Capital Appreciation Fund | 07/01/2011 to 06/30/2012 |
ICA File Number: 811-4519 |
Registrant Name: T. Rowe Price Capital Appreciation Fund |
Reporting Period: 07/01/2011 - 06/30/2012 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-4519 |
T. Rowe Price Capital Appreciation Fund |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Edward C. Bernard |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (410) 345-3577 |
Date of fiscal year end: 12/31 |
Date of reporting period: 07/01/2011 to 06/30/2012 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Capital Appreciation Fund |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 27, 2012 |
Capital Appreciation Fund
ACCENTURE PLC Meeting Date: FEB 09, 2012 Record Date: DEC 12, 2011 Meeting Type: ANNUAL | ||||
Ticker: CSA Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Dina Dublon as a Director | Management | For | For |
3 | Reelect William D. Green as a Director | Management | For | For |
4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
5 | Reelect Marjorie Magner as a Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACTUANT CORPORATION 6.875% NOTES DUE JUNE 15, 2017 Meeting Date: APR 03, 2012 Record Date: Meeting Type: CONSENT WITH REPURCHASE | ||||
Ticker: N/A Security ID: 00508XAD6 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Holders will receive the Total Consideration of USD 1,042.16 per USD 1,000 P/A which includes the consent fee of USD 30.00 per USD 1,000 P/A. Holders will also receive accrued and unpaid interest up to but not including the early settlement date. | Management | N/A | YES |
AMDOCS LIMITED Meeting Date: FEB 02, 2012 Record Date: DEC 05, 2011 Meeting Type: ANNUAL | ||||
Ticker: DOX Security ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robert A. Minicucci as a Director | Management | For | For |
1b | Elect Bruce K. Anderson as a Director | Management | For | For |
1c | Elect Adrian Gardner as a Director | Management | For | For |
1d | Elect John T. McLennan as a Director | Management | For | For |
1e | Elect Simon Olswang as a Director | Management | For | For |
1f | Elect Zohar Zisapel as a Director | Management | For | For |
1g | Elect Julian A. Brodsky as a Director | Management | For | For |
1h | Elect Eli Gelman as a Director | Management | For | For |
1i | Elect James S. Kahan as a Director | Management | For | For |
1j | Elect Richard T.C. LeFave as a Director | Management | For | For |
1k | Elect Nehemia Lemelbaum as a Director | Management | For | For |
1l | Elect Giora Yaron as a Director | Management | For | For |
2 | Amend 1998 Stock Option and Incentive Plan | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERISOURCEBERGEN CORPORATION Meeting Date: MAR 01, 2012 Record Date: JAN 02, 2012 Meeting Type: ANNUAL | ||||
Ticker: ABC Security ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven H. Collis | Management | For | For |
2 | Elect Director Richard C. Gozon | Management | For | For |
3 | Elect Director Kathleen W. Hyle | Management | For | For |
4 | Elect Director Michael J. Long | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANALOG DEVICES, INC. Meeting Date: MAR 13, 2012 Record Date: JAN 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: ADI Security ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John C. Hodgson | Management | For | For |
5 | Elect Director Yves-Andre Istel | Management | For | For |
6 | Elect Director Neil Novich | Management | For | For |
7 | Elect Director F. Grant Saviers | Management | For | For |
8 | Elect Director Paul J. Severino | Management | For | For |
9 | Elect Director Kenton J. Sicchitano | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
AON CORPORATION Meeting Date: MAR 16, 2012 Record Date: FEB 06, 2012 Meeting Type: SPECIAL | ||||
Ticker: AON Security ID: 037389103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Approve Reduction in Share Capital | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
AON PLC Meeting Date: MAY 18, 2012 Record Date: APR 09, 2012 Meeting Type: ANNUAL | ||||
Ticker: AON Security ID: G0408V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Cheryl A. Francis | Management | For | For |
5 | Elect Director Edgar D. Jannotta | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director Robert S. Morrison | Management | For | For |
8 | Elect Director Richard B. Myers | Management | For | For |
9 | Elect Director Richard C. Notebaert | Management | For | For |
10 | Elect Director Gloria Santona | Management | For | For |
11 | Elect Director Carolyn Y. Woo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APACHE CORPORATION Meeting Date: MAY 24, 2012 Record Date: MAR 26, 2012 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott D. Josey | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
APPLE INC. Meeting Date: FEB 23, 2012 Record Date: DEC 27, 2011 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | For |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
AT&T INC. Meeting Date: APR 27, 2012 Record Date: FEB 28, 2012 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect DirectorJames H. Blanchard | Management | For | For |
5 | Elect DirectorJaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director John B. McCoy | Management | For | For |
9 | Elect Director Joyce M. Roche | Management | For | For |
10 | Elect Director Matthew K. Rose | Management | For | For |
11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
12 | Ratification Of Appointment Of Independent Auditors. | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Report on Political Contributions | Shareholder | Against | Against |
16 | Commit to Wireless Network Neutrality | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | For |
AUTODESK, INC. Meeting Date: JAN 06, 2012 Record Date: NOV 07, 2011 Meeting Type: SPECIAL | ||||
Ticker: ADSK Security ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
BLACKROCK, INC. Meeting Date: MAY 24, 2012 Record Date: MAR 29, 2012 Meeting Type: ANNUAL | ||||
Ticker: BLK Security ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Demchak | Management | For | For |
2 | Elect Director Laurence D. Fink | Management | For | For |
3 | Elect Director Robert S. Kapito | Management | For | For |
4 | Elect Director Thomas H. O'Brien | Management | For | For |
5 | Elect Director Ivan G. Seidenberg | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. Meeting Date: DEC 07, 2011 Record Date: OCT 10, 2011 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Against |
18 | Report on Internet Fragmentation | Shareholder | Against | Against |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
COCA-COLA ENTERPRISES, INC. Meeting Date: APR 24, 2012 Record Date: FEB 27, 2012 Meeting Type: ANNUAL | ||||
Ticker: CCE Security ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Bennink | Management | For | For |
1.2 | Elect Director John F. Brock | Management | For | For |
1.3 | Elect Director Calvin Darden | Management | For | For |
1.4 | Elect Director L. Phillip Humann | Management | For | For |
1.5 | Elect Director Orrin H. Ingram, II | Management | For | For |
1.6 | Elect Director Thomas H. Johnson | Management | For | For |
1.7 | Elect Director Suzanne B. Labarge | Management | For | For |
1.8 | Elect Director Veronique Morali | Management | For | For |
1.9 | Elect Director Garry Watts | Management | For | For |
1.10 | Elect Director Curtis R. Welling | Management | For | For |
1.11 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONSOL ENERGY 8% NOTES DUE APRIL 1, 2017 Meeting Date: AUG 16, 2011 Record Date: Meeting Type: CONSENT | ||||
Ticker: N/A Security ID: 20854PAD1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consol Energy Inc., a Delaware corporation (together with its subsidiaries, CONSOL, the Company) is soliciting consents (the Consents) to proposed amendments (the Proposed Amendment) to the Indenture to which the Notes were issued. | Management | N/A | YES |
COOPER INDUSTRIES PLC Meeting Date: APR 23, 2012 Record Date: FEB 29, 2012 Meeting Type: ANNUAL | ||||
Ticker: CBE Security ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ivor J. Evans as Director | Management | For | For |
2 | Elect Kirk S. Hachigian as Director | Management | For | For |
3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix their Remuneration | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Authorize Share Repurchase by Any Subsidiary of the Company | Management | For | For |
8 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
COVIDIEN PUBLIC LIMITED COMPANY Meeting Date: MAR 13, 2012 Record Date: JAN 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: COV Security ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose E. Almeida | Management | For | For |
2 | Elect Director Craig Arnold | Management | For | For |
3 | Elect Director Robert H. Brust | Management | For | For |
4 | Elect Director John M. Connors, Jr | Management | For | For |
5 | Elect Director Christopher J. Coughlin | Management | For | For |
6 | Elect Director Timothy M. Donahue | Management | For | For |
7 | Elect Director Randall J. Hogan, III | Management | For | For |
8 | Elect Director Martin D. Madaus | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
CROWN HOLDINGS, INC. Meeting Date: APR 26, 2012 Record Date: MAR 06, 2012 Meeting Type: ANNUAL | ||||
Ticker: CCK Security ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Arnold W. Donald | Management | For | For |
1.4 | Elect Director William G. Little | Management | For | For |
1.5 | Elect Director Hans J. Loliger | Management | For | For |
1.6 | Elect Director James H. Miller | Management | For | For |
1.7 | Elect Director Josef M. Muller | Management | For | For |
1.8 | Elect Director Thomas A. Ralph | Management | For | For |
1.9 | Elect Director Hugues du Rouret | Management | For | For |
1.10 | Elect Director Jim L. Turner | Management | For | For |
1.11 | Elect Director William S. Urkiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CSX CORPORATION Meeting Date: MAY 09, 2012 Record Date: MAR 09, 2012 Meeting Type: ANNUAL | ||||
Ticker: CSX Security ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANAHER CORPORATION Meeting Date: MAY 08, 2012 Record Date: MAR 09, 2012 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mortimer M. Caplin | Management | For | For |
2 | Elect Director Donald J. Ehrlich | Management | For | For |
3 | Elect Director Linda P. Hefner | Management | For | For |
4 | Elect Director Teri List-Stoll | Management | For | For |
5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELPHI AUTOMOTIVE PLC Meeting Date: JUN 14, 2012 Record Date: APR 16, 2012 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Gary Cowger as a Director | Management | For | For |
2 | Reelect Nicholas Donofrio as a Director | Management | For | For |
3 | Reelect Mark Frissora as a Director | Management | For | For |
4 | Reelect Rajiv Gupta as a Director | Management | For | For |
5 | Reelect John Krol as a Director | Management | For | For |
6 | Reelect Randall MacDonald as a Director | Management | For | For |
7 | Reelect Sean Mahoney as a Director | Management | For | For |
8 | Reelect Michael McNamara as a Director | Management | For | For |
9 | Reelect Rodney O'Neal as a Director | Management | For | For |
10 | Reelect Thomas Sidlik as a Director | Management | For | For |
11 | Reelect Bernd Wiedemann as a Director | Management | For | For |
12 | Reelect Lawrence Zimmerman as a Director | Management | For | For |
13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DOLLAR GENERAL CORPORATION Meeting Date: JUN 01, 2012 Record Date: MAR 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: DG Security ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raj Agrawal | Management | For | Withhold |
1.2 | Elect Director Warren F. Bryant | Management | For | Withhold |
1.3 | Elect Director Michael M. Calbert | Management | For | Withhold |
1.4 | Elect Director Richard W. Dreiling | Management | For | For |
1.5 | Elect Director Adrian Jones | Management | For | Withhold |
1.6 | Elect Director William C. Rhodes, III | Management | For | Withhold |
1.7 | Elect Director David B. Rickard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EDISON INTERNATIONAL Meeting Date: APR 26, 2012 Record Date: MAR 02, 2012 Meeting Type: ANNUAL | ||||
Ticker: EIX Security ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jagjeet S. Bindra | Management | For | For |
2 | Elect Director Vanessa C.L. Chang | Management | For | For |
3 | Elect Director France A. Cordova | Management | For | For |
4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
5 | Elect Director Charles B. Curtis | Management | For | For |
6 | Elect Director Bradford M. Freeman | Management | For | For |
7 | Elect Director Luis G. Nogales | Management | For | For |
8 | Elect Director Ronald L. Olson | Management | For | For |
9 | Elect Director Richard T. Schlosberg, III | Management | For | For |
10 | Elect Director Thomas C. Sutton | Management | For | For |
11 | Elect Director Peter J. Taylor | Management | For | For |
12 | Elect Director Brett White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
EL PASO CORPORATION Meeting Date: MAR 09, 2012 Record Date: JAN 20, 2012 Meeting Type: SPECIAL | ||||
Ticker: EP Security ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
ENERGY TRANSFER EQUITY 7.5% NOTES DUE OCTOBER 15, 2020 Meeting Date: FEB 09, 2012 Record Date: Meeting Type: CONSENT | ||||
Ticker: N/A Security ID: 29273VAC4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Holders will receive the Consent Payment of 7.50 USD per 1,000.00 USD P/A of Notes held. | Management | N/A | YES |
EOG RESOURCES, INC. Meeting Date: MAY 02, 2012 Record Date: MAR 09, 2012 Meeting Type: ANNUAL | ||||
Ticker: EOG Security ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | For |
2 | Elect Director Charles R. Crisp | Management | For | For |
3 | Elect Director James C. Day | Management | For | For |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | For |
6 | Elect Director Donald F. Textor | Management | For | For |
7 | Elect Director Frank G. Wisner | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
11 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 30, 2012 Record Date: APR 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Maura C. Breen | Management | For | For |
3 | Elect Director William J. Delaney | Management | For | For |
4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Election Of Director: George Paz | Management | For | For |
10 | Election Of Director: Myrtle S. Potter | Management | For | For |
11 | Elect Director William L. Roper | Management | For | For |
12 | Elect Director Samuel K. Skinner | Management | For | For |
13 | Elect Director Seymour Sternberg | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Against |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
EXXON MOBIL CORPORATION Meeting Date: MAY 30, 2012 Record Date: APR 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director H.H. Fore | Management | For | For |
1.6 | Elect Director K.C. Frazier | Management | For | For |
1.7 | Elect Director W.W. George | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
8 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Against |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | For |
FISERV, INC. Meeting Date: MAY 23, 2012 Record Date: MAR 28, 2012 Meeting Type: ANNUAL | ||||
Ticker: FISV Security ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Kearney | Management | For | For |
1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC. Meeting Date: MAR 14, 2012 Record Date: JAN 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: BEN Security ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Charles B. Johnson | Management | For | For |
5 | Elect Director Gregory E. Johnson | Management | For | For |
6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
7 | Elect Director Mark C. Pigott | Management | For | For |
8 | Elect Director Chutta Ratnathicam | Management | For | For |
9 | Elect Director Laura Stein | Management | For | For |
10 | Elect Director Anne M. Tatlock | Management | For | For |
11 | Elect Director Geoffrey Y. Yang | Management | For | For |
12 | Ratify Auditors | Management | For | For |
GENERAL MILLS, INC. Meeting Date: SEP 26, 2011 Record Date: JUL 28, 2011 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bradbury H. Anderson | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Paul Danos | Management | For | For |
4 | Elect Director William T. Esrey | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Judith Richards Hope | Management | For | For |
7 | Elect Director Heidi G. Miller | Management | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
9 | Elect Director Steve Odland | Management | For | For |
10 | Elect Director Kendall J. Powell | Management | For | For |
11 | Elect Director Michael D. Rose | Management | For | For |
12 | Elect Director Robert L. Ryan | Management | For | For |
13 | Elect Director Dorothy A. Terrell | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
GENERAL MOTORS COMPANY Meeting Date: JUN 12, 2012 Record Date: APR 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director James J. Mulva | Management | For | For |
10 | Elect Director Patricia F. Russo | Management | For | For |
11 | Elect Director Thomas M. Schoewe | Management | For | For |
12 | Elect Director Carol M. Stephenson | Management | For | For |
13 | Elect Director Theodore M. Solso | Management | For | For |
14 | Elect Director Cynthia A. Telles | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GOOGLE INC. Meeting Date: JUN 21, 2012 Record Date: APR 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
H. J. HEINZ FINANCE CO Meeting Date: SEP 19, 2011 Record Date: AUG 12, 2011 Meeting Type: ANNUAL | ||||
Ticker: Security ID: 42307T306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard A. Cullo, Jr. | Management | For | For |
1.2 | Elect Director Edward J. McMenamin | Management | For | For |
1.3 | Elect Director Arthur B. Winkleblack | Management | For | For |
2 | Elect Independent Director Andrew L. Stidd | Management | For | For |
HASBRO, INC. Meeting Date: MAY 17, 2012 Record Date: MAR 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: HAS Security ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HENRY SCHEIN, INC. Meeting Date: MAY 15, 2012 Record Date: MAR 16, 2012 Meeting Type: ANNUAL | ||||
Ticker: HSIC Security ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | For |
1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
1.3 | Elect Director James P. Breslawski | Management | For | For |
1.4 | Elect Director Mark E. Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J. Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J. Kabat | Management | For | For |
1.9 | Elect Director Philip A. Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S. Matthews | Management | For | For |
1.12 | Elect Director Bradley T. Sheares | Management | For | For |
1.13 | Elect Director Louis W. Sullivan | Management | For | For |
2 | Approve Elimination of Plurality Voting in the Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY Meeting Date: MAR 21, 2012 Record Date: JAN 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: HPQ Security ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director Shumeet Banerji | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Raymond. J. Lane | Management | For | For |
6 | Elect Director Ann M. Livermore | Management | For | For |
7 | Elect Director G. M. Reiner | Management | For | For |
8 | Elect Director Patricia. F. Russo | Management | For | For |
9 | Elect Director G. Kennedy Thompson | Management | For | For |
10 | Elect Director Margaret C. Whitman | Management | For | For |
11 | Elect Director Ralph. V. Whitworth | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
INGERSOLL-RAND PLC Meeting Date: JUN 07, 2012 Record Date: APR 09, 2012 Meeting Type: ANNUAL | ||||
Ticker: IR Security ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 24, 2012 Record Date: FEB 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: IBM Security ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | Against |
2 | Elect Director William R. Brody | Management | For | For |
3 | Elect Director Kenneth I. Chenault | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director David N. Farr | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director Samuel J. Palmisano | Management | For | For |
11 | Elect Director Virginia M. Rometty | Management | For | For |
12 | Elect Director Joan E. Spero | Management | For | For |
13 | Elect Director Sidney Taurel | Management | For | For |
14 | Elect Director Lorenzo H. Zambrano | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Against |
19 | Report on Lobbying Expenses | Shareholder | Against | Against |
INVESCO LTD. Meeting Date: MAY 17, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: IVZ Security ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin L. Flanagan | Management | For | For |
1.2 | Elect Director C. Robert Henrikson | Management | For | For |
1.3 | Elect Director Ben F. Johnson, II | Management | For | For |
1.4 | Elect Director J. Thomas Presby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2012 Record Date: MAR 16, 2012 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | For |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Against |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | For |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
20 | Stock Retention | Shareholder | Against | Against |
KELLOGG COMPANY Meeting Date: APR 20, 2012 Record Date: FEB 27, 2012 Meeting Type: ANNUAL | ||||
Ticker: K Security ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin Carson | Management | For | For |
1.2 | Elect Director John Dillon | Management | For | For |
1.3 | Elect Director Jim Jenness | Management | For | For |
1.4 | Elect Director Don Knauss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
KOHL'S CORPORATION Meeting Date: MAY 10, 2012 Record Date: MAR 07, 2012 Meeting Type: ANNUAL | ||||
Ticker: KSS Security ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director John E. Schlifske | Management | For | For |
8 | Elect Director Frank V. Sica | Management | For | For |
9 | Elect Director Peter M. Sommerhauser | Management | For | For |
10 | Elect Director Stephanie A. Streeter | Management | For | For |
11 | Elect Director Nina G. Vaca | Management | For | For |
12 | Elect Director Stephen E. Watson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Against |
16 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
LABORATORY CORPORATION OF AMERICA HOLDINGS Meeting Date: MAY 01, 2012 Record Date: MAR 05, 2012 Meeting Type: ANNUAL | ||||
Ticker: LH Security ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. King | Management | For | For |
2 | Elect Director Kerrii B. Anderson | Management | For | For |
3 | Elect Director Jean-Luc Belingard | Management | For | For |
4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
5 | Elect Director Wendy E. Lane | Management | For | For |
6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
8 | Elect Director Arthur H. Rubenstein | Management | For | For |
9 | Elect Director M. Keith Weikel | Management | For | For |
10 | Elect Director R. Sanders Williams | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
LOWE'S COMPANIES, INC. Meeting Date: JUN 01, 2012 Record Date: MAR 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
MDU RESOURCES GROUP, INC. Meeting Date: APR 24, 2012 Record Date: FEB 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: MDU Security ID: 552690109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas Everist | Management | For | For |
2 | Elect Director Karen B. Fagg | Management | For | For |
3 | Elect Director Terry D. Hildestad | Management | For | For |
4 | Elect Director A. Bart Holaday | Management | For | For |
5 | Elect Director Dennis W. Johnson | Management | For | For |
6 | Elect Director Thomas C. Knudson | Management | For | For |
7 | Elect Director Richard H. Lewis | Management | For | For |
8 | Elect Director Patricia L. Moss | Management | For | For |
9 | Elect Director Harry J. Pearce | Management | For | For |
10 | Elect Director John K. Wilson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MGM RESORTS INTERNATIONAL, 10.375% NOTES DUE MAY 15,2014 Meeting Date: APR 11, 2012 Record Date: Meeting Type: CONSENT | ||||
Ticker: N/A Security ID: 552953BH3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Holders will receive the Consent Payment of 1.25 USD per 1,000.00 USD P/A of Notes held. | Management | N/A | YES |
NEXEN INC. Meeting Date: APR 25, 2012 Record Date: MAR 06, 2012 Meeting Type: ANNUAL | ||||
Ticker: NXY Security ID: 65334H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Berry | Management | For | For |
1.2 | Elect Director Robert G. Bertram | Management | For | For |
1.3 | Elect Director Thomas W. Ebbern | Management | For | For |
1.4 | Elect Director S. Barry Jackson | Management | For | For |
1.5 | Elect Director Kevin J. Jenkins | Management | For | For |
1.6 | Elect Director A. Anne McLellan | Management | For | For |
1.7 | Elect Director Eric P. Newell | Management | For | For |
1.8 | Elect Director Thomas C. O'Neill | Management | For | For |
1.9 | Elect Director Kevin J. Reinhart | Management | For | For |
1.10 | Elect Director Francis M. Saville | Management | For | For |
1.11 | Elect Director Arthur R.A. Scace | Management | For | For |
1.12 | Elect Director John M. Willson | Management | For | For |
1.13 | Elect Director Victor J. Zaleschuk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
NORTHERN TRUST CORPORATION Meeting Date: APR 17, 2012 Record Date: FEB 22, 2012 Meeting Type: ANNUAL | ||||
Ticker: NTRS Security ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Edward J. Mooney | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director Martin P. Slark | Management | For | For |
1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.11 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
PALL CORPORATION Meeting Date: DEC 14, 2011 Record Date: OCT 25, 2011 Meeting Type: ANNUAL | ||||
Ticker: PLL Security ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Amy E. Alving | Management | For | For |
2 | Elect Director Daniel J. Carroll, Jr. | Management | For | For |
3 | Elect Director Robert B. Coutts | Management | For | For |
4 | Elect Director Cheryl W. Grise | Management | For | For |
5 | Elect Director Ronald L. Hoffman | Management | For | For |
6 | Elect Director Lawrence D. Kingsley | Management | For | For |
7 | Elect Director Dennis N. Longstreet | Management | For | For |
8 | Elect Director B. Craig Owens | Management | For | For |
9 | Elect Director Katharine L. Plourde | Management | For | For |
10 | Elect Director Edward L. Snyder | Management | For | For |
11 | Elect Director Edward Travaglianti | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Executive Incentive Bonus Plan | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | For |
PEPSICO, INC. Meeting Date: MAY 02, 2012 Record Date: MAR 02, 2012 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shona L. Brown | Management | For | Against |
2 | Elect Director Ian M. Cook | Management | For | Against |
3 | Elect Director Dina Dublon | Management | For | Against |
4 | Elect Director Victor J. Dzau | Management | For | Against |
5 | Elect Director Ray L. Hunt | Management | For | Against |
6 | Elect Director Alberto Ibarguen | Management | For | Against |
7 | Elect Director Indra K. Nooyi | Management | For | Against |
8 | Elect Director Sharon Percy Rockefeller | Management | For | Against |
9 | Elect Director James J. Schiro | Management | For | Against |
10 | Elect Director Lloyd G. Trotter | Management | For | Against |
11 | Elect Director Daniel Vasella | Management | For | Against |
12 | Elect Director Alberto Weisser | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
17 | Establish Risk Oversight Committee | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | For |
PFIZER INC. Meeting Date: APR 26, 2012 Record Date: FEB 28, 2012 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director W. Don Cornwell | Management | For | For |
4 | Elect Director Frances D. Fergusson | Management | For | For |
5 | Elect Director William H. Gray, III | Management | For | For |
6 | Elect Director Helen H. Hobbs | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Marc Tessier-Lavigne | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Publish Political Contributions | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Non-Employee Director Compensation | Shareholder | Against | Against |
PG&E CORPORATION Meeting Date: MAY 14, 2012 Record Date: MAR 16, 2012 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
5 | Elect Director Fred J. Fowler | Management | For | For |
6 | Elect Director Maryellen C. Herringer | Management | For | For |
7 | Elect Director Roger H. Kimmel | Management | For | For |
8 | Elect Director Richard A. Meserve | Management | For | For |
9 | Elect Director Forrest E. Miller | Management | For | For |
10 | Elect Director Rosendo G. Parra | Management | For | For |
11 | Elect Director Barbara L. Rambo | Management | For | For |
12 | Elect Director Barry Lawson Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 09, 2012 Record Date: MAR 16, 2012 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect DirectorLouis C. Camilleri | Management | For | For |
4 | Elect DirectorJ. Dudley Fishburn | Management | For | For |
5 | Elect DirectorJennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Kalpana Morparia | Management | For | For |
9 | Elect DirectorLucio A. Noto | Management | For | For |
10 | Elect DirectorRobert B. Polet | Management | For | For |
11 | Elect DirectorCarlos Slim Helu | Management | For | For |
12 | Elect DirectorStephen M. Wolf | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Restricted Stock Plan | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Establish Ethics Committee to Review Marketing Activities | Shareholder | Against | Against |
POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 17, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: POT Security ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. M. Burley | Management | For | For |
1.2 | Elect Director D. G. Chynoweth | Management | For | For |
1.3 | Elect Director D. Clauw | Management | For | For |
1.4 | Elect Director W. J. Doyle | Management | For | For |
1.5 | Elect Director J. W. Estey | Management | For | For |
1.6 | Elect Director G. W. Grandey | Management | For | For |
1.7 | Elect Director C. S. Hoffman | Management | For | For |
1.8 | Elect Director D. J. Howe | Management | For | For |
1.9 | Elect Director A. D. Laberge | Management | For | For |
1.10 | Elect Director K.G. Martell | Management | For | For |
1.11 | Elect Director J. J. McCaig | Management | For | For |
1.12 | Elect Director M. Mogford | Management | For | For |
1.13 | Elect Director E. Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2012 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 11, 2012 Record Date: MAR 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jenne K. Britell | Management | For | For |
2 | Elect Director Gail R. Wilensky | Management | For | For |
3 | Elect Director John B. Ziegler | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | None | For |
SCHLUMBERGER LIMITED Meeting Date: APR 11, 2012 Record Date: FEB 22, 2012 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L.S. Currie | Management | For | For |
1.2 | Elect Director Tony Isaac | Management | For | For |
1.3 | Elect Director K. Vaman Kamath | Management | For | For |
1.4 | Elect Director Paal Kibsgaard | Management | For | For |
1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Elizabeth Moler | Management | For | For |
1.9 | Elect Director Lubna S. Olayan | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
SPECTRA ENERGY CORP Meeting Date: MAY 01, 2012 Record Date: MAR 05, 2012 Meeting Type: ANNUAL | ||||
Ticker: SE Security ID: 847560109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Esrey | Management | For | For |
1.2 | Elect Director Gregory L. Ebel | Management | For | For |
1.3 | Elect Director Austin A. Adams | Management | For | For |
1.4 | Elect Director Joseph Alvarado | Management | For | For |
1.5 | Elect Director Pamela L. Carter | Management | For | For |
1.6 | Elect Director F. Anthony Comper | Management | For | For |
1.7 | Elect Director Peter B. Hamilton | Management | For | For |
1.8 | Elect Director Dennis R. Hendrix | Management | For | For |
1.9 | Elect Director Michael McShane | Management | For | For |
1.10 | Elect Director Joseph H. Netherland | Management | For | For |
1.11 | Elect Director Michael E.J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TE CONNECTIVITY LTD. Meeting Date: MAR 07, 2012 Record Date: FEB 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect William A. Jeffrey as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Yong Nam as Director | Management | For | For |
6 | Reelect Daniel Phelan as Director | Management | For | For |
7 | Reelect Frederic Poses as Director | Management | For | For |
8 | Reelect Lawrence Smith as Director | Management | For | For |
9 | Reelect Paula Sneed as Director | Management | For | For |
10 | Reelect David Steiner as Director | Management | For | For |
11 | Reelect John Van Scoter as Director | Management | For | For |
12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
15 | Approve Discharge of Board and Senior Management | Management | For | For |
16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend Omnibus Stock Plan | Management | For | For |
21 | Approve Reduction in Share Capital | Management | For | For |
22 | Authorize Share Repurchase Program | Management | For | For |
23 | Approve Ordinary Cash Dividend | Management | For | For |
24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 19, 2012 Record Date: FEB 21, 2012 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director P.H. Patsley | Management | For | For |
5 | Elect Director R.E. Sanchez | Management | For | For |
6 | Elect Director W.R. Sanders | Management | For | For |
7 | Elect Director R.J. Simmons | Management | For | For |
8 | Elect Director R.K. Templeton | Management | For | For |
9 | Elect Director C.T. Whitman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
THE AES CORPORATION Meeting Date: APR 19, 2012 Record Date: FEB 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: AES Security ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres Gluski | Management | For | For |
1.2 | Elect Director Zhang Guo Bao | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 17, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy H. Bechtle | Management | For | For |
2 | Elect Director Walter W. Bettinger, II | Management | For | For |
3 | Elect Director C. Preston Butcher | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 11, 2011 Record Date: AUG 12, 2011 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director W. James McNerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Margaret C. Whitman | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Elect Director Ernesto Zedillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Articles of Incorporation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Shareholder | Against | Against |
18 | Report on Political Contributions and Provide Advisory Vote | Shareholder | Against | Against |
THE WALT DISNEY COMPANY Meeting Date: MAR 13, 2012 Record Date: JAN 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: DIS Security ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Judith L. Estrin | Management | For | For |
4 | Elect Director Robert A. Iger | Management | For | For |
5 | Elect Director Fred H. Langhammer | Management | For | For |
6 | Elect Director Aylwin B. Lewis | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Robert W. Matschullat | Management | For | For |
9 | Elect Director Sheryl Sandberg | Management | For | For |
10 | Elect Director Orin C. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 17, 2012 Record Date: MAR 26, 2012 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Irl F. Engelhardt | Management | For | For |
4 | Elect Director John A. Hagg | Management | For | For |
5 | Elect Director Juanita H. Hinshaw | Management | For | For |
6 | Elect Director Frank T. Macinnis | Management | For | For |
7 | Elect Director Steven W. Nance | Management | For | For |
8 | Elect Director Murray D. Smith | Management | For | For |
9 | Elect Director Janice D. Stoney | Management | For | For |
10 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 23, 2012 Record Date: MAR 26, 2012 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Martin Harris | Management | For | For |
2 | Elect Director Judy C. Lewent | Management | For | For |
3 | Elect Director Jim P. Manzi | Management | For | For |
4 | Elect Director Lars R. Sorensen | Management | For | For |
5 | Elect Director Elaine S. Ullian | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. Meeting Date: MAY 15, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: TRW Security ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Albaugh | Management | For | Withhold |
1.2 | Elect Director Robert L. Friedman | Management | For | For |
1.3 | Elect Director J. Michael Losh | Management | For | For |
1.4 | Elect Director David S. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
U.S. BANCORP Meeting Date: APR 17, 2012 Record Date: FEB 21, 2012 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Roland A. Hernandez | Management | For | Against |
7 | Elect Director Joel W. Johnson | Management | For | For |
8 | Elect Director Olivia F. Kirtley | Management | For | For |
9 | Elect Director Jerry W. Levin | Management | For | For |
10 | Elect Director David B. O'Maley | Management | For | For |
11 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Elect Director Doreen Woo Ho | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 11, 2012 Record Date: FEB 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEATHERFORD INTERNATIONAL LTD. Meeting Date: MAY 23, 2012 Record Date: MAY 02, 2012 Meeting Type: ANNUAL | ||||
Ticker: WFT Security ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Relect Bernard J. Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel W. Bodman, III as Director | Management | For | For |
3.3 | Reelect Nicholas F. Brady as Director | Management | For | For |
3.4 | Reelect David J. Butters as Director | Management | For | For |
3.5 | Reelect William E. Macaulay as Director | Management | For | For |
3.6 | Reelect Robert K. Moses, Jr. as Director | Management | For | For |
3.7 | Reelect Guillermo Ortiz as Director | Management | For | For |
3.8 | Reelect Emyr Jones Parry as Director | Management | For | For |
3.9 | Reelect Robert A. Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Authorize Capital Increase for Future Acquisitions | Management | For | Against |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLPOINT, INC. Meeting Date: MAY 16, 2012 Record Date: MAR 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: WLP Security ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr. | Management | For | Against |
2 | Elect Director Susan B. Bayh | Management | For | Against |
3 | Elect Director Julie A. Hill | Management | For | Against |
4 | Elect Director Ramiro G. Peru | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Against |
END NPX REPORT