UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-04986 |
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Franklin Investors Securities Trust |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 10/31 |
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Date of reporting period: 6/30/19 |
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Item 1. Proxy Voting Records. |
Franklin Adjustable U.S. Government Securities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Convertible Securities Fund
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FOREST CITY REALTY TRUST, INC.
Meeting Date: NOV 15, 2018
Record Date: OCT 11, 2018
Meeting Type: SPECIAL |
Ticker: FCE.A
Security ID: 345605109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Did Not Vote |
2 | Advisory Vote on Golden Parachutes | Management | For | Did Not Vote |
3 | Adjourn Meeting | Management | For | Did Not Vote |
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TAKE-TWO INTERACTIVE SOFTWARE, INC.
Meeting Date: SEP 21, 2018
Record Date: JUL 25, 2018
Meeting Type: ANNUAL |
Ticker: TTWO
Security ID: 874054109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Strauss Zelnick | Management | For | For |
1.2 | Elect Director Michael Dornemann | Management | For | For |
1.3 | Elect Director J Moses | Management | For | Withhold |
1.4 | Elect Director Michael Sheresky | Management | For | For |
1.5 | Elect Director LaVerne Srinivasan | Management | For | For |
1.6 | Elect Director Susan Tolson | Management | For | For |
1.7 | Elect Director Paul Viera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Franklin Equity Income Fund
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AMAZON.COM, INC.
Meeting Date: MAY 22, 2019
Record Date: MAR 28, 2019
Meeting Type: ANNUAL |
Ticker: AMZN
Security ID: 023135106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Rosalind G. Brewer | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Food Waste | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Against |
7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Against |
8 | Report on Products Promoting Hate Speech | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Report on Sexual Harassment | Shareholder | Against | Against |
11 | Report on Climate Change | Shareholder | Against | Against |
12 | Disclose a Board of Directors' Qualification Matrix | Shareholder | Against | Against |
13 | Report on Gender Pay Gap | Shareholder | Against | Against |
14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
15 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
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APPLE, INC.
Meeting Date: MAR 01, 2019
Record Date: JAN 02, 2019
Meeting Type: ANNUAL |
Ticker: AAPL
Security ID: 037833100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
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ARTHUR J. GALLAGHER & CO.
Meeting Date: MAY 14, 2019
Record Date: MAR 20, 2019
Meeting Type: ANNUAL |
Ticker: AJG
Security ID: 363576109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director D. John Coldman | Management | For | For |
1d | Elect Director Frank E. English, Jr. | Management | For | For |
1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1f | Elect Director David S. Johnson | Management | For | For |
1g | Elect Director Kay W. McCurdy | Management | For | For |
1h | Elect Director Ralph J. Nicoletti | Management | For | For |
1i | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BANK OF AMERICA CORPORATION
Meeting Date: APR 24, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL |
Ticker: BAC
Security ID: 060505104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Gender Pay Gap | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Proxy Access Right | Shareholder | Against | Against |
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BASF SE
Meeting Date: MAY 03, 2019
Record Date:
Meeting Type: ANNUAL |
Ticker: BAS
Security ID: D06216317 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
6.1 | Elect Thomas Carell to the Supervisory Board | Management | For | For |
6.2 | Elect Dame Carnwath to the Supervisory Board | Management | For | For |
6.3 | Elect Franz Fehrenbach to the Supervisory Board | Management | For | For |
6.4 | Elect Juergen Hambrecht to the Supervisory Board | Management | For | For |
6.5 | Elect Alexander Karp to the Supervisory Board | Management | For | For |
6.6 | Elect Anke Schaeferkordt to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 470 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
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BAXTER INTERNATIONAL INC.
Meeting Date: MAY 07, 2019
Record Date: MAR 14, 2019
Meeting Type: ANNUAL |
Ticker: BAX
Security ID: 071813109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose "Joe" E. Almeida | Management | For | For |
1b | Elect Director Thomas F. Chen | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director James R. Gavin, III | Management | For | Against |
1e | Elect Director Peter S. Hellman | Management | For | For |
1f | Elect Director Michael F. Mahoney | Management | For | For |
1g | Elect Director Patricia B. Morrrison | Management | For | For |
1h | Elect Director Stephen N. Oesterle | Management | For | For |
1i | Elect Director Cathy R. Smith | Management | For | For |
1j | Elect Director Thomas T. Stallkamp | Management | For | For |
1k | Elect Director Albert P.L. Stroucken | Management | For | For |
1l | Elect Director Amy A. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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BB&T CORPORATION
Meeting Date: APR 30, 2019
Record Date: FEB 20, 2019
Meeting Type: ANNUAL |
Ticker: BBT
Security ID: 054937107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer S. Banner | Management | For | For |
1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.3 | Elect Director Anna R. Cablik | Management | For | For |
1.4 | Elect Director Patrick C. Graney, III | Management | For | For |
1.5 | Elect Director I. Patricia Henry | Management | For | For |
1.6 | Elect Director Kelly S. King | Management | For | For |
1.7 | Elect Director Louis B. Lynn | Management | For | For |
1.8 | Elect Director Easter A. Maynard | Management | For | For |
1.9 | Elect Director Charles A. Patton | Management | For | For |
1.10 | Elect Director Nido R. Qubein | Management | For | For |
1.11 | Elect Director William J. Reuter | Management | For | For |
1.12 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
1.13 | Elect Director Christine Sears | Management | For | For |
1.14 | Elect Director Thomas E. Skains | Management | For | For |
1.15 | Elect Director Thomas N. Thompson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BLACKROCK, INC.
Meeting Date: MAY 23, 2019
Record Date: MAR 25, 2019
Meeting Type: ANNUAL |
Ticker: BLK
Security ID: 09247X101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bader M. Alsaad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director William E. Ford | Management | For | For |
1h | Elect Director Fabrizio Freda | Management | For | For |
1i | Elect Director Murry S. Gerber | Management | For | For |
1j | Elect Director Margaret L. Johnson | Management | For | For |
1k | Elect Director Robert S. Kapito | Management | For | For |
1l | Elect Director Cheryl D. Mills | Management | For | For |
1m | Elect Director Gordon M. Nixon | Management | For | For |
1n | Elect Director Charles H. Robbins | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director Susan L. Wagner | Management | For | For |
1r | Elect Director Mark Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt Simple Majority Vote | Shareholder | Against | Against |
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BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: APR 12, 2019
Record Date: MAR 01, 2019
Meeting Type: PROXY CONTEST |
Ticker: BMY
Security ID: 110122108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy |
1 | Issue Shares in Connection with Merger | Management | For | Against |
2 | Adjourn Meeting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) |
1 | Issue Shares in Connection with Merger | Management | Against | Did Not Vote |
2 | Adjourn Meeting | Management | Against | Did Not Vote |
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CHEVRON CORPORATION
Meeting Date: MAY 29, 2019
Record Date: APR 01, 2019
Meeting Type: ANNUAL |
Ticker: CVX
Security ID: 166764100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Debra Reed-Klages | Management | For | For |
1h | Elect Director Ronald D. Sugar | Management | For | For |
1i | Elect Director Inge G. Thulin | Management | For | For |
1j | Elect Director D. James Umpleby, III | Management | For | For |
1k | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Right to Water | Shareholder | Against | Against |
5 | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | Shareholder | Against | Against |
6 | Establish Environmental Issue Board Committee | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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CISCO SYSTEMS, INC.
Meeting Date: DEC 12, 2018
Record Date: OCT 15, 2018
Meeting Type: ANNUAL |
Ticker: CSCO
Security ID: 17275R102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Michael D. Capellas | Management | For | For |
1c | Elect Director Mark Garrett | Management | For | For |
1d | Elect Director Kristina M. Johnson | Management | For | For |
1e | Elect Director Roderick C. McGeary | Management | For | For |
1f | Elect Director Charles H. Robbins | Management | For | For |
1g | Elect Director Arun Sarin | Management | For | For |
1h | Elect Director Brenton L. Saunders | Management | For | For |
1i | Elect Director Steven M. West | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
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COMCAST CORPORATION
Meeting Date: JUN 05, 2019
Record Date: APR 05, 2019
Meeting Type: ANNUAL |
Ticker: CMCSA
Security ID: 20030N101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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CUMMINS INC.
Meeting Date: MAY 14, 2019
Record Date: MAR 12, 2019
Meeting Type: ANNUAL |
Ticker: CMI
Security ID: 231021106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Richard J. Freeland | Management | For | For |
3 | Elect Director Robert J. Bernhard | Management | For | For |
4 | Elect Director Franklin R. Chang Diaz | Management | For | For |
5 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
6 | Elect Director Stephen B. Dobbs | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Alexis M. Herman | Management | For | For |
9 | Elect Director Thomas J. Lynch | Management | For | For |
10 | Elect Director William I. Miller | Management | For | For |
11 | Elect Director Georgia R. Nelson | Management | For | For |
12 | Elect Director Karen H. Quintos | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
16 | Require Independent Board Chairman | Shareholder | Against | For |
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DOWDUPONT INC.
Meeting Date: MAY 23, 2019
Record Date: MAY 01, 2019
Meeting Type: SPECIAL |
Ticker: DWDP
Security ID: 26078J100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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DUKE ENERGY CORPORATION
Meeting Date: MAY 02, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL |
Ticker: DUK
Security ID: 26441C204 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Browning | Management | For | For |
1.2 | Elect Director Annette K. Clayton | Management | For | For |
1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Director Robert M. Davis | Management | For | For |
1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
1.6 | Elect Director Lynn J. Good | Management | For | For |
1.7 | Elect Director John T. Herron | Management | For | For |
1.8 | Elect Director William E. Kennard | Management | For | For |
1.9 | Elect Director E. Marie McKee | Management | For | For |
1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
1.11 | Elect Director Marya M. Rose | Management | For | For |
1.12 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Mitigating Health and Climate Impacts of Duke Energy's Coal Use | Shareholder | Against | Against |
7 | Report on Costs and Benefits of Voluntary Environment-Related Activities | Shareholder | Against | Against |
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DUPONT DE NEMOURS, INC.
Meeting Date: JUN 25, 2019
Record Date: APR 26, 2019
Meeting Type: ANNUAL |
Ticker: DD
Security ID: 26078J100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward D. Breen | Management | For | For |
1b | Elect Director Ruby R. Chandy | Management | For | For |
1c | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
1d | Elect Director Terrence R. Curtin | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director C. Marc Doyle | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Rajiv L. Gupta | Management | For | For |
1i | Elect Director Luther C. Kissam | Management | For | For |
1j | Elect Director Frederick M. Lowery | Management | For | For |
1k | Elect Director Raymond J. Milchovich | Management | For | For |
1l | Elect Director Steven M. Sterin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Pay Disparity | Shareholder | Against | Against |
6 | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
7 | Report on Efforts to Reduce Plastic Pellet Pollution | Shareholder | Against | Against |
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ELI LILLY AND COMPANY
Meeting Date: MAY 06, 2019
Record Date: FEB 26, 2019
Meeting Type: ANNUAL |
Ticker: LLY
Security ID: 532457108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph Alvarez | Management | For | For |
1b | Elect Director Carolyn R. Bertozzi | Management | For | For |
1c | Elect Director Juan R. Luciano | Management | For | For |
1d | Elect Director Kathi P. Seifert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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EQUITY RESIDENTIAL
Meeting Date: JUN 27, 2019
Record Date: MAR 29, 2019
Meeting Type: ANNUAL |
Ticker: EQR
Security ID: 29476L107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Atwood | Management | For | For |
1.2 | Elect Director Raymond Bennett | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Connie K. Duckworth | Management | For | For |
1.5 | Elect Director Mary Kay Haben | Management | For | For |
1.6 | Elect Director Bradley A. Keywell | Management | For | For |
1.7 | Elect Director John E. Neal | Management | For | For |
1.8 | Elect Director David J. Neithercut | Management | For | For |
1.9 | Elect Director Mark J. Parrell | Management | For | For |
1.10 | Elect Director Mark S. Shapiro | Management | For | For |
1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
1.12 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
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EXXON MOBIL CORPORATION
Meeting Date: MAY 29, 2019
Record Date: APR 03, 2019
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | For |
7 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
8 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | For |
9 | Report on Political Contributions | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
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HCA HEALTHCARE, INC.
Meeting Date: APR 26, 2019
Record Date: MAR 07, 2019
Meeting Type: ANNUAL |
Ticker: HCA
Security ID: 40412C101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Frist, III | Management | For | For |
1b | Elect Director Samuel N. Hazen | Management | For | For |
1c | Elect Director Meg G. Crofton | Management | For | For |
1d | Elect Director Robert J. Dennis | Management | For | Against |
1e | Elect Director Nancy-Ann DeParle | Management | For | For |
1f | Elect Director William R. Frist | Management | For | For |
1g | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1h | Elect Director Geoffrey G. Meyers | Management | For | For |
1i | Elect Director Michael W. Michelson | Management | For | For |
1j | Elect Director Wayne J. Riley | Management | For | For |
1k | Elect Director John W. Rowe | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
|
HOST HOTELS & RESORTS, INC.
Meeting Date: MAY 16, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL |
Ticker: HST
Security ID: 44107P104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.4 | Elect Director Richard E. Marriott | Management | For | For |
1.5 | Elect Director Sandeep L. Mathrani | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Mary Hogan Preusse | Management | For | For |
1.8 | Elect Director Walter C. Rakowich | Management | For | For |
1.9 | Elect Director James F. Risoleo | Management | For | For |
1.10 | Elect Director Gordon H. Smith | Management | For | For |
1.11 | Elect Director A. William Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
ILLINOIS TOOL WORKS INC.
Meeting Date: MAY 03, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL |
Ticker: ITW
Security ID: 452308109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director James W. Griffith | Management | For | For |
1d | Elect Director Jay L. Henderson | Management | For | For |
1e | Elect Director Richard H. Lenny | Management | For | For |
1f | Elect Director E. Scott Santi | Management | For | For |
1g | Elect Director James A. Skinner | Management | For | For |
1h | Elect Director David B. Smith, Jr. | Management | For | For |
1i | Elect Director Pamela B. Strobel | Management | For | For |
1j | Elect Director Kevin M. Warren | Management | For | For |
1k | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
|
INTEL CORPORATION
Meeting Date: MAY 16, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL |
Ticker: INTC
Security ID: 458140100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aneel Bhusri | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Reed E. Hundt | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1f | Elect Director Tsu-Jae King Liu | Management | For | For |
1g | Elect Director Gregory D. Smith | Management | For | For |
1h | Elect Director Robert 'Bob' H. Swan | Management | For | For |
1i | Elect Director Andrew Wilson | Management | For | For |
1j | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
7 | Request for an Annual Advisory Vote on Political Contributions | Shareholder | Against | Against |
|
INTERNATIONAL PAPER COMPANY
Meeting Date: MAY 13, 2019
Record Date: MAR 14, 2019
Meeting Type: ANNUAL |
Ticker: IP
Security ID: 460146103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. Burns | Management | For | For |
1b | Elect Director Christopher M. Connor | Management | For | For |
1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Anders Gustafsson | Management | For | For |
1f | Elect Director Jacqueline C. Hinman | Management | For | For |
1g | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
1h | Elect Director Kathryn D. Sullivan | Management | For | For |
1i | Elect Director Mark S. Sutton | Management | For | For |
1j | Elect Director J. Steven Whisler | Management | For | For |
1k | Elect Director Ray G. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
|
JOHNSON & JOHNSON
Meeting Date: APR 25, 2019
Record Date: FEB 26, 2019
Meeting Type: ANNUAL |
Ticker: JNJ
Security ID: 478160104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Mark B. McClellan | Management | For | For |
1h | Elect Director Anne M. Mulcahy | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | Against |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
|
JPMORGAN CHASE & CO.
Meeting Date: MAY 21, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL |
Ticker: JPM
Security ID: 46625H100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | Against |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
|
LAS VEGAS SANDS CORP.
Meeting Date: MAY 16, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL |
Ticker: LVS
Security ID: 517834107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
1.2 | Elect Director Irwin Chafetz | Management | For | For |
1.3 | Elect Director Micheline Chau | Management | For | Withhold |
1.4 | Elect Director Patrick Dumont | Management | For | Withhold |
1.5 | Elect Director Charles D. Forman | Management | For | For |
1.6 | Elect Director Robert G. Goldstein | Management | For | For |
1.7 | Elect Director George Jamieson | Management | For | For |
1.8 | Elect Director Charles A. Koppelman | Management | For | Withhold |
1.9 | Elect Director Lewis Kramer | Management | For | For |
1.10 | Elect Director David F. Levi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
|
LOCKHEED MARTIN CORPORATION
Meeting Date: APR 25, 2019
Record Date: FEB 22, 2019
Meeting Type: ANNUAL |
Ticker: LMT
Security ID: 539830109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director David B. Burritt | Management | For | For |
1.3 | Elect Director Bruce A. Carlson | Management | For | Against |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Ilene S. Gordon | Management | For | For |
1.7 | Elect Director Marillyn A. Hewson | Management | For | For |
1.8 | Elect Director Vicki A. Hollub | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director James D. Taiclet, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Bylaw | Shareholder | Against | Against |
|
LOWE'S COMPANIES, INC.
Meeting Date: MAY 31, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL |
Ticker: LOW
Security ID: 548661107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marvin R. Ellison | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Brian C. Rogers | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Lisa W. Wardell | Management | For | For |
1.12 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
|
MCDONALD'S CORPORATION
Meeting Date: MAY 23, 2019
Record Date: MAR 25, 2019
Meeting Type: ANNUAL |
Ticker: MCD
Security ID: 580135101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Richard Lenny | Management | For | For |
1g | Elect Director John Mulligan | Management | For | For |
1h | Elect Director Sheila Penrose | Management | For | For |
1i | Elect Director John Rogers, Jr. | Management | For | For |
1j | Elect Director Paul Walsh | Management | For | For |
1k | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Change Range for Size of the Board | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
|
MEDTRONIC PLC
Meeting Date: DEC 07, 2018
Record Date: OCT 09, 2018
Meeting Type: ANNUAL |
Ticker: MDT
Security ID: G5960L103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Michael O. Leavitt | Management | For | For |
1g | Elect Director James T. Lenehan | Management | For | For |
1h | Elect Director Elizabeth G. Nabel | Management | For | For |
1i | Elect Director Denise M. O'Leary | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
MERCK & CO., INC.
Meeting Date: MAY 28, 2019
Record Date: MAR 29, 2019
Meeting Type: ANNUAL |
Ticker: MRK
Security ID: 58933Y105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Mary Ellen Coe | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Kenneth C. Frazier | Management | For | For |
1f | Elect Director Thomas H. Glocer | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Policy Disclosing Rationale Behind Approval of Sale of Compensation Shares by a Senior Executive During a Buyback | Shareholder | Against | Against |
7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
|
METLIFE, INC.
Meeting Date: JUN 18, 2019
Record Date: APR 22, 2019
Meeting Type: ANNUAL |
Ticker: MET
Security ID: 59156R108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl W. Grise | Management | For | For |
1b | Elect Director Carlos M. Gutierrez | Management | For | For |
1c | Elect Director Gerald L. Hassell | Management | For | For |
1d | Elect Director David L. Herzog | Management | For | For |
1e | Elect Director R. Glenn Hubbard | Management | For | For |
1f | Elect Director Edward J. Kelly, III | Management | For | For |
1g | Elect Director William E. Kennard | Management | For | For |
1h | Elect Director Michel A. Khalaf | Management | For | For |
1i | Elect Director James M. Kilts | Management | For | For |
1j | Elect Director Catherine R. Kinney | Management | For | For |
1k | Elect Director Diana L. McKenzie | Management | For | For |
1l | Elect Director Denise M. Morrison | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
MICROSOFT CORP.
Meeting Date: NOV 28, 2018
Record Date: SEP 26, 2018
Meeting Type: ANNUAL |
Ticker: MSFT
Security ID: 594918104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
MORGAN STANLEY
Meeting Date: MAY 23, 2019
Record Date: MAR 25, 2019
Meeting Type: ANNUAL |
Ticker: MS
Security ID: 617446448 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elizabeth Corley | Management | For | For |
1b | Elect Director Alistair M. Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | For |
1g | Elect Director Jami Miscik | Management | For | For |
1h | Elect Director Dennis M. Nally | Management | For | For |
1i | Elect Director Takeshi Ogasawara | Management | For | For |
1j | Elect Director Hutham S. Olayan | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
1l | Elect Director Perry M. Traquina | Management | For | For |
1m | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
|
NESTLE SA
Meeting Date: APR 11, 2019
Record Date:
Meeting Type: ANNUAL |
Ticker: NESN
Security ID: H57312649 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | For |
4.1a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
4.1b | Reelect Ulf Schneider as Director | Management | For | For |
4.1c | Reelect Henri de Castries as Director | Management | For | For |
4.1d | Reelect Beat Hess as Director | Management | For | For |
4.1e | Reelect Renato Fassbind as Director | Management | For | For |
4.1f | Reelect Ann Veneman as Director | Management | For | For |
4.1g | Reelect Eva Cheng as Director | Management | For | For |
4.1h | Reelect Patrick Aebischer as Director | Management | For | For |
4.1i | Reelect Ursula Burns as Director | Management | For | For |
4.1j | Reelect Kasper Rorsted as Director | Management | For | For |
4.1k | Reelect Pablo Isla as Director | Management | For | For |
4.1l | Reelect Kimberly Ross as Director | Management | For | For |
4.2.1 | Elect Dick Boer as Director | Management | For | For |
4.2.2 | Elect Dinesh Paliwal as Director | Management | For | For |
4.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
4.3.3 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | For |
4.3.4 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
4.4 | Ratify KPMG AG as Auditors | Management | For | For |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | For |
6 | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Transact Other Business (Voting) | Management | Against | Against |
|
NEXTERA ENERGY, INC.
Meeting Date: MAY 23, 2019
Record Date: MAR 26, 2019
Meeting Type: ANNUAL |
Ticker: NEE
Security ID: 65339F101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director Amy B. Lane | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director William H. Swanson | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
1m | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
|
NORFOLK SOUTHERN CORPORATION
Meeting Date: MAY 09, 2019
Record Date: MAR 01, 2019
Meeting Type: ANNUAL |
Ticker: NSC
Security ID: 655844108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1b | Elect Director Daniel A. Carp | Management | For | For |
1c | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
1d | Elect Director Marcela E. Donadio | Management | For | For |
1e | Elect Director Thomas C. Kelleher | Management | For | For |
1f | Elect Director Steven F. Leer | Management | For | For |
1g | Elect Director Michael D. Lockhart | Management | For | For |
1h | Elect Director Amy E. Miles | Management | For | For |
1i | Elect Director Jennifer F. Scanlon | Management | For | For |
1j | Elect Director James A. Squires | Management | For | For |
1k | Elect Director John R. Thompson | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority | Shareholder | Against | Against |
|
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date: MAY 10, 2019
Record Date: MAR 15, 2019
Meeting Type: ANNUAL |
Ticker: OXY
Security ID: 674599105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Eugene L. Batchelder | Management | For | For |
1c | Elect Director Margaret M. Foran | Management | For | For |
1d | Elect Director Carlos M. Gutierrez | Management | For | For |
1e | Elect Director Vicki Hollub | Management | For | For |
1f | Elect Director William R. Klesse | Management | For | For |
1g | Elect Director Jack B. Moore | Management | For | For |
1h | Elect Director Avedick B. Poladian | Management | For | For |
1i | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
|
ONEOK, INC.
Meeting Date: MAY 22, 2019
Record Date: MAR 25, 2019
Meeting Type: ANNUAL |
Ticker: OKE
Security ID: 682680103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian L. Derksen | Management | For | For |
1.2 | Elect Director Julie H. Edwards | Management | For | For |
1.3 | Elect Director John W. Gibson | Management | For | For |
1.4 | Elect Director Mark W. Helderman | Management | For | For |
1.5 | Elect Director Randall J. Larson | Management | For | For |
1.6 | Elect Director Steven J. Malcolm | Management | For | For |
1.7 | Elect Director Jim W. Mogg | Management | For | For |
1.8 | Elect Director Pattye L. Moore | Management | For | For |
1.9 | Elect Director Gary D. Parker | Management | For | For |
1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
1.11 | Elect Director Terry K. Spencer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
ORACLE CORP.
Meeting Date: NOV 14, 2018
Record Date: SEP 17, 2018
Meeting Type: ANNUAL |
Ticker: ORCL
Security ID: 68389X105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director George H. Conrades | Management | For | Withhold |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | For |
1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
1.12 | Elect Director Leon E. Panetta | Management | For | Withhold |
1.13 | Elect Director William G. Parrett | Management | For | For |
1.14 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
|
PEPSICO, INC.
Meeting Date: MAY 01, 2019
Record Date: MAR 01, 2019
Meeting Type: ANNUAL |
Ticker: PEP
Security ID: 713448108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director Cesar Conde | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Richard W. Fisher | Management | For | For |
1f | Elect Director Michelle Gass | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Ramon Laguarta | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Pesticide Management | Shareholder | Against | Against |
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PFIZER INC.
Meeting Date: APR 25, 2019
Record Date: FEB 26, 2019
Meeting Type: ANNUAL |
Ticker: PFE
Security ID: 717081103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Albert Bourla | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Helen H. Hobbs | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director Dan R. Littman | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
|
PROCTER & GAMBLE CO.
Meeting Date: OCT 09, 2018
Record Date: AUG 10, 2018
Meeting Type: ANNUAL |
Ticker: PG
Security ID: 742718109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Kenneth I. Chenault | Management | For | For |
1e | Elect Director Scott D. Cook | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director David S. Taylor | Management | For | For |
1k | Elect Director Margaret C. Whitman | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
1m | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
PROLOGIS, INC.
Meeting Date: MAY 01, 2019
Record Date: MAR 06, 2019
Meeting Type: ANNUAL |
Ticker: PLD
Security ID: 74340W103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director Cristina G. Bita | Management | For | For |
1c | Elect Director George L. Fotiades | Management | For | For |
1d | Elect Director Philip L. Hawkins | Management | For | For |
1e | Elect Director Lydia H. Kennard | Management | For | For |
1f | Elect Director J. Michael Losh | Management | For | For |
1g | Elect Director Irving F. Lyons, III | Management | For | For |
1h | Elect Director David P. O'Connor | Management | For | For |
1i | Elect Director Olivier Piani | Management | For | For |
1j | Elect Director Jeffrey L. Skelton | Management | For | For |
1k | Elect Director Carl B. Webb | Management | For | For |
1l | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
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RAYTHEON COMPANY
Meeting Date: MAY 30, 2019
Record Date: APR 02, 2019
Meeting Type: ANNUAL |
Ticker: RTN
Security ID: 755111507 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Adriane M. Brown | Management | For | For |
1d | Elect Director Stephen J. Hadley | Management | For | For |
1e | Elect Director Thomas A. Kennedy | Management | For | For |
1f | Elect Director Letitia A. Long | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Dinesh C. Paliwal | Management | For | For |
1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
1j | Elect Director William R. Spivey | Management | For | For |
1k | Elect Director Marta R. Stewart | Management | For | For |
1l | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1m | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
REPUBLIC SERVICES, INC.
Meeting Date: MAY 17, 2019
Record Date: MAR 19, 2019
Meeting Type: ANNUAL |
Ticker: RSG
Security ID: 760759100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Thomas W. Handley | Management | For | For |
1d | Elect Director Jennifer M. Kirk | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director Kim S. Pegula | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director James P. Snee | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
1k | Elect Director Sandra M. Volpe | Management | For | For |
1l | Elect Director Katharine B. Weymouth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 21, 2019
Record Date: APR 09, 2019
Meeting Type: ANNUAL |
Ticker: RDSB
Security ID: 780259206 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Neil Carson as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Ann Godbehere as Director | Management | For | For |
6 | Re-elect Euleen Goh as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Catherine Hughes as Director | Management | For | For |
9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
10 | Re-elect Roberto Setubal as Director | Management | For | For |
11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
12 | Re-elect Linda Stuntz as Director | Management | For | For |
13 | Re-elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Gerrit Zalm as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
|
STANLEY BLACK & DECKER, INC.
Meeting Date: APR 17, 2019
Record Date: FEB 15, 2019
Meeting Type: ANNUAL |
Ticker: SWK
Security ID: 854502101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director James H. Scholefield | Management | For | For |
1.10 | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
|
SUNCOR ENERGY, INC.
Meeting Date: MAY 02, 2019
Record Date: MAR 11, 2019
Meeting Type: ANNUAL |
Ticker: SU
Security ID: 867224107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director John D. Gass | Management | For | For |
1.4 | Elect Director Dennis M. Houston | Management | For | For |
1.5 | Elect Director Mark S. Little | Management | For | For |
1.6 | Elect Director Brian P. MacDonald | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Eira M. Thomas | Management | For | For |
1.9 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
TARGET CORPORATION
Meeting Date: JUN 12, 2019
Record Date: APR 15, 2019
Meeting Type: ANNUAL |
Ticker: TGT
Security ID: 87612E106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director George S. Barrett | Management | For | For |
1d | Elect Director Brian C. Cornell | Management | For | For |
1e | Elect Director Calvin Darden | Management | For | For |
1f | Elect Director Henrique De Castro | Management | For | For |
1g | Elect Director Robert L. Edwards | Management | For | For |
1h | Elect Director Melanie L. Healey | Management | For | For |
1i | Elect Director Donald R. Knauss | Management | For | For |
1j | Elect Director Monica C. Lozano | Management | For | For |
1k | Elect Director Mary E. Minnick | Management | For | For |
1l | Elect Director Kenneth L. Salazar | Management | For | For |
1m | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
|
TELUS CORPORATION
Meeting Date: MAY 09, 2019
Record Date: MAR 11, 2019
Meeting Type: ANNUAL |
Ticker: T
Security ID: 87971M103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. H. (Dick) Auchinleck | Management | For | For |
1.2 | Elect Director Raymond T. Chan | Management | For | For |
1.3 | Elect Director Stockwell Day | Management | For | For |
1.4 | Elect Director Lisa de Wilde | Management | For | For |
1.5 | Elect Director Darren Entwistle | Management | For | For |
1.6 | Elect Director Mary Jo Haddad | Management | For | For |
1.7 | Elect Director Kathy Kinloch | Management | For | For |
1.8 | Elect Director Christine Magee | Management | For | For |
1.9 | Elect Director John Manley | Management | For | For |
1.10 | Elect Director Claude Mongeau | Management | For | For |
1.11 | Elect Director David Mowat | Management | For | For |
1.12 | Elect Director Marc Parent | Management | For | For |
1.13 | Elect Director Denise Pickett | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Amend Shareholder Rights Plan | Management | For | For |
5 | Amend Restricted Share Unit Plan | Management | For | For |
6 | Amend Performance Share Unit Plan | Management | For | For |
|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 25, 2019
Record Date: FEB 25, 2019
Meeting Type: ANNUAL |
Ticker: TXN
Security ID: 882508104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Ronald Kirk | Management | For | For |
1h | Elect Director Pamela H. Patsley | Management | For | For |
1i | Elect Director Robert E. Sanchez | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
THE COCA-COLA COMPANY
Meeting Date: APR 24, 2019
Record Date: FEB 25, 2019
Meeting Type: ANNUAL |
Ticker: KO
Security ID: 191216100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Christopher C. Davis | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Robert A. Kotick | Management | For | For |
1.10 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director Caroline J. Tsay | Management | For | For |
1.13 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on the Health Impacts and Risks of Sugar in the Company's Products | Shareholder | Against | Against |
|
U.S. BANCORP
Meeting Date: APR 16, 2019
Record Date: FEB 19, 2019
Meeting Type: ANNUAL |
Ticker: USB
Security ID: 902973304 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Dorothy J. Bridges | Management | For | For |
1c | Elect Director Elizabeth L. Buse | Management | For | For |
1d | Elect Director Marc N. Casper | Management | For | For |
1e | Elect Director Andrew Cecere | Management | For | For |
1f | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1g | Elect Director Kimberly J. Harris | Management | For | For |
1h | Elect Director Roland A. Hernandez | Management | For | For |
1i | Elect Director Doreen Woo Ho | Management | For | For |
1j | Elect Director Olivia F. Kirtley | Management | For | For |
1k | Elect Director Karen S. Lynch | Management | For | For |
1l | Elect Director Richard P. McKenney | Management | For | For |
1m | Elect Director Yusuf I. Mehdi | Management | For | For |
1n | Elect Director David B. O'Maley | Management | For | For |
1o | Elect Director O'dell M. Owens | Management | For | For |
1p | Elect Director Craig D. Schnuck | Management | For | For |
1q | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 29, 2019
Record Date: FEB 28, 2019
Meeting Type: ANNUAL |
Ticker: UTX
Security ID: 913017109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Christopher J. Kearney | Management | For | For |
1g | Elect Director Ellen J. Kullman | Management | For | For |
1h | Elect Director Marshall O. Larsen | Management | For | For |
1i | Elect Director Harold W. McGraw, III | Management | For | For |
1j | Elect Director Margaret L. O'Sullivan | Management | For | For |
1k | Elect Director Denise L. Ramos | Management | For | For |
1l | Elect Director Fredric G. Reynolds | Management | For | For |
1m | Elect Director Brian C. Rogers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
5 | Ratify The Reduced Ownership Threshold to Call a Special Meeting | Management | For | For |
|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 03, 2019
Record Date: APR 09, 2019
Meeting Type: ANNUAL |
Ticker: UNH
Security ID: 91324P102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director John H. Noseworthy | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 02, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL |
Ticker: VZ
Security ID: 92343V104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Vittorio Colao | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.6 | Elect Director Daniel H. Schulman | Management | For | For |
1.7 | Elect Director Rodney E. Slater | Management | For | For |
1.8 | Elect Director Kathryn A. Tesija | Management | For | For |
1.9 | Elect Director Hans E. Vestberg | Management | For | For |
1.10 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Online Child Exploitation | Shareholder | Against | Against |
7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
|
WALMART INC.
Meeting Date: JUN 05, 2019
Record Date: APR 12, 2019
Meeting Type: ANNUAL |
Ticker: WMT
Security ID: 931142103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar Conde | Management | For | For |
1b | Elect Director Stephen "Steve" J. Easterbrook | Management | For | For |
1c | Elect Director Timothy "Tim" P. Flynn | Management | For | For |
1d | Elect Director Sarah J. Friar | Management | For | For |
1e | Elect Director Carla A. Harris | Management | For | For |
1f | Elect Director Thomas "Tom" W. Horton | Management | For | For |
1g | Elect Director Marissa A. Mayer | Management | For | For |
1h | Elect Director C. Douglas "Doug" McMillon | Management | For | For |
1i | Elect Director Gregory "Greg" B. Penner | Management | For | For |
1j | Elect Director Steven "Steve" S Reinemund | Management | For | For |
1k | Elect Director S. Robson "Rob" Walton | Management | For | For |
1l | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Sexual Harassment | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
|
WELLS FARGO & COMPANY
Meeting Date: APR 23, 2019
Record Date: FEB 26, 2019
Meeting Type: ANNUAL |
Ticker: WFC
Security ID: 949746101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
1e | Elect Director Wayne M. Hewett | Management | For | For |
1f | Elect Director Donald M. James | Management | For | For |
1g | Elect Director Maria R. Morris | Management | For | For |
1h | Elect Director Juan A. Pujadas | Management | For | For |
1i | Elect Director James H. Quigley | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director C. Allen Parker | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
|
XCEL ENERGY INC.
Meeting Date: MAY 15, 2019
Record Date: MAR 21, 2019
Meeting Type: ANNUAL |
Ticker: XEL
Security ID: 98389B100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lynn Casey | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Richard T. O'Brien | Management | For | For |
1e | Elect Director David K. Owens | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director James T. Prokopanko | Management | For | For |
1h | Elect Director A. Patricia Sampson | Management | For | For |
1i | Elect Director James J. Sheppard | Management | For | For |
1j | Elect Director David A. Westerlund | Management | For | For |
1k | Elect Director Kim Williams | Management | For | For |
1l | Elect Director Timothy V. Wolf | Management | For | For |
1m | Elect Director Daniel Yohannes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Franklin Floating Rate Daily Access Fund
|
REMINGTON OUTDOOR COMPANY, INC.
Meeting Date: MAY 15, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL |
Ticker:
Security ID: 75959V104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Boyadjian | Management | For | For |
1.2 | Elect Director Jeffrey Brown | Management | For | For |
1.3 | Elect Director Ken D'Arcy | Management | For | For |
1.4 | Elect Director Eugene Irwin Davis | Management | For | For |
1.5 | Elect Director Mark Little | Management | For | For |
1.6 | Elect Director G. Matthews McCarroll | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
Franklin Low Duration Total Return Fund
|
HALCON RESOURCES CORPORATION
Meeting Date: MAY 23, 2019
Record Date: APR 01, 2019
Meeting Type: ANNUAL |
Ticker: HK
Security ID: 40537Q605 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janine J. McArdle | Management | For | For |
1.2 | Elect Director Darryl L. Schall | Management | For | For |
1.3 | Elect Director Nathan W. Walton | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
REMINGTON OUTDOOR COMPANY, INC.
Meeting Date: MAY 15, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL |
Ticker:
Security ID: 75959V104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Boyadjian | Management | For | For |
1.2 | Elect Director Jeffrey Brown | Management | For | For |
1.3 | Elect Director Ken D'Arcy | Management | For | For |
1.4 | Elect Director Eugene Irwin Davis | Management | For | For |
1.5 | Elect Director Mark Little | Management | For | For |
1.6 | Elect Director G. Matthews McCarroll | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
|
RIVIERA RESOURCES, INC.
Meeting Date: JUN 05, 2019
Record Date: APR 08, 2019
Meeting Type: ANNUAL |
Ticker: RVRA
Security ID: 76964R104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Rottino | Management | For | For |
1.2 | Elect Director Matthew W. Bonanno | Management | For | For |
1.3 | Elect Director Philip Brown | Management | For | For |
1.4 | Elect Director C. Gregory Harper | Management | For | For |
1.5 | Elect Director Evan S. Lederman | Management | For | For |
1.6 | Elect Director Andrew Taylor | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
|
VERSO CORP.
Meeting Date: SEP 24, 2018
Record Date: AUG 13, 2018
Meeting Type: ANNUAL |
Ticker: VRS
Security ID: 92531L207 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan J. Carr | Management | For | For |
1.2 | Elect Director Eugene I. Davis | Management | For | For |
1.3 | Elect Director B. Christopher DiSantis | Management | For | For |
1.4 | Elect Director Steven D. Scheiwe | Management | For | For |
1.5 | Elect Director Jay Shuster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Franklin Managed Income Fund
FRANKLIN MANAGED INCOME FUND NAME CHANGED FROM FRANKLIN BALANCED FUND EFFECTIVE MARCH 1, 2019
|
ABBVIE INC.
Meeting Date: MAY 03, 2019
Record Date: MAR 08, 2019
Meeting Type: ANNUAL |
Ticker: ABBV
Security ID: 00287Y109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Brett J. Hart | Management | For | For |
1.3 | Elect Director Edward J. Rapp | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement for Amendments to the By-Law and Certificate of Incorporation | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
|
ANALOG DEVICES, INC.
Meeting Date: MAR 13, 2019
Record Date: JAN 07, 2019
Meeting Type: ANNUAL |
Ticker: ADI
Security ID: 032654105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
1e | Elect Director Bruce R. Evans | Management | For | For |
1f | Elect Director Edward H. Frank | Management | For | For |
1g | Elect Director Karen M. Golz | Management | For | For |
1h | Elect Director Mark M. Little | Management | For | For |
1i | Elect Director Neil Novich | Management | For | For |
1j | Elect Director Kenton J. Sicchitano | Management | For | For |
1k | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
|
APPLE, INC.
Meeting Date: MAR 01, 2019
Record Date: JAN 02, 2019
Meeting Type: ANNUAL |
Ticker: AAPL
Security ID: 037833100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
|
ASTRAZENECA PLC
Meeting Date: APR 26, 2019
Record Date: MAR 05, 2019
Meeting Type: ANNUAL |
Ticker: AZN
Security ID: 046353108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Genevieve Berger as Director | Management | For | For |
5e | Re-elect Philip Broadley as Director | Management | For | For |
5f | Re-elect Graham Chipchase as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Re-elect Sheri McCoy as Director | Management | For | For |
5i | Elect Tony Mok as Director | Management | For | For |
5j | Re-elect Nazneen Rahman as Director | Management | For | For |
5k | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
|
BANK OF AMERICA CORPORATION
Meeting Date: APR 24, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL |
Ticker: BAC
Security ID: 060505104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Gender Pay Gap | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Proxy Access Right | Shareholder | Against | Against |
|
BASF SE
Meeting Date: MAY 03, 2019
Record Date:
Meeting Type: ANNUAL |
Ticker: BAS
Security ID: D06216317 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
6.1 | Elect Thomas Carell to the Supervisory Board | Management | For | For |
6.2 | Elect Dame Carnwath to the Supervisory Board | Management | For | For |
6.3 | Elect Franz Fehrenbach to the Supervisory Board | Management | For | For |
6.4 | Elect Juergen Hambrecht to the Supervisory Board | Management | For | For |
6.5 | Elect Alexander Karp to the Supervisory Board | Management | For | For |
6.6 | Elect Anke Schaeferkordt to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 470 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
|
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: APR 12, 2019
Record Date: MAR 01, 2019
Meeting Type: PROXY CONTEST |
Ticker: BMY
Security ID: 110122108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy |
1 | Issue Shares in Connection with Merger | Management | For | Against |
2 | Adjourn Meeting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) |
1 | Issue Shares in Connection with Merger | Management | Against | Did Not Vote |
2 | Adjourn Meeting | Management | Against | Did Not Vote |
|
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 29, 2019
Record Date: APR 30, 2019
Meeting Type: ANNUAL |
Ticker: BMY
Security ID: 110122108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Robert J. Bertolini | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Matthew W. Emmens | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Dinesh C. Paliwal | Management | For | For |
1H | Elect Director Theodore R. Samuels | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Karen H. Vousden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
|
CHEVRON CORPORATION
Meeting Date: MAY 29, 2019
Record Date: APR 01, 2019
Meeting Type: ANNUAL |
Ticker: CVX
Security ID: 166764100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Debra Reed-Klages | Management | For | For |
1h | Elect Director Ronald D. Sugar | Management | For | For |
1i | Elect Director Inge G. Thulin | Management | For | For |
1j | Elect Director D. James Umpleby, III | Management | For | For |
1k | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Right to Water | Shareholder | Against | Against |
5 | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | Shareholder | Against | Against |
6 | Establish Environmental Issue Board Committee | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
|
CISCO SYSTEMS, INC.
Meeting Date: DEC 12, 2018
Record Date: OCT 15, 2018
Meeting Type: ANNUAL |
Ticker: CSCO
Security ID: 17275R102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Michael D. Capellas | Management | For | For |
1c | Elect Director Mark Garrett | Management | For | For |
1d | Elect Director Kristina M. Johnson | Management | For | For |
1e | Elect Director Roderick C. McGeary | Management | For | For |
1f | Elect Director Charles H. Robbins | Management | For | For |
1g | Elect Director Arun Sarin | Management | For | For |
1h | Elect Director Brenton L. Saunders | Management | For | For |
1i | Elect Director Steven M. West | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
|
DAIMLER AG
Meeting Date: MAY 22, 2019
Record Date:
Meeting Type: ANNUAL |
Ticker: DAI
Security ID: D1668R123 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.25 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
5.1 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
5.2 | Ratify KPMG AG as Auditors for the 2020 Interim Financial Statements Until the 2020 AGM | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7.1 | Reelect Joe Kaeser to the Supervisory Board | Management | For | For |
7.2 | Reelect Bernd Pischetsrieder to the Supervisory Board | Management | For | For |
8 | Amend Corporate Purpose | Management | For | For |
9 | Approve Spin-Off and Takeover Agreement with Mercedes-Benz AG and Daimler Truck AG | Management | For | For |
|
DOMINION ENERGY, INC.
Meeting Date: MAY 07, 2019
Record Date: MAR 01, 2019
Meeting Type: ANNUAL |
Ticker: D
Security ID: 25746U109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bennett | Management | For | For |
1.2 | Elect Director Helen E. Dragas | Management | For | For |
1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.5 | Elect Director D. Maybank Hagood | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | For |
1.7 | Elect Director Ronald W. Jibson | Management | For | For |
1.8 | Elect Director Mark J. Kington | Management | For | For |
1.9 | Elect Director Joseph M. Rigby | Management | For | For |
1.10 | Elect Director Pamela J. Royal | Management | For | For |
1.11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.12 | Elect Director Susan N. Story | Management | For | For |
1.13 | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
|
DOWDUPONT INC.
Meeting Date: MAY 23, 2019
Record Date: MAY 01, 2019
Meeting Type: SPECIAL |
Ticker: DWDP
Security ID: 26078J100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
|
DUPONT DE NEMOURS, INC.
Meeting Date: JUN 25, 2019
Record Date: APR 26, 2019
Meeting Type: ANNUAL |
Ticker: DD
Security ID: 26078J100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward D. Breen | Management | For | For |
1b | Elect Director Ruby R. Chandy | Management | For | For |
1c | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
1d | Elect Director Terrence R. Curtin | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director C. Marc Doyle | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Rajiv L. Gupta | Management | For | For |
1i | Elect Director Luther C. Kissam | Management | For | For |
1j | Elect Director Frederick M. Lowery | Management | For | For |
1k | Elect Director Raymond J. Milchovich | Management | For | For |
1l | Elect Director Steven M. Sterin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Pay Disparity | Shareholder | Against | Against |
6 | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
7 | Report on Efforts to Reduce Plastic Pellet Pollution | Shareholder | Against | Against |
|
EXXON MOBIL CORPORATION
Meeting Date: MAY 29, 2019
Record Date: APR 03, 2019
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | For |
7 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
8 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | For |
9 | Report on Political Contributions | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
|
FORD MOTOR COMPANY
Meeting Date: MAY 09, 2019
Record Date: MAR 13, 2019
Meeting Type: ANNUAL |
Ticker: F
Security ID: 345370860 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen G. Butler | Management | For | For |
1b | Elect Director Kimberly A. Casiano | Management | For | For |
1c | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1d | Elect Director Edsel B. Ford, II | Management | For | For |
1e | Elect Director William Clay Ford, Jr. | Management | For | For |
1f | Elect Director James P. Hackett | Management | For | For |
1g | Elect Director William W. Helman, IV | Management | For | For |
1h | Elect Director William E. Kennard | Management | For | For |
1i | Elect Director John C. Lechleiter | Management | For | For |
1j | Elect Director John L. Thornton | Management | For | For |
1k | Elect Director John B. Veihmeyer | Management | For | For |
1l | Elect Director Lynn M. Vojvodich | Management | For | For |
1m | Elect Director John S. Weinberg | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | For |
|
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 01, 2019
Record Date: MAR 07, 2019
Meeting Type: ANNUAL |
Ticker: GD
Security ID: 369550108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James S. Crown | Management | For | For |
1b | Elect Director Rudy F. deLeon | Management | For | For |
1c | Elect Director Cecil D. Haney | Management | For | For |
1d | Elect Director Lester L. Lyles | Management | For | For |
1e | Elect Director Mark M. Malcolm | Management | For | For |
1f | Elect Director Phebe N. Novakovic | Management | For | For |
1g | Elect Director C. Howard Nye | Management | For | For |
1h | Elect Director William A. Osborn | Management | For | For |
1i | Elect Director Catherine B. Reynolds | Management | For | For |
1j | Elect Director Laura J. Schumacher | Management | For | For |
1k | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
|
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 29, 2019
Record Date: MAR 01, 2019
Meeting Type: ANNUAL |
Ticker: HON
Security ID: 438516106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan B. Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director Jaime Chico Pardo | Management | For | For |
1F | Elect Director D. Scott Davis | Management | For | For |
1G | Elect Director Linnet F. Deily | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director George Paz | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
|
HOST HOTELS & RESORTS, INC.
Meeting Date: MAY 16, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL |
Ticker: HST
Security ID: 44107P104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.4 | Elect Director Richard E. Marriott | Management | For | For |
1.5 | Elect Director Sandeep L. Mathrani | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Mary Hogan Preusse | Management | For | For |
1.8 | Elect Director Walter C. Rakowich | Management | For | For |
1.9 | Elect Director James F. Risoleo | Management | For | For |
1.10 | Elect Director Gordon H. Smith | Management | For | For |
1.11 | Elect Director A. William Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
INTEL CORPORATION
Meeting Date: MAY 16, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL |
Ticker: INTC
Security ID: 458140100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aneel Bhusri | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Reed E. Hundt | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1f | Elect Director Tsu-Jae King Liu | Management | For | For |
1g | Elect Director Gregory D. Smith | Management | For | For |
1h | Elect Director Robert 'Bob' H. Swan | Management | For | For |
1i | Elect Director Andrew Wilson | Management | For | For |
1j | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
7 | Request for an Annual Advisory Vote on Political Contributions | Shareholder | Against | Against |
|
JOHNSON & JOHNSON
Meeting Date: APR 25, 2019
Record Date: FEB 26, 2019
Meeting Type: ANNUAL |
Ticker: JNJ
Security ID: 478160104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Mark B. McClellan | Management | For | For |
1h | Elect Director Anne M. Mulcahy | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | Against |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
|
JPMORGAN CHASE & CO.
Meeting Date: MAY 21, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL |
Ticker: JPM
Security ID: 46625H100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | Against |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
|
LAM RESEARCH CORP.
Meeting Date: NOV 06, 2018
Record Date: SEP 07, 2018
Meeting Type: ANNUAL |
Ticker: LRCX
Security ID: 512807108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
MICROCHIP TECHNOLOGY INCORPORATED
Meeting Date: AUG 14, 2018
Record Date: JUN 21, 2018
Meeting Type: ANNUAL |
Ticker: MCHP
Security ID: 595017104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | Against |
1.4 | Elect Director Esther L. Johnson | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
MICROSOFT CORP.
Meeting Date: NOV 28, 2018
Record Date: SEP 26, 2018
Meeting Type: ANNUAL |
Ticker: MSFT
Security ID: 594918104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
NESTLE SA
Meeting Date: APR 11, 2019
Record Date:
Meeting Type: ANNUAL |
Ticker: NESN
Security ID: H57312649 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | For |
4.1a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
4.1b | Reelect Ulf Schneider as Director | Management | For | For |
4.1c | Reelect Henri de Castries as Director | Management | For | For |
4.1d | Reelect Beat Hess as Director | Management | For | For |
4.1e | Reelect Renato Fassbind as Director | Management | For | For |
4.1f | Reelect Ann Veneman as Director | Management | For | For |
4.1g | Reelect Eva Cheng as Director | Management | For | For |
4.1h | Reelect Patrick Aebischer as Director | Management | For | For |
4.1i | Reelect Ursula Burns as Director | Management | For | For |
4.1j | Reelect Kasper Rorsted as Director | Management | For | For |
4.1k | Reelect Pablo Isla as Director | Management | For | For |
4.1l | Reelect Kimberly Ross as Director | Management | For | For |
4.2.1 | Elect Dick Boer as Director | Management | For | For |
4.2.2 | Elect Dinesh Paliwal as Director | Management | For | For |
4.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
4.3.3 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | For |
4.3.4 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
4.4 | Ratify KPMG AG as Auditors | Management | For | For |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | For |
6 | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Transact Other Business (Voting) | Management | Against | Against |
|
NORTHROP GRUMMAN CORPORATION
Meeting Date: MAY 15, 2019
Record Date: MAR 19, 2019
Meeting Type: ANNUAL |
Ticker: NOC
Security ID: 666807102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Marianne C. Brown | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Ann M. Fudge | Management | For | For |
1.5 | Elect Director Bruce S. Gordon | Management | For | For |
1.6 | Elect Director William H. Hernandez | Management | For | For |
1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.8 | Elect Director Karl J. Krapek | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director James S. Turley | Management | For | For |
1.12 | Elect Director Kathy J. Warden | Management | For | For |
1.13 | Elect Director Mark A. Welsh, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Implementation of Human Rights Policy | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
|
PEPSICO, INC.
Meeting Date: MAY 01, 2019
Record Date: MAR 01, 2019
Meeting Type: ANNUAL |
Ticker: PEP
Security ID: 713448108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director Cesar Conde | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Richard W. Fisher | Management | For | For |
1f | Elect Director Michelle Gass | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Ramon Laguarta | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Pesticide Management | Shareholder | Against | Against |
|
PFIZER INC.
Meeting Date: APR 25, 2019
Record Date: FEB 26, 2019
Meeting Type: ANNUAL |
Ticker: PFE
Security ID: 717081103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Albert Bourla | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Helen H. Hobbs | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director Dan R. Littman | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 01, 2019
Record Date: MAR 08, 2019
Meeting Type: ANNUAL |
Ticker: PM
Security ID: 718172109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andre Calantzopoulos | Management | For | For |
1.2 | Elect Director Louis C. Camilleri | Management | For | For |
1.3 | Elect Director Massimo Ferragamo | Management | For | For |
1.4 | Elect Director Werner Geissler | Management | For | For |
1.5 | Elect Director Lisa A. Hook | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Jun Makihara | Management | For | For |
1.8 | Elect Director Kalpana Morparia | Management | For | For |
1.9 | Elect Director Lucio A. Noto | Management | For | For |
1.10 | Elect Director Frederik Paulsen | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
|
PROCTER & GAMBLE CO.
Meeting Date: OCT 09, 2018
Record Date: AUG 10, 2018
Meeting Type: ANNUAL |
Ticker: PG
Security ID: 742718109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Kenneth I. Chenault | Management | For | For |
1e | Elect Director Scott D. Cook | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director David S. Taylor | Management | For | For |
1k | Elect Director Margaret C. Whitman | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
1m | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
RAYTHEON COMPANY
Meeting Date: MAY 30, 2019
Record Date: APR 02, 2019
Meeting Type: ANNUAL |
Ticker: RTN
Security ID: 755111507 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Adriane M. Brown | Management | For | For |
1d | Elect Director Stephen J. Hadley | Management | For | For |
1e | Elect Director Thomas A. Kennedy | Management | For | For |
1f | Elect Director Letitia A. Long | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Dinesh C. Paliwal | Management | For | For |
1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
1j | Elect Director William R. Spivey | Management | For | For |
1k | Elect Director Marta R. Stewart | Management | For | For |
1l | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1m | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 21, 2019
Record Date: APR 09, 2019
Meeting Type: ANNUAL |
Ticker: RDSB
Security ID: 780259206 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Neil Carson as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Ann Godbehere as Director | Management | For | For |
6 | Re-elect Euleen Goh as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Catherine Hughes as Director | Management | For | For |
9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
10 | Re-elect Roberto Setubal as Director | Management | For | For |
11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
12 | Re-elect Linda Stuntz as Director | Management | For | For |
13 | Re-elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Gerrit Zalm as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
|
SEMPRA ENERGY
Meeting Date: MAY 09, 2019
Record Date: MAR 14, 2019
Meeting Type: ANNUAL |
Ticker: SRE
Security ID: 816851109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Kathleen L. Brown | Management | For | For |
1.3 | Elect Director Andres Conesa | Management | For | For |
1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
1.6 | Elect Director William D. Jones | Management | For | For |
1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
1.8 | Elect Director Michael N. Mears | Management | For | For |
1.9 | Elect Director William C. Rusnack | Management | For | For |
1.10 | Elect Director Lynn Schenk | Management | For | For |
1.11 | Elect Director Jack T. Taylor | Management | For | For |
1.12 | Elect Director Cynthia L. Walker | Management | For | For |
1.13 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 25, 2019
Record Date: FEB 25, 2019
Meeting Type: ANNUAL |
Ticker: TXN
Security ID: 882508104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Ronald Kirk | Management | For | For |
1h | Elect Director Pamela H. Patsley | Management | For | For |
1i | Elect Director Robert E. Sanchez | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
THE COCA-COLA COMPANY
Meeting Date: APR 24, 2019
Record Date: FEB 25, 2019
Meeting Type: ANNUAL |
Ticker: KO
Security ID: 191216100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Christopher C. Davis | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Robert A. Kotick | Management | For | For |
1.10 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director Caroline J. Tsay | Management | For | For |
1.13 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on the Health Impacts and Risks of Sugar in the Company's Products | Shareholder | Against | Against |
|
THE SOUTHERN COMPANY
Meeting Date: MAY 22, 2019
Record Date: MAR 25, 2019
Meeting Type: ANNUAL |
Ticker: SO
Security ID: 842587107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janaki Akella | Management | For | For |
1b | Elect Director Juanita Powell Baranco | Management | For | For |
1c | Elect Director Jon A. Boscia | Management | For | For |
1d | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1e | Elect Director Anthony F. 'Tony' Earley, Jr. | Management | For | For |
1f | Elect Director Thomas A. Fanning | Management | For | For |
1g | Elect Director David J. Grain | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director John D. Johns | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director Ernest J. Moniz | Management | For | For |
1l | Elect Director William G. Smith, Jr. | Management | For | For |
1m | Elect Director Steven R. Specker | Management | For | For |
1n | Elect Director Larry D. Thompson | Management | For | For |
1o | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
|
THE TORONTO-DOMINION BANK
Meeting Date: APR 04, 2019
Record Date: FEB 04, 2019
Meeting Type: ANNUAL |
Ticker: TD
Security ID: 891160509 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Bennett | Management | For | For |
1.2 | Elect Director Amy W. Brinkley | Management | For | For |
1.3 | Elect Director Brian C. Ferguson | Management | For | For |
1.4 | Elect Director Colleen A. Goggins | Management | For | For |
1.5 | Elect Director Mary Jo Haddad | Management | For | For |
1.6 | Elect Director Jean-Rene Halde | Management | For | For |
1.7 | Elect Director David E. Kepler | Management | For | For |
1.8 | Elect Director Brian M. Levitt | Management | For | For |
1.9 | Elect Director Alan N. MacGibbon | Management | For | For |
1.10 | Elect Director Karen E. Maidment | Management | For | For |
1.11 | Elect Director Bharat B. Masrani | Management | For | For |
1.12 | Elect Director Irene R. Miller | Management | For | For |
1.13 | Elect Director Nadir H. Mohamed | Management | For | For |
1.14 | Elect Director Claude Mongeau | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP A: Request, Evaluate and Consider GHG Emissions, Stop Financing Existing Energy Projects That Emit or Enable Significant GHGs, Among Other Things | Shareholder | Against | Against |
5 | SP B: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation | Shareholder | Against | Against |
|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 02, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL |
Ticker: VZ
Security ID: 92343V104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Vittorio Colao | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.6 | Elect Director Daniel H. Schulman | Management | For | For |
1.7 | Elect Director Rodney E. Slater | Management | For | For |
1.8 | Elect Director Kathryn A. Tesija | Management | For | For |
1.9 | Elect Director Hans E. Vestberg | Management | For | For |
1.10 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Online Child Exploitation | Shareholder | Against | Against |
7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
|
WELLS FARGO & COMPANY
Meeting Date: APR 23, 2019
Record Date: FEB 26, 2019
Meeting Type: ANNUAL |
Ticker: WFC
Security ID: 949746101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
1e | Elect Director Wayne M. Hewett | Management | For | For |
1f | Elect Director Donald M. James | Management | For | For |
1g | Elect Director Maria R. Morris | Management | For | For |
1h | Elect Director Juan A. Pujadas | Management | For | For |
1i | Elect Director James H. Quigley | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director C. Allen Parker | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
Franklin Real Return Fund
|
BHP BILLITON PLC
Meeting Date: OCT 17, 2018
Record Date: SEP 13, 2018
Meeting Type: ANNUAL |
Ticker: BLT
Security ID: 05545E209 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint KPMG LLP as Auditors | Management | For | For |
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
9 | Approve Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie | Management | For | For |
10 | Approve Change of Company Name to BHP Group plc | Management | For | For |
11 | Re-elect Terry Bowen as Director | Management | For | For |
12 | Re-elect Malcolm Broomhead as Director | Management | For | For |
13 | Re-elect Anita Frew as Director | Management | For | For |
14 | Re-elect Carolyn Hewson as Director | Management | For | For |
15 | Re-elect Andrew Mackenzie as Director | Management | For | For |
16 | Re-elect Lindsay Maxsted as Director | Management | For | For |
17 | Re-elect John Mogford as Director | Management | For | For |
18 | Re-elect Shriti Vadera as Director | Management | For | For |
19 | Re-elect Ken MacKenzie as Director | Management | For | For |
|
CANADIAN NATURAL RESOURCES LIMITED
Meeting Date: MAY 09, 2019
Record Date: MAR 20, 2019
Meeting Type: ANNUAL/SPECIAL |
Ticker: CNQ
Security ID: 136385101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | For |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
CHEVRON CORPORATION
Meeting Date: MAY 29, 2019
Record Date: APR 01, 2019
Meeting Type: ANNUAL |
Ticker: CVX
Security ID: 166764100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Debra Reed-Klages | Management | For | For |
1h | Elect Director Ronald D. Sugar | Management | For | For |
1i | Elect Director Inge G. Thulin | Management | For | For |
1j | Elect Director D. James Umpleby, III | Management | For | For |
1k | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Right to Water | Shareholder | Against | Against |
5 | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | Shareholder | Against | Against |
6 | Establish Environmental Issue Board Committee | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
|
DOWDUPONT INC.
Meeting Date: MAY 23, 2019
Record Date: MAY 01, 2019
Meeting Type: SPECIAL |
Ticker: DWDP
Security ID: 26078J100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
|
DUPONT DE NEMOURS, INC.
Meeting Date: JUN 25, 2019
Record Date: APR 26, 2019
Meeting Type: ANNUAL |
Ticker: DD
Security ID: 26078J100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward D. Breen | Management | For | For |
1b | Elect Director Ruby R. Chandy | Management | For | For |
1c | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
1d | Elect Director Terrence R. Curtin | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director C. Marc Doyle | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Rajiv L. Gupta | Management | For | For |
1i | Elect Director Luther C. Kissam | Management | For | For |
1j | Elect Director Frederick M. Lowery | Management | For | For |
1k | Elect Director Raymond J. Milchovich | Management | For | For |
1l | Elect Director Steven M. Sterin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Pay Disparity | Shareholder | Against | Against |
6 | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
7 | Report on Efforts to Reduce Plastic Pellet Pollution | Shareholder | Against | Against |
|
EXXON MOBIL CORPORATION
Meeting Date: MAY 29, 2019
Record Date: APR 03, 2019
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
1.8 | Elect Director Steven S Reinemund | Management | For | For |
1.9 | Elect Director William C. Weldon | Management | For | For |
1.10 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | For |
7 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
8 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | For |
9 | Report on Political Contributions | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
|
FREEPORT-MCMORAN INC.
Meeting Date: JUN 12, 2019
Record Date: APR 15, 2019
Meeting Type: ANNUAL |
Ticker: FCX
Security ID: 35671D857 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Gerald J. Ford | Management | For | For |
1.3 | Elect Director Lydia H. Kennard | Management | For | For |
1.4 | Elect Director Dustan E. McCoy | Management | For | For |
1.5 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
GOLDCORP, INC.
Meeting Date: APR 04, 2019
Record Date: FEB 22, 2019
Meeting Type: SPECIAL |
Ticker: G
Security ID: 380956409 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Newmont Mining Corporation | Management | For | For |
|
HALLIBURTON COMPANY
Meeting Date: MAY 15, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL |
Ticker: HAL
Security ID: 406216101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director M. Katherine Banks | Management | For | For |
1d | Elect Director Alan M. Bennett | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | For |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Patricia Hemingway Hall | Management | For | For |
1i | Elect Director Robert A. Malone | Management | For | For |
1j | Elect Director Jeffrey A. Miller | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
|
NOBLE ENERGY, INC.
Meeting Date: APR 23, 2019
Record Date: FEB 22, 2019
Meeting Type: ANNUAL |
Ticker: NBL
Security ID: 655044105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey L. Berenson | Management | For | For |
1b | Elect Director Michael A. Cawley | Management | For | For |
1c | Elect Director James E. Craddock | Management | For | For |
1d | Elect Director Barbara J. Duganier | Management | For | For |
1e | Elect Director Thomas J. Edelman | Management | For | For |
1f | Elect Director Holli C. Ladhani | Management | For | For |
1g | Elect Director David L. Stover | Management | For | For |
1h | Elect Director Scott D. Urban | Management | For | For |
1i | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
|
NUCOR CORPORATION
Meeting Date: MAY 09, 2019
Record Date: MAR 11, 2019
Meeting Type: ANNUAL |
Ticker: NUE
Security ID: 670346105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd J. Austin, III | Management | For | For |
1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
1.3 | Elect Director John J. Ferriola | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Christopher J. Kearney | Management | For | For |
1.6 | Elect Director Laurette T. Koellner | Management | For | For |
1.7 | Elect Director John H. Walker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
|
NUTRIEN LTD.
Meeting Date: JUL 19, 2018
Record Date: JUN 06, 2018
Meeting Type: ANNUAL |
Ticker: NTR
Security ID: 67077M108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Maura J. Clark | Management | For | For |
1.3 | Elect Director John W. Estey | Management | For | For |
1.4 | Elect Director David C. Everitt | Management | For | For |
1.5 | Elect Director Russell K. Girling | Management | For | For |
1.6 | Elect Director Gerald W. Grandey | Management | For | For |
1.7 | Elect Director Miranda C. Hubbs | Management | For | For |
1.8 | Elect Director Alice D. Laberge | Management | For | For |
1.9 | Elect Director Consuelo E. Madere | Management | For | For |
1.10 | Elect Director Charles "Chuck" V. Magro | Management | For | For |
1.11 | Elect Director Keith G. Martell | Management | For | For |
1.12 | Elect Director A. Anne McLellan | Management | For | For |
1.13 | Elect Director Derek G. Pannell | Management | For | For |
1.14 | Elect Director Aaron W. Regent | Management | For | For |
1.15 | Elect Director Mayo M. Schmidt | Management | For | For |
1.16 | Elect Director Jochen E. Tilk | Management | For | For |
2 | Approve Re-appointment of KPMG LLP as Auditors | Management | For | For |
3 | Approve Stock Option Plan and Grant of Stock Options | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
NUTRIEN LTD.
Meeting Date: MAY 09, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL |
Ticker: NTR
Security ID: 67077M108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Maura J. Clark | Management | For | For |
1.3 | Elect Director John W. Estey | Management | For | For |
1.4 | Elect Director David C. Everitt | Management | For | For |
1.5 | Elect Director Russell K. Girling | Management | For | For |
1.6 | Elect Director Miranda C. Hubbs | Management | For | For |
1.7 | Elect Director Alice D. Laberge | Management | For | For |
1.8 | Elect Director Consuelo E. Madere | Management | For | For |
1.9 | Elect Director Charles V. Magro | Management | For | For |
1.10 | Elect Director Keith G. Martell | Management | For | For |
1.11 | Elect Director Aaron W. Regent | Management | For | For |
1.12 | Elect Director Mayo M. Schmidt | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date: MAY 10, 2019
Record Date: MAR 15, 2019
Meeting Type: ANNUAL |
Ticker: OXY
Security ID: 674599105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Eugene L. Batchelder | Management | For | For |
1c | Elect Director Margaret M. Foran | Management | For | For |
1d | Elect Director Carlos M. Gutierrez | Management | For | For |
1e | Elect Director Vicki Hollub | Management | For | For |
1f | Elect Director William R. Klesse | Management | For | For |
1g | Elect Director Jack B. Moore | Management | For | For |
1h | Elect Director Avedick B. Poladian | Management | For | For |
1i | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
|
PIONEER NATURAL RESOURCES COMPANY
Meeting Date: MAY 16, 2019
Record Date: MAR 21, 2019
Meeting Type: ANNUAL |
Ticker: PXD
Security ID: 723787107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Phillip A. Gobe | Management | For | For |
1.4 | Elect Director Larry R. Grillot | Management | For | For |
1.5 | Elect Director Stacy P. Methvin | Management | For | For |
1.6 | Elect Director Royce W. Mitchell | Management | For | For |
1.7 | Elect Director Frank A. Risch | Management | For | For |
1.8 | Elect Director Scott D. Sheffield | Management | For | For |
1.9 | Elect Director Mona K. Sutphen | Management | For | For |
1.10 | Elect Director J. Kenneth Thompson | Management | For | For |
1.11 | Elect Director Phoebe A. Wood | Management | For | For |
1.12 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
RIO TINTO PLC
Meeting Date: APR 10, 2019
Record Date: MAR 01, 2019
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: 767204100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
4 | Elect Moya Greene as Director | Management | For | For |
5 | Elect Simon McKeon as Director | Management | For | For |
6 | Elect Jakob Stausholm as Director | Management | For | For |
7 | Re-elect Megan Clark as Director | Management | For | For |
8 | Re-elect David Constable as Director | Management | For | For |
9 | Re-elect Simon Henry as Director | Management | For | For |
10 | Re-elect Jean-Sebastien Jacques as Director | Management | For | For |
11 | Re-elect Sam Laidlaw as Director | Management | For | For |
12 | Re-elect Michael L'Estrange as Director | Management | For | For |
13 | Re-elect Simon Thompson as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 21, 2019
Record Date: APR 09, 2019
Meeting Type: ANNUAL |
Ticker: RDSB
Security ID: 780259206 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Neil Carson as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Ann Godbehere as Director | Management | For | For |
6 | Re-elect Euleen Goh as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Catherine Hughes as Director | Management | For | For |
9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
10 | Re-elect Roberto Setubal as Director | Management | For | For |
11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
12 | Re-elect Linda Stuntz as Director | Management | For | For |
13 | Re-elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Gerrit Zalm as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
|
SCHLUMBERGER LIMITED
Meeting Date: APR 03, 2019
Record Date: FEB 13, 2019
Meeting Type: ANNUAL |
Ticker: SLB
Security ID: 806857108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director Paal Kibsgaard | Management | For | For |
1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
1e | Elect Director Tatiana A. Mitrova | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Lubna S. Olayan | Management | For | For |
1h | Elect Director Mark G. Papa | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
|
WEATHERFORD INTERNATIONAL PLC
Meeting Date: JUN 25, 2019
Record Date: APR 26, 2019
Meeting Type: ANNUAL |
Ticker: WFTIF
Security ID: G48833100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mohamed A. Awad | Management | For | For |
1b | Elect Director Roxanne J. Decyk | Management | For | For |
1c | Elect Director John D. Gass | Management | For | For |
1d | Elect Director Emyr Jones Parry | Management | For | For |
1e | Elect Director Francis S. Kalman | Management | For | For |
1f | Elect Director David S. King | Management | For | For |
1g | Elect Director William E. Macaulay | Management | For | For |
1h | Elect Director Mark A. McCollum | Management | For | For |
1i | Elect Director Angela A. Minas | Management | For | For |
1j | Elect Director Guillermo Ortiz | Management | For | For |
2 | Approve KPMG LLP as Auditor and KPMG Chartered Accountants, Dublin as Statutory Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Authorise Issue of Equity | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
Franklin Total Return Fund
|
HALCON RESOURCES CORPORATION
Meeting Date: MAY 23, 2019
Record Date: APR 01, 2019
Meeting Type: ANNUAL |
Ticker: HK
Security ID: 40537Q605 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janine J. McArdle | Management | For | For |
1.2 | Elect Director Darryl L. Schall | Management | For | For |
1.3 | Elect Director Nathan W. Walton | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
RIVIERA RESOURCES, INC.
Meeting Date: JUN 05, 2019
Record Date: APR 08, 2019
Meeting Type: ANNUAL |
Ticker: RVRA
Security ID: 76964R104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Rottino | Management | For | For |
1.2 | Elect Director Matthew W. Bonanno | Management | For | For |
1.3 | Elect Director Philip Brown | Management | For | For |
1.4 | Elect Director C. Gregory Harper | Management | For | For |
1.5 | Elect Director Evan S. Lederman | Management | For | For |
1.6 | Elect Director Andrew Taylor | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
|
VERSO CORP.
Meeting Date: SEP 24, 2018
Record Date: AUG 13, 2018
Meeting Type: ANNUAL |
Ticker: VRS
Security ID: 92531L207 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan J. Carr | Management | For | For |
1.2 | Elect Director Eugene I. Davis | Management | For | For |
1.3 | Elect Director B. Christopher DiSantis | Management | For | For |
1.4 | Elect Director Steven D. Scheiwe | Management | For | For |
1.5 | Elect Director Jay Shuster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Investors Securities Trust
By (Signature and Title)* /s/ Matthew T. Hinkle
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 28, 2019
* Print the name and title of each signing officer under his or her signature.
