UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
|
|
FORM N-PX |
|
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
|
Investment Company Act file number 811-04986 |
|
|
Franklin Investors Securities Trust |
(Exact name of registrant as specified in charter) |
|
One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
|
Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
|
Registrant's telephone number, including area code: (650) 312-2000 |
|
Date of fiscal year end: 10/31 |
|
Date of reporting period: 6/30/17 |
|
|
Franklin Adjustable U.S. Government Securities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Balanced Fund
|
AMGEN INC.
Meeting Date: MAY 19, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL |
Ticker: AMGN
Security ID: 031162100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Robert A. Bradway | Management | For | For |
1.3 | Elect Director Francois de Carbonnel | Management | For | For |
1.4 | Elect Director Robert A. Eckert | Management | For | For |
1.5 | Elect Director Greg C. Garland | Management | For | For |
1.6 | Elect Director Fred Hassan | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Ellen J. Kullman | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
|
ANADARKO PETROLEUM CORPORATION
Meeting Date: MAY 10, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: APC
Security ID: 032511107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Richard L. George | Management | For | For |
1g | Elect Director Joseph W. Gorder | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Sean Gourley | Management | For | For |
1j | Elect Director Mark C. McKinley | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
ANALOG DEVICES, INC.
Meeting Date: MAR 08, 2017
Record Date: JAN 09, 2017
Meeting Type: ANNUAL |
Ticker: ADI
Security ID: 032654105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Bruce R. Evans | Management | For | For |
1e | Elect Director Edward H. Frank | Management | For | For |
1f | Elect Director Mark M. Little | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director Kenton J. Sicchitano | Management | For | For |
1i | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
ANHEUSER-BUSCH INBEV SA
Meeting Date: SEP 28, 2016
Record Date: AUG 12, 2016
Meeting Type: SPECIAL |
Ticker: ABI
Security ID: 03524A108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA | Management | For | For |
B.2 | Receive Special Board Report and Special Auditor Report Re: Item 1 | Management | None | None |
B.3 | Receive Information on Modifications to the Assets and Liabilities of the Merging Companies | Management | None | None |
B.4 | Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | Management | For | For |
B.5 | Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | Management | For | For |
C.6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
|
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 26, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: ABI
Security ID: 03524A108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1.a | Receive Special Board Report | Management | None | None |
A1.b | Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital | Management | For | For |
B1 | Management Report Regarding the Old Anheuser-Busch InBev SA/NV | Management | None | None |
B2 | Report by the Statutory Auditor Regarding the Old AB InBev | Management | None | None |
B3 | Approval of the Accounts of the Old AB InBev | Management | For | For |
B4 | Approve Discharge to the Directors of the Old AB InBev | Management | For | For |
B5 | Approve Discharge of Auditors of the Old AB InBev | Management | For | For |
B6 | Receive Directors' Reports | Management | None | None |
B7 | Receive Auditors' Reports | Management | None | None |
B8 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B9 | Adopt Financial Statements | Management | For | For |
B10 | Approve Discharge to the Directors | Management | For | For |
B11 | Approve Discharge of Auditors | Management | For | For |
B12.a | Elect M.J. Barrington as Director | Management | For | For |
B12.b | Elect W.F. Gifford Jr. as Director | Management | For | For |
B12.c | Elect A. Santo Domingo Davila as Director | Management | For | For |
B13.a | Approve Remuneration Report | Management | For | For |
B13.b | Approve Remuneration of Directors | Management | For | For |
B13.c | Approve Non-Executive Director Stock Option Grants | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
|
APPLE INC.
Meeting Date: FEB 28, 2017
Record Date: DEC 30, 2016
Meeting Type: ANNUAL |
Ticker: AAPL
Security ID: 037833100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Charitable Contributions | Shareholder | Against | Against |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Proxy Access Amendments | Shareholder | Against | Against |
8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
|
ASTRAZENECA PLC
Meeting Date: APR 27, 2017
Record Date: MAR 16, 2017
Meeting Type: ANNUAL |
Ticker: AZN
Security ID: 046353108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Genevieve Berger as Director | Management | For | For |
5e | Elect Philip Broadley as Director | Management | For | For |
5f | Re-elect Bruce Burlington as Director | Management | For | For |
5g | Re-elect Graham Chipchase as Director | Management | For | For |
5h | Re-elect Rudy Markham as Director | Management | For | For |
5i | Re-elect Shriti Vadera as Director | Management | For | For |
5j | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | Against |
7 | Approve Remuneration Policy | Management | For | For |
8 | Approve EU Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
|
BAKER HUGHES INCORPORATED
Meeting Date: JUN 30, 2017
Record Date: MAY 25, 2017
Meeting Type: SPECIAL |
Ticker: BHI
Security ID: 057224107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Material Terms of the Executive Officer Performance Goals | Management | For | For |
|
BANK OF AMERICA CORPORATION
Meeting Date: APR 26, 2017
Record Date: MAR 02, 2017
Meeting Type: ANNUAL |
Ticker: BAC
Security ID: 060505104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend the General Clawback Policy | Shareholder | Against | Against |
6 | Non-core banking operations | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Report on Gender Pay Gap | Shareholder | Against | Against |
|
BASF SE
Meeting Date: MAY 12, 2017
Record Date:
Meeting Type: ANNUAL |
Ticker: BAS
Security ID: D06216317 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 117.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
|
CHEVRON CORPORATION
Meeting Date: MAY 31, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL |
Ticker: CVX
Security ID: 166764100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* | Shareholder | None | None |
8 | Assess and Report on Transition to a Low Carbon Economy | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
|
CSRA INC.
Meeting Date: AUG 09, 2016
Record Date: JUN 13, 2016
Meeting Type: ANNUAL |
Ticker: CSRA
Security ID: 12650T104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Keith B. Alexander | Management | For | For |
1b | Elect Director Sanju K. Bansal | Management | For | For |
1c | Elect Director Michele A. Flournoy | Management | For | For |
1d | Elect Director Mark A. Frantz | Management | For | For |
1e | Elect Director Nancy Killefer | Management | For | For |
1f | Elect Director Craig Martin | Management | For | For |
1g | Elect Director Sean O'Keefe | Management | For | For |
1h | Elect Director Lawrence B. Prior, III | Management | For | For |
1i | Elect Director Michael E. Ventling | Management | For | For |
1j | Elect Director Billie I. Williamson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
|
DOMINION RESOURCES, INC.
Meeting Date: MAY 10, 2017
Record Date: MAR 03, 2017
Meeting Type: ANNUAL |
Ticker: D
Security ID: 25746U109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Helen E. Dragas | Management | For | For |
1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.5 | Elect Director John W. Harris | Management | For | For |
1.6 | Elect Director Ronald W. Jibson | Management | For | For |
1.7 | Elect Director Mark J. Kington | Management | For | For |
1.8 | Elect Director Joseph M. Rigby | Management | For | For |
1.9 | Elect Director Pamela J. Royal | Management | For | For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
1.12 | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Change Company Name to Dominion Energy, Inc. | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
8 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
9 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
|
EXXON MOBIL CORPORATION
Meeting Date: MAY 31, 2017
Record Date: APR 06, 2017
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Henrietta H. Fore | Management | For | For |
1.6 | Elect Director Kenneth C. Frazier | Management | For | For |
1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
1.9 | Elect Director Steven S. Reinemund | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
1.11 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
8 | Amend Bylaws to Prohibit Precatory Proposals | Shareholder | Against | Against |
9 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
11 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
12 | Report on Climate Change Policies | Shareholder | Against | Against |
13 | Report on Methane Emissions | Shareholder | Against | Against |
|
FORD MOTOR COMPANY
Meeting Date: MAY 11, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: F
Security ID: 345370860 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen G. Butler | Management | For | For |
1b | Elect Director Kimberly A. Casiano | Management | For | For |
1c | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1d | Elect Director Mark Fields | Management | For | For |
1e | Elect Director Edsel B. Ford, II | Management | For | For |
1f | Elect Director William Clay Ford, Jr. | Management | For | For |
1g | Elect Director William W. Helman, IV | Management | For | For |
1h | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1i | Elect Director William E. Kennard | Management | For | For |
1j | Elect Director John C. Lechleiter | Management | For | For |
1k | Elect Director Ellen R. Marram | Management | For | For |
1l | Elect Director John L. Thornton | Management | For | For |
1m | Elect Director Lynn M. Vojvodich | Management | For | For |
1n | Elect Director John S. Weinberg | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
|
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 03, 2017
Record Date: MAR 06, 2017
Meeting Type: ANNUAL |
Ticker: GD
Security ID: 369550108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicholas D. Chabraja | Management | For | For |
1b | Elect Director James S. Crown | Management | For | For |
1c | Elect Director Rudy F. deLeon | Management | For | For |
1d | Elect Director John M. Keane | Management | For | For |
1e | Elect Director Lester L. Lyles | Management | For | For |
1f | Elect Director Mark M. Malcolm | Management | For | For |
1g | Elect Director Phebe N. Novakovic | Management | For | For |
1h | Elect Director William A. Osborn | Management | For | For |
1i | Elect Director Catherine B. Reynolds | Management | For | For |
1j | Elect Director Laura J. Schumacher | Management | For | For |
1k | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
|
GENERAL ELECTRIC COMPANY
Meeting Date: APR 26, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL |
Ticker: GE
Security ID: 369604103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Peter B. Henry | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director Lowell C. McAdam | Management | For | For |
14 | Elect Director Steven M. Mollenkopf | Management | For | For |
15 | Elect Director James J. Mulva | Management | For | For |
16 | Elect Director James E. Rohr | Management | For | For |
17 | Elect Director Mary L. Schapiro | Management | For | For |
18 | Elect Director James S. Tisch | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Amend Omnibus Stock Plan | Management | For | For |
22 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
23 | Ratify KPMG LLP as Auditors | Management | For | For |
24 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
25 | Require Independent Board Chairman | Shareholder | Against | For |
26 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
27 | Report on Charitable Contributions | Shareholder | Against | Against |
|
GENERAL MOTORS COMPANY
Meeting Date: JUN 06, 2017
Record Date: APR 07, 2017
Meeting Type: PROXY CONTEST |
Ticker: GM
Security ID: 37045V100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) |
1.1 | Elect Director Joseph J. Ashton | Management | For | For |
1.2 | Elect Director Mary T. Barra | Management | For | For |
1.3 | Elect Director Linda R. Gooden | Management | For | For |
1.4 | Elect Director Joseph Jimenez | Management | For | For |
1.5 | Elect Director Jane L. Mendillo | Management | For | For |
1.6 | Elect Director Michael G. Mullen | Management | For | For |
1.7 | Elect Director James J. Mulva | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director Thomas M. Schoewe | Management | For | For |
1.10 | Elect Director Theodore M. Solso | Management | For | For |
1.11 | Elect Director Carol M. Stephenson | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Creation of Dual-Class Common Stock | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Proxy Card) |
1.1 | Elect Directors Leo Hindery, Jr. | Shareholder | For | Did Not Vote |
1.2 | Elect Director Vinit Sethi | Shareholder | For | Did Not Vote |
1.3 | Elect Director William N. Thorndike, Jr. | Shareholder | For | Did Not Vote |
1.4 | Management Nominee Joseph J. Ashton | Shareholder | For | Did Not Vote |
1.5 | Management Nominee Mary T. Barra | Shareholder | For | Did Not Vote |
1.6 | Management Nominee Linda R. Gooden | Shareholder | For | Did Not Vote |
1.7 | Management Nominee Joseph Jimenez | Shareholder | For | Did Not Vote |
1.8 | Management Nominee James J. Mulva | Shareholder | For | Did Not Vote |
1.9 | Management Nominee Patricia F. Russo | Shareholder | For | Did Not Vote |
1.10 | Management Nominee Thomas M. Schoewe | Shareholder | For | Did Not Vote |
1.11 | Management Nominee Theodore M. Solso | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Approve Executive Incentive Bonus Plan | Management | For | Did Not Vote |
4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
6 | Require Independent Board Chairman | Shareholder | Against | Did Not Vote |
7 | Creation of Dual-Class Common Stock | Shareholder | For | Did Not Vote |
|
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 24, 2017
Record Date: FEB 24, 2017
Meeting Type: ANNUAL |
Ticker: HON
Security ID: 438516106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director William S. Ayer | Management | For | For |
1C | Elect Director Kevin Burke | Management | For | For |
1D | Elect Director Jaime Chico Pardo | Management | For | For |
1E | Elect Director David M. Cote | Management | For | For |
1F | Elect Director D. Scott Davis | Management | For | For |
1G | Elect Director Linnet F. Deily | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director George Paz | Management | For | For |
1L | Elect Director Bradley T. Sheares | Management | For | For |
1M | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Political Lobbying Disclosure | Shareholder | Against | For |
|
HOST HOTELS & RESORTS, INC.
Meeting Date: MAY 11, 2017
Record Date: MAR 16, 2017
Meeting Type: ANNUAL |
Ticker: HST
Security ID: 44107P104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Sandeep L. Mathrani | Management | For | For |
1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.5 | Elect Director Richard E. Marriott | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director James F. Risoleo | Management | For | For |
1.9 | Elect Director Gordon H. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
INTEL CORPORATION
Meeting Date: MAY 18, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL |
Ticker: INTC
Security ID: 458140100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Aneel Bhusri | Management | For | For |
1c | Elect Director Andy D. Bryant | Management | For | For |
1d | Elect Director Reed E. Hundt | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director Tsu-Jae King Liu | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Gregory D. Smith | Management | For | For |
1j | Elect Director Frank D. Yeary | Management | For | For |
1k | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Political Contributions Disclosure | Shareholder | Against | Against |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
|
ISHARES TRUST
Meeting Date: JUN 19, 2017
Record Date: MAY 02, 2017
Meeting Type: SPECIAL |
Ticker:
Security ID: 464287226 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jane D. Carlin | Management | For | For |
1.2 | Elect Director Richard L. Fagnani | Management | For | For |
1.3 | Elect Director Drew E. Lawton | Management | For | For |
1.4 | Elect Director Madhav V. Rajan | Management | For | For |
1.5 | Elect Director Mark Wiedman | Management | For | For |
|
JOHNSON & JOHNSON
Meeting Date: APR 27, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL |
Ticker: JNJ
Security ID: 478160104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Mark B. McClellan | Management | For | For |
1f | Elect Director Anne M. Mulcahy | Management | For | For |
1g | Elect Director William D. Perez | Management | For | For |
1h | Elect Director Charles Prince | Management | For | For |
1i | Elect Director A. Eugene Washington | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
|
JPMORGAN CHASE & CO.
Meeting Date: MAY 16, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL |
Ticker: JPM
Security ID: 46625H100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director Todd A. Combs | Management | For | For |
1f | Elect Director James S. Crown | Management | For | For |
1g | Elect Director James Dimon | Management | For | For |
1h | Elect Director Timothy P. Flynn | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
7 | Clawback Amendment | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | Against |
9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
|
KIMBERLY-CLARK CORPORATION
Meeting Date: APR 20, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL |
Ticker: KMB
Security ID: 494368103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Abelardo E. Bru | Management | For | For |
1.3 | Elect Director Robert W. Decherd | Management | For | For |
1.4 | Elect Director Thomas J. Falk | Management | For | For |
1.5 | Elect Director Fabian T. Garcia | Management | For | For |
1.6 | Elect Director Michael D. Hsu | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Christa S. Quarles | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
1.13 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
LOWE'S COMPANIES, INC.
Meeting Date: JUN 02, 2017
Record Date: MAR 24, 2017
Meeting Type: ANNUAL |
Ticker: LOW
Security ID: 548661107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Sandra B. Cochran | Management | For | Withhold |
1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals | Shareholder | Against | Against |
|
MICROSOFT CORPORATION
Meeting Date: NOV 30, 2016
Record Date: SEP 30, 2016
Meeting Type: ANNUAL |
Ticker: MSFT
Security ID: 594918104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | Against |
|
MYLAN N.V.
Meeting Date: JUN 22, 2017
Record Date: MAY 25, 2017
Meeting Type: ANNUAL |
Ticker: MYL
Security ID: N59465109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Heather Bresch | Management | For | For |
1B | Elect Director Wendy Cameron | Management | For | For |
1C | Elect Director Robert J. Cindrich | Management | For | For |
1D | Elect Director Robert J. Coury | Management | For | For |
1E | Elect Director JoEllen Lyons Dillon | Management | For | For |
1F | Elect Director Neil Dimick | Management | For | For |
1G | Elect Director Melina Higgins | Management | For | For |
1H | Elect Director Rajiv Malik | Management | For | For |
1I | Elect Director Mark W. Parrish | Management | For | For |
1J | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
1K | Elect Director Sjoerd S. Vollebregt | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2017 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Authorize Repurchase of Shares | Management | For | For |
|
NORDSTROM, INC.
Meeting Date: MAY 16, 2017
Record Date: MAR 07, 2017
Meeting Type: ANNUAL |
Ticker: JWN
Security ID: 655664100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shellye L. Archambeau | Management | For | For |
1b | Elect Director Stacy Brown-Philpot | Management | For | For |
1c | Elect Director Tanya L. Domier | Management | For | For |
1d | Elect Director Blake W. Nordstrom | Management | For | For |
1e | Elect Director Erik B. Nordstrom | Management | For | For |
1f | Elect Director Peter E. Nordstrom | Management | For | For |
1g | Elect Director Philip G. Satre | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Gordon A. Smith | Management | For | For |
1j | Elect Director Bradley D. Tilden | Management | For | For |
1k | Elect Director B. Kevin Turner | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
|
NORTHROP GRUMMAN CORPORATION
Meeting Date: MAY 17, 2017
Record Date: MAR 21, 2017
Meeting Type: ANNUAL |
Ticker: NOC
Security ID: 666807102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Marianne C. Brown | Management | For | For |
1.3 | Elect Director Victor H. Fazio | Management | For | For |
1.4 | Elect Director Donald E. Felsinger | Management | For | For |
1.5 | Elect Director Ann M. Fudge | Management | For | For |
1.6 | Elect Director Bruce S. Gordon | Management | For | For |
1.7 | Elect Director William H. Hernandez | Management | For | For |
1.8 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.9 | Elect Director Karl J. Krapek | Management | For | For |
1.10 | Elect Director Gary Roughead | Management | For | For |
1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
1.12 | Elect Director James S. Turley | Management | For | For |
1.13 | Elect Director Mark A. Welsh, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date: MAY 12, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: OXY
Security ID: 674599105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Howard I. Atkins | Management | For | For |
1c | Elect Director Eugene L. Batchelder | Management | For | For |
1d | Elect Director John E. Feick | Management | For | For |
1e | Elect Director Margaret M. Foran | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Vicki Hollub | Management | For | For |
1h | Elect Director William R. Klesse | Management | For | For |
1i | Elect Director Jack B. Moore | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Methane Emissions and Flaring Targets | Shareholder | Against | Against |
8 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
|
ORACLE CORPORATION
Meeting Date: NOV 16, 2016
Record Date: SEP 19, 2016
Meeting Type: ANNUAL |
Ticker: ORCL
Security ID: 68389X105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Renee J. James | Management | For | For |
1.12 | Elect Director Leon E. Panetta | Management | For | For |
1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
|
PFIZER INC.
Meeting Date: APR 27, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL |
Ticker: PFE
Security ID: 717081103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Frances D. Fergusson | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
6 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL |
Ticker: PM
Security ID: 718172109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Massimo Ferragamo | Management | For | For |
1.5 | Elect Director Werner Geissler | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Jun Makihara | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | Against |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect Director Lucio A. Noto | Management | For | For |
1.11 | Elect Director Frederik Paulsen | Management | For | For |
1.12 | Elect Director Robert B. Polet | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Restricted Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
7 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
8 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
|
QUALCOMM INCORPORATED
Meeting Date: MAR 07, 2017
Record Date: JAN 09, 2017
Meeting Type: ANNUAL |
Ticker: QCOM
Security ID: 747525103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Jeffrey W. Henderson | Management | For | For |
1c | Elect Director Thomas W. Horton | Management | For | For |
1d | Elect Director Paul E. Jacobs | Management | For | For |
1e | Elect Director Ann M. Livermore | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Steve Mollenkopf | Management | For | For |
1i | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Withhold |
1j | Elect Director Francisco Ros | Management | For | For |
1k | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
|
RAYTHEON COMPANY
Meeting Date: MAY 25, 2017
Record Date: APR 04, 2017
Meeting Type: ANNUAL |
Ticker: RTN
Security ID: 755111507 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Vernon E. Clark | Management | For | For |
1d | Elect Director Stephen J. Hadley | Management | For | For |
1e | Elect Director Thomas A. Kennedy | Management | For | For |
1f | Elect Director Letitia A. Long | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Dinesh C. Paliwal | Management | For | For |
1i | Elect Director William R. Spivey | Management | For | For |
1j | Elect Director James A. Winnefeld, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
REPUBLIC SERVICES, INC.
Meeting Date: MAY 12, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: RSG
Security ID: 760759100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director William J. Flynn | Management | For | For |
1d | Elect Director Thomas W. Handley | Management | For | For |
1e | Elect Director Jennifer M. Kirk | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 23, 2017
Record Date: APR 13, 2017
Meeting Type: ANNUAL |
Ticker: RDSA
Security ID: 780259206 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Catherine Hughes as Director | Management | For | For |
5 | Elect Roberto Setubal as Director | Management | For | For |
6 | Re-elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Euleen Goh as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
12 | Re-elect Linda Stuntz as Director | Management | For | For |
13 | Elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
|
T. ROWE PRICE GROUP, INC.
Meeting Date: APR 26, 2017
Record Date: FEB 24, 2017
Meeting Type: ANNUAL |
Ticker: TROW
Security ID: 74144T108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Edward C. Bernard | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director Robert F. MacLellan | Management | For | For |
1g | Elect Director Brian C. Rogers | Management | For | For |
1h | Elect Director Olympia J. Snowe | Management | For | For |
1i | Elect Director William J. Stromberg | Management | For | For |
1j | Elect Director Dwight S. Taylor | Management | For | For |
1k | Elect Director Anne Marie Whittemore | Management | For | For |
1l | Elect Director Sandra S. Wijnberg | Management | For | For |
1m | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Ratify KPMG LLP as Auditors | Management | For | For |
8 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
9 | Report on and Assess Proxy Voting Policies in Relation to Executive Compensation | Shareholder | Against | Against |
10 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | None | For |
|
TARGET CORPORATION
Meeting Date: JUN 14, 2017
Record Date: APR 17, 2017
Meeting Type: ANNUAL |
Ticker: TGT
Security ID: 87612E106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Henrique De Castro | Management | For | For |
1f | Elect Director Robert L. Edwards | Management | For | For |
1g | Elect Director Melanie L. Healey | Management | For | For |
1h | Elect Director Donald R. Knauss | Management | For | For |
1i | Elect Director Monica C. Lozano | Management | For | For |
1j | Elect Director Mary E. Minnick | Management | For | For |
1k | Elect Director Derica W. Rice | Management | For | For |
1l | Elect Director Kenneth L. Salazar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 20, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL |
Ticker: TXN
Security ID: 882508104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Todd M. Bluedorn | Management | For | Against |
1d | Elect Director Daniel A. Carp | Management | For | For |
1e | Elect Director Janet F. Clark | Management | For | For |
1f | Elect Director Carrie S. Cox | Management | For | For |
1g | Elect Director Jean M. Hobby | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | Against |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Wayne R. Sanders | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
THE CHARLES SCHWAB CORPORATION
Meeting Date: MAY 16, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL |
Ticker: SCHW
Security ID: 808513105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William S. Haraf | Management | For | For |
1b | Elect Director Frank C. Herringer | Management | For | For |
1c | Elect Director Stephen T. McLin | Management | For | For |
1d | Elect Director Roger O. Walther | Management | For | For |
1e | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
|
THE COCA-COLA COMPANY
Meeting Date: APR 26, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL |
Ticker: KO
Security ID: 191216100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director James Quincey | Management | For | For |
1.14 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Human Rights Review on High-Risk Regions | Shareholder | Against | Against |
|
THE DOW CHEMICAL COMPANY
Meeting Date: MAY 11, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: DOW
Security ID: 260543103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director James A. Bell | Management | For | For |
1d | Elect Director Richard K. Davis | Management | For | Against |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Mark Loughridge | Management | For | For |
1h | Elect Director Raymond J. Milchovich | Management | For | For |
1i | Elect Director Robert S. (Steve) Miller | Management | For | For |
1j | Elect Director Paul Polman | Management | For | For |
1k | Elect Director Dennis H. Reilley | Management | For | For |
1l | Elect Director James M. Ringler | Management | For | For |
1m | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
THE MOSAIC COMPANY
Meeting Date: MAY 18, 2017
Record Date: MAR 21, 2017
Meeting Type: ANNUAL |
Ticker: MOS
Security ID: 61945C103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nancy E. Cooper | Management | For | For |
1b | Elect Director Gregory L. Ebel | Management | For | For |
1c | Elect Director Timothy S. Gitzel | Management | For | For |
1d | Elect Director Denise C. Johnson | Management | For | For |
1e | Elect Director Emery N. Koenig | Management | For | For |
1f | Elect Director Robert L. Lumpkins | Management | For | For |
1g | Elect Director William T. Monahan | Management | For | For |
1h | Elect Director James ('Joc') C. O'Rourke | Management | For | For |
1i | Elect Director James L. Popowich | Management | For | For |
1j | Elect Director David T. Seaton | Management | For | For |
1k | Elect Director Steven M. Seibert | Management | For | For |
1l | Elect Director Kelvin W. Westbrook | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
THE TORONTO-DOMINION BANK
Meeting Date: MAR 30, 2017
Record Date: FEB 01, 2017
Meeting Type: ANNUAL |
Ticker: TD
Security ID: 891160509 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Bennett | Management | For | For |
1.2 | Elect Director Amy W. Brinkley | Management | For | For |
1.3 | Elect Director Brian C. Ferguson | Management | For | For |
1.4 | Elect Director Colleen A. Goggins | Management | For | For |
1.5 | Elect Director Mary Jo Haddad | Management | For | For |
1.6 | Elect Director Jean-Rene Halde | Management | For | For |
1.7 | Elect Director David E. Kepler | Management | For | For |
1.8 | Elect Director Brian M. Levitt | Management | For | For |
1.9 | Elect Director Alan N. MacGibbon | Management | For | For |
1.10 | Elect Director Karen E. Maidment | Management | For | For |
1.11 | Elect Director Bharat B. Masrani | Management | For | For |
1.12 | Elect Director Irene R. Miller | Management | For | For |
1.13 | Elect Director Nadir H. Mohamed | Management | For | For |
1.14 | Elect Director Claude Mongeau | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP A: Adopt a Policy Of Withdrawing From Tax Havens or Jurisdictions with Low Tax Rates | Shareholder | Against | Against |
5 | SP B: Adopt a Compensation Policy for its Highest-Ranking Executive that Provides for a Discretionary Downward Adjustment of Compensation in Case of Major Layoffs | Shareholder | Against | Against |
6 | SP C: Approve Creation of New Technology Committee | Shareholder | Against | Against |
7 | SP D: Approve Simplification and Improvement of the Management Disclosure on Executive Compensation in the Management Proxy Circular | Shareholder | Against | Against |
8 | SP E: Establish a Policy To Seek Shareholder Approval for Future Retirement or Severance Agreements with Senior Executives | Shareholder | Against | Against |
9 | SP F: Fix the Number of Board Not Less than 12 and Not More Than 18 | Shareholder | Against | Against |
10 | SP G: Adopt Proxy Access Bylaw | Shareholder | Against | Against |
|
U.S. BANCORP
Meeting Date: APR 18, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL |
Ticker: USB
Security ID: 902973304 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | Against |
1b | Elect Director Warner L. Baxter | Management | For | For |
1c | Elect Director Marc N. Casper | Management | For | For |
1d | Elect Director Andrew Cecere | Management | For | For |
1e | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1f | Elect Director Richard K. Davis | Management | For | For |
1g | Elect Director Kimberly J. Harris | Management | For | For |
1h | Elect Director Roland A. Hernandez | Management | For | For |
1i | Elect Director Doreen Woo Ho | Management | For | For |
1j | Elect Director Olivia F. Kirtley | Management | For | For |
1k | Elect Director Karen S. Lynch | Management | For | For |
1l | Elect Director David B. O'Maley | Management | For | For |
1m | Elect Director O'dell M. Owens | Management | For | For |
1n | Elect Director Craig D. Schnuck | Management | For | For |
1o | Elect Director Scott W. Wine | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
|
UNION PACIFIC CORPORATION
Meeting Date: MAY 11, 2017
Record Date: MAR 10, 2017
Meeting Type: ANNUAL |
Ticker: UNP
Security ID: 907818108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Michael W. McConnell | Management | For | For |
1i | Elect Director Thomas F. McLarty, III | Management | For | For |
1j | Elect Director Steven R. Rogel | Management | For | For |
1k | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
|
UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 24, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL |
Ticker: UTX
Security ID: 913017109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Edward A. Kangas | Management | For | For |
1g | Elect Director Ellen J. Kullman | Management | For | For |
1h | Elect Director Marshall O. Larsen | Management | For | For |
1i | Elect Director Harold McGraw, III | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 04, 2017
Record Date: MAR 06, 2017
Meeting Type: ANNUAL |
Ticker: VZ
Security ID: 92343V104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Karl-Ludwig Kley | Management | For | For |
1.7 | Elect Director Lowell C. McAdam | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
1.12 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
7 | Report on Feasibility of Adopting GHG Emissions Targets | Shareholder | Against | Against |
8 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
9 | Amend Clawback Policy | Shareholder | Against | For |
10 | Stock Retention/Holding Period | Shareholder | Against | For |
11 | Limit Matching Contributions to Executive Retirement Plans | Shareholder | Against | Against |
|
WALGREENS BOOTS ALLIANCE, INC.
Meeting Date: JAN 26, 2017
Record Date: NOV 28, 2016
Meeting Type: ANNUAL |
Ticker: WBA
Security ID: 931427108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director William C. Foote | Management | For | For |
1d | Elect Director Ginger L. Graham | Management | For | For |
1e | Elect Director John A. Lederer | Management | For | For |
1f | Elect Director Dominic P. Murphy | Management | For | For |
1g | Elect Director Stefano Pessina | Management | For | For |
1h | Elect Director Leonard D. Schaeffer | Management | For | For |
1i | Elect Director Nancy M. Schlichting | Management | For | For |
1j | Elect Director James A. Skinner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Approve Report on Executive Pay & Sustainability Performance | Shareholder | Against | Against |
|
WELLS FARGO & COMPANY
Meeting Date: APR 25, 2017
Record Date: MAR 01, 2017
Meeting Type: ANNUAL |
Ticker: WFC
Security ID: 949746101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | Against |
1b | Elect Director John S. Chen | Management | For | Against |
1c | Elect Director Lloyd H. Dean | Management | For | Against |
1d | Elect Director Elizabeth A. Duke | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | Against |
1f | Elect Director Donald M. James | Management | For | For |
1g | Elect Director Cynthia H. Milligan | Management | For | Against |
1h | Elect Director Karen B. Peetz | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Stephen W. Sanger | Management | For | For |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Timothy J. Sloan | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | Against |
1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Review and Report on Business Standards | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Divesting Non-Core Business | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
10 | Adopt Global Policy Regarding the Rights of Indigenous People | Shareholder | Against | Against |
Franklin Convertible Securities Fund
|
NEWELL BRANDS INC.
Meeting Date: MAY 09, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL |
Ticker: NWL
Security ID: 651229106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ian G.H. Ashken | Management | For | For |
1b | Elect Director Thomas E. Clarke | Management | For | Against |
1c | Elect Director Kevin C. Conroy | Management | For | Against |
1d | Elect Director Scott S. Cowen | Management | For | Against |
1e | Elect Director Michael T. Cowhig | Management | For | For |
1f | Elect Director Domenico De Sole | Management | For | Against |
1g | Elect Director Martin E. Franklin | Management | For | For |
1h | Elect Director Ros L'Esperance | Management | For | For |
1i | Elect Director Michael B. Polk | Management | For | For |
1j | Elect Director Steven J. Strobel | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
STANLEY BLACK & DECKER, INC.
Meeting Date: APR 20, 2017
Record Date: FEB 17, 2017
Meeting Type: ANNUAL |
Ticker: SWK
Security ID: 854502101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Franklin Equity Income Fund
|
ANADARKO PETROLEUM CORPORATION
Meeting Date: MAY 10, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: APC
Security ID: 032511107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Richard L. George | Management | For | For |
1g | Elect Director Joseph W. Gorder | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Sean Gourley | Management | For | For |
1j | Elect Director Mark C. McKinley | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
ANHEUSER-BUSCH INBEV SA
Meeting Date: SEP 28, 2016
Record Date: AUG 12, 2016
Meeting Type: SPECIAL |
Ticker: ABI
Security ID: 03524A108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA | Management | For | For |
B.2 | Receive Special Board Report and Special Auditor Report Re: Item 1 | Management | None | None |
B.3 | Receive Information on Modifications to the Assets and Liabilities of the Merging Companies | Management | None | None |
B.4 | Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | Management | For | For |
B.5 | Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | Management | For | For |
C.6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
|
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 26, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: ABI
Security ID: 03524A108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1.a | Receive Special Board Report | Management | None | None |
A1.b | Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital | Management | For | For |
B1 | Management Report Regarding the Old Anheuser-Busch InBev SA/NV | Management | None | None |
B2 | Report by the Statutory Auditor Regarding the Old AB InBev | Management | None | None |
B3 | Approval of the Accounts of the Old AB InBev | Management | For | For |
B4 | Approve Discharge to the Directors of the Old AB InBev | Management | For | For |
B5 | Approve Discharge of Auditors of the Old AB InBev | Management | For | For |
B6 | Receive Directors' Reports | Management | None | None |
B7 | Receive Auditors' Reports | Management | None | None |
B8 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B9 | Adopt Financial Statements | Management | For | For |
B10 | Approve Discharge to the Directors | Management | For | For |
B11 | Approve Discharge of Auditors | Management | For | For |
B12.a | Elect M.J. Barrington as Director | Management | For | For |
B12.b | Elect W.F. Gifford Jr. as Director | Management | For | For |
B12.c | Elect A. Santo Domingo Davila as Director | Management | For | For |
B13.a | Approve Remuneration Report | Management | For | For |
B13.b | Approve Remuneration of Directors | Management | For | For |
B13.c | Approve Non-Executive Director Stock Option Grants | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
|
APPLE INC.
Meeting Date: FEB 28, 2017
Record Date: DEC 30, 2016
Meeting Type: ANNUAL |
Ticker: AAPL
Security ID: 037833100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Charitable Contributions | Shareholder | Against | Against |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Proxy Access Amendments | Shareholder | Against | Against |
8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
|
ARTHUR J. GALLAGHER & CO.
Meeting Date: MAY 16, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL |
Ticker: AJG
Security ID: 363576109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director D. John Coldman | Management | For | For |
1d | Elect Director Frank E. English, Jr. | Management | For | For |
1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1f | Elect Director Elbert O. Hand | Management | For | For |
1g | Elect Director David S. Johnson | Management | For | For |
1h | Elect Director Kay W. McCurdy | Management | For | For |
1i | Elect Director Ralph J. Nicoletti | Management | For | For |
1j | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
ASTRAZENECA PLC
Meeting Date: APR 27, 2017
Record Date: MAR 16, 2017
Meeting Type: ANNUAL |
Ticker: AZN
Security ID: 046353108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Genevieve Berger as Director | Management | For | For |
5e | Elect Philip Broadley as Director | Management | For | For |
5f | Re-elect Bruce Burlington as Director | Management | For | For |
5g | Re-elect Graham Chipchase as Director | Management | For | For |
5h | Re-elect Rudy Markham as Director | Management | For | For |
5i | Re-elect Shriti Vadera as Director | Management | For | For |
5j | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | Against |
7 | Approve Remuneration Policy | Management | For | For |
8 | Approve EU Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
|
BAKER HUGHES INCORPORATED
Meeting Date: APR 27, 2017
Record Date: MAR 03, 2017
Meeting Type: ANNUAL |
Ticker: BHI
Security ID: 057224107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory D. Brenneman | Management | For | For |
1b | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1c | Elect Director Martin S. Craighead | Management | For | For |
1d | Elect Director William H. Easter, III | Management | For | For |
1e | Elect Director Lynn L. Elsenhans | Management | For | For |
1f | Elect Director Anthony G. Fernandes | Management | For | For |
1g | Elect Director Claire W. Gargalli | Management | For | For |
1h | Elect Director Pierre H. Jungels | Management | For | For |
1i | Elect Director James A. Lash | Management | For | For |
1j | Elect Director J. Larry Nichols | Management | For | For |
1k | Elect Director James W. Stewart | Management | For | For |
1l | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
|
BAKER HUGHES INCORPORATED
Meeting Date: JUN 30, 2017
Record Date: MAY 25, 2017
Meeting Type: SPECIAL |
Ticker: BHI
Security ID: 057224107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Material Terms of the Executive Officer Performance Goals | Management | For | For |
|
BANK OF AMERICA CORPORATION
Meeting Date: APR 26, 2017
Record Date: MAR 02, 2017
Meeting Type: ANNUAL |
Ticker: BAC
Security ID: 060505104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend the General Clawback Policy | Shareholder | Against | Against |
6 | Non-core banking operations | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Report on Gender Pay Gap | Shareholder | Against | Against |
|
BASF SE
Meeting Date: MAY 12, 2017
Record Date:
Meeting Type: ANNUAL |
Ticker: BAS
Security ID: D06216317 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 117.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
|
BB&T CORPORATION
Meeting Date: APR 25, 2017
Record Date: FEB 15, 2017
Meeting Type: ANNUAL |
Ticker: BBT
Security ID: 054937107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer S. Banner | Management | For | For |
1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.3 | Elect Director Anna R. Cablik | Management | For | For |
1.4 | Elect Director James A. Faulkner | Management | For | For |
1.5 | Elect Director I. Patricia Henry | Management | For | For |
1.6 | Elect Director Eric C. Kendrick | Management | For | Against |
1.7 | Elect Director Kelly S. King | Management | For | For |
1.8 | Elect Director Louis B. Lynn | Management | For | For |
1.9 | Elect Director Charles A. Patton | Management | For | For |
1.10 | Elect Director Nido R. Qubein | Management | For | Against |
1.11 | Elect Director William J. Reuter | Management | For | For |
1.12 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
1.13 | Elect Director Christine Sears | Management | For | For |
1.14 | Elect Director Thomas E. Skains | Management | For | For |
1.15 | Elect Director Thomas N. Thompson | Management | For | For |
1.16 | Elect Director Stephen T. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
|
BLACKROCK, INC.
Meeting Date: MAY 25, 2017
Record Date: MAR 30, 2017
Meeting Type: ANNUAL |
Ticker: BLK
Security ID: 09247X101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director Deryck Maughan | Management | For | For |
1l | Elect Director Cheryl D. Mills | Management | For | For |
1m | Elect Director Gordon M. Nixon | Management | For | For |
1n | Elect Director Charles H. Robbins | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director John S. Varley | Management | For | For |
1r | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
|
BP PLC
Meeting Date: MAY 17, 2017
Record Date: MAR 24, 2017
Meeting Type: ANNUAL |
Ticker: BP.
Security ID: 055622104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Bob Dudley as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Elect Nils Andersen as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Alan Boeckmann as Director | Management | For | For |
9 | Re-elect Frank Bowman as Director | Management | For | For |
10 | Re-elect Ian Davis as Director | Management | For | For |
11 | Re-elect Dame Ann Dowling as Director | Management | For | For |
12 | Elect Melody Meyer as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Paula Reynolds as Director | Management | For | For |
15 | Re-elect Sir John Sawers as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
|
BROADCOM LIMITED
Meeting Date: APR 05, 2017
Record Date: FEB 08, 2017
Meeting Type: ANNUAL |
Ticker: AVGO
Security ID: Y09827109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director Eddy W. Hartenstein | Management | For | For |
1f | Elect Director Check Kian Low | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
1h | Elect Director Peter J. Marks | Management | For | For |
1i | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
CHEVRON CORPORATION
Meeting Date: MAY 31, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL |
Ticker: CVX
Security ID: 166764100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* | Shareholder | None | None |
8 | Assess and Report on Transition to a Low Carbon Economy | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
|
CISCO SYSTEMS, INC.
Meeting Date: DEC 12, 2016
Record Date: OCT 14, 2016
Meeting Type: ANNUAL |
Ticker: CSCO
Security ID: 17275R102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director John T. Chambers | Management | For | For |
1e | Elect Director Amy L. Chang | Management | For | For |
1f | Elect Director John L. Hennessy | Management | For | For |
1g | Elect Director Kristina M. Johnson | Management | For | For |
1h | Elect Director Roderick C. McGeary | Management | For | For |
1i | Elect Director Charles H. Robbins | Management | For | For |
1j | Elect Director Arun Sarin | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Arab and non-Arab Employees using EEO-1 Categories | Shareholder | Against | Against |
6 | Establish Board Committee on Operations in Israeli Settlements | Shareholder | Against | Against |
|
CONOCOPHILLIPS
Meeting Date: MAY 16, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL |
Ticker: COP
Security ID: 20825C104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director Charles E. Bunch | Management | For | For |
1d | Elect Director John V. Faraci | Management | For | For |
1e | Elect Director Jody L. Freeman | Management | For | For |
1f | Elect Director Gay Huey Evans | Management | For | For |
1g | Elect Director Ryan M. Lance | Management | For | For |
1h | Elect Director Arjun N. Murti | Management | For | For |
1i | Elect Director Robert A. Niblock | Management | For | For |
1j | Elect Director Harald J. Norvik | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Executive Compensation Incentives Aligned with Low Carbon Scenarios | Shareholder | Against | Against |
|
CUMMINS INC.
Meeting Date: MAY 09, 2017
Record Date: MAR 07, 2017
Meeting Type: ANNUAL |
Ticker: CMI
Security ID: 231021106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Robert J. Bernhard | Management | For | For |
3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
5 | Elect Director Stephen B. Dobbs | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Alexis M. Herman | Management | For | For |
8 | Elect Director Thomas J. Lynch | Management | For | Against |
9 | Elect Director William I. Miller | Management | For | For |
10 | Elect Director Georgia R. Nelson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Provide Proxy Access Right | Management | For | For |
16 | Amend Proxy Access Right | Shareholder | Against | Against |
|
CVS HEALTH CORPORATION
Meeting Date: MAY 10, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: CVS
Security ID: 126650100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Mary L. Schapiro | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Pay Disparity | Shareholder | Against | Against |
8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Against |
|
DEERE & COMPANY
Meeting Date: FEB 22, 2017
Record Date: DEC 30, 2016
Meeting Type: ANNUAL |
Ticker: DE
Security ID: 244199105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Alan C. Heuberger | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Michael O. Johanns | Management | For | For |
1g | Elect Director Clayton M. Jones | Management | For | For |
1h | Elect Director Brian M. Krzanich | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sherry M. Smith | Management | For | For |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
1l | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
|
DOMINION RESOURCES, INC.
Meeting Date: MAY 10, 2017
Record Date: MAR 03, 2017
Meeting Type: ANNUAL |
Ticker: D
Security ID: 25746U109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Helen E. Dragas | Management | For | For |
1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.5 | Elect Director John W. Harris | Management | For | For |
1.6 | Elect Director Ronald W. Jibson | Management | For | For |
1.7 | Elect Director Mark J. Kington | Management | For | For |
1.8 | Elect Director Joseph M. Rigby | Management | For | For |
1.9 | Elect Director Pamela J. Royal | Management | For | For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
1.12 | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Change Company Name to Dominion Energy, Inc. | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
8 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
9 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
|
ELI LILLY AND COMPANY
Meeting Date: MAY 01, 2017
Record Date: FEB 24, 2017
Meeting Type: ANNUAL |
Ticker: LLY
Security ID: 532457108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
1c | Elect Director John C. Lechleiter | Management | For | For |
1d | Elect Director David A. Ricks | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Amend Deferred Compensation Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
|
EXXON MOBIL CORPORATION
Meeting Date: MAY 31, 2017
Record Date: APR 06, 2017
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Henrietta H. Fore | Management | For | For |
1.6 | Elect Director Kenneth C. Frazier | Management | For | For |
1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
1.9 | Elect Director Steven S. Reinemund | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
1.11 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
8 | Amend Bylaws to Prohibit Precatory Proposals | Shareholder | Against | Against |
9 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
11 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
12 | Report on Climate Change Policies | Shareholder | Against | Against |
13 | Report on Methane Emissions | Shareholder | Against | Against |
|
FORD MOTOR COMPANY
Meeting Date: MAY 11, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: F
Security ID: 345370860 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen G. Butler | Management | For | For |
1b | Elect Director Kimberly A. Casiano | Management | For | For |
1c | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1d | Elect Director Mark Fields | Management | For | For |
1e | Elect Director Edsel B. Ford, II | Management | For | For |
1f | Elect Director William Clay Ford, Jr. | Management | For | For |
1g | Elect Director William W. Helman, IV | Management | For | For |
1h | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1i | Elect Director William E. Kennard | Management | For | For |
1j | Elect Director John C. Lechleiter | Management | For | For |
1k | Elect Director Ellen R. Marram | Management | For | For |
1l | Elect Director John L. Thornton | Management | For | For |
1m | Elect Director Lynn M. Vojvodich | Management | For | For |
1n | Elect Director John S. Weinberg | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
|
GENERAL ELECTRIC COMPANY
Meeting Date: APR 26, 2017
Record Date: FEB 27, 2017
Meeting Type: ANNUAL |
Ticker: GE
Security ID: 369604103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Peter B. Henry | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director Lowell C. McAdam | Management | For | For |
14 | Elect Director Steven M. Mollenkopf | Management | For | For |
15 | Elect Director James J. Mulva | Management | For | For |
16 | Elect Director James E. Rohr | Management | For | For |
17 | Elect Director Mary L. Schapiro | Management | For | For |
18 | Elect Director James S. Tisch | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Amend Omnibus Stock Plan | Management | For | For |
22 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
23 | Ratify KPMG LLP as Auditors | Management | For | For |
24 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
25 | Require Independent Board Chairman | Shareholder | Against | For |
26 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
27 | Report on Charitable Contributions | Shareholder | Against | Against |
|
HOST HOTELS & RESORTS, INC.
Meeting Date: MAY 11, 2017
Record Date: MAR 16, 2017
Meeting Type: ANNUAL |
Ticker: HST
Security ID: 44107P104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Sandeep L. Mathrani | Management | For | For |
1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.5 | Elect Director Richard E. Marriott | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director James F. Risoleo | Management | For | For |
1.9 | Elect Director Gordon H. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
ILLINOIS TOOL WORKS INC.
Meeting Date: MAY 05, 2017
Record Date: MAR 07, 2017
Meeting Type: ANNUAL |
Ticker: ITW
Security ID: 452308109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director James W. Griffith | Management | For | For |
1d | Elect Director Jay L. Henderson | Management | For | For |
1e | Elect Director Richard H. Lenny | Management | For | For |
1f | Elect Director E. Scott Santi | Management | For | For |
1g | Elect Director James A. Skinner | Management | For | For |
1h | Elect Director David B. Smith, Jr. | Management | For | For |
1i | Elect Director Pamela B. Strobel | Management | For | For |
1j | Elect Director Kevin M. Warren | Management | For | For |
1k | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
|
INTEL CORPORATION
Meeting Date: MAY 18, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL |
Ticker: INTC
Security ID: 458140100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Aneel Bhusri | Management | For | For |
1c | Elect Director Andy D. Bryant | Management | For | For |
1d | Elect Director Reed E. Hundt | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director Tsu-Jae King Liu | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Gregory D. Smith | Management | For | For |
1j | Elect Director Frank D. Yeary | Management | For | For |
1k | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Political Contributions Disclosure | Shareholder | Against | Against |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
|
INTERNATIONAL PAPER COMPANY
Meeting Date: MAY 08, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: IP
Security ID: 460146103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director William J. Burns | Management | For | For |
1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | Against |
1e | Elect Director Jay L. Johnson | Management | For | For |
1f | Elect Director Stacey J. Mobley | Management | For | For |
1g | Elect Director Kathryn D. Sullivan | Management | For | For |
1h | Elect Director Mark S. Sutton | Management | For | For |
1i | Elect Director John L. Townsend, III | Management | For | For |
1j | Elect Director William G. Walter | Management | For | For |
1k | Elect Director J. Steven Whisler | Management | For | For |
1l | Elect Director Ray G. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
|
JOHNSON & JOHNSON
Meeting Date: APR 27, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL |
Ticker: JNJ
Security ID: 478160104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Mark B. McClellan | Management | For | For |
1f | Elect Director Anne M. Mulcahy | Management | For | For |
1g | Elect Director William D. Perez | Management | For | For |
1h | Elect Director Charles Prince | Management | For | For |
1i | Elect Director A. Eugene Washington | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
|
JPMORGAN CHASE & CO.
Meeting Date: MAY 16, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL |
Ticker: JPM
Security ID: 46625H100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director Todd A. Combs | Management | For | For |
1f | Elect Director James S. Crown | Management | For | For |
1g | Elect Director James Dimon | Management | For | For |
1h | Elect Director Timothy P. Flynn | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
7 | Clawback Amendment | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | Against |
9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
|
KIMBERLY-CLARK CORPORATION
Meeting Date: APR 20, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL |
Ticker: KMB
Security ID: 494368103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Abelardo E. Bru | Management | For | For |
1.3 | Elect Director Robert W. Decherd | Management | For | For |
1.4 | Elect Director Thomas J. Falk | Management | For | For |
1.5 | Elect Director Fabian T. Garcia | Management | For | For |
1.6 | Elect Director Michael D. Hsu | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Christa S. Quarles | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
1.13 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
L BRANDS, INC.
Meeting Date: MAY 18, 2017
Record Date: MAR 24, 2017
Meeting Type: ANNUAL |
Ticker: LB
Security ID: 501797104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donna A. James | Management | For | For |
1.2 | Elect Director Jeffrey H. Miro | Management | For | For |
1.3 | Elect Director Michael G. Morris | Management | For | For |
1.4 | Elect Director Raymond Zimmerman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
|
LOCKHEED MARTIN CORPORATION
Meeting Date: APR 27, 2017
Record Date: FEB 24, 2017
Meeting Type: ANNUAL |
Ticker: LMT
Security ID: 539830109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel F. Akerson | Management | For | For |
1b | Elect Director Nolan D. Archibald | Management | For | For |
1c | Elect Director Rosalind G. Brewer | Management | For | For |
1d | Elect Director David B. Burritt | Management | For | For |
1e | Elect Director Bruce A. Carlson | Management | For | For |
1f | Elect Director James O. Ellis, Jr. | Management | For | For |
1g | Elect Director Thomas J. Falk | Management | For | For |
1h | Elect Director Ilene S. Gordon | Management | For | Against |
1i | Elect Director Marillyn A. Hewson | Management | For | For |
1j | Elect Director James M. Loy | Management | For | For |
1k | Elect Director Joseph W. Ralston | Management | For | For |
1l | Elect Director Anne Stevens | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
|
LOWE'S COMPANIES, INC.
Meeting Date: JUN 02, 2017
Record Date: MAR 24, 2017
Meeting Type: ANNUAL |
Ticker: LOW
Security ID: 548661107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Sandra B. Cochran | Management | For | Withhold |
1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals | Shareholder | Against | Against |
|
MATTEL, INC.
Meeting Date: MAY 19, 2017
Record Date: MAR 24, 2017
Meeting Type: ANNUAL |
Ticker: MAT
Security ID: 577081102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Dolan | Management | For | For |
1b | Elect Director Trevor A. Edwards | Management | For | For |
1c | Elect Director Frances D. Fergusson | Management | For | For |
1d | Elect Director Margaret H. Georgiadis | Management | For | For |
1e | Elect Director Ann Lewnes | Management | For | For |
1f | Elect Director Dominic Ng | Management | For | For |
1g | Elect Director Vasant M. Prabhu | Management | For | For |
1h | Elect Director Dean A. Scarborough | Management | For | For |
1i | Elect Director Christopher A. Sinclair | Management | For | For |
1j | Elect Director Dirk Van de Put | Management | For | For |
1k | Elect Director Kathy White Loyd | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
|
MEDTRONIC PLC
Meeting Date: DEC 09, 2016
Record Date: OCT 11, 2016
Meeting Type: ANNUAL |
Ticker: MDT
Security ID: G5960L103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
1m | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5a | Amend Articles of Association | Management | For | For |
5b | Amend Memorandum of Association | Management | For | For |
6 | Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits | Management | For | For |
|
MERCK & CO., INC.
Meeting Date: MAY 23, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL |
Ticker: MRK
Security ID: 58933Y105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Rochelle B. Lazarus | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Paul B. Rothman | Management | For | For |
1j | Elect Director Patricia F. Russo | Management | For | For |
1k | Elect Director Craig B. Thompson | Management | For | For |
1l | Elect Director Wendell P. Weeks | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Holy Land Principles | Shareholder | Against | Against |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
8 | Report on Board Oversight of Product Safety and Quality | Shareholder | Against | Against |
|
MICROSOFT CORPORATION
Meeting Date: NOV 30, 2016
Record Date: SEP 30, 2016
Meeting Type: ANNUAL |
Ticker: MSFT
Security ID: 594918104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | Against |
|
MORGAN STANLEY
Meeting Date: MAY 22, 2017
Record Date: MAR 27, 2017
Meeting Type: ANNUAL |
Ticker: MS
Security ID: 617446448 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Erskine B. Bowles | Management | For | For |
1b | Elect Director Alistair Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | For |
1g | Elect Director Klaus Kleinfeld | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Dennis M. Nally | Management | For | For |
1j | Elect Director Hutham S. Olayan | Management | For | For |
1k | Elect Director James W. Owens | Management | For | For |
1l | Elect Director Ryosuke Tamakoshi | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
|
NEWELL BRANDS INC.
Meeting Date: MAY 09, 2017
Record Date: MAR 17, 2017
Meeting Type: ANNUAL |
Ticker: NWL
Security ID: 651229106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ian G.H. Ashken | Management | For | For |
1b | Elect Director Thomas E. Clarke | Management | For | Against |
1c | Elect Director Kevin C. Conroy | Management | For | Against |
1d | Elect Director Scott S. Cowen | Management | For | Against |
1e | Elect Director Michael T. Cowhig | Management | For | For |
1f | Elect Director Domenico De Sole | Management | For | Against |
1g | Elect Director Martin E. Franklin | Management | For | For |
1h | Elect Director Ros L'Esperance | Management | For | For |
1i | Elect Director Michael B. Polk | Management | For | For |
1j | Elect Director Steven J. Strobel | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
NORFOLK SOUTHERN CORPORATION
Meeting Date: MAY 11, 2017
Record Date: MAR 02, 2017
Meeting Type: ANNUAL |
Ticker: NSC
Security ID: 655844108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Robert A. Bradway - Withdrawn | Management | None | None |
1.4 | Elect Director Wesley G. Bush | Management | For | For |
1.5 | Elect Director Daniel A. Carp | Management | For | For |
1.6 | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
1.7 | Elect Director Marcela E. Donadio | Management | For | For |
1.8 | Elect Director Steven F. Leer | Management | For | For |
1.9 | Elect Director Michael D. Lockhart | Management | For | For |
1.10 | Elect Director Amy E. Miles | Management | For | For |
1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
1.12 | Elect Director James A. Squires | Management | For | For |
1.13 | Elect Director John R. Thompson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
ORACLE CORPORATION
Meeting Date: NOV 16, 2016
Record Date: SEP 19, 2016
Meeting Type: ANNUAL |
Ticker: ORCL
Security ID: 68389X105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Renee J. James | Management | For | For |
1.12 | Elect Director Leon E. Panetta | Management | For | For |
1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
|
PEPSICO, INC.
Meeting Date: MAY 03, 2017
Record Date: MAR 01, 2017
Meeting Type: ANNUAL |
Ticker: PEP
Security ID: 713448108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian M. Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Rona A. Fairhead | Management | For | For |
1g | Elect Director Richard W. Fisher | Management | For | For |
1h | Elect Director William R. Johnson | Management | For | For |
1i | Elect Director Indra K. Nooyi | Management | For | For |
1j | Elect Director David C. Page | Management | For | For |
1k | Elect Director Robert C. Pohlad | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Darren Walker | Management | For | For |
1n | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Against |
6 | Adopt Holy Land Principles | Shareholder | Against | Against |
|
PFIZER INC.
Meeting Date: APR 27, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL |
Ticker: PFE
Security ID: 717081103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Frances D. Fergusson | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
6 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
|
RAYTHEON COMPANY
Meeting Date: MAY 25, 2017
Record Date: APR 04, 2017
Meeting Type: ANNUAL |
Ticker: RTN
Security ID: 755111507 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Vernon E. Clark | Management | For | For |
1d | Elect Director Stephen J. Hadley | Management | For | For |
1e | Elect Director Thomas A. Kennedy | Management | For | For |
1f | Elect Director Letitia A. Long | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Dinesh C. Paliwal | Management | For | For |
1i | Elect Director William R. Spivey | Management | For | For |
1j | Elect Director James A. Winnefeld, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
REPUBLIC SERVICES, INC.
Meeting Date: MAY 12, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: RSG
Security ID: 760759100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director William J. Flynn | Management | For | For |
1d | Elect Director Thomas W. Handley | Management | For | For |
1e | Elect Director Jennifer M. Kirk | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 23, 2017
Record Date: APR 13, 2017
Meeting Type: ANNUAL |
Ticker: RDSA
Security ID: 780259206 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Catherine Hughes as Director | Management | For | For |
5 | Elect Roberto Setubal as Director | Management | For | For |
6 | Re-elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Euleen Goh as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
12 | Re-elect Linda Stuntz as Director | Management | For | For |
13 | Elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
|
SCHLUMBERGER LIMITED
Meeting Date: APR 05, 2017
Record Date: FEB 15, 2017
Meeting Type: ANNUAL |
Ticker: SLB
Security ID: 806857108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Tore I. Sandvold | Management | For | For |
1l | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt and Approve Financials and Dividends | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Amend Employee Stock Purchase Plan | Management | For | For |
|
STANLEY BLACK & DECKER, INC.
Meeting Date: APR 20, 2017
Record Date: FEB 17, 2017
Meeting Type: ANNUAL |
Ticker: SWK
Security ID: 854502101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
SUNCOR ENERGY INC.
Meeting Date: APR 27, 2017
Record Date: MAR 07, 2017
Meeting Type: ANNUAL |
Ticker: SU
Security ID: 867224107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director Jacynthe Cote | Management | For | For |
1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
1.5 | Elect Director John D. Gass | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Michael W. O'Brien | Management | For | For |
1.9 | Elect Director Eira M. Thomas | Management | For | For |
1.10 | Elect Director Steven W. Williams | Management | For | For |
1.11 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
T. ROWE PRICE GROUP, INC.
Meeting Date: APR 26, 2017
Record Date: FEB 24, 2017
Meeting Type: ANNUAL |
Ticker: TROW
Security ID: 74144T108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Edward C. Bernard | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director Robert F. MacLellan | Management | For | For |
1g | Elect Director Brian C. Rogers | Management | For | For |
1h | Elect Director Olympia J. Snowe | Management | For | For |
1i | Elect Director William J. Stromberg | Management | For | For |
1j | Elect Director Dwight S. Taylor | Management | For | For |
1k | Elect Director Anne Marie Whittemore | Management | For | For |
1l | Elect Director Sandra S. Wijnberg | Management | For | For |
1m | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Ratify KPMG LLP as Auditors | Management | For | For |
8 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
9 | Report on and Assess Proxy Voting Policies in Relation to Executive Compensation | Shareholder | Against | Against |
10 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | None | For |
|
TARGET CORPORATION
Meeting Date: JUN 14, 2017
Record Date: APR 17, 2017
Meeting Type: ANNUAL |
Ticker: TGT
Security ID: 87612E106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Henrique De Castro | Management | For | For |
1f | Elect Director Robert L. Edwards | Management | For | For |
1g | Elect Director Melanie L. Healey | Management | For | For |
1h | Elect Director Donald R. Knauss | Management | For | For |
1i | Elect Director Monica C. Lozano | Management | For | For |
1j | Elect Director Mary E. Minnick | Management | For | For |
1k | Elect Director Derica W. Rice | Management | For | For |
1l | Elect Director Kenneth L. Salazar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 20, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL |
Ticker: TXN
Security ID: 882508104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Todd M. Bluedorn | Management | For | Against |
1d | Elect Director Daniel A. Carp | Management | For | For |
1e | Elect Director Janet F. Clark | Management | For | For |
1f | Elect Director Carrie S. Cox | Management | For | For |
1g | Elect Director Jean M. Hobby | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | Against |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Wayne R. Sanders | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
THE DOW CHEMICAL COMPANY
Meeting Date: JUL 20, 2016
Record Date: JUN 02, 2016
Meeting Type: SPECIAL |
Ticker: DOW
Security ID: 260543103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
|
THE DOW CHEMICAL COMPANY
Meeting Date: MAY 11, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: DOW
Security ID: 260543103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director James A. Bell | Management | For | For |
1d | Elect Director Richard K. Davis | Management | For | Against |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Mark Loughridge | Management | For | For |
1h | Elect Director Raymond J. Milchovich | Management | For | For |
1i | Elect Director Robert S. (Steve) Miller | Management | For | For |
1j | Elect Director Paul Polman | Management | For | For |
1k | Elect Director Dennis H. Reilley | Management | For | For |
1l | Elect Director James M. Ringler | Management | For | For |
1m | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
THE KRAFT HEINZ COMPANY
Meeting Date: APR 19, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL |
Ticker: KHC
Security ID: 500754106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director Warren E. Buffett | Management | For | For |
1d | Elect Director John T. Cahill | Management | For | For |
1e | Elect Director Tracy Britt Cool | Management | For | For |
1f | Elect Director Feroz Dewan | Management | For | For |
1g | Elect Director Jeanne P. Jackson | Management | For | Against |
1h | Elect Director Jorge Paulo Lemann | Management | For | For |
1i | Elect Director Mackey J. McDonald | Management | For | For |
1j | Elect Director John C. Pope | Management | For | For |
1k | Elect Director Marcel Herrmann Telles | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Against |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Against |
|
U.S. BANCORP
Meeting Date: APR 18, 2017
Record Date: FEB 21, 2017
Meeting Type: ANNUAL |
Ticker: USB
Security ID: 902973304 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | Against |
1b | Elect Director Warner L. Baxter | Management | For | For |
1c | Elect Director Marc N. Casper | Management | For | For |
1d | Elect Director Andrew Cecere | Management | For | For |
1e | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1f | Elect Director Richard K. Davis | Management | For | For |
1g | Elect Director Kimberly J. Harris | Management | For | For |
1h | Elect Director Roland A. Hernandez | Management | For | For |
1i | Elect Director Doreen Woo Ho | Management | For | For |
1j | Elect Director Olivia F. Kirtley | Management | For | For |
1k | Elect Director Karen S. Lynch | Management | For | For |
1l | Elect Director David B. O'Maley | Management | For | For |
1m | Elect Director O'dell M. Owens | Management | For | For |
1n | Elect Director Craig D. Schnuck | Management | For | For |
1o | Elect Director Scott W. Wine | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
|
UNITED PARCEL SERVICE, INC.
Meeting Date: MAY 04, 2017
Record Date: MAR 06, 2017
Meeting Type: ANNUAL |
Ticker: UPS
Security ID: 911312106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Abney | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director William R. Johnson | Management | For | For |
1e | Elect Director Candace Kendle | Management | For | For |
1f | Elect Director Ann M. Livermore | Management | For | For |
1g | Elect Director Rudy H.P. Markham | Management | For | For |
1h | Elect Director Franck J. Moison | Management | For | For |
1i | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
1j | Elect Director John T. Stankey | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
7 | Adopt Holy Land Principles | Shareholder | Against | Against |
|
UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 24, 2017
Record Date: FEB 28, 2017
Meeting Type: ANNUAL |
Ticker: UTX
Security ID: 913017109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Edward A. Kangas | Management | For | For |
1g | Elect Director Ellen J. Kullman | Management | For | For |
1h | Elect Director Marshall O. Larsen | Management | For | For |
1i | Elect Director Harold McGraw, III | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 05, 2017
Record Date: APR 11, 2017
Meeting Type: ANNUAL |
Ticker: UNH
Security ID: 91324P102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director Rodger A. Lawson | Management | For | For |
1g | Elect Director Glenn M. Renwick | Management | For | Against |
1h | Elect Director Kenneth I. Shine | Management | For | For |
1i | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 04, 2017
Record Date: MAR 06, 2017
Meeting Type: ANNUAL |
Ticker: VZ
Security ID: 92343V104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Karl-Ludwig Kley | Management | For | For |
1.7 | Elect Director Lowell C. McAdam | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
1.12 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
7 | Report on Feasibility of Adopting GHG Emissions Targets | Shareholder | Against | Against |
8 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
9 | Amend Clawback Policy | Shareholder | Against | For |
10 | Stock Retention/Holding Period | Shareholder | Against | For |
11 | Limit Matching Contributions to Executive Retirement Plans | Shareholder | Against | Against |
|
WAL-MART STORES, INC.
Meeting Date: JUN 02, 2017
Record Date: APR 07, 2017
Meeting Type: ANNUAL |
Ticker: WMT
Security ID: 931142103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James I. Cash, Jr. | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Carla A. Harris | Management | For | For |
1d | Elect Director Thomas W. Horton | Management | For | For |
1e | Elect Director Marissa A. Mayer | Management | For | For |
1f | Elect Director C. Douglas McMillon | Management | For | For |
1g | Elect Director Gregory B. Penner | Management | For | For |
1h | Elect Director Steven S Reinemund | Management | For | For |
1i | Elect Director Kevin Y. Systrom | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Proxy Access Right | Shareholder | Against | For |
7 | Require Independent Director Nominee with Environmental Experience | Shareholder | Against | Against |
|
WELLS FARGO & COMPANY
Meeting Date: APR 25, 2017
Record Date: MAR 01, 2017
Meeting Type: ANNUAL |
Ticker: WFC
Security ID: 949746101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | Against |
1b | Elect Director John S. Chen | Management | For | Against |
1c | Elect Director Lloyd H. Dean | Management | For | Against |
1d | Elect Director Elizabeth A. Duke | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | Against |
1f | Elect Director Donald M. James | Management | For | For |
1g | Elect Director Cynthia H. Milligan | Management | For | Against |
1h | Elect Director Karen B. Peetz | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Stephen W. Sanger | Management | For | For |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Timothy J. Sloan | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | Against |
1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Review and Report on Business Standards | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Divesting Non-Core Business | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
10 | Adopt Global Policy Regarding the Rights of Indigenous People | Shareholder | Against | Against |
|
XCEL ENERGY INC.
Meeting Date: MAY 17, 2017
Record Date: MAR 21, 2017
Meeting Type: ANNUAL |
Ticker: XEL
Security ID: 98389B100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail K. Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Richard T. O'Brien | Management | For | For |
1e | Elect Director Christopher J. Policinski | Management | For | For |
1f | Elect Director James T. Prokopanko | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
1l | Elect Director Daniel Yohannes | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
Franklin Floating Rate Daily Access Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Low Duration Total Return Fund
|
ENERGY XXI GULF COAST, INC.
Meeting Date: MAY 10, 2017
Record Date: APR 10, 2017
Meeting Type: ANNUAL |
Ticker: EXXI
Security ID: 29276K101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Bahorich | Management | For | For |
1.2 | Elect Director Douglas E. Brooks | Management | For | For |
1.3 | Elect Director George Kollitides | Management | For | For |
1.4 | Elect Director Michael S. Reddin | Management | For | For |
1.5 | Elect Director Stanford Springel | Management | For | For |
1.6 | Elect Director James W. Swent, III | Management | For | For |
1.7 | Elect Director Charles W. Wampler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
HALCON RESOURCES CORPORATION
Meeting Date: MAY 04, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: HK
Security ID: 40537Q605 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Floyd C. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
VERSO CORPORATION
Meeting Date: MAY 12, 2017
Record Date: APR 06, 2017
Meeting Type: ANNUAL |
Ticker: VRS
Security ID: 92531L207 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Amen | Management | For | For |
1.2 | Elect Director Alan J. Carr | Management | For | For |
1.3 | Elect Director Eugene I. Davis | Management | For | For |
1.4 | Elect Director B. Christopher DiSantis | Management | For | For |
1.5 | Elect Director Jerome L. Goldman | Management | For | For |
1.6 | Elect Director Steven D. Scheiwe | Management | For | For |
1.7 | Elect Director Jay Shuster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Franklin Real Return Fund
|
AGRIUM INC.
Meeting Date: NOV 03, 2016
Record Date: SEP 22, 2016
Meeting Type: SPECIAL |
Ticker: AGU
Security ID: 008916108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with Potash Corporation of Saskatchewan Inc. | Management | For | For |
|
AGRIUM INC.
Meeting Date: MAY 02, 2017
Record Date: MAR 09, 2017
Meeting Type: ANNUAL |
Ticker: AGU
Security ID: 008916108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maura J. Clark | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Russell K. Girling | Management | For | For |
1.4 | Elect Director Russell J. Horner | Management | For | For |
1.5 | Elect Director Miranda C. Hubbs | Management | For | For |
1.6 | Elect Director Chuck V. Magro | Management | For | For |
1.7 | Elect Director A. Anne McLellan | Management | For | For |
1.8 | Elect Director Derek G. Pannell | Management | For | For |
1.9 | Elect Director Mayo M. Schmidt | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
ANADARKO PETROLEUM CORPORATION
Meeting Date: MAY 10, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: APC
Security ID: 032511107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Richard L. George | Management | For | For |
1g | Elect Director Joseph W. Gorder | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Sean Gourley | Management | For | For |
1j | Elect Director Mark C. McKinley | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
BHP BILLITON PLC
Meeting Date: OCT 20, 2016
Record Date: SEP 16, 2016
Meeting Type: ANNUAL |
Ticker: BLT
Security ID: 05545E209 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint KPMG LLP as Auditors | Management | For | For |
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
9 | Approve Grant of Awards under the Group's Long Term Incentive Plan to Andrew Mackenzie | Management | For | For |
10 | Elect Ken MacKenzie as Director | Management | For | For |
11 | Re-elect Malcolm Brinded as Director | Management | For | For |
12 | Re-elect Malcolm Broomhead as Director | Management | For | For |
13 | Re-elect Pat Davies as Director | Management | For | For |
14 | Re-elect Anita Frew as Director | Management | For | For |
15 | Re-elect Carolyn Hewson as Director | Management | For | For |
16 | Re-elect Andrew Mackenzie as Director | Management | For | For |
17 | Re-elect Lindsay Maxsted as Director | Management | For | For |
18 | Re-elect Wayne Murdy as Director | Management | For | For |
19 | Re-elect Shriti Vadera as Director | Management | For | For |
20 | Re-elect Jac Nasser as Director | Management | For | For |
|
CANADIAN NATURAL RESOURCES LIMITED
Meeting Date: MAY 04, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: CNQ
Security ID: 136385101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
CHEVRON CORPORATION
Meeting Date: MAY 31, 2017
Record Date: APR 03, 2017
Meeting Type: ANNUAL |
Ticker: CVX
Security ID: 166764100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* | Shareholder | None | None |
8 | Assess and Report on Transition to a Low Carbon Economy | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
|
EXXON MOBIL CORPORATION
Meeting Date: MAY 31, 2017
Record Date: APR 06, 2017
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Henrietta H. Fore | Management | For | For |
1.6 | Elect Director Kenneth C. Frazier | Management | For | For |
1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
1.9 | Elect Director Steven S. Reinemund | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
1.11 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
8 | Amend Bylaws to Prohibit Precatory Proposals | Shareholder | Against | Against |
9 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
11 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
12 | Report on Climate Change Policies | Shareholder | Against | Against |
13 | Report on Methane Emissions | Shareholder | Against | Against |
|
FREEPORT-MCMORAN INC.
Meeting Date: JUN 06, 2017
Record Date: APR 11, 2017
Meeting Type: ANNUAL |
Ticker: FCX
Security ID: 35671D857 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Gerald J. Ford | Management | For | For |
1.3 | Elect Director Lydia H. Kennard | Management | For | For |
1.4 | Elect Director Andrew Langham | Management | For | For |
1.5 | Elect Director Jon C. Madonna | Management | For | For |
1.6 | Elect Director Courtney Mather | Management | For | For |
1.7 | Elect Director Dustan E. McCoy | Management | For | For |
1.8 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | RatifyErnst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
GOLDCORP INC.
Meeting Date: APR 26, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL/SPECIAL |
Ticker: G
Security ID: 380956409 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
1.2 | Elect Director Margot A. Franssen | Management | For | For |
1.3 | Elect Director David A. Garofalo | Management | For | For |
1.4 | Elect Director Clement A. Pelletier | Management | For | For |
1.5 | Elect Director P. Randy Reifel | Management | For | For |
1.6 | Elect Director Charles (Charlie) R. Sartain | Management | For | For |
1.7 | Elect Director Ian W. Telfer | Management | For | For |
1.8 | Elect Director Blanca A. Trevino | Management | For | For |
1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
HALLIBURTON COMPANY
Meeting Date: MAY 17, 2017
Record Date: MAR 20, 2017
Meeting Type: ANNUAL |
Ticker: HAL
Security ID: 406216101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director James R. Boyd | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | Against |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Jose C. Grubisich | Management | For | For |
1i | Elect Director David J. Lesar | Management | For | For |
1j | Elect Director Robert A. Malone | Management | For | For |
1k | Elect Director J. Landis Martin | Management | For | For |
1l | Elect Director Jeffrey A. Miller | Management | For | For |
1m | Elect Director Debra L. Reed | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
|
NOBLE ENERGY, INC.
Meeting Date: APR 25, 2017
Record Date: FEB 24, 2017
Meeting Type: ANNUAL |
Ticker: NBL
Security ID: 655044105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey L. Berenson | Management | For | For |
1b | Elect Director Michael A. Cawley | Management | For | For |
1c | Elect Director Edward F. Cox | Management | For | For |
1d | Elect Director James E. Craddock | Management | For | For |
1e | Elect Director Thomas J. Edelman | Management | For | For |
1f | Elect Director Kirby L. Hedrick | Management | For | For |
1g | Elect Director David L. Stover | Management | For | For |
1h | Elect Director Scott D. Urban | Management | For | For |
1i | Elect Director William T. Van Kleef | Management | For | For |
1j | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
|
NUCOR CORPORATION
Meeting Date: MAY 11, 2017
Record Date: MAR 13, 2017
Meeting Type: ANNUAL |
Ticker: NUE
Security ID: 670346105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Dempsey | Management | For | For |
1.2 | Elect Director John J. Ferriola | Management | For | For |
1.3 | Elect Director Gregory J. Hayes | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Bernard L. Kasriel | Management | For | For |
1.6 | Elect Director Christopher J. Kearney | Management | For | For |
1.7 | Elect Director Laurette T. Koellner | Management | For | For |
1.8 | Elect Director John H. Walker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Adopt Quantitative Compnay-Wide GHG Goals | Shareholder | Against | Against |
|
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date: MAY 12, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: OXY
Security ID: 674599105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Howard I. Atkins | Management | For | For |
1c | Elect Director Eugene L. Batchelder | Management | For | For |
1d | Elect Director John E. Feick | Management | For | For |
1e | Elect Director Margaret M. Foran | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Vicki Hollub | Management | For | For |
1h | Elect Director William R. Klesse | Management | For | For |
1i | Elect Director Jack B. Moore | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Methane Emissions and Flaring Targets | Shareholder | Against | Against |
8 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
|
PIONEER NATURAL RESOURCES COMPANY
Meeting Date: MAY 18, 2017
Record Date: MAR 23, 2017
Meeting Type: ANNUAL |
Ticker: PXD
Security ID: 723787107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Timothy L. Dove | Management | For | For |
1.4 | Elect Director Phillip A. Gobe | Management | For | For |
1.5 | Elect Director Larry R. Grillot | Management | For | For |
1.6 | Elect Director Stacy P. Methvin | Management | For | For |
1.7 | Elect Director Royce W. Mitchell | Management | For | For |
1.8 | Elect Director Frank A. Risch | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Mona K. Sutphen | Management | For | For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
1.13 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Annual Sustainability | Shareholder | Against | Against |
|
RIO TINTO PLC
Meeting Date: APR 12, 2017
Record Date: MAR 03, 2017
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: 767204100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
5 | Re-elect Megan Clark as Director | Management | For | For |
6 | Elect David Constable as Director | Management | For | For |
7 | Re-elect Jan du Plessis as Director | Management | For | For |
8 | Re-elect Ann Godbehere as Director | Management | For | For |
9 | Elect Simon Henry as Director | Management | For | For |
10 | Elect Jean-Sebastien Jacques as Director | Management | For | For |
11 | Elect Sam Laidlaw as Director | Management | For | For |
12 | Re-elect Michael L'Estrange as Director | Management | For | For |
13 | Re-elect Chris Lynch as Director | Management | For | For |
14 | Re-elect Paul Tellier as Director | Management | For | For |
15 | Re-elect Simon Thompson as Director | Management | For | For |
16 | Re-elect John Varley as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
|
RIO TINTO PLC
Meeting Date: JUN 27, 2017
Record Date: MAY 30, 2017
Meeting Type: SPECIAL |
Ticker: RIO
Security ID: 767204100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited | Management | For | For |
|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 23, 2017
Record Date: APR 13, 2017
Meeting Type: ANNUAL |
Ticker: RDSA
Security ID: 780259206 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Catherine Hughes as Director | Management | For | For |
5 | Elect Roberto Setubal as Director | Management | For | For |
6 | Re-elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Euleen Goh as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
12 | Re-elect Linda Stuntz as Director | Management | For | For |
13 | Elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
|
SCHLUMBERGER LIMITED
Meeting Date: APR 05, 2017
Record Date: FEB 15, 2017
Meeting Type: ANNUAL |
Ticker: SLB
Security ID: 806857108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Tore I. Sandvold | Management | For | For |
1l | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt and Approve Financials and Dividends | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Amend Employee Stock Purchase Plan | Management | For | For |
|
THE DOW CHEMICAL COMPANY
Meeting Date: JUL 20, 2016
Record Date: JUN 02, 2016
Meeting Type: SPECIAL |
Ticker: DOW
Security ID: 260543103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
|
THE DOW CHEMICAL COMPANY
Meeting Date: MAY 11, 2017
Record Date: MAR 15, 2017
Meeting Type: ANNUAL |
Ticker: DOW
Security ID: 260543103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director James A. Bell | Management | For | For |
1d | Elect Director Richard K. Davis | Management | For | Against |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Mark Loughridge | Management | For | For |
1h | Elect Director Raymond J. Milchovich | Management | For | For |
1i | Elect Director Robert S. (Steve) Miller | Management | For | For |
1j | Elect Director Paul Polman | Management | For | For |
1k | Elect Director Dennis H. Reilley | Management | For | For |
1l | Elect Director James M. Ringler | Management | For | For |
1m | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
WEATHERFORD INTERNATIONAL PLC
Meeting Date: JUN 15, 2017
Record Date: APR 18, 2017
Meeting Type: ANNUAL |
Ticker: WFT
Security ID: G48833100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Mohamed A. Awad | Management | For | For |
1B | Elect Director David J. Butters | Management | For | For |
1C | Elect Director John D. Gass | Management | For | For |
1D | Elect Director Emyr Jones Parry | Management | For | For |
1E | Elect Director Francis S. Kalman | Management | For | For |
1F | Elect Director William E. Macaulay | Management | For | For |
1G | Elect Director Mark A. McCollum | Management | For | For |
1H | Elect Director Robert K. Moses, Jr. | Management | For | For |
1I | Elect Director Guillermo Ortiz | Management | For | Against |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
Franklin Total Return Fund
|
ENERGY XXI GULF COAST, INC.
Meeting Date: MAY 10, 2017
Record Date: APR 10, 2017
Meeting Type: ANNUAL |
Ticker: EXXI
Security ID: 29276K101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Bahorich | Management | For | For |
1.2 | Elect Director Douglas E. Brooks | Management | For | For |
1.3 | Elect Director George Kollitides | Management | For | For |
1.4 | Elect Director Michael S. Reddin | Management | For | For |
1.5 | Elect Director Stanford Springel | Management | For | For |
1.6 | Elect Director James W. Swent, III | Management | For | For |
1.7 | Elect Director Charles W. Wampler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
HALCON RESOURCES CORPORATION
Meeting Date: MAY 04, 2017
Record Date: MAR 14, 2017
Meeting Type: ANNUAL |
Ticker: HK
Security ID: 40537Q605 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Floyd C. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
PUERTO RICO ELECTRIC POWER AUTHORITY
Meeting Date: MAR 30, 2017
Record Date: NOV 17, 2016
Meeting Type: WRITTEN CONSENT |
Ticker:
Security ID: 74526QA69 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. | Management | None | Did Not Vote |
|
VERSO CORPORATION
Meeting Date: MAY 12, 2017
Record Date: APR 06, 2017
Meeting Type: ANNUAL |
Ticker: VRS
Security ID: 92531L207 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Amen | Management | For | For |
1.2 | Elect Director Alan J. Carr | Management | For | For |
1.3 | Elect Director Eugene I. Davis | Management | For | For |
1.4 | Elect Director B. Christopher DiSantis | Management | For | For |
1.5 | Elect Director Jerome L. Goldman | Management | For | For |
1.6 | Elect Director Steven D. Scheiwe | Management | For | For |
1.7 | Elect Director Jay Shuster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Investors Securities Trust
By (Signature and Title)* /s/Matthew T. Hinkle
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 28, 2017
* Print the name and title of each signing officer under his or her signature.
