UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-04986 |
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Franklin Investors Securities Trust |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 10/31 |
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Date of reporting period: 6/30/18 |
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Item 1. Proxy Voting Records. |
Franklin Adjustable U.S. Government Securities Fund
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INSTITUTIONAL FIDUCIARY TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harris J. Ashton | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Gregory E. Johnson | Management | For | For |
1.6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Luttig | Management | For | For |
1.8 | Elect Director Larry D. Thompson | Management | For | For |
1.9 | Elect Director John B. Wilson | Management | For | For |
3 | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | For | For |
Franklin Balanced Fund
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ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director Joseph H. Boccuzi | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Carol Anthony 'John' Davidson | Management | For | For |
1h | Elect Director Catherine M. Klema | Management | For | For |
1i | Elect Director Peter J. McDonnell | Management | For | For |
1j | Elect Director Patrick J. O'Sullivan | Management | For | For |
1k | Elect Director Brenton L. Saunders | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5A | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5B | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
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AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gustavo Lara Cantu | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Robert D. Hormats | Management | For | For |
1d | Elect Director Grace D. Lieblein | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
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ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Bruce R. Evans | Management | For | For |
1e | Elect Director Edward H. Frank | Management | For | For |
1f | Elect Director Mark M. Little | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director Kenton J. Sicchitano | Management | For | For |
1i | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ANHEUSER-BUSCH INBEV SA | ||||
Ticker: ABI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Receive Directors' Report (Non-Voting) | Management | None | None |
A2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
A3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
A4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share | Management | For | For |
A5 | Approve Discharge of Directors | Management | For | For |
A6 | Approve Discharge of Auditors | Management | For | For |
A7.a | Reelect Paul Cornet de Ways Ruart as Director | Management | For | Against |
A7.b | Reelect Stefan Descheemaeker as Director | Management | For | Against |
A7.c | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
A7.d | Reelect Alexandre Van Damme as Director | Management | For | Against |
A7.e | Reelect Alexandre Behring as Director | Management | For | Against |
A7.f | Reelect Paulo Lemann as Director | Management | For | Against |
A7.g | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Against |
A7.h | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
A7.i | Reelect Maria Asuncion Aramburuzabala as Director | Management | For | Against |
A7.j | Reelect Martin J. Barrington as Director | Management | For | Against |
A7.k | Reelect William F. Gifford, Jr. as Director | Management | For | Against |
A7.l | Reelect Alejandro Santo Domingo Davila as Director | Management | For | Against |
A8.a | Approve Remuneration Report | Management | For | Against |
A8.b | Approve Increase of Fixed Annual Fee of the Chairman | Management | For | For |
A8.c | Approve Non-Executive Director Stock Option Grants | Management | For | Against |
A8.d | Approve Auditors' Remuneration | Management | For | For |
B1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
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ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Genevieve Berger as Director | Management | For | For |
5e | Re-elect Philip Broadley as Director | Management | For | For |
5f | Re-elect Graham Chipchase as Director | Management | For | For |
5g | Elect Deborah DiSanzo as Director | Management | For | For |
5h | Re-elect Rudy Markham as Director | Management | For | For |
5i | Elect Sheri McCoy as Director | Management | For | For |
5j | Elect Nazneen Rahman as Director | Management | For | For |
5k | Re-elect Shriti Vadera as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | Against |
7 | Approve EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
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AXA | ||||
Ticker: CS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.26 per Share | Management | For | For |
4 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
5 | Approve Compensation of Thomas Buberl, CEO | Management | For | For |
6 | Approve Remuneration Policy of Denis Duverne, Chairman of the Board | Management | For | For |
7 | Approve Remuneration Policy of Thomas Buberl, CEO | Management | For | For |
8 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
9 | Approve Severance Agreement with Thomas Buberl | Management | For | For |
10 | Reelect Denis Duverne as Director | Management | For | For |
11 | Reelect Thomas Buberl as Director | Management | For | For |
12 | Reelect Andre Francois-Poncet as Director | Management | For | For |
13 | Elect Patricia Barbizet as Director | Management | For | For |
14 | Elect Rachel Duan as Director | Management | For | For |
15 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
16 | Appoint Patrice Morot as Alternate Auditor | Management | For | For |
17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.9 Million | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Amend Article 10 of Bylaws Re: Employee Representatives | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
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BAKER HUGHES, A GE COMPANY | ||||
Ticker: BHGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Geoffrey Beattie | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Martin S. Craighead | Management | For | For |
1e | Elect Director Lynn L. Elsenhans | Management | For | For |
1f | Elect Director Jamie S. Miller | Management | For | For |
1g | Elect Director James J. Mulva | Management | For | For |
1h | Elect Director John G. Rice | Management | For | For |
1i | Elect Director Lorenzo Simonelli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
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BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
1o | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
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BASF SE | ||||
Ticker: BAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
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BROADCOM LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
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BROADCOM LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Gayla J. Delly | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director Eddy W. Hartenstein | Management | For | For |
1g | Elect Director Check Kian Low | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
1j | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
7 | Report on Methane Emissions | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Amy L. Chang | Management | For | For |
1e | Elect Director John L. Hennessy | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Charles H. Robbins | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
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DOMINION ENERGY, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Helen E. Dragas | Management | For | For |
1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.5 | Elect Director John W. Harris | Management | For | For |
1.6 | Elect Director Ronald W. Jibson | Management | For | For |
1.7 | Elect Director Mark J. Kington | Management | For | For |
1.8 | Elect Director Joseph M. Rigby | Management | For | For |
1.9 | Elect Director Pamela J. Royal | Management | For | For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | Against |
1.12 | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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DOWDUPONT INC. | ||||
Ticker: DWDP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Edward D. Breen | Management | For | For |
1d | Elect Director Robert A. Brown | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | For |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine Baicker | Management | For | For |
1b | Elect Director J. Erik Fyrwald | Management | For | For |
1c | Elect Director Jamere Jackson | Management | For | For |
1d | Elect Director Ellen R. Marram | Management | For | For |
1e | Elect Director Jackson P. Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Support the Descheduling of Cannabis | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Report on Policies and Practices Regarding Contract Animal Laboratories | Shareholder | Against | Against |
10 | Report on Integrating Drug Pricing Risks into Incentive Compensation Plans | Shareholder | Against | Against |
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ENTERGY CORPORATION | ||||
Ticker: ETR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John R. Burbank | Management | For | For |
1b | Elect Director Patrick J. Condon | Management | For | For |
1c | Elect Director Leo P. Denault | Management | For | For |
1d | Elect Director Kirkland H. Donald | Management | For | For |
1e | Elect Director Philip L. Frederickson | Management | For | For |
1f | Elect Director Alexis M. Herman | Management | For | For |
1g | Elect Director Stuart L. Levenick | Management | For | For |
1h | Elect Director Blanche Lambert Lincoln | Management | For | For |
1i | Elect Director Karen A. Puckett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Distributed Renewable Generation Resources | Shareholder | Against | Against |
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EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
7 | Report on lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
GENERAL DYNAMICS CORPORATION | ||||
Ticker: GD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James S. Crown | Management | For | For |
1b | Elect Director Rudy F. deLeon | Management | For | For |
1c | Elect Director Lester L. Lyles | Management | For | For |
1d | Elect Director Mark M. Malcolm | Management | For | For |
1e | Elect Director Phebe N. Novakovic | Management | For | For |
1f | Elect Director C. Howard Nye | Management | For | For |
1g | Elect Director William A. Osborn | Management | For | For |
1h | Elect Director Catherine B. Reynolds | Management | For | For |
1i | Elect Director Laura J. Schumacher | Management | For | For |
1j | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
5 | Elect Director Francisco D'Souza | Management | For | For |
6 | Elect Director John L. Flannery | Management | For | For |
7 | Elect Director Edward P. Garden | Management | For | For |
8 | Elect Director Thomas W. Horton | Management | For | For |
9 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
10 | Elect Director James J. Mulva | Management | For | For |
11 | Elect Director Leslie F. Seidman | Management | For | For |
12 | Elect Director James S. Tisch | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify KPMG LLP as Auditors | Management | For | Against |
16 | Require Independent Board Chairman | Shareholder | Against | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
19 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
20 | Report on Stock Buybacks | Shareholder | Against | Against |
21 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director James R. Boyd | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | For |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Jose C. Grubisich | Management | For | For |
1i | Elect Director David J. Lesar | Management | For | For |
1j | Elect Director Robert A. Malone | Management | For | For |
1k | Elect Director Jeffrey A. Miller | Management | For | For |
1l | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan B. Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director Jaime Chico Pardo | Management | For | For |
1F | Elect Director D. Scott Davis | Management | For | For |
1G | Elect Director Linnet F. Deily | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director George Paz | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
HOST HOTELS & RESORTS, INC. | ||||
Ticker: HST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.4 | Elect Director Richard E. Marriott | Management | For | For |
1.5 | Elect Director Sandeep L. Mathrani | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Mary Hogan Preusse | Management | For | For |
1.8 | Elect Director Walter C. Rakowich | Management | For | For |
1.9 | Elect Director James F. Risoleo | Management | For | For |
1.10 | Elect Director Gordon H. Smith | Management | For | For |
1.11 | Elect Director A. William Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Report on Sustainability | Shareholder | Against | For |
| ||||
INSTITUTIONAL FIDUCIARY TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harris J. Ashton | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Gregory E. Johnson | Management | For | For |
1.6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Luttig | Management | For | For |
1.8 | Elect Director Larry D. Thompson | Management | For | For |
1.9 | Elect Director John B. Wilson | Management | For | For |
3 | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aneel Bhusri | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Reed E. Hundt | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Brian M. Krzanich | Management | For | For |
1f | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1g | Elect Director Tsu-Jae King Liu | Management | For | For |
1h | Elect Director Gregory D. Smith | Management | For | For |
1i | Elect Director Andrew Wilson | Management | For | For |
1j | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Costs and Benefits of Poltical Contributions | Shareholder | Against | Against |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director William D. Perez | Management | For | For |
1i | Elect Director Charles Prince | Management | For | For |
1j | Elect Director A. Eugene Washington | Management | For | For |
1k | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| ||||
KIMBERLY-CLARK CORPORATION | ||||
Ticker: KMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Abelardo E. Bru | Management | For | For |
1.3 | Elect Director Robert W. Decherd | Management | For | For |
1.4 | Elect Director Thomas J. Falk | Management | For | For |
1.5 | Elect Director Fabian T. Garcia | Management | For | For |
1.6 | Elect Director Michael D. Hsu | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Christa S. Quarles | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
1.13 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
NORTHROP GRUMMAN CORPORATION | ||||
Ticker: NOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Marianne C. Brown | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Ann M. Fudge | Management | For | For |
1.5 | Elect Director Bruce S. Gordon | Management | For | For |
1.6 | Elect Director William H. Hernandez | Management | For | For |
1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.8 | Elect Director Karl J. Krapek | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director James S. Turley | Management | For | For |
1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Howard I. Atkins | Management | For | For |
1c | Elect Director Eugene L. Batchelder | Management | For | For |
1d | Elect Director John E. Feick | Management | For | For |
1e | Elect Director Margaret M. Foran | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Vicki Hollub | Management | For | For |
1h | Elect Director William R. Klesse | Management | For | For |
1i | Elect Director Jack B. Moore | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.5 | Elect Director George H. Conrades | Management | For | Withhold |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | Withhold |
1.11 | Elect Director Leon E. Panetta | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Political Contributions Disclosure | Shareholder | Against | Against |
7 | Gender Pay Gap | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Albert Bourla | Management | For | For |
1.4 | Elect Director W. Don Cornwell | Management | For | For |
1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Massimo Ferragamo | Management | For | For |
1.5 | Elect Director Werner Geissler | Management | For | For |
1.6 | Elect Director Lisa A. Hook | Management | For | For |
1.7 | Elect Director Jennifer Li | Management | For | For |
1.8 | Elect Director Jun Makihara | Management | For | For |
1.9 | Elect Director Sergio Marchionne | Management | For | For |
1.10 | Elect Director Kalpana Morparia | Management | For | For |
1.11 | Elect Director Lucio A. Noto | Management | For | For |
1.12 | Elect Director Frederik Paulsen | Management | For | For |
1.13 | Elect Director Robert B. Polet | Management | For | For |
1.14 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| ||||
RAYTHEON COMPANY | ||||
Ticker: RTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Adriane M. Brown | Management | For | For |
1d | Elect Director Vernon E. Clark | Management | For | For |
1e | Elect Director Stephen J. Hadley | Management | For | For |
1f | Elect Director Thomas A. Kennedy | Management | For | For |
1g | Elect Director Letitia A. Long | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Dinesh C. Paliwal | Management | For | For |
1j | Elect Director William R. Spivey | Management | For | For |
1k | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1l | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Thomas W. Handley | Management | For | For |
1d | Elect Director Jennifer M. Kirk | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director Kim S. Pegula | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ann Godbehere as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Euleen Goh as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Catherine Hughes as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Roberto Setubal as Director | Management | For | For |
10 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jessica Uhl as Director | Management | For | For |
13 | Re-elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Kathleen L. Brown | Management | For | For |
1.3 | Elect Director Andres Conesa | Management | For | For |
1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
1.6 | Elect Director William D. Jones | Management | For | For |
1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
1.8 | Elect Director Bethany J. Mayer | Management | For | For |
1.9 | Elect Director William G. Ouchi | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
1.11 | Elect Director William C. Rusnack | Management | For | For |
1.12 | Elect Director Lynn Schenk | Management | For | For |
1.13 | Elect Director Jack T. Taylor | Management | For | For |
1.14 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Todd M. Bluedorn | Management | For | Against |
1d | Elect Director Daniel A. Carp | Management | For | For |
1e | Elect Director Janet F. Clark | Management | For | For |
1f | Elect Director Carrie S. Cox | Management | For | For |
1g | Elect Director Brian T. Crutcher | Management | For | For |
1h | Elect Director Jean M. Hobby | Management | For | For |
1i | Elect Director Ronald Kirk | Management | For | For |
1j | Elect Director Pamela H. Patsley | Management | For | For |
1k | Elect Director Robert E. Sanchez | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THE CHARLES SCHWAB CORPORATION | ||||
Ticker: SCHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter W. Bettinger, II | Management | For | For |
1b | Elect Director Joan T. Dea | Management | For | For |
1c | Elect Director Christopher V. Dodds | Management | For | For |
1d | Elect Director Mark A. Goldfarb | Management | For | For |
1e | Elect Director Charles A. Ruffel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Proxy Access Right | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | For |
7 | Report on Political Contributions | Shareholder | Against | For |
| ||||
THE COCA-COLA COMPANY | ||||
Ticker: KO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Christopher C. Davis | Management | For | For |
1.7 | Elect Director Barry Diller | Management | For | For |
1.8 | Elect Director Helene D. Gayle | Management | For | For |
1.9 | Elect Director Alexis M. Herman | Management | For | For |
1.10 | Elect Director Muhtar Kent | Management | For | For |
1.11 | Elect Director Robert A. Kotick | Management | For | For |
1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James Quincey | Management | For | For |
1.15 | Elect Director Caroline J. Tsay | Management | For | For |
1.16 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Francis S. Blake | Management | For | Did Not Vote |
1.2 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
1.3 | Elect Director Amy L. Chang | Management | For | Did Not Vote |
1.4 | Elect Director Kenneth I. Chenault | Management | For | Did Not Vote |
1.5 | Elect Director Scott D. Cook | Management | For | Did Not Vote |
1.6 | Elect Director Terry J. Lundgren | Management | For | Did Not Vote |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | Did Not Vote |
1.8 | Elect Director David S. Taylor | Management | For | Did Not Vote |
1.9 | Elect Director Margaret C. Whitman | Management | For | Did Not Vote |
1.10 | Elect Director Patricia A. Woertz | Management | For | Did Not Vote |
1.11 | Elect Director Ernesto Zedillo | Management | For | Did Not Vote |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Adopt Holy Land Principles | Shareholder | Against | Did Not Vote |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Did Not Vote |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Did Not Vote |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
1.2 | Management Nominee Francis S. Blake | Shareholder | For | For |
1.3 | Management Nominee Angela F. Braly | Shareholder | For | For |
1.4 | Management Nominee Amy L. Chang | Shareholder | For | For |
1.5 | Management Nominee Kenneth I. Chenault | Shareholder | For | For |
1.6 | Management Nominee Scott D. Cook | Shareholder | For | For |
1.7 | Management Nominee Terry J. Lundgren | Shareholder | For | For |
1.8 | Management Nominee W. James McNerney, Jr. | Shareholder | For | For |
1.9 | Management Nominee David S. Taylor | Shareholder | For | For |
1.10 | Management Nominee Margaret C. Whitman | Shareholder | For | For |
1.11 | Management Nominee Patricia A. Woertz | Shareholder | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Adopt Holy Land Principles | Shareholder | None | Against |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | None | Against |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | None | Against |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | For | For |
| ||||
THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. "Hal" Clark, III | Management | For | For |
1d | Elect Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director Veronica M. Hagen | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director John D. Johns | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director Ernest J. Moniz | Management | For | For |
1l | Elect Director William G. Smith, Jr. | Management | For | For |
1m | Elect Director Steven R. Specker | Management | For | For |
1n | Elect Director Larry D. Thompson | Management | For | For |
1o | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
THE TORONTO-DOMINION BANK | ||||
Ticker: TD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Bennett | Management | For | For |
1.2 | Elect Director Amy W. Brinkley | Management | For | For |
1.3 | Elect Director Brian C. Ferguson | Management | For | For |
1.4 | Elect Director Colleen A. Goggins | Management | For | For |
1.5 | Elect Director Mary Jo Haddad | Management | For | For |
1.6 | Elect Director Jean-Rene Halde | Management | For | For |
1.7 | Elect Director David E. Kepler | Management | For | For |
1.8 | Elect Director Brian M. Levitt | Management | For | For |
1.9 | Elect Director Alan N. MacGibbon | Management | For | For |
1.10 | Elect Director Karen E. Maidment | Management | For | For |
1.11 | Elect Director Bharat B. Masrani | Management | For | For |
1.12 | Elect Director Irene R. Miller | Management | For | For |
1.13 | Elect Director Nadir H. Mohamed | Management | For | For |
1.14 | Elect Director Claude Mongeau | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP A: Board Misconduct | Shareholder | Against | Against |
5 | SP B: Reimbursement of Shareholder Expenses | Shareholder | Against | Against |
| ||||
U.S. BANCORP | ||||
Ticker: USB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Marc N. Casper | Management | For | For |
1c | Elect Director Andrew Cecere | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Kimberly J. Harris | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Olivia F. Kirtley | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Richard P. McKenney | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Bhavesh V. Patel | Management | For | For |
1j | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
UNITED TECHNOLOGIES CORPORATION | ||||
Ticker: UTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold W. McGraw, III | Management | For | For |
1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.8 | Elect Director Rodney E. Slater | Management | For | For |
1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
1.10 | Elect Director Gregory D. Wasson | Management | For | For |
1.11 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Clawback of Incentive Payments | Shareholder | Against | Against |
9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| ||||
WALGREENS BOOTS ALLIANCE, INC. | ||||
Ticker: WBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Janice M. Babiak | Management | For | For |
1c | Elect Director David J. Brailer | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Ginger L. Graham | Management | For | For |
1f | Elect Director John A. Lederer | Management | For | For |
1g | Elect Director Dominic P. Murphy | Management | For | For |
1h | Elect Director Stefano Pessina | Management | For | For |
1i | Elect Director Leonard D. Schaeffer | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director James A. Skinner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Karen B. Peetz | Management | For | For |
1h | Elect Director Juan A. Pujadas | Management | For | For |
1i | Elect Director James H. Quigley | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Timothy J. Sloan | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
5 | Reform Executive Compensation Policy with Social Responsibility | Shareholder | Against | Against |
6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
Franklin Convertible Securities Fund
| ||||
ARCONIC INC. | ||||
Ticker: ARNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from Pennsylvania to Delaware | Management | For | For |
2 | Eliminate Supermajority Vote Requirement | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
| ||||
INSTITUTIONAL FIDUCIARY TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harris J. Ashton | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Gregory E. Johnson | Management | For | For |
1.6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Luttig | Management | For | For |
1.8 | Elect Director Larry D. Thompson | Management | For | For |
1.9 | Elect Director John B. Wilson | Management | For | For |
3 | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Keith Block | Management | For | For |
1c | Elect Director Craig Conway | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Bernard Tyson | Management | For | For |
1j | Elect Director Robin Washington | Management | For | For |
1k | Elect Director Maynard Webb | Management | For | For |
1l | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Right to Call Special Meeting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | Against |
7 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
| ||||
TYSON FOODS, INC. | ||||
Ticker: TSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1c | Elect Director Dean Banks | Management | For | For |
1d | Elect Director Mike Beebe | Management | For | Against |
1e | Elect Director Mikel A. Durham | Management | For | Against |
1f | Elect Director Tom Hayes | Management | For | For |
1g | Elect Director Kevin M. McNamara | Management | For | For |
1h | Elect Director Cheryl S. Miller | Management | For | For |
1i | Elect Director Jeffrey K. Schomburger | Management | For | For |
1j | Elect Director Robert Thurber | Management | For | Against |
1k | Elect Director Barbara A. Tyson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Implement a Water Quality Stewardship Policy | Shareholder | Against | For |
Franklin Equity Income Fund
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| ||||
ANHEUSER-BUSCH INBEV SA | ||||
Ticker: ABI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Receive Directors' Report (Non-Voting) | Management | None | None |
A2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
A3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
A4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share | Management | For | For |
A5 | Approve Discharge of Directors | Management | For | For |
A6 | Approve Discharge of Auditors | Management | For | For |
A7.a | Reelect Paul Cornet de Ways Ruart as Director | Management | For | Against |
A7.b | Reelect Stefan Descheemaeker as Director | Management | For | Against |
A7.c | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
A7.d | Reelect Alexandre Van Damme as Director | Management | For | Against |
A7.e | Reelect Alexandre Behring as Director | Management | For | Against |
A7.f | Reelect Paulo Lemann as Director | Management | For | Against |
A7.g | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Against |
A7.h | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
A7.i | Reelect Maria Asuncion Aramburuzabala as Director | Management | For | Against |
A7.j | Reelect Martin J. Barrington as Director | Management | For | Against |
A7.k | Reelect William F. Gifford, Jr. as Director | Management | For | Against |
A7.l | Reelect Alejandro Santo Domingo Davila as Director | Management | For | Against |
A8.a | Approve Remuneration Report | Management | For | Against |
A8.b | Approve Increase of Fixed Annual Fee of the Chairman | Management | For | For |
A8.c | Approve Non-Executive Director Stock Option Grants | Management | For | Against |
A8.d | Approve Auditors' Remuneration | Management | For | For |
B1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | Against |
6 | Establish Human Rights Committee | Shareholder | Against | Against |
| ||||
ARTHUR J. GALLAGHER & CO. | ||||
Ticker: AJG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director D. John Coldman | Management | For | For |
1d | Elect Director Frank E. English, Jr. | Management | For | For |
1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1f | Elect Director Elbert O. Hand | Management | For | For |
1g | Elect Director David S. Johnson | Management | For | For |
1h | Elect Director Kay W. McCurdy | Management | For | For |
1i | Elect Director Ralph J. Nicoletti | Management | For | For |
1j | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
1o | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
BASF SE | ||||
Ticker: BAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
| ||||
BAXTER INTERNATIONAL INC. | ||||
Ticker: BAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose (Joe) E. Almeida | Management | For | For |
1b | Elect Director Thomas F. Chen | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director James R. Gavin, III | Management | For | For |
1e | Elect Director Peter S. Hellman | Management | For | For |
1f | Elect Director Munib Islam | Management | For | For |
1g | Elect Director Michael F. Mahoney | Management | For | For |
1h | Elect Director Stephen N. Oesterle | Management | For | For |
1i | Elect Director Carole J. Shapazian | Management | For | For |
1j | Elect Director Cathy R. Smith | Management | For | For |
1k | Elect Director Thomas T. Stallkamp | Management | For | For |
1l | Elect Director Albert P.L. Stroucken | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
BB&T CORPORATION | ||||
Ticker: BBT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer S. Banner | Management | For | For |
1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.3 | Elect Director Anna R. Cablik | Management | For | For |
1.4 | Elect Director I. Patricia Henry | Management | For | For |
1.5 | Elect Director Eric C. Kendrick | Management | For | Against |
1.6 | Elect Director Kelly S. King | Management | For | For |
1.7 | Elect Director Louis B. Lynn | Management | For | For |
1.8 | Elect Director Charles A. Patton | Management | For | For |
1.9 | Elect Director Nido R. Qubein | Management | For | Against |
1.10 | Elect Director William J. Reuter | Management | For | For |
1.11 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
1.12 | Elect Director Christine Sears | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mathis Cabiallavetta | Management | For | For |
1b | Elect Director Pamela Daley | Management | For | For |
1c | Elect Director William S. Demchak | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Laurence D. Fink | Management | For | For |
1f | Elect Director William E. Ford | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director Margaret L. Johnson | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director Deryck Maughan | Management | For | For |
1l | Elect Director Cheryl D. Mills | Management | For | For |
1m | Elect Director Gordon M. Nixon | Management | For | For |
1n | Elect Director Charles H. Robbins | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director Susan L. Wagner | Management | For | For |
1r | Elect Director Mark Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
BROADCOM LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
BROADCOM LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Gayla J. Delly | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director Eddy W. Hartenstein | Management | For | For |
1g | Elect Director Check Kian Low | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
1j | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
7 | Report on Methane Emissions | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Amy L. Chang | Management | For | For |
1e | Elect Director John L. Hennessy | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Charles H. Robbins | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Richard J. Freeland | Management | For | For |
3 | Elect Director Robert J. Bernhard | Management | For | For |
4 | Elect Director Franklin R. Chang Diaz | Management | For | For |
5 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
6 | Elect Director Stephen B. Dobbs | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Alexis M. Herman | Management | For | For |
9 | Elect Director Thomas J. Lynch | Management | For | For |
10 | Elect Director William I. Miller | Management | For | For |
11 | Elect Director Georgia R. Nelson | Management | For | For |
12 | Elect Director Karen H. Quintos | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Amend Charter to Allow Shareholders to Amend Bylaws | Management | For | For |
16 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
DEERE & COMPANY | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Alan C. Heuberger | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Michael O. Johanns | Management | For | For |
1g | Elect Director Clayton M. Jones | Management | For | For |
1h | Elect Director Brian M. Krzanich | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sherry M. Smith | Management | For | For |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
1l | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| ||||
DOWDUPONT INC. | ||||
Ticker: DWDP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Edward D. Breen | Management | For | For |
1d | Elect Director Robert A. Brown | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | For |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine Baicker | Management | For | For |
1b | Elect Director J. Erik Fyrwald | Management | For | For |
1c | Elect Director Jamere Jackson | Management | For | For |
1d | Elect Director Ellen R. Marram | Management | For | For |
1e | Elect Director Jackson P. Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Support the Descheduling of Cannabis | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Report on Policies and Practices Regarding Contract Animal Laboratories | Shareholder | Against | Against |
10 | Report on Integrating Drug Pricing Risks into Incentive Compensation Plans | Shareholder | Against | Against |
| ||||
EQUITY RESIDENTIAL | ||||
Ticker: EQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Atwood | Management | For | For |
1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
1.3 | Elect Director Connie K. Duckworth | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director Stephen E. Sterrett | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
7 | Report on lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
5 | Elect Director Francisco D'Souza | Management | For | For |
6 | Elect Director John L. Flannery | Management | For | For |
7 | Elect Director Edward P. Garden | Management | For | For |
8 | Elect Director Thomas W. Horton | Management | For | For |
9 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
10 | Elect Director James J. Mulva | Management | For | For |
11 | Elect Director Leslie F. Seidman | Management | For | For |
12 | Elect Director James S. Tisch | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify KPMG LLP as Auditors | Management | For | Against |
16 | Require Independent Board Chairman | Shareholder | Against | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
19 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
20 | Report on Stock Buybacks | Shareholder | Against | Against |
21 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
HOST HOTELS & RESORTS, INC. | ||||
Ticker: HST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.4 | Elect Director Richard E. Marriott | Management | For | For |
1.5 | Elect Director Sandeep L. Mathrani | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Mary Hogan Preusse | Management | For | For |
1.8 | Elect Director Walter C. Rakowich | Management | For | For |
1.9 | Elect Director James F. Risoleo | Management | For | For |
1.10 | Elect Director Gordon H. Smith | Management | For | For |
1.11 | Elect Director A. William Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Report on Sustainability | Shareholder | Against | For |
| ||||
ILLINOIS TOOL WORKS INC. | ||||
Ticker: ITW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director James W. Griffith | Management | For | For |
1d | Elect Director Jay L. Henderson | Management | For | For |
1e | Elect Director Richard H. Lenny | Management | For | For |
1f | Elect Director E. Scott Santi | Management | For | For |
1g | Elect Director James A. Skinner | Management | For | For |
1h | Elect Director David B. Smith, Jr. | Management | For | For |
1i | Elect Director Pamela B. Strobel | Management | For | For |
1j | Elect Director Kevin M. Warren | Management | For | For |
1k | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
5 | Adopt and Report on Science-Based GHG Emissions Reduction Targets | Shareholder | Against | Against |
| ||||
INSTITUTIONAL FIDUCIARY TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harris J. Ashton | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Gregory E. Johnson | Management | For | For |
1.6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Luttig | Management | For | For |
1.8 | Elect Director Larry D. Thompson | Management | For | For |
1.9 | Elect Director John B. Wilson | Management | For | For |
3 | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aneel Bhusri | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Reed E. Hundt | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Brian M. Krzanich | Management | For | For |
1f | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1g | Elect Director Tsu-Jae King Liu | Management | For | For |
1h | Elect Director Gregory D. Smith | Management | For | For |
1i | Elect Director Andrew Wilson | Management | For | For |
1j | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Costs and Benefits of Poltical Contributions | Shareholder | Against | Against |
| ||||
INTERNATIONAL PAPER COMPANY | ||||
Ticker: IP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director William J. Burns | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Ahmet C. Dorduncu | Management | For | For |
1e | Elect Director Ilene S. Gordon | Management | For | For |
1f | Elect Director Jacqueline C. Hinman | Management | For | For |
1g | Elect Director Jay L. Johnson | Management | For | For |
1h | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
1i | Elect Director Kathryn D. Sullivan | Management | For | For |
1j | Elect Director Mark S. Sutton | Management | For | For |
1k | Elect Director J. Steven Whisler | Management | For | For |
1l | Elect Director Ray G. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director William D. Perez | Management | For | For |
1i | Elect Director Charles Prince | Management | For | For |
1j | Elect Director A. Eugene Washington | Management | For | For |
1k | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| ||||
LAS VEGAS SANDS CORP. | ||||
Ticker: LVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Sheldon G. Adelson | Management | For | For |
2.2 | Elect Director Irwin Chafetz | Management | For | For |
2.3 | Elect Director Micheline Chau | Management | For | For |
2.4 | Elect Director Patrick Dumont | Management | For | For |
2.5 | Elect Director Charles D. Forman | Management | For | For |
2.6 | Elect Director Steven L. Gerard | Management | For | For |
2.7 | Elect Director Robert G. Goldstein | Management | For | For |
2.8 | Elect Director George Jamieson | Management | For | For |
2.9 | Elect Director Charles A. Koppelman | Management | For | For |
2.10 | Elect Director Lewis Kramer | Management | For | For |
2.11 | Elect Director David F. Levi | Management | For | For |
3.1 | Elect Director Micheline Chau | Management | For | For |
3.2 | Elect Director Patrick Dumont | Management | For | For |
3.3 | Elect Director David F. Levi | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director Bruce A. Carlson | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director James D. Taiclet, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
LOWE'S COMPANIES, INC. | ||||
Ticker: LOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | Withhold |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Brian C. Rogers | Management | For | For |
1.11 | Elect Director Bertram L. Scott | Management | For | For |
1.12 | Elect Director Lisa W. Wardell | Management | For | For |
1.13 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
MCDONALD'S CORPORATION | ||||
Ticker: MCD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne Jackson | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Miles White | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Plastic Straws | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Against |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Rochelle B. Lazarus | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Wendell P. Weeks | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director David L. Herzog | Management | For | For |
1.5 | Elect Director R. Glenn Hubbard | Management | For | For |
1.6 | Elect Director Steven A. Kandarian | Management | For | For |
1.7 | Elect Director Edward J. Kelly, III | Management | For | For |
1.8 | Elect Director William E. Kennard | Management | For | For |
1.9 | Elect Director James M. Kilts | Management | For | For |
1.10 | Elect Director Catherine R. Kinney | Management | For | For |
1.11 | Elect Director Denise M. Morrison | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
MORGAN STANLEY | ||||
Ticker: MS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elizabeth Corley | Management | For | For |
1b | Elect Director Alistair Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | For |
1g | Elect Director Jami Miscik | Management | For | For |
1h | Elect Director Dennis M. Nally | Management | For | For |
1i | Elect Director Hutham S. Olayan | Management | For | For |
1j | Elect Director Ryosuke Tamakoshi | Management | For | For |
1k | Elect Director Perry M. Traquina | Management | For | For |
1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| ||||
NORFOLK SOUTHERN CORPORATION | ||||
Ticker: NSC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
1e | Elect Director Marcela E. Donadio | Management | For | For |
1f | Elect Director Steven F. Leer | Management | For | For |
1g | Elect Director Michael D. Lockhart | Management | For | For |
1h | Elect Director Amy E. Miles | Management | For | For |
1i | Elect Director Martin H. Nesbitt | Management | For | For |
1j | Elect Director Jennifer F. Scanlon | Management | For | For |
1k | Elect Director James A. Squires | Management | For | For |
1l | Elect Director John R. Thompson | Management | For | For |
2 | Ratify KPMG LLPas Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Howard I. Atkins | Management | For | For |
1c | Elect Director Eugene L. Batchelder | Management | For | For |
1d | Elect Director John E. Feick | Management | For | For |
1e | Elect Director Margaret M. Foran | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Vicki Hollub | Management | For | For |
1h | Elect Director William R. Klesse | Management | For | For |
1i | Elect Director Jack B. Moore | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ONEOK, INC. | ||||
Ticker: OKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian L. Derksen | Management | For | For |
1.2 | Elect Director Julie H. Edwards | Management | For | For |
1.3 | Elect Director John W. Gibson | Management | For | For |
1.4 | Elect Director Randall J. Larson | Management | For | For |
1.5 | Elect Director Steven J. Malcolm | Management | For | For |
1.6 | Elect Director Jim W. Mogg | Management | For | For |
1.7 | Elect Director Pattye L. Moore | Management | For | For |
1.8 | Elect Director Gary D. Parker | Management | For | For |
1.9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
1.10 | Elect Director Terry K. Spencer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.5 | Elect Director George H. Conrades | Management | For | Withhold |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | Withhold |
1.11 | Elect Director Leon E. Panetta | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Political Contributions Disclosure | Shareholder | Against | Against |
7 | Gender Pay Gap | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian M. Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Richard W. Fisher | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Albert Bourla | Management | For | For |
1.4 | Elect Director W. Don Cornwell | Management | For | For |
1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
RAYTHEON COMPANY | ||||
Ticker: RTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Adriane M. Brown | Management | For | For |
1d | Elect Director Vernon E. Clark | Management | For | For |
1e | Elect Director Stephen J. Hadley | Management | For | For |
1f | Elect Director Thomas A. Kennedy | Management | For | For |
1g | Elect Director Letitia A. Long | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Dinesh C. Paliwal | Management | For | For |
1j | Elect Director William R. Spivey | Management | For | For |
1k | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1l | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Thomas W. Handley | Management | For | For |
1d | Elect Director Jennifer M. Kirk | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director Kim S. Pegula | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ann Godbehere as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Euleen Goh as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Catherine Hughes as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Roberto Setubal as Director | Management | For | For |
10 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jessica Uhl as Director | Management | For | For |
13 | Re-elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
STANLEY BLACK & DECKER, INC. | ||||
Ticker: SWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
1.11 | Elect Director James H. Scholefield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SUNCOR ENERGY INC. | ||||
Ticker: SU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director Jacynthe Cote | Management | For | For |
1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
1.5 | Elect Director John D. Gass | Management | For | For |
1.6 | Elect Director Dennis M. Houston | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Eira M. Thomas | Management | For | For |
1.9 | Elect Director Steven W. Williams | Management | For | For |
1.10 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
TARGET CORPORATION | ||||
Ticker: TGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Henrique De Castro | Management | For | For |
1f | Elect Director Robert L. Edwards | Management | For | For |
1g | Elect Director Melanie L. Healey | Management | For | For |
1h | Elect Director Donald R. Knauss | Management | For | For |
1i | Elect Director Monica C. Lozano | Management | For | For |
1j | Elect Director Mary E. Minnick | Management | For | For |
1k | Elect Director Kenneth L. Salazar | Management | For | For |
1l | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
TELUS CORPORATION | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.H. (Dick) Auchinleck | Management | For | For |
1.2 | Elect Director Raymond T. Chan | Management | For | For |
1.3 | Elect Director Stockwell Day | Management | For | For |
1.4 | Elect Director Lisa de Wilde | Management | For | For |
1.5 | Elect Director Darren Entwistle | Management | For | For |
1.6 | Elect Director Mary Jo Haddad | Management | For | For |
1.7 | Elect Director Kathy Kinloch | Management | For | For |
1.8 | Elect Director William (Bill) A. MacKinnon | Management | For | For |
1.9 | Elect Director John Manley | Management | For | For |
1.10 | Elect Director Sarabjit (Sabi) S. Marwah | Management | For | For |
1.11 | Elect Director Claude Mongeau | Management | For | For |
1.12 | Elect Director David L. Mowat | Management | For | For |
1.13 | Elect Director Marc Parent | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Todd M. Bluedorn | Management | For | Against |
1d | Elect Director Daniel A. Carp | Management | For | For |
1e | Elect Director Janet F. Clark | Management | For | For |
1f | Elect Director Carrie S. Cox | Management | For | For |
1g | Elect Director Brian T. Crutcher | Management | For | For |
1h | Elect Director Jean M. Hobby | Management | For | For |
1i | Elect Director Ronald Kirk | Management | For | For |
1j | Elect Director Pamela H. Patsley | Management | For | For |
1k | Elect Director Robert E. Sanchez | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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THE KRAFT HEINZ COMPANY | ||||
Ticker: KHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Tracy Britt Cool | Management | For | For |
1e | Elect Director Feroz Dewan | Management | For | For |
1f | Elect Director Jeanne P. Jackson | Management | For | For |
1g | Elect Director Jorge Paulo Lemann | Management | For | For |
1h | Elect Director John C. Pope | Management | For | For |
1i | Elect Director Marcel Herrmann Telles | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
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THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Francis S. Blake | Management | For | Did Not Vote |
1.2 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
1.3 | Elect Director Amy L. Chang | Management | For | Did Not Vote |
1.4 | Elect Director Kenneth I. Chenault | Management | For | Did Not Vote |
1.5 | Elect Director Scott D. Cook | Management | For | Did Not Vote |
1.6 | Elect Director Terry J. Lundgren | Management | For | Did Not Vote |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | Did Not Vote |
1.8 | Elect Director David S. Taylor | Management | For | Did Not Vote |
1.9 | Elect Director Margaret C. Whitman | Management | For | Did Not Vote |
1.10 | Elect Director Patricia A. Woertz | Management | For | Did Not Vote |
1.11 | Elect Director Ernesto Zedillo | Management | For | Did Not Vote |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Adopt Holy Land Principles | Shareholder | Against | Did Not Vote |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Did Not Vote |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Did Not Vote |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
1.2 | Management Nominee Francis S. Blake | Shareholder | For | For |
1.3 | Management Nominee Angela F. Braly | Shareholder | For | For |
1.4 | Management Nominee Amy L. Chang | Shareholder | For | For |
1.5 | Management Nominee Kenneth I. Chenault | Shareholder | For | For |
1.6 | Management Nominee Scott D. Cook | Shareholder | For | For |
1.7 | Management Nominee Terry J. Lundgren | Shareholder | For | For |
1.8 | Management Nominee W. James McNerney, Jr. | Shareholder | For | For |
1.9 | Management Nominee David S. Taylor | Shareholder | For | For |
1.10 | Management Nominee Margaret C. Whitman | Shareholder | For | For |
1.11 | Management Nominee Patricia A. Woertz | Shareholder | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Adopt Holy Land Principles | Shareholder | None | Against |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | None | Against |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | None | Against |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | For | For |
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U.S. BANCORP | ||||
Ticker: USB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Marc N. Casper | Management | For | For |
1c | Elect Director Andrew Cecere | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Kimberly J. Harris | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Olivia F. Kirtley | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Richard P. McKenney | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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UNITED TECHNOLOGIES CORPORATION | ||||
Ticker: UTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold W. McGraw, III | Management | For | For |
1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.8 | Elect Director Rodney E. Slater | Management | For | For |
1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
1.10 | Elect Director Gregory D. Wasson | Management | For | For |
1.11 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Clawback of Incentive Payments | Shareholder | Against | Against |
9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
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WALMART, INC. | ||||
Ticker: WMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Easterbrook | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | For |
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WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Karen B. Peetz | Management | For | For |
1h | Elect Director Juan A. Pujadas | Management | For | For |
1i | Elect Director James H. Quigley | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Timothy J. Sloan | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
5 | Reform Executive Compensation Policy with Social Responsibility | Shareholder | Against | Against |
6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
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XCEL ENERGY INC. | ||||
Ticker: XEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard K. Davis | Management | For | For |
1b | Elect Director Ben Fowke | Management | For | For |
1c | Elect Director Richard T. O'Brien | Management | For | For |
1d | Elect Director David K. Owens | Management | For | For |
1e | Elect Director Christopher J. Policinski | Management | For | For |
1f | Elect Director James T. Prokopanko | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
1l | Elect Director Daniel Yohannes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Franklin Floating Rate Daily Access Fund
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INSTITUTIONAL FIDUCIARY TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harris J. Ashton | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Gregory E. Johnson | Management | For | For |
1.6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Luttig | Management | For | For |
1.8 | Elect Director Larry D. Thompson | Management | For | For |
1.9 | Elect Director John B. Wilson | Management | For | For |
3 | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | For | For |
Franklin Low Duration Total Return Fund
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HALCON RESOURCES CORPORATION | ||||
Ticker: HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Campbell | Management | For | For |
1.2 | Elect Director James W. Christmas | Management | For | For |
1.3 | Elect Director Michael L. Clark | Management | For | For |
1.4 | Elect Director Ronald D. Scott | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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INSTITUTIONAL FIDUCIARY TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harris J. Ashton | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Gregory E. Johnson | Management | For | For |
1.6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Luttig | Management | For | For |
1.8 | Elect Director Larry D. Thompson | Management | For | For |
1.9 | Elect Director John B. Wilson | Management | For | For |
3 | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | For | For |
Franklin Real Return Fund
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
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BHP BILLITON PLC | ||||
Ticker: BLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint KPMG LLP as Auditors | Management | For | For |
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
9 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
10 | Approve Leaving Entitlements | Management | For | For |
11 | Approve Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie | Management | For | For |
12 | Elect Terry Bowen as Director | Management | For | For |
13 | Elect John Mogford as Director | Management | For | For |
14 | Re-elect Malcolm Broomhead as Director | Management | For | For |
15 | Re-elect Anita Frew as Director | Management | For | For |
16 | Re-elect Carolyn Hewson as Director | Management | For | For |
17 | Re-elect Andrew Mackenzie as Director | Management | For | For |
18 | Re-elect Lindsay Maxsted as Director | Management | For | For |
19 | Re-elect Wayne Murdy as Director | Management | For | For |
20 | Re-elect Shriti Vadera as Director | Management | For | For |
21 | Re-elect Ken MacKenzie as Director | Management | For | For |
22 | Amend the Constitution | Shareholder | Against | Against |
23 | Review the Public Policy Advocacy on Climate Change and Energy | Shareholder | Against | Against |
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CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | For |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
7 | Report on Methane Emissions | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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DOWDUPONT INC. | ||||
Ticker: DWDP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Edward D. Breen | Management | For | For |
1d | Elect Director Robert A. Brown | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | For |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
7 | Report on lobbying Payments and Policy | Shareholder | Against | Against |
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FREEPORT-MCMORAN INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Gerald J. Ford | Management | For | For |
1.3 | Elect Director Lydia H. Kennard | Management | For | For |
1.4 | Elect Director Jon C. Madonna | Management | For | For |
1.5 | Elect Director Courtney Mather | Management | For | For |
1.6 | Elect Director Dustan E. McCoy | Management | For | For |
1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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GOLDCORP INC. | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
1.2 | Elect Director Matthew Coon Come | Management | For | For |
1.3 | Elect Director Margot A. Franssen | Management | For | For |
1.4 | Elect Director David A. Garofalo | Management | For | For |
1.5 | Elect Director Clement A. Pelletier | Management | For | For |
1.6 | Elect Director P. Randy Reifel | Management | For | For |
1.7 | Elect Director Charles (Charlie) R. Sartain | Management | For | For |
1.8 | Elect Director Ian W. Telfer | Management | For | For |
1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director James R. Boyd | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | For |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Jose C. Grubisich | Management | For | For |
1i | Elect Director David J. Lesar | Management | For | For |
1j | Elect Director Robert A. Malone | Management | For | For |
1k | Elect Director Jeffrey A. Miller | Management | For | For |
1l | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey L. Berenson | Management | For | For |
1b | Elect Director Michael A. Cawley | Management | For | For |
1c | Elect Director Edward F. Cox | Management | For | For |
1d | Elect Director James E. Craddock | Management | For | For |
1e | Elect Director Thomas J. Edelman | Management | For | For |
1f | Elect Director Holli C. Ladhani | Management | For | For |
1g | Elect Director David L. Stover | Management | For | For |
1h | Elect Director Scott D. Urban | Management | For | For |
1i | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| ||||
NUCOR CORPORATION | ||||
Ticker: NUE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd J. Austin, III | Management | For | For |
1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
1.3 | Elect Director John J. Ferriola | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Christopher J. Kearney | Management | For | For |
1.6 | Elect Director Laurette T. Koellner | Management | For | For |
1.7 | Elect Director John H. Walker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Howard I. Atkins | Management | For | For |
1c | Elect Director Eugene L. Batchelder | Management | For | For |
1d | Elect Director John E. Feick | Management | For | For |
1e | Elect Director Margaret M. Foran | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Vicki Hollub | Management | For | For |
1h | Elect Director William R. Klesse | Management | For | For |
1i | Elect Director Jack B. Moore | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Timothy L. Dove | Management | For | For |
1.4 | Elect Director Phillip A. Gobe | Management | For | For |
1.5 | Elect Director Larry R. Grillot | Management | For | For |
1.6 | Elect Director Stacy P. Methvin | Management | For | For |
1.7 | Elect Director Royce W. Mitchell | Management | For | For |
1.8 | Elect Director Frank A. Risch | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Mona K. Sutphen | Management | For | For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
1.13 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
5A | Approve 2018 Equity Incentive Plan | Management | For | For |
5B | Approve the Potential Termination of Benefits Payable under the 2018 Equity Incentive Plan | Management | For | For |
6 | Re-elect Megan Clark as Director | Management | For | For |
7 | Re-elect David Constable as Director | Management | For | For |
8 | Re-elect Ann Godbehere as Director | Management | For | For |
9 | Re-elect Simon Henry as Director | Management | For | For |
10 | Re-elect Jean-Sebastien Jacques as Director | Management | For | For |
11 | Re-elect Sam Laidlaw as Director | Management | For | For |
12 | Re-elect Michael L'Estrange as Director | Management | For | For |
13 | Re-elect Chris Lynch as Director | Management | For | For |
14 | Re-elect Simon Thompson as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ann Godbehere as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Euleen Goh as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Catherine Hughes as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Roberto Setubal as Director | Management | For | For |
10 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jessica Uhl as Director | Management | For | For |
13 | Re-elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
WEATHERFORD INTERNATIONAL PLC | ||||
Ticker: WFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mohamed A. Awad | Management | For | For |
1b | Elect Director Roxanne J. Decyk | Management | For | For |
1c | Elect Director John D. Gass | Management | For | For |
1d | Elect Director Emyr Jones Parry | Management | For | For |
1e | Elect Director Francis S. Kalman | Management | For | For |
1f | Elect Director David S. King | Management | For | For |
1g | Elect Director William E. Macaulay | Management | For | For |
1h | Elect Director Mark A. McCollum | Management | For | For |
1i | Elect Director Angela A. Minas | Management | For | For |
1j | Elect Director Guillermo Ortiz | Management | For | Against |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Franklin Total Return Fund
| ||||
FRANKLIN ETF TRUST | ||||
Ticker: FTSD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rohit Bhagat | Management | For | Echo Vote |
1.2 | Elect Director Jennifer M. Johnson | Management | For | Echo Vote |
1.3 | Elect Director Anantha K. Pradeep | Management | For | Echo Vote |
1.4 | Elect Director Susan R. Thompson | Management | For | Echo Vote |
2 | Approve Multi-Manager Structure | Management | For | Echo Vote |
3 | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | For | Echo Vote |
| ||||
HALCON RESOURCES CORPORATION | ||||
Ticker: HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Campbell | Management | For | For |
1.2 | Elect Director James W. Christmas | Management | For | For |
1.3 | Elect Director Michael L. Clark | Management | For | For |
1.4 | Elect Director Ronald D. Scott | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
INSTITUTIONAL FIDUCIARY TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harris J. Ashton | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Gregory E. Johnson | Management | For | For |
1.6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Luttig | Management | For | For |
1.8 | Elect Director Larry D. Thompson | Management | For | For |
1.9 | Elect Director John B. Wilson | Management | For | For |
3 | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Investors Securities Trust
By (Signature and Title)* /s/MATTHEW T. HINKLE
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 28, 2018
* Print the name and title of each signing officer under his or her signature.