Capital Appreciation Fund | 07/01/2013 to 06/30/2014 |
ICA File Number: 811-4519 |
Registrant Name: T. Rowe Price Capital Appreciation Fund |
Reporting Period: 07/01/2013 - 06/30/2014 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-4519 |
T. Rowe Price Capital Appreciation Fund |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Edward C. Bernard |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (410) 345-3577 |
Date of fiscal year end: 12/31 |
Date of reporting period: 07/01/2013 to 06/30/2014 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Capital Appreciation Fund |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 29, 2014 |
Capital Appreciation Fund
ACCENTURE PLC Meeting Date: JAN 30, 2014 Record Date: DEC 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Director Jaime Ardila | Management | For | For |
2b | Elect Director Charles H. Giancarlo | Management | For | For |
2c | Elect Director William L. Kimsey | Management | For | For |
2d | Elect Director Blythe J. McGarvie | Management | For | For |
2e | Elect Director Mark Moody-Stuart | Management | For | For |
2f | Elect Director Pierre Nanterme | Management | For | For |
2g | Elect Director Gilles C. Pelisson | Management | For | For |
2h | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACTUANT CORPORATION Meeting Date: JAN 14, 2014 Record Date: NOV 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: ATU Security ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Thomas J. Fischer | Management | For | For |
1.4 | Elect Director Mark E. Goldstein | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter, Jr. | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: AGN Security ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Trevor M. Jones | Management | For | For |
1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1f | Elect Director Peter J. McDonnell | Management | For | For |
1g | Elect Director Timothy D. Proctor | Management | For | For |
1h | Elect Director Russell T. Ray | Management | For | For |
1i | Elect Director Henri A. Termeer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMSTED INDUSTRIES 8.125% 144A NOTES DUE MARCH 17, 2010 Meeting Date: MAR 04, 2014 Record Date: Meeting Type: CONSENT AND TENDER | ||||
Ticker: N/A Security ID: 032177AD9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and consent prior to the early deadline. | Management | N/A | YES |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Charles W. Goodyear | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Eric D. Mullins | Management | For | For |
1i | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
APACHE CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
3 | Elect Director Amy H. Nelson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
AUTOZONE, INC. Meeting Date: DEC 18, 2013 Record Date: OCT 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVON PRODUCTS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: AVP Security ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas R. Conant | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | Withhold |
1.3 | Elect Director V. Ann Hailey | Management | For | Withhold |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | Withhold |
1.6 | Elect Director Sara Mathew | Management | For | For |
1.7 | Elect Director Sheri McCoy | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | Withhold |
1.10 | Elect Director Paula Stern | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
5 | Report on Safer Substitutes for Product Ingredients | Shareholder | Against | Against |
CONCHO RESOURCES INC. Meeting Date: JUN 05, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: CXO Security ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter, III | Management | For | For |
1.3 | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 30, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Dale N. Hatfield | Management | For | For |
1c | Elect Director Lee W. Hogan | Management | For | For |
1d | Elect Director Robert F. McKenzie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVS CAREMARK CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANAHER CORPORATION Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: DHR Security ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Linda Hefner Filler | Management | For | For |
1.4 | Elect Director Teri List-Stoll | Management | For | For |
1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.6 | Elect Director Mitchell P. Rales | Management | For | For |
1.7 | Elect Director Steven M. Rales | Management | For | For |
1.8 | Elect Director John T. Schwieters | Management | For | For |
1.9 | Elect Director Alan G. Spoon | Management | For | For |
1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DAVITA HEALTHCARE PARTNERS INC. Meeting Date: JUN 17, 2014 Record Date: APR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DVA Security ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pamela M. Arway | Management | For | For |
1b | Elect Director Charles G. Berg | Management | For | For |
1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
1d | Elect Director Paul J. Diaz | Management | For | For |
1e | Elect Director Peter T. Grauer | Management | For | For |
1f | Elect Director Robert J. Margolis | Management | For | For |
1g | Elect Director John M. Nehra | Management | For | For |
1h | Elect Director William L. Roper | Management | For | For |
1i | Elect Director Kent J. Thiry | Management | For | For |
1j | Elect Director Roger J. Valine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 03, 2014 Record Date: FEB 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Elect John A. Krol as a Director | Management | For | For |
1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DENTSPLY INTERNATIONAL INC. Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: XRAY Security ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael C. Alfano | Management | For | For |
1b | Elect Director Eric K. Brandt | Management | For | For |
1c | Elect Director William F. Hecht | Management | For | For |
1d | Elect Director Francis J. Lunger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOLLAR TREE, INC. Meeting Date: JUN 19, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLTR Security ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.3 | Elect Director Mary Anne Citrino | Management | For | For |
1.4 | Elect Director H. Ray Compton | Management | For | For |
1.5 | Elect Director Conrad M. Hall | Management | For | For |
1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
1.7 | Elect Director J. Douglas Perry | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders III | Management | For | For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
EDISON INTERNATIONAL Meeting Date: APR 24, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: EIX Security ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova - RESIGNED | Management | None | None |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.8 | Elect Director Linda G. Stuntz | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Ellen O. Tauscher | Management | For | For |
1.11 | Elect Director Peter J. Taylor | Management | For | For |
1.12 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ENTERGY CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: ETR Security ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director Leo P. Denault | Management | For | For |
1c | Elect Director Kirkland H. Donald | Management | For | For |
1d | Elect Director Gary W. Edwards | Management | For | For |
1e | Elect Director Alexis M. Herman | Management | For | For |
1f | Elect Director Donald C. Hintz | Management | For | For |
1g | Elect Director Stuart L. Levenick | Management | For | For |
1h | Elect Director Blanche Lambert Lincoln | Management | For | For |
1i | Elect Director Stewart C. Myers | Management | For | For |
1j | Elect Director W.J. 'Billy' Tauzin | Management | For | For |
1k | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Decommission Indian Point Nuclear Reactors | Shareholder | Against | Against |
5 | Report on Major Nuclear Safety Concerns and NRC Actions | Shareholder | Against | Against |
FISERV, INC. Meeting Date: MAY 28, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: FISV Security ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Denis J. O'Leary | Management | For | For |
1.4 | Elect Director Glenn M. Renwick | Management | For | For |
1.5 | Elect Director Kim M. Robak | Management | For | For |
1.6 | Elect Director Doyle R. Simons | Management | For | For |
1.7 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
GENERAL MILLS, INC. Meeting Date: SEP 24, 2013 Record Date: JUL 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director R. Kerry Clark | Management | For | For |
1c | Elect Director Paul Danos | Management | For | For |
1d | Elect Director William T. Esrey | Management | For | For |
1e | Elect Director Raymond V. Gilmartin | Management | For | For |
1f | Elect Director Judith Richards Hope | Management | For | For |
1g | Elect Director Heidi G. Miller | Management | For | For |
1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1i | Elect Director Steve Odland | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
1k | Elect Director Michael D. Rose | Management | For | For |
1l | Elect Director Robert L. Ryan | Management | For | For |
1m | Elect Director Dorothy A. Terrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Responsibility for Post-Consumer Product Packaging | Shareholder | Against | Against |
GOOGLE INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
HENRY SCHEIN, INC. Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: HSIC Security ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | For |
1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
1.3 | Elect Director James P. Breslawski | Management | For | For |
1.4 | Elect Director Mark E. Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J. Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J. Kabat | Management | For | For |
1.9 | Elect Director Philip A. Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S. Matthews | Management | For | For |
1.12 | Elect Director Carol Raphael | Management | For | For |
1.13 | Elect Director E. Dianne Rekow | Management | For | For |
1.14 | Elect Director Bradley T. Sheares | Management | For | For |
1.15 | Elect Director Louis W. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HUMANA INC. Meeting Date: APR 29, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: HUM Security ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Bruce D. Broussard | Management | For | For |
1c | Elect Director Frank A. D'Amelio | Management | For | For |
1d | Elect Director W. Roy Dunbar | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director William J. McDonald | Management | For | For |
1g | Elect Director William E. Mitchell | Management | For | For |
1h | Elect Director David B. Nash | Management | For | For |
1i | Elect Director James J. O'Brien | Management | For | For |
1j | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 29, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: IBM Security ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | Against |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
INVESCO LTD. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: IVZ Security ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Denis Kessler | Management | For | For |
2.2 | Elect Director G. Richard ('Rick') Wagoner, Jr. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED Meeting Date: MAY 29, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: IRM Security ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ted R. Antenucci | Management | For | For |
1b | Elect Director Pamela M. Arway | Management | For | For |
1c | Elect Director Clarke H. Bailey | Management | For | For |
1d | Elect Director Kent P. Dauten | Management | For | For |
1e | Elect Director Paul F. Deninger | Management | For | For |
1f | Elect Director Per-Kristian Halvorsen | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director William L. Meaney | Management | For | For |
1i | Elect Director Walter C. Rakowich | Management | For | For |
1j | Elect Director Vincent J. Ryan | Management | For | Against |
1k | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. Meeting Date: JAN 29, 2014 Record Date: NOV 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Raymond L. Conner | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Alex A. Molinaroli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
L BRANDS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: LB Security ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donna A. James | Management | For | For |
1.2 | Elect Director Jeffrey H. Miro | Management | For | For |
1.3 | Elect Director Michael G. Morris | Management | For | For |
1.4 | Elect Director Raymond Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
LIBERTY GLOBAL PLC Meeting Date: JUN 26, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LBTYK Security ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Miranda Curtis | Management | For | Against |
2 | Elect Director John W. Dick | Management | For | For |
3 | Elect Director J.C. Sparkman | Management | For | For |
4 | Elect Director J. David Wargo | Management | For | For |
5 | Approve Remuneration Policy | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Remuneration Report | Management | For | Against |
9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
LOWE'S COMPANIES, INC. Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Against |
M&T BANK CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MTB Security ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | Withhold |
1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.9 | Elect Director Richard G. King | Management | For | For |
1.10 | Elect Director Jorge G. Pereira | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Steven A. Mills | Management | For | For |
1g | Elect Director Bruce P. Nolop | Management | For | For |
1h | Elect Director Marc D. Oken | Management | For | For |
1i | Elect Director Morton O. Schapiro | Management | For | For |
1j | Elect Director Adele Simmons | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION Meeting Date: JUL 31, 2013 Record Date: JUN 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: MCK Security ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director John H. Hammergren | Management | For | For |
1d | Elect Director Alton F. Irby, III | Management | For | For |
1e | Elect Director M. Christine Jacobs | Management | For | For |
1f | Elect Director Marie L. Knowles | Management | For | For |
1g | Elect Director David M. Lawrence | Management | For | For |
1h | Elect Director Edward A. Mueller | Management | For | For |
1i | Elect Director Jane E. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Nelson Peltz | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Irene B. Rosenfeld | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Ruth J. Simmons | Management | For | For |
1k | Elect Director Ratan N. Tata | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
NESTLE SA Meeting Date: APR 10, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
5.1b | Reelect Paul Bulcke as Director | Management | For | For |
5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
5.1e | Reelect Beat Hess as Director | Management | For | For |
5.1f | Reelect Daniel Borel as Director | Management | For | For |
5.1g | Reelect Steven Hoch as Director | Management | For | For |
5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
5.1i | Reelect Titia de Lange as Director | Management | For | For |
5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
5.1k | Reelect Ann Veneman as Director | Management | For | For |
5.1l | Reelect Henri de Castries as Director | Management | For | For |
5.1m | Reelect Eva Cheng as Director | Management | For | For |
5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
5.4 | Ratify KMPG SA as Auditors | Management | For | For |
5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
NXP SEMICONDUCTORS NV Meeting Date: OCT 10, 2013 Record Date: SEP 12, 2013 Meeting Type: SPECIAL | ||||
Ticker: NXPI Security ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Elect M. Helmes as Non-Executive Director | Management | For | For |
2b | Elect J. Southern as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
NXP SEMICONDUCTORS NV Meeting Date: MAR 28, 2014 Record Date: FEB 28, 2014 Meeting Type: SPECIAL | ||||
Ticker: NXPI Security ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
NXP SEMICONDUCTORS NV Meeting Date: MAY 20, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: NXPI Security ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
O'REILLY AUTOMOTIVE, INC. Meeting Date: MAY 06, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: ORLY Security ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Larry O'Reilly | Management | For | For |
1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
1d | Elect Director Jay D. Burchfield | Management | For | For |
1e | Elect Director Thomas T. Hendrickson | Management | For | For |
1f | Elect Director Paul R. Lederer | Management | For | For |
2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
ORACLE CORPORATION Meeting Date: OCT 31, 2013 Record Date: SEP 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: ORCL Security ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Establish Human Rights Committee | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | Against |
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | Against |
PEPSICO, INC. Meeting Date: MAY 07, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | Against |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Ian M. Cook | Management | For | Against |
1d | Elect Director Dina Dublon | Management | For | Against |
1e | Elect Director Rona A. Fairhead | Management | For | For |
1f | Elect Director Ray L. Hunt | Management | For | Against |
1g | Elect Director Alberto Ibarguen | Management | For | Against |
1h | Elect Director Indra K. Nooyi | Management | For | Against |
1i | Elect Director Sharon Percy Rockefeller | Management | For | Against |
1j | Elect Director James J. Schiro | Management | For | Against |
1k | Elect Director Lloyd G. Trotter | Management | For | Against |
1l | Elect Director Daniel Vasella | Management | For | Against |
1m | Elect Director Alberto Weisser | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PFIZER INC. Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | Against |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 07, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Jennifer Li | Management | For | For |
1.5 | Elect Director Sergio Marchionne | Management | For | For |
1.6 | Elect Director Kalpana Morparia | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Robert B. Polet | Management | For | For |
1.9 | Elect Director Carlos Slim Helu | Management | For | For |
1.10 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Against |
PIONEER NATURAL RESOURCES COMPANY Meeting Date: MAY 28, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: PXD Security ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Dove | Management | For | For |
1.2 | Elect Director Stacy P. Methvin | Management | For | For |
1.3 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
1.4 | Elect Director Frank A. Risch | Management | For | For |
1.5 | Elect Director Edison C. Buchanan | Management | For | For |
1.6 | Elect Director Larry R. Grillot | Management | For | For |
1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
1.8 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
RANGE RESOURCES CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: RRC Security ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony V. Dub | Management | For | For |
1b | Elect Director V. Richard Eales | Management | For | For |
1c | Elect Director Allen Finkelson | Management | For | For |
1d | Elect Director James M. Funk | Management | For | For |
1e | Elect Director Jonathan S. Linker | Management | For | For |
1f | Elect Director Mary Ralph Lowe | Management | For | For |
1g | Elect Director Kevin S. McCarthy | Management | For | For |
1h | Elect Director John H. Pinkerton | Management | For | For |
1i | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Methane Emissions Reduction Targets and Measure Progress | Shareholder | Against | Against |
ROPER INDUSTRIES, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: ROP Security ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Wallman | Management | For | For |
1.2 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SBA COMMUNICATIONS CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SBAC Security ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven E. Bernstein | Management | For | For |
1b | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMON PROPERTY GROUP, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SPG Security ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
1.2 | Elect Director Larry C. Glasscock | Management | For | For |
1.3 | Elect Director Karen N. Horn | Management | For | For |
1.4 | Elect Director Allan Hubbard | Management | For | For |
1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
1.6 | Elect Director Daniel C. Smith | Management | For | For |
1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Kennett F. Burnes | Management | For | For |
1c | Elect Director Peter Coym | Management | For | For |
1d | Elect Director Patrick de Saint-Aignan | Management | For | For |
1e | Elect Director Amelia C. Fawcett | Management | For | For |
1f | Elect Director Linda A. Hill | Management | For | For |
1g | Elect Director Joseph L. Hooley | Management | For | For |
1h | Elect Director Robert S. Kaplan | Management | For | For |
1i | Elect Director Richard P. Sergel | Management | For | For |
1j | Elect Director Ronald L. Skates | Management | For | For |
1k | Elect Director Gregory L. Summe | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUBURBAN PROPANE PARTNERS 7.5% NOTES DUE OCTOBER 1, 2018 Meeting Date: MAY 13, 2014 Record Date: Meeting Type: CONSENT AND TENDER | ||||
Ticker: N/A Security ID: 864486AE5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Tender and consent prior to the early deadline. | Management | N/A | NO |
TD AMERITRADE HOLDING CORPORATION Meeting Date: FEB 12, 2014 Record Date: DEC 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMTD Security ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan W. Cook, III | Management | For | For |
1.2 | Elect Director Joseph H. Moglia | Management | For | For |
1.3 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD. Meeting Date: MAR 04, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Juergen W. Gromer | Management | For | For |
1c | Elect Director William A. Jeffrey | Management | For | For |
1d | Elect Director Thomas J. Lynch | Management | For | For |
1e | Elect Director Yong Nam | Management | For | For |
1f | Elect Director Daniel J. Phelan | Management | For | For |
1g | Elect Director Frederic M. Poses | Management | For | For |
1h | Elect Director Lawrence S. Smith | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director David P. Steiner | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
10 | Approve Declaration of Dividend | Management | For | For |
11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | For |
12 | Approve Reduction of Share Capital | Management | For | For |
13 | Adjourn Meeting | Management | For | Against |
TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Ronald Kirk | Management | For | For |
1f | Elect Director Pamela H. Patsley | Management | For | For |
1g | Elect Director Robert E. Sanchez | Management | For | For |
1h | Elect Director Wayne R. Sanders | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
THE BOEING COMPANY Meeting Date: APR 28, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 08, 2013 Record Date: AUG 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WALT DISNEY COMPANY Meeting Date: MAR 18, 2014 Record Date: JAN 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: DIS Security ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 20, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. Meeting Date: MAY 13, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRW Security ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director David W. Meline | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | Against |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 28, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 02, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Directo Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
XCEL ENERGY INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Albert F. Moreno | Management | For | For |
1e | Elect Director Richard T. O'Brien | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
XL GROUP PLC Meeting Date: APR 25, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: XL Security ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Michael S. McGavick as Director | Management | For | For |
2.2 | Elect Anne Stevens as Director | Management | For | For |
2.3 | Elect John M. Vereker as Director | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Renew Director's Authority to Issue Shares | Management | For | For |
6 | Renew Director's Authority to Issue Shares for Cash | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
ZOETIS INC. Meeting Date: MAY 13, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: ZTS Security ID: 98978V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory Norden | Management | For | For |
1.2 | Elect Director Louise M. Parent | Management | For | For |
1.3 | Elect Director Robert W. Scully | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
END NPX REPORT