Capital Appreciation Fund | 07/01/2016 to 06/30/2017 |
ICA File Number: 811-4519 |
Registrant Name: T. Rowe Price Capital Appreciation Fund |
Reporting Period: 07/01/2016 - 06/30/2017 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-4519 |
T. Rowe Price Capital Appreciation Fund |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Ryan Nolan |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (410) 345-2000 |
Date of fiscal year end: 12/31 |
Date of reporting period: 07/01/2016 to 06/30/2017 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Capital Appreciation Fund |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 31, 2017 |
Capital Appreciation Fund ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/28/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Roxanne S. Austin Mgmt For For For 1.3 Elect Sally E. Blount Mgmt For For For 1.4 Elect Edward M. Liddy Mgmt For For For 1.5 Elect Nancy McKinstry Mgmt For For For 1.6 Elect Phebe N. Mgmt For For For Novakovic 1.7 Elect William A. Osborn Mgmt For For For 1.8 Elect Samuel C. Scott Mgmt For For For III 1.9 Elect Daniel J. Starks Mgmt For For For 1.10 Elect Glenn F. Tilton Mgmt For For For 1.11 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Approval of 2017 Mgmt For For For Incentive Stock Program 6 Employee Stock Mgmt For For For Purchase Plan for Non-U.S. Employees 7 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Adient plc Ticker Security ID: Meeting Date Meeting Status ADNT CUSIP G0084W101 03/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John M. Barth Mgmt For For For 2 Elect Julie L. Bushman Mgmt For For For 3 Elect Raymond L. Conner Mgmt For For For 4 Elect Richard A. Mgmt For For For Goodman 5 Elect Frederick A. Mgmt For Against Against Henderson 6 Elect R. Bruce McDonald Mgmt For For For 7 Elect Barb J. Mgmt For For For Samardzich 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Approval of the Mgmt For For For Material Terms of Performance Goals Under 2016 Plan ________________________________________________________________________________ Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Frank M. Clark, Mgmt For For For Jr. 4 Elect Betsy Z. Cohen Mgmt For For For 5 Elect Molly J. Coye Mgmt For For For 6 Elect Roger N. Farah Mgmt For For For 7 Elect Jeffrey E. Garten Mgmt For For For 8 Elect Ellen M. Hancock Mgmt For For For 9 Elect Richard J. Mgmt For For For Harrington 10 Elect Edward J. Ludwig Mgmt For For For 11 Elect Joseph P. Mgmt For For For Newhouse 12 Elect Olympia J. Snowe Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt N/A 1 Year N/A Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report ________________________________________________________________________________ Alphabet Inc. Ticker Security ID: Meeting Date Meeting Status GOOGL CUSIP 02079K305 06/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect Roger W. Mgmt For Withhold Against Ferguson, Jr. 1.6 Elect Diane B. Greene Mgmt For For For 1.7 Elect John L. Hennessy Mgmt For For For 1.8 Elect Ann Mather Mgmt For Withhold Against 1.9 Elect Alan R. Mulally Mgmt For For For 1.10 Elect Paul S. Otellini Mgmt For For For 1.11 Elect K. Ram Shriram Mgmt For For For 1.12 Elect Shirley M. Mgmt For Withhold Against Tilghman 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For Against Against Stock Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 9 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions Report 11 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 12 Shareholder Proposal ShrHoldr Against Against For Regarding False News ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald L. Baliles Mgmt For For For 2 Elect Martin J. Mgmt For For For Barrington 3 Elect John T. Casteen Mgmt For For For III 4 Elect Dinyar S. Devitre Mgmt For For For 5 Elect Thomas F. Mgmt For For For Farrell II 6 Elect Debra J. Mgmt For For For Kelly-Ennis 7 Elect W. Leo Kiely III Mgmt For For For 8 Elect Kathryn B. Mgmt For For For McQuade 9 Elect George Munoz Mgmt For For For 10 Elect Nabil Y. Sakkab Mgmt For For For 11 Elect Virginia E. Mgmt For For For Shanks 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Advertising ________________________________________________________________________________ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Daniel P. Mgmt For For For Huttenlocher 6 Elect Judith A. McGrath Mgmt For For For 7 Elect Jonathan J. Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For For For 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Elect Wendell P. Weeks Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 14 Amendment to the 1997 Mgmt For For For Stock Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Use of Criminal Background Checks in Hiring Decisions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability 17 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions ________________________________________________________________________________ American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 03027X100 05/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gustavo Lara Mgmt For For For Cantu 2 Elect Raymond P. Dolan Mgmt For For For 3 Elect Robert D. Hormats Mgmt For For For 4 Elect Craig Macnab Mgmt For For For 5 Elect JoAnn A. Reed Mgmt For For For 6 Elect Pamela D.A. Reeve Mgmt For For For 7 Elect David E. Sharbutt Mgmt For For For 8 Elect James D. Mgmt For For For Taiclet, Jr. 9 Elect Samme L. Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Kerry Clark Mgmt For For For 2 Elect Robert L. Dixon, Mgmt For For For Jr. 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Amendments to Articles Mgmt For For For to Allow Shareholders to Amend Bylaws 7 Approval of the 2017 Mgmt For For For Anthem Incentive Compensation Plan ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/28/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bell Mgmt For For For 2 Elect Timothy D. Cook Mgmt For For For 3 Elect Albert A. Gore Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Andrea Jung Mgmt For Against Against 6 Elect Arthur D. Mgmt For For For Levinson 7 Elect Ronald D. Sugar Mgmt For For For 8 Elect Susan L. Wagner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Donations 13 Shareholder Proposal ShrHoldr Against Against For Regarding Racial Diversity of Board and Management 14 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw 15 Shareholder Proposal ShrHoldr Against Against For Regarding Executive Compensation Reform 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age ________________________________________________________________________________ ARAMARK Ticker Security ID: Meeting Date Meeting Status ARMK CUSIP 03852U106 02/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric J. Foss Mgmt For For For 1.2 Elect Pierre-Olivier Mgmt For For For Beckers-Vieujant 1.3 Elect Lisa G. Bisaccia Mgmt For For For 1.4 Elect Richard W. Mgmt For For For Dreiling 1.5 Elect Irene M. Esteves Mgmt For For For 1.6 Elect Daniel J. Mgmt For For For Heinrich 1.7 Elect Sanjeev Mehra Mgmt For For For 1.8 Elect Patricia Morrison Mgmt For For For 1.9 Elect John A. Quelch Mgmt For For For 1.10 Elect Stephen I. Sadove Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 5 Amendment to the Mgmt For For For Senior Executive Performance Bonus Plan ________________________________________________________________________________ AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/14/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas H. Brooks Mgmt For For For 2 Elect Linda A. Mgmt For For For Goodspeed 3 Elect Sue E. Gove Mgmt For For For 4 Elect Earl G. Graves, Mgmt For For For Jr. 5 Elect Enderson Mgmt For For For Guimaraes 6 Elect J.R. Hyde III Mgmt For For For 7 Elect D. Bryan Jordan Mgmt For For For 8 Elect W. Andrew McKenna Mgmt For For For 9 Elect George R. Mgmt For For For Mrkonic, Jr. 10 Elect Luis P. Nieto Mgmt For For For 11 Elect William C. Mgmt For For For Rhodes III 12 Ratification of Auditor Mgmt For For For 13 Approval of Amended Mgmt For For For Executive Stock Purchase Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/14/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Director Douglas Mgmt For For For H. Brooks 1.2 Elect Director Linda Mgmt For For For A. Goodspeed 1.3 Elect Director Sue E. Mgmt For For For Gove 1.4 Elect Director Earl G. Mgmt For For For Graves, Jr. 1.5 Elect Director Mgmt For For For Enderson Guimaraes 1.6 Elect Director J. R. Mgmt For For For Hyde, III 1.7 Elect Director D. Mgmt For For For Bryan Jordan 1.8 Elect Director W. Mgmt For For For Andrew McKenna 1.9 Elect Director George Mgmt For For For R. Mrkonic, Jr. 1.10 Elect Director Luis P. Mgmt For For For Nieto 1.11 Elect Director William Mgmt For For For C. Rhodes, III 2 Ratify Ernst & Young Mgmt For For For LLP as Auditors 3 Amend Nonqualified Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote to Mgmt For For For Ratify Named Executive Officers' Compensation ________________________________________________________________________________ Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda Z. Cook Mgmt For For For 2 Elect Nicholas M. Mgmt For For For Donofrio 3 Elect Joseph J. Mgmt For For For Echevarria 4 Elect Edward P. Garden Mgmt For For For 5 Elect Jeffrey A. Mgmt For For For Goldstein 6 Elect Gerald L. Hassell Mgmt For For For 7 Elect John M. Hinshaw Mgmt For For For 8 Elect Edmund F. Kelly Mgmt For For For 9 Elect John A. Luke, Jr. Mgmt For For For 10 Elect Jennifer B. Mgmt For For For Morgan 11 Elect Mark A. Mgmt For For For Nordenberg 12 Elect Elizabeth E. Mgmt For For For Robinson 13 Elect Samuel C. Scott Mgmt For For For III 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Voting Practices ________________________________________________________________________________ Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Catherine M. Mgmt For For For Burzik 3 Elect R. Andrew Eckert Mgmt For For For 4 Elect Vincent A. Mgmt For For For Forlenza 5 Elect Claire M. Fraser Mgmt For For For 6 Elect Christopher Jones Mgmt For For For 7 Elect Marshall O. Mgmt For For For Larsen 8 Elect Gary A. Mgmt For For For Mecklenburg 9 Elect James F. Orr Mgmt For For For 10 Elect Willard J. Mgmt For For For Overlock, Jr. 11 Elect Claire Pomeroy Mgmt For For For 12 Elect Rebecca W. Rimel Mgmt For For For 13 Elect Bertram L. Scott Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Biogen Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander J. Mgmt For For For Denner 2 Elect Caroline D. Dorsa Mgmt For For For 3 Elect Nancy L. Leaming Mgmt For For For 4 Elect Richard C. Mgmt For For For Mulligan 5 Elect Robert W. Pangia Mgmt For For For 6 Elect Stelios Mgmt For For For Papadopoulos 7 Elect Brian S. Posner Mgmt For For For 8 Elect Eric K. Rowinsky Mgmt For For For 9 Elect Lynn Schenk Mgmt For For For 10 Elect Stephen A. Mgmt For For For Sherwin 11 Elect Michel Vounatsos Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Approval of the 2017 Mgmt For For For Omnibus Equity Plan ________________________________________________________________________________ British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/26/2017 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Richard Burrows Mgmt For For For 7 Elect Nicandro Durante Mgmt For For For 8 Elect Susan J. Farr Mgmt For For For 9 Elect Ann F. Godbehere Mgmt For For For 10 Elect Savio Kwan Mgmt For For For 11 Elect Pedro Sampaio Mgmt For For For Malan 12 Elect Dimitri Mgmt For For For Panayotopoulos 13 Elect Kieran Poynter Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect Marion Helmes Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Canadian Natural Resources Limited Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine M. Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy W. Mgmt For For For Faithfull 1.4 Elect Gary A. Filmon Mgmt For For For 1.5 Elect Christopher L. Mgmt For For For Fong 1.6 Elect Gordon D. Giffin Mgmt For For For 1.7 Elect Wilfred A. Gobert Mgmt For For For 1.8 Elect Steve W. Laut Mgmt For For For 1.9 Elect Frank J. McKenna Mgmt For For For 1.10 Elect David A. Tuer Mgmt For For For 1.11 Elect Annette Mgmt For For For Verschuren 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cigna Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David M. Cordani Mgmt For For For 2 Elect Eric J. Foss Mgmt For For For 3 Elect Isaiah Harris, Mgmt For For For Jr. 4 Elect Jane E. Henney Mgmt For For For 5 Elect Roman Martinez IV Mgmt For For For 6 Elect Donna F. Zarcone Mgmt For For For 7 Elect William D. Mgmt For For For Zollars 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 10 Amendment to the Cigna Mgmt For For For Long-Term Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard M. Mgmt For For For Bracken 2 Elect C. David Brown II Mgmt For For For 3 Elect Alecia A. Mgmt For For For DeCoudreaux 4 Elect Nancy-Ann M. Mgmt For For For DeParle 5 Elect David W. Dorman Mgmt For For For 6 Elect Anne M. Finucane Mgmt For For For 7 Elect Larry J. Merlo Mgmt For For For 8 Elect Jean-Pierre Mgmt For For For Millon 9 Elect Mary L. Schapiro Mgmt For For For 10 Elect Richard J. Swift Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Elect Tony L. White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Approval of the 2017 Mgmt For For For Incentive Compensation Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay 19 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Renewable Energy Sourcing ________________________________________________________________________________ Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald J. Ehrlich Mgmt For For For 2 Elect Linda P. Hefner Mgmt For For For Filler 3 Elect Robert J. Hugin Mgmt For For For 4 Elect Thomas P. Joyce, Mgmt For For For Jr. 5 Elect Teri List-Stoll Mgmt For For For 6 Elect Walter G. Lohr, Mgmt For For For Jr. 7 Elect Mitchell P. Rales Mgmt For For For 8 Elect Steven M. Rales Mgmt For For For 9 Elect John T. Mgmt For For For Schwieters 10 Elect Alan G. Spoon Mgmt For For For 11 Elect Raymond C. Mgmt For For For Stevens 12 Elect Elias A. Zerhouni Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Mgmt For For For Omnibus Incentive Plan 15 Amendment to the 2007 Mgmt For For For Executive Incentive Compensation Plan 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 18 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Dr Pepper Snapple Group, Inc. Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 26138E109 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David E. Mgmt For For For Alexander 2 Elect Antonio Carrillo Mgmt For For For 3 Elect Jose M. Gutierrez Mgmt For For For 4 Elect Pamela H. Patsley Mgmt For For For 5 Elect Ronald G. Rogers Mgmt For For For 6 Elect Wayne R. Sanders Mgmt For For For 7 Elect Dunia A. Shive Mgmt For For For 8 Elect M. Anne Szostak Mgmt For For For 9 Elect Larry D. Young Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Pesticides ________________________________________________________________________________ DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerard M. Mgmt For For For Anderson 1.2 Elect David A. Brandon Mgmt For For For 1.3 Elect W. Frank Mgmt For For For Fountain, Jr. 1.4 Elect Charles G. Mgmt For For For McClure 1.5 Elect Gail J. McGovern Mgmt For For For 1.6 Elect Mark A. Murray Mgmt For For For 1.7 Elect James B. Mgmt For For For Nicholson 1.8 Elect Charles W. Mgmt For For For Pryor, Jr. 1.9 Elect Josue Robles, Jr. Mgmt For For For 1.10 Elect Ruth G. Shaw Mgmt For For For 1.11 Elect David A. Thomas Mgmt For For For 1.12 Elect James H. Mgmt For For For Vandenberghe 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on Company Climate Change Policies and Technological Advances ________________________________________________________________________________ Fidelity National Information Services, Inc. Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 05/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ellen R. Alemany Mgmt For For For 2 Elect Thomas M. Hagerty Mgmt For For For 3 Elect Keith W. Hughes Mgmt For For For 4 Elect David K. Hunt Mgmt For For For 5 Elect Stephan A. James Mgmt For For For 6 Elect Frank R. Martire Mgmt For For For 7 Elect Leslie M. Muma Mgmt For For For 8 Elect Gary A. Norcross Mgmt For For For 9 Elect James B. Mgmt For For For Stallings, Jr. 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Fiserv, Inc. Ticker Security ID: Meeting Date Meeting Status FISV CUSIP 337738108 05/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alison Davis Mgmt For For For 1.2 Elect John Y. Kim Mgmt For For For 1.3 Elect Dennis F. Lynch Mgmt For For For 1.4 Elect Denis J. O'Leary Mgmt For For For 1.5 Elect Glenn M. Renwick Mgmt For For For 1.6 Elect Kim M. Robak Mgmt For For For 1.7 Elect J.D. Sherman Mgmt For For For 1.8 Elect Doyle R. Simons Mgmt For For For 1.9 Elect Jeffery W. Yabuki Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw ________________________________________________________________________________ Fortive Corporation Ticker Security ID: Meeting Date Meeting Status FTV CUSIP 34959J108 06/06/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kate D. Mitchell Mgmt For For For 2 Elect Israel Ruiz Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/04/2017 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Emma Walmsley Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Patrick Vallance Mgmt For For For 7 Elect Sir Philip Mgmt For For For Hampton 8 Elect Sir Roy Anderson Mgmt For For For 9 Elect Manvinder S. Mgmt For For For Banga 10 Elect Simon Dingemans Mgmt For For For 11 Elect Lynn L. Elsenhans Mgmt For For For 12 Elect Jesse Goodman Mgmt For For For 13 Elect Judy C. Lewent Mgmt For For For 14 Elect Urs Rohner Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Exemption From Mgmt For For For Statement of Senior Auditor's Name 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 24 2017 Performance Share Mgmt For For For Plan 25 2017 Deferred Annual Mgmt For For For Bonus Plan 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/20/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kurt J. Hilzinger Mgmt For For For 2 Elect Bruce D. Mgmt For For For Broussard 3 Elect Frank A. D'Amelio Mgmt For For For 4 Elect W. Roy Dunbar Mgmt For For For 5 Elect David A. Jones Mgmt For For For Jr. 6 Elect William J. Mgmt For For For McDonald 7 Elect William E. Mgmt For For For Mitchell 8 Elect David B. Nash Mgmt For For For 9 Elect James J. O'Brien Mgmt For For For 10 Elect Marissa T. Mgmt For For For Peterson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Idex Corporation Ticker Security ID: Meeting Date Meeting Status IEX CUSIP 45167R104 04/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew K. Mgmt For For For Silvernail 1.2 Elect Katrina L. Mgmt For For For Helmkamp 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ IHS Inc. Ticker Security ID: Meeting Date Meeting Status IHS CUSIP 451734107 07/11/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Mgmt For For For Agreement 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Adjourn Meeting Mgmt For For For ________________________________________________________________________________ IHS Markit Ltd Ticker Security ID: Meeting Date Meeting Status INFO CUSIP G47567105 04/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ruann F. Ernst Mgmt For For For 1.2 Elect William E. Ford Mgmt For For For 1.3 Elect Balakrishnan S. Mgmt For For For Iyer 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2017 Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 01/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eve Burton Mgmt For For For 2 Elect Scott D. Cook Mgmt For For For 3 Elect Richard Dalzell Mgmt For For For 4 Elect Diane B. Greene Mgmt For For For 5 Elect Suzanne Nora Mgmt For For For Johnson 6 Elect Dennis D. Powell Mgmt For For For 7 Elect Brad D. Smith Mgmt For For For 8 Elect Raul Vazquez Mgmt For For For 9 Elect Jeff Weiner Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendments to the 2005 Mgmt For For For Equity Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Johnson Controls International plc Ticker Security ID: Meeting Date Meeting Status JCI CUSIP G51502105 03/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David P. Abney Mgmt For For For 2 Elect Natalie A. Black Mgmt For For For 3 Elect Michael E. Mgmt For For For Daniels 4 Elect Brian Duperreault Mgmt For For For 5 Elect Jeffrey A. Mgmt For For For Joerres 6 Elect Alex A. Mgmt For For For Molinaroli 7 Elect George R. Oliver Mgmt For For For 8 Elect Juan Pablo del Mgmt For For For Valle Perochena 9 Elect Jurgen Tinggren Mgmt For For For 10 Elect Mark P. Vergnano Mgmt For For For 11 Elect R. David Yost Mgmt For For For 12 Ratification of Mgmt For For For PricewaterhouseCoopers 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Set Price Mgmt For For For Range for Re-Issuance of Treasury Shares 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 18 Approve Performance Mgmt For For For Goals of 2012 Share and Incentive Plan 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 08/17/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Mgmt For For For Agreement 2 Adjourn Meeting Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Golden Parachutes ________________________________________________________________________________ Kraft Heinz Company Ticker Security ID: Meeting Date Meeting Status KHC CUSIP 500754106 04/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory E. Abel Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect Warren E. Buffett Mgmt For For For 4 Elect John T. Cahill Mgmt For For For 5 Elect Tracy Britt Cool Mgmt For For For 6 Elect Feroz Dewan Mgmt For For For 7 Elect Jeanne P. Jackson Mgmt For For For 8 Elect Jorge Paulo Mgmt For For For Lemann 9 Elect Mackey J. Mgmt For For For McDonald 10 Elect John C. Pope Mgmt For For For 11 Elect Marcel Herrmann Mgmt For For For Telles 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Reporting 15 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting On The Use of Non-Recyclable Packaging 16 Shareholder Proposal ShrHoldr Against Against For Regarding Deforestation and Human Rights Report ________________________________________________________________________________ LEVEL 3 FINANCING INC D01142015 5.625% 02012023 Ticker Security ID: Meeting Date Meeting Status N/A Cusip 527298BC6 11/10/2016 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consent to the N/A N/A For N/A proposed amendments ________________________________________________________________________________ LEVEL 3 FINANCING INC D11152014 5.375% 08152022 Ticker Security ID: Meeting Date Meeting Status N/A Cusip 527298BD4 11/10/2016 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consent to the N/A N/A For N/A proposed amendments ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 06/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For Withhold Against 1.2 Elect Angela F. Braly Mgmt For Withhold Against 1.3 Elect Sandra B. Cochran Mgmt For Withhold Against 1.4 Elect Laurie Z. Douglas Mgmt For Withhold Against 1.5 Elect Richard W. Mgmt For Withhold Against Dreiling 1.6 Elect Robert L. Johnson Mgmt For Withhold Against 1.7 Elect Marshall O. Mgmt For Withhold Against Larsen 1.8 Elect James H. Morgan Mgmt For Withhold Against 1.9 Elect Robert A. Niblock Mgmt For Withhold Against 1.10 Elect Bertram L. Scott Mgmt For Withhold Against 1.11 Elect Eric C. Wiseman Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Renewable Energy Sourcing ________________________________________________________________________________ Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony K. Mgmt For For For Anderson 2 Elect Oscar Fanjul Mgmt For For For Martin 3 Elect Daniel S. Glaser Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Deborah C. Mgmt For For For Hopkins 6 Elect Elaine La Roche Mgmt For For For 7 Elect Steven A. Mills Mgmt For For For 8 Elect Bruce P. Nolop Mgmt For For For 9 Elect Marc D. Oken Mgmt For For For 10 Elect Morton O. Mgmt For For For Schapiro 11 Elect Lloyd M. Yates Mgmt For For For 12 Elect R. David Yost Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles ________________________________________________________________________________ Mastercard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 06/27/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Mgmt For For For Haythornthwaite 2 Elect Ajay Banga Mgmt For For For 3 Elect Silvio Barzi Mgmt For For For 4 Elect David R. Carlucci Mgmt For For For 5 Elect Steven J. Mgmt For For For Freiberg 6 Elect Julius Mgmt For For For Genachowski 7 Elect Merit E. Janow Mgmt For For For 8 Elect Nancy J. Karch Mgmt For For For 9 Elect Oki Matsumoto Mgmt For For For 10 Elect Rima Qureshi Mgmt For For For 11 Elect Jose Octavio Mgmt For For For Reyes Lagunes 12 Elect Jackson P. Tai Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Approval of Material Mgmt For For For Terms under the 2006 Long-Term Incentive Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report ________________________________________________________________________________ Medtronic Plc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP G5960L103 12/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Craig Arnold Mgmt For For For 3 Elect Scott C. Donnelly Mgmt For For For 4 Elect Randall J. Hogan Mgmt For For For III 5 Elect Omar Ishrak Mgmt For For For 6 Elect Shirley Ann Mgmt For For For Jackson 7 Elect Michael O. Mgmt For For For Leavitt 8 Elect James T. Lenehan Mgmt For For For 9 Elect Elizabeth G. Mgmt For For For Nabel 10 Elect Denise M. O'Leary Mgmt For For For 11 Elect Kendall J. Powell Mgmt For For For 12 Elect Robert C. Pozen Mgmt For For For 13 Elect Preetha Reddy Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Adoption of Proxy Mgmt For For For Access 17 Amendments to Articles Mgmt For For For (Irish Companies Act 2014) 18 Technical Amendments Mgmt For For For to Memorandum of Association 19 Approve Board's Sole Mgmt For For For Authority to Determine Board Size ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CINS 594918104 11/30/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Teri L. Mgmt For For For List-Stoll 3 Elect G. Mason Morfit Mgmt For For For 4 Elect Satya Nadella Mgmt For For For 5 Elect Charles H. Noski Mgmt For For For 6 Elect Helmut G. W. Mgmt For For For Panke 7 Elect Sandra E. Mgmt For For For Peterson 8 Elect Charles W. Scharf Mgmt For For For 9 Elect John W. Stanton Mgmt For For For 10 Elect John W. Thompson Mgmt For For For 11 Elect Padmasree Warrior Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to Articles Mgmt For For For to Reduce the Ownership Threshold Required to Call a Special Meeting 15 Amendment to the 2001 Mgmt For For For Stock Plan and French Sub-Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw ________________________________________________________________________________ Mondelez International Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 609207105 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis W.K. Booth Mgmt For For For 2 Elect Charles E. Bunch Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Nelson Peltz Mgmt For For For 8 Elect Fredric G. Mgmt For For For Reynolds 9 Elect Irene B. Mgmt For For For Rosenfeld 10 Elect Christiana Shi Mgmt For For For 11 Elect Patrick T. Mgmt For For For Siewert 12 Elect Ruth J. Simmons Mgmt For For For 13 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting On The Use of Non-Recyclable Packaging 18 Shareholder Proposal ShrHoldr Against Against For Regarding Plant Closings ________________________________________________________________________________ O'Reilly Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP 67103H107 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David E. O'Reilly Mgmt For For For 2 Elect Charles H. Mgmt For For For O'Reilly, Jr. 3 Elect Larry P. O'Reilly Mgmt For For For 4 Elect Rosalie Mgmt For For For O'Reilly-Wooten 5 Elect Jay D. Burchfield Mgmt For For For 6 Elect Thomas T. Mgmt For For For Hendrickson 7 Elect Paul R. Lederer Mgmt For For For 8 Elect John Murphy Mgmt For For For 9 Elect Ronald Rashkow Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Approval of the 2017 Mgmt For For For Incentive Award Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Special Meeting ________________________________________________________________________________ Pentair plc Ticker Security ID: Meeting Date Meeting Status PNR CUSIP G7S00T104 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect Jerry W. Burris Mgmt For For For 3 Elect Carol Anthony Mgmt For For For Davidson 4 Elect Jacques Esculier Mgmt For For For 5 Elect Edward P. Garden Mgmt For For For 6 Elect T. Michael Glenn Mgmt For For For 7 Elect David H. Y. Ho Mgmt For For For 8 Elect Randall J. Hogan Mgmt For For For III 9 Elect David A. Jones Mgmt For For For 10 Elect Ronald L. Mgmt For For For Merriman 11 Elect William T. Mgmt For For For Monahan 12 Elect Billie I. Mgmt For For For Williamson 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Appointment of Auditor Mgmt For For For and Authority to Set Fees 16 Authorize Price Range Mgmt For For For at Which the Company Can Re-Allot Treasury Shares Under Irish Law 17 Proxy Access Mgmt For For For ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/03/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Cesar Conde Mgmt For For For 4 Elect Ian M. Cook Mgmt For For For 5 Elect Dina Dublon Mgmt For For For 6 Elect Rona A. Fairhead Mgmt For For For 7 Elect Richard W. Fisher Mgmt For For For 8 Elect William R. Mgmt For For For Johnson 9 Elect Indra K. Nooyi Mgmt For For For 10 Elect David C. Page Mgmt For For For 11 Elect Robert C. Pohlad Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Elect Darren Walker Mgmt For For For 14 Elect Alberto Weisser Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Pesticides 19 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles ________________________________________________________________________________ Perkinelmer, Inc. Ticker Security ID: Meeting Date Meeting Status PKI CUSIP 714046109 04/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Barrett Mgmt For For For 2 Elect Samuel R. Chapin Mgmt For For For 3 Elect Robert F. Friel Mgmt For For For 4 Elect Sylvie Gregoire Mgmt For For For 5 Elect Nicholas A. Mgmt For For For Lopardo 6 Elect Alexis P. Michas Mgmt For For For 7 Elect Patrick J. Mgmt For For For Sullivan 8 Elect Frank Witney Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/30/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis Chew Mgmt For For For 2 Elect Anthony F. Mgmt For For For Earley, Jr. 3 Elect Fred J. Fowler Mgmt For For For 4 Elect Jeh C. Johnson Mgmt For For For 5 Elect Richard C. Kelly Mgmt For For For 6 Elect Roger H. Kimmel Mgmt For For For 7 Elect Richard A. Mgmt For For For Meserve 8 Elect Forrest E. Miller Mgmt For For For 9 Elect Eric D. Mullins Mgmt For For For 10 Elect Rosendo G. Parra Mgmt For For For 11 Elect Barbara L. Rambo Mgmt For For For 12 Elect Anne Shen Smith Mgmt For For For 13 Elect Geisha J. Mgmt For For For Williams 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/03/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Andre Mgmt For For For Calantzopoulos 3 Elect Louis C. Mgmt For For For Camilleri 4 Elect Massimo Ferragamo Mgmt For For For 5 Elect Werner Geissler Mgmt For For For 6 Elect Jennifer Li Mgmt For For For 7 Elect Jun Makihara Mgmt For For For 8 Elect Sergio Marchionne Mgmt For For For 9 Elect Kalpana Morparia Mgmt For For For 10 Elect Lucio A. Noto Mgmt For For For 11 Elect Frederik Paulsen Mgmt For For For 12 Elect Robert B. Polet Mgmt For For For 13 Elect Stephen M. Wolf Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 APPROVAL OF THE 2017 Mgmt For For For PERFORMANCE INCENTIVE PLAN 17 APPROVAL OF THE 2017 Mgmt For Against Against STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Human Rights Review Committee 20 Shareholder Proposal ShrHoldr Against Against For Regarding Mediation of Alleged Human Rights Violations ________________________________________________________________________________ Range Resources Corp 5.75% notes due June 1, 2021 Ticker Security ID: Meeting Date Meeting Status N/A Cusip 75281AAM1 08/04/2016 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consent and exchange as N/A N/A For N/A a QIB prior to the early tender deadline in order to receive the total consideration, which includes an early participation premium. ________________________________________________________________________________ Range Resources Corp 5.00% notes due September 1, 2022 Ticker Security ID: Meeting Date Meeting Status N/A Cusip 75281AAN9 08/04/2016 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consent and exchange as N/A N/A For N/A a QIB prior to the early tender deadline in order to receive the total consideration, which includes an early participation premium. ________________________________________________________________________________ Range Resources Corp 5% notes due March 1, 2025 Ticker Security ID: Meeting Date Meeting Status N/A Cusip 75281AAQ2 08/04/2016 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consent and exchange as N/A N/A For N/A a QIB prior to the early tender deadline in order to receive the total consideration, which includes an early participation premium. ________________________________________________________________________________ RELX Plc Ticker Security ID: Meeting Date Meeting Status REL CINS G74570121 04/20/2017 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Amendment to Long-Term Mgmt For For For Incentive Plan 4 Remuneration Report Mgmt For For For (Advisory) 5 Allocation of Mgmt For For For Profits/Dividends 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Mgmt For For For Auditor's Fees 8 Elect Erik Engstrom Mgmt For For For 9 Elect Anthony Habgood Mgmt For For For 10 Elect Wolfhart Hauser Mgmt For For For 11 Elect Adrian Hennah Mgmt For For For 12 Elect Marike van Lier Mgmt For For For Lels 13 Elect Nicholas Luff Mgmt For For For 14 Elect Robert J. MacLeod Mgmt For For For 15 Elect Carol G. Mills Mgmt For For For 16 Elect Linda S. Sanford Mgmt For For For 17 Elect Ben van der Veer Mgmt For For For 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Roper Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ROP CUSIP 776696106 06/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Amy Woods Mgmt For For For Brinkley 1.2 Elect John F. Fort, III Mgmt For For For 1.3 Elect Brian D. Jellison Mgmt For For For 1.4 Elect Robert D. Johnson Mgmt For For For 1.5 Elect Robert E. Mgmt For For For Knowling, Jr. 1.6 Elect Wilbur J. Mgmt For For For Prezzano 1.7 Elect Laura G. Thatcher Mgmt For For For 1.8 Elect Richard F. Mgmt For For For Wallman 1.9 Elect Christopher Mgmt For For For Wright 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SABMiller plc Ticker Security ID: Meeting Date Meeting Status SAB CINS G77395104 07/21/2016 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Approve Remuneration Mgmt For For For Report 3 Re-elect Jan du Mgmt For For For Plessis as Director 4 Re-elect Alan Clark as Mgmt For For For Director 5 Elect Domenic De Mgmt For For For Lorenzo as Director 6 Re-elect Mark Armour Mgmt For For For as Director 7 Re-elect Dave Beran as Mgmt For For For Director 8 Re-elect Geoffrey Mgmt For For For Bible as Director 9 Re-elect Dinyar Mgmt For For For Devitre as Director 10 Re-elect Guy Elliott Mgmt For For For as Director 11 Re-elect Lesley Knox Mgmt For For For as Director 12 Re-elect Trevor Manuel Mgmt For For For as Director 13 Re-elect Dr Dambisa Mgmt For For For Moyo as Director 14 Re-elect Carlos Perez Mgmt For For For Davila as Director 15 Re-elect Alejandro Mgmt For For For Santo Domingo Davila as Director 16 Re-elect Helen Weir as Mgmt For For For Director 17 Approve Final Dividend Mgmt For For For 18 Reappoint Mgmt For For For PricewaterhouseCoopers LLP as Auditors 19 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 20 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 21 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 22 Authorise Market Mgmt For For For Purchase of Ordinary Shares 23 Authorise the Company Mgmt For For For to Call General Meeting with Two Weeks' Notice ________________________________________________________________________________ SBA Communications Corporation Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP 78388J106 01/12/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 REIT Conversion Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ SBA Communications Corporation Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP 78410G104 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven E. Mgmt For For For Bernstein 2 Elect Duncan H. Cocroft Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ State Street Corporation Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kennett F. Burnes Mgmt For For For 2 Elect Patrick de Mgmt For For For Saint-Aignan 3 Elect Lynn A. Dugle Mgmt For For For 4 Elect Amelia C. Fawcett Mgmt For For For 5 Elect William C. Freda Mgmt For For For 6 Elect Linda A. Hill Mgmt For For For 7 Elect Joseph L. Hooley Mgmt For For For 8 Elect Sean O'Sullivan Mgmt For For For 9 Elect Richard P. Sergel Mgmt For For For 10 Elect Gregory L. Summe Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Approval of the 2017 Mgmt For For For Stock Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Bradway Mgmt For For For 2 Elect David L. Calhoun Mgmt For For For 3 Elect Arthur D. Mgmt For For For Collins, Jr. 4 Elect Kenneth M. Mgmt For For For Duberstein 5 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 6 Elect Lynn J. Good Mgmt For For For 7 Elect Lawrence W. Mgmt For For For Kellner 8 Elect Edward M. Liddy Mgmt For For For 9 Elect Dennis A. Mgmt For For For Muilenburg 10 Elect Susan C. Schwab Mgmt For For For 11 Elect Randall L. Mgmt For For For Stephenson 12 Elect Ronald A. Mgmt For For For Williams 13 Elect Mike S. Mgmt For For For Zafirovski 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 18 Shareholder Report ShrHoldr Against Against For Regarding Right to Call a Special Meeting 19 Shareholder Proposal ShrHoldr Against Against For Regarding Report On Arms Sales to Israel 20 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerard J. Arpey Mgmt For For For 2 Elect Ari Bousbib Mgmt For For For 3 Elect Jeffery H. Boyd Mgmt For For For 4 Elect Gregory D. Mgmt For For For Brenneman 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert P. Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Helena B. Foulkes Mgmt For For For 9 Elect Linda R. Gooden Mgmt For For For 10 Elect Wayne M. Hewett Mgmt For For For 11 Elect Karen L. Katen Mgmt For For For 12 Elect Craig A. Menear Mgmt For For For 13 Elect Mark Vadon Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Political Contributions 19 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting ________________________________________________________________________________ The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Bunch Mgmt For For For 2 Elect Marjorie Rodgers Mgmt For For For Cheshire 3 Elect William S. Mgmt For For For Demchak 4 Elect Andrew T. Mgmt For For For Feldstein 5 Elect Daniel R. Hesse Mgmt For For For 6 Elect Kay Coles James Mgmt For For For 7 Elect Richard B. Kelson Mgmt For For For 8 Elect Jane G. Pepper Mgmt For For For 9 Elect Donald J. Shepard Mgmt For For For 10 Elect Lorene K. Steffes Mgmt For For For 11 Elect Dennis F. Strigl Mgmt For For For 12 Elect Michael J. Ward Mgmt For For For 13 Elect Gregory D. Wasson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report ________________________________________________________________________________ Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc N. Casper Mgmt For For For 2 Elect Nelson J. Chai Mgmt For For For 3 Elect C. Martin Harris Mgmt For For For 4 Elect Tyler Jacks Mgmt For For For 5 Elect Judy C. Lewent Mgmt For For For 6 Elect Thomas J. Lynch Mgmt For For For 7 Elect Jim P. Manzi Mgmt For For For 8 Elect William G. Mgmt For For For Parrett 9 Elect Lars Rebien Mgmt For For For Sorensen 10 Elect Scott M. Sperling Mgmt For For For 11 Elect Elaine S. Ullian Mgmt For For For 12 Elect Dion J. Weisler Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/26/2017 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends; Scrip Dividend Option 8 Scrip Dividend Option Mgmt For For For for Interim Dividend 9 Authority to Mgmt For For For Repurchase and Reissue Shares 10 Elect Patricia Barbizet Mgmt For For For 11 Elect Marie-Christine Mgmt For For For Coisne-Roquette 12 Elect Mark Cutifani Mgmt For For For 13 Elect Carlos Tavares Mgmt For For For 14 Related Party Mgmt For For For Transactions 15 Remuneration of Mgmt For Against Against Patrick Pouyanne, Chairman and CEO 16 Remuneration Policy Mgmt For For For (Chair and CEO) 17 Authority to Cancel Mgmt For For For Shares and Reduce Capital ________________________________________________________________________________ Tyco International plc Ticker Security ID: Meeting Date Meeting Status TYC CINS G91442106 08/17/2016 Voted Meeting Type Country of Trade Special Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Articles Re: Mgmt For For For Memorandum of Association 2 Amend Articles Re: Mgmt For For For Tyco Governing Documents Proposals 3 Approve Stock Mgmt For For For Consolidation 4 Increase Authorized Mgmt For For For Common Stock 5 Issue Shares in Mgmt For For For Connection with the Merger 6 Change Company Name to Mgmt For For For Johnson Controls International plc 7 Increase Authorized Mgmt For For For Preferred and Common Stock 8 Approve the Directors' Mgmt For For For Authority to Allot Shares 9 Approve the Mgmt For For For Disapplication of Statutory Pre-Emption Rights 10 Approve the Mgmt For For For Renominalization of Tyco Ordinary Shares 11 Approve the Creation Mgmt For For For of Distributable Reserves ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Tyson Mgmt For Against Against 2 Elect Gaurdie E. Mgmt For For For Banister, Jr. 3 Elect Mike Beebe Mgmt For Against Against 4 Elect Mikel A. Durham Mgmt For Against Against 5 Elect Tom Hayes Mgmt For For For 6 Elect Kevin M. McNamara Mgmt For For For 7 Elect Cheryl S. Miller Mgmt For For For 8 Elect Brad T. Sauer Mgmt For For For 9 Elect Jeffrey K. Mgmt For For For Schomburger 10 Elect Robert Thurber Mgmt For Against Against 11 Elect Barbara A. Tyson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity 17 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 18 Shareholder Proposal ShrHoldr Against For Against Regarding Water Stewardship Policy ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Richard T. Burke Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Stephen J. Mgmt For For For Hemsley 5 Elect Michele J. Hooper Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Glenn M. Renwick Mgmt For For For 8 Elect Kenneth I. Shine Mgmt For For For 9 Elect Gail R. Wilensky Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd A. Carney Mgmt For For For 2 Elect Mary B. Cranston Mgmt For For For 3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 4 Elect Gary A. Hoffman Mgmt For For For 5 Elect Alfred F. Kelly, Mgmt For For For Jr. 6 Elect Robert W. Mgmt For For For Matschullat 7 Elect Suzanne Nora Mgmt For For For Johnson 8 Elect John A.C. Mgmt For For For Swainson 9 Elect Maynard G. Webb, Mgmt For For For Jr. 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walgreens Boots Alliance, Inc. Ticker Security ID: Meeting Date Meeting Status WBA CUSIP 931427108 01/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice M. Babiak Mgmt For For For 2 Elect David J. Brailer Mgmt For For For 3 Elect William C. Foote Mgmt For For For 4 Elect Ginger L. Graham Mgmt For For For 5 Elect John A. Lederer Mgmt For For For 6 Elect Dominic P. Murphy Mgmt For For For 7 Elect Stefano Pessina Mgmt For For For 8 Elect Leonard D. Mgmt For For For Schaeffer 9 Elect Nancy M. Mgmt For For For Schlichting 10 Elect James A. Skinner Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Approval of Amended Mgmt For For For and Restated 2011 Cash-Based Incentive Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw 15 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Lloyd H. Dean Mgmt For For For 4 Elect Elizabeth A. Duke Mgmt For For For 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Donald M. James Mgmt For For For 7 Elect Cynthia H. Mgmt For Against Against Milligan 8 Elect Karen B. Peetz Mgmt For For For 9 Elect Federico F. Pena Mgmt For For For 10 Elect James H. Quigley Mgmt For For For 11 Elect Stephen W. Sanger Mgmt For For For 12 Elect Ronald L. Sargent Mgmt For For For 13 Elect Timothy J. Sloan Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Elect Suzanne M. Mgmt For For For Vautrinot 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retail Banking Sales Practices Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Study Session to Address Divestiture of Non-Core Banking Assets 22 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 23 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 24 Shareholder Proposal ShrHoldr Against Against For Regarding Indigenous Peoples' Rights Policy ________________________________________________________________________________ Willis Towers Watson PLC Ticker Security ID: Meeting Date Meeting Status WLTW CUSIP G96629103 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anna C. Catalano Mgmt For For For 2 Elect Victor F. Ganzi Mgmt For For For 3 Elect John J. Haley Mgmt For For For 4 Elect Wendy E. Lane Mgmt For For For 5 Elect James F. McCann Mgmt For For For 6 Elect Brendan R. Mgmt For For For O'Neill 7 Elect Jaymin Patel Mgmt For For For 8 Elect Linda D. Rabbitt Mgmt For For For 9 Elect Paul Thomas Mgmt For For For 10 Elect Jeffrey W. Ubben Mgmt For For For 11 Elect Wilhelm Zeller Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Amendment to Articles Mgmt For For For to adopt Proxy Access 16 Amendments to Adopt Mgmt For For For Plurality Voting Standard in Contested Elections 17 Authorization of Board Mgmt For For For to Set Board Size 18 Amendments to Advance Mgmt For For For Notice Provision and Other Amendments in Connection with Ireland Companies Act of 2014 19 Technical Amendments Mgmt For For For to Memorandum of Association 20 Authority to Issue Mgmt For For For Shares 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Yum! Brands, Inc. Ticker Security ID: Meeting Date Meeting Status YUM CUSIP 988498101 05/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paget L. Alves Mgmt For For For 2 Elect Michael J. Mgmt For For For Cavanagh 3 Elect Christopher M. Mgmt For For For Connor 4 Elect Brian C. Cornell Mgmt For For For 5 Elect Greg Creed Mgmt For For For 6 Elect Mirian M. Mgmt For For For Graddick-Weir 7 Elect Thomas C. Nelson Mgmt For For For 8 Elect P. Justin Skala Mgmt For For For 9 Elect Elane B. Stock Mgmt For For For 10 Elect Robert D. Walter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Deforestation and Human Rights Policy ________________________________________________________________________________ Zoetis Inc. Ticker Security ID: Meeting Date Meeting Status ZTS CUSIP 98978V103 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Norden Mgmt For For For 2 Elect Louise M. Parent Mgmt For For For 3 Elect Robert W. Scully Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For