Capital Appreciation Fund | 07/01/2014 to 06/30/2015 |
ICA File Number: 811-04519 |
Registrant Name: T. Rowe Price Capital Appreciation Fund |
Reporting Period: 07/01/2014 - 06/30/2015 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-4519 |
T. Rowe Price Capital Appreciation Fund |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Darrell N. Braman |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (410) 345-2000 |
Date of fiscal year end: 12/31 |
Date of reporting period: 07/01/2014 to 06/30/2015 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Capital Appreciation Fund |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 31, 2015 |
Capital Appreciation Fund
ABBOTT LABORATORIES Meeting Date: APR 24, 2015 Record Date: FEB 25, 2015 Meeting Type: ANNUAL | ||||
Ticker: ABT Security ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Products Containing GE Ingredients | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
ACTAVIS PLC Meeting Date: MAR 10, 2015 Record Date: JAN 22, 2015 Meeting Type: SPECIAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACTAVIS PLC Meeting Date: JUN 05, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director Nesli Basgoz | Management | For | For |
1c | Elect Director James H. Bloem | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Christopher J. Coughlin | Management | For | For |
1f | Elect Director Michael R. Gallagher | Management | For | Against |
1g | Elect Director Catherine M. Klema | Management | For | For |
1h | Elect Director Peter J. McDonnell | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Ronald R. Taylor | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Change Company Name from Actavis plc to Allergan plc | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 15, 2015 Record Date: APR 17, 2015 Meeting Type: ANNUAL | ||||
Ticker: AMG Security ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Glenn Earle | Management | For | For |
1d | Elect Director Niall Ferguson | Management | For | For |
1e | Elect Director Sean M. Healey | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Patrick T. Ryan | Management | For | For |
1h | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 18, 2015 Record Date: JAN 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Herbold | Management | For | For |
1.2 | Elect Director Koh Boon Hwee | Management | For | For |
1.3 | Elect Director Michael R. McMullen | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALLERGAN, INC. Meeting Date: MAR 10, 2015 Record Date: JAN 22, 2015 Meeting Type: SPECIAL | ||||
Ticker: AGN Security ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
AMERICAN TOWER CORPORATION Meeting Date: MAY 20, 2015 Record Date: MAR 24, 2015 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Carolyn F. Katz | Management | For | For |
1c | Elect Director Gustavo Lara Cantu | Management | For | For |
1d | Elect Director Craig Macnab | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMETEK, INC. Meeting Date: MAY 06, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: AME Security ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Malone | Management | For | For |
1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
APACHE CORPORATION Meeting Date: MAY 14, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George D. Lawrence | Management | For | For |
2 | Elect Director John E. Lowe | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Proxy Access | Shareholder | For | For |
AUTOZONE, INC. Meeting Date: DEC 18, 2014 Record Date: OCT 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
BECTON, DICKINSON AND COMPANY Meeting Date: JAN 27, 2015 Record Date: DEC 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: BDX Security ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
1.3 | Elect Director Catherine M. Burzik | Management | For | For |
1.4 | Elect Director Edward F. DeGraan | Management | For | For |
1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
1.6 | Elect Director Claire M. Fraser | Management | For | For |
1.7 | Elect Director Christopher Jones | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.10 | Elect Director James F. Orr | Management | For | For |
1.11 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.12 | Elect Director Claire Pomeroy | Management | For | For |
1.13 | Elect Director Rebecca W. Rimel | Management | For | For |
1.14 | Elect Director Bertram L. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Against |
CALIFORNIA RESOURCES CORPORATION Meeting Date: MAY 07, 2015 Record Date: MAR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: CRC Security ID: 13057Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Justin A. Gannon | Management | For | For |
1.2 | Elect Director Avedick B. Poladian | Management | For | For |
1.3 | Elect Director Timothy J. Sloan | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALPINE CORP 7.875% 144A NOTES DUE JULY 31, 2020 Meeting Date: JUL 10, 2014 Record Date: JUL 10, 2014 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 131347BW5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Early Deadline. | Management | N/A | Yes |
CANADIAN NATURAL RESOURCES LIMITED Meeting Date: MAY 07, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: CNQ Security ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CAREFUSION CORPORATION Meeting Date: JAN 21, 2015 Record Date: DEC 18, 2014 Meeting Type: SPECIAL | ||||
Ticker: CFN Security ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CIGNA CORPORATION Meeting Date: APR 22, 2015 Record Date: FEB 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Partridge | Management | For | For |
1.2 | Elect Director James E. Rogers | Management | For | For |
1.3 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
COMCAST CORPORATION Meeting Date: MAY 21, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: NOV 19, 2014 Record Date: OCT 06, 2014 Meeting Type: SPECIAL | ||||
Ticker: CCI Security ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 29, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 22822V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Cindy Christy | Management | For | For |
1c | Elect Director Ari Q. Fitzgerald | Management | For | For |
1d | Elect Director Robert E. Garrison, II | Management | For | For |
1e | Elect Director Dale N. Hatfield | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director John P. Kelly | Management | For | For |
1h | Elect Director Robert F. McKenzie | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CVS HEALTH CORPORATION Meeting Date: MAY 07, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Richard J. Swift | Management | For | For |
1j | Elect Director William C. Weldon | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
CYTEC INDUSTRIES INC. Meeting Date: APR 16, 2015 Record Date: FEB 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: CYT Security ID: 232820100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Hess | Management | For | For |
1b | Elect Director Barry C. Johnson | Management | For | For |
1c | Elect Director Carol P. Lowe | Management | For | For |
1d | Elect Director Thomas W. Rabaut | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANAHER CORPORATION Meeting Date: MAY 07, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
1.4 | Elect Director Teri List-Stoll | Management | For | For |
1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.6 | Elect Director Mitchell P. Rales | Management | For | For |
1.7 | Elect Director Steven M. Rales | Management | For | For |
1.8 | Elect Director John T. Schwieters | Management | For | For |
1.9 | Elect Director Alan G. Spoon | Management | For | For |
1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
DB MASTER FINANCE LLC A2I NOTES DUE FEBRUARY 20, 2045 Meeting Date: MAR 12, 2015 Record Date: MAR 09, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 233046AC5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent | Management | N/A | Yes |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 23, 2015 Record Date: FEB 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kevin P. Clark as a Director | Management | For | For |
1.2 | Re-elect Gary L. Cowger as a Director | Management | For | For |
1.3 | Re-elect Nicholas M. Donofrio as a Director | Management | For | For |
1.4 | Re-elect Mark P. Frissora as a Director | Management | For | For |
1.5 | Re-elect Rajiv L. Gupta as a Director | Management | For | For |
1.6 | Re-elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Re-elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Timothy M. Manganello as a Director | Management | For | For |
1.9 | Re-elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Re-elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Re-elect Lawrence A. Zimmerman as a Director | Management | For | For |
12 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EBAY INC. Meeting Date: MAY 01, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fred D. Anderson | Management | For | For |
1b | Elect Director Anthony J. Bates | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Jonathan Christodoro | Management | For | For |
1e | Elect Director Scott D. Cook | Management | For | For |
1f | Elect Director John J. Donahoe | Management | For | For |
1g | Elect Director David W. Dorman | Management | For | For |
1h | Elect Director Bonnie S. Hammer | Management | For | For |
1i | Elect Director Gail J. McGovern | Management | For | For |
1j | Elect Director Kathleen C. Mitic | Management | For | For |
1k | Elect Director David M. Moffett | Management | For | For |
1l | Elect Director Pierre M. Omidyar | Management | For | For |
1m | Elect Director Thomas J. Tierney | Management | For | For |
1n | Elect Director Perry M. Traquina | Management | For | For |
1o | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
7 | Report on Gender Pay Gap | Shareholder | Against | Against |
ELI LILLY AND COMPANY Meeting Date: MAY 04, 2015 Record Date: FEB 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Katherine Baicker | Management | For | For |
1.1b | Elect Director J. Erik Fyrwald | Management | For | For |
1.1c | Elect Director Ellen R. Marram | Management | For | For |
1.1d | Elect Director Jackson P. Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ENDO INTERNATIONAL PLC Meeting Date: JUN 09, 2015 Record Date: APR 14, 2015 Meeting Type: ANNUAL | ||||
Ticker: ENDP Security ID: G30401106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger H. Kimmel | Management | For | For |
1b | Elect Director Rajiv De Silva | Management | For | For |
1c | Elect Director Shane M. Cooke | Management | For | For |
1d | Elect Director Arthur J. Higgins | Management | For | For |
1e | Elect Director Nancy J. Hutson | Management | For | For |
1f | Elect Director Michael Hyatt | Management | For | For |
1g | Elect Director William P. Montague | Management | For | For |
1h | Elect Director Jill D. Smith | Management | For | For |
1i | Elect Director William F. Spengler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 27, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL | ||||
Ticker: FIS Security ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director William P. Foley, II | Management | For | For |
1c | Elect Director Thomas M. Hagerty | Management | For | For |
1d | Elect Director Keith W. Hughes | Management | For | For |
1e | Elect Director David K. Hunt | Management | For | For |
1f | Elect Director Stephan A. James | Management | For | For |
1g | Elect Director Frank R. Martire | Management | For | For |
1h | Elect Director Richard N. Massey | Management | For | For |
1i | Elect Director Leslie M. Muma | Management | For | For |
1j | Elect Director Gary A. Norcross | Management | For | For |
1k | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
FIRSTENERGY CORP. Meeting Date: MAY 19, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: FE Security ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Michael J. Anderson | Management | For | For |
1.3 | Elect Director William T. Cottle | Management | For | For |
1.4 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Charles E. Jones | Management | For | For |
1.7 | Elect Director Ted J. Kleisner | Management | For | For |
1.8 | Elect Director Donald T. Misheff | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Christopher D. Pappas | Management | For | For |
1.11 | Elect Director Luis A. Reyes | Management | For | For |
1.12 | Elect Director George M. Smart | Management | For | For |
1.13 | Elect Director Jerry Sue Thornton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Adopt Quantitative Carbon Dioxide Reduction Goals | Shareholder | Against | Against |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Adopt Proxy Access Right | Shareholder | Against | For |
FISERV, INC. Meeting Date: MAY 20, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: FISV Security ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison Davis | Management | For | For |
1.2 | Elect Director Christopher M. Flink | Management | For | For |
1.3 | Elect Director Daniel P. Kearney | Management | For | For |
1.4 | Elect Director Dennis F. Lynch | Management | For | For |
1.5 | Elect Director Denis J. O'Leary | Management | For | For |
1.6 | Elect Director Glenn M. Renwick | Management | For | For |
1.7 | Elect Director Kim M. Robak | Management | For | For |
1.8 | Elect Director Doyle R. Simons | Management | For | For |
1.9 | Elect Director Thomas C. Wertheimer | Management | For | For |
1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
GENERAL MILLS, INC. Meeting Date: SEP 23, 2014 Record Date: JUL 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director R. Kerry Clark | Management | For | For |
1c | Elect Director Paul Danos | Management | For | For |
1d | Elect Director Henrietta H. Fore | Management | For | For |
1e | Elect Director Raymond V. Gilmartin | Management | For | For |
1f | Elect Director Judith Richards Hope | Management | For | For |
1g | Elect Director Heidi G. Miller | Management | For | For |
1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1i | Elect Director Steve Odland | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
1k | Elect Director Michael D. Rose | Management | For | For |
1l | Elect Director Robert L. Ryan | Management | For | For |
1m | Elect Director Dorothy A. Terrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
5 | Adopt Policy Removing GMO Ingredients from Products | Shareholder | Against | Against |
GOOGLE INC. Meeting Date: JUN 03, 2015 Record Date: APR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Alan R. Mulally | Management | For | For |
1.9 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.10 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Against |
8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Against |
HENRY SCHEIN, INC. Meeting Date: JUN 22, 2015 Record Date: APR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: HSIC Security ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barry J. Alperin | Management | For | For |
1b | Elect Director Lawrence S. Bacow | Management | For | For |
1c | Elect Director Gerald A. Benjamin | Management | For | For |
1d | Elect Director Stanley M. Bergman | Management | For | For |
1e | Elect Director James P. Breslawski | Management | For | For |
1f | Elect Director Paul Brons | Management | For | For |
1g | Elect Director Donald J. Kabat | Management | For | For |
1h | Elect Director Philip A. Laskawy | Management | For | For |
1i | Elect Director Norman S. Matthews | Management | For | For |
1j | Elect Director Mark E. Mlotek | Management | For | For |
1k | Elect Director Steven Paladino | Management | For | For |
1l | Elect Director Carol Raphael | Management | For | For |
1m | Elect Director E. Dianne Rekow | Management | For | For |
1n | Elect Director Bradley T. Sheares | Management | For | For |
1o | Elect Director Louis W. Sullivan | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
IDEX CORPORATION Meeting Date: APR 08, 2015 Record Date: FEB 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: IEX Security ID: 45167R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Cook | Management | For | For |
1.2 | Elect Director Cynthia J. Warner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
INVESCO LTD. Meeting Date: MAY 14, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL | ||||
Ticker: IVZ Security ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin L. Flanagan | Management | For | For |
1.2 | Elect Director C. Robert Henrikson | Management | For | For |
1.3 | Elect Director Ben F. Johnson, III | Management | For | For |
1.4 | Elect Director Sir Nigel Sheinwald | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED Meeting Date: JAN 20, 2015 Record Date: DEC 18, 2014 Meeting Type: SPECIAL | ||||
Ticker: IRM Security ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
IRON MOUNTAIN INCORPORATED Meeting Date: MAY 28, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: IRM Security ID: 46284V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer Allerton | Management | For | For |
1b | Elect Director Ted R. Antenucci | Management | For | For |
1c | Elect Director Pamela M. Arway | Management | For | For |
1d | Elect Director Clarke H. Bailey | Management | For | For |
1e | Elect Director Kent P. Dauten | Management | For | For |
1f | Elect Director Paul F. Deninger | Management | For | For |
1g | Elect Director Per-Kristian Halvorsen | Management | For | For |
1h | Elect Director William L. Meaney | Management | For | For |
1i | Elect Director Walter C. Rakowich | Management | For | For |
1j | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
JOHNSON CONTROLS, INC. Meeting Date: JAN 28, 2015 Record Date: NOV 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Raymond L. Conner | Management | For | For |
1.3 | Elect Director Richard Goodman | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director Alex A. Molinaroli | Management | For | For |
1.6 | Elect Director Mark P. Vergnano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 19, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
9 | Report on Certain Vesting Program | Shareholder | Against | Against |
10 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
JULIUS BAER GRUPPE AG Meeting Date: APR 15, 2015 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BAER Security ID: H4414N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 1 per Share | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 2.99 Million | Management | For | For |
4.2.1 | Approve Variable Cash-Based Remuneration of Executive Committee for 2014 in the Amount of CHF 7.26 Million | Management | For | For |
4.2.2 | Approve Variable Share-Based Remuneration of Executive Committee for 2015 in the Amount of CHF 6.25 Million | Management | For | For |
4.2.3 | Approve Maximum Fixed Remuneration of Executive Committee for 2016 in the Amount of CHF 5.58 Million | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6.1.1 | Reelect Daniel Sauter as Director | Management | For | For |
6.1.2 | Reelect Gilbert Achermann as Director | Management | For | For |
6.1.3 | Reelect Andreas Amschwand as Director | Management | For | For |
6.1.4 | Reelect Heinrich Baumann as Director | Management | For | For |
6.1.5 | Reelect Claire Giraut as Director | Management | For | For |
6.1.6 | Reelect Gareth Penny as Director | Management | For | For |
6.1.7 | Reelect Charles Stonehill as Director | Management | For | For |
6.2 | Elect Paul Chow as Director | Management | For | For |
6.3 | Reelect Daniel Sauter as Board Chairman | Management | For | For |
6.4.1 | Appoint Gilbert Achermann as Member of the Compensation Committee | Management | For | For |
6.4.2 | Appoint Heinrich Baumann as Member of the Compensation Committee | Management | For | For |
6.4.3 | Appoint Gareth Penny as Member of the Compensation Committee | Management | For | For |
7 | Ratify KPMG AG as Auditors | Management | For | For |
8 | Designate Marc Nater as Independent Proxy | Management | For | For |
9 | Transact Other Business (Voting) | Management | For | Against |
LIBERTY GLOBAL PLC Meeting Date: FEB 24, 2015 Record Date: DEC 26, 2014 Meeting Type: SPECIAL | ||||
Ticker: LBTYK Security ID: G5480U120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | For |
2 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
LIBERTY GLOBAL PLC Meeting Date: FEB 24, 2015 Record Date: DEC 26, 2014 Meeting Type: SPECIAL | ||||
Ticker: LBTYK Security ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | For |
2 | Approve Management and Allocation Policies Relating to the Liberty Global Group and LiLAC Group | Management | For | For |
3 | Approve Share Consolidation | Management | For | For |
4 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
5 | Authorise Shares for Market Purchase | Management | For | For |
6 | Approve the Director Securities Purchase Proposal | Management | For | For |
7 | Approve Employee Savings-Related Share Purchase Plan | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
LIBERTY GLOBAL PLC Meeting Date: JUN 25, 2015 Record Date: APR 30, 2015 Meeting Type: ANNUAL | ||||
Ticker: LBTYK Security ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael T. Fries | Management | For | For |
2 | Elect Director Paul A. Gould | Management | For | For |
3 | Elect Director John C. Malone | Management | For | Against |
4 | Elect Director Larry E. Romrell | Management | For | Against |
5 | Approve Remuneration Report | Management | For | Against |
6 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
7 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
LOWE'S COMPANIES, INC. Meeting Date: MAY 29, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director James H. Morgan | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
LYONDELLBASELL INDUSTRIES NV Meeting Date: MAY 06, 2015 Record Date: APR 08, 2015 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robin Buchanan Supervisory Board | Management | For | For |
1b | Elect Stephen F. Cooper to Supervisory Board | Management | For | For |
1c | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1d | Elect Robert G. Gwin to Supervisory Board | Management | For | For |
2a | Elect Kevin W. Brown to Management Board | Management | For | For |
2b | Elect Jeffrey A. Kaplan to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.80 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Board to Issue Shares up to 20 Percent of Authorized Capital | Management | For | For |
11 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 21, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang of Monkton | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Maria Silvia Bastos Marques | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MATTERHORN MOBILE HLDG 144A 6.75% NOTES DUE MAY 15, 2019 Meeting Date: JAN 08, 2015 Record Date: JAN 08, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 5779949A6 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect to Consent to the Proposed Amendments. | Management | N/A | Yes |
MATTERHORN MOBILE SA 5.38% NOTES DUE MAY 15, 2019 Meeting Date: JAN 08, 2015 Record Date: JAN 08, 2015 Meeting Type: CONSENT | ||||
Ticker: Security ID: 5779949C2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent Granted - Event or proposal approved. | Management | N/A | Yes |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 20, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Nelson Peltz | Management | For | For |
1h | Elect Director Fredric G. Reynolds | Management | For | For |
1i | Elect Director Irene B. Rosenfeld | Management | For | For |
1j | Elect Director Patrick T. Siewert | Management | For | For |
1k | Elect Director Ruth J. Simmons | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
O'REILLY AUTOMOTIVE, INC. Meeting Date: MAY 05, 2015 Record Date: FEB 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: ORLY Security ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David O'Reilly | Management | For | For |
1.2 | Elect Director Charlie O'Reilly | Management | For | For |
1.3 | Elect Director Larry O'Reilly | Management | For | For |
1.4 | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
1.5 | Elect Director Jay D. Burchfield | Management | For | For |
1.6 | Elect Director Thomas T. Hendrickson | Management | For | For |
1.7 | Elect Director Paul R. Lederer | Management | For | For |
1.8 | Elect Director John R. Murphy | Management | For | For |
1.9 | Elect Director Ronald Rashkow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Claw-back Statements under Restatements | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 01, 2015 Record Date: MAR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director William R. Klesse | Management | For | For |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
7 | Report on Methane and Flaring Emissions Management and Reduction Targets | Shareholder | Against | Against |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
PENTAIR PLC Meeting Date: MAY 05, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: PNR Security ID: G7S00T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glynis A. Bryan | Management | For | For |
1b | Elect Director Jerry W. Burris | Management | For | For |
1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
1d | Elect Director Jacques Esculier | Management | For | For |
1e | Elect Director T. Michael Glenn | Management | For | For |
1f | Elect Director David H. Y. Ho | Management | For | For |
1g | Elect Director Randall J. Hogan | Management | For | For |
1h | Elect Director David A. Jones | Management | For | For |
1i | Elect Director Ronald L. Merriman | Management | For | For |
1j | Elect Director William T. Monahan | Management | For | For |
1k | Elect Director Billie Ida Williamson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Authorize General Meetings Outside the Republic of Ireland | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
PEPSICO, INC. Meeting Date: MAY 06, 2015 Record Date: FEB 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Rona A. Fairhead | Management | For | For |
1.6 | Elect Director Richard W. Fisher | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director William R. Johnson | Management | For | For |
1.9 | Elect Director Indra K. Nooyi | Management | For | For |
1.10 | Elect Director David C. Page | Management | For | For |
1.11 | Elect Director Robert C. Pohlad | Management | For | For |
1.12 | Elect Director Lloyd G. Trotter | Management | For | For |
1.13 | Elect Director Daniel Vasella | Management | For | For |
1.14 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Establish a Board Committee on Sustainability | Shareholder | Against | Against |
5 | Pro-Rata Vesting of Equity Awards | Shareholder | Against | For |
6 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Against |
PERRIGO COMPANY PLC Meeting Date: NOV 04, 2014 Record Date: SEP 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: PRGO Security ID: G97822103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Gary M. Cohen | Management | For | For |
1.3 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.4 | Elect Director David T. Gibbons | Management | For | Against |
1.5 | Elect Director Ran Gottfried | Management | For | For |
1.6 | Elect Director Ellen R. Hoffing | Management | For | For |
1.7 | Elect Director Michael J. Jandernoa | Management | For | Against |
1.8 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
1.9 | Elect Director Herman Morris, Jr. | Management | For | For |
1.10 | Elect Director Donal O'Connor | Management | For | For |
1.11 | Elect Director Joseph C. Papa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Approve Creation of Distributable Reserves | Management | For | For |
PFIZER INC. Meeting Date: APR 23, 2015 Record Date: FEB 25, 2015 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | Against |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Shantanu Narayen | Management | For | For |
1.7 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.8 | Elect Director Ian C. Read | Management | For | For |
1.9 | Elect Director Stephen W. Sanger | Management | For | For |
1.10 | Elect Director James C. Smith | Management | For | For |
1.11 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
PG&E CORPORATION Meeting Date: MAY 04, 2015 Record Date: MAR 05, 2015 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Anne Shen Smith | Management | For | For |
1.12 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 06, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Werner Geissler | Management | For | For |
1.5 | Elect Director Jennifer Li | Management | For | For |
1.6 | Elect Director Jun Makihara | Management | For | For |
1.7 | Elect Director Sergio Marchionne | Management | For | Against |
1.8 | Elect Director Kalpana Morparia | Management | For | For |
1.9 | Elect Director Lucio A. Noto | Management | For | For |
1.10 | Elect Director Frederik Paulsen | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Against |
RANGE RESOURCES CORPORATION Meeting Date: MAY 19, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: RRC Security ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony V. Dub | Management | For | For |
1b | Elect Director V. Richard Eales | Management | For | For |
1c | Elect Director Allen Finkelson | Management | For | For |
1d | Elect Director James M. Funk | Management | For | For |
1e | Elect Director Christopher A. Helms | Management | For | For |
1f | Elect Director Jonathan S. Linker | Management | For | For |
1g | Elect Director Mary Ralph Lowe | Management | For | For |
1h | Elect Director Kevin S. McCarthy | Management | For | For |
1i | Elect Director John H. Pinkerton | Management | For | For |
1j | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
ROPER TECHNOLOGIES, INC. Meeting Date: MAY 29, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL | ||||
Ticker: ROP Security ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
1.2 | Elect Director Robert D. Johnson | Management | For | For |
1.3 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.5 | Elect Director Laura G. Thatcher | Management | For | For |
1.6 | Elect Director Richard F. Wallman | Management | For | For |
1.7 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
SBA COMMUNICATIONS CORPORATION Meeting Date: MAY 21, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL | ||||
Ticker: SBAC Security ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian C. Carr | Management | For | For |
1b | Elect Director Mary S. Chan | Management | For | For |
1c | Elect Director George R. Krouse, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Proxy Access | Shareholder | Against | For |
SCHAEFFLER FINANCE 7.75% 144A NOTES DUE FEBRUARY 15, 2017 Meeting Date: OCT 09, 2014 Record Date: OCT 09, 2014 Meeting Type: CONSENT | ||||
Ticker: Security ID: 806261AC7 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consent granted. | Management | N/A | Take No Action |
SEAGATE TECHNOLOGY PLC Meeting Date: OCT 22, 2014 Record Date: AUG 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: STX Security ID: G7945M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Luczo | Management | For | For |
1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1c | Elect Director Michael R. Cannon | Management | For | For |
1d | Elect Director Mei-Wei Cheng | Management | For | For |
1e | Elect Director William T. Coleman | Management | For | For |
1f | Elect Director Jay L. Geldmacher | Management | For | For |
1g | Elect Director Kristen M. Onken | Management | For | For |
1h | Elect Director Chong Sup Park | Management | For | For |
1i | Elect Director Gregorio Reyes | Management | For | For |
1j | Elect Director Stephanie Tilenius | Management | For | For |
1k | Elect Director Edward J. Zander | Management | For | For |
2 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SENSATA TECHNOLOGIES HOLDING N.V. Meeting Date: MAY 21, 2015 Record Date: APR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: ST Security ID: N7902X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas Wroe, Jr. as Director | Management | For | For |
1.2 | Elect Martha Sullivan as Director | Management | For | For |
1.3 | Elect Lewis B. Campbell as Director | Management | For | For |
1.4 | Elect Paul Edgerley as Director | Management | For | For |
1.5 | Elect James E. Heppelmann as Director | Management | For | For |
1.6 | Elect Michael J. Jacobson as Director | Management | For | For |
1.7 | Elect Charles W. Peffer as Director | Management | For | For |
1.8 | Elect Kirk P. Pond as Director | Management | For | For |
1.9 | Elect Andrew Teich as Director | Management | For | For |
1.10 | Elect Stephen Zide as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Financial Statements and Statutory Reports for Fiscal Year 2014 | Management | For | For |
4 | Approve Discharge of Board and President | Management | For | For |
5 | Approve Non-Executive Board Fees for Membership of the Finance Committee | Management | For | For |
6 | Grant Board Authority to Repurchase Shares | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STATE STREET CORPORATION Meeting Date: MAY 20, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Kennett F. Burnes | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director William C. Freda | Management | For | For |
1f | Elect Director Linda A. Hill | Management | For | For |
1g | Elect Director Joseph L. Hooley | Management | For | For |
1h | Elect Director Robert S. Kaplan | Management | For | For |
1i | Elect Director Richard P. Sergel | Management | For | For |
1j | Elect Director Ronald L. Skates | Management | For | For |
1k | Elect Director Gregory L. Summe | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SUBURBAN PROPANE 7.375% NOTES DUE MARCH 15, 2020 Meeting Date: FEB 12, 2015 Record Date: FEB 11, 2015 Meeting Type: CONSENT AND TENDER | ||||
Ticker: Security ID: 864486AC9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and Consent prior to the Consent Payment Deadline to receive the Total Consideration, which includes the Consent Payment. | Management | N/A | Yes |
TD AMERITRADE HOLDING CORPORATION Meeting Date: FEB 12, 2015 Record Date: DEC 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMTD Security ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Edmund Clark | Management | For | For |
1.2 | Elect Director Karen E. Maidment | Management | For | For |
1.3 | Elect Director Mark L. Mitchell | Management | For | For |
1.4 | Elect Director Fredric J. Tomczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 16, 2015 Record Date: FEB 17, 2015 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Ronald Kirk | Management | For | For |
1f | Elect Director Pamela H. Patsley | Management | For | For |
1g | Elect Director Robert E. Sanchez | Management | For | For |
1h | Elect Director Wayne R. Sanders | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 14, 2015 Record Date: FEB 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: BK Security ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.2 | Elect Director Joseph J. Echevarria | Management | For | For |
1.3 | Elect Director Edward P. Garden | Management | For | For |
1.4 | Elect Director Jeffrey A. Goldstein | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director John M. Hinshaw | Management | For | For |
1.7 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
1.8 | Elect Director Richard J. Kogan | Management | For | For |
1.9 | Elect Director John A. Luke, Jr. | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott, III | Management | For | For |
1.14 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
THE BOEING COMPANY Meeting Date: APR 27, 2015 Record Date: FEB 26, 2015 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Kenneth M. Duberstein | Management | For | For |
1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1e | Elect Director Lawrence W. Kellner | Management | For | For |
1f | Elect Director Edward M. Liddy | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Susan C. Schwab | Management | For | For |
1i | Elect Director Ronald A. Williams | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 14, 2014 Record Date: AUG 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
6 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 20, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. Meeting Date: NOV 19, 2014 Record Date: OCT 17, 2014 Meeting Type: SPECIAL | ||||
Ticker: TRW Security ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
TWENTY-FIRST CENTURY FOX, INC. Meeting Date: NOV 12, 2014 Record Date: SEP 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: FOXA Security ID: 90130A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director K. Rupert Murdoch | Management | For | For |
1b | Elect Director Lachlan K. Murdoch | Management | For | For |
1c | Elect Director Delphine Arnault | Management | For | For |
1d | Elect Director James W. Breyer | Management | For | For |
1e | Elect Director Chase Carey | Management | For | For |
1f | Elect Director David F. DeVoe | Management | For | For |
1g | Elect Director Viet Dinh | Management | For | For |
1h | Elect Director Roderick I. Eddington | Management | For | For |
1i | Elect Director James R. Murdoch | Management | For | For |
1j | Elect Director Jacques Nasser | Management | For | For |
1k | Elect Director Robert S. Silberman | Management | For | For |
1l | Elect Director Tidjane Thiam | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
TYCO INTERNATIONAL LTD. Meeting Date: SEP 09, 2014 Record Date: JUL 25, 2014 Meeting Type: SPECIAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Jurisdiction of Incorporation [from Switzerland to Ireland] | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
TYCO INTERNATIONAL PUBLIC LIMITED COMPANY Meeting Date: MAR 04, 2015 Record Date: JAN 05, 2015 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: G91442106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward D. Breen | Management | For | For |
1b | Elect Director Herman E. Bulls | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Frank M. Drendel | Management | For | For |
1e | Elect Director Brian Duperreault | Management | For | For |
1f | Elect Director Rajiv L. Gupta | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Brendan R. O'Neill | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Sandra S. Wijnberg | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
2a | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 27, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John V. Faraci | Management | For | For |
1b | Elect Director Jean-Pierre Garnier | Management | For | For |
1c | Elect Director Gregory J. Hayes | Management | For | For |
1d | Elect Director Edward A. Kangas | Management | For | For |
1e | Elect Director Ellen J. Kullman | Management | For | For |
1f | Elect Director Marshall O. Larsen | Management | For | For |
1g | Elect Director Harold McGraw, III | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director H. Patrick Swygert | Management | For | For |
1j | Elect Director Andre Villeneuve | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 01, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change State of Incorporation from Minnesota to Delaware | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
VANTIV, INC. Meeting Date: APR 28, 2015 Record Date: MAR 03, 2015 Meeting Type: ANNUAL | ||||
Ticker: VNTV Security ID: 92210H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Drucker | Management | For | For |
1.2 | Elect Director David Mussafer | Management | For | For |
1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
1.4 | Elect Director Greg Carmichael | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VISA INC. Meeting Date: JAN 28, 2015 Record Date: DEC 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. Meeting Date: JUN 05, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Michael T. Duke | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Thomas W. Horton | Management | For | For |
1h | Elect Director Marissa A. Mayer | Management | For | For |
1i | Elect Director C. Douglas McMillon | Management | For | For |
1j | Elect Director Gregory B. Penner | Management | For | For |
1k | Elect Director Steven S. Reinemund | Management | For | For |
1l | Elect Director Kevin Y. Systrom | Management | For | For |
1m | Elect Director Jim C. Walton | Management | For | For |
1n | Elect Director S. Robson Walton | Management | For | For |
1o | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
6 | Provide Proxy Access Right | Shareholder | Against | For |
7 | Adopt Quantitative GHG Goals for Maritime Shipping | Shareholder | Against | Against |
8 | Report on Incentive Compensation Plans | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | For |
WESTERN DIGITAL CORPORATION Meeting Date: NOV 05, 2014 Record Date: SEP 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: WDC Security ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director Michael D. Lambert | Management | For | For |
1d | Elect Director Len J. Lauer | Management | For | For |
1e | Elect Director Matthew E. Massengill | Management | For | For |
1f | Elect Director Stephen D. Milligan | Management | For | For |
1g | Elect Director Thomas E. Pardun | Management | For | For |
1h | Elect Director Paula A. Price | Management | For | For |
1i | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ZOETIS INC. Meeting Date: MAY 01, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: ZTS Security ID: 98978V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanjay Khosla | Management | For | For |
1.2 | Elect Director Willie M. Reed | Management | For | For |
1.3 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
END NPX REPORT