Terms of Mgmt For For For the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALCOA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AA CUSIP 013817101 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Collins, Jr. Mgmt For For For 1.2 Elect Carlos Ghosn Mgmt For For For 1.3 Elect Michael Morris Mgmt For For For 1.4 Elect E. Stanley O'Neal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Supermajority Mgmt For For For Requirement Relating to Fair Price Protection 5 Elimination of Supermajority Mgmt For For For Requirement Relating to Director Elections 6 Elimination of Supermajority Mgmt For For For Requirement Relating to Removal of Directors 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AYE CUSIP 017361106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H. Furlong Baldwin Mgmt For For For 2 Elect Eleanor Baum Mgmt For For For 3 Elect Paul Evanson Mgmt For For For 4 Elect Cyrus Freidheim, Jr. Mgmt For For For 5 Elect Julia Johnson Mgmt For For For 6 Elect Ted Kleisner Mgmt For For For 7 Elect Christopher Pappas Mgmt For For For 8 Elect Steven Rice Mgmt For For For 9 Elect Gunnar Sarsten Mgmt For For For 10 Elect Michael Sutton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Barbara Jeremiah Mgmt For For For 1.3 Elect John Turner Mgmt For For For 2 Amendment to the 2007 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation - ------------------------------------------------------------------------------------------------------------------ ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MO CUSIP 02209S103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 Performance Incentive Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ AMEREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEE CUSIP 023608102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Charles Mueller Mgmt For For For 1.8 Elect Harvey Saligman Mgmt For For For 1.9 Elect Patrick Stokes Mgmt For For For 1.10 Elect Thomas Voss Mgmt For For For 1.11 Elect Stephen Wilson Mgmt For For For 1.12 Elect Jack Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Review ShrHldr Against Against For of Nuclear Facility - ------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AXP CUSIP 025816109 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For For For 1.6 Elect Jan Leschly Mgmt For For For 1.7 Elect Richard Levin Mgmt For For For 1.8 Elect Richard McGinn Mgmt For For For 1.9 Elect Edward Miller Mgmt For For For 1.10 Elect Steven Reinemund Mgmt For For For 1.11 Elect Robert Walter Mgmt For For For 1.12 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERISOURCEBERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABC CUSIP 03073E105 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Gochnauer Mgmt For For For 2 Elect Edward Hagenlocker Mgmt For For For 3 Elect Henry McGee Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanley Clark Mgmt For For For 1.2 Elect Andrew Lietz Mgmt For For For 1.3 Elect Martin Loeffler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANADARKO PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APC CUSIP 032511107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Option Exchange Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Edgar Jannotta Mgmt For For For 5 Elect Jan Kalff Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect R. Eden Martin Mgmt For For For 8 Elect Andrew McKenna Mgmt For For For 9 Elect Robert Morrison Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Richard Notebaert Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect Gloria Santona Mgmt For For For 14 Elect Carolyn Woo Mgmt For For For 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For For For 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APARTMENT INVESTMENT AND MANAGEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIV CUSIP 03748R101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ------------------------------------------------------------------------------------------------------------------ APPLIED MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Donald Felsinger Mgmt For For For 4 Elect Victoria Haynes Mgmt For For For 5 Elect Antonio Maciel Neto Mgmt For For For 6 Elect Patrick Moore Mgmt For For For 7 Elect Thomas O'Neill Mgmt For For For 8 Elect Kelvin Westbrook Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 2009 Incentive Compensation Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards - ------------------------------------------------------------------------------------------------------------------ ASSURANT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIZ CUSIP 04621X108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Carver Mgmt For For For 1.2 Elect Juan Cento Mgmt For For For 1.3 Elect Allen Freedman Mgmt For For For 1.4 Elect Elaine Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Long Term Equity Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AUTODESK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford Beveridge Mgmt For For For 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Per-Kristian Halvorsen Mgmt For For For 5 Elect Sean Maloney Mgmt For For For 6 Elect Mary McDowell Mgmt For For For 7 Elect Charles Robel Mgmt For For For 8 Elect Steven West Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Executive Incentive Plan Mgmt For For For 11 Amendments to the 2008 Employee Stock Mgmt For Against Against Plan - ------------------------------------------------------------------------------------------------------------------ AUTOMATIC DATA PROCESSING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CUSIP 053015103 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AUTONATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AN CUSIP 05329W102 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Jackson Mgmt For For For 1.2 Elect Robert Brown Mgmt For For For 1.3 Elect Rick Burdick Mgmt For For For 1.4 Elect William Crowley Mgmt For For For 1.5 Elect David Edelson Mgmt For For For 1.6 Elect Robert Grusky Mgmt For For For 1.7 Elect Michael Larson Mgmt For For For 1.8 Elect Michael Maroone Mgmt For For For 1.9 Elect Carlos Migoya Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ AUTOZONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AZO CUSIP 053332102 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Crowley Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect Robert Grusky Mgmt For For For 1.5 Elect J.R. Hyde, III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic, Jr. Mgmt For For For 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes, III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For For For 2 2010 Executive Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AVERY DENNISON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ BALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ BB&T CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For For For 1.6 Elect Barry Fitzpatrick Mgmt For For For 1.7 Elect J. Littleton Glover, Jr. Mgmt For For For 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe, III Mgmt For For For 1.11 Elect Kelly King Mgmt For For For 1.12 Elect James Maynard Mgmt For For For 1.13 Elect Albert McCauley Mgmt For For For 1.14 Elect J. Holmes Morrison Mgmt For For For 1.15 Elect Nido Qubein Mgmt For For For 1.16 Elect Thomas Skains Mgmt For For For 1.17 Elect Thomas Thompson Mgmt For For For 1.18 Elect Stephen Williams Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Overdraft Policies - ------------------------------------------------------------------------------------------------------------------ BECTON, DICKINSON AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BDX CUSIP 075887109 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Becton, Jr. Mgmt For For For 1.2 Elect Edward DeGraan Mgmt For For For 1.3 Elect Claire Fraser-Liggett Mgmt For For For 1.4 Elect Edward Ludwig Mgmt For For For 1.5 Elect Adel Mahmoud Mgmt For For For 1.6 Elect James Orr Mgmt For For For 1.7 Elect Willard Overlock, Jr. Mgmt For For For 1.8 Elect Bertram Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 4 Amendment to the 2004 Employee and Mgmt For For For Director Equity-Based Compensation Plan 5 Approval of Material Terms of Mgmt For For For Performance Goals under the Performance Incentive Plan 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ BED BATH & BEYOND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BEMIS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between CEO and Employee Pay - ------------------------------------------------------------------------------------------------------------------ BERKSHIRE HATHAWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRK.A CUSIP 084670702 05/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Warren Buffett Mgmt For For For 1.2 Elect Charles Munger Mgmt For Withhold Against 1.3 Elect Howard Buffett Mgmt For For For 1.4 Elect Stephen Burke Mgmt For For For 1.5 Elect Susan Decker Mgmt For For For 1.6 Elect William Gates III Mgmt For For For 1.7 Elect David Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald Keough Mgmt For For For 1.10 Elect Thomas Murphy Mgmt For For For 1.11 Elect Ronald Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIG LOTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIG CUSIP 089302103 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2006 Bonus Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Adoption of Advance Notice Requirement Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ------------------------------------------------------------------------------------------------------------------ BJ SERVICES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BJS CUSIP 055482103 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BRISTOL-MYERS SQUIBB COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BMY CUSIP 110122108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BROWN-FORMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BF.A CUSIP 115637100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Bousquet-Chavanne Mgmt For For For 2 Elect Geo. Garvin Brown, IV Mgmt For Against Against 3 Elect Martin Brown, Jr. Mgmt For Against Against 4 Elect John Cook Mgmt For For For 5 Elect Sandra Frazier Mgmt For Against Against 6 Elect Richard Mayer Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect William Street Mgmt For For For 9 Elect Dace Brown Stubbs Mgmt For Against Against 10 Elect Paul Varga Mgmt For Against Against 11 Elect James Welch, Jr. Mgmt For Against Against 12 Re-approval of Performance Measures Mgmt For For For under the 2004 Omnibus Compensation Plan - ------------------------------------------------------------------------------------------------------------------ BURLINGTON NORTHERN SANTA FE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BNI CUSIP 12189T104 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Polacek Mgmt For For For 2 Elect ReBecca Roloff Mgmt For For For 3 Elect Michael Wickham Mgmt For For For 4 2010 Non-Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CUSIP 12673P105 09/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Bromark Mgmt For For For 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect John Swainson Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For For For 9 Elect Ron Zambonini Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation - ------------------------------------------------------------------------------------------------------------------ CABOT OIL & GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COG CUSIP 127097103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David M. Carmichael Mgmt For For For 2 Elect Robert L. Keiser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ------------------------------------------------------------------------------------------------------------------ CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAMPBELL SOUP COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPB CUSIP 134429109 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CARDINAL HEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAH CUSIP 14149Y108 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Bruce Downey Mgmt For For For 6 Elect John Finn Mgmt For For For 7 Elect Gregory Kenny Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect David Raisbeck Mgmt For For For 10 Elect Jean Spaulding Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Management Incentive Mgmt For For For Plan 13 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ CB RICHARD ELLIS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBG CUSIP 12497T101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For For For 1.4 Elect Michael Kantor Mgmt For For For 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect Jane Su Mgmt For For For 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CBS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBS cusip 124857202 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTERPOINT ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNP CUSIP 15189T107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Derrill Cody Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect David McClanahan Mgmt For For For 6 Elect Robert O'Connell Mgmt For For For 7 Elect Susan O. Rheney Mgmt For For For 8 Elect R.A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CUSIP 152312104 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CENTURYTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Bruce Hanks Mgmt For For For 1.2 Elect C. G. Melville, Jr. Mgmt For For For 1.3 Elect William Owens Mgmt For For For 1.4 Elect Glen Post III Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Company Name Change Mgmt For For For 4 2010 Executive Officer Short Term Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Network Management Practices 6 Shareholder Proposal Regarding ShrHldr Against Against For Limitations on Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ CEPHALON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Edward Schmitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CHESAPEAKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CHK CUSIP 165167107 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Keating Mgmt For Withhold Against 1.2 Elect Merrill Miller, Jr. Mgmt For Withhold Against 1.3 Elect Frederick Whittemore Mgmt For Withhold Against 2 Amendment to the Long Term Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Responsible Use of Company Stock 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 9 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For Against Against 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding Report ShrHldr Against Against For on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee - ------------------------------------------------------------------------------------------------------------------ CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CINCINNATI FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINF CUSIP 172062101 05/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Bier Mgmt For For For 1.2 Elect Linda Clement-Holmes Mgmt For For For 1.3 Elect Douglas Skidmore Mgmt For For For 1.4 Elect Larry Webb Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Adoption of Advance Notice Requirement Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CINTAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTAS CUSIP 172908105 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gerald Adolph Mgmt For For For 2 Elect Paul Carter Mgmt For For For 3 Elect Gerald Dirvin Mgmt For For For 4 Elect Richard Farmer Mgmt For For For 5 Elect Scott Farmer Mgmt For For For 6 Elect Joyce Hergenhan Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Robert Kohlhepp Mgmt For For For 9 Elect David Phillips Mgmt For For For 10 Elect Ronald Tysoe Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report ShrHldr Against Abstain N/A on Internet Fragmentation - ------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Andrew Liveris Mgmt For For For 6 Elect Michael O'Neill Mgmt For For For 7 Elect Vikram Pandit Mgmt For For For 8 Elect Richard Parsons Mgmt For For For 9 Elect Lawrence Ricciardi Mgmt For For For 10 Elect Judith Rodin Mgmt For For For 11 Elect Robert Ryan Mgmt For For For 12 Elect Anthony Santomero Mgmt For For For 13 Elect Diana Taylor Mgmt For For For 14 Elect William Thompson Mgmt For For For 15 Elect Ernesto Zedillo Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2009 Stock Incentive Mgmt For Against Against Plan 18 Approval of the TARP Repayment Shares Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Ratification of the Tax Benefits Mgmt For For For Preservation Plan 21 Reverse Stock Split Extension Mgmt For For For 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 24 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 25 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 26 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 27 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Consent United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Authorized Preferred Mgmt For For For Stock - The Dividend Blocker Amendment 2 Amendment to Authorized Preferred Mgmt For For For Stock - The Director Amendment 3 Amendment to Authorized Preferred Mgmt For Against Against Stock - The Retirement Amendment 4 Increase of Preferred Stock Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 09/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Consent United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Reverse Stock Split Mgmt For For For 3 Amendment to Authorized Common Stock Mgmt For Against Against - The Preferred Stock Change - ------------------------------------------------------------------------------------------------------------------ CITRIX SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTXS CUSIP 177376100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CME GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CME CUSIP 12572Q105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Terrence Duffy Mgmt For For For 1.2 Elect Charles Carey Mgmt For For For 1.3 Elect Mark Cermak Mgmt For For For 1.4 Elect Martin Gepsman Mgmt For For For 1.5 Elect Leo Melamed Mgmt For For For 1.6 Elect Joseph Niciforo Mgmt For For For 1.7 Elect C.C. Odom II Mgmt For For For 1.8 Elect John Sandner Mgmt For For For 1.9 Elect Dennis Suskind Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 4 Shareholder Proposal Regarding Report ShrHldr Against Against For on Coal Combustion Waste - ------------------------------------------------------------------------------------------------------------------ COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Incentive Mgmt For For For Award Plan 3 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of Fur Use in Products - ------------------------------------------------------------------------------------------------------------------ COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements - ------------------------------------------------------------------------------------------------------------------ COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Klein Mgmt For For For 2 Elect Lakshmi Narayanan Mgmt For For For 3 Elect Maureen Breakiron-Evans Mgmt For For For 4 Amendment to the 2004 Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cahill Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Helene Gayle Mgmt For For For 4 Elect Ellen Hancock Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect David Johnson Mgmt For For For 7 Elect Richard Kogan Mgmt For For For 8 Elect Delano Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr For Against Against Reviewing Charitable Spending 14 Shareholder Proposal Regarding Right ShrHldr For Against Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHldr Against Against For for Superior Performance - ------------------------------------------------------------------------------------------------------------------ COMPUTER SCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSC CUSIP 205363104 08/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Bailey, II Mgmt For For For 1.2 Elect David Barram Mgmt For For For 1.3 Elect Stephen Baum Mgmt For For For 1.4 Elect Rodney Chase Mgmt For For For 1.5 Elect Judith Haberkorn Mgmt For For For 1.6 Elect Michael Laphen Mgmt For For For 1.7 Elect F. Warren McFarlan Mgmt For For For 1.8 Elect Chong Sup Park Mgmt For For For 1.9 Elect Thomas Patrick Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For Withhold Against 1.6 Elect Faye Alexander Nelson Mgmt For Withhold Against 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Whitmire Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect James Altmeyer, Sr. Mgmt For For For 1.4 Elect Philip Baxter Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONSOLIDATED EDISON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ED CUSIP 209115104 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kevin Burke Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect George Campbell, Jr. Mgmt For For For 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Giudice Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For For For 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Sutherland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation - ------------------------------------------------------------------------------------------------------------------ CONSTELLATION BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STZ CUSIP 21036P108 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Fromberg Mgmt For For For 1.2 Elect Jeananne Hauswald Mgmt For For For 1.3 Elect James Locke III Mgmt For For For 1.4 Elect Peter Perez Mgmt For For For 1.5 Elect Richard Sands Mgmt For For For 1.6 Elect Robert Sands Mgmt For For For 1.7 Elect Paul Smith Mgmt For For For 1.8 Elect Peter Soderberg Mgmt For For For 1.9 Elect Mark Zupan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the Long-Term Stock Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEG CUSIP 210371100 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Yves de Balmann Mgmt For For For 2 Elect Ann Berzin Mgmt For For For 3 Elect James Brady Mgmt For For For 4 Elect Daniel Camus Mgmt For For For 5 Elect James Curtiss Mgmt For For For 6 Elect Freeman Hrabowski III Mgmt For For For 7 Elect Nancy Lampton Mgmt For Against Against 8 Elect Robert Lawless Mgmt For For For 9 Elect Mayo Shattuck III Mgmt For For For 10 Elect John Skolds Mgmt For For For 11 Elect Michael Sullivan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ COOPER INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CUSIP G24182100 08/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Creation of Distributable Reserves Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect William Gates Mgmt For For For 1.3 Elect Hamilton James Mgmt For Withhold Against 1.4 Elect Jill Ruckelshaus Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ------------------------------------------------------------------------------------------------------------------ CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bernhard Mgmt For For For 2 Elect Franklin Chang-Diaz Mgmt For For For 3 Elect Robert Herdman Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect William Miller Mgmt For For For 7 Elect Georgia Nelson Mgmt For For For 8 Elect Theodore Solso Mgmt For For For 9 Elect Carl Ware Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CVS CAREMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edwin Banks Mgmt For Against Against 2 Elect C. David Brown II Mgmt For Against Against 3 Elect David Dorman Mgmt For Against Against 4 Elect Kristen Gibney Williams Mgmt For Against Against 5 Elect Marian Heard Mgmt For Against Against 6 Elect William Joyce Mgmt For Against Against 7 Elect Jean-Pierre Millon Mgmt For Against Against 8 Elect Terrence Murray Mgmt For Against Against 9 Elect C.A. Lance Piccolo Mgmt For Against Against 10 Elect Sheli Rosenberg Mgmt For Against Against 11 Elect Thomas Ryan Mgmt For Against Against 12 Elect Richard Swift Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Principles - ------------------------------------------------------------------------------------------------------------------ D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect David Hughes Mgmt For For For 1.5 Elect Charles Ledsinger, Jr. Mgmt For For For 1.6 Elect William Lewis, Jr. Mgmt For For For 1.7 Elect Connie Mack, III Mgmt For For For 1.8 Elect Andrew Madsen Mgmt For For For 1.9 Elect Clarence Otis Jr. Mgmt For For For 1.10 Elect Michael Rose Mgmt For For For 1.11 Elect Maria Sastre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DAVITA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DVA CUSIP 23918K108 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pamela Arway Mgmt For For For 2 Elect Charles Berg Mgmt For For For 3 Elect Willard Brittain, Jr. Mgmt For Against Against 4 Elect Paul Diaz Mgmt For For For 5 Elect Peter Grauer Mgmt For For For 6 Elect John Nehra Mgmt For For For 7 Elect William Roper Mgmt For For For 8 Elect Kent Thiry Mgmt For For For 9 Elect Roger Valine Mgmt For For For 10 Amendment to the 2002 Equity Mgmt For For For Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ DEAN FOODS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DF CUSIP 242370104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Tom Davis Mgmt For For For 2 Elect Gregg Engles Mgmt For For For 3 Elect Jim Turner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments - ------------------------------------------------------------------------------------------------------------------ DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Allen Mgmt For For For 2 Elect Aulana Peters Mgmt For For For 3 Elect David Speer Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Omnibus Equity and Mgmt For For For Incentive Plan 6 Short-Term Incentive Bonus Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Internal Executive Compensation Equity 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 10 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Chairman - ------------------------------------------------------------------------------------------------------------------ DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gareth Roberts Mgmt For For For 1.2 Elect Wieland Wettstein Mgmt For For For 1.3 Elect Michael Beatty Mgmt For For For 1.4 Elect Michael Decker Mgmt For For For 1.5 Elect Ronald Greene Mgmt For For For 1.6 Elect David Heather Mgmt For For For 1.7 Elect Gregory McMichael Mgmt For For For 1.8 Elect Randy Stein Mgmt For For For 2 Increase in Shares Available Under Mgmt For For For the 2004 Omnibus Stock and Incentive Plan 3 Reapproval of Performance Measures Mgmt For For For Under the 2004 Omnibus Stock and Incentive Plan 4 Increase to Section 162(m) Based Cap Mgmt For For For on Performance Awards Under the 2004 Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DENTSPLY INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XRAY CUSIP 249030107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paula Cholmondeley Mgmt For For For 2 Elect Michael Coleman Mgmt For For For 3 Elect John Miles II Mgmt For For For 4 Elect John Miclot Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Richels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ DEVRY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DV CUSIP 251893103 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darren Huston Mgmt For For For 1.2 Elect William Keevan Mgmt For For For 1.3 Elect Lyle Logan Mgmt For For For 1.4 Elect Julie McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ DIRECTV TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25490A101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For Withhold Against 1.7 Elect John Malone Mgmt For For For 1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ DIRECTV GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25459L106 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Agreement and Plan of Merger Mgmt For For For 2 Voting and Right of First Refusal Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For Withhold Against 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DOMINION RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS D CUSIP 25746U109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Thomas Farrell, II Mgmt For For For 5 Elect John Harris Mgmt For For For 6 Elect Robert Jepson, Jr. Mgmt For For For 7 Elect Mark Kington Mgmt For For For 8 Elect Margeret McKenna Mgmt For For For 9 Elect Frank Royal Mgmt For For For 10 Elect Robert Spilman, Jr. Mgmt For For For 11 Elect David Wollard Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement to Amend Articles of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement to Amend the Bylaws 15 Elimination of Supermajority Mgmt For For For Requirement Regarding Setting the Exact Number of Directors 16 Elimination of Supermajority Mgmt For For For Requirement Regarding Removal of a Director for Cause 17 Clarifying Amendments to Articles of Mgmt For For For Incorporation 18 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of 20% Renewable Energy Goal 19 Shareholder Proposal Regarding ShrHldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DR PEPPER SNAPPLE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPS CUSIP 26138E109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Adams Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Ronald Rogers Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DTE ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CUSIP 233331107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Earley, Jr. Mgmt For For For 1.2 Elect Allan Gilmour Mgmt For For For 1.3 Elect Frank Hennessey Mgmt For For For 1.4 Elect Gail McGovern Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ DUKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Barnet, III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ E*TRADE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETFC CUSIP 269246104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ronald Fisher Mgmt For For For 2 Elect Stephen Freiberg Mgmt For For For 3 Elect Kenneth Griffin Mgmt For For For 4 Elect Joseph Velli Mgmt For For For 5 Elect Donna Weaver Mgmt For For For 6 Reverse Stock Split Mgmt For For For 7 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ E*TRADE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETFC CUSIP 269246104 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Issuance of Senior Convertible Mgmt For For For Debentures 3 Potential Issuance of Common Stock Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For 5 Advisory Resolution on Shareholder Mgmt Abstain Against Against Rights Plan - ------------------------------------------------------------------------------------------------------------------ E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ EASTMAN CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EMN CUSIP 277432100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gary Anderson Mgmt For For For 2 Elect Renee Hornbaker Mgmt For For For 3 Elect Thomas McLain Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Higgins Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect C. Scott O'Hara Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2010 Stock Incentive Mgmt For For For Plan 6 Repeal of Classified Board Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Right to Water 9 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For For For 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ EL PASO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EP CUSIP 28336L109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Juan Braniff Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Robert Goldman Mgmt For For For 5 Elect Anthony Hall, Jr. Mgmt For For For 6 Elect Thomas Hix Mgmt For For For 7 Elect Ferrell McClean Mgmt For For For 8 Elect Timothy Probert Mgmt For For For 9 Elect Steven Shapiro Mgmt For For For 10 Elect J. Michael Talbert Mgmt For For For 11 Elect Robert Vagt Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Amendment to the 2005 Omnibus Mgmt For For For Incentive Compensation Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For For For 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Employee Stock Option Exchange Program Mgmt For Against Against 12 Amendment to the 2000 Equity Mgmt For Against Against Incentive Plan 13 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For For For 3 Elect R. David Hoover Mgmt For Against Against 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against For Against Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Measures Mgmt For For For under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENSCO INTERNATIONAL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 26874Q100 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reorganization from Delaware to the Mgmt For For For United Kingdom 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ------------------------------------------------------------------------------------------------------------------ EQT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vicky Bailey Mgmt For For For 1.2 Elect Murry Gerber Mgmt For For For 1.3 Elect George Miles, Jr. Mgmt For For For 1.4 Elect James Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ EQUIFAX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EFX CUSIP 294429105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Daleo Mgmt For For For 2 Elect Walter Driver Mgmt For For For 3 Elect L. Phillip Humann Mgmt For For For 4 Elect Mark Templeton Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Boone Knox Mgmt For Withhold Against 1.5 Elect John Neal Mgmt For Withhold Against 1.6 Elect David Neithercut Mgmt For Withhold Against 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For Withhold Against 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPEDIA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPE CUSIP 30212P105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. George Battle Mgmt For Withhold Against 1.2 Elect Barry Diller Mgmt For Withhold Against 1.3 Elect Jonathan Dolgen Mgmt For Withhold Against 1.4 Elect William Fitzgerald Mgmt For Withhold Against 1.5 Elect Craig Jacobson Mgmt For Withhold Against 1.6 Elect Victor Kaufman Mgmt For Withhold Against 1.7 Elect Peter Kern Mgmt For Withhold Against 1.8 Elect Dara Khosrowshahi Mgmt For Withhold Against 1.9 Elect John Malone Mgmt For Withhold Against 1.10 Elect Jose Tazon Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gary Benanav Mgmt For For For 2 Elect Frank Borelli Mgmt For For For 3 Elect Maura Breen Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Samuel Skinner Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Barrett Toan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Right to Water 8 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 10 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding Report ShrHldr Against Against For on Future Energy Trends - ------------------------------------------------------------------------------------------------------------------ FAMILY DOLLAR STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDO CUSIP 307000109 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Bernstein Mgmt For For For 1.2 Elect Pamela Davies Mgmt For For For 1.3 Elect Sharon Allred Decker Mgmt For For For 1.4 Elect Edward Dolby Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect Howard Levine Mgmt For For For 1.7 Elect George Mahoney, Jr. Mgmt For For For 1.8 Elect James Martin, Jr. Mgmt For For For 1.9 Elect Harvey Morgan Mgmt For For For 1.10 Elect Dale Pond Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ FIDELITY NATIONAL INFORMATION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephan James Mgmt For For For 1.2 Elect James Neary Mgmt For For For 1.3 Elect Frank Martire Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIDELITY NATIONAL INFORMATION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Issuance of Common Stock Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FIRST HORIZON NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FHN CUSIP 320517105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carter Mgmt For For For 1.2 Elect Mark Emkes Mgmt For For For 1.3 Elect D. Bryan Jordan Mgmt For For For 1.4 Elect R. Brad Martin Mgmt For For For 1.5 Elect Vicki Palmer Mgmt For For For 1.6 Elect Michael Rose Mgmt For For For 1.7 Elect William Sansom Mgmt For For For 1.8 Elect Luke Yancy III Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Approval of Amendments to the 2003 Mgmt For For For Equity Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ FIRST SOLAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSLR CUSIP 336433107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Robert Gillette Mgmt For For For 1.3 Elect Craig Kennedy Mgmt For For For 1.4 Elect James Nolan Mgmt For For For 1.5 Elect William Post Mgmt For For For 1.6 Elect J. Thomas Presby Mgmt For For For 1.7 Elect Paul Stebbins Mgmt For For For 1.8 Elect Michael Sweeney Mgmt For For For 1.9 Elect Jose Villarreal Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For Against Against Plan 3 Associate Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FISERV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FISV CUSIP 337738108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kim Robak Mgmt For For For 1.2 Elect Thomas Wertheimer Mgmt For For For 1.3 Elect Doyle Simons Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLIR SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLIR CUSIP 302445101 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Carter Mgmt For For For 1.2 Elect Michael Smith Mgmt For For For 1.3 Elect John Wood, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For For For 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FMC TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thorleif Enger Mgmt For For For 1.2 Elect Claire Farley Mgmt For For For 1.3 Elect Joseph Netherland Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ------------------------------------------------------------------------------------------------------------------ FOREST LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRX CUSIP 345838106 08/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee, III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FORTUNE BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FO CUSIP 349631101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Anne Tatlock Mgmt For For For 2 Elect Norman Wesley Mgmt For For For 3 Elect Peter Wilson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 2010 Non-Employee Director Stock Plan Mgmt For For For 7 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ FPL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For For For 6 Elect Gregory Johnson Mgmt For For For 7 Elect Rupert Johnson, Jr. Mgmt For For For 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For For For 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Stock Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ FRONTIER COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Lawton Whele Fitt Mgmt For For For 1.5 Elect William Kraus Mgmt For For For 1.6 Elect Howard Schrott Mgmt For For For 1.7 Elect Larraine Segil Mgmt For For For 1.8 Elect David Ward Mgmt For For For 1.9 Elect Myron Wick III Mgmt For For For 1.10 Elect Mary Agnes Wilderotter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRONTIER COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Issuance of Common Stock Pursuant to Mgmt For For For Merger - ------------------------------------------------------------------------------------------------------------------ GAMESTOP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GME CUSIP 36467W109 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Richard Fontaine Mgmt For For For 1.2 Elect Jerome Davis Mgmt For For For 1.3 Elect Steven Koonin Mgmt For For For 1.4 Elect Stephanie Shern Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GANNETT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCI CUSIP 364730101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Dubow Mgmt For For For 1.2 Elect Howard Elias Mgmt For For For 1.3 Elect Arthur Harper Mgmt For For For 1.4 Elect John Louis Mgmt For For For 1.5 Elect Marjorie Magner Mgmt For For For 1.6 Elect Scott McCune Mgmt For For For 1.7 Elect Duncan McFarland Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Neal Shapiro Mgmt For For For 1.10 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2001 Omnibus Mgmt For For For Incentive Compensation Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments - ------------------------------------------------------------------------------------------------------------------ GENERAL DYNAMICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GD CUSIP 369550108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For For For 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For 5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Space ShrHldr Against Against For Weapons - ------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For For For 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Alesio Mgmt For For For 2 Elect Michael Fraizer Mgmt For For For 3 Elect Nancy Karch Mgmt For For For 4 Elect J. Robert Kerrey Mgmt For For For 5 Elect Risa Lavizzo-Mourey Mgmt For For For 6 Elect Christine Mead Mgmt For For For 7 Elect Thomas Moloney Mgmt For For For 8 Elect James Parke Mgmt For For For 9 Elect James Riepe Mgmt For For For 10 Re-approval of the 2004 Omnibus Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GENZYME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Berthiaume Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Gail Boudreaux Mgmt For For For 1.4 Elect Robert Carpenter Mgmt For For For 1.5 Elect Charles Cooney Mgmt For For For 1.6 Elect Victor Dzau Mgmt For Withhold Against 1.7 Elect Connie Mack III Mgmt For For For 1.8 Elect Richard Syron Mgmt For For For 1.9 Elect Henri Termeer Mgmt For For For 1.10 Elect Ralph Whitworth Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2009 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 2007 Director Equity Mgmt For For For Plan 5 Amendment to Articles of Organization Mgmt For For For Regarding the Right to Call a Special Meeting 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ GOODRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GR CUSIP 382388106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect George Davidson, Jr. Mgmt For For For 1.4 Elect Harris Deloach, Jr. Mgmt For For For 1.5 Elect James Griffith Mgmt For For For 1.6 Elect William Holland Mgmt For For For 1.7 Elect John Jumper Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For For For 1.9 Elect Lloyd Newton Mgmt For For For 1.10 Elect Douglas Olesen Mgmt For For For 1.11 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Management Incentive Plan - ------------------------------------------------------------------------------------------------------------------ GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ------------------------------------------------------------------------------------------------------------------ H&R BLOCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRB CUSIP 093671105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Bennett Mgmt For For For 2 Elect Thomas Bloch Mgmt For For For 3 Elect Richard Breeden Mgmt For For For 4 Elect Robert Gerard Mgmt For For For 5 Elect Len Lauer Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect Tom Seip Mgmt For For For 8 Elect L. Edward Shaw, Jr. Mgmt For For For 9 Elect Russell Smyth Mgmt For For For 10 Elect Christianna Wood Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Amendment to the 2003 Long Term Mgmt For For For Executive Compensation Plan 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ H. J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect James Hackett Mgmt For For For 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For For For 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Human Rights Policies 13 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ HARLEY-DAVIDSON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOG CUSIP 412822108 04/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For Against Against 4 Amendment to the Director Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Brian Goldner Mgmt For For For 1.8 Elect Jack Greenberg Mgmt For For For 1.9 Elect Alan Hassenfeld Mgmt For For For 1.10 Elect Tracy Leinbach Mgmt For For For 1.11 Elect Edward Philip Mgmt For For For 1.12 Elect Alfred Verrecchia Mgmt For For For 2 Amendment to the Restated 2003 Stock Mgmt For Against Against Incentive Performance Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ HORMEL FOODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRL CUSIP 440452100 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Terrell Crews Mgmt For For For 1.2 Elect Jeffrey Ettinger Mgmt For For For 1.3 Elect Jody Feragen Mgmt For For For 1.4 Elect Susan Marvin Mgmt For For For 1.5 Elect John Morrison Mgmt For For For 1.6 Elect Elsa Murano Mgmt For For For 1.7 Elect Robert Nakasone Mgmt For For For 1.8 Elect Susan Nestegard Mgmt For For For 1.9 Elect Ronald Pearson Mgmt For For For 1.10 Elect Dakota Pippins Mgmt For For For 1.11 Elect Hugh Smith Mgmt For For For 1.12 Elect John Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Connie Curran Mgmt For For For 2 Elect Heino von Prondzynski Mgmt For For For 3 Elect Mark Wheeler Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUMANA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Jones Jr. Mgmt For For For 2 Elect Frank D'Amelio Mgmt For For For 3 Elect W. Roy Dunbar Mgmt For For For 4 Elect Kurt Hilzinger Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Elect W. Ann Reynolds Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HUNTINGTON BANCSHARES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HBAN CUSIP 446150104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Lauer Mgmt For For For 1.2 Elect Gerard Mastroianni Mgmt For For For 1.3 Elect Richard Neu Mgmt For For For 1.4 Elect Kathleen Ransier Mgmt For For For 1.5 Elect William Robertson Mgmt For For For 2 Amendment to the 2007 Stock and Mgmt For For For Long-Term Incentive Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ IMS HEALTH INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS RX CUSIP 449934108 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEGRYS ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEG CUSIP 45822P105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect Pastora Cafferty Mgmt For For For 1.3 Elect Ellen Carnahan Mgmt For For For 1.4 Elect Kathryn Hasselblad-Pascale Mgmt For For For 1.5 Elect John Higgins Mgmt For For For 1.6 Elect James Kemerling Mgmt For For For 1.7 Elect Michael Lavin Mgmt For For For 1.8 Elect William Protz, Jr. Mgmt For For For 1.9 Elect Charles Schrock Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL FLAVORS & FRAGRANCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFF CUSIP 459506101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For For For 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For For For 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Peter Georgescu Mgmt For For For 7 Elect Alexandra Herzan Mgmt For For For 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Douglas Tough Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock Award and Incentive Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For Against Against 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ INTERPUBLIC GROUP OF COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPG CUSIP 460690100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reginald Brack Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Jill Considine Mgmt For For For 4 Elect Richard Goldstein Mgmt For For For 5 Elect Mary Steele Guilfoile Mgmt For For For 6 Elect H. John Greeniaus Mgmt For For For 7 Elect William Kerr Mgmt For For For 8 Elect Michael Roth Mgmt For For For 9 Elect David Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ INTUIT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTU CUSIP 461202103 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Batchelder Mgmt For For For 1.2 Elect Christopher Brody Mgmt For For For 1.3 Elect William Campbell Mgmt For For For 1.4 Elect Scott Cook Mgmt For For For 1.5 Elect Diane Greene Mgmt For For For 1.6 Elect Michael Hallman Mgmt For For For 1.7 Elect Edward Kangas Mgmt For For For 1.8 Elect Suzanne Nora Johnson Mgmt For For For 1.9 Elect Dennis Powell Mgmt For For For 1.10 Elect Stratton Sclavos Mgmt For For For 1.11 Elect Brad Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Levy Mgmt For For For 1.2 Elect Eric Halvorson Mgmt For For For 1.3 Elect Amal Johnson Mgmt For For For 2 2010 Incentive Award Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ IRON MOUNTAIN INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS IRM CUSIP 462846106 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Clarke Bailey Mgmt For For For 2 Elect Constantin Boden Mgmt For For For 3 Elect Robert Brennan Mgmt For For For 4 Elect Kent Dauten Mgmt For For For 5 Elect Per-Kristian Halvorsen Mgmt For For For 6 Elect Michael Lamach Mgmt For For For 7 Elect Arthur Little Mgmt For For For 8 Elect C. Richard Reese Mgmt For For For 9 Elect Vincent Ryan Mgmt For For For 10 Elect Laurie Tucker Mgmt For For For 11 Elect Alfred Verrecchia Mgmt For For For 12 Amendment to the 2002 Stock Incentive Mgmt For For For Plan 13 Amendment to the 2006 Senior Mgmt For For For Executive Incentive Program 14 Amendment to the 2003 Senior Mgmt For For For Executive Incentive Program 15 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ J.C. PENNEY COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCP CUSIP 708160106 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colleen Barrett Mgmt For For For 2 Elect M. Anthony Burns Mgmt For For For 3 Elect Maxine Clark Mgmt For For For 4 Elect Thomas Engibous Mgmt For For For 5 Elect Kent Foster Mgmt For For For 6 Elect Geraldine Laybourne Mgmt For For For 7 Elect Burl Osborne Mgmt For For For 8 Elect Leonard Roberts Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect R. Gerald Turner Mgmt For For For 11 Elect Myron Ullman III Mgmt For For For 12 Elect Mary Beth West Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JABIL CIRCUIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JACOBS ENGINEERING GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JEC CUSIP 469814107 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Davidson, Jr. Mgmt For For For 2 Elect Edward Fritzky Mgmt For For For 3 Elect Benjamin Montoya Mgmt For For For 4 Elect Peter Robertson Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JANUS CAPITAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNS CUSIP 47102X105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Weil Mgmt For For For 2 Elect G. Andrew Cox Mgmt For For For 3 Elect Deborah Gatzek Mgmt For For For 4 Elect Robert Parry Mgmt For For For 5 Elect Jock Patton Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Long Term Incentive Stock Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect Harold Covert Mgmt For For For 1.3 Elect Penelope Herscher Mgmt For For For 1.4 Elect Masood Jabbar Mgmt For For For 2 One-time Stock Option Exchange Program Mgmt For Against Against 3 Amendment to the 1998 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Abney Mgmt For For For 1.2 Elect Robert Barnett Mgmt For For For 1.3 Elect Eugenio Clariond Reyes-Retana Mgmt For For For 1.4 Elect Jeffrey Joerres Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KELLOGG COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS K CUSIP 487836108 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect Gordon Gund Mgmt For For For 1.3 Elect Dorothy Johnson Mgmt For For For 1.4 Elect Ann Korologos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For Withhold Against 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For Withhold Against 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For For For 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KING PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Akins Mgmt For For For 1.2 Elect Robert Bond Mgmt For For For 1.3 Elect Kiran Patel Mgmt For For For 1.4 Elect David Wang Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the Performance Bonus Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ KROGER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Change - ------------------------------------------------------------------------------------------------------------------ L-3 COMMUNICATIONS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For Withhold Against 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Term Mgmt For For For Performance Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LABORATORY CORPORATION OF AMERICA HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS LH CUSIP 50540R409 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David King Mgmt For For For 2 Elect Kerrii Anderson Mgmt For For For 3 Elect Jean-Luc Belingard Mgmt For Against Against 4 Elect Wendy Lane Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Robert Mittelstaedt, Jr. Mgmt For For For 7 Elect Arthur Rubenstein Mgmt For For For 8 Elect M. Keith Weikel Mgmt For For For 9 Elect R. Sanders Williams Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEGG MASON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LM CUSIP 524901105 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Angelica Mgmt For For For 1.2 Elect Barry Huff Mgmt For For For 1.3 Elect John Koerner III Mgmt For For For 1.4 Elect Cheryl Krongard Mgmt For For For 1.5 Elect Scott Nuttall Mgmt For For For 2 Amendment to the 1996 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ LEGGETT & PLATT, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For For For 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Stock Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy - ------------------------------------------------------------------------------------------------------------------ LENNAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEN CUSIP 526057104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven Gerard Mgmt For For For 1.3 Elect Sherrill Hudson Mgmt For For For 1.4 Elect R. Kirk Landon Mgmt For For For 1.5 Elect Sidney Lapidus Mgmt For For For 1.6 Elect Stuart Miller Mgmt For For For 1.7 Elect Donna Shalala Mgmt For For For 1.8 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ------------------------------------------------------------------------------------------------------------------ LEUCADIA NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LUK CUSIP 527288104 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Cumming Mgmt For Withhold Against 1.2 Elect Paul Dougan Mgmt For For For 1.3 Elect Alan Hirschfield Mgmt For For For 1.4 Elect James Jordan Mgmt For For For 1.5 Elect Jeffrey Keil Mgmt For For For 1.6 Elect Jesse Nichols, III Mgmt For For For 1.7 Elect Michael Sorkin Mgmt For For For 1.8 Elect Joseph Steinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LEXMARK INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXK CUSIP 529771107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Curlander Mgmt For For For 2 Elect Kathi Seifert Mgmt For For For 3 Elect Jean-Paul Montupet Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Adam Mgmt For For For 1.2 Elect Raymond Dittamore Mgmt For For For 1.3 Elect Arnold Levine Mgmt For For For 1.4 Elect Bradley Lorimier Mgmt For For For 1.5 Elect David U'Prichard Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Adoption of Majority Vote for Election of Directors) 4 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Elimination of Supermajority Requirement) 5 Amendment to the Bylaws of the Mgmt For For For Company (Adoption of Majority Vote for Election of Directors) 6 Amendment to the Bylaws of the Mgmt For For For Company (Elimination of Supermajority Provisions) 7 2010 Incentive Compensation Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LIMITED BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTD CUSIP 532716107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Avery Mgmt For For For 1.2 Elect William Cunningham Mgmt For For For 1.3 Elect William Payne Mgmt For For For 1.4 Elect Patrick Pittard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Swanson, Jr. Mgmt For For For 1.2 Elect David Lee Mgmt For For For 1.3 Elect Lothar Maier Mgmt For For For 1.4 Elect Richard Moley Mgmt For For For 1.5 Elect Thomas Volpe Mgmt For For For 2 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 3 2009 Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. C. Aldridge, Jr. Mgmt For For For 2 Elect Nolan Archibald Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For Against Against 7 Elect Douglas McCorkindale Mgmt For For For 8 Elect Joseph Ralston Mgmt For For For 9 Elect James Schneider Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Space ShrHldr Against Against For Weapons - ------------------------------------------------------------------------------------------------------------------ LOEWS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS L CUSIP 540424108 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berman Mgmt For For For 2 Elect Joseph Bower Mgmt For For For 3 Elect Charles Diker Mgmt For For For 4 Elect Jacob Frenkel Mgmt For For For 5 Elect Paul Fribourg Mgmt For For For 6 Elect Walter Harris Mgmt For For For 7 Elect Philip Laskawy Mgmt For For For 8 Elect Ken Miller Mgmt For For For 9 Elect Gloria Scott Mgmt For For For 10 Elect Andrew Tisch Mgmt For For For 11 Elect James Tisch Mgmt For For For 12 Elect Jonathan Tisch Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ LORILLARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LO CUSIP 544147101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Richard Roedel Mgmt For For For 1.3 Elect David Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ LSI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LSI CUSIP 502161102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Haggerty Mgmt For Against Against 2 Elect Richard Hill Mgmt For For For 3 Elect John Miner Mgmt For For For 4 Elect Arun Netravali Mgmt For For For 5 Elect Matthew O'Rourke Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect Michael Strachan Mgmt For For For 8 Elect Abhijit Talwalkar Mgmt For For For 9 Elect Susan Whitney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 12 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Colm Doherty Mgmt For For For 1.9 Elect Gary Geisel Mgmt For For For 1.10 Elect Patrick Hodgson Mgmt For For For 1.11 Elect Richard King Mgmt For For For 1.12 Elect Jorge Pereira Mgmt For For For 1.13 Elect Michael Pinto Mgmt For For For 1.14 Elect Melinda Rich Mgmt For For For 1.15 Elect Robert Sadler, Jr. Mgmt For For For 1.16 Elect Herbert Washington Mgmt For For For 1.17 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ MARATHON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Clarence Cazalot, Jr. Mgmt For Against Against 3 Elect David Daberko Mgmt For Against Against 4 Elect William Davis, III Mgmt For Against Against 5 Elect Shirley Jackson Mgmt For Against Against 6 Elect Philip Lader Mgmt For Against Against 7 Elect Charles Lee Mgmt For Against Against 8 Elect Michael Phelps Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect Seth Schofield Mgmt For Against Against 11 Elect John Snow Mgmt For Against Against 12 Elect Thomas Usher Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect W. Mitt Romney Mgmt For For For 10 Elect William Shaw Mgmt For For For 11 Elect Lawrence Small Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MARSH & MCLENNAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMC CUSIP 571748102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For For For 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ MARSHALL & ILSLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MI CUSIP 571837103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Chait Mgmt For For For 1.2 Elect John Daniels, Jr. Mgmt For For For 1.3 Elect Mark Furlong Mgmt For For For 1.4 Elect Ted Kellner Mgmt For For For 1.5 Elect Dennis Kuester Mgmt For For For 1.6 Elect David Lubar Mgmt For For For 1.7 Elect Katharine Lyall Mgmt For For For 1.8 Elect John Mellowes Mgmt For For For 1.9 Elect San Orr, Jr. Mgmt For For For 1.10 Elect Robert O'Toole Mgmt For For For 1.11 Elect Peter Platten III Mgmt For For For 1.12 Elect John Shiely Mgmt For For For 1.13 Elect George Wardeberg Mgmt For For For 1.14 Elect James Wigdale Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ MASCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MAS CUSIP 574599106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For For For 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Stock Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ MATTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs - ------------------------------------------------------------------------------------------------------------------ MCGRAW-HILL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHP CUSIP 580645109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ MCKESSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCK CUSIP 58155Q103 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby, III Mgmt For For For 5 Elect M. Christine Jacobs Mgmt For For For 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jane Shaw Mgmt For For For 10 Amendment to the 2005 Stock Plan Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 13 Shareholder Proposal Regarding ShrHldr Against Against For Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ MEAD JOHNSON NUTRITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MJN CUSIP 582839106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Golsby Mgmt For For For 1.2 Elect Steven Altschuler Mgmt For For For 1.3 Elect Howard Bernick Mgmt For For For 1.4 Elect James Cornelius Mgmt For For For 1.5 Elect Peter Ratcliffe Mgmt For For For 1.6 Elect Elliott Sigal Mgmt For For For 1.7 Elect Robert Singer Mgmt For For For 1.8 Elect Kimberly Casiano Mgmt For For For 1.9 Elect Anna Catalano Mgmt For For For 2 Amendment to the 2009 Stock Award and Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEADWESTVACO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MWV CUSIP 583334107 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For Against Against 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Edward Straw Mgmt For For For 12 Elect Jane Warner Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ------------------------------------------------------------------------------------------------------------------ MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Stock Mgmt For For For Purchase Plan 4 Amendment to the 2008 Stock Award and Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ MEMC ELECTRONIC MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFR CUSIP 552715104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Emmanuel Hernandez Mgmt For For For 2 Elect John Marren Mgmt For For For 3 Elect William Stevens Mgmt For For For 4 Elect James Williams Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MEREDITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MDP CUSIP 589433101 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Craigie Mgmt For For For 1.2 Elect William Kerr Mgmt For For For 1.3 Elect Frederick Henry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reaffirm Material Terms of 2004 Stock Mgmt For For For Incentive Plan 4 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ------------------------------------------------------------------------------------------------------------------ METROPCS COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCS CUSIP 591708102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Kevin Landry Mgmt For For For 1.2 Elect Arthur Patterson Mgmt For For For 1.3 Elect James Perry, Jr. Mgmt For For For 2 2010 Equity Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICROCHIP TECHNOLOGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MCHP CUSIP 595017104 08/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Albert Hugo-Martinez Mgmt For For For 1.3 Elect L. B. Day Mgmt For For For 1.4 Elect Matthew Chapman Mgmt For For For 1.5 Elect Wade Meyercord Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICRON TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MU CUSIP 595112103 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Appleton Mgmt For For For 2 Elect Teruaki Aoki Mgmt For For For 3 Elect James Bagley Mgmt For For For 4 Elect Robert Bailey Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Lawrence Mondry Mgmt For For For 7 Elect Robert Switz Mgmt For For For 8 Executive Officer Performance Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions - ------------------------------------------------------------------------------------------------------------------ MILLIPORE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MIL CUSIP 601073109 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MOLX CUSIP 608554101 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michelle Collins Mgmt For For For 1.2 Elect Fred Krehbiel Mgmt For Withhold Against 1.3 Elect David Landsittel Mgmt For For For 1.4 Elect Joe Laymon Mgmt For For For 1.5 Elect James Metcalf Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For Withhold Against - ------------------------------------------------------------------------------------------------------------------ MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank AtLee, III Mgmt For For For 2 Elect David Chicoine Mgmt For For For 3 Elect Arthur Harper Mgmt For For For 4 Elect Gwendolyn King Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect Robert Chrenc Mgmt For For For 3 Elect John Gaulding Mgmt For For For 4 Elect Edmund Giambastiani, Jr. Mgmt For For For 5 Elect Cynthia McCague Mgmt For For For 6 Elect Jeffrey Rayport Mgmt For For For 7 Elect Roberto Tunioli Mgmt For For For 8 Elect Timothy Yates Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MOODY'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCO CUSIP 615369105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For For For 2 Elect Darrell Duffie Mgmt For For For 3 Elect Raymond McDaniel, Jr. Mgmt For For For 4 Amendment to the 2001 Key Employees' Mgmt For For For Stock Incentive Plan 5 Amendment to the 2004 Covered Mgmt For For For Employee Cash Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For For For 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For For For 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Neal Schmale Mgmt For For For 1.8 Elect David Smith Mgmt For For For 1.9 Elect Caroline Theus Mgmt For For For 1.10 Elect David Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For For For 1.5 Elect Douglas Leech Mgmt For For For 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Lombardi Mgmt For For For 1.2 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHldr Against For Against for Superior Performance 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NATIONAL SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NSM CUSIP 637640103 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Brian Halla Mgmt For For For 2 Elect Steven Appleton Mgmt For For For 3 Elect Gary Arnold Mgmt For For For 4 Elect Richard Danzig Mgmt For For For 5 Elect John Dickson Mgmt For For For 6 Elect Robert Frankenberg Mgmt For For For 7 Elect Modesto Maidique Mgmt For For For 8 Elect Edward McCracken Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Executive Officers Incentive Plan Mgmt For For For 12 2009 Incentive Award Plan Mgmt For For For 13 Stock Option Exchange Program Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For Against Against Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Scott Cowen Mgmt For For For 2 Elect Cynthia Montgomery Mgmt For For For 3 Elect Michael B. Polk Mgmt For For For 4 Elect Michael Todman Mgmt For For For 5 2010 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ NEWS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NWS CUSIP 65248E203 10/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Maria Aznar Mgmt For For For 2 Elect Natalie Bancroft Mgmt For For For 3 Elect Peter Barnes Mgmt For For For 4 Elect Chase Carey Mgmt For For For 5 Elect Kenneth Cowley Mgmt For For For 6 Elect David DeVoe Mgmt For For For 7 Elect Viet Dinh Mgmt For For For 8 Elect Roderick Eddington Mgmt For For For 9 Elect Mark Hurd Mgmt For For For 10 Elect Andrew Knight Mgmt For For For 11 Elect James Murdoch Mgmt For For For 12 Elect K. Rupert Murdoch Mgmt For For For 13 Elect Lachlan Murdoch Mgmt For For For 14 Elect Thomas Perkins Mgmt For For For 15 Elect Arthur Siskind Mgmt For For For 16 Elect John Thornton Mgmt For For For 17 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NICOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CUSIP 654086107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beavers, Jr. Mgmt For For For 1.2 Elect Bruce Bickner Mgmt For For For 1.3 Elect John Birdsall, lll Mgmt For For For 1.4 Elect Norman Bobins Mgmt For Withhold Against 1.5 Elect Brenda Gaines Mgmt For For For 1.6 Elect Raymond Jean Mgmt For For For 1.7 Elect Dennis Keller Mgmt For For For 1.8 Elect R. Eden Martin Mgmt For For For 1.9 Elect Georgia Nelson Mgmt For For For 1.10 Elect Armando Olivera Mgmt For For For 1.11 Elect John Rau Mgmt For For For 1.12 Elect John Staley Mgmt For For For 1.13 Elect Russ Strobel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NIKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jill Conway Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Lechleiter Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NISOURCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NI CUSIP 65473P105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Abdoo Mgmt For For For 2 Elect Steven Beering Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Mike Jesanis Mgmt For For For 5 Elect Marty Kittrell Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Deborah Parker Mgmt For For For 8 Elect Ian Rolland Mgmt For For For 9 Elect Robert Skaggs, Jr. Mgmt For For For 10 Elect Richard Thompson Mgmt For For For 11 Elect Carolyn Woo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting 14 2010 Omnibus Incentive Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For Against Against 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For Against Against 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORFOLK SOUTHERN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Landon Hilliard Mgmt For For For 4 Elect Burton Joyce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Articles of Mgmt For For For Incorporation to Declassify the Board 7 Amendment to the Long-Term Incentive Mgmt For For For Plan 8 Amendment to the Executive Mgmt For For For Management Incentive Plan 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For For For 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For For For 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect David Smith, Jr. Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NORTHROP GRUMMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NOC CUSIP 666807102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Thomas Fargo Mgmt For For For 4 Elect Victor Fazio Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Stephen Frank Mgmt For For For 7 Elect Bruce Gordon Mgmt For For For 8 Elect Madeleine Kleiner Mgmt For For For 9 Elect Karl Krapek Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Aulana Peters Mgmt For For For 12 Elect Kevin Sharer Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate Regarding to Mgmt For For For the Right to Call a Special Meeting 15 Amendment Certificate of Northrop Mgmt For For For Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions 16 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ NOVELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVL CUSIP 670006105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Albert Aiello Mgmt For For For 2 Elect Fred Corrado Mgmt For For For 3 Elect Richard Crandall Mgmt For For For 4 Elect Gary Greenfield Mgmt For For For 5 Elect Judith Hamilton Mgmt For For For 6 Elect Ronald Hovsepian Mgmt For For For 7 Elect Patrick Jones Mgmt For For For 8 Elect Richard Nolan Mgmt For For For 9 Elect John Poduska, Sr. Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ NYSE EURONEXT TICKER SECURITY ID: MEETING DATE MEETING STATUS NYX CUSIP 629491101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Bergen Mgmt For For For 1.2 Elect Ellyn Brown Mgmt For For For 1.3 Elect Marshall Carter Mgmt For For For 1.4 Elect Patricia Cloherty Mgmt For For For 1.5 Elect George Cox Mgmt For For For 1.6 Elect Sylvain Hefes Mgmt For For For 1.7 Elect Jan-Michiel Hessels Mgmt For For For 1.8 Elect Duncan McFarland Mgmt For For For 1.9 Elect James McNulty Mgmt For For For 1.10 Elect Duncan Niederauer Mgmt For For For 1.11 Elect Ricardo Espirito Santo Salgado Mgmt For For For 1.12 Elect Robert Scott Mgmt For For For 1.13 Elect Jackson Tai Mgmt For For For 1.14 Elect Jean-Francois Theodore Mgmt For For For 1.15 Elect Rijnhard van Tets Mgmt For For For 1.16 Elect Brian Williamson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Abstain For Against Majority Vote 4 Shareholder Proposal Regarding ShrHldr Against Against For Certificated Shares - ------------------------------------------------------------------------------------------------------------------ O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 686091109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence O'Reilly Mgmt For For For 2 Elect Rosalie O'Reilly-Wooten Mgmt For For For 3 Elect Thomas Hendrickson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ OFFICE DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODP CUSIP 676220106 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lee Ault, III Mgmt For For For 2 Elect Neil Austrian Mgmt For For For 3 Elect Justin Bateman Mgmt For For For 4 Elect David Bernauer Mgmt For For For 5 Elect Thomas Colligan Mgmt For For For 6 Elect Marsha Evans Mgmt For For For 7 Elect David Fuente Mgmt For For For 8 Elect Brenda Gaines Mgmt For For For 9 Elect Myra Hart Mgmt For For For 10 Elect W. Scott Hedrick Mgmt For For For 11 Elect Kathleen Mason Mgmt For For For 12 Elect Steve Odland Mgmt For For For 13 Elect James Rubin Mgmt For For For 14 Elect Raymond Svider Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the Long-Term Incentive Mgmt For Against Against Plan to Permit a Stock Option Exchange - ------------------------------------------------------------------------------------------------------------------ OFFICE DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODP CUSIP 676220106 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Common Stock Upon Mgmt For For For Conversion of Series A Preferred Stock 2 Issuance of Common Stock Upon Mgmt For For For Conversion of Series B Preferred Stock 3 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PACCAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PCAR CUSIP 693718108 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alison Carnwath Mgmt For For For 1.2 Elect Robert Parry Mgmt For For For 1.3 Elect John Pigott Mgmt For For For 1.4 Elect Gregory Spierkel Mgmt For For For 2 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHldr Against For Against Exclusion of CEOs from Compensation Committee - ------------------------------------------------------------------------------------------------------------------ PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLL CUSIP 696429307 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Carroll, Jr. Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect Ulrich Haynes, Jr. Mgmt For For For 1.5 Elect Ronald Hoffman Mgmt For For For 1.6 Elect Eric Krasnoff Mgmt For For For 1.7 Elect Dennis Longstreet Mgmt For For For 1.8 Elect Edwin Martin, Jr. Mgmt For For For 1.9 Elect Katharine Plourde Mgmt For For For 1.10 Elect Edward Snyder Mgmt For For For 1.11 Elect Edward Travaglianti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2004 Executive Incentive Bonus Plan Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Management Stock Mgmt For For For Purchase Plan 6 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Mller Mgmt For For FOR 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ PATTERSON COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDCO CUSIP 703395103 09/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ellen Rudnick Mgmt For For For 1.2 Elect Harold Slavkin Mgmt For For For 1.3 Elect James Wiltz Mgmt For For For 1.4 Elect Les Vinney Mgmt For For For 2 Amendment to the Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEOPLE'S UNITED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBCT CUSIP 712704105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dwight Mgmt For For For 1.2 Elect Janet Hansen Mgmt For For For 1.3 Elect Mark Richards Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr N/A For N/A Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ PEPCO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POM CUSIP 713291102 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Dunn IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For For For 1.12 Elect Lester Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ------------------------------------------------------------------------------------------------------------------ PERKINELMER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKI CUSIP 714046109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Friel Mgmt For For For 2 Elect Nicholas Lopardo Mgmt For For For 3 Elect Alexis Michas Mgmt For For For 4 Elect James Mullen Mgmt For For For 5 Elect Vicki Sato Mgmt For For For 6 Elect Gabriel Schmergel Mgmt For For For 7 Elect Kenton Sicchitano Mgmt For For For 8 Elect Patrick Sullivan Mgmt For For For 9 Elect G. Robert Tod Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ------------------------------------------------------------------------------------------------------------------ PG&E CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCG CUSIP 69331C108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Key ShrHldr Against Against For Committee Membership 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For For For 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Humberto Lopez Mgmt For For For 1.9 Elect Kathryn Munro Mgmt For For For 1.10 Elect Bruce Nordstrom Mgmt For For For 1.11 Elect W. Douglas Parker Mgmt For For For 2 Restoration of Right to Call a Mgmt For For For Special Meeting 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Lundquist Mgmt For For For 1.2 Elect Charles Ramsey, Jr. Mgmt For For For 1.3 Elect Frank Risch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ PITNEY BOWES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBI CUSIP 724479100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect Ernie Green Mgmt For For For 3 Elect John McFarlane Mgmt For For For 4 Elect Eduardo Menasce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the Board Mgmt For For For 7 Shareholder Proposal Regarding Simple ShrHldr For For For Majority Vote - ------------------------------------------------------------------------------------------------------------------ POLO RALPH LAUREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RL CUSIP 731572103 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Bennack, Jr. Mgmt For For For 1.2 Elect Joel Fleishman Mgmt For For For 1.3 Elect Steven Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ------------------------------------------------------------------------------------------------------------------ PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stuart Graham Mgmt For For For 1.2 Elect Stuart Heydt Mgmt For For For 1.3 Elect Craig Rogerson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PROGRESS ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGN CUSIP 743263105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect James Bostic, Jr. Mgmt For For For 3 Elect Harris DeLoach Mgmt For For For 4 Elect James Hyler, Jr. Mgmt For For For 5 Elect William Johnson Mgmt For For For 6 Elect Robert Jones Mgmt For For For 7 Elect W. Steven Jones Mgmt For For For 8 Elect Melquiades Martinez Mgmt For For For 9 Elect E. Marie McKee Mgmt For For For 10 Elect John Mullin, III Mgmt For For For 11 Elect Charles Pryor, Jr. Mgmt For For For 12 Elect Carlos Saladrigas Mgmt For For For 13 Elect Theresa Stone Mgmt For For For 14 Elect Alfred Tollison, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Albert Gamper, Jr. Mgmt For For For 2 Elect Conrad Harper Mgmt For For For 3 Elect William Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect David Lilley Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ PULTE HOMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PHM CUSIP 745867101 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Company Name Change Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ PULTEGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PHM CUSIP 745867101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Schoewe Mgmt For Withhold Against 1.2 Elect Timothy Eller Mgmt For Withhold Against 1.3 Elect Clint Murchison III Mgmt For Withhold Against 1.4 Elect Richard Dugas, Jr. Mgmt For Withhold Against 1.5 Elect David McCammon Mgmt For Withhold Against 1.6 Elect James Postl Mgmt For Withhold Against 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For Against Against Agreement 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 8 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 10 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ QLOGIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS QLGC CUSIP 747277101 08/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For For For 5 Elect Kathryn Lewis Mgmt For For For 6 Elect George Wells Mgmt For For For 7 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan 8 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ball Mgmt For For For 1.2 Elect John Colson Mgmt For For For 1.3 Elect John Conaway Mgmt For For For 1.4 Elect Ralph DiSibio Mgmt For For For 1.5 Elect Bernard Fried Mgmt For For For 1.6 Elect Louis Golm Mgmt For For For 1.7 Elect Worthing Jackman Mgmt For For For 1.8 Elect Bruce Ranck Mgmt For For For 1.9 Elect John Wilson Mgmt For For For 1.10 Elect Pat Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baldwin Mgmt For For For 2 Elect Surya Mohapatra Mgmt For For For 3 Elect Gary Pfeiffer Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Teresa Beck Mgmt For For For 1.2 Elect R. D. Cash Mgmt For For For 1.3 Elect James Harmon Mgmt For For For 1.4 Elect Robert McKee III Mgmt For For For 1.5 Elect Gary Michael Mgmt For For For 1.6 Elect Charles Stanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Long-Term Stock Mgmt For Against Against Incentive Plan 5 Amendment to the Annual Management Mgmt For Against Against Incentive Plan II 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ R.R. DONNELLEY & SONS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RRD CUSIP 257867101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Quinlan, III Mgmt For Against Against 2 Elect Stephen Wolf Mgmt For Against Against 3 Elect Lee Chaden Mgmt For Against Against 4 Elect Judith Hamilton Mgmt For Against Against 5 Elect Susan Ivey Mgmt For Against Against 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For Against Against 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding a ShrHldr Against Against For Sustainable Procurement Policy 12 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ------------------------------------------------------------------------------------------------------------------ RADIOSHACK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RSH CUSIP 750438103 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Belatti Mgmt For For For 2 Elect Julian Day Mgmt For For For 3 Elect Daniel Feehan Mgmt For For For 4 Elect H. Eugene Lockhart Mgmt For For For 5 Elect Jack Messman Mgmt For For For 6 Elect Thomas Plaskett Mgmt For For For 7 Elect Edwina Woodbury Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Amendment to the 2005 Equity-Based Mgmt For Against Against Compensation Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ REGIONS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bartholomew, Jr. Mgmt For For For 2 Elect George Bryan Mgmt For For For 3 Elect David Cooper, Sr. Mgmt For For For 4 Elect Earnest Deavenport, Jr. Mgmt For For For 5 Elect Don DeFosset Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect Charles McCrary Mgmt For For For 8 Elect James Malone Mgmt For For For 9 Elect Susan Matlock Mgmt For For For 10 Elect John Maupin, Jr. Mgmt For For For 11 Elect John Roberts Mgmt For For For 12 Elect Lee Styslinger III Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Approval of the 2010 Long Term Mgmt For Against Against Incentive Plan 15 Increase of Authorized Common Stock Mgmt For For For and Approval of Certain Technical Changes to the Certificate of Incorporation Regarding Boad Declassification 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ REYNOLDS AMERICAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAI CUSIP 761713106 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Feinstein Mgmt For For For 1.2 Elect Susan Ivey Mgmt For For For 1.3 Elect Lionel Nowell, III Mgmt For For For 1.4 Elect Neil Withington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Health Risks of Tobacco 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ------------------------------------------------------------------------------------------------------------------ ROBERT HALF INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHI CUSIP 770323103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Berwick, Jr. Mgmt For For For 1.2 Elect Edward Gibbons Mgmt For For For 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For For For 1.7 Elect J. Stephen Schaub Mgmt For For For 1.8 Elect M. Keith Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Annual Performance Bonus Plan Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William McCormick, Jr. Mgmt For For For 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentives Plan - ------------------------------------------------------------------------------------------------------------------ ROCKWELL COLLINS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COL CUSIP 774341101 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Beall Mgmt For For For 1.2 Elect Mark Donegan Mgmt For For For 1.3 Elect Andrew Policano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentives Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROSS STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bush Mgmt For For For 1.2 Elect Norman Ferber Mgmt For For For 1.3 Elect Gregory Quesnel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ROWAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDC CUSIP 779382100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Fox III Mgmt For For For 2 Elect Graham Hearne Mgmt For For For 3 Elect H. E. Lentz Mgmt For For For 4 Elect P. Dexter Peacock Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Fuente Mgmt For Against Against 2 Elect Eugene Renna Mgmt For For For 3 Elect Abbie Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Equity Mgmt For For For Compensation 6 Amendment to the Stock Purchase Plan Mgmt For For For for Employees - ------------------------------------------------------------------------------------------------------------------ SAFEWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWY CUSIP 786514208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For For For 9 Elect William Tauscher Mgmt For For For 10 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Special Shareholder Meetings 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Principles 14 Shareholder Proposal Regarding Death ShrHldr Against Against For Benefits (Golden Coffins) 15 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ------------------------------------------------------------------------------------------------------------------ SAIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAI CUSIP 78390X101 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect France Cordova Mgmt For For For 1.2 Elect Jere Drummond Mgmt For For For 1.3 Elect Thomas Frist III Mgmt For For For 1.4 Elect John Hamre Mgmt For For For 1.5 Elect Walter Havenstein Mgmt For For For 1.6 Elect Miriam John Mgmt For For For 1.7 Elect Anita Jones Mgmt For For For 1.8 Elect John Jumper Mgmt For For For 1.9 Elect Harry Kraemer, Jr. Mgmt For For For 1.10 Elect Edward Sanderson, Jr. Mgmt For For For 1.11 Elect Louis Simpson Mgmt For For For 1.12 Elect A. Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stratton Sclavos Mgmt For For For 1.2 Elect Lawrence Tomlinson Mgmt For For For 1.3 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SANDISK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNDK CUSIP 80004C101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eli Harari Mgmt For For For 1.2 Elect Kevin DeNuccio Mgmt For For For 1.3 Elect Irwin Federman Mgmt For For For 1.4 Elect Steve Gomo Mgmt For For For 1.5 Elect Eddy Hartenstein Mgmt For For For 1.6 Elect Chenming Hu Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Michael Marks Mgmt For For For 1.9 Elect James Meindl Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCG CUSIP 80589M102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Martin, III Mgmt For For For 1.2 Elect James Micali Mgmt For For For 1.3 Elect Harold Stowe Mgmt For For For 2 Amendment to the Long-Term Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEALED AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For For For 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For For For 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Brocksmith, Jr. Mgmt For For For 2 Elect Donald Felsinger Mgmt For For For 3 Elect Wilford Godbold, Jr. Mgmt For For For 4 Elect William Jones Mgmt For For For 5 Elect William Ouchi Mgmt For For For 6 Elect Carlos Ruiz Mgmt For For For 7 Elect William Rusnack Mgmt For For For 8 Elect William Rutledge Mgmt For Against Against 9 Elect Lynn Schenk Mgmt For For For 10 Elect Neal Schmale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ SIGMA-ALDRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SIAL CUSIP 826552101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rebecca Bergman Mgmt For For For 2 Elect George Church Mgmt For For For 3 Elect David Harvey Mgmt For For For 4 Elect W. Lee McCollum Mgmt For For For 5 Elect Jai Nagarkatti Mgmt For For For 6 Elect Avi Nash Mgmt For For For 7 Elect Steven Paul Mgmt For For For 8 Elect J. Pedro Reinhard Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett Toan Mgmt For For For 11 Amendment to the Cash Bonus Plan Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SLM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLM CUSIP 78442P106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Bates Mgmt For For For 2 Elect William Diefenderfer III Mgmt For For For 3 Elect Diane Gilleland Mgmt For For For 4 Elect Earl Goode Mgmt For For For 5 Elect Ronald Hunt Mgmt For For For 6 Elect Albert Lord Mgmt For For For 7 Elect Michael Martin Mgmt For For For 8 Elect Barry Munitz Mgmt For For For 9 Elect Howard Newman Mgmt For For For 10 Elect A. Alexander Porter, Jr. Mgmt For For For 11 Elect Frank Puleo Mgmt For For For 12 Elect Wolfgang Schoellkopf Mgmt For For For 13 Elect Steven Shapiro Mgmt For For For 14 Elect J. Terry Strange Mgmt For For For 15 Elect Anthony Terracciano Mgmt For For For 16 Elect Barry Williams Mgmt For For For 17 Amendment to Equity Compensation Mgmt For For For Plans to Allow a One-Time Stock Option Exchange Program 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SNAP-ON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SNA CUSIP 833034101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Fiedler Mgmt For For For 2 Elect James Holden Mgmt For For For 3 Elect W. Dudley Lehman Mgmt For For For 4 Elect Edward Rensi Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SOUTHWEST AIRLINES CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUV CUSIP 844741108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Biegler Mgmt For Against Against 2 Elect Douglas Brooks Mgmt For For For 3 Elect William Cunningham Mgmt For For For 4 Elect John Denison Mgmt For For For 5 Elect Travis Johnson Mgmt For For For 6 Elect Gary Kelly Mgmt For For For 7 Elect Nancy Loeffler Mgmt For For For 8 Elect John Montford Mgmt For For For 9 Elect Daniel Villanueva Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ SPECTRA ENERGY CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS SE CUSIP 847560109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Pamela Carter Mgmt For For For 1.4 Elect Peter Hamilton Mgmt For For For 1.5 Elect Dennis Hendrix Mgmt For For For 1.6 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For For For 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For For For 10 Elect Rodney O'Neal Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment of the 2007 Omnibus Mgmt For For For Incentive Plan to Permit a One-Time Option Exchange Program 13 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ------------------------------------------------------------------------------------------------------------------ ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ STANLEY BLACK & DECKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWK CUSIP 854502101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect John Breen Mgmt For Withhold Against 1.3 Elect George Buckley Mgmt For Withhold Against 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For Withhold Against 1.6 Elect Benjamin Griswold, IV Mgmt For Withhold Against 1.7 Elect Anthony Luiso Mgmt For Withhold Against 1.8 Elect John Lundgren Mgmt For Withhold Against 1.9 Elect Robert Ryan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect Barbara Bass Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect Mellody Hobson Mgmt For For For 5 Elect Kevin Johnson Mgmt For For For 6 Elect Olden Lee Mgmt For For For 7 Elect Sheryl Sandberg Mgmt For For For 8 Elect James Shennan, Jr. Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect Myron Ullman, III Mgmt For For For 11 Elect Craig Weatherup Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Recycling Strategy for Beverage Containers - ------------------------------------------------------------------------------------------------------------------ STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives - ------------------------------------------------------------------------------------------------------------------ STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ------------------------------------------------------------------------------------------------------------------ STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Miller Mgmt For For For 1.2 Elect Jack Schuler Mgmt For For For 1.3 Elect Thomas Brown Mgmt For For For 1.4 Elect Rod Dammeyer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect Jonathan Lord Mgmt For For For 1.7 Elect John Patience Mgmt For For For 1.8 Elect James W.P. Reid-Anderson Mgmt For For For 1.9 Elect Ronald Spaeth Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Donald Engelman Mgmt For For For 1.4 Elect Louis Francesconi Mgmt For For For 1.5 Elect Howard Lance Mgmt For For For 1.6 Elect Stephen MacMillan Mgmt For For For 1.7 Elect William Parfet Mgmt For For For 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUN MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAVA CUSIP 866810203 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUN MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAVA CUSIP 866810203 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Scott McNealy Mgmt For Against Against 2 Elect James Barksdale Mgmt For Against Against 3 Elect Stephen Bennett Mgmt For Against Against 4 Elect Peter Currie Mgmt For Against Against 5 Elect Robert Finocchio, Jr. Mgmt For Against Against 6 Elect James Greene, Jr. Mgmt For Against Against 7 Elect Michael Marks Mgmt For Against Against 8 Elect Rahul Merchant Mgmt For Against Against 9 Elect Patricia Mitchell Mgmt For Against Against 10 Elect M. Kenneth Oshman Mgmt For Against Against 11 Elect P. Anthony Ridder Mgmt For Against Against 12 Elect Jonathan Schwartz Mgmt For Against Against 13 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ SUNOCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CUSIP 86764P109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Edwards Mgmt For For For 1.2 Elect Lynn Elsenhans Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Rosemarie Greco Mgmt For For For 1.5 Elect John Jones, III Mgmt For For For 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For For For 2 Senior Executive Incentive Plan Mgmt For For For 3 Long-Term Performance Enhancement Mgmt For For For Plan III 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ SUNTRUST BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beall, II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Patricia Frist Mgmt For For For 5 Elect Blake Garrett Mgmt For For For 6 Elect David Hughes Mgmt For For For 7 Elect M. Douglas Ivester Mgmt For For For 8 Elect J. Hicks Lanier Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor, III Mgmt For For For 11 Elect Larry Prince Mgmt For For For 12 Elect Frank Royal Mgmt For For For 13 Elect Thomas Watjen Mgmt For For For 14 Elect James Wells III Mgmt For For For 15 Elect Karen Williams Mgmt For For For 16 Elect Phail Wynn, Jr. Mgmt For For For 17 Amendment to the Management Incentive Mgmt For For For Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ SUPERVALU INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVU CUSIP 868536103 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For For For 10 Elect Kathi Seifert Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Vote Mgmt For For For on Executive Compensation - ------------------------------------------------------------------------------------------------------------------ SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ SYSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYY CUSIP 871829107 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jonathan Golden Mgmt For Against Against 2 Elect Joseph Hafner, Jr. Mgmt For Against Against 3 Elect Nancy Newcomb Mgmt For Against Against 4 Elect Kenneth Spitler Mgmt For Against Against 5 2009 Non-Employee Directors Stock Plan Mgmt For For For 6 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 7 2009 Management Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TECO ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TE CUSIP 872375100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Ramil Mgmt For Against Against 2 Elect Tom Rankin Mgmt For Against Against 3 Elect William Rockford Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 2010 Equity Incentive Plan Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy - ------------------------------------------------------------------------------------------------------------------ TELLABS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLAB CUSIP 879664100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Birck Mgmt For For For 2 Elect Linda Kahangi Mgmt For For For 3 Elect Robert Pullen Mgmt For For For 4 Elect Vincent Tobkin Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ TENET HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THC CUSIP 88033G100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bush Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Brenda Gaines Mgmt For For For 4 Elect Karen Garrison Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect J. Robert Kerrey Mgmt For For For 7 Elect Floyd Loop Mgmt For For For 8 Elect Richard Pettingill Mgmt For For For 9 Elect James Unruh Mgmt For For For 10 Amendment to the 2008 Stock Incentive Mgmt For For For Plan 11 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERADATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CUSIP 88076W103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Boykin Mgmt For For For 2 Elect Cary Fu Mgmt For For For 3 Elect Victor Lund Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TESORO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TSO CUSIP 881609101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Chase Mgmt For For For 1.2 Elect Gregory Goff Mgmt For For For 1.3 Elect Robert Goldman Mgmt For For For 1.4 Elect Steven Grapstein Mgmt For For For 1.5 Elect William Johnson Mgmt For For For 1.6 Elect Jim Nokes Mgmt For For For 1.7 Elect Donald Schmude Mgmt For For For 1.8 Elect Michael Wiley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE AES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AES CUSIP 00130H105 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Bodman Mgmt For For For 1.2 Elect Paul Hanrahan Mgmt For For For 1.3 Elect Tarun Khanna Mgmt For For For 1.4 Elect John Koskinen Mgmt For For For 1.5 Elect Philip Lader Mgmt For For For 1.6 Elect Sandra Moose Mgmt For For For 1.7 Elect John Morse, Jr. Mgmt For For For 1.8 Elect Philip Odeen Mgmt For For For 1.9 Elect Charles Rossotti Mgmt For For For 1.10 Elect Sven Sandstrom Mgmt For For For 2 Amendment to the 2003 Long-Term Mgmt For For For Compensation Plan 3 Reapproval of the Performance Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ THE BLACK & DECKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BDK CUSIP 091797100 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For Against Against 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ------------------------------------------------------------------------------------------------------------------ THE CHUBB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CB CUSIP 171232101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ THE COCA-COLA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KO CUSIP 191216100 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert Allen Mgmt For For For 2 Elect Ronald Allen Mgmt For For For 3 Elect Cathleen Black Mgmt For For For 4 Elect Barry Diller Mgmt For Against Against 5 Elect Alexis Herman Mgmt For Against Against 6 Elect Muhtar Kent Mgmt For For For 7 Elect Donald Keough Mgmt For For For 8 Elect Maria Lagomasino Mgmt For For For 9 Elect Donald McHenry Mgmt For For For 10 Elect Sam Nunn Mgmt For For For 11 Elect James Robinson III Mgmt For For For 12 Elect Peter Ueberroth Mgmt For For For 13 Elect Jacob Wallenberg Mgmt For For For 14 Elect James Williams Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance Based Restricted Equity Compensation 19 Shareholder Proposal Regarding Report ShrHldr Against Against For on Bisphenol-A - ------------------------------------------------------------------------------------------------------------------ THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For Against Against 2 Elect Jacqueline Barton Mgmt For Against Against 3 Elect James Bell Mgmt For Against Against 4 Elect Jeff Fettig Mgmt For Against Against 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect John Hess Mgmt For Against Against 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect Paul Polman Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect James Ringler Mgmt For Against Against 11 Elect Ruth Shaw Mgmt For Against Against 12 Elect Paul Stern Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THE DUN & BRADSTREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNB CUSIP 26483E100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alden Mgmt For For For 2 Elect Christopher Coughlin Mgmt For For For 3 Elect Sara Mathew Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr For For For Majority Vote - ------------------------------------------------------------------------------------------------------------------ THE ESTEE LAUDER COMPANIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EL CUSIP 518439104 11/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rose Marie Bravo Mgmt For For For 1.2 Elect Paul Fribourg Mgmt For For For 1.3 Elect Mellody Hobson Mgmt For For For 1.4 Elect Irvine Hockaday, Jr. Mgmt For For For 1.5 Elect Barry Sternlicht Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ THE GOODYEAR TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GT CUSIP 382550101 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Boland Mgmt For For For 2 Elect James Firestone Mgmt For For For 3 Elect Robert Keegan Mgmt For For For 4 Elect Richard Kramer Mgmt For For For 5 Elect W. Alan McCollough Mgmt For For For 6 Elect Denise Morrison Mgmt For For For 7 Elect Rodney O'Neal Mgmt For For For 8 Elect Shirley Peterson Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Thomas Weidemeyer Mgmt For For For 12 Elect Michael Wessel Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ------------------------------------------------------------------------------------------------------------------ THE HERSHEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HSY CUSIP 427866108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Arway Mgmt For For For 1.2 Elect Robert Cavanaugh Mgmt For Withhold Against 1.3 Elect Charles Davis Mgmt For For For 1.4 Elect James Nevels Mgmt For Withhold Against 1.5 Elect Thomas Ridge Mgmt For Withhold Against 1.6 Elect David Shedlarz Mgmt For For For 1.7 Elect David West Mgmt For Withhold Against 1.8 Elect LeRoy Zimmerman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ THE J.M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Dolan Mgmt For For For 2 Elect Nancy Lopez Knight Mgmt For For For 3 Elect Gary Oatey Mgmt For For For 4 Elect Alex Shumate Mgmt For For For 5 Elect Timothy Smucker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Cumulative Voting Mgmt For Against Against 8 Adoption of Majority Vote for Mgmt For For For Election of Directors 9 Amendment to Allow the Board to Amend Mgmt For Against Against the Regulations - ------------------------------------------------------------------------------------------------------------------ THE NASDAQ OMX GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDAQ CUSIP 631103108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Lon Gorman Mgmt For For For 5 Elect Robert Greifeld Mgmt For For For 6 Elect Glenn Hutchins Mgmt For For For 7 Elect Birgitta Kantola Mgmt For For For 8 Elect Essa Kazim Mgmt For For For 9 Elect John Markese Mgmt For For For 10 Elect Hans Nielsen Mgmt For For For 11 Elect Thomas O'Neill Mgmt For For For 12 Elect James Riepe Mgmt For For For 13 Elect Michael Splinter Mgmt For For For 14 Elect Lars Wedenborn Mgmt For For For 15 Elect Deborah Wince-Smith Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Equity Incentive Plan Mgmt For For For 18 Amendment to the Equity Incentive Mgmt For For For Plan to Allow for a One-Time Stock Option Exchange Program 19 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 20 2010 Executive Corporate Incentive Mgmt For For For Plan 21 Conversion of Series A Preferred Mgmt For For For Stock into Common Stock - ------------------------------------------------------------------------------------------------------------------ THE NEW YORK TIMES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NYT CUSIP 650111107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Cesan Mgmt For For For 1.2 Elect Robert Denham Mgmt For For For 1.3 Elect James Kohlberg Mgmt For For For 1.4 Elect Dawn Lepore Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE PEPSI BOTTLING GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 713409100 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For Against Against 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation - ------------------------------------------------------------------------------------------------------------------ THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For Against Against 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Compensation Mgmt For For For Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THE PROGRESSIVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PGR CUSIP 743315103 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stuart Burgdoerfer Mgmt For For For 2 Elect Lawton Fitt Mgmt For For For 3 Elect Peter Lewis Mgmt For For For 4 Elect Patrick Nettles Mgmt For For For 5 Elect Glenn Renwick Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE SHERWIN-WILLIAMS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SHW CUSIP 824348106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ THE SOUTHERN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SO CUSIP 842587107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Jon Boscia Mgmt For For For 1.3 Elect Henry Clark III Mgmt For For For 1.4 Elect H. William Habermeyer, Jr. Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Warren Hood, Jr. Mgmt For For For 1.7 Elect Donald James Mgmt For For For 1.8 Elect J. Neal Purcell Mgmt For For For 1.9 Elect David Ratcliffe Mgmt For For For 1.10 Elect William Smith, Jr. Mgmt For For For 1.11 Elect Larry Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Cumulative Voting Mgmt For Against Against 5 Increase of Authorized Common Stock Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Coal Combustion Waste - ------------------------------------------------------------------------------------------------------------------ THE TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ------------------------------------------------------------------------------------------------------------------ THE WASHINGTON POST COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WPO CUSIP 939640108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lee Bollinger Mgmt For Withhold Against 1.2 Elect Christopher Davis Mgmt For Withhold Against 1.3 Elect John Dotson, Jr. Mgmt For Withhold Against 2 Amendment to the Incentive Mgmt For Against Against Compensation Plan - ------------------------------------------------------------------------------------------------------------------ THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIFFANY & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIF CUSIP 886547108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Kowalski Mgmt For For For 2 Elect Rose Marie Bravo Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Lawrence Fish Mgmt For For For 5 Elect Abby Kohnstamm Mgmt For For For 6 Elect Charles Marquis Mgmt For For For 7 Elect Peter May Mgmt For For For 8 Elect J. Thomas Presby Mgmt For For For 9 Elect William Shutzer Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ TITANIUM METALS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TIE CUSIP 888339207 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Coogan Mgmt For For For 1.2 Elect Glenn Simmons Mgmt For For For 1.3 Elect Harold Simmons Mgmt For Withhold Against 1.4 Elect Thomas Stafford Mgmt For For For 1.5 Elect Steven Watson Mgmt For Withhold Against 1.6 Elect Terry Worrell Mgmt For For For 1.7 Elect Paul Zucconi Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TORCHMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TMK CUSIP 891027104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Adair Mgmt For For For 1.2 Elect Lloyd Newton Mgmt For For For 1.3 Elect Darren Rebelez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Repeal of Fair Price Provision Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TOTAL SYSTEM SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSS CUSIP 891906109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anthony Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect John Turner Mgmt For For For 5 Elect M. Woods Mgmt For For For 6 Elect James Yancey Mgmt For For For 7 Elect Rebecca Yarbrough Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ TYSON FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSN CUSIP 902494103 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Tyson Mgmt For For For 1.2 Elect John Tyson Mgmt For For For 1.3 Elect Lloyd Hackley Mgmt For For For 1.4 Elect Jim Kever Mgmt For For For 1.5 Elect Kevin McNamara Mgmt For For For 1.6 Elect Brad Sauer Mgmt For For For 1.7 Elect Robert Thurber Mgmt For For For 1.8 Elect Barbara Tyson Mgmt For For For 1.9 Elect Albert Zapanta Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Compensation Plan for Senior Executive Officers 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Report ShrHldr Against For Against on Prevention of Water Pollution 5 Shareholder Proposal Regarding Report ShrHldr Against Against For on Reducing Environmental Impact 6 Shareholder Proposal Regarding ShrHldr Against Against For Antibiotics in Animal Agriculture - ------------------------------------------------------------------------------------------------------------------ U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 16 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ------------------------------------------------------------------------------------------------------------------ UNITED STATES STEEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS X CUSIP 912909108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Drosdick Mgmt For For For 1.2 Elect Charles Lee Mgmt For For For 1.3 Elect Jeffrey Lipton Mgmt For For For 1.4 Elect Dan Dinges Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Incentive Mgmt For Against Against Plan 4 2010 Annual Incentive Compensation Mgmt For For For Plan - ------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ URBAN OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS URBN CUSIP 917047102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Belair Mgmt For Withhold Against 1.2 Elect Robert Strouse Mgmt For For For 2 Executive Incentive Plan Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Workplace Human Rights Report - ------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ VERISIGN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VRSN CUSIP 92343E102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect William Chenevich Mgmt For For For 1.3 Elect Kathleen Cote Mgmt For For For 1.4 Elect Mark McLaughlin Mgmt For For For 1.5 Elect Roger Moore Mgmt For For For 1.6 Elect John Roach Mgmt For For For 1.7 Elect Louis Simpson Mgmt For For For 1.8 Elect Timothy Tomlinson Mgmt For For For 2 Annual Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ------------------------------------------------------------------------------------------------------------------ VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VIACOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIA CUSIP 92553P102 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Abrams Mgmt For For For 1.2 Elect Philippe Dauman Mgmt For For For 1.3 Elect Thomas Dooley Mgmt For For For 1.4 Elect Alan Greenberg Mgmt For For For 1.5 Elect Robert Kraft Mgmt For For For 1.6 Elect Blythe McGarvie Mgmt For For For 1.7 Elect Charles Phillips, Jr. Mgmt For For For 1.8 Elect Shari Redstone Mgmt For For For 1.9 Elect Sumner Redstone Mgmt For For For 1.10 Elect Frederic Salerno Mgmt For For For 1.11 Elect William Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Management Incentive Plan 4 2011 Stock Option Plan for Outside Mgmt For For For Directors 5 2011 RSU Plan for Outside Directors Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For Withhold Against 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ VULCAN MATERIALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS VMC CUSIP 929160109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas McGregor Mgmt For For For 1.2 Elect Vincent Trosino Mgmt For For For 1.3 Elect Philip Carroll, Jr. Mgmt For For For 1.4 Elect James Napier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ W.W. GRAINGER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWW CUSIP 384802104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Stuart Levenick Mgmt For For For 1.6 Elect John McCarter, Jr. Mgmt For For For 1.7 Elect Neil Novich Mgmt For For For 1.8 Elect Michael Roberts Mgmt For For For 1.9 Elect Gary Rogers Mgmt For For For 1.10 Elect James Ryan Mgmt For For For 1.11 Elect E. Scott Santi Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Incentive Mgmt For For For Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For Against Against 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report - ------------------------------------------------------------------------------------------------------------------ WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ------------------------------------------------------------------------------------------------------------------ WASTE MANAGEMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WM CUSIP 94106L109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ------------------------------------------------------------------------------------------------------------------ WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ WESTERN DIGITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CUSIP 958102105 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Thomas Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WEYERHAEUSER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WY CUSIP 962166104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Sinkfield Mgmt For Against Against 2 Elect D. Michael Steuert Mgmt For Against Against 3 Elect Kim Williams Mgmt For Against Against 4 Repeal of Classified Board and Mgmt For For For Removal of Supermajority Voting Provisions 5 Issuance of Common Stock Mgmt For For For 6 Increase Authorized Shares Mgmt For For For 7 Amendment to the Articles to Impose Mgmt For For For Ownership and Transfer Restrictions 8 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 9 Shareholder Proposal Regarding ShrHldr Against Against For Sustainable Forestry 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WHIRLPOOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WHR CUSIP 963320106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Johnston Mgmt For For For 2 Elect William Kerr Mgmt For For For 3 Elect William Perez Mgmt For For For 4 Elect Janice Stoney Mgmt For For For 5 Elect Michael White Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Omnibus Stock and Incentive Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WHOLE FOODS MARKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFMI CUSIP 966837106 03/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Elstrott Mgmt For Withhold Against 1.2 Elect Gabrielle Greene Mgmt For Withhold Against 1.3 Elect Hass Hassan Mgmt For Withhold Against 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For Withhold Against 1.6 Elect Jonathan Seiffer Mgmt For Withhold Against 1.7 Elect Morris Siegel Mgmt For Withhold Against 1.8 Elect Jonathan Sokoloff Mgmt For Withhold Against 1.9 Elect Ralph Sorenson Mgmt For Withhold Against 1.10 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 4 Shareholder Proposal Regarding ShrHldr Against For Against Removal of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Proponent Engagement Process 6 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning - ------------------------------------------------------------------------------------------------------------------ WINDSTREAM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WIN CUSIP 97381W104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Samuel Beall III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffrey Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ WISCONSIN ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WEC CUSIP 976657106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Mulroney Mgmt For For For 1.2 Elect Michael Wargotz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity and Mgmt For Against Against Incentive Plan - ------------------------------------------------------------------------------------------------------------------ WYNN RESORTS, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WYNN CUSIP 983134107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wynn Mgmt For For For 1.2 Elect Ray Irani Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 1.4 Elect D. Boone Wayson Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For For For 7 Elect Charles Prince Mgmt For For For 8 Elect Ann Reese Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan - ------------------------------------------------------------------------------------------------------------------ XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Marshall Turner Mgmt For For For 8 Elect Elizabeth Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Mgmt For For For Qualified Stock Purchase Plan 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Mauriello Mgmt For For For 2 Elect Eugene McQuade Mgmt For For For 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Cayman Islands Mgmt For For For to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Amendments to Articles - Director Mgmt For Against Against Nomination Procedures 5 Amendments to Articles - Change in Mgmt For For For Company Name 6 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ XTO ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XTO CUSIP 98385X106 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ YAHOO! INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YHOO CUSIP 984332106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For For For 3 Elect Patti Hart Mgmt For For For 4 Elect Eric Hippeau Mgmt For For For 5 Elect Susan James Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Arthur Kern Mgmt For For For 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Amendment to the 1996 Directors' Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent High Yield Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ LEAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEA CUSIP 521865204 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of Auditor Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Betsy Atkins ShrHldr N/A N/A N/A 1.2 Elect Ralph Faison ShrHldr N/A N/A N/A 1.3 Elect Coleman Peterson ShrHldr N/A N/A N/A 1.4 Elect Thomas Wajnert ShrHldr N/A N/A N/A 2 Change in Board Size ShrHldr N/A N/A N/A 3 Elect Donald DeFosset, Jr. ShrHldr N/A N/A N/A 4 Elect Richard Koppes ShrHldr N/A N/A N/A 5 Elect John Albertine ShrHldr N/A N/A N/A 6 Elect Majorie Bowen ShrHldr N/A N/A N/A 7 Elect Ralph Wellington ShrHldr N/A N/A N/A 8 Amendment to Restore the Bylaws ShrHldr N/A N/A N/A 9 Amendment to the Long-Term Incentive ShrHldr N/A N/A N/A Plan 10 Amendment to the Annual Incentive ShrHldr N/A N/A N/A Plan for Designated Corporate Officers 11 Adoption of Majority Vote for ShrHldr N/A N/A N/A Election of Directors 12 Ratification of Auditor ShrHldr N/A N/A N/A 13 Shareholder Proposal Regarding Carbon ShrHldr N/A N/A N/A Principles Report - ------------------------------------------------------------------------------------------------------------------ NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chlebowski Mgmt For For For 1.2 Elect Howard Cosgrove Mgmt For For For 1.3 Elect William Hantke Mgmt For For For 1.4 Elect Anne Schaumburg Mgmt For For For 2 Amendment to the Long-Term Incentive Mgmt For For For Plan 3 Amendment to the Annual Incentive Mgmt For For For Plan for Designated Corporate Officers 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Principles Report 7 Shareholder Proposal Regarding Board ShrHldr Against Against For Size 8 Shareholder Proposal Regarding Repeal ShrHldr Against Against For of Bylaw Amendments - ------------------------------------------------------------------------------------------------------------------ TVMAX HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TVMH CUSIP 87307X104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Singer Mgmt For For For 1.2 Elect D. R. Edge, Jr. Mgmt For For For 1.3 Elect Jeffrey Brodsky Mgmt For For For 1.4 Elect Lauren Kreuter Mgmt For For For 1.5 Elect Seth Plattus Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITEM 1: PROXY VOTING RECORD Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Diversified Income Plus Portfolio 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------ 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For Withhold Against 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ ACCENTURE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1150G111 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CUSIP H0023R105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For Against Against Incentive Plan 16 Approval of Dividend in the Form of a Mgmt For For For Par Value Reduction - ------------------------------------------------------------------------------------------------------------------ AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For For For 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AGREE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADC CUSIP 008492100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leon Schurgin Mgmt For For For 1.2 Elect William Rubenfaer Mgmt For For For 1.3 Elect Joey Agree Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 2010 Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANNALY CAPITAL MANAGEMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NLY CUSIP 035710409 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Brady Mgmt For For For 1.2 Elect E. Wayne Nordberg Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ANWORTH MORTGAGE ASSET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANH CUSIP 037347101 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For For For 3 Elect Charles Black Mgmt For For For 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AOL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AOL CUSIP 00184X105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Tim Armstrong Mgmt For For For 2 Elect Richard Dalzell Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect William Hambrecht Mgmt For For For 5 Elect Susan Lyne Mgmt For For For 6 Elect Patricia Mitchell Mgmt For For For 7 Elect Michael Powell Mgmt For For For 8 Elect Fredric Reynolds Mgmt For For For 9 Elect James Stengel Mgmt For For For 10 Elect James Wiatt Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amended and Restated 2010 Stock Mgmt For For For Incentive Plan 13 Amended and Restated Annual Incentive Mgmt For For For Plan for Executive Officers - ------------------------------------------------------------------------------------------------------------------ ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D129 05/11/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt N/A N/A N/A Auditors' Reports 2 Accept Consolidated Financial Mgmt For N/A N/A Statements 3 Accept Financial Statements Mgmt For N/A N/A 4 Approve Allocation of Income and Mgmt For N/A N/A Dividends of USD 0.75 per Share 5 Approve Remuneration of Directors Mgmt For N/A N/A 6 Approve Discharge of Directors Mgmt For N/A N/A 7 Acknowledge Cooptation of Jeannot Mgmt For N/A N/A Krecke as Director 8 Reelect Vanisha Mittal Bhatia as Mgmt For N/A N/A Director 9 Elect Jeannot Krecke as Director Mgmt For N/A N/A 10 Approve Share Repurchase Program Mgmt For N/A N/A 11 Ratify Deloitte SA as Auditors Mgmt For N/A N/A 12 Approve Share Plan Grant Mgmt For N/A N/A 13 Approve Employee Stock Purchase Plan Mgmt For N/A N/A 14 Waive Requirement for Mandatory Offer Mgmt For N/A N/A to All Shareholders - ------------------------------------------------------------------------------------------------------------------ ASHFORD HOSPITALITY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHT CUSIP 044103109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ------------------------------------------------------------------------------------------------------------------ BEMIS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between CEO and Employee Pay - ------------------------------------------------------------------------------------------------------------------ BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For Withhold Against 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ------------------------------------------------------------------------------------------------------------------ BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons, III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Edward Lange, Jr. Mgmt For For For 1.4 Elect Christopher McGurk Mgmt For For For 1.5 Elect Matthew Medeiros Mgmt For For For 1.6 Elect Constance Moore Mgmt For For For 1.7 Elect Jeanne Myerson Mgmt For For For 1.8 Elect Jeffrey Pero Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 1.10 Elect Dennis Singleton Mgmt For For For 1.11 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1999 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ BRISTOL-MYERS SQUIBB COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BMY CUSIP 110122108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ------------------------------------------------------------------------------------------------------------------ BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Board Size Mgmt For For For 2.1 Elect Gordon Arnell Mgmt For For For 2.2 Elect William Cahill Mgmt For For For 2.3 Elect Richard Clark Mgmt For For For 2.4 Elect Jack Cockwell Mgmt For For For 2.5 Elect Roderick Fraser Mgmt For For For 2.6 Elect Paul McFarlane Mgmt For For For 2.7 Elect Allan Olson Mgmt For For For 2.8 Elect Robert Stelzl Mgmt For For For 2.9 Elect Diana Taylor Mgmt For For For 2.10 Elect John E. Zuccotti Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees - ------------------------------------------------------------------------------------------------------------------ BROWN & BROWN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRO CUSIP 115236101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Wendell Reilly Mgmt For For For 1.9 Elect John Riedman Mgmt For For For 1.10 Elect Chilton Varner Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Jr. Mgmt For For For 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For Withhold Against 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Lebovitz Mgmt For For For 1.2 Elect Kathleen Nelson Mgmt For For For 1.3 Elect Winston Walker Mgmt For For For 1.4 Elect Thomas DeRosa Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For Against Against 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding Report ShrHldr Against Against For on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee - ------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report ShrHldr Against Abstain N/A on Internet Fragmentation - ------------------------------------------------------------------------------------------------------------------ COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements - ------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Douglas Firstenberg Mgmt For For For 1.6 Elect Randall Griffin Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Kenneth Sweet, Jr. Mgmt For For For 1.10 Elect Richard Szafranski Mgmt For For For 1.11 Elect Kenneth Wethe Mgmt For For For 2 Amendment to the 2008 Omnibus Equity Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For For For 1.6 Elect Tripp Hardin Mgmt For For For 1.7 Elect John O'Keeffe Mgmt For For For 1.8 Elect Bruce Warwick Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Elect William Summers, Jr. Mgmt For For For 12 Elect Scott Wolstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CUSIP 25243Q205 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Laurence Danon Mgmt For For For 5 Elect Clive Hollick Mgmt For For For 6 Elect Paul Walsh Mgmt For For For 7 Elect Peggy Bruzelius Mgmt For Against Against 8 Elect Betsey Holden Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For 15 2009 Discretionary Incentive Plan Mgmt For For For 16 2009 Executive Long-Term Incentive Mgmt For For For Plan 17 2009 International Sharematch Plan Mgmt For For For 18 Authority to Establish International Mgmt For For For Share Plans 19 2009 Irish Sharesave Plan Mgmt For For For 20 Amendment to 2008 Executive Share Mgmt For For For Option Plan 21 Amendment to 2008 Senior Executive Mgmt For For For Share Option Plan 22 Amendment to 1999 Senior Executive Mgmt For For For Share Option Plan 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Adoption of New Articles Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ DUKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Barnet, III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ------------------------------------------------------------------------------------------------------------------ DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ------------------------------------------------------------------------------------------------------------------ DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Amin Mgmt For For For 1.2 Elect Michael Coke Mgmt For For For 1.3 Elect Lammot du Pont Mgmt For For For 1.4 Elect Thomas Eckert Mgmt For For For 1.5 Elect Hossein Fateh Mgmt For For For 1.6 Elect Frederic Malek Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ------------------------------------------------------------------------------------------------------------------ EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randall Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Measures Mgmt For For For under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Julian Banton Mgmt For For For 1.3 Elect T. Michael Goodrich Mgmt For For For 2 Amendment to the 1992 Directors Stock Mgmt For Against Against Plan 3 Amendment to the Annual Incentive Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barrett Brady Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Guericke Mgmt For For For 1.2 Elect Issie Rabinovitch Mgmt For For For 1.3 Elect Thomas Randlett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ------------------------------------------------------------------------------------------------------------------ EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Right to Water 8 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 10 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding Report ShrHldr Against Against For on Future Energy Trends - ------------------------------------------------------------------------------------------------------------------ FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ------------------------------------------------------------------------------------------------------------------ FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ------------------------------------------------------------------------------------------------------------------ FIRST INDUSTRIAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CUSIP 32054K103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Dominski Mgmt For For For 1.2 Elect H. Patrick Hackett, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis McGillicuddy Mgmt For Withhold Against 1.2 Elect Janet Notopoulos Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For For For 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GETTY REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTY CUSIP 374297109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leo Liebowitz Mgmt For For For 1.2 Elect Milton Cooper Mgmt For For For 1.3 Elect Philip Coviello Mgmt For For For 1.4 Elect David Driscoll Mgmt For For For 1.5 Elect Richard Montag Mgmt For For For 1.6 Elect Howard Safenowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ------------------------------------------------------------------------------------------------------------------ HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ------------------------------------------------------------------------------------------------------------------ HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ------------------------------------------------------------------------------------------------------------------ HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ------------------------------------------------------------------------------------------------------------------ HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - ------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ------------------------------------------------------------------------------------------------------------------ INVESCO MORTGAGE CAPITAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVR CUSIP 46131B100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Mark Armour Mgmt For For For 2 Elect James S. Balloun Mgmt For For For 3 Elect John S. Day Mgmt For For For 4 Elect Karen Dunn Kelley Mgmt For For For 5 Elect Neil Williams Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ------------------------------------------------------------------------------------------------------------------ ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE &