UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-5017
IVY VARIABLE INSURANCE PORTFOLIOS
(Exact Name as Specified in Charter)
|
6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
(Address of Principal Executive Office) (Zip Code) |
|
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (913) 236-2000
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 to June 30, 2018
IVY VIP ASSET STRATEGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Larsen & Toubro Ltd
| | | | | | | | | | |
Meeting Date: | | 07/04/2017 | | Country: | | India | | Primary Security ID: | | Y5217N159 |
Record Date: | | 05/26/2017 | | Meeting Type: | | Special | | Ticker: | | 500510 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Postal Ballot | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Issuance of Bonus Shares | | Mgmt | | For | | For | | For |
Axis Bank Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/26/2017 | | Country: | | India | | Primary Security ID: | | Y0487S137 |
Record Date: | | 07/19/2017 | | Meeting Type: | | Annual | | Ticker: | | 532215 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Usha Sangwan as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Reelect B. Babu Rao as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve S.R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration of Sanjiv Misra as Part-Time Non-Executive Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Revision in the Remuneration of Shikha Sharma as Managing Director and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Revision in the Remuneration of V. Srinivasan as Deputy Managing Director | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Retail Banking) | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (Corporate Centre) | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Issuance of Debt Securities on Private Placement Basis | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
ITC Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/28/2017 | | Country: | | India | | Primary Security ID: | | Y4211T171 |
Record Date: | | 07/21/2017 | | Meeting Type: | | Annual | | Ticker: | | ITC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Suryakant Balkrishna Mainak as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Zafir Alam as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect David Robert Simpson as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Ashok Malik as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Revision in the Remuneration of Yogesh Chander Deveshwar as Non-Executive Chairman | | Mgmt | | For | | Refer | | Against |
| | | | | |
9 | | Approve Revision in the Remuneration of Sanjiv Puri as CEO and Wholetime Director | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Remuneration of P. Raju Iyer, Cost Accountant as Cost Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Remuneration of Shome & Banerjee, Cost Accountants as Cost Auditors | | Mgmt | | For | | For | | For |
Larsen & Toubro Ltd
| | | | | | | | | | |
Meeting Date: | | 08/22/2017 | | Country: | | India | | Primary Security ID: | | Y5217N159 |
Record Date: | | 08/14/2017 | | Meeting Type: | | Annual | | Ticker: | | 500510 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Sushobhan Sarker as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Shailendra Roy as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Larsen & Toubro Ltd
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Reelect R. Shankar Raman as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Subodh Bhargava as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Appointment and Remuneration of S.N. Subrahmanyan as Chief Executive Officer and Managing Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Jayant Damodar Patil as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Arvind Gupta as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Appointment and Remuneration of Jayant Damodar Patil as Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Issuance of Secure/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
Larsen & Toubro Ltd
| | | | | | | | | | |
Meeting Date: | | 08/22/2017 | | Country: | | India | | Primary Security ID: | | Y5217N159 |
Record Date: | | 07/20/2017 | | Meeting Type: | | Court | | Ticker: | | 500510 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Amalgamation | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
China Construction Bank Corporation
| | | | | | | | | | |
Meeting Date: | | 10/09/2017 | | Country: | | China | | Primary Security ID: | | Y1397N101 |
Record Date: | | 09/08/2017 | | Meeting Type: | | Special | | Ticker: | | 939 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR THE HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Elect Tian Guoli and Authorize the Remuneration Committee to Fix His Remuneration | | Mgmt | | For | | For | | For |
Alibaba Group Holding Limited
| | | | | | | | | | |
Meeting Date: | | 10/18/2017 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/18/2017 | | Meeting Type: | | Annual | | Ticker: | | BABA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Jack Yun Ma as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Masayoshi Son as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Walter Teh Ming Kwauk as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
BHP Billiton plc
| | | | | | | | | | |
Meeting Date: | | 10/19/2017 | | Country: | | United Kingdom | | Primary Security ID: | | G10877101 |
Record Date: | | 10/17/2017 | | Meeting Type: | | Annual | | Ticker: | | BLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
BHP Billiton plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Leaving Entitlements | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Elect Terry Bowen as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect John Mogford as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Malcolm Broomhead as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Carolyn Hewson as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Andrew Mackenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Lindsay Maxsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Re-elect Wayne Murdy as Director | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Re-elect Shriti Vadera as Director | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Re-elect Ken MacKenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals | | Mgmt | | | | | | |
| | | | | |
22 | | Amend the Constitution | | SH | | Against | | Refer | | Against |
| | | | | |
23 | | Review the Public Policy Advocacy on Climate Change and Energy | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
MetLife, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/19/2017 | | Country: | | USA | | Primary Security ID: | | 59156R108 |
Record Date: | | 09/05/2017 | | Meeting Type: | | Special | | Ticker: | | MET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Parker-Hannifin Corporation
| | | | | | | | | | |
Meeting Date: | | 10/25/2017 | | Country: | | USA | | Primary Security ID: | | 701094104 |
Record Date: | | 08/31/2017 | | Meeting Type: | | Annual | | Ticker: | | PH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lee C. Banks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert G. Bohn | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Linda S. Harty | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert J. Kohlhepp | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kevin A. Lobo | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Klaus-Peter Muller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Candy M. Obourn | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Joseph Scaminace | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Wolfgang R. Schmitt | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ake Svensson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James R. Verrier | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director James L. Wainscott | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Thomas L. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Delphi Automotive PLC
| | | | | | | | | | |
Meeting Date: | | 11/07/2017 | | Country: | | Jersey | | Primary Security ID: | | G27823106 |
Record Date: | | 10/05/2017 | | Meeting Type: | | Special | | Ticker: | | DLPH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Change Company Name to Aptiv PLC | | Mgmt | | For | | For | | For |
Ferguson PLC
| | | | | | | | | | |
Meeting Date: | | 11/28/2017 | | Country: | | United Kingdom | | Primary Security ID: | | G3408R105 |
Record Date: | | 11/26/2017 | | Meeting Type: | | Annual | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Kevin Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Michael Powell as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Nadia Shouraboura as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Tessa Bamford as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect John Daly as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Gareth Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Pilar Lopez as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect John Martin as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Alan Murray as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Darren Shapland as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Jacqueline Simmonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Ferguson PLC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Industrial and Commercial Bank of China Limited
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | China | | Primary Security ID: | | Y3990B112 |
Record Date: | | 10/27/2017 | | Meeting Type: | | Special | | Ticker: | | 1398 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Remuneration of Directors and Supervisors for 2016 | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Elect Anthony Francis Neoh as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Rules and Procedures Regarding General Meetings of Shareholders | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Amend Rules and Procedures Regarding Meetings of Board of Directors | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | | Mgmt | | For | | Refer | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/29/2017 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Axis Bank Ltd.
| | | | | | | | | | |
Meeting Date: | | 12/08/2017 | | Country: | | India | | Primary Security ID: | | Y0487S137 |
Record Date: | | 12/01/2017 | | Meeting Type: | | Special | | Ticker: | | 532215 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Issuance of Equity Shares to Investors 1 and 2 and Issuance of Convertible Warrants to Investor 3 on Preferential Basis | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Issuance of Equity Shares to Investors 7 and 8 and Issuance of Equity Shares and Convertible Warrants to Investors 4, 5 and 6 on Preferential Basis | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Equity Shares to Life Insurance Corporation of India on Preferential Basis | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Intuit Inc.
| | | | | | | | | | |
Meeting Date: | | 01/18/2018 | | Country: | | USA | | Primary Security ID: | | 461202103 |
Record Date: | | 11/20/2017 | | Meeting Type: | | Annual | | Ticker: | | INTU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Eve Burton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Dalzell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Deborah Liu | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Brad D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Raul Vazquez | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeff Weiner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Visa Inc.
| | | | | | | | | | |
Meeting Date: | | 01/30/2018 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 12/01/2017 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary A. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John A.C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
FleetCor Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/07/2018 | | Country: | | USA | | Primary Security ID: | | 339041105 |
Record Date: | | 12/28/2017 | | Meeting Type: | | Special | | Ticker: | | FLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Swedbank AB
| | | | | | | | | | |
Meeting Date: | | 03/22/2018 | | Country: | | Sweden | | Primary Security ID: | | W94232100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | SWED A |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7a | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
7b | | Receive Auditor’s Report | | Mgmt | | | | | | |
| | | | | |
7c | | Receive President’s Report | | Mgmt | | | | | | |
| | | | | |
8 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Allocation of Income and Dividends of SEK 13.00 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
10a | | Approve Discharge of Goran Hedman | | Mgmt | | For | | For | | For |
| | | | | |
10b | | Approve Discharge of Pia Rudengren | | Mgmt | | For | | For | | For |
| | | | | |
10c | | Approve Discharge of Karl-Henrik Sundstrom | | Mgmt | | For | | For | | For |
| | | | | |
10d | | Approve Discharge of Lars Idermark | | Mgmt | | For | | For | | For |
| | | | | |
10e | | Approve Discharge of Bodil Eriksson | | Mgmt | | For | | For | | For |
| | | | | |
10f | | Approve Discharge of Ulrika Francke | | Mgmt | | For | | For | | For |
| | | | | |
10g | | Approve Discharge of Peter Norman | | Mgmt | | For | | For | | For |
| | | | | |
10h | | Approve Discharge of Siv Svensson | | Mgmt | | For | | For | | For |
| | | | | |
10i | | Approve Discharge of Mats Granryd | | Mgmt | | For | | For | | For |
| | | | | |
10j | | Approve Discharge of Bo Johansson | | Mgmt | | For | | For | | For |
| | | | | |
10k | | Approve Discharge of Annika Poutiainen | | Mgmt | | For | | For | | For |
| | | | | |
10l | | Approve Discharge of Magnus Uggla | | Mgmt | | For | | For | | For |
| | | | | |
10m | | Approve Discharge of Birgitte Bonnesen | | Mgmt | | For | | For | | For |
| | | | | |
10n | | Approve Discharge of Camilla Linder | | Mgmt | | For | | For | | For |
| | | | | |
10o | | Approve Discharge of Roger Ljung | | Mgmt | | For | | For | | For |
| | | | | |
10p | | Approve Discharge of Ingrid Friberg | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Swedbank AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10q | | Approve Discharge of Henrik Joelsson | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Amend Articles of Association Re: Time Auditor is Elected for | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Determine Number of Directors (10) | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration of Directors in the Amount of SEK 2.54 Million for Chairman, SEK 850,000 for Vice Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14a | | Elect Anna Mossberg as New Director | | Mgmt | | For | | For | | For |
| | | | | |
14b | | Reelect Bodil Eriksson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14c | | Reelect Ulrika Francke as Director | | Mgmt | | For | | For | | For |
| | | | | |
14d | | Reelect Mats Granryd as Director | | Mgmt | | For | | For | | For |
| | | | | |
14e | | Reelect Lars Idermark as Director | | Mgmt | | For | | For | | For |
| | | | | |
14f | | Reelect Bo Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14g | | Reelect Peter Norman as Director | | Mgmt | | For | | For | | For |
| | | | | |
14h | | Reelect Annika Poutiainen as Director | | Mgmt | | For | | For | | For |
| | | | | |
14i | | Reelect Siv Svensson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14j | | Reelect Magnus Uggla as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Lars Idermark as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Ratify Deloitte as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Repurchase Authorization for Trading in Own Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize General Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approve Issuance of Convertibles without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22a | | Approve Common Deferred Share Bonus Plan (Eken 2018) | | Mgmt | | For | | Refer | | For |
| | | | | |
22b | | Approve Deferred Share Bonus Plan for Key Employees (IP 2018) | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Swedbank AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
22c | | Approve Equity Plan Financing to Participants of 2018 and Previous Programs | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposals Submitted by Goran Westman, Carl Axel Bruno and Joacim Sjoberg | | Mgmt | | | | | | |
| | | | | |
23 | | Implement Lean Concept | | SH | | None | | Refer | | Against |
| | | | | |
24 | | Instruct Board of Directors/CEO to Re-Introduce Bank Books | | SH | | None | | Refer | | Against |
| | | | | |
25 | | Instruct the Board of Directors to Revise the Dividend Policy | | SH | | None | | Refer | | Against |
| | | | | |
26 | | Close Meeting | | Mgmt | | | | | | |
Bridgestone Corp.
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | Japan | | Primary Security ID: | | J04578126 |
Record Date: | | 12/31/2017 | | Meeting Type: | | Annual | | Ticker: | | 5108 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 80 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Tsuya, Masaaki | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Nishigai, Kazuhisa | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Zaitsu, Narumi | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Togami, Kenichi | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Scott Trevor Davis | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Okina, Yuri | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Masuda, Kenichi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Yamamoto, Kenzo | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Terui, Keiko | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Sasa, Seiichi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Shiba, Yojiro | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Suzuki, Yoko | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Court | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
QUALCOMM Incorporated
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | USA | | Primary Security ID: | �� | 747525103 |
Record Date: | | 01/08/2018 | | Meeting Type: | | Proxy Contest | | Ticker: | | QCOM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proxy (White Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Director Barbara T. Alexander | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.2 | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.3 | | Elect Director Thomas W. Horton | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.4 | | Elect Director Paul E. Jacobs | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.5 | | Elect Director Ann M. Livermore | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.6 | | Elect Director Harish Manwani | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.7 | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.8 | | Elect Director Steve Mollenkopf | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.9 | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.10 | | Elect Director Francisco Ros | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.11 | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | Refer | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
QUALCOMM Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
7 | | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
8 | | Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016 Dissident Proxy (Blue Proxy Card) | | SH Mgmt | | Against | | Refer | | Do Not Vote |
| | | | | |
1.1 | | Elect Director Samih Elhage | | SH | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director David G. Golden | | SH | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Veronica M. Hagen | | SH | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director Julie A. Hill | | SH | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director John H. Kispert | | SH | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Harry L. You | | SH | | For | | Refer | | For |
| | | | | |
2 | | Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016 | | SH | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | None | | Refer | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | None | | Refer | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Renesas Electronics Corporation
| | | | | | | | | | |
Meeting Date: | | 03/29/2018 | | Country: | | Japan | | Primary Security ID: | | J4881V107 |
Record Date: | | 12/31/2017 | | Meeting Type: | | Annual | | Ticker: | | 6723 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Tsurumaru, Tetsuya | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Director Kure, Bunsei | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Director Shibata, Hidetoshi | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Toyoda, Tetsuro | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Iwasaki, Jiro | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Appoint Statutory Auditor Yamazaki, Kazuyoshi | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2 | | Appoint Statutory Auditor Yamamoto, Noboru | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Compensation Ceiling for Directors | | Mgmt | | For | | Refer | | Against |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 02/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James V. Diller | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lewis C. Eggebrecht | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kenneth Y. Hao | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald Macleod | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Broadcom Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares With or Without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Schlumberger Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter L.S. Currie | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director V. Maureen Kempston Darkes | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Paal Kibsgaard | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nikolay Kudryavtsev | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Helge Lund | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael E. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lubna S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Leo Rafael Reif | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | AIR |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Discuss Implementation of the Remuneration Policy | | Mgmt | | | | | | |
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2.4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
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4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Allocation of Income and Dividends of EUR of 1.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Victor Chu as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Jean-Pierre Clamadieu as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Rene Obermann as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Airbus SE
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Adobe Systems Incorporated
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Meeting Date: | | 04/12/2018 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/14/2018 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy L. Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edward W. Barnholt | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert K. Burgess | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank A. Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James E. Daley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Laura B. Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles M. Geschke | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel L. Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John E. Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Nestle SA
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | Switzerland | | Primary Security ID: | | H57312649 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NESN |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.35 per Share | | Mgmt | | For | | For | | For |
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4.1.a | | Reelect Paul Bulcke as Director and Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
4.1.b | | Reelect Ulf Schneider as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.c | | Reelect Henri de Castries as Director | | Mgmt | | For | | For | | For |
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4.1.d | | Reelect Beat Hess as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.e | | Reelect Renato Fassbind as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.f | | Reelect Jean-Pierre Roth as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.g | | Reelect Ann Veneman as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.h | | Reelect Eva Cheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.i | | Reelect Ruth Oniang’o as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.j | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.k | | Reelect Ursula Burns as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.1 | | Elect Kasper Rorsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.2 | | Elect Pablo Isa as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.3 | | Elect Kimberly Ross as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.2 | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.3 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.4 | | Appoint Ursula Burns as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Designate Hartmann Dreyer as Independent Proxy | | Mgmt | | For | | For | | For |
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5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Approve CHF 4.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | Against | | Against | | Against |
UniCredit SpA
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Meeting Date: | | 04/12/2018 | | Country: | | Italy | | Primary Security ID: | | T9T23L642 |
Record Date: | | 04/03/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | UCG |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Fix Number of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Appoint Directors (Slate Election) — Choose One of the Following Slates | | Mgmt | | | | | | |
| | | | | |
3.b.1 | | Slate Submitted by Management | | Mgmt | | For | | For | | For |
| | | | | |
3.b.2 | | Slate Submitted by Institutional Investors (Assogestioni) | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
4 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve 2018 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Regulations on General Meetings | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Authorize Board to Increase Capital to Service 2017 Group Incentive System and 2017-2019 LTI Plan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Authorize Board to Increase Capital to Service 2018 Group Incentive System | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
A | | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | | Mgmt | | None | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Vinci
| | | | | | | | | | |
Meeting Date: | | 04/17/2018 | | Country: | | France | | Primary Security ID: | | F5879X108 |
Record Date: | | 04/12/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | DG |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.45 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Xavier Huillard as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Reelect Yves-Thibault de Silguy as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Marie-Christine Lombard as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Qatar Holding LLC as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Rene Medori as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Additional Pension Scheme Agreement with Xavier Huillard | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Termination Package of Xavier Huillard | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Transaction with YTSeuropaconsultants Re: Services Agreement | | Mgmt | | For | | Refer | | Against |
| | | | | |
13 | | Approve Remuneration Policy for Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Compensation of Xavier Huillard, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Vinci
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
19 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frank G. Wisner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Noble Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 655044105 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | NBL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey L. Berenson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael A. Cawley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Noble Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Edward F. Cox | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James E. Craddock | | Mgmt | | For | | Refer | | For |
| | | | | |
1e | | Elect Director Thomas J. Edelman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Holli C. Ladhani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David L. Stover | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Scott D. Urban | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William T. Van Kleef | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | | SH | | Against | | Refer | | For |
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Losses and Dividends of EUR 2.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agreement with Jean-Pascal Tricoire | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Approve Agreement with Emmanuel Babeau | | Mgmt | | For | | Refer | | Against |
| | | | | |
6 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Compensation of Jean Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Compensation of Emmanuel Babeau, Vice-CEO | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Schneider Electric SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Remuneration Policy of Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Willy Kissling as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Linda Knoll as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Fleur Pellerin as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Anders Runevad as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
18 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
The PNC Financial Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 693475105 |
Record Date: | | 02/02/2018 | | Meeting Type: | | Annual | | Ticker: | | PNC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Debra A. Cafaro | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marjorie Rodgers Cheshire | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William S. Demchak | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Andrew T. Feldstein | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Daniel R. Hesse | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Richard B. Kelson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Linda R. Medler | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
The PNC Financial Services Group, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Martin Pfinsgraff | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Donald J. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Michael J. Ward | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Gregory D. Wasson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 03/28/2018 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
4.a | | Discuss Remuneration Policy for Management Board | | Mgmt | | | | | | |
| | | | | |
4.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4.c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
4.d | | Approve Dividends of EUR 1.40 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
5.a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
5.b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve 200,000 Performance Shares for Board of Management | | Mgmt | | For | | For | | For |
| | | | | |
7.a | | Announce Intention to Reappoint Peter T.F.M. Wennink to Management Board | | Mgmt | | | | | | |
| | | | | |
7.b | | Announce Intention to Reappoint Martin A. van den Brink to Management Board | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7.c | | Announce Intention to Reappoint Frederic J.M. Schneider-Maunoury to Management Board | | Mgmt | | | | | | |
| | | | | |
7.d | | Announce Intention to Appoint Christophe D. Fouquet to Management Board | | Mgmt | | | | | | |
| | | | | |
7.e | | Announce Intention to Reappoint Roger J.M. Dassen to Management Board | | Mgmt | | | | | | |
| | | | | |
8.a | | Reelect J.M.C. (Hans) Stork to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Elect T.L. (Terri) Kelly to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Receive Retirement Schedule of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
9 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
10.a | | Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
10.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | | Mgmt | | For | | For | | For |
| | | | | |
10.c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
10.d | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Authorize Repurchase of up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
14 | | Close Meeting | | Mgmt | | | | | | |
Axa
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | France | | Primary Security ID: | | F06106102 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | CS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Axa
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.26 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Compensation of Denis Duverne, Chairman of the Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Compensation of Thomas Buberl, CEO | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy of Denis Duverne, Chairman of the Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy of Thomas Buberl, CEO | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Severance Agreement with Thomas Buberl | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Reelect Denis Duverne as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Thomas Buberl as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Andre Francois-Poncet as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Patricia Barbizet as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Rachel Duan as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Appoint Patrice Morot as Alternate Auditor | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.9 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
19 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Amend Article 10 of Bylaws Re: Employee Representatives | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Axa
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
23 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
The Coca-Cola Company
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 191216100 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | KO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Herbert A. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald W. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marc Bolland | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ana Botin | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Richard M. Daley | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Christopher C. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Barry Diller | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Helene D. Gayle | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Alexis M. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Muhtar Kent | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Robert A. Kotick | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Maria Elena Lagomasino | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Sam Nunn | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director James Quincey | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | Elect Director Caroline J. Tsay | | Mgmt | | For | | For | | For |
| | | | | |
1.16 | | Elect Director David B. Weinberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Aptiv PLC
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | Jersey | | Primary Security ID: | | G6095L109 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | APTV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Kevin P. Clark | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Nancy E. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Frank J. Dellaquila | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Nicholas M. Donofrio | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Mark P. Frissora | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Sean O. Mahoney | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Colin J. Parris | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Ana G. Pinczuk | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Thomas W. Sidlik | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Lawrence A. Zimmerman | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
HCA Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 40412C101 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | HCA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director R. Milton Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert J. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nancy-Ann DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
HCA Healthcare, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director William R. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ann H. Lamont | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Geoffrey G. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne J. Riley | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John W. Rowe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Lockheed Martin Corporation
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 539830109 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel F. Akerson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nolan D. Archibald | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David B. Burritt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Bruce A. Carlson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas J. Falk | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ilene S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jeh C. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Joseph W. Ralston | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Lockheed Martin Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Pfizer Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 717081103 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | PFE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dennis A. Ausiello | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald E. Blaylock | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Albert Bourla | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joseph J. Echevarria | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Helen H. Hobbs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Dan R. Littman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
United Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 04/30/2018 | | Country: | | USA | | Primary Security ID: | | 913017109 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | UTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd J. Austin, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jean-Pierre Garnier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Harold W. McGraw, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Christine Todd Whitman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 127097103 |
Record Date: | | 03/08/2018 | | Meeting Type: | | Annual | | Ticker: | | COG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dorothy M. Ables | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Rhys J. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert S. Boswell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Amanda M. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dan O. Dinges | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert Kelley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Matt Ralls | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marcus A. Watts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Glencore Plc
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | Jersey | | Primary Security ID: | | G39420107 |
Record Date: | | 04/30/2018 | | Meeting Type: | | Annual | | Ticker: | | GLEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Reduction of the Company’s Capital Contribution Reserves | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-elect Anthony Hayward as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ivan Glasenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Peter Coates as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Leonhard Fischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Martin Gilbert as a Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect John Mack as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Gill Marcus as a Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Patrice Merrin as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Glencore Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 38141G104 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | GS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd C. Blankfein | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark A. Flaherty | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William W. George | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James A. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adebayo O. Ogunlesi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter Oppenheimer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David A. Viniar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark O. Winkelman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Berkshire Hathaway Inc.
| | | | | | | | | | |
Meeting Date: | | 05/05/2018 | | Country: | | USA | | Primary Security ID: | | 084670702 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | BRK.B |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Warren E. Buffett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles T. Munger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gregory E. Abel | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Howard G. Buffett | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Susan L. Decker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director David S. Gottesman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Charlotte Guyman | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ajit Jain | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas S. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Ronald L. Olson | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Walter Scott, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Meryl B. Witmer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Report on Methane Emissions Management, Including Reduction Targets | | SH | | Against | | Refer | | Against |
| | | | | |
3 | | Report on Sustainability | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Alexion Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 015351109 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | ALXN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Felix J. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David R. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher J. Coughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deborah Dunsire | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Paul Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ludwig N. Hantson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John T. Mollen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Francois Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Judith Reinsdorf | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Andreas Rummelt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Harold Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Philip Morris International Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Sergio Marchionne | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditors | | Mgmt | | For | | For | | For |
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Restore or Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Halliburton Company
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James R. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nance K. Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jose C. Grubisich | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David J. Lesar | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Debra L. Reed | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Mondelez International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 609207105 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | MDLZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lewis W.K. Booth | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Debra A. Crew | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lois D. Juliber | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Mark D. Ketchum | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Peter W. May | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jorge S. Mesquita | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Mondelez International, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Joseph Neubauer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Christiana S. Shi | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Patrick T. Siewert | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jean-Francois M. L. van Boxmeer | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Dirk Van de Put | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Assess Environmental Impact of Non-Recyclable Packaging | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities | | SH | | Against | | Refer | | Against |
Intel Corporation
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 458140100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Aneel Bhusri | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andy D. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Brian M. Krzanich | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Tsu-Jae King Liu | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Intel Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Costs and Benefits of Poltical Contributions | | SH | | Against | | Against | | Against |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Armando Codina | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mark Vadon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
The Home Depot, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
7 | | Clawback of Incentive Payments | | SH | | Against | | For | | For |
AIA Group Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/18/2018 | | Country: | | Hong Kong | | Primary Security ID: | | Y002A1105 |
Record Date: | | 05/14/2018 | | Meeting Type: | | Annual | | Ticker: | | 1299 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Ng Keng Hooi as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Cesar Velasquez Purisima as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Lawrence Juen-Yee Lau as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Chung-Kong Chow as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect John Barrie Harrison as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9A | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
9B | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
9C | | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Royal Dutch Shell plc
| | | | | | | | | | |
Meeting Date: | | 05/22/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G7690A100 |
Record Date: | | 05/18/2018 | | Meeting Type: | | Annual | | Ticker: | | RDSA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | Against |
| | | | | |
3 | | Elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ben van Beurden as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Euleen Goh as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Charles Holliday as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Catherine Hughes as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Roberto Setubal as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Sir Nigel Sheinwald as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Linda Stuntz as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jessica Uhl as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Gerrit Zalm as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
19 | | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Ferguson PLC
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G3408R105 |
Record Date: | | 05/21/2018 | | Meeting Type: | | Special | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Special Dividend and Share Consolidation | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Core Laboratories N.V.
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | Netherlands | | Primary Security ID: | | N22717107 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | CLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Margaret Ann van Kempen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lawrence Bruno | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | Refer | | For |
| | | | | |
8a | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8b | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Bayer AG
| | | | | | | | | | |
Meeting Date: | | 05/25/2018 | | Country: | | Germany | | Primary Security ID: | | D0712D163 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | BAYN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Management Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Supervisory Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Norbert Winkeljohann to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Deloitte GmbH as Auditors for Fiscal 2018 | | Mgmt | | For | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tom A. Alberg | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Policy on Board Diversity *Withdrawn Resolution* | | SH | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
Walmart, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Stephen J. Easterbrook | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director C. Douglas McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory B. Penner | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Steven S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director S. Robson Walton | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Report on Race or Ethnicity Pay Gap | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 09061G101 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | BMRN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard Dere | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Grey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elaine J. Heron | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Hombach | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director V. Bryan Lawlis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan J. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard A. Meier | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David E.I. Pyott | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis J. Slamon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric E. Schmidt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Diane B. Greene | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Ann Mather | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Adopt Simple Majority Vote | | SH | | Against | | For | | Against |
| | | | | |
8 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Adopt a Policy on Board Diversity | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Major Global Content Management Controversies | | SH | | Against | | Refer | | Against |
FleetCor Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 339041105 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | FLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark A. Johnson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Hala G. Moddelmog | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffrey S. Sloan | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Declassify the Board of Directors | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Sberbank of Russia PJSC
| | | | | | | | | | |
Meeting Date: | | 06/08/2018 | | Country: | | Russia | | Primary Security ID: | | X76317100 |
Record Date: | | 05/09/2018 | | Meeting Type: | | Annual | | Ticker: | | SBER |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Annual Report | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of RUB 12 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
| | Elect 14 Directors by Cumulative Voting | | Mgmt | | | | | | |
| | | | | |
5.1 | | Elect Esko Tapani Aho as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
5.2 | | Elect Leonid Boguslavsky as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
5.3 | | Elect Valery Goreglyad as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
5.4 | | Elect German Gref as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
5.5 | | Elect Bella Zlatkis as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
5.6 | | Elect Nadezhda Ivanova as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
5.7 | | Elect Sergey Ignatyev as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
5.8 | | Elect Alexander Kuleshov as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
5.9 | | Elect Vladimir Mau as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
5.10 | | Elect Gennady Melikyan as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
5.11 | | Elect Maksim Oreshkin as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
5.12 | | Elect Olga Skorobogatova as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
5.13 | | Elect Nadia Wells as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
5.14 | | Elect Sergey Shvetsov as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
| | Elect Seven Members of Audit Commission | | Mgmt | | | | | | |
| | | | | |
6.1 | | Elect Alexey Bogatov as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
6.2 | | Elect Natalya Borodina as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
6.3 | | Elect Maria Voloshina as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
6.4 | | Elect Tatyana Domanskaya as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Sberbank of Russia PJSC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6.5 | | Elect Yulia Isakhanova as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
6.6 | | Elect Irina Litvinova as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
6.7 | | Elect Aleksey Minenko as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve New Edition of Charter | | Mgmt | | For | | For | | For |
Keyence Corp.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | Japan | | Primary Security ID: | | J32491102 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | 6861 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | Mgmt | | For | | Against | | Against |
| | | | | |
2.1 | | Elect Director Takizaki, Takemitsu | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.2 | | Elect Director Yamamoto, Akinori | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Kimura, Keiichi | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Ideno, Tomohide | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Yamaguchi, Akiji | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Miki, Masayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Kanzawa, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Fujimoto, Masato | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Tanabe, Yoichi | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
MercadoLibre, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | USA | | Primary Security ID: | | 58733R102 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual | | Ticker: | | MELI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Nicolas Galperin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Meyer ‘Micky’ Malka Rais | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Javier Olivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Co. S.A. as Auditors | | Mgmt | | For | | For | | For |
Axis Bank Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/20/2018 | | Country: | | India | | Primary Security ID: | | Y0487S137 |
Record Date: | | 06/13/2018 | | Meeting Type: | | Annual | | Ticker: | | 532215 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reelect Rajiv Anand as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Rajesh Dahiya as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Haribhakti & Co. LLP, Chartered Accountants, Mumbai as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Stephen Pagliuca as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration of Sanjiv Misra as Non-Executive Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Reappointment and Remuneration of Shikha Sharma as Managing Director& CEO | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Revision in the Remuneration of V. Srinivasan as Deputy Managing Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Retail Banking) | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (Corporate Centre) | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Increase in Borrowing Powers | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Issuance of Debt Securities on Private Placement Basis | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Tokio Marine Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/25/2018 | | Country: | | Japan | | Primary Security ID: | | J86298106 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 8766 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 80 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Sumi, Shuzo | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Nagano, Tsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Fujii, Kunihiko | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Fujita, Hirokazu | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Yuasa, Takayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Kitazawa, Toshifumi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Nakazato, Katsumi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Mimura, Akio | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Sasaki, Mikio | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Egawa, Masako | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Mitachi, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Okada, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Komiya, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Wani, Akihiro | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Mori, Shozo | | Mgmt | | For | | Refer | | For |
| | | | | |
3.3 | | Appoint Statutory Auditor Otsuki, Nana | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Industrial and Commercial Bank of China Limited
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | China | | Primary Security ID: | | Y3990B112 |
Record Date: | | 05/25/2018 | | Meeting Type: | | Annual | | Ticker: | | 1398 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2017 Work Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2017 Work Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2017 Audited Accounts | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2017 Profit Distribution Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve 2018 Fixed Asset Investment Budget | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve 2018-2020 Capital Planning | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Cheng Fengchao Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Amend Plan on Authorization of the Shareholders’ General Meeting to the Board of Directors | | Mgmt | | For | | For | | For |
Nippon Telegraph & Telephone Corp.
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | Japan | | Primary Security ID: | | J59396101 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 9432 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Shinohara, Hiromichi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Sawada, Jun | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Shimada, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Ii, Motoyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Okuno, Tsunehisa | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Kuriyama, Hiroki | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Hiroi, Takashi | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Nippon Telegraph & Telephone Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.8 | | Elect Director Sakamoto, Eiichi | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kawazoe, Katsuhiko | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Kitamura, Ryota | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Shirai, Katsuhiko | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Sakakibara, Sadayuki | | Mgmt | | For | | For | | For |
Mitsubishi UFJ Financial Group
| | | | | | | | | | |
Meeting Date: | | 06/28/2018 | | Country: | | Japan | | Primary Security ID: | | J44497105 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 8306 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Kawakami, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Kawamoto, Yuko | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Matsuyama, Haruka | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Toby S. Myerson | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Okuda, Tsutomu | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Shingai, Yasushi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Tarisa Watanagase | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Yamate, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kuroda, Tadashi | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Okamoto, Junichi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Sono, Kiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Ikegaya, Mikio | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Mike, Kanetsugu | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Elect Director Araki, Saburo | | Mgmt | | For | | For | | For |
| | | | | |
2.15 | | Elect Director Hirano, Nobuyuki | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Articles to Require Individual Compensation Disclosure for Directors | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Mitsubishi UFJ Financial Group
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Amend Articles to Separate Chairman of the Board and CEO | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Remove Director Nobuyuki Hirano from the Board | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Amend Articles to Establish Special Investigation Committee on Transactional Relationship with Kenko Tokina Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Amend Articles to Reconsider Customer Service for Socially Vulnerable | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Amend Articles to Disclose Reason for Compulsory Termination of Account | | SH | | Against | | Refer | | Against |
Suzuki Motor Corp.
| | | | | | | | | | |
Meeting Date: | | 06/28/2018 | | Country: | | Japan | | Primary Security ID: | | J78529138 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 7269 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 44 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles to Clarify Director Authority on Shareholder Meetings — Amend Provisions on Director Titles — Remove All Provisions on Advisory Positions | | Mgmt | | For | | Refer | | For |
| | | | | |
3.1 | | Elect Director Suzuki, Osamu | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Harayama, Yasuhito | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Suzuki, Toshihiro | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Honda, Osamu | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Nagao, Masahiko | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Matsura, Hiroaki | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Iguchi, Masakazu | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Tanino, Sakutaro | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
China Construction Bank Corporation
| | | | | | | | | | |
Meeting Date: | | 06/29/2018 | | Country: | | China | | Primary Security ID: | | Y1397N101 |
Record Date: | | 05/29/2018 | | Meeting Type: | | Annual | | Ticker: | | 939 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
| | ORDINARY RESOLUTIONS | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2017 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2017 Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2017 Final Financial Accounts | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2017 Profit Distribution Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Budget of 2018 Fixed Assets Investment | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Distribution and Settlement Plan for Directors in 2016 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Elect Wang Zuji as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Pang Xiusheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Zhang Gengsheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Li Jun as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Anita Fung Yuen Mei as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Carl Walter as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Kenneth Patrick Chung as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Wu Jianhang as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Elect Fang Qiuyue as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Capital Plan for 2018 to 2020 | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
| | SPECIAL RESOLUTION | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Amendments to the Authorization to the Board of Directors by the Shareholders’ General Meeting on External Donations | | Mgmt | | For | | For | | For |
IVY VIP BALANCED
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
TEVA- PHARMACEUTICAL INDUSTRIES LTD
| | | | | | | | | | |
Meeting Date: | | 07/13/2017 | | Country: | | Israel | | Primary Security ID: | | 881624209 |
Record Date: | | 06/13/2017 | | Meeting Type: | | Annual | | Ticker: | | TEVA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1a | | Elect Sol J. Barer as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Roberto Mignone as Director Until 2019 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Perry D. Nisen as Director Until 2019 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Compensation of Sol J. Barer, Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Employment Terms of Yitzhak Peterburg, Temporary CEO | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Compensation of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve an Amendment to the Equity Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Reduce Teva’s Registered Share Capital to NIS 249,434,338 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Appoint Kesselman & Kesselman as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
KNIGHT TRANSPORTATION, INC.
| | | | | | | | | | |
Meeting Date: | | 09/07/2017 | | Country: | | USA | | Primary Security ID: | | 499049104 |
Record Date: | | 07/12/2017 | | Meeting Type: | | Special | | Ticker: | | KNX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Classify the Board of Directors | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | Against |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
Integrated Device Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/25/2017 | | Country: | | USA | | Primary Security ID: | | 458118106 |
Record Date: | | 07/27/2017 | | Meeting Type: | | Annual | | Ticker: | | IDTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ken Kannappan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Umesh Padval | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gordon Parnell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert Rango | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Norman Taffe | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Selena LaCroix | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gregory L. Waters | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
MetLife, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/19/2017 | | Country: | | USA | | Primary Security ID: | | 59156R108 |
Record Date: | | 09/05/2017 | | Meeting Type: | | Special | | Ticker: | | MET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Parker-Hannifin Corporation
| | | | | | | | | | |
Meeting Date: | | 10/25/2017 | | Country: | | USA | | Primary Security ID: | | 701094104 |
Record Date: | | 08/31/2017 | | Meeting Type: | | Annual | | Ticker: | | PH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lee C. Banks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert G. Bohn | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Linda S. Harty | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert J. Kohlhepp | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kevin A. Lobo | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Klaus-Peter Muller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Candy M. Obourn | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Joseph Scaminace | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Wolfgang R. Schmitt | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ake Svensson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James R. Verrier | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director James L. Wainscott | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Thomas L. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Twenty-First Century Fox, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/15/2017 | | Country: | | USA | | Primary Security ID: | | 90130A101 |
Record Date: | | 09/18/2017 | | Meeting Type: | | Annual | | Ticker: | | FOXA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director K. Rupert Murdoch AC | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lachlan K. Murdoch | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Delphine Arnault | | Mgmt | | For | | Refer | | For |
| | | | | |
1d | | Elect Director James W. Breyer | | Mgmt | | For | | Refer | | Against |
| | | | | |
1e | | Elect Director Chase Carey | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director David F. DeVoe | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Viet Dinh | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Roderick I. Eddington | | Mgmt | | For | | Refer | | Against |
| | | | | |
1i | | Elect Director James R. Murdoch | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jacques Nasser AC | | Mgmt | | For | | Refer | | Against |
| | | | | |
1k | | Elect Director Robert S. Silberman | | Mgmt | | For | | Refer | | Against |
| | | | | |
1l | | Elect Director Tidjane Thiam | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jeffrey W. Ubben | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Approve Recapitalization Plan for all Stock to | | SH | | Against | | For | | For |
| | | | | |
| | Have One-vote per Share | | | | | | | | |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/29/2017 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Valvoline Inc.
| | | | | | | | | | |
Meeting Date: | | 01/31/2018 | | Country: | | USA | | Primary Security ID: | | 92047W101 |
Record Date: | | 12/04/2017 | | Meeting Type: | | Annual | | Ticker: | | VVV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard J. Freeland | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stephen F. Kirk | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen E. Macadam | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Vada O. Manager | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Valvoline Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Samuel J. Mitchell, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles M. Sonsteby | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mary J. Twinem | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/13/2018 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/15/2017 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Establish Human Rights Committee | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Applied Materials, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/08/2018 | | Country: | | USA | | Primary Security ID: | | 038222105 |
Record Date: | | 01/10/2018 | | Meeting Type: | | Annual | | Ticker: | | AMAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Judy Bruner | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Xun (Eric) Chen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Aart J. de Geus | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary E. Dickerson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen R. Forrest | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Iannotti | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Alexander A. Karsner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adrianna C. Ma | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott A. McGregor | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt Policy to Annually Disclose EEO-1 Data | | SH | | Against | | Against | | Against |
TransDigm Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 03/20/2018 | | Country: | | USA | | Primary Security ID: | | 893641100 |
Record Date: | | 01/22/2018 | | Meeting Type: | | Annual | | Ticker: | | TDG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David Barr | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William Dries | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mervin Dunn | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael Graff | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sean Hennessy | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
TransDigm Group Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director W. Nicholas Howley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Raymond Laubenthal | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Gary E. McCullough | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Douglas Peacock | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Robert Small | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director John Staer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Starbucks Corporation
| | | | | | | | | | |
Meeting Date: | | 03/21/2018 | | Country: | | USA | | Primary Security ID: | | 855244109 |
Record Date: | | 01/11/2018 | | Meeting Type: | | Annual | | Ticker: | | SBUX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Howard Schultz | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rosalind G. Brewer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mary N. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kevin R. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jorgen Vig Knudstorp | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Joshua Cooper Ramo | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Clara Shih | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Javier G. Teruel | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Myron E. Ullman, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig E. Weatherup | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Starbucks Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Proxy Access Bylaw Amendments | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Sustainable Packaging | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Paid Family Leave *Withdrawn Resolution* | | SH | | | | | | |
| | | | | |
7 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Court | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
QUALCOMM Incorporated
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | USA | | Primary Security ID: | | 747525103 |
Record Date: | | 01/08/2018 | | Meeting Type: | | Proxy Contest | | Ticker: | | QCOM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proxy (White Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Director Barbara T. Alexander | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.2 | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.3 | | Elect Director Thomas W. Horton | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.4 | | Elect Director Paul E. Jacobs | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.5 | | Elect Director Ann M. Livermore | | Mgmt | | For | | Refer | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
QUALCOMM Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Harish Manwani | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.7 | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.8 | | Elect Director Steve Mollenkopf | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.9 | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.10 | | Elect Director Francisco Ros | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.11 | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
7 | | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
8 | | Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016 | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
| | Dissident Proxy (Blue Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Director Samih Elhage | | SH | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director David G. Golden | | SH | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Veronica M. Hagen | | SH | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director Julie A. Hill | | SH | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director John H. Kispert | | SH | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Harry L. You | | SH | | For | | Refer | | For |
| | | | | |
2 | | Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016 | | SH | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
QUALCOMM Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | None | | Refer | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | None | | Refer | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | | Mgmt | | For | | Refer | | For |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 02/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James V. Diller | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lewis C. Eggebrecht | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kenneth Y. Hao | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald Macleod | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares With or Without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Schlumberger Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter L.S. Currie | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director V. Maureen Kempston Darkes | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Paal Kibsgaard | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nikolay Kudryavtsev | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Helge Lund | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael E. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lubna S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Leo Rafael Reif | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Carnival Corporation
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | Panama | | Primary Security ID: | | 143658300 |
Record Date: | | 02/13/2018 | | Meeting Type: | | Annual | | Ticker: | | CCL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Carnival Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies) | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Northern Trust Corporation
| | | | | | | | | | |
Meeting Date: | | 04/17/2018 | | Country: | | USA | | Primary Security ID: | | 665859104 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | NTRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda Walker Bynoe | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Susan Crown | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Dean M. Harrison | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jay L. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michael G. O’Grady | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jose Luis Prado | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas E. Richards | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John W. Rowe | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Martin P. Slark | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David H. B. Smith, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Donald Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Charles A. Tribbett, III | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Frederick H. Waddell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions Disclosure | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
PPG Industries, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 693506107 |
Record Date: | | 02/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PPG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Victoria F. Haynes | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael W. Lamach | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Martin H. Richenhagen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
The PNC Financial Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 693475105 |
Record Date: | | 02/02/2018 | | Meeting Type: | | Annual | | Ticker: | | PNC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Debra A. Cafaro | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marjorie Rodgers Cheshire | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William S. Demchak | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Andrew T. Feldstein | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Daniel R. Hesse | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Richard B. Kelson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Linda R. Medler | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Martin Pfinsgraff | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Donald J. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Michael J. Ward | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Gregory D. Wasson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Wells Fargo & Company
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 949746101 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | WFC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John D. Baker, II | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Celeste A. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Theodore F. Craver, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Elizabeth A. “Betsy” Duke | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Donald M. James | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Maria R. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Karen B. Peetz | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Juan A. Pujadas | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James H. Quigley | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ronald L. Sargent | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Timothy J. Sloan | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Suzanne M. Vautrinot | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
5 | | Reform Executive Compensation Policy with Social Responsibility | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Incentive-Based Compensation and Risks of Material Losses | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Anheuser-Busch InBev SA
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | Belgium | | Primary Security ID: | | B639CJ108 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | ABI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
A1 | | Receive Directors’ Report (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
A2 | | Receive Auditors’ Report (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
A3 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
A4 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
A5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
A6 | | Approve Discharge of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
A7.a | | Reelect Paul Cornet de Ways Ruart as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.b | | Reelect Stefan Descheemaeker as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.c | | Reelect Gregoire de Spoelberch as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.d | | Reelect Alexandre Van Damme as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.e | | Reelect Alexandre Behring as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.f | | Reelect Paulo Lemann as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.g | | Reelect Carlos Alberto da Veiga Sicupira as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.h | | Reelect Marcel Herrmann Telles as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.i | | Reelect Maria Asuncion Aramburuzabala as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.j | | Reelect Martin J. Barrington as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.k | | Reelect William F. Gifford, Jr. as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A7.l | | Reelect Alejandro Santo Domingo Davila as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
A8.a | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
A8.b | | Approve Increase of Fixed Annual Fee of the Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
A8.c | | Approve Non-Executive Director Stock Option Grants | | Mgmt | | For | | Refer | | For |
| | | | | |
A8.d | | Approve Auditors’ Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Anheuser-Busch InBev SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
B1 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | Mgmt | | For | | For | | For |
Pfizer Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 717081103 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | PFE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dennis A. Ausiello | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald E. Blaylock | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Albert Bourla | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joseph J. Echevarria | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Helen H. Hobbs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Dan R. Littman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
United Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 04/30/2018 | | Country: | | USA | | Primary Security ID: | | 913017109 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | UTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd J. Austin, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jean-Pierre Garnier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Harold W. McGraw, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Christine Todd Whitman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
PACCAR Inc
| | | | | | | | | | |
Meeting Date: | | 05/01/2018 | | Country: | | USA | | Primary Security ID: | | 693718108 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | PCAR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Beth E. Ford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kirk S. Hachigian | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Roderick C. McGeary | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.4 | | Elect Director Mark A. Schulz | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.5 | | Elect Director Mark C. Pigott | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles R. Williamson | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.7 | | Elect Director Ronald E. Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Allergan plc
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | Ireland | | Primary Security ID: | | G0177J108 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | AGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Nesli Basgoz | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Paul M. Bisaro | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joseph H. Boccuzi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Christopher W. Bodine | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Adriane M. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christopher J. Coughlin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Carol Anthony ‘John’ Davidson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Catherine M. Klema | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter J. McDonnell | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Patrick J. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Brenton L. Saunders | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Fred G. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Allergan plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5A | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5B | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 38141G104 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | GS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd C. Blankfein | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark A. Flaherty | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William W. George | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James A. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adebayo O. Ogunlesi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter Oppenheimer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David A. Viniar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark O. Winkelman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
The Hershey Company
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 427866108 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | HSY |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Pamela M. Arway | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director James W. Brown | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Michele G. Buck | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Charles A. Davis | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Mary Kay Haben | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director James C. Katzman | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director M. Diane Koken | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Robert M. Malcolm | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Anthony J. Palmer | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Wendy L. Schoppert | | Mgmt | | For | | For | | For |
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1.11 | | Elect Director David L. Shedlarz | | Mgmt | | For | | For | | For |
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2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Ecolab Inc.
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Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 278865100 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | ECL |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Douglas M. Baker, Jr. | | Mgmt | | For | | For | | For |
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1b | | Elect Director Barbara J. Beck | | Mgmt | | For | | For | | For |
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1c | | Elect Director Leslie S. Biller | | Mgmt | | For | | For | | For |
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1d | | Elect Director Carl M. Casale | | Mgmt | | For | | For | | For |
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1e | | Elect Director Stephen I. Chazen | | Mgmt | | For | | For | | For |
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1f | | Elect Director Jeffrey M. Ettinger | | Mgmt | | For | | For | | For |
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1g | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
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1h | | Elect Director Michael Larson | | Mgmt | | For | | For | | For |
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1i | | Elect Director David W. MacLennan | | Mgmt | | For | | For | | For |
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1j | | Elect Director Tracy B. McKibben | | Mgmt | | For | | For | | For |
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1k | | Elect Director Victoria J. Reich | | Mgmt | | For | | For | | For |
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1l | | Elect Director Suzanne M. Vautrinot | | Mgmt | | For | | For | | For |
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1m | | Elect Director John J. Zillmer | | Mgmt | | For | | For | | For |
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2 | | Ratify Pricewaterhouse Coopers LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
O’Reilly Automotive, Inc.
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Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 67103H107 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | ORLY |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director David O’Reilly | | Mgmt | | For | | For | | For |
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1b | | Elect Director Larry O’Reilly | | Mgmt | | For | | For | | For |
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1c | | Elect Director Rosalie O’Reilly Wooten | | Mgmt | | For | | For | | For |
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1d | | Elect Director Greg Henslee | | Mgmt | | For | | For | | For |
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1e | | Elect Director Jay D. Burchfield | | Mgmt | | For | | For | | For |
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1f | | Elect Director Thomas T. Hendrickson | | Mgmt | | For | | For | | For |
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1g | | Elect Director John R. Murphy | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
O’Reilly Automotive, Inc.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1h | | Elect Director Dana M. Perlman | | Mgmt | | For | | For | | For |
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1i | | Elect Director Ronald Rashkow | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
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4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Allison Transmission Holdings, Inc.
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Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 01973R101 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | ALSN |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Stan A. Askren | | Mgmt | | For | | For | | For |
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1b | | Elect Director Lawrence E. Dewey | | Mgmt | | For | | For | | For |
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1c | | Elect Director David C. Everitt | | Mgmt | | For | | For | | For |
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1d | | Elect Director Alvaro Garcia-Tunon | | Mgmt | | For | | For | | For |
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1e | | Elect Director David S. Graziosi | | Mgmt | | For | | For | | For |
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1f | | Elect Director William R. Harker | | Mgmt | | For | | For | | For |
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1g | | Elect Director Richard P. Lavin | | Mgmt | | For | | For | | For |
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1h | | Elect Director Thomas W. Rabaut | | Mgmt | | For | | For | | For |
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1i | | Elect Director Richard V. Reynolds | | Mgmt | | For | | For | | For |
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2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Philip Morris International Inc.
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Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PM |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Harold Brown | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Sergio Marchionne | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
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1.11 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
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1.12 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
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1.13 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
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1.14 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditors | | Mgmt | | For | | For | | For |
Laboratory Corporation of America Holdings
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Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 50540R409 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LH |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Kerrii B. Anderson | | Mgmt | | For | | For | | For |
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1b | | Elect Director Jean-Luc Belingard | | Mgmt | | For | | For | | For |
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1c | | Elect Director D. Gary Gilliland | | Mgmt | | For | | For | | For |
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1d | | Elect Director David P. King | | Mgmt | | For | | For | | For |
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1e | | Elect Director Garheng Kong | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Laboratory Corporation of America Holdings
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1f | | Elect Director Robert E. Mittelstaedt, Jr. | | Mgmt | | For | | For | | For |
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1g | | Elect Director Peter M. Neupert | | Mgmt | | For | | For | | For |
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1h | | Elect Director Richelle P. Parham | | Mgmt | | For | | For | | For |
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1i | | Elect Director Adam H. Schechter | | Mgmt | | For | | For | | For |
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1j | | Elect Director R. Sanders Williams | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Union Pacific Corporation
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Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | UNP |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
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1b | | Elect Director Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
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1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
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1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
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1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
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1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
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1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
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1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
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1i | | Elect Director Bhavesh V. Patel | | Mgmt | | For | | For | | For |
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1j | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
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2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
JPMorgan Chase & Co.
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | JPM |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
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1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
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1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
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1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
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1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
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1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
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1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
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1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
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1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
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1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
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1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
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1l | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
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2 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | Against | | Against |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
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5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
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8 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Restore or Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Newfield Exploration Company
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 651290108 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | NFX |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Lee K. Boothby | | Mgmt | | For | | For | | For |
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1b | | Elect Director Pamela J. Gardner | | Mgmt | | For | | For | | For |
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1c | | Elect Director Edgar R. Giesinger, Jr. | | Mgmt | | For | | For | | For |
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1d | | Elect Director Steven W. Nance | | Mgmt | | For | | For | | For |
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1e | | Elect Director Roger B. Plank | | Mgmt | | For | | For | | For |
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1f | | Elect Director Thomas G. Ricks | | Mgmt | | For | | For | | For |
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1g | | Elect Director Juanita M. Romans | | Mgmt | | For | | For | | For |
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1h | | Elect Director John W. Schanck | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director J. Terry Strange | | Mgmt | | For | | For | | For |
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1j | | Elect Director J. Kent Wells | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Intel Corporation
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 458140100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INTC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Aneel Bhusri | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andy D. Bryant | | Mgmt | | For | | For | | For |
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1c | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
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1d | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
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1e | | Elect Director Brian M. Krzanich | | Mgmt | | For | | For | | For |
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1f | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Tsu-Jae King Liu | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory D. Smith | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Intel Corporation
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Costs and Benefits of Poltical Contributions | | SH | | Against | | Against | | Against |
YUM! Brands, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 988498101 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | YUM |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Paget L. Alves | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael J. Cavanagh | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Brian C. Cornell | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Greg Creed | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Tanya L. Domier | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mirian M. Graddick-Weir | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas C. Nelson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director P. Justin Skala | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Elane B. Stock | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Robert D. Walter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Intercontinental Exchange, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2018 | | Country: | | USA | | Primary Security ID: | | 45866F104 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | ICE |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sharon Y. Bowen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ann M. Cairns | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Duriya M. Farooqui | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jean-Marc Forneri | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director The Right Hon. the Lord Hague of Richmond | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Frederick W. Hatfield | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas E. Noonan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Frederic V. Salerno | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey C. Sprecher | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Judith A. Sprieser | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Vincent Tese | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Chevron Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Risks of Doing Business in Conflict-Affected Areas | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Transition to a Low Carbon Business Model | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Methane Emissions | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
9 | | Require Director Nominee with Environmental Experience | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Dollar General Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 256677105 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | DG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Warren F. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael M. Calbert | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Patricia D. Fili-Krushel | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Dollar General Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Timothy I. McGuire | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Paula A. Price *Withdrawn Resolution* | | Mgmt | | | | | | |
| | | | | |
1g | | Elect Director William C. Rhodes, III | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ralph E. Santana | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Todd J. Vasos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Knight-Swift Transportation Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 499049104 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | KNX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary Knight | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kathryn Munro | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Certificate of Incorporation to Eliminate Certain Provisions Relating to Class B Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Certificate of Incorporation to Eliminate Legacy Provisions Regarding Approval of Certain Corporate Actions | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Bylaws to Eliminate Legacy Provisions Regarding Amendment of Certain Provisions of By-Laws | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Lowe’s Companies, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | USA | | Primary Security ID: | | 548661107 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LOW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Raul Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David H. Batchelder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laurie Z. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard W. Dreiling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James H. Morgan | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Bertram L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Lisa W. Wardell | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Eric C. Wiseman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/04/2018 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
UnitedHealth Group Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Kenneth I. Shine | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 09061G101 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | BMRN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard Dere | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Grey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elaine J. Heron | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Hombach | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director V. Bryan Lawlis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan J. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard A. Meier | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David E.I. Pyott | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis J. Slamon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Cognizant Technology Solutions Corporation
| | | | | | | | | | |
Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 192446102 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | CTSH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Zein Abdalla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Betsy S. Atkins | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Maureen Breakiron-Evans | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jonathan Chadwick | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John M. Dineen | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Francisco D’Souza | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John N. Fox, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John E. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leo S. Mackay, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael Patsalos-Fox | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Joseph M. Velli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Eliminate Supermajority Vote Requirement to Amend the By-laws | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Eliminate Supermajority Vote Requirement to Remove a Director | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Las Vegas Sands Corp.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 517834107 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | LVS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
| | If Proposal No. 1 is Approved, Elect Eleven Directors | | Mgmt | | | | | | |
| | | | | |
2.1 | | Elect Director Sheldon G. Adelson | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Irwin Chafetz | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Micheline Chau | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Patrick Dumont | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Charles D. Forman | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Steven L. Gerard | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Robert G. Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director George Jamieson | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Charles A. Koppelman | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Lewis Kramer | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director David F. Levi | | Mgmt | | For | | For | | For |
| | | | | |
| | If Proposal No. 1 is Not Approved, Elect Three Class III Directors | | Mgmt | | | | | | |
| | | | | |
3.1 | | Elect Director Micheline Chau | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Patrick Dumont | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director David F. Levi | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Autodesk, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 052769106 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | ADSK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew Anagnost | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Crawford W. Beveridge | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Karen Blasing | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Reid French | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Mary T. McDowell | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Lorrie M. Norrington | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Betsy Rafael | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stacy J. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Biogen Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 09062X103 |
Record Date: | | 04/17/2018 | | Meeting Type: | | Annual | | Ticker: | | BIIB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Alexander J. Denner | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Caroline D. Dorsa | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nancy L. Leaming | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Richard C. Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert W. Pangia | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Stelios Papadopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Brian S. Posner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Eric K. Rowinsky | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lynn Schenk | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Stephen A. Sherwin | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Michel Vounatsos | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Biogen Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory ‘Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Integrating Risks Related to Drug | | SH | | Against | | Against | | Against |
| | | | | |
| | Pricing into Senior Executive Compensation | | | | | | | | |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/27/2018 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Silvio Barzi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David R. Carlucci | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Nancy Karch | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Delta Air Lines, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/29/2018 | | Country: | | USA | | Primary Security ID: | | 247361702 |
Record Date: | | 05/02/2018 | | Meeting Type: | | Annual | | Ticker: | | DAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Edward H. Bastian | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Francis S. Blake | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Daniel A. Carp | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ashton B. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David G. DeWalt | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William H. Easter, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael P. Huerta | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jeanne P. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director George N. Mattson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Douglas R. Ralph | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Sergio A. L. Rial | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Kathy N. Waller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP CORE EQUITY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/09/2017 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Vivek Paul | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Denise F. Warren | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | None | | Three Years | | Three Years |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/22/2017 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 08/25/2017 | | Meeting Type: | | Special | | Ticker: | | ISRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Increase Authorized Common Stock and Effect Stock Split | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Alibaba Group Holding Limited
| | | | | | | | | | |
Meeting Date: | | 10/18/2017 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/18/2017 | | Meeting Type: | | Annual | | Ticker: | | BABA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Jack Yun Ma as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Masayoshi Son as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Walter Teh Ming Kwauk as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/29/2017 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Costco Wholesale Corporation
| | | | | | | | | | |
Meeting Date: | | 01/30/2018 | | Country: | | USA | | Primary Security ID: | | 22160K105 |
Record Date: | | 11/24/2017 | | Meeting Type: | | Annual | | Ticker: | | COST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kenneth D. Denman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director W. Craig Jelinek | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffrey S. Raikes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt Policy Regarding Prison Labor | | SH | | Against | | Refer | | Against |
Visa Inc.
| | | | | | | | | | |
Meeting Date: | | 01/30/2018 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 12/01/2017 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary A. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Visa Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John A.C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/13/2018 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/15/2017 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Establish Human Rights Committee | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Applied Materials, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/08/2018 | | Country: | | USA | | Primary Security ID: | | 038222105 |
Record Date: | | 01/10/2018 | | Meeting Type: | | Annual | | Ticker: | | AMAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Judy Bruner | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Xun (Eric) Chen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Aart J. de Geus | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary E. Dickerson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen R. Forrest | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Iannotti | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Alexander A. Karsner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adrianna C. Ma | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott A. McGregor | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt Policy to Annually Disclose EEO-1 Data | | SH | | Against | | Against | | Against |
Analog Devices, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/14/2018 | | Country: | | USA | | Primary Security ID: | | 032654105 |
Record Date: | | 01/08/2018 | | Meeting Type: | | Annual | | Ticker: | | ADI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ray Stata | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Vincent Roche | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James A. Champy | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bruce R. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Edward H. Frank | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Analog Devices, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Mark M. Little | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Neil Novich | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Kenton J. Sicchitano | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lisa T. Su | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
TE Connectivity Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/14/2018 | | Country: | | Switzerland | | Primary Security ID: | | H84989104 |
Record Date: | | 02/22/2018 | | Meeting Type: | | Annual | | Ticker: | | TEL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Pierre R. Brondeau | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Terrence R. Curtin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Carol A. (‘John’) Davidson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William A. Jeffrey | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Yong Nam | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Daniel J. Phelan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paula A. Sneed | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Abhijit Y. Talwalkar | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mark C. Trudeau | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John C. Van Scoter | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Laura H. Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Board Chairman Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
TE Connectivity Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3c | | Elect John C. Van Scoter as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Designate Rene Schwarzenbach as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Accept Annual Report for Fiscal Year Ended September 29, 2017 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Accept Statutory Financial Statements for Fiscal Year Ended September 29, 2017 | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Approve Consolidated Financial Statements for Fiscal Year Ended September 29, 2017 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
7.1 | | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018 | | Mgmt | | For | | For | | For |
| | | | | |
7.2 | | Ratify Deloitte AG as Swiss Registered Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7.3 | | Ratify PricewaterhouseCoopers AG as Special Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Allocation of Available Earnings at September 29, 2017 | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Declaration of Dividend | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Articles of Association Re: Authorized Capital | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Amend Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Court | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 02/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James V. Diller | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lewis C. Eggebrecht | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kenneth Y. Hao | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald Macleod | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares With or Without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Discuss Implementation of the Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Allocation of Income and Dividends of EUR of 1.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Victor Chu as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Jean-Pierre Clamadieu as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Rene Obermann as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Adobe Systems Incorporated
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/14/2018 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy L. Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edward W. Barnholt | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert K. Burgess | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank A. Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James E. Daley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Laura B. Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles M. Geschke | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel L. Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John E. Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | ISRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig H. Barratt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael A. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gary S. Guthart | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Keith R. Leonard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Alan J. Levy | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Intuitive Surgical, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Jami Dover Nachtsheim | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark J. Rubash | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lonnie M. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
J.B. Hunt Transport Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 445658107 |
Record Date: | | 02/13/2018 | | Meeting Type: | | Annual | | Ticker: | | JBHT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas G. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Francesca M. Edwardson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Wayne Garrison | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sharilyn S. Gasaway | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary C. George | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director J. Bryan Hunt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Coleman H. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Directors John N. Roberts, III | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James L. Robo | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kirk Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Adopt and Report on Science-Based GHG Emissions Reduction Targets | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael L. Corbat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Franz B. Humer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Eugene M. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael E. O’Neill | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Anthony M. Santomero | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Ernesto Zedillo Ponce De Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adopt Human and Indigenous People’s Rights Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Amend Bylaws — Call Special Meetings | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frank G. Wisner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 03/28/2018 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
4.a | | Discuss Remuneration Policy for Management Board | | Mgmt | | | | | | |
| | | | | |
4.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
4.d | | Approve Dividends of EUR 1.40 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
5.a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
5.b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve 200,000 Performance Shares for Board of Management | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Announce Intention to Appoint Directors to Management Board | | Mgmt | | | | | | |
| | | | | |
8.a | | Reelect J.M.C. (Hans) Stork to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Elect T.L. (Terri) Kelly to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Receive Retirement Schedule of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
9 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
10.a | | Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
10.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | | Mgmt | | For | | For | | For |
| | | | | |
10.c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
10.d | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Authorize Repurchase of up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
14 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Bank of America Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 060505104 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | BAC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sharon L. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Susan S. Bies | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jack O. Bovender, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank P. Bramble, Sr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Pierre J.P. de Weck | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arnold W. Donald | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Linda P. Hudson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas J. May | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Brian T. Moynihan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lionel L. Nowell, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Michael D. White | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Thomas D. Woods | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director R. David Yost | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Maria T. Zuber | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
Cigna Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 125509109 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | CI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David M. Cordani | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eric J. Foss | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Cigna Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Isaiah Harris, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Roman Martinez, IV | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John M. Partridge | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James E. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Eric C. Wiseman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Donna F. Zarcone | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director William D. Zollars | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
DowDuPont Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 26078J100 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | DWDP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lamberto Andreotti | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeff M. Fettig | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lois D. Juliber | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew N. Liveris | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Raymond J. Milchovich | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Paul Polman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dennis H. Reilley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
DowDuPont Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1m | | Elect Director James M. Ringler | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Ruth G. Shaw | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Lee M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Patrick J. Ward | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Pay Disparity | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Impact of the Bhopal Chemical Explosion | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Lockheed Martin Corporation
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 539830109 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel F. Akerson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nolan D. Archibald | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David B. Burritt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Bruce A. Carlson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas J. Falk | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ilene S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jeh C. Johnson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Lockheed Martin Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director Joseph W. Ralston | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
United Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 04/30/2018 | | Country: | | USA | | Primary Security ID: | | 913017109 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | UTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd J. Austin, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jean-Pierre Garnier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Harold W. McGraw, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Christine Todd Whitman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
United Technologies Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Eli Lilly and Company
| | | | | | | | | | |
Meeting Date: | | 05/07/2018 | | Country: | | USA | | Primary Security ID: | | 532457108 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | LLY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Katherine Baicker | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director J. Erik Fyrwald | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamere Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ellen R. Marram | | Mgmt | | For | | Refer | | Against |
| | | | | |
1e | | Elect Director Jackson P. Tai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Support the Descheduling of Cannabis | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Policies and Practices Regarding Contract Animal Laboratories | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Integrating Drug Pricing Risks into Incentive Compensation Plans | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Alexion Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 015351109 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | ALXN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Felix J. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David R. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher J. Coughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deborah Dunsire | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Paul Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ludwig N. Hantson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John T. Mollen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Francois Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Judith Reinsdorf | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Andreas Rummelt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
CME Group Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Alex J. Pollock | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Harold Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Sergio Marchionne | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Philip Morris International Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.14 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditors | | Mgmt | | For | | For | | For |
Cimarex Energy Co.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 171798101 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | XEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joseph R. Albi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lisa A. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael J. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Magna International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | Canada | | Primary Security ID: | | 559222401 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | MG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Scott B. Bonham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Peter G. Bowie | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary S. Chan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kurt J. Lauk | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert F. MacLellan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Cynthia A. Niekamp | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William A. Ruh | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Magna International Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Indira V. Samarasekera | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Donald J. Walker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Lawrence D. Worrall | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director William L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Norfolk Southern Corporation
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 655844108 |
Record Date: | | 03/01/2018 | | Meeting Type: | | Annual | | Ticker: | | NSC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas D. Bell, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Daniel A. Carp | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mitchell E. Daniels, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marcela E. Donadio | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Steven F. Leer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael D. Lockhart | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Amy E. Miles | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Martin H. Nesbitt | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jennifer F. Scanlon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director James A. Squires | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director John R. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLPas Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | COP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Caroline Maury Devine | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jody Freeman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gay Huey Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ryan M. Lance | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sharmila Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Arjun N. Murti | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Harald J. Norvik | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Use GAAP for Executive Compensation Metrics | | SH | | Against | | Against | | Against |
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
JPMorgan Chase & Co.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Restore or Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
The Charles Schwab Corporation
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 808513105 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | SCHW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Walter W. Bettinger, II | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Joan T. Dea | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher V. Dodds | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mark A. Goldfarb | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles A. Ruffel | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
The Charles Schwab Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Proxy Access Right | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Prepare Employment Diversity Report | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/21/2018 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sanjay Khosla | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willie M. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Linda Rhodes | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William C. Steere, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 666807102 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | NOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marianne C. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Northrop Grumman Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Bruce S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary Roughead | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Mark A. Welsh, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Pioneer Natural Resources Company
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 723787107 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | PXD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Edison C. Buchanan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andrew F. Cates | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Timothy L. Dove | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Phillip A. Gobe | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Larry R. Grillot | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Stacy P. Methvin | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Royce W. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Frank A. Risch | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Scott D. Sheffield | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Mona K. Sutphen | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Pioneer Natural Resources Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.11 | | Elect Director J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Phoebe A. Wood | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Michael D. Wortley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Armando Codina | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mark Vadon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
The Home Depot, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
7 | | Clawback of Incentive Payments | | SH | | Against | | For | | For |
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 04/03/2018 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wences Casares | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Amend Board Governance Documents to Define Human Rights Responsibilities | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Morgan Stanley
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 617446448 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Elizabeth Corley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alistair Darling | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James P. Gorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert H. Herz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nobuyuki Hirano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jami Miscik | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dennis M. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Hutham S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ryosuke Tamakoshi | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | For | | For |
WABCO Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 92927K102 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | WBC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Paul L. Montupet | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director D. Nick Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael T. Smith | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
WABCO Holdings Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d’Entreprises SCCRL as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tom A. Alberg | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Policy on Board Diversity *Withdrawn Resolution* | | SH | | | | | | |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Erskine B. Bowles | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan D. Desmond-Hellmann | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Reed Hastings | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Jan Koum — Withdrawn Resolution | | Mgmt | | | | | | |
| | | | | |
1.7 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director Peter A. Thiel | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
4 | | Establish Board Committee on Risk Management | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Major Global Content Management Controversies (Fake News) | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Responsible Tax Principles | | SH | | Against | | Refer | | Against |
LyondellBasell Industries N.V.
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | Netherlands | | Primary Security ID: | | N53745100 |
Record Date: | | 05/04/2018 | | Meeting Type: | | Annual | | Ticker: | | LYB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Articles | | Mgmt | | For | | For | | For |
| | | | | |
2a | | Elect Director Bhavesh (Bob) Patel | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Elect Director Robert Gwin | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
LyondellBasell Industries N.V.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2c | | Elect Director Jacques Aigrain | | Mgmt | | For | | For | | For |
| | | | | |
2d | | Elect Director Lincoln Benet | | Mgmt | | For | | Refer | | For |
| | | | | |
2e | | Elect Director Jagjeet (Jeet) Bindra | | Mgmt | | For | | For | | For |
| | | | | |
2f | | Elect Director Robin Buchanan | | Mgmt | | For | | Refer | | For |
| | | | | |
2g | | Elect Director Stephen Cooper | | Mgmt | | For | | For | | For |
| | | | | |
2h | | Elect Director Nance Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
2i | | Elect Director Claire Farley | | Mgmt | | For | | For | | For |
| | | | | |
2j | | Elect Director Isabella (Bella) Goren | | Mgmt | | For | | For | | For |
| | | | | |
2k | | Elect Director Bruce Smith | | Mgmt | | For | | For | | For |
| | | | | |
2l | | Elect Director Rudy van der Meer | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Bhavesh (Bob) Patel to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Thomas Aebischer to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Daniel Coombs to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Elect Jeffrey Kaplan to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
3e | | Elect James Guilfoyle to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Dividends of USD 3.70 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorization of the Cancellation of Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/04/2018 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Kenneth I. Shine | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric E. Schmidt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Diane B. Greene | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Ann Mather | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Adopt Simple Majority Vote | | SH | | Against | | For | | Against |
| | | | | |
8 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Adopt a Policy on Board Diversity | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Major Global Content Management Controversies | | SH | | Against | | Refer | | Against |
Monster Beverage Corporation
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 61174X109 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | MNST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rodney C. Sacks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hilton H. Schlosberg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark J. Hall | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Norman C. Epstein | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary P. Fayard | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Benjamin M. Polk | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Sydney Selati | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Monster Beverage Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Harold C. Taber, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Kathy N. Waller | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Mark S. Vidergauz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Trafficking and Forced Labor in Supply Chains | | SH | | Against | | Against | | Against |
Dollar Tree, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 256746108 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | DLTR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Arnold S. Barron | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory M. Bridgeford | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary Anne Citrino | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Conrad M. Hall | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Lemuel E. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey G. Naylor | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gary M. Philbin | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Bob Sasser | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas A. Saunders, III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Stephanie P. Stahl | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas E. Whiddon | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Carl P. Zeithaml | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/27/2018 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Silvio Barzi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David R. Carlucci | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Nancy Karch | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP CORPORATE BOND
(Prior to April 30, 2018, known as Ivy VIP Bond)
Proxy Voting Record
There was no proxy voting for Ivy VIP Corporate Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP ENERGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Whiting Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 11/08/2017 | | Country: | | USA | | Primary Security ID: | | 966387102 |
Record Date: | | 09/18/2017 | | Meeting Type: | | Special | | Ticker: | | WLL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Reverse Stock Split and Reduce Shares Authorized | | Mgmt | | For | | For | | For |
Transocean Ltd.
| | | | | | | | | | |
Meeting Date: | | 01/19/2018 | | Country: | | Switzerland | | Primary Security ID: | | H8817H100 |
Record Date: | | 01/03/2018 | | Meeting Type: | | Special | | Ticker: | | RIG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Articles to Create Additional Authorized Share Capital to Effect a Mandatory Offer | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Elect Director Frederik W. Mohn | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Other Business | | Mgmt | | For | | Against | | Against |
Schlumberger Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter L.S. Currie | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director V. Maureen Kempston Darkes | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Paal Kibsgaard | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Schlumberger Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Nikolay Kudryavtsev | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Helge Lund | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael E. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lubna S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Leo Rafael Reif | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | �� | For | | For |
| | | | | |
1f | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frank G. Wisner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
RPC, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 749660106 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | RES |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary W. Rollins | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Richard A. Hubbell | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Larry L. Prince | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Alkhayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Donna A. James | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James E. Rohr | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement to Amend Charter | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Whiting Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 05/01/2018 | | Country: | | USA | | Primary Security ID: | | 966387409 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | WLL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William N. Hahne | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bradley J. Holly | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Centennial Resource Development, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 15136A102 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | CDEV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Karl E. Bandtel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Matthew G. Hyde | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffrey H. Tepper | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Suncor Energy Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | Canada | | Primary Security ID: | | 867224107 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patricia M. Bedient | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mel E. Benson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jacynthe Cote | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Dominic D’Alessandro | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John D. Gass | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dennis M. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maureen McCaw | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eira M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Steven W. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Michael M. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Oasis Petroleum Inc.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 674215108 |
Record Date: | | 03/08/2018 | | Meeting Type: | | Annual | | Ticker: | | OAS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William J. Cassidy | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Taylor L. Reid | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bobby S. Shackouls | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Valero Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 91913Y100 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | VLO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Joseph W. Gorder | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Kimberly S. Greene | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Deborah P. Majoras | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Donald L. Nickles | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Philip J. Pfeiffer | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Robert A. Profusek | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Stephen M. Waters | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Randall J. Weisenburger | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Remove Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Enbridge Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | Canada | | Primary Security ID: | | 29250N105 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | ENB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Pamela L. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Clarence P. Cazalot, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marcel R. Coutu | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gregory L. Ebel | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director J. Herb England | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles W. Fischer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director V. Maureen Kempston Darkes | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Michael McShane | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Al Monaco | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Michael E.J. Phelps | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Dan C. Tutcher | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Catherine L. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Phillips 66
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 718546104 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | PSX |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director J. Brian Ferguson | | Mgmt | | For | | For | | For |
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1b | | Elect Director Harold W. McGraw, III | | Mgmt | | For | | For | | For |
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1c | | Elect Director Victoria J. Tschinkel | | Mgmt | | For | | For | | For |
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2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Cimarex Energy Co.
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Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 171798101 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | XEC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Joseph R. Albi | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Lisa A. Stewart | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Michael J. Sullivan | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
U.S. Silica Holdings, Inc.
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Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 90346E103 |
Record Date: | | 03/15/2018 | | Meeting Type: | | Annual | | Ticker: | | SLCA |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1A | | Elect Director Peter Bernard | | Mgmt | | For | | For | | For |
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1B | | Elect Director Diane K. Duren | | Mgmt | | For | | For | | For |
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1C | | Elect Director William J. Kacal | | Mgmt | | For | | For | | For |
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1D | | Elect Director Charles Shaver | | Mgmt | | For | | For | | For |
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1E | | Elect Director Bryan A. Shinn | | Mgmt | | For | | For | | For |
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1F | | Elect Director J. Michael Stice | | Mgmt | | For | | For | | For |
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2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
WEX Inc.
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Meeting Date: | | 05/11/2018 | | Country: | | USA | | Primary Security ID: | | 96208T104 |
Record Date: | | 03/13/2018 | | Meeting Type: | | Annual | | Ticker: | | WEX |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director John E. Bachman | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Regina O. Sommer | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Jack VanWoerkom | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Solaris Oilfield Infrastructure, Inc.
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Meeting Date: | | 05/14/2018 | | Country: | | USA | | Primary Security ID: | | 83418M103 |
Record Date: | | 03/21/2018 | | Meeting Type: | | Annual | | Ticker: | | SOI |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director James R. Burke | | Mgmt | | For | | Refer | | Withhold |
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1.2 | | Elect Director F. Gardner Parker | | Mgmt | | For | | Refer | | Withhold |
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2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Anadarko Petroleum Corporation
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 032511107 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | APC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Anthony R. Chase | | Mgmt | | For | | For | | For |
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1b | | Elect Director David E. Constable | | Mgmt | | For | | For | | For |
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1c | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
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1d | | Elect Director Claire S. Farley | | Mgmt | | For | | For | | For |
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1e | | Elect Director Peter J. Fluor | | Mgmt | | For | | For | | For |
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1f | | Elect Director Joseph W. Gorder | | Mgmt | | For | | For | | For |
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1g | | Elect Director John R. Gordon | | Mgmt | | For | | For | | For |
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1h | | Elect Director Sean Gourley | | Mgmt | | For | | For | | For |
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1i | | Elect Director Mark C. McKinley | | Mgmt | | For | | For | | For |
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1j | | Elect Director Eric D. Mullins | | Mgmt | | For | | For | | For |
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1k | | Elect Director R. A. Walker | | Mgmt | | For | | For | | For |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | | SH | | Against | | Refer | | Against |
Forum Energy Technologies, Inc.
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 34984V100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | FET |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Michael McShane | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Terence M. O’Toole | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Louis A. Raspino | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director John Schmitz | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Newfield Exploration Company
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 651290108 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | NFX |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Lee K. Boothby | | Mgmt | | For | | For | | For |
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1b | | Elect Director Pamela J. Gardner | | Mgmt | | For | | For | | For |
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1c | | Elect Director Edgar R. Giesinger, Jr. | | Mgmt | | For | | For | | For |
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1d | | Elect Director Steven W. Nance | | Mgmt | | For | | For | | For |
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1e | | Elect Director Roger B. Plank | | Mgmt | | For | | For | | For |
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1f | | Elect Director Thomas G. Ricks | | Mgmt | | For | | For | | For |
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1g | | Elect Director Juanita M. Romans | | Mgmt | | For | | For | | For |
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1h | | Elect Director John W. Schanck | | Mgmt | | For | | For | | For |
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1i | | Elect Director J. Terry Strange | | Mgmt | | For | | For | | For |
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1j | | Elect Director J. Kent Wells | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Halliburton Company
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Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HAL |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
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1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
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1c | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
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1d | | Elect Director James R. Boyd | | Mgmt | | For | | For | | For |
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1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
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1f | | Elect Director Nance K. Dicciani | | Mgmt | | For | | For | | For |
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1g | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
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1h | | Elect Director Jose C. Grubisich | | Mgmt | | For | | For | | For |
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1i | | Elect Director David J. Lesar | | Mgmt | | For | | For | | For |
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1j | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
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1k | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
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1l | | Elect Director Debra L. Reed | | Mgmt | | For | | For | | For |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Concho Resources Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 20605P101 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | CXO |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Steven L. Beal | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Tucker S. Bridwell | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Mark B. Puckett | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director E. Joseph Wright | | Mgmt | | For | | For | | For |
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2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Continental Resources, Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 212015101 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | CLR |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Ellis L. ‘Lon’ McCain | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Mark E. Monroe | | Mgmt | | For | | For | | For |
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2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Pioneer Natural Resources Company
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 723787107 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | PXD |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Edison C. Buchanan | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Andrew F. Cates | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Timothy L. Dove | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Phillip A. Gobe | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Larry R. Grillot | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Stacy P. Methvin | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Royce W. Mitchell | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Frank A. Risch | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Scott D. Sheffield | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Mona K. Sutphen | | Mgmt | | For | | For | | For |
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1.11 | | Elect Director J. Kenneth Thompson | | Mgmt | | For | | For | | For |
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1.12 | | Elect Director Phoebe A. Wood | | Mgmt | | For | | For | | For |
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1.13 | | Elect Director Michael D. Wortley | | Mgmt | | For | | For | | For |
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2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
WPX Energy, Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 98212B103 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | WPX |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director John A. Carrig | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Robert K. Herdman | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Kelt Kindick | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Karl F. Kurz | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Henry E. Lentz | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director William G. Lowrie | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Kimberly S. Lubel | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Richard E. Muncrief | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Valerie M. Williams | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director David F. Work | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
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4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
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5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Transocean Ltd.
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Meeting Date: | | 05/18/2018 | | Country: | | Switzerland | | Primary Security ID: | | H8817H100 |
Record Date: | | 04/30/2018 | | Meeting Type: | | Annual | | Ticker: | | RIG |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
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2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
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3 | | Appropriation of Available Earnings for Fiscal Year 2017 | | Mgmt | | For | | For | | For |
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4 | | Approve the Renewal of Authorized Share Capital without Preemptive Rights | | Mgmt | | For | | For | | For |
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5A | | Elect Director Glyn A. Barker | | Mgmt | | For | | For | | For |
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5B | | Elect Director Vanessa C.L. Chang | | Mgmt | | For | | For | | For |
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5C | | Elect Director Frederico F. Curado | | Mgmt | | For | | For | | For |
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5D | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
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5E | | Elect Director Vincent J. Intrieri | | Mgmt | | For | | For | | For |
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5F | | Elect Director Samuel J. Merksamer | | Mgmt | | For | | For | | For |
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5G | | Elect Director Merril A. ‘Pete’ Miller, Jr. | | Mgmt | | For | | For | | For |
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5H | | Elect Director Frederik W. Mohn | | Mgmt | | For | | For | | For |
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5I | | Elect Director Edward R. Muller | | Mgmt | | For | | For | | For |
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5J | | Elect Director Tan Ek Kia | | Mgmt | | For | | For | | For |
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5K | | Elect Director Jeremy D. Thigpen | | Mgmt | | For | | For | | For |
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6 | | Elect Merrill A. ‘Pete’ Miller, Jr. as Board Chairman | | Mgmt | | For | | For | | For |
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7A | | Appoint Frederico F. Curado as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
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7B | | Appoint Vincent J. Intrieri as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
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7C | | Appoint Tan Ek Kia as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
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8 | | Designate Schweiger Advokatur / Notariatas Independent Proxy | | Mgmt | | For | | For | | For |
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9 | | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018 and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term | | Mgmt | | For | | For | | For |
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10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Transocean Ltd.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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11A | | Approve Maximum Remuneration of Board of Directors for the Period Between the 2018 and 2019 Annual General Meetings in the Amount of USD 4.12 Million | | Mgmt | | For | | Refer | | For |
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11B | | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2019 in the Amount of USD 24 Million | | Mgmt | | For | | For | | For |
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12 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
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13 | | Other Business | | Mgmt | | For | | Against | | Against |
Royal Dutch Shell plc
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Meeting Date: | | 05/22/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G7690A100 |
Record Date: | | 05/18/2018 | | Meeting Type: | | Annual | | Ticker: | | RDSA |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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| | Management Proposals | | Mgmt | | | | | | |
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1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | Against |
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3 | | Elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ben van Beurden as Director | | Mgmt | | For | | For | | For |
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5 | | Re-elect Euleen Goh as Director | | Mgmt | | For | | For | | For |
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6 | | Re-elect Charles Holliday as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Catherine Hughes as Director | | Mgmt | | For | | For | | For |
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8 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Roberto Setubal as Director | | Mgmt | | For | | For | | For |
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10 | | Re-elect Sir Nigel Sheinwald as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Linda Stuntz as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jessica Uhl as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Gerrit Zalm as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Royal Dutch Shell plc
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
19 | | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | | SH | | Against | | Refer | | Against |
Superior Energy Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2018 | | Country: | | USA | | Primary Security ID: | | 868157108 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | SPN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Harold J. Bouillion | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David D. Dunlap | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James M. Funk | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Terence E. Hall | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter D. Kinnear | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Janiece M. Longoria | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Michael M. McShane | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director W. Matt Ralls | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Core Laboratories N.V.
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | Netherlands | | Primary Security ID: | | N22717107 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | CLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Margaret Ann van Kempen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lawrence Bruno | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | Refer | | For |
| | | | | |
8a | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8b | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Parsley Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/25/2018 | | Country: | | USA | | Primary Security ID: | | 701877102 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | PE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ronald Brokmeyer | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Hemang Desai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
C&J Energy Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/29/2018 | | Country: | | USA | | Primary Security ID: | | 12674R100 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | CJ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stuart Brightman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Michael Zawadzki | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Risks of Doing Business in Conflict-Affected Areas | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Chevron Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Report on Transition to a Low Carbon Business Model | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Methane Emissions | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
9 | | Require Director Nominee with Environmental Experience | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Marathon Oil Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 565849106 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | MRO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gregory H. Boyce | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Marcela E. Donadio | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Douglas L. Foshee | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director M. Elise Hyland | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael E. J. Phelps — Withdrawn Resolution | | Mgmt | | | | | | |
| | | | | |
1g | | Elect Director Dennis H. Reilley | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lee M. Tillman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Devon Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 25179M103 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | DVN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Barbara M. Baumann | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John E. Bethancourt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David A. Hager | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert H. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael Kanovsky | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director John Krenicki, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert A. Mosbacher, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Duane C. Radtke | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mary P. Ricciardello | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John Richels | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Diamondback Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 25278X109 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | FANG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven E. West | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Travis D. Stice | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael L. Hollis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael P. Cross | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David L. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark L. Plaumann | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Melanie M. Trent | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Patterson-UTI Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 703481101 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PTEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark S. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles O. Buckner | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Tiffany ‘TJ’ Thom Cepak | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael W. Conlon | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William A. Hendricks, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Curtis W. Huff | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Terry H. Hunt | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Janeen S. Judah | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
ProPetro Holding Corp.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | USA | | Primary Security ID: | | 74347M108 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual | | Ticker: | | PUMP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dale Redman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Spencer D. Armour, III | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Steven Beal | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Anthony Best | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Pryor Blackwell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Schuyler E. Coppedge *Withdrawn Resolution* | | Mgmt | | | | | | |
| | | | | |
1.7 | | Elect Director Alan E. Douglas | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director Peter Labbat *Withdrawn Resolution* | | Mgmt | | | | | | |
| | | | | |
1.9 | | Elect Director Jack B. Moore | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Cactus, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/20/2018 | | Country: | | USA | | Primary Security ID: | | 127203107 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | WHD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael McGovern | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director John (Andy) O’Donnell | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP GLOBAL BOND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 81 – Ivy VIP Global Bond
Transmissora Alianca De Energia Eletrica SA
| | | | | | | | | | |
Meeting Date: | | 07/26/2017 | | Country: | | Brazil | | Primary Security ID: | | P9T5CD126 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | TAEE11 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Fiscal Council Members | | Mgmt | | For | | Refer | | For |
Transmissora Alianca De Energia Eletrica SA
| | | | | | | | | | |
Meeting Date: | | 08/02/2017 | | Country: | | Brazil | | Primary Security ID: | | P9T5CD126 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | TAEE11 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Ratify Transfer of All Assets of Companhia | | Mgmt | | For | | Refer | | Against |
| | Transleste de Transmissao S.A., Companhia | | | | | | | �� | |
| | Transudeste de Transmissao S.A. and | | | | | | | | |
| | Companhia Transirape de Transmissao S.A. | | | | | | | | |
| | Owned by Companhia Energetica de Minas | | | | | | | | |
| | Gerais (CEMIG) to the Company | | | | | | | | |
Seadrill Partners LLC
| | | | | | | | | | |
Meeting Date: | | 12/08/2017 | | Country: | | Marshall Isl | | Primary Security ID: | | Y7545W109 |
Record Date: | | 11/13/2017 | | Meeting Type: | | Annual | | Ticker: | | SDLP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Harald Thorstein | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 81 – Ivy VIP Global Bond
Banco Latinoamericano de Comercio Exterior, S.A.
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | Panama | | Primary Security ID: | | P16994132 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | BLX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
| | FOR HOLDERS OF CLASS E SHARES | | Mgmt | | | | | | |
| | | | | |
3.a | | Elect Miguel Heras Castro as Director to Represent Holders of Class E Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | FOR HOLDERS OF CLASS A, CLASS B AND CLASS E SHARES | | Mgmt | | | | | | |
| | | | | |
3.b | | Elect Gonzalo Menendez Duque as Director to Represent Holders of All Classes of Shares | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Elect Gabriel Tolchinsky as Director to Represent Holders of All Classes of Shares | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Transact Other Business (Non-Voting) | | Mgmt | | | | | | |
PPL Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 69351T106 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | PPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John W. Conway | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Steven G. Elliott | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Raja Rajamannar | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Craig A. Rogerson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Spence | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Natica von Althann | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Keith H. Williamson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Phoebe A. Wood | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Armando Zagalo de Lima | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 81 – Ivy VIP Global Bond
PPL Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Intel Corporation
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 458140100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Aneel Bhusri | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andy D. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Brian M. Krzanich | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Tsu-Jae King Liu | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Costs and Benefits of Poltical Contributions | | SH | | Against | | Against | | Against |
IVY VIP GLOBAL EQUITY INCOME
(Prior to April 30, 2018, known as Ivy VIP Dividend Opportunities)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Paychex, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/11/2017 | | Country: | | USA | | Primary Security ID: | | 704326107 |
Record Date: | | 08/14/2017 | | Meeting Type: | | Annual | | Ticker: | | PAYX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director B. Thomas Golisano | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Thomas F. Bonadio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joseph G. Doody | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David J.S. Flaschen | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Phillip Horsley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Grant M. Inman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Martin Mucci | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Joseph M. Tucci | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Joseph M. Velli | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kara Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
MetLife, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/19/2017 | | Country: | | USA | | Primary Security ID: | | 59156R108 |
Record Date: | | 09/05/2017 | | Meeting Type: | | Special | | Ticker: | | MET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Harris Corporation
| | | | | | | | | | |
Meeting Date: | | 10/27/2017 | | Country: | | USA | | Primary Security ID: | | 413875105 |
Record Date: | | 09/01/2017 | | Meeting Type: | | Annual | | Ticker: | | HRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James F. Albaugh | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William M. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Peter W. Chiarelli | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Thomas A. Dattilo | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Roger B. Fradin | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Terry D. Growcock | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Vyomesh I. Joshi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leslie F. Kenne | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director James C. Stoffel | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gregory T. Swienton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Hansel E. Tookes, II | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/29/2017 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Medtronic plc
| | | | | | | | | | |
Meeting Date: | | 12/08/2017 | | Country: | | Ireland | | Primary Security ID: | | G5960L103 |
Record Date: | | 10/10/2017 | | Meeting Type: | | Annual | | Ticker: | | MDT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Scott C. Donnelly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randall J. Hogan, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shirley Ann Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael O. Leavitt | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Medtronic plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director James T. Lenehan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Elizabeth G. Nabel | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Denise M. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Kendall J. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Robert C. Pozen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Air Products and Chemicals, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/25/2018 | | Country: | | USA | | Primary Security ID: | | 009158106 |
Record Date: | | 11/30/2017 | | Meeting Type: | | Annual | | Ticker: | | APD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Susan K. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles I. Cogut | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Seifollah (Seifi) Ghasemi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David H. Y. Ho | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Margaret G. McGlynn | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Edward L. Monser | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan — WITHDRAWN RESOLUTION | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Johnson Controls International plc
| | | | | | | | | | |
Meeting Date: | | 03/07/2018 | | Country: | | Ireland | | Primary Security ID: | | G51502105 |
Record Date: | | 01/03/2018 | | Meeting Type: | | Annual | | Ticker: | | JCI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael E. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director W. Roy Dunbar | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Brian Duperreault | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gretchen R. Haggerty | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Simone Menne | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director George R. Oliver | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Juan Pablo del Valle Perochena | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jurgen Tinggren | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Mark Vergnano | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director R. David Yost | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John D. Young | | Mgmt | | For | | For | | For |
| | | | | |
2a | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorize Market Purchases of Company Shares | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Determine Price Range for Reissuance of Treasury Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve the Directors’ Authority to Allot Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve the Disapplication of Statutory Pre-Emption Rights | | Mgmt | | For | | For | | For |
| | | | | |
8a | | Approve Cancellation of Share Premium Account | | Mgmt | | For | | For | | For |
| | | | | |
8b | | Approve Amendment of Articles to Facilitate Capital Reduction | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Analog Devices, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/14/2018 | | Country: | | USA | | Primary Security ID: | | 032654105 |
Record Date: | | 01/08/2018 | | Meeting Type: | | Annual | | Ticker: | | ADI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ray Stata | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Vincent Roche | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James A. Champy | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bruce R. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Edward H. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark M. Little | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Neil Novich | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Kenton J. Sicchitano | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lisa T. Su | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Court | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
QUALCOMM Incorporated
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | USA | | Primary Security ID: | | 747525103 |
Record Date: | | 01/08/2018 | | Meeting Type: | | Proxy Contest | | Ticker: | | QCOM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proxy (White Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Director Barbara T. Alexander | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.2 | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.3 | | Elect Director Thomas W. Horton | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.4 | | Elect Director Paul E. Jacobs | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.5 | | Elect Director Ann M. Livermore | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.6 | | Elect Director Harish Manwani | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.7 | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.8 | | Elect Director Steve Mollenkopf | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.9 | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.10 | | Elect Director Francisco Ros | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
1.11 | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
7 | | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
8 | | Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016 | | SH | | Against | | Refer | | Do Not Vote |
| | | | | |
| | Dissident Proxy (Blue Proxy Card) | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
QUALCOMM Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Samih Elhage | | SH | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director David G. Golden | | SH | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Veronica M. Hagen | | SH | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director Julie A. Hill | | SH | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director John H. Kispert | | SH | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Harry L. You | | SH | | For | | Refer | | For |
| | | | | |
2 | | Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016 | | SH | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | None | | Refer | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | None | | Refer | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | | Mgmt | | For | | Refer | | For |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 02/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James V. Diller | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lewis C. Eggebrecht | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kenneth Y. Hao | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Broadcom Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald Macleod | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares With or Without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Nestle SA
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | Switzerland | | Primary Security ID: | | H57312649 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NESN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.35 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.1.a | | Reelect Paul Bulcke as Director and Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
4.1.b | | Reelect Ulf Schneider as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.c | | Reelect Henri de Castries as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.d | | Reelect Beat Hess as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.e | | Reelect Renato Fassbind as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.f | | Reelect Jean-Pierre Roth as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.g | | Reelect Ann Veneman as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.1.h | | Reelect Eva Cheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.i | | Reelect Ruth Oniang’o as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.j | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.k | | Reelect Ursula Burns as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.1 | | Elect Kasper Rorsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.2 | | Elect Pablo Isa as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.3 | | Elect Kimberly Ross as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.2 | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.3 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.4 | | Appoint Ursula Burns as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Designate Hartmann Dreyer as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve CHF 4.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | Against | | Against | | Against |
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Schneider Electric SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Losses and Dividends of EUR 2.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agreement with Jean-Pascal Tricoire | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Approve Agreement with Emmanuel Babeau | | Mgmt | | For | | Refer | | Against |
| | | | | |
6 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Compensation of Jean Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Compensation of Emmanuel Babeau, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Remuneration Policy of Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Willy Kissling as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Linda Knoll as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Fleur Pellerin as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Anders Runevad as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
18 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Wells Fargo & Company
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 949746101 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | WFC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John D. Baker, II | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Celeste A. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Theodore F. Craver, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Elizabeth A. “Betsy” Duke | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Donald M. James | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Maria R. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Karen B. Peetz | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Juan A. Pujadas | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James H. Quigley | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ronald L. Sargent | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Timothy J. Sloan | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Suzanne M. Vautrinot | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
5 | | Reform Executive Compensation Policy with Social Responsibility | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Incentive-Based Compensation and Risks of Material Losses | | SH | | Against | | Refer | | Against |
DowDuPont Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 26078J100 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | DWDP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lamberto Andreotti | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
DowDuPont Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeff M. Fettig | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lois D. Juliber | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew N. Liveris | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Raymond J. Milchovich | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Paul Polman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dennis H. Reilley | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James M. Ringler | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Ruth G. Shaw | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Lee M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Patrick J. Ward | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Pay Disparity | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Impact of the Bhopal Chemical Explosion | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | �� | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Eaton Corporation plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | Ireland | | Primary Security ID: | | G29183103 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | ETN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Todd M. Bluedorn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Critelli | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard H. Fearon | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Charles E. Golden | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Arthur E. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Deborah L. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sandra Pianalto | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gerald B. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dorothy C. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and | | Mgmt | | For | | For | | For |
| | Authorize Board to Fix Their Remuneration | | | | | | | | |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive | | Mgmt | | For | | For | | For |
| | Officers’ Compensation | | | | | | | | |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive | | Mgmt | | For | | For | | For |
| | Rights | | | | | | | | |
| | | | | |
5 | | Authorize Issue of Equity without Pre-emptive | | Mgmt | | For | | For | | For |
| | Rights | | | | | | | | |
| | | | | |
6 | | Authorize Share Repurchase of Issued Share | | Mgmt | | For | | For | | For |
| | Capital | | | | | | | | |
Johnson & Johnson
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 478160104 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | JNJ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mary C. Beckerle | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director D. Scott Davis | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Johnson & Johnson
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Ian E. L. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jennifer A. Doudna | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alex Gorsky | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark B. McClellan | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William D. Perez | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Charles Prince | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director A. Eugene Washington | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Lockheed Martin Corporation
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 539830109 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel F. Akerson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nolan D. Archibald | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David B. Burritt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Bruce A. Carlson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas J. Falk | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ilene S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Lockheed Martin Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Jeh C. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Joseph W. Ralston | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Pfizer Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 717081103 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | PFE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dennis A. Ausiello | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald E. Blaylock | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Albert Bourla | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joseph J. Echevarria | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Helen H. Hobbs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Dan R. Littman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Pfizer Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
United Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 04/30/2018 | | Country: | | USA | | Primary Security ID: | | 913017109 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | UTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd J. Austin, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jean-Pierre Garnier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Harold W. McGraw, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Christine Todd Whitman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Exelon Corporation
| | | | | | | | | | |
Meeting Date: | | 05/01/2018 | | Country: | | USA | | Primary Security ID: | | 30161N101 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | EXC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Anthony K. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ann C. Berzin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher M. Crane | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Yves C. de Balmann | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nicholas DeBenedictis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Linda P. Jojo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Paul L. Joskow | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert J. Lawless | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Richard W. Mies | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John W. Rogers, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mayo A. Shattuck, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Stephen D. Steinour | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
PACCAR Inc
| | | | | | | | | | |
Meeting Date: | | 05/01/2018 | | Country: | | USA | | Primary Security ID: | | 693718108 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | PCAR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Beth E. Ford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kirk S. Hachigian | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Roderick C. McGeary | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.4 | | Elect Director Mark A. Schulz | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
PACCAR Inc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Mark C. Pigott | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles R. Williamson | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.7 | | Elect Director Ronald E. Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Prologis, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 74340W103 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | PLD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hamid R. Moghadam | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Cristina G. Bita | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director George L. Fotiades | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lydia H. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Michael Losh | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Irving F. Lyons, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David P. O’Connor | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Olivier Piani | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jeffrey L. Skelton | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Carl B. Webb | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director William D. Zollars | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Suncor Energy Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | Canada | | Primary Security ID: | | 867224107 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patricia M. Bedient | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mel E. Benson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jacynthe Cote | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Dominic D’Alessandro | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John D. Gass | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dennis M. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maureen McCaw | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eira M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Steven W. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Michael M. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Unilever PLC
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 04/30/2018 | | Meeting Type: | | Annual | | Ticker: | | ULVR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Laura Cha as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Marijn Dekkers as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Judith Hartmann as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Unilever PLC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Re-elect Mary Ma as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Strive Masiyiwa as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Youngme Moon as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Graeme Pitkethly as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Paul Polman as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect John Rishton as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Feike Sijbesma as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Elect Andrea Jung as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Eastman Chemical Company
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 277432100 |
Record Date: | | 03/15/2018 | | Meeting Type: | | Annual | | Ticker: | | EMN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Humberto P. Alfonso | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Brett D. Begemann | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael P. Connors | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark J. Costa | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Eastman Chemical Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Stephen R. Demeritt | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert M. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Julie F. Holder | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Renee J. Hornbaker | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lewis M. Kling | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James J. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director David W. Raisbeck | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
AbbVie Inc.
| | | | | | | | | | |
Meeting Date: | | 05/04/2018 | | Country: | | USA | | Primary Security ID: | | 00287Y109 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | ABBV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Roxanne S. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard A. Gonzalez | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Rebecca B. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Glenn F. Tilton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
American International Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 026874784 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | AIG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Brian Duperreault | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John H. Fitzpatrick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William G. Jurgensen | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Christopher S. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Henry S. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Linda A. Mills | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ronald A. Rittenmeyer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Douglas M. Steenland | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Theresa M. Stone | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Harold Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Sergio Marchionne | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditors | | Mgmt | | For | | For | | For |
KeyCorp
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 493267108 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | KEY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce D. Broussard | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles P. Cooley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gary M. Crosby | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director H. James Dallas | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
KeyCorp
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Elizabeth R. Gile | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ruth Ann M. Gillis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William G. Gisel, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Carlton L. Highsmith | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Richard J. Hipple | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kristen L. Manos | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Beth E. Mooney | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Demos Parneros | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Barbara R. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | Elect Director David K. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Cypress Semiconductor Corporation
| | | | | | | | | | |
Meeting Date: | | 05/11/2018 | | Country: | | USA | | Primary Security ID: | | 232806109 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | CY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director W. Steve Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Hassane El-Khoury | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Oh Chul Kwon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Camillo Martino | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director J. Daniel McCranie | | Mgmt | | For | | Refer | | For |
| | | | | |
1g | | Elect Director Jeffrey J. Owens | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jeannine Sargent | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael S. Wishart | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Cypress Semiconductor Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
JPMorgan Chase & Co.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Restore or Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Crown Castle International Corp.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 22822V101 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | CCI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director P. Robert Bartolo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay A. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Cindy Christy | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ari Q. Fitzgerald | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert E. Garrison, II | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Andrea J. Goldsmith | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lee W. Hogan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Edward C. Hutcheson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director J. Landis Martin | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert F. McKenzie | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Anthony J. Melone | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director W. Benjamin Moreland | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Intel Corporation
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 458140100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Aneel Bhusri | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andy D. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Brian M. Krzanich | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Tsu-Jae King Liu | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Costs and Benefits of Poltical Contributions | | SH | | Against | | Against | | Against |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
The Home Depot, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Armando Codina | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mark Vadon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
7 | | Clawback of Incentive Payments | | SH | | Against | | For | | For |
Omnicom Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2018 | | Country: | | USA | | Primary Security ID: | | 681919106 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | OMC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John D. Wren | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alan R. Batkin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary C. Choksi | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert Charles Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Leonard S. Coleman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Susan S. Denison | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ronnie S. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Deborah J. Kissire | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Omnicom Group Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Gracia C. Martore | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Linda Johnson Rice | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Valerie M. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
McDonald’s Corporation
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 580135101 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MCD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd Dean | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen Easterbrook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Margaret (Margo) Georgiadis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeanne Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richard Lenny | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sheila Penrose | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John Rogers, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Miles White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Plastic Straws | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Charitable Contributions | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Risks of Doing Business in Conflict-Affected Areas | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Transition to a Low Carbon Business Model | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Methane Emissions | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
9 | | Require Director Nominee with Environmental Experience | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Marine Harvest ASA
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | Norway | | Primary Security ID: | | R2326D113 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | MHG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
2 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
3 | | Receive President’s Report | | Mgmt | | | | | | |
| | | | | |
4 | | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
5 | | Discuss Company’s Corporate Governance Statement | | Mgmt | | | | | | |
| | | | | |
6 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
7 | | Approval of the Guidelines for Allocation of Options | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
8 | | Approve Remuneration of Directors; Approve Audit Committee Fees | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
9 | | Approve Remuneration of Nomination Committee | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
10 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
11a | | Elect Cecilie Fredriksen as Director | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
11b | | Elect Birgitte Ringstad Vartdal as Director | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
11c | | Elect Paul Mulligan as Director | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
11d | | Elect Jean-Pierre Bienfait as Director | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
12 | | Authorize Board to Distribute Dividends | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
13 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
14 | | Approve Creation of NOK 367.6 Million Pool of Capital without Preemptive Rights | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
15 | | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.20 Billion | | Mgmt | | For | | For | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Walmart, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Stephen J. Easterbrook | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director C. Douglas McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory B. Penner | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Steven S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director S. Robson Walton | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Report on Race or Ethnicity Pay Gap | | SH | | Against | | Against | | Against |
CNOOC Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | Hong Kong | | Primary Security ID: | | Y1662W117 |
Record Date: | | 05/25/2018 | | Meeting Type: | | Annual | | Ticker: | | 883 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
A1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
A2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
A3 | | Elect Yuan Guangyu as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
CNOOC Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
A4 | | Elect Yang Hua as Director | | Mgmt | | For | | For | | For |
| | | | | |
A5 | | Elect Wang Dongjin as Director | | Mgmt | | For | | For | | For |
| | | | | |
A6 | | Elect Tse Hau Yin, Aloysius as Director | | Mgmt | | For | | For | | For |
| | | | | |
A7 | | Authorize Board to Fix the Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
A8 | | Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
B1 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
B2 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Refer | | Against |
| | | | | |
B3 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Life Storage, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 53223X107 |
Record Date: | | 04/17/2018 | | Meeting Type: | | Annual | | Ticker: | | LSI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David L. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles E. Lannon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen R. Rusmisel | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Arthur L. Havener, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mark G. Barberio | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Carol Hansell | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dana Hamilton | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Edward J. Pettinella | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Total SA
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 05/29/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | FP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.48 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Stock Dividend Program (Cash or New Shares) | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Patrick Pouyanne as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Patrick Artus as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Anne-Marie Idrac as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Agreements with Patrick Pouyanne | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Total SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals Submitted by UES Amont Total Workers’ Council | | Mgmt | | | | | | |
| | | | | |
A | | Amend Article 11 of Bylaws to Comply with Legal Changes Re: Employee Representatives | | SH | | Against | | Refer | | Against |
Compagnie de Saint Gobain
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | France | | Primary Security ID: | | F80343100 |
Record Date: | | 06/04/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | SGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.30 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Pierre-Andre de Chalendar as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Ratify Appointment of Dominique Leroy as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Severance Payment Agreement with Pierre-Andre de Chalendar, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Additional Pension Scheme Agreement with Pierre-Andre de Chalendar | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Compagnie de Saint Gobain
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10 | | Approve Health Insurance Coverage Agreement with Pierre-Andre de Chalendar | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Renew Appointment of KPMG Audit as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
13 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Amend Article 9 of Bylaws Re: Employee Representatives | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
MetLife, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 59156R108 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | MET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Cheryl W. Grise | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Carlos M. Gutierrez | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David L. Herzog | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director R. Glenn Hubbard | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Steven A. Kandarian | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Edward J. Kelly, III | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William E. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Catherine R. Kinney | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Guangdong Investment Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | Hong Kong | | Primary Security ID: | | Y2929L100 |
Record Date: | | 06/11/2018 | | Meeting Type: | | Annual | | Ticker: | | 270 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Huang Xiaofeng as Director | | Mgmt | | For | | For | | Against |
| | | | | |
3.2 | | Elect Lan Runing as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Li Wai Keung as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Li Kwok Po, David as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
LUKOIL PJSC
| | | | | | | | | | |
Meeting Date: | | 06/21/2018 | | Country: | | Russia | | Primary Security ID: | | X6983S100 |
Record Date: | | 05/25/2018 | | Meeting Type: | | Annual | | Ticker: | | LKOH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
LUKOIL PJSC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Elect 11 Directors by Cumulative Voting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Elect Vagit Alekperov as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.2 | | Elect Viktor Blazheev as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.3 | | Elect Toby Gati as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.4 | | Elect Valery Grayfer as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.5 | | Elect Igor Ivanov as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.6 | | Elect Aleksandr Leyfrid as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.7 | | Elect Ravil Maganov as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.8 | | Elect Roger Munnings as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.9 | | Elect Richard Matzke as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.10 | | Elect Ivan Pictet as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.11 | | Elect Leonid Fedun as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.12 | | Elect Lubov Khoba as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
| | Elect Three Members of Audit Commission | | Mgmt | | | | | | |
| | | | | |
3.1 | | Elect Ivan Vrublevsky as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Elect Pavel Suloyev as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
3.3 | | Elect Aleksandr Surkov as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
4.1 | | Approve Remuneration of Directors for Fiscal 2017 | | Mgmt | | For | | Refer | | For |
| | | | | |
4.2 | | Approve Remuneration of New Directors for Fiscal 2018 | | Mgmt | | For | | Refer | | For |
| | | | | |
5.1 | | Approve Remuneration of Members of Audit Commission for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Approve Remuneration of New Members of Audit Commission for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify Auditor | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Charter | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
BOC Hong Kong (Holdings) Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/27/2018 | | Country: | | Hong Kong | | Primary Security ID: | | Y0920U103 |
Record Date: | | 06/20/2018 | | Meeting Type: | | Annual | | Ticker: | | 2388 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Ren Deqi as Director | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Koh Beng Seng as Director | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Tung Savio Wai-Hok as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Refer | | Against |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
3i Group plc
| | | | | | | | | | |
Meeting Date: | | 06/28/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G88473148 |
Record Date: | | 06/26/2018 | | Meeting Type: | | Annual | | Ticker: | | III |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Jonathan Asquith as Director | | Mgmt | | For | �� | For | | For |
| | | | | |
5 | | Re-elect Caroline Banszky as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Simon Borrows as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Stephen Daintith as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
3i Group plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Re-elect Peter Grosch as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect David Hutchison as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Simon Thompson as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Julia Wilson as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
IVY VIP GLOBAL GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
British American Tobacco plc
| | | | | | | | | | |
Meeting Date: | | 07/19/2017 | | Country: | | United Kingdom | | Primary Security ID: | | G1510J102 |
Record Date: | | 07/17/2017 | | Meeting Type: | | Special | | Ticker: | | BATS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Matters Relating to the Acquisition of the Remaining Common Stock of Reynolds American Inc. | | Mgmt | | For | | Refer | | For |
Alibaba Group Holding Limited
| | | | | | | | | | |
Meeting Date: | | 10/18/2017 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/18/2017 | | Meeting Type: | | Annual | | Ticker: | | BABA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Jack Yun Ma as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Masayoshi Son as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Walter Teh Ming Kwauk as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
MetLife, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/19/2017 | | Country: | | USA | | Primary Security ID: | | 59156R108 |
Record Date: | | 09/05/2017 | | Meeting Type: | | Special | | Ticker: | | MET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Koninklijke Philips NV
| | | | | | | | | | |
Meeting Date: | | 10/20/2017 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 09/22/2017 | | Meeting Type: | | Special | | Ticker: | | PHIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Elect M.J. van Ginneken to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Article 10 Re: Setting the Required Minimum Number of Members of the Board of Management | | Mgmt | | For | | Refer | | For |
Pernod Ricard
| | | | | | | | | | |
Meeting Date: | | 11/09/2017 | | Country: | | France | | Primary Security ID: | | F72027109 |
Record Date: | | 11/06/2017 | | Meeting Type: | | Annual/Special | | Ticker: | | RI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.02 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Reelect Anne Lange as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Veronica Vargas as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Reelect Paul Ricard as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Renew Appointment of Deloitte & Associes as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000 | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Remuneration Policy of Alexandre Ricard, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Non-Binding Vote on Compensation of Alexandre Ricard, Chairman and CEO | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Pernod Ricard
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
13 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/29/2017 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Recruit Holdings Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 01/17/2018 | | Country: | | Japan | | Primary Security ID: | | J6433A101 |
Record Date: | | 10/31/2017 | | Meeting Type: | | Special | | Ticker: | | 6098 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Transfer of Media and Solution Operations to Wholly Owned Subsidiary | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
HDFC Bank Limited
| | | | | | | | | | |
Meeting Date: | | 01/19/2018 | | Country: | | India | | Primary Security ID: | | Y3119P174 |
Record Date: | | 01/12/2018 | | Meeting Type: | | Special | | Ticker: | | HDFCBANK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Related Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Equity Shares on a Preferential Basis to Housing Development and Finance Corporation Limited | | Mgmt | | For | | Refer | | For |
Visa Inc.
| | | | | | | | | | |
Meeting Date: | | 01/30/2018 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 12/01/2017 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary A. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John A.C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Housing Development Finance Corp. Ltd.
| | | | | | | | | | |
Meeting Date: | | 02/14/2018 | | Country: | | India | | Primary Security ID: | | Y37246207 |
Record Date: | | 01/05/2018 | | Meeting Type: | | Special | | Ticker: | | 500010 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Postal Ballot | | Mgmt | | | | | | |
| | | | | |
1 | | Increase Authorized Share Capital and Amend Memorandum of Association | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Issuance of Shares on Preferential Basis | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Related Party Transaction with HDFC Bank Limited | | Mgmt | | For | | Refer | | For |
Ping An Insurance (Group) Co. of China, Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/19/2018 | | Country: | | China | | Primary Security ID: | | Y69790106 |
Record Date: | | 02/14/2018 | | Meeting Type: | | Special | | Ticker: | | 2318 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
Ping An Insurance (Group) Co. of China, Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/19/2018 | | Country: | | China | | Primary Security ID: | | Y69790106 |
Record Date: | | 02/14/2018 | | Meeting Type: | | Special | | Ticker: | | 2318 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | CLASS MEETING FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Swedbank AB
| | | | | | | | | | |
Meeting Date: | | 03/22/2018 | | Country: | | Sweden | | Primary Security ID: | | W94232100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | SWED A |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7a | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
7b | | Receive Auditor’s Report | | Mgmt | | | | | | |
| | | | | |
7c | | Receive President’s Report | | Mgmt | | | | | | |
| | | | | |
8 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Allocation of Income and Dividends of SEK 13.00 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
10a | | Approve Discharge of Goran Hedman | | Mgmt | | For | | For | | For |
| | | | | |
10b | | Approve Discharge of Pia Rudengren | | Mgmt | | For | | For | | For |
| | | | | |
10c | | Approve Discharge of Karl-Henrik Sundstrom | | Mgmt | | For | | For | | For |
| | | | | |
10d | | Approve Discharge of Lars Idermark | | Mgmt | | For | | For | | For |
| | | | | |
10e | | Approve Discharge of Bodil Eriksson | | Mgmt | | For | | For | | For |
| | | | | |
10f | | Approve Discharge of Ulrika Francke | | Mgmt | | For | | For | | For |
| | | | | |
10g | | Approve Discharge of Peter Norman | | Mgmt | | For | | For | | For |
| | | | | |
10h | | Approve Discharge of Siv Svensson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Swedbank AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10i | | Approve Discharge of Mats Granryd | | Mgmt | | For | | For | | For |
| | | | | |
10j | | Approve Discharge of Bo Johansson | | Mgmt | | For | | For | | For |
| | | | | |
10k | | Approve Discharge of Annika Poutiainen | | Mgmt | | For | | For | | For |
| | | | | |
10l | | Approve Discharge of Magnus Uggla | | Mgmt | | For | | For | | For |
| | | | | |
10m | | Approve Discharge of Birgitte Bonnesen | | Mgmt | | For | | For | | For |
| | | | | |
10n | | Approve Discharge of Camilla Linder | | Mgmt | | For | | For | | For |
| | | | | |
10o | | Approve Discharge of Roger Ljung | | Mgmt | | For | | For | | For |
| | | | | |
10p | | Approve Discharge of Ingrid Friberg | | Mgmt | | For | | For | | For |
| | | | | |
10q | | Approve Discharge of Henrik Joelsson | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Amend Articles of Association Re: Time Auditor is Elected for | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Determine Number of Directors (10) | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration of Directors in the Amount of SEK 2.54 Million for Chairman, SEK 850,000 for Vice Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14a | | Elect Anna Mossberg as New Director | | Mgmt | | For | | For | | For |
| | | | | |
14b | | Reelect Bodil Eriksson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14c | | Reelect Ulrika Francke as Director | | Mgmt | | For | | For | | For |
| | | | | |
14d | | Reelect Mats Granryd as Director | | Mgmt | | For | | For | | For |
| | | | | |
14e | | Reelect Lars Idermark as Director | | Mgmt | | For | | For | | For |
| | | | | |
14f | | Reelect Bo Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14g | | Reelect Peter Norman as Director | | Mgmt | | For | | For | | For |
| | | | | |
14h | | Reelect Annika Poutiainen as Director | | Mgmt | | For | | For | | For |
| | | | | |
14i | | Reelect Siv Svensson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14j | | Reelect Magnus Uggla as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Lars Idermark as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Ratify Deloitte as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Swedbank AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
18 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Repurchase Authorization for Trading in Own Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize General Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approve Issuance of Convertibles without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22a | | Approve Common Deferred Share Bonus Plan (Eken 2018) | | Mgmt | | For | | Refer | | For |
| | | | | |
22b | | Approve Deferred Share Bonus Plan for Key Employees (IP 2018) | | Mgmt | | For | | Refer | | For |
| | | | | |
22c | | Approve Equity Plan Financing to Participants of 2018 and Previous Programs | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposals Submitted by Goran Westman, Carl Axel Bruno and Joacim Sjoberg | | Mgmt | | | | | | |
| | | | | |
23 | | Implement Lean Concept | | SH | | None | | Refer | | Against |
| | | | | |
24 | | Instruct Board of Directors/CEO to Re-Introduce Bank Books | | SH | | None | | Refer | | Against |
| | | | | |
25 | | Instruct the Board of Directors to Revise the Dividend Policy | | SH | | None | | Refer | | Against |
| | | | | |
26 | | Close Meeting | | Mgmt | | | | | | |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Court | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 02/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James V. Diller | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lewis C. Eggebrecht | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kenneth Y. Hao | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald Macleod | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares With or Without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Schlumberger Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter L.S. Currie | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director V. Maureen Kempston Darkes | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Paal Kibsgaard | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nikolay Kudryavtsev | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Helge Lund | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Schlumberger Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Michael E. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lubna S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Leo Rafael Reif | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Discuss Implementation of the Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Allocation of Income and Dividends of EUR of 1.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Airbus SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.4 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Victor Chu as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Jean-Pierre Clamadieu as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Rene Obermann as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Adobe Systems Incorporated
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/14/2018 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy L. Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edward W. Barnholt | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert K. Burgess | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank A. Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James E. Daley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Laura B. Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles M. Geschke | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Adobe Systems Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Daniel L. Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John E. Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
LVMH Moet Hennessy Louis Vuitton
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | France | | Primary Security ID: | | F58485115 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | MC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 5.00 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Reelect Antoine Arnault as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Nicolas Bazire as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Reelect Charles de Croisset as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Lord Powell of Bayswater as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Reelect Yves-Thibault de Silguy as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Compensation of Bernard Arnault, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Compensation of Antonio Belloni, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Remuneration Policy of Executive Corporate Officers | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
LVMH Moet Hennessy Louis Vuitton
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
14 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Amend Article 16 and 21 of Bylaws Re: Age Limit of Vice-CEO and Missions and Rights of Censors | | Mgmt | | For | | For | | For |
Ferrari NV
| | | | | | | | | | |
Meeting Date: | | 04/13/2018 | | Country: | | Netherlands | | Primary Security ID: | | N3167Y103 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | RACE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Director’s Board Report (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.b | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.c | | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | | Mgmt | | | | | | |
| | | | | |
2.d | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.e | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Dividends of EUR 0.71 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.g | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Reelect Sergio Marchionne as Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.b | | Reelect John Elkann as Non-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.c | | Reelect Piero Ferrari as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.d | | Relect Delphine Arnault as Non-Executive Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Ferrari NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.e | | Reelect Louis C. Camilleri as Non- Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.f | | Reelect Giuseppina Capaldo as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.g | | Reelect Eduardo H. Cue as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.h | | Reelect Sergio Duca as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.i | | Reelect Lapo Elkann as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.j | | Reelect Amedeo Felisa as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.k | | Reelect Maria Patrizia Grieco as Non-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.l | | Reelect Adam Keswick as Non-Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.m | | Reelect Elena Zambon as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Close Meeting | | Mgmt | | | | | | |
Adecco Group AG
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | Switzerland | | Primary Security ID: | | H00392318 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ADEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of CHF 2.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Remuneration of Directors in the Amount of CHF 4.7 Million | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Adecco Group AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 35 Million | | Mgmt | | For | | For | | For |
| | | | | |
5.1.1 | | Reelect Rolf Doerig as Director Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
5.1.2 | | Reelect Jean-Christophe Deslarzes as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.3 | | Reelect Ariane Gorin as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.4 | | Reelect Alexander Gut as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.5 | | Reelect Didier Lambouche as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.6 | | Reelect David Prince as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.7 | | Reelect Kathleen Taylor as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.8 | | Elect Regula Wallimann as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.2.1 | | Reappoint Jean-Christophe Deslarzes as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5.2.2 | | Reappoint Alexander Gut as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5.2.3 | | Reappoint Kathleen Taylor as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Designate Andreas Keller as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Ratify Ernst and Young AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Reduction in Share Capital Through Cancelation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
The Kraft Heinz Company
| | | | | | | | | | |
Meeting Date: | | 04/23/2018 | | Country: | | USA | | Primary Security ID: | | 500754106 |
Record Date: | | 02/22/2018 | | Meeting Type: | | Annual | | Ticker: | | KHC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gregory E. Abel | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alexandre Behring | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John T. Cahill | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Tracy Britt Cool | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
The Kraft Heinz Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Feroz Dewan | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeanne P. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jorge Paulo Lemann | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John C. Pope | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Marcel Herrmann Telles | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Alexandre Van Damme | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director George Zoghbi | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Assess Environmental Impact of Non-Recyclable Packaging | | SH | | Against | | Refer | | Against |
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 03/28/2018 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
4.a | | Discuss Remuneration Policy for Management Board | | Mgmt | | | | | | |
| | | | | |
4.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4.c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
4.d | | Approve Dividends of EUR 1.40 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
5.a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
5.b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Approve 200,000 Performance Shares for Board of Management | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Announce Intention to Appoint Directors to Management Board | | Mgmt | | | | | | |
| | | | | |
8.a | | Reelect J.M.C. (Hans) Stork to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Elect T.L. (Terri) Kelly to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Receive Retirement Schedule of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
9 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
10.a | | Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
10.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | | Mgmt | | For | | For | | For |
| | | | | |
10.c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
10.d | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Authorize Repurchase of up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
14 | | Close Meeting | | Mgmt | | | | | | |
British American Tobacco plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G1510J102 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | BATS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
British American Tobacco plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Richard Burrows as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Nicandro Durante as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Sue Farr as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Marion Helmes as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Savio Kwan as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Dimitri Panayotopoulos as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Kieran Poynter as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Ben Stevens as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Luc Jobin as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Holly Koeppel as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Lionel Nowell, III as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
HCA Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 40412C101 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | HCA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director R. Milton Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert J. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nancy-Ann DeParle | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
HCA Healthcare, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director William R. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ann H. Lamont | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Geoffrey G. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne J. Riley | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John W. Rowe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Incyte Corporation
| | | | | | | | | | |
Meeting Date: | | 05/01/2018 | | Country: | | USA | | Primary Security ID: | | 45337C102 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | INCY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Julian C. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Paul A. Brooke | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Paul J. Clancy | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wendy L. Dixon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jacqualyn A. Fouse | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul A. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Herve Hoppenot | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 38141G104 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | GS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd C. Blankfein | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark A. Flaherty | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William W. George | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James A. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adebayo O. Ogunlesi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter Oppenheimer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David A. Viniar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark O. Winkelman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Galaxy Entertainment Group Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | Hong Kong | | Primary Security ID: | | Y2679D118 |
Record Date: | | 04/26/2018 | | Meeting Type: | | Annual | | Ticker: | | 27 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Francis Lui Yiu Tung as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Galaxy Entertainment Group Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.2 | | Elect Patrick Wong Lung Tak as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Refer | | Against |
| | | | | |
4.3 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Refer | | Against |
Koninklijke Philips NV
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | PHIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | President’s Speech | | Mgmt | | | | | | |
| | | | | |
2.a | | Discuss Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.b | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.c | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.d | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Dividends of EUR 0.80 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
2.g | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Reelect Orit Gadiesh to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
3.b | | Elect Paul Stoffels to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Koninklijke Philips NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
Seven Generations Energy Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | Canada | | Primary Security ID: | | 81783Q105 |
Record Date: | | 03/13/2018 | | Meeting Type: | | Annual | | Ticker: | | VII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Fix Number of Directors at Eleven | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Director Kent Jespersen | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Marty Proctor | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Kevin Brown | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Avik Dey | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Harvey Doerr | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Paul Hand | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Dale Hohm | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Bill McAdam | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kaush Rakhit | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Jackie Sheppard | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Jeff van Steenbergen | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Marriott International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/04/2018 | | Country: | | USA | | Primary Security ID: | | 571903202 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | MAR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director J.W. Marriott, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mary K. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce W. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deborah Marriott Harrison | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Frederick A. ‘Fritz’ Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Eric Hippeau | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Lawrence W. Kellner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Debra L. Lee | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Aylwin B. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director George Munoz | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Steven S. Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director W. Mitt Romney | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Bylaws — Call Special Meetings | | SH | | Against | | For | | For |
| | | | | |
6 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Alexion Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 015351109 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | ALXN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Felix J. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David R. Brennan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Alexion Pharmaceuticals, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Christopher J. Coughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deborah Dunsire | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Paul Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ludwig N. Hantson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John T. Mollen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Francois Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Judith Reinsdorf | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Andreas Rummelt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Alex J. Pollock | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
CME Group Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1l | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Halliburton Company
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James R. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nance K. Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jose C. Grubisich | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David J. Lesar | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Debra L. Reed | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Tencent Holdings Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | Cayman Islands | | Primary Security ID: | | G87572163 |
Record Date: | | 05/10/2018 | | Meeting Type: | | Annual | | Ticker: | | 700 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Li Dong Sheng as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3b | | Elect Iain Ferguson Bruce as Director | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Refer | | Against |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Prudential plc
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G72899100 |
Record Date: | | 05/15/2018 | | Meeting Type: | | Annual | | Ticker: | | PRU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Mark Fitzpatrick as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect James Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Thomas Watjen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Sir Howard Davies as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect John Foley as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect David Law as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Prudential plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Re-elect Paul Manduca as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Kaikhushru Nargolwala as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nicolaos Nicandrou as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Anthony Nightingale as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Philip Remnant as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Anne Richards as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Alice Schroeder as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Barry Stowe as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Lord Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Michael Wells as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Armando Codina | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mark Vadon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
7 | | Clawback of Incentive Payments | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Fresenius SE & Co KGaA
| | | | | | | | | | |
Meeting Date: | | 05/18/2018 | | Country: | | Germany | | Primary Security ID: | | D27348263 |
Record Date: | | 04/26/2018 | | Meeting Type: | | Annual | | Ticker: | | FRE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.75 per Share | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Approve Discharge of Personally Liable Partner for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration System for Management | | Mgmt | | For | | For | | For |
| | | | | |
| | Board Members of the Personally Liable Partner | | | | | | | | |
| | | | | |
7 | | Approve Creation of EUR 125 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Issuance of Warrants/Bonds with | | Mgmt | | For | | For | | For |
| | Warrants Attached/Convertible Bonds without | | | | | | | | |
| | Preemptive Rights up to Aggregate Nominal | | | | | | | | |
| | Amount of EUR 2.5 Billion; Approve Creation of | | | | | | | | |
| | EUR 49 Million Pool of Capital to Guarantee | | | | | | | | |
| | Conversion Rights | | | | | | | | |
| | | | | |
9 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | Refer | | For |
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 04/03/2018 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wences Casares | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
PayPal Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Amend Board Governance Documents to Define Human Rights Responsibilities | | SH | | Against | | Refer | | Against |
Ping An Insurance (Group) Co. of China, Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | China | | Primary Security ID: | | Y69790106 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual | | Ticker: | | 2318 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2017 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2017 Report of the Supervisory Committee | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2017 Annual Report and its Summary | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2017 Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Ping An Insurance (Group) Co. of China, Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Approve 2017 Profit Distribution Plan and | | Mgmt | | For | | For | | For |
| | Distribution of Final Dividends | | | | | | | | |
| | | | | |
6 | | Approve PricewaterhouseCoopers Zhong Tian | | Mgmt | | For | | For | | For |
| | LLP as PRC Auditor and | | | | | | | | |
| | PricewaterhouseCoopers as International | | | | | | | | |
| | Auditor and Authorize Board to Fix Their | | | | | | | | |
| | Remuneration | | | | | | | | |
| | | | | |
| | APPROVE RESOLUTIONS REGARDING THE | | Mgmt | | | | | | |
| | ELECTION NO OF DIRECTORS FOR THE 11TH | | | | | | | | |
| | SESSION OF THE BOARD | | | | | | | | |
| | | | | |
7.01 | | Elect Ma Mingzhe as Director | | Mgmt | | For | | For | | Against |
| | | | | |
7.02 | | Elect Sun Jianyi as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.03 | | Elect Ren Huichuan as Director | | Mgmt | | For | | For | | Against |
| | | | | |
7.04 | | Elect Yao Jason Bo as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.05 | | Elect Lee Yuansiong as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.06 | | Elect Cai Fangfang as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.07 | | Elect Soopakij Chearavanont as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7.08 | | Elect Yang Xiaoping as Director | | Mgmt | | For | | For | | Against |
| | | | | |
7.09 | | Elect Wang Yongjian as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.10 | | Elect Liu Chong as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.11 | | Elect Yip Dicky Peter as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.12 | | Elect Wong Oscar Sai Hung as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.13 | | Elect Sun Dongdong as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.14 | | Elect Ge Ming as Director | | Mgmt | | For | | For | | For |
| | | | | |
7.15 | | Elect Ouyang Hui as Director | | Mgmt | | For | | For | | For |
| | | | | |
| | APPROVE RESOLUTIONS REGARDING THE | | Mgmt | | | | | | |
| | ELECTION OF NON-EMPLOYEE | | | | | | | | |
| | REPRESENTATIVE SUPERVISORS FOR THE 9TH SESSION OF THE SUPERVISORY COMMITTEE | | | | | | | | |
| | | | | |
8.01 | | Elect Gu Liji as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
8.02 | | Elect Huang Baokui as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
8.03 | | Elect Zhang Wangjin as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve 30th Anniversary Special Dividend | | SH | | For | | Refer | | For |
| | | | | |
11 | | Approve Shanghai Jahwa Equity Incentive Scheme | | SH | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Thermo Fisher Scientific Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 883556102 |
Record Date: | | 03/28/2018 | | Meeting Type: | | Annual | | Ticker: | | TMO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Marc N. Casper | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Nelson J. Chai | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director C. Martin Harris | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Tyler Jacks | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judy C. Lewent | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jim P. Manzi | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lars R. Sorensen | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott M. Sperling | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Elaine S. Ullian | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dion J. Weisler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Arista Networks, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/29/2018 | | Country: | | USA | | Primary Security ID: | | 040413106 |
Record Date: | | 04/04/2018 | | Meeting Type: | | Annual | | Ticker: | | ANET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andreas Bechtolsheim | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Jayshree Ullal | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tom A. Alberg | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Policy on Board Diversity *Withdrawn Resolution* | | SH | | | | | | |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Erskine B. Bowles | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan D. Desmond-Hellmann | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Reed Hastings | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Jan Koum - Withdrawn Resolution | | Mgmt | | | | | | |
| | | | | |
1.7 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director Peter A. Thiel | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
4 | | Establish Board Committee on Risk Management | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Major Global Content Management Controversies (Fake News) | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Responsible Tax Principles | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Lowe’s Companies, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | USA | | Primary Security ID: | | 548661107 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LOW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Raul Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David H. Batchelder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laurie Z. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard W. Dreiling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James H. Morgan | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Bertram L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Lisa W. Wardell | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Eric C. Wiseman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Total SA
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | FP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.48 per Share | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Total SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve Stock Dividend Program (Cash or New Shares) | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Patrick Pouyanne as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Patrick Artus as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Anne-Marie Idrac as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Agreements with Patrick Pouyanne | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals Submitted by UES Amont Total Workers’ Council | | Mgmt | | | | | | |
| | | | | |
20 | | Amend Article 11 of Bylaws to Comply with Legal Changes Re: Employee Representatives | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/04/2018 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Kenneth I. Shine | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Cognizant Technology Solutions Corporation
| | | | | | | | | | |
Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 192446102 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | CTSH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Zein Abdalla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Betsy S. Atkins | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Maureen Breakiron-Evans | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jonathan Chadwick | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John M. Dineen | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Francisco D’Souza | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Cognizant Technology Solutions Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director John N. Fox, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John E. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leo S. Mackay, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael Patsalos-Fox | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Joseph M. Velli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Eliminate Supermajority Vote Requirement to Amend the By-laws | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Eliminate Supermajority Vote Requirement to Remove a Director | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Recruit Holdings Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/19/2018 | | Country: | | Japan | | Primary Security ID: | | J6433A101 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 6098 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Minegishi, Masumi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ikeuchi, Shogo | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sagawa, Keiichi | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Rony Kahan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Izumiya, Naoki | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Totoki, Hiroki | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Recruit Holdings Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.1 | | Appoint Statutory Auditor Fujiwara, Akihito | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2 | | Appoint Alternate Statutory Auditor Shinkawa, Asa | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Trust-Type Equity Compensation Plan | | Mgmt | | For | | Refer | | For |
Subaru Corp
| | | | | | | | | | |
Meeting Date: | | 06/22/2018 | | Country: | | Japan | | Primary Security ID: | | J7676H100 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 7270 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 72 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | | Mgmt | | For | | Refer | | For |
| | | | | |
3.1 | | Elect Director Yoshinaga, Yasuyuki | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.2 | | Elect Director Nakamura, Tomomi | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Okawara, Masaki | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Okada, Toshiaki | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Kato, Yoichi | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Onuki, Tetsuo | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Komamura, Yoshinori | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Aoyama, Shigehiro | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appoint Alternate Statutory Auditor Tamazawa, Kenji | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Gree Electric Appliances Inc of Zhuhai
| | | | | | | | | | |
Meeting Date: | | 06/25/2018 | | Country: | | China | | Primary Security ID: | | Y2882R102 |
Record Date: | | 06/15/2018 | | Meeting Type: | | Annual | | Ticker: | | 000651 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Annual Report and Summary | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Internal Control Self-Evaluation Report | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Appointment of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve 2018 Daily Related Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve 2018 Development of Foreign Exchange Trading Business | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Use of Own Idle Funds for Investment in Financial Products | | Mgmt | | For | | Refer | | Against |
| | | | | |
12 | | Approve 2018 Adjustment of Daily Related Party Transactions of Shanghai Haili (Group) Co., Ltd. | | Mgmt | | For | | Refer | | For |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/27/2018 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Silvio Barzi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David R. Carlucci | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Mastercard Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Nancy Karch | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Start Today Co Ltd
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | Japan | | Primary Security ID: | | J7665M102 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 3092 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles to Change Company Name | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Daikin Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/28/2018 | | Country: | | Japan | | Primary Security ID: | | J10038115 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 6367 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Inoue, Noriyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Togawa, Masanori | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Terada, Chiyono | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Kawada, Tatsuo | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Makino, Akiji | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Tayano, Ken | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Minaka, Masatsugu | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Tomita, Jiro | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Fang Yuan | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Kanwal Jeet Jawa | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Alternate Statutory Auditor Ono, Ichiro | | Mgmt | | For | | Refer | | For |
Isuzu Motors Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/28/2018 | | Country: | | Japan | | Primary Security ID: | | J24994113 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 7202 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Hosoi, Susumu | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Nakagawa, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Kawahara, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Maekawa, Hiroyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Sugimoto, Shigeji | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Minami, Shinsuke | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Shibata, Mitsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Fujimori, Masayuki | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
China Construction Bank Corporation
| | | | | | | | | | |
Meeting Date: | | 06/29/2018 | | Country: | | China | | Primary Security ID: | | Y1397N101 |
Record Date: | | 05/29/2018 | | Meeting Type: | | Annual | | Ticker: | | 939 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
| | ORDINARY RESOLUTIONS | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2017 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2017 Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2017 Final Financial Accounts | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2017 Profit Distribution Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Budget of 2018 Fixed Assets Investment | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Distribution and Settlement Plan for Directors in 2016 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Elect Wang Zuji as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Pang Xiusheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Zhang Gengsheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Li Jun as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Anita Fung Yuen Mei as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Carl Walter as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Kenneth Patrick Chung as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Wu Jianhang as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Elect Fang Qiuyue as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Capital Plan for 2018 to 2020 | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
| | SPECIAL RESOLUTION | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Amendments to the Authorization to the Board of Directors by the Shareholders’ General Meeting on External Donations | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
HDFC Bank Limited
| | | | | | | | | | |
Meeting Date: | | 06/29/2018 | | Country: | | India | | Primary Security ID: | | Y3119P174 |
Record Date: | | 06/22/2018 | | Meeting Type: | | Annual | | Ticker: | | HDFCBANK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Keki Mistry as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve S. R. Batliboi & Co., LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Related Party Transactions with Housing Development Finance Corporation Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Related Party Transactions with HDB Financial Services Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Issuance of Bonds/Non-Convertible Debentures on Private Placement Basis | | Mgmt | | For | | Refer | | For |
IVY VIP GOVERNMENT MONEY MARKET
Proxy Voting Record
There was no proxy voting for Ivy VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/09/2017 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Vivek Paul | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Denise F. Warren | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | None | | Three Years | | Three Years |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Microchip Technology Incorporated
| | | | | | | | | | |
Meeting Date: | | 08/22/2017 | | Country: | | USA | | Primary Security ID: | | 595017104 |
Record Date: | | 06/28/2017 | | Meeting Type: | | Annual | | Ticker: | | MCHP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director L.B. Day | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Esther L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Microchip Technology Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/22/2017 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 08/25/2017 | | Meeting Type: | | Special | | Ticker: | | ISRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Increase Authorized Common Stock and Effect Stock Split | | Mgmt | | For | | For | | For |
Parker-Hannifin Corporation
| | | | | | | | | | |
Meeting Date: | | 10/25/2017 | | Country: | | USA | | Primary Security ID: | | 701094104 |
Record Date: | | 08/31/2017 | | Meeting Type: | | Annual | | Ticker: | | PH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lee C. Banks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert G. Bohn | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Linda S. Harty | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert J. Kohlhepp | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kevin A. Lobo | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Klaus-Peter Muller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Candy M. Obourn | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Joseph Scaminace | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Wolfgang R. Schmitt | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ake Svensson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James R. Verrier | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Parker-Hannifin Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.12 | | Elect Director James L. Wainscott | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Thomas L. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Lam Research Corporation
| | | | | | | | | | |
Meeting Date: | | 11/08/2017 | | Country: | | USA | | Primary Security ID: | | 512807108 |
Record Date: | | 09/11/2017 | | Meeting Type: | | Annual | | Ticker: | | LRCX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Martin B. Anstice | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eric K. Brandt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael R. Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Youssef A. El-Mansy | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Christine A. Heckart | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Young Bum (YB) Koh | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Stephen G. Newberry | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Abhijit Y. Talwalkar | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Lih Shyng (Rick L.) Tsai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adopt Policy to Annually Disclose EEO-1 Data | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/29/2017 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Visa Inc.
| | | | | | | | | | |
Meeting Date: | | 01/30/2018 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 12/01/2017 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary A. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John A.C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Rockwell Automation, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/06/2018 | | Country: | | USA | | Primary Security ID: | | 773903109 |
Record Date: | | 12/11/2017 | | Meeting Type: | | Annual | | Ticker: | | ROK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
A1 | | Elect Director Betty C. Alewine | | Mgmt | | For | | For | | For |
| | | | | |
A2 | | Elect Director J. Phillip Holloman | | Mgmt | | For | | For | | For |
| | | | | |
A3 | | Elect Director Lawrence D. Kingsley | | Mgmt | | For | | For | | For |
| | | | | |
A4 | | Elect Director Lisa A. Payne | | Mgmt | | For | | For | | For |
| | | | | |
B | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
C | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
FleetCor Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/07/2018 | | Country: | | USA | | Primary Security ID: | | 339041105 |
Record Date: | | 12/28/2017 | | Meeting Type: | | Special | | Ticker: | | FLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/13/2018 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/15/2017 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Establish Human Rights Committee | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Applied Materials, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/08/2018 | | Country: | | USA | | Primary Security ID: | | 038222105 |
Record Date: | | 01/10/2018 | | Meeting Type: | | Annual | | Ticker: | | AMAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Judy Bruner | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Xun (Eric) Chen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Aart J. de Geus | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary E. Dickerson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen R. Forrest | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Iannotti | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Alexander A. Karsner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adrianna C. Ma | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott A. McGregor | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt Policy to Annually Disclose EEO-1 Data | | SH | | Against | | Against | | Against |
Adobe Systems Incorporated
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/14/2018 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy L. Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edward W. Barnholt | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert K. Burgess | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank A. Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James E. Daley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Laura B. Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles M. Geschke | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Adobe Systems Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel L. Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John E. Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Ferrari NV
| | | | | | | | | | |
Meeting Date: | | 04/13/2018 | | Country: | | Netherlands | | Primary Security ID: | | N3167Y103 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | RACE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Director’s Board Report (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.b | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.c | | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | | Mgmt | | | | | | |
| | | | | |
2.d | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.e | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Dividends of EUR 0.71 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.g | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Reelect Sergio Marchionne as Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.b | | Reelect John Elkann as Non-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.c | | Reelect Piero Ferrari as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.d | | Relect Delphine Arnault as Non-Executive Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Ferrari NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.e | | Reelect Louis C. Camilleri as Non- Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.f | | Reelect Giuseppina Capaldo as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.g | | Reelect Eduardo H. Cue as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.h | | Reelect Sergio Duca as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.i | | Reelect Lapo Elkann as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.j | | Reelect Amedeo Felisa as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.k | | Reelect Maria Patrizia Grieco as Non-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.l | | Reelect Adam Keswick as Non-Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.m | | Reelect Elena Zambon as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Close Meeting | | Mgmt | | | | | | |
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | ISRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig H. Barratt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael A. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gary S. Guthart | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Keith R. Leonard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Alan J. Levy | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jami Dover Nachtsheim | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Intuitive Surgical, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Mark J. Rubash | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lonnie M. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
J.B. Hunt Transport Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 445658107 |
Record Date: | | 02/13/2018 | | Meeting Type: | | Annual | | Ticker: | | JBHT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas G. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Francesca M. Edwardson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Wayne Garrison | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sharilyn S. Gasaway | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary C. George | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director J. Bryan Hunt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Coleman H. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Directors John N. Roberts, III | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James L. Robo | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kirk Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Adopt and Report on Science-Based GHG Emissions Reduction Targets | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Stanley Black & Decker, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 854502101 |
Record Date: | | 02/16/2018 | | Meeting Type: | | Annual | | Ticker: | | SWK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andrea J. Ayers | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director George W. Buckley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Patrick D. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Carlos M. Cardoso | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert B. Coutts | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Debra A. Crew | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Michael D. Hankin | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James M. Loree | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Marianne M. Parrs | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Robert L. Ryan | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James H. Scholefield | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael L. Corbat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Citigroup Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Franz B. Humer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Eugene M. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael E. O’Neill | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Anthony M. Santomero | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Ernesto Zedillo Ponce De Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adopt Human and Indigenous People’s Rights Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Amend Bylaws — Call Special Meetings | | SH | | Against | | For | | For |
Lockheed Martin Corporation
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 539830109 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel F. Akerson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nolan D. Archibald | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Lockheed Martin Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director David B. Burritt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Bruce A. Carlson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas J. Falk | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ilene S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jeh C. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Joseph W. Ralston | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Bristol-Myers Squibb Company
| | | | | | | | | | |
Meeting Date: | | 05/01/2018 | | Country: | | USA | | Primary Security ID: | | 110122108 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | BMY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Peter J. Arduini | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Jose Baselga | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Robert J. Bertolini | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Giovanni Caforio | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Matthew W. Emmens | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Michael Grobstein | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Alan J. Lacy | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Dinesh C. Paliwal | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Theodore R. Samuels | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Bristol-Myers Squibb Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1J | | Elect Director Gerald L. Storch | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Vicki L. Sato | | Mgmt | | For | | For | | For |
| | | | | |
1L | | Elect Director Karen H. Vousden | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
S&P Global Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2018 | | Country: | | USA | | Primary Security ID: | | 78409V104 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | SPGI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Marco Alvera | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William D. Green | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Charles E. Haldeman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stephanie C. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Rebecca Jacoby | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Monique F. Leroux | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maria R. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Douglas L. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Michael Rake | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kurt L. Schmoke | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Richard E. Thornburgh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Alexion Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 015351109 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | ALXN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Felix J. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David R. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher J. Coughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deborah Dunsire | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Paul Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ludwig N. Hantson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John T. Mollen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Francois Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Judith Reinsdorf | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Andreas Rummelt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
Danaher Corporation
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 235851102 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | DHR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Donald J. Ehrlich | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Director Linda Hefner Filler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas P. Joyce, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri List-Stoll | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.5 | | Elect Director Walter G. Lohr, Jr. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Danaher Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Mitchell P. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steven M. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John T. Schwieters | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.9 | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Raymond C. Stevens | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Elias A. Zerhouni | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Alex J. Pollock | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
CME Group Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1n | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Harold Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Sergio Marchionne | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
The Charles Schwab Corporation
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 808513105 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | SCHW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Walter W. Bettinger, II | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Joan T. Dea | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher V. Dodds | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Mark A. Goldfarb | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles A. Ruffel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
The Charles Schwab Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Proxy Access Right | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Prepare Employment Diversity Report | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/21/2018 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sanjay Khosla | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willie M. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Linda Rhodes | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William C. Steere, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Halliburton Company
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James R. Boyd | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Halliburton Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nance K. Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jose C. Grubisich | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David J. Lesar | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Debra L. Reed | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 666807102 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | NOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marianne C. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Bruce S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary Roughead | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Mark A. Welsh, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Northrop Grumman Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Armando Codina | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mark Vadon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
7 | | Clawback of Incentive Payments | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Vertex Pharmaceuticals Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 92532F100 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | VRTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sangeeta N. Bhatia | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeffrey M. Leiden | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce I. Sachs | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on Drug Pricing Increases | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
American Tower Corporation
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 03027X100 |
Record Date: | | 03/28/2018 | | Meeting Type: | | Annual | | Ticker: | | AMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gustavo Lara Cantu | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Raymond P. Dolan | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert D. Hormats | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Grace D. Lieblein | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Craig Macnab | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
American Tower Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director JoAnn A. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Pamela D.A. Reeve | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David E. Sharbutt | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Samme L. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 04/03/2018 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wences Casares | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
PayPal Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Amend Board Governance Documents to Define Human Rights Responsibilities | | SH | | Against | | Refer | | Against |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tom A. Alberg | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Policy on Board Diversity *Withdrawn Resolution* | | SH | | | | | | |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Erskine B. Bowles | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan D. Desmond-Hellmann | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Reed Hastings | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Jan Koum — Withdrawn Resolution | | Mgmt | | | | | | |
| | | | | |
1.7 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director Peter A. Thiel | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
4 | | Establish Board Committee on Risk Management | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Major Global Content Management Controversies (Fake News) | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Responsible Tax Principles | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/04/2018 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Kenneth I. Shine | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric E. Schmidt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Diane B. Greene | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Ann Mather | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.11 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Adopt Simple Majority Vote | | SH | | Against | | For | | Against |
| | | | | |
8 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Adopt a Policy on Board Diversity | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Major Global Content Management Controversies | | SH | | Against | | Refer | | Against |
FleetCor Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 339041105 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | FLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark A. Johnson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Hala G. Moddelmog | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffrey S. Sloan | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Declassify the Board of Directors | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Booking Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 09857L108 |
Record Date: | | 04/12/2018 | | Meeting Type: | | Annual | | Ticker: | | BKNG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Timothy M. Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffrey E. Epstein | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Glenn D. Fogel | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mirian Graddick-Weir | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | DElect irector James M. Guyette | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert J. Mylod, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Nancy B. Peretsman | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Nicholas J. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas E. Rothman | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Craig W. Rydin | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Lynn M. Vojvodich | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Monster Beverage Corporation
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 61174X109 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | MNST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rodney C. Sacks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hilton H. Schlosberg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark J. Hall | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Norman C. Epstein | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Monster Beverage Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Gary P. Fayard | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Benjamin M. Polk | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Sydney Selati | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Harold C. Taber, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Kathy N. Waller | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Mark S. Vidergauz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Trafficking and Forced Labor in Supply Chains | | SH | | Against | | Against | | Against |
Comcast Corporation
| | | | | | | | | | |
Meeting Date: | | 06/11/2018 | | Country: | | USA | | Primary Security ID: | | 20030N101 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | CMCSA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Madeline S. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sheldon M. Bonovitz | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey A. Honickman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maritza G. Montiel | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Asuka Nakahara | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David C. Novak | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian L. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
salesforce.com, inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 79466L302 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | CRM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Marc Benioff | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Keith Block | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Craig Conway | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alan Hassenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Neelie Kroes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Colin Powell | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sanford Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John V. Roos | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Bernard Tyson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robin Washington | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Maynard Webb | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Susan Wojcicki | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Right to Call Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
| | | | | |
7 | | Adopt Guidelines for Country Selection | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Caterpillar Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 149123101 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | CAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kelly A. Ayotte | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Daniel M. Dickinson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Juan Gallardo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dennis A. Muilenburg | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William A. Osborn | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Debra L. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Miles D. White | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
5 | | Amend Compensation Clawback Policy | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Director Nominee with Human Rights Experience | | SH | | Against | | Refer | | Against |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/27/2018 | | Meeting Type: | | Annual | | Ticker: | | MA |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Silvio Barzi | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Mastercard Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director David R. Carlucci | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Nancy Karch | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP HIGH INCOME
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
Altice NV
| | | | | | | | | | |
Meeting Date: | | 05/18/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0R25F103 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual | | Ticker: | | ATC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.b | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Discuss Remuneration Policy for Management Board Members | | Mgmt | | | | | | |
| | | | | |
3 | | Adopt Annual Accounts for Financial Year 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Executive Board Members | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Non-Executive Board Members | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Separation of the U.S. Business from the Company Through Special Dividend | | Mgmt | | For | | Refer | | For |
| | | | | |
7.a | | Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 1 | | Mgmt | | For | | For | | For |
| | | | | |
7.b | | Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 2 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Patrick Drahi as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
9.a | | Approve Executive Annual Cash Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
9.b | | Approve Remuneration of Patrick Drahi | | Mgmt | | For | | For | | For |
| | | | | |
9.c | | Amend Remuneration of Dexter Goei | | Mgmt | | For | | For | | For |
| | | | | |
9.d | | Amend Remuneration of Dennis Okhuijsen | | Mgmt | | For | | For | | For |
| | | | | |
9.e | | Approve Stock Option Plan | | Mgmt | | For | | For | | For |
| | | | | |
9.f | | Approve Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Remuneration of Michel Combes | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Proposal to Cancel Shares the Company Holds in its Own Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
14 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
Laureate Education Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 518613203 |
Record Date: | | 03/28/2018 | | Meeting Type: | | Annual | | Ticker: | | LAUR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas L. Becker | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Brian F. Carroll | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Andrew B. Cohen | | Mgmt | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director William L. Cornog | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Pedro del Corro | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Michael J. Durham | | Mgmt | | For | | Refer | | For |
| | | | | |
1.7 | | Elect Director Kenneth W. Freeman | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director George Munoz | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director Judith Rodin | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director Eilif Serck-Hanssen | | Mgmt | | For | | Refer | | For |
| | | | | |
1.11 | | Elect Director Ian K. Snow | | Mgmt | | For | | Refer | | For |
| | | | | |
1.12 | | Elect Director Steven M. Taslitz | | Mgmt | | For | | Refer | | For |
| | | | | |
1.13 | | Elect Director Quentin Van Doosselaere | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
Midstates Petroleum Company, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | USA | | Primary Security ID: | | 59804T407 |
Record Date: | | 04/30/2018 | | Meeting Type: | | Annual | | Ticker: | | MPO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David J. Sambrooks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alan J. Carr | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Frederic F. Brace | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Patrice D. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Neal P. Goldman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Michael S. Reddin | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Todd R. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Bruce H. Vincent | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Altice NV
| | | | | | | | | | |
Meeting Date: | | 06/11/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0R25F103 |
Record Date: | | 05/14/2018 | | Meeting Type: | | Special | | Ticker: | | ATC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Discuss Treatment of Stock Options in Relation to the Separation of the U.S. Business from the Company | | Mgmt | | | | | | |
| | | | | |
2.b | | Amend Remuneration of Patrick Drahi | | Mgmt | | For | | For | | For |
| | | | | |
2.c | | Amend Remuneration of Dexter Goei | | Mgmt | | For | | For | | For |
| | | | | |
2.d | | Amend Remuneration of Dennis Okhuijsen | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Remuneration of Michel Combes | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
IVY VIP INTERNATIONAL CORE EQUITY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Babcock International Group plc
| | | | | | | | | | |
Meeting Date: | | 07/13/2017 | | Country: | | United Kingdom | | Primary Security ID: | | G0689Q152 |
Record Date: | | 07/11/2017 | | Meeting Type: | | Annual | | Ticker: | | BAB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Mike Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Bill Tame as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Archie Bethel as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect John Davies as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Franco Martinelli as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Sir David Omand as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Ian Duncan as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Anna Stewart as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Jeff Randall as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Myles Lee as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Victoire de Margerie as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
TEVA- PHARMACEUTICAL INDUSTRIES LTD
| | | | | | | | | | |
Meeting Date: | | 07/13/2017 | | Country: | | Israel | | Primary Security ID: | | 881624209 |
Record Date: | | 06/13/2017 | | Meeting Type: | | Annual | | Ticker: | | TEVA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1a | | Elect Sol J. Barer as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Roberto Mignone as Director Until 2019 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Perry D. Nisen as Director Until 2019 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Compensation of Sol J. Barer, Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Employment Terms of Yitzhak Peterburg, Temporary CEO | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Compensation of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve an Amendment to the Equity Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Reduce Teva’s Registered Share Capital to NIS 249,434,338 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Appoint Kesselman & Kesselman as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
British American Tobacco plc
| | | | | | | | | | |
Meeting Date: | | 07/19/2017 | | Country: | | United Kingdom | | Primary Security ID: | | G1510J102 |
Record Date: | | 07/17/2017 | | Meeting Type: | | Special | | Ticker: | | BATS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Matters Relating to the Acquisition of the Remaining Common Stock of Reynolds American Inc. | | Mgmt | | For | | Refer | | For |
Axis Bank Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/26/2017 | | Country: | | India | | Primary Security ID: | | Y0487S137 |
Record Date: | | 07/19/2017 | | Meeting Type: | | Annual | | Ticker: | | 532215 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Usha Sangwan as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Reelect B. Babu Rao as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve S.R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration of Sanjiv Misra as Part-Time Non-Executive Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Revision in the Remuneration of Shikha Sharma as Managing Director and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Revision in the Remuneration of V. Srinivasan as Deputy Managing Director | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Retail Banking) | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (Corporate Centre) | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Issuance of Debt Securities on Private Placement Basis | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
James Hardie Industries plc
| | | | | | | | | | |
Meeting Date: | | 08/08/2017 | | Country: | | Ireland | | Primary Security ID: | | G4253H119 |
Record Date: | | 08/06/2017 | | Meeting Type: | | Annual | | Ticker: | | JHX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2017 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve the Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Steven Simms as Director | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Brian Anderson as Director | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Russell Chenu as Director | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Elect Rudolf van der Meer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize the Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve the Increase in NED Fee Pool | | Mgmt | | None | | Refer | | For |
| | | | | |
6 | | Approve the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries | | Mgmt | | For | | Refer | | For |
China Communications Construction Company Ltd.
| | | | | | | | | | |
Meeting Date: | | 09/26/2017 | | Country: | | China | | Primary Security ID: | | Y1R36J108 |
Record Date: | | 08/25/2017 | | Meeting Type: | | Special | | Ticker: | | 1800 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve the CCCC Equity Transfer Agreement and Related Transactions | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Alibaba Group Holding Limited
| | | | | | | | | | |
Meeting Date: | | 10/18/2017 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/18/2017 | | Meeting Type: | | Annual | | Ticker: | | BABA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Jack Yun Ma as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Masayoshi Son as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Walter Teh Ming Kwauk as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
China Communications Construction Company Ltd.
| | | | | | | | | | |
Meeting Date: | | 11/22/2017 | | Country: | | China | | Primary Security ID: | | Y1R36J108 |
Record Date: | | 10/23/2017 | | Meeting Type: | | Special | | Ticker: | | 1800 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
| | SPECIAL RESOLUTIONS | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Satisfaction of Conditions of Public Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
| | APPROVE RESOLUTIONS IN RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS | | Mgmt | | | | | | |
| | | | | |
2.1 | | Approve Type of Securities to be Issued in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Approve Size of Issuance in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Approve Par Value and Issue Price in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Approve Term in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Approve Interest Rate in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Approve Method and Timing of Interest Payment in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Approve Conversion Period in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
China Communications Construction Company Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.8 | | Approve Determination and Adjustment of the Conversion Price in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Approve Terms of Downward Adjustment to Conversion Price in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Approve Method for Determining the Number of Shares for Conversion in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Approve Entitlement to Dividend in the Year of Conversion in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Approve Terms of Redemption in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Approve Terms of Sale Back in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Approve Method of Issuance and Target Investors in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.15 | | Approve Subscription Arrangement for the Existing Shareholders in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.16 | | Approve A Share Convertible Bond Holders and A Share Convertible Bond Holders’ Meetings in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.17 | | Approve Use of Proceeds in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.18 | | Approve Rating in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.19 | | Approve Guarantee and Security in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.20 | | Approve Deposit Account for Proceeds Raised in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.21 | | Approve Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
2.22 | | Approve Authorizations in Relation to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Preliminary Plan of the A Share Convertible Bonds Issuance | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Feasibility Report on the Use of Proceeds Raised from the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
China Communications Construction Company Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Approve Dilution of Immediate Returns by the Issuance of A Share Convertible Bonds and the Remedial Measure to be Adopted | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Rules for A Share Convertible Bond Holders’ Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Board to Manage the Matters Relating to the Issuance of A Share Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Shareholders’ Return Plan for Three Years of 2017 to 2019 | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Report of Use from Previous Raised Proceeds | | SH | | For | | Refer | | For |
| | | | | |
10 | | Amend Articles of Association | | SH | | For | | Refer | | For |
| | | | | |
| | ORDINARY RESOLUTIONS | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited) | | Mgmt | | For | | For | | For |
| | | | | |
| | APPROVE RESOLUTIONS IN RELATION TO THE RE-ELECTION OR ELECTION OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS | | Mgmt | | | | | | |
| | | | | |
2.1 | | Elect Liu Qitao as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Chen Fenjian as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Fu Junyuan as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Chen Yun as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Liu Maoxun as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Qi Xiaofei as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Huang Long as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Zheng Changhong as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Ngai Wai Fung as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
| | APPROVE RESOLUTIONS IN RELATION TO THE RE-ELECTION OR ELECTION OF SUPERVISORS REPRESENTING SHAREHOLDERS OF THE SUPERVISORY COMMITTEE OF THE COMPANY | | Mgmt | | | | | | |
| | | | | |
3.1 | | Elect Li Sen as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Elect Wang Yongbin as Supervisor | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
China Communications Construction Company Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Authorize the Board to Consider and Decide the Provision of Performance Guarantee for the Overseas Subsidiaries of the Company to Perform and Implement Their Projects | | SH | | For | | Refer | | Against |
| | | | | |
5 | | Approve the Proposal on the Specific Self-Inspection Report on the Real Estate Business | | SH | | For | | Refer | | For |
| | | | | |
6 | | Approve the Proposal on the Undertaking on the Matters Relating to the Specific Self-Inspection of the Real Estate Business Issued by the Controlling Shareholders, Directors, Supervisors and Senior Management of the Company | | SH | | For | | Refer | | For |
Ferguson PLC
| | | | | | | | | | |
Meeting Date: | | 11/28/2017 | | Country: | | United Kingdom | | Primary Security ID: | | G3408R105 |
Record Date: | | 11/26/2017 | | Meeting Type: | | Annual | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Kevin Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Michael Powell as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Nadia Shouraboura as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Tessa Bamford as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect John Daly as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Gareth Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Pilar Lopez as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect John Martin as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Alan Murray as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Darren Shapland as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Jacqueline Simmonds as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Ferguson PLC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Westpac Banking Corporation
| | | | | | | | | | |
Meeting Date: | | 12/08/2017 | | Country: | | Australia | | Primary Security ID: | | Q97417101 |
Record Date: | | 12/06/2017 | | Meeting Type: | | Annual | | Ticker: | | WBC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Grant of Shares and Performance Rights to Brian Hartzer | | Mgmt | | For | | Refer | | For |
| | | | | |
4a | | Approve the First Buy-Back Scheme of Westpac Convertible Preference Shares | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Approve the Second Buy-Back Scheme of Westpac Convertible Preference Shares | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Elect Lindsay Maxsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Elect Peter Hawkins as Director | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Elect Alison Deans as Director | | Mgmt | | For | | For | | For |
| | | | | |
5d | | Elect Nerida Caesar as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Imperial Brands PLC
| | | | | | | | | | |
Meeting Date: | | 02/07/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G4720C107 |
Record Date: | | 02/05/2018 | | Meeting Type: | | Annual | | Ticker: | | IMB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Alison Cooper as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Therese Esperdy as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect David Haines as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Simon Langelier as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Matthew Phillips as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Steven Stanbrook as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Oliver Tant as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Mark Williamson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Karen Witts as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Malcolm Wyman as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Commitee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Swedbank AB
| | | | | | | | | | |
Meeting Date: | | 03/22/2018 | | Country: | | Sweden | | Primary Security ID: | | W94232100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | SWED A |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7a | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
7b | | Receive Auditor’s Report | | Mgmt | | | | | | |
| | | | | |
7c | | Receive President’s Report | | Mgmt | | | | | | |
| | | | | |
8 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Allocation of Income and Dividends of SEK 13.00 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
10a | | Approve Discharge of Goran Hedman | | Mgmt | | For | | For | | For |
| | | | | |
10b | | Approve Discharge of Pia Rudengren | | Mgmt | | For | | For | | For |
| | | | | |
10c | | Approve Discharge of Karl-Henrik Sundstrom | | Mgmt | | For | | For | | For |
| | | | | |
10d | | Approve Discharge of Lars Idermark | | Mgmt | | For | | For | | For |
| | | | | |
10e | | Approve Discharge of Bodil Eriksson | | Mgmt | | For | | For | | For |
| | | | | |
10f | | Approve Discharge of Ulrika Francke | | Mgmt | | For | | For | | For |
| | | | | |
10g | | Approve Discharge of Peter Norman | | Mgmt | | For | | For | | For |
| | | | | |
10h | | Approve Discharge of Siv Svensson | | Mgmt | | For | | For | | For |
| | | | | |
10i | | Approve Discharge of Mats Granryd | | Mgmt | | For | | For | | For |
| | | | | |
10j | | Approve Discharge of Bo Johansson | | Mgmt | | For | | For | | For |
| | | | | |
10k | | Approve Discharge of Annika Poutiainen | | Mgmt | | For | | For | | For |
| | | | | |
10l | | Approve Discharge of Magnus Uggla | | Mgmt | | For | | For | | For |
| | | | | |
10m | | Approve Discharge of Birgitte Bonnesen | | Mgmt | | For | | For | | For |
| | | | | |
10n | | Approve Discharge of Camilla Linder | | Mgmt | | For | | For | | For |
| | | | | |
10o | | Approve Discharge of Roger Ljung | | Mgmt | | For | | For | | For |
| | | | | |
10p | | Approve Discharge of Ingrid Friberg | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Swedbank AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10q | | Approve Discharge of Henrik Joelsson | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Amend Articles of Association Re: Time Auditor is Elected for | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Determine Number of Directors (10) | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration of Directors in the Amount of SEK 2.54 Million for Chairman, SEK 850,000 for Vice Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14a | | Elect Anna Mossberg as New Director | | Mgmt | | For | | For | | For |
| | | | | |
14b | | Reelect Bodil Eriksson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14c | | Reelect Ulrika Francke as Director | | Mgmt | | For | | For | | For |
| | | | | |
14d | | Reelect Mats Granryd as Director | | Mgmt | | For | | For | | For |
| | | | | |
14e | | Reelect Lars Idermark as Director | | Mgmt | | For | | For | | For |
| | | | | |
14f | | Reelect Bo Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14g | | Reelect Peter Norman as Director | | Mgmt | | For | | For | | For |
| | | | | |
14h | | Reelect Annika Poutiainen as Director | | Mgmt | | For | | For | | For |
| | | | | |
14i | | Reelect Siv Svensson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14j | | Reelect Magnus Uggla as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Lars Idermark as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Ratify Deloitte as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Repurchase Authorization for Trading in Own Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize General Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approve Issuance of Convertibles without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22a | | Approve Common Deferred Share Bonus Plan (Eken 2018) | | Mgmt | | For | | Refer | | For |
| | | | | |
22b | | Approve Deferred Share Bonus Plan for Key Employees (IP 2018) | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Swedbank AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
22c | | Approve Equity Plan Financing to Participants of 2018 and Previous Programs Shareholder Proposals Submitted by Goran Westman, Carl Axel Bruno and Joacim Sjoberg | | Mgmt Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Implement Lean Concept | | SH | | None | | Refer | | Against |
| | | | | |
24 | | Instruct Board of Directors/CEO to Re-Introduce Bank Books | | SH | | None | | Refer | | Against |
| | | | | |
25 | | Instruct the Board of Directors to Revise the Dividend Policy | | SH | | None | | Refer | | Against |
| | | | | |
26 | | Close Meeting | | Mgmt | | | | | | |
Samsung Electronics Co. Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | South Korea | | Primary Security ID: | | Y74718100 |
Record Date: | | 12/31/2017 | | Meeting Type: | | Annual | | Ticker: | | A005930 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2.1.1 | | Elect Kim Jeong-hun as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.1.2 | | Elect Kim Sun-uk as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.1.3 | | Elect Park Byung-gook as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.1 | | Elect Lee Sang-hoon as Inside Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.2.2 | | Elect Kim Ki-nam as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.3 | | Elect Kim Hyun-suk as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.4 | | Elect Koh Dong-jin as Inside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Kim Sun-uk as a Member of Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Amend Articles of Incorporation | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Discuss Implementation of the Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Allocation of Income and Dividends of EUR of 1.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Elect Victor Chu as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Elect Jean-Pierre Clamadieu as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Elect Rene Obermann as a Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Koninklijke Ahold Delhaize NV
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0074E105 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | AD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
5 | | Discuss Implementation of Remuneration Policy of the Management Board | | Mgmt | | | | | | |
| | | | | |
6 | | Adopt 2017 Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Dividends of EUR 0.63 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Wouter Kolk to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Rene Hooft Graafland to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13 | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Reduction in Share Capital by Cancellation of Shares Under Item 15 | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Rio Tinto plc
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G75754104 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | RIO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
5A | | Approve 2018 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
5B | | Approve the Potential Termination of Benefits Payable under the 2018 Equity Incentive Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Re-elect Megan Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect David Constable as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Simon Henry as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Jean-Sebastien Jacques as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Sam Laidlaw as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Michael L’Estrange as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Chris Lynch as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Simon Thompson as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
| | Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only | | Mgmt | | | | | | |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Rio Tinto plc
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G75754104 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | RIO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
5A | | Approve 2018 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
5B | | Approve the Potential Termination of Benefits Payable under the 2018 Equity Incentive Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Re-elect Megan Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect David Constable as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Simon Henry as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Jean-Sebastien Jacques as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Sam Laidlaw as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Michael L’Estrange as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Chris Lynch as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Simon Thompson as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Rio Tinto plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
| | Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only | | Mgmt | | | | | | |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
LVMH Moet Hennessy Louis Vuitton
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | France | | Primary Security ID: | | F58485115 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | MC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 5.00 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Reelect Antoine Arnault as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Nicolas Bazire as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Reelect Charles de Croisset as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Lord Powell of Bayswater as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Reelect Yves-Thibault de Silguy as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
LVMH Moet Hennessy Louis Vuitton
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10 | | Approve Compensation of Bernard Arnault, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Compensation of Antonio Belloni, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Remuneration Policy of Executive Corporate Officers | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
14 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Amend Article 16 and 21 of Bylaws Re: Age Limit of Vice-CEO and Missions and Rights of Censors | | Mgmt | | For | | For | | For |
Nestle SA
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | Switzerland | | Primary Security ID: | | H57312649 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NESN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.35 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.1.a | | Reelect Paul Bulcke as Director and Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
4.1.b | | Reelect Ulf Schneider as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.c | | Reelect Henri de Castries as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.d | | Reelect Beat Hess as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.e | | Reelect Renato Fassbind as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.f | | Reelect Jean-Pierre Roth as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.1.g | | Reelect Ann Veneman as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.h | | Reelect Eva Cheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.i | | Reelect Ruth Oniang’o as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.j | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1.k | | Reelect Ursula Burns as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.1 | | Elect Kasper Rorsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.2 | | Elect Pablo Isa as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.3 | | Elect Kimberly Ross as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.2 | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.3 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.4 | | Appoint Ursula Burns as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Designate Hartmann Dreyer as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve CHF 4.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
UniCredit SpA
| | | | | | | | | | |
Meeting Date: | | 04/12/2018 | | Country: | | Italy | | Primary Security ID: | | T9T23L642 |
Record Date: | | 04/03/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | UCG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Fix Number of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Appoint Directors (Slate Election) — Choose One of the Following Slates | | Mgmt | | | | | | |
| | | | | |
3.b.1 | | Slate Submitted by Management | | Mgmt | | For | | For | | For |
| | | | | |
3.b.2 | | Slate Submitted by Institutional Investors (Assogestioni) | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
4 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve 2018 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Regulations on General Meetings | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Authorize Board to Increase Capital to Service 2017 Group Incentive System and 2017-2019 LTI Plan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Authorize Board to Increase Capital to Service 2018 Group Incentive System | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
A | | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | | Mgmt | | None | | Refer | | Against |
Vinci
| | | | | | | | | | |
Meeting Date: | | 04/17/2018 | | Country: | | France | | Primary Security ID: | | F5879X108 |
Record Date: | | 04/12/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | DG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.45 per Share | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Vinci
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Reelect Xavier Huillard as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Reelect Yves-Thibault de Silguy as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Marie-Christine Lombard as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Qatar Holding LLC as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Rene Medori as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Additional Pension Scheme Agreement with Xavier Huillard | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Termination Package of Xavier Huillard | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Transaction with YTSeuropaconsultants Re: Services Agreement | | Mgmt | | For | | Refer | | Against |
| | | | | |
13 | | Approve Remuneration Policy for Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Compensation of Xavier Huillard, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Adecco Group AG
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | Switzerland | | Primary Security ID: | | H00392318 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ADEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of CHF 2.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Remuneration of Directors in the Amount of CHF 4.7 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
4.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 35 Million | | Mgmt | | For | | For | | For |
| | | | | |
5.1.1 | | Reelect Rolf Doerig as Director Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
5.1.2 | | Reelect Jean-Christophe Deslarzes as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.3 | | Reelect Ariane Gorin as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.4 | | Reelect Alexander Gut as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.5 | | Reelect Didier Lambouche as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.6 | | Reelect David Prince as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.7 | | Reelect Kathleen Taylor as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.8 | | Elect Regula Wallimann as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.2.1 | | Reappoint Jean-Christophe Deslarzes as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5.2.2 | | Reappoint Alexander Gut as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5.2.3 | | Reappoint Kathleen Taylor as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Designate Andreas Keller as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Ratify Ernst and Young AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Reduction in Share Capital Through Cancelation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
DNB ASA
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | Norway | | Primary Security ID: | | R1640U124 |
Record Date: | | 04/17/2018 | | Meeting Type: | | Annual | | Ticker: | | DNB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting; Elect Chairman of Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.10 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Approve Suggested Remuneration Policy And Other Terms of Employment For Executive Management (Consultative Vote) | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Company’s Corporate Governance Statement | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Auditors of NOK 578,000 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve NOK 244 Million Reduction in Share Capital via Share Cancellation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Reelect Tore Olaf Rimmereid, Jaan Ivar Semlitsch and Berit Svendsen as Directors; Elect Olaug Svarva as Chairman | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Karl Moursund and Mette I. Wikborg as Members of the Nominating Committee; Elect Camilla Grieg as Chairman and Ingebret G. Hisdal as New Member | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Remuneration of Directors in the Amount of NOK 530,000 for Chairman, NOK 350,000 for Vice Chairman and NOK 350,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Nominating Committee | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Losses and Dividends of EUR 2.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agreement with Jean-Pascal Tricoire | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Approve Agreement with Emmanuel Babeau | | Mgmt | | For | | Refer | | Against |
| | | | | |
6 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Compensation of Jean Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Compensation of Emmanuel Babeau, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Remuneration Policy of Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Willy Kissling as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Linda Knoll as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Fleur Pellerin as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Anders Runevad as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
18 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Shire plc
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | Jersey | | Primary Security ID: | | G8124V108 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | SHP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Olivier Bohuon as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Ian Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Thomas Dittrich as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Gail Fosler as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Steven Gillis as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect David Ginsburg as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Sara Mathew as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Flemming Ornskov as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Albert Stroucken as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Axa
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | France | | Primary Security ID: | | F06106102 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | CS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.26 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Compensation of Denis Duverne, Chairman of the Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Compensation of Thomas Buberl, CEO | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy of Denis Duverne, Chairman of the Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy of Thomas Buberl, CEO | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Severance Agreement with Thomas Buberl | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Reelect Denis Duverne as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Thomas Buberl as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Andre Francois-Poncet as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Patricia Barbizet as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Rachel Duan as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Appoint Patrice Morot as Alternate Auditor | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.9 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
19 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Axa
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
20 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Amend Article 10 of Bylaws Re: Employee Representatives | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
British American Tobacco plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G1510J102 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | BATS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Richard Burrows as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Nicandro Durante as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Sue Farr as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Marion Helmes as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Savio Kwan as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Dimitri Panayotopoulos as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Kieran Poynter as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Ben Stevens as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Luc Jobin as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Holly Koeppel as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Lionel Nowell, III as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
British American Tobacco plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
CRH plc
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | Ireland | | Primary Security ID: | | G25508105 |
Record Date: | | 04/24/2018 | | Meeting Type: | | Annual | | Ticker: | | CRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
4a | | Elect Richard Boucher as Director | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Re-elect Nicky Hartery as Director | | Mgmt | | For | | For | | For |
| | | | | |
4c | | Re-elect Patrick Kennedy as Director | | Mgmt | | For | | For | | For |
| | | | | |
4d | | Re-elect Donald McGovern Jr. as Director | | Mgmt | | For | | For | | For |
| | | | | |
4e | | Re-elect Heather Ann McSharry as Director | | Mgmt | | For | | For | | For |
| | | | | |
4f | | Re-elect Albert Manifold as Director | | Mgmt | | For | | For | | For |
| | | | | |
4g | | Re-elect Senan Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
4h | | Re-elect Gillian Platt as Director | | Mgmt | | For | | For | | For |
| | | | | |
4i | | Re-elect Lucinda Riches as Director | | Mgmt | | For | | For | | For |
| | | | | |
4j | | Re-elect Henk Rottinghuis as Director | | Mgmt | | For | | For | | For |
| | | | | |
4k | | Re-elect William Teuber Jr. as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
CRH plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Reappoint Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Reissuance of Treasury Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Scrip Dividend | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
Danone
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | France | | Primary Security ID: | | F12033134 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | BN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.90 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Stock Dividend Program | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Benoit Potier as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Virginia Stallings as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Serpil Timuray as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Michel Landel as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Cecile Cabanis as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Guido Barilla as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Danone
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11 | | Approve Compensation of Franck Riboud, Chairman of the Board until Nov. 30, 2017 | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Compensation of Emmanuel Faber, CEO until Nov. 30, 2017 and Chairman and CEO since Dec. 1, 2017 | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration Policy of Executive Corporate Officers | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business | | Mgmt Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Suncor Energy Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | Canada | | Primary Security ID: | | 867224107 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patricia M. Bedient | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mel E. Benson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jacynthe Cote | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Dominic D’Alessandro | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John D. Gass | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dennis M. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maureen McCaw | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eira M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Steven W. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Michael M. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
TENARIS SA
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | Luxembourg | | Primary Security ID: | | L90272102 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | TEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Directors (Bundled) | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Allow Electronic Distribution of Company Documents to Shareholders | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Amend Article 11 Re: Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Article 15 Re: Date and Place of Annual General Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
TENARIS SA
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | Luxembourg | | Primary Security ID: | | L90272102 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | TEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Directors (Bundled) | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Allow Electronic Distribution of Company Documents to Shareholders | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Amend Article 11 Re: Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Article 15 Re: Date and Place of Annual General Meeting | | Mgmt | | For | | For | | For |
Unilever PLC
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 04/30/2018 | | Meeting Type: | | Annual | | Ticker: | | ULVR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Laura Cha as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Marijn Dekkers as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Unilever PLC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Re-elect Dr Judith Hartmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Mary Ma as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Strive Masiyiwa as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Youngme Moon as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Graeme Pitkethly as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Paul Polman as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect John Rishton as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Feike Sijbesma as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Elect Andrea Jung as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Reckitt Benckiser Group plc
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G74079107 |
Record Date: | | 05/01/2018 | | Meeting Type: | | Annual | | Ticker: | | RB. |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Reckitt Benckiser Group plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Nicandro Durante as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Mary Harris as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Adrian Hennah as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Rakesh Kapoor as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Pamela Kirby as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Andre Lacroix as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Chris Sinclair as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Warren Tucker as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Appoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Seven Generations Energy Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | Canada | | Primary Security ID: | | 81783Q105 |
Record Date: | | 03/13/2018 | | Meeting Type: | | Annual | | Ticker: | | VII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Fix Number of Directors at Eleven | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Director Kent Jespersen | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Marty Proctor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Seven Generations Energy Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.3 | | Elect Director Kevin Brown | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Avik Dey | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Harvey Doerr | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Paul Hand | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Dale Hohm | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Bill McAdam | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kaush Rakhit | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Jackie Sheppard | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Jeff van Steenbergen | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
UBS GROUP AG
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | Switzerland | | Primary Security ID: | | H42097107 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | UBSG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report (Non-Binding) | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Variable Remuneration of Executive Committee in the Amount of CHF 74.2 Million | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | | Mgmt | | For | | For | | For |
| | | | | |
6.1a | | Reelect Axel Weber as Director and Board Chairman | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
UBS GROUP AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6.1b | | Reelect Michel Demare as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1c | | Reelect David Sidwell as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1d | | Reelect Reto Francioni as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1e | | Reelect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1f | | Reelect Julie Richardson as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1g | | Reelect Isabelle Romy as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1h | | Reelect Robert Scully as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1i | | Reelect Beatrice Weder di Mauro as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.1j | | Reelect Dieter Wemmer as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.2.1 | | Elect Jeremy Anderson as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.2.2 | | Elect Fred Hu as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.3.1 | | Reappoint Ann Godbehere as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6.3.2 | | Reappoint Michel Demare as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6.3.3 | | Appoint Julie Richardson as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6.3.4 | | Appoint Dieter Wemmer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14.5 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
8.1 | | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Ratify Ernst & Young AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8.3 | | Ratify BDO AG as Special Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Orange
| | | | | | | | | | |
Meeting Date: | | 05/04/2018 | | Country: | | France | | Primary Security ID: | | F6866T100 |
Record Date: | | 04/30/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | ORA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 0.65 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Acknowledge Auditors’ Special Report on Related-Party Transactions Regarding the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Reelect Stephane Richard as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
6 | | Ratify Appointment of Christel Heydemann as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Luc Marino, with Philippe Charry as Substitute, as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | For |
| | | | | |
8 | | Elect Babacar Sarr, with Wahib Kaddou as Substitute, as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
9 | | Elect Marie Russo, with Yves Terrail as Substitute, as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
10 | | Approve Compensation of Stephane Richard, Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Compensation of Ramon Fernandez, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Compensation of Pierre Louette, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Compensation of Gervais Pellissier, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Remuneration Policy of the Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Remuneration Policy of Vice-CEOs | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
17 | | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Orange
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Amend Article 13 of Bylaws Re: Employee Representatives | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals Submitted by FCPE Cap Orange | | Mgmt | | | | | | |
| | | | | |
A | | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | | SH | | Against | | Refer | | Against |
| | | | | |
B | | Approve Stock Dividend Program Re: Dividend Balance | | SH | | Against | | Refer | | Against |
| | | | | |
C | | Approve Stock Dividend Program Re: Whole Dividend | | SH | | Against | | Refer | | Against |
| | | | | |
D | | Amend Article 13 of Bylaws Re: Overboarding of Directors | | SH | | Against | | Refer | | Against |
Acs, Actividades de Construccion y Servicios S.A
| | | | | | | | | | |
Meeting Date: | | 05/07/2018 | | Country: | | Spain | | Primary Security ID: | | E7813W163 |
Record Date: | | 05/02/2018 | | Meeting Type: | | Annual | | Ticker: | | ACS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Approve Consolidated and Standalone Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Renew Appointment of Deloitte as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Receive Amendments to Board of Directors Regulations | | Mgmt | | | | | | |
| | | | | |
7 | | Authorize Capitalization of Reserves for Scrip Dividends and Approve Reduction in Share Capital via Amortization of Treasury Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Acs, Actividades de Construccion y Servicios S.A
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Board to Ratify and Execute Approved Resolutions | | Mgmt | | For | | For | | For |
Han’s Laser Technology Industry Group Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/07/2018 | | Country: | | China | | Primary Security ID: | | Y3063F107 |
Record Date: | | 05/02/2018 | | Meeting Type: | | Annual | | Ticker: | | 002008 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Annual Report and Summary | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve External Guarantee Provision | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Approve Use of Own Funds to Invest in Financial Products | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Approve 2018 Appointment of Auditor | | Mgmt | | For | | For | | For |
ArcelorMittal
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | Luxembourg | | Primary Security ID: | | L0302D210 |
Record Date: | | 04/25/2018 | | Meeting Type: | | Annual | | Ticker: | | MT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Board’s and Auditor’s Reports | | Mgmt | | | | | | |
| | | | | |
I | | Approve Consolidated Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
II | | Approve Financial Statements | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
ArcelorMittal
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
III | | Approve Allocation of Income and Dividends of USD 0.10 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
IV | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
V | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
VI | | Reelect Karyn Ovelmen as Director | | Mgmt | | For | | For | | For |
| | | | | |
VII | | Reelect Tye Burt as Director | | Mgmt | | For | | For | | For |
| | | | | |
VIII | | Ratify Deloitte as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
IX | | Approve Share Plan Grant Under the Performance Share Unit Plan | | Mgmt | | For | | For | | For |
Standard Chartered PLC
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G84228157 |
Record Date: | | 05/04/2018 | | Meeting Type: | | Annual | | Ticker: | | STAN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Dr Ngozi Okonjo-Iweala as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Om Bhatt as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dr Louis Cheung as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect David Conner as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Byron Grote as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Andy Halford as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Dr Han Seung-soo as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Christine Hodgson as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Gay Huey Evans as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Naguib Kheraj as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Jose Vinals as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Jasmine Whitbread as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Standard Chartered PLC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Re-elect Bill Winters as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 26 | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorise Market Purchase of Preference Shares | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
BAE Systems plc
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G06940103 |
Record Date: | | 05/08/2018 | | Meeting Type: | | Annual | | Ticker: | | BA. |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
BAE Systems plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Re-elect Sir Roger Carr as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Elizabeth Corley as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Jerry DeMuro as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Harriet Green as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Christopher Grigg as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Peter Lynas as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Paula Reynolds as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nicholas Rose as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Ian Tyler as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Charles Woodburn as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Revathi Advaithi as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Appoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Magna International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | Canada | | Primary Security ID: | | 559222401 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | MG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Scott B. Bonham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Peter G. Bowie | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary S. Chan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Magna International Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Kurt J. Lauk | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert F. MacLellan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Cynthia A. Niekamp | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William A. Ruh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Indira V. Samarasekera | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Donald J. Walker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Lawrence D. Worrall | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director William L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
China Unicom (Hong Kong) Ltd
| | | | | | | | | | |
Meeting Date: | | 05/11/2018 | | Country: | | Hong Kong | | Primary Security ID: | | Y1519S111 |
Record Date: | | 05/04/2018 | | Meeting Type: | | Annual | | Ticker: | | 762 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3.1a | | Elect Li Fushen as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.1b | | Elect Chung Shui Ming Timpson as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.1c | | Elect Law Fan Chiu Fun Fanny as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Oil Search Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/11/2018 | | Country: | | Papua New Guinea | | Primary Security ID: | | Y64695110 |
Record Date: | | 05/09/2018 | | Meeting Type: | | Annual | | Ticker: | | OSH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business of the Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Richard (Rick) Lee as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Eileen Doyle as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Susan Cunningham as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Bakheet Al Katheeri as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Appoint Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
| | Special Business of the Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Grant of Performance Rights to Peter Botten | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Grant of Restricted Shares to Peter Botten | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Grant of Share Rights to Peter Botten | | Mgmt | | For | | For | | For |
ArcelorMittal
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | Luxembourg | | Primary Security ID: | | L0302D210 |
Record Date: | | 05/02/2018 | | Meeting Type: | | Special | | Ticker: | | MT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Change of Currency of the Share Capital from EUR to USD and Amend Articles 5.1 and 5.2 and the Second Paragraph of Article 17 | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Deutsche Boerse AG
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | Germany | | Primary Security ID: | | D1882G119 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | DB1 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 2.45 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Chairman Carsten Kengeter for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Vice-Chairman Andreas Preuss for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Gregor Pottmeyer for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Hauke Stars for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Approve Discharge of Management Board Member Jeffrey Tessler for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Chairman Joachim Faber for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Vice-Chairman Richard Berliand for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Ann-Kristin Achleitner for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Karl-Heinz Floether for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Marion Fornoff for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Hans-Peter Gabe for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Craig Heimark for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Monica Maechler for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Erhard Schipporeit for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Jutta Stuhlfauth for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Johannes Witt for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Amy Yok Tak Yip for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Increase in Size of Supervisory Board to Sixteen Members | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Deutsche Boerse AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6.1 | | Elect Richard Berliand to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Joachim Faber to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Elect Karl-Heinz Floether to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.4 | | Elect Barbara Lambert to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.5 | | Elect Amy Yok Tak Yip to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.6 | | Elect Ann-Kristin Achleitner to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.7 | | Elect Martin Jetter to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.8 | | Elect Joachim Nagel to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratify KPMG AG as Auditors for Fiscal 2018 | | Mgmt | | For | | For | | For |
Fresenius Medical Care AG & Co. KGAA
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | Germany | | Primary Security ID: | | D2734Z107 |
Record Date: | | 04/25/2018 | | Meeting Type: | | Annual | | Ticker: | | FME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 1.06 per Share | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Approve Discharge of Personally Liable Partner for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Prudential plc
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G72899100 |
Record Date: | | 05/15/2018 | | Meeting Type: | | Annual | | Ticker: | | PRU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Mark Fitzpatrick as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect James Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Thomas Watjen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Sir Howard Davies as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect John Foley as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect David Law as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Paul Manduca as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Kaikhushru Nargolwala as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nicolaos Nicandrou as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Anthony Nightingale as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Philip Remnant as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Anne Richards as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Alice Schroeder as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Barry Stowe as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Lord Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Michael Wells as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Prudential plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
26 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
SAP SE
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | Germany | | Primary Security ID: | | D66992104 |
Record Date: | | 04/25/2018 | | Meeting Type: | | Annual | | Ticker: | | SAP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 1.40 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Remuneration System for Management Board Members | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify KPMG AG as Auditors for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
7.1 | | Elect Aicha Evans to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.2 | | Elect Friederike Rotsch to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.3 | | Elect Gerhard Oswald to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.4 | | Elect Diane Greene to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Amend Articles Re: Supervisory Board Term | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
AIA Group Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/18/2018 | | Country: | | Hong Kong | | Primary Security ID: | | Y002A1105 |
Record Date: | | 05/14/2018 | | Meeting Type: | | Annual | | Ticker: | | 1299 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Ng Keng Hooi as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Cesar Velasquez Purisima as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Lawrence Juen-Yee Lau as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Chung-Kong Chow as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect John Barrie Harrison as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9A | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
9B | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
9C | | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | | Mgmt | | For | | For | | For |
Fresenius SE & Co KGaA
| | | | | | | | | | |
Meeting Date: | | 05/18/2018 | | Country: | | Germany | | Primary Security ID: | | D27348263 |
Record Date: | | 04/26/2018 | | Meeting Type: | | Annual | | Ticker: | | FRE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.75 per Share | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Approve Discharge of Personally Liable Partner for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Fresenius SE & Co KGaA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration System for Management Board Members of the Personally Liable Partner | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Creation of EUR 125 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | Refer | | For |
Royal Dutch Shell plc
| | | | | | | | | | |
Meeting Date: | | 05/22/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G7690A100 |
Record Date: | | 05/18/2018 | | Meeting Type: | | Annual | | Ticker: | | RDSA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | Against |
| | | | | |
3 | | Elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ben van Beurden as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Euleen Goh as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Charles Holliday as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Catherine Hughes as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Roberto Setubal as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Sir Nigel Sheinwald as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Royal Dutch Shell plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11 | | Re-elect Linda Stuntz as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jessica Uhl as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Gerrit Zalm as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
19 | | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | | SH | | Against | | Refer | | Against |
Royal Dutch Shell plc
| | | | | | | | | | |
Meeting Date: | | 05/22/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G7690A100 |
Record Date: | | 04/12/2018 | | Meeting Type: | | Annual | | Ticker: | | RDSA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | Against |
| | | | | |
3 | | Elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ben van Beurden as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Euleen Goh as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Charles Holliday as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Catherine Hughes as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Roberto Setubal as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Royal Dutch Shell plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10 | | Re-elect Sir Nigel Sheinwald as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Linda Stuntz as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jessica Uhl as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Gerrit Zalm as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
19 | | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | | SH | | Against | | Refer | | Against |
Ferguson PLC
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G3408R105 |
Record Date: | | 05/21/2018 | | Meeting Type: | | Special | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Special Dividend and Share Consolidation | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Societe Generale
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | France | | Primary Security ID: | | F43638141 |
Record Date: | | 05/18/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | GLE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Policy of CEO and Vice CEOs | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Compensation of Frederic Oudea, CEO | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Compensation of Severin Cabannes, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Compensation of Bernardo Sanchez Incera, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Compensation of Didier Valet, Vice-CEO | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve the Aggregate Remuneration Granted in 2017 to Certain Senior Management, Responsible Officers and Risk-Takers | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reelect Lorenzo Bini Smaghi as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Jerome Contamine as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Diane Cote as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.7 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Renew Appointment of Ernst and Young et Autres as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Renew Appointment of Deloitte and Associes as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Societe Generale
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
20 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 333.2 Million and/or Capitalization of Reserves of up to EUR 550 Million | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100.98 Million | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 100.98 Million | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
25 | | Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Regulated Persons | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plans Reserved forEmployees Excluding Regulated Persons | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Bayer AG
| | | | | | | | | | |
Meeting Date: | | 05/25/2018 | | Country: | | Germany | | Primary Security ID: | | D0712D163 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | BAYN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Management Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Bayer AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Discharge of Supervisory Board for Fiscal 2017 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Norbert Winkeljohann to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Deloitte GmbH as Auditors for Fiscal 2018 | | Mgmt | | For | | For | | For |
Total SA
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 05/29/2018 | | Meeting Type: | | Annual/Special | | Ticker: | | FP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.48 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Stock Dividend Program (Cash or New Shares) | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Patrick Pouyanne as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Patrick Artus as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Anne-Marie Idrac as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Agreements with Patrick Pouyanne | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Total SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals Submitted by UES Amont Total Workers’ Council | | Mgmt | | | | | | |
| | | | | |
A | | Amend Article 11 of Bylaws to Comply with Legal Changes Re: Employee Representatives | | SH | | Against | | Refer | | Against |
Wuliangye Yibin Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/08/2018 | | Country: | | China | | Primary Security ID: | | Y9718N106 |
Record Date: | | 06/01/2018 | | Meeting Type: | | Annual | | Ticker: | | 000858 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Annual Report | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Wuliangye Yibin Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Approve Budget Report | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve 2018 Daily Related-party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Appointment of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Amend Articles of Association Regarding Party Committee | | Mgmt | | For | | Refer | | Against |
MediaTek Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | Taiwan | | Primary Security ID: | | Y5945U103 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | 2454 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Plan on Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Cash Distribution from Capital Reserve | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Procedures for Endorsement and Guarantees | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Approve Issuance of Restricted Stocks | | Mgmt | | For | | Refer | | For |
| | | | | |
| | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
6.1 | | Elect MING-KAI TSAI, with SHAREHOLDER NO.1 as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect RICK TSAI, with SHAREHOLDER NO.374487 as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Elect CHING-JIANG HSIEH, with SHAREHOLDER NO.11 as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
6.4 | | Elect CHENG-YAW SUN, with SHAREHOLDER NO.109274 as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
6.5 | | Elect KENNETH KIN, with SHAREHOLDER NO.F102831XXX as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
6.6 | | Elect WAYNE LIANG, with SHAREHOLDER NO.295186 as Non-independent Director | | Mgmt | | For | | For | | For |
| | | | | |
6.7 | | Elect CHUNG-YU WU, with SHAREHOLDER NO.1512 as Independent Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
MediaTek Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6.8 | | Elect PENG-HENG CHANG, with SHAREHOLDER NO.A102501XXX as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
6.9 | | Elect MING-JE TANG, with SHAREHOLDER NO.A100065XXX as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | | Mgmt | | For | | For | | For |
MercadoLibre, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | USA | | Primary Security ID: | | 58733R102 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual | | Ticker: | | MELI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Nicolas Galperin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Meyer ‘Micky’ Malka Rais | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Javier Olivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Co. S.A. as Auditors | | Mgmt | | For | | For | | For |
Komatsu Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/19/2018 | | Country: | | Japan | | Primary Security ID: | | J35759125 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 6301 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 48 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Noji, Kunio | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Ohashi, Tetsuji | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Fujitsuka, Mikio | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Komatsu Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.4 | | Elect Director Oku, Masayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Yabunaka, Mitoji | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Kigawa, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Ogawa, Hiroyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Urano, Kuniko | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Yamaguchi, Hirohide | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Annual Bonus | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Compensation Ceilings for Directors and Statutory Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Equity Compensation Plan | | Mgmt | | For | | For | | For |
Tokyo Electron Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/19/2018 | | Country: | | Japan | | Primary Security ID: | | J86957115 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 8035 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Tsuneishi, Tetsuo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kawai, Toshiki | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kitayama, Hirofumi | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Akimoto, Masami | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Hori, Tetsuro | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Sasaki, Sadao | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Nagakubo, Tatsuya | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sunohara, Kiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Higashi, Tetsuro | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Inoue, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Charles D Lake II | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Sasaki, Michio | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Annual Bonus | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Tokyo Electron Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Trust-Type Equity Compensation Plan | | Mgmt | | For | | Refer | | For |
CALBEE, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/20/2018 | | Country: | | Japan | | Primary Security ID: | | J05190103 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 2229 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 42 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Ito, Shuji | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Mogi, Yuzaburo | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Takahara, Takahisa | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Fukushima, Atsuko | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Miyauchi, Yoshihiko | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Weiwei Yao | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Ishida, Tadashi | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Demura, Taizo | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Appoint Alternate Statutory Auditor Mataichi, Yoshio | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Annual Bonus | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Director Retirement Bonus | | Mgmt | | For | | Against | | For |
| | | | | |
7 | | Approve Statutory Auditor Retirement Bonus | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
SoftBank Group Corp.
| | | | | | | | | | |
Meeting Date: | | 06/20/2018 | | Country: | | Japan | | Primary Security ID: | | J75963108 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 9984 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 22 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Son, Masayoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Ronald Fisher | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Marcelo Claure | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Rajeev Misra | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Miyauchi, Ken | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Simon Segars | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Yun Ma | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Yasir O. Al-Rumayyan | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Sago, Katsunori | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Yanai, Tadashi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Mark Schwartz | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Iijima, Masami | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Compensation Ceiling for Directors, Stock Option Plan and Deep Discount Stock Option Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | For | | For |
Subaru Corp
| | | | | | | | | | |
Meeting Date: | | 06/22/2018 | | Country: | | Japan | | Primary Security ID: | | J7676H100 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 7270 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 72 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles to Clarify Director Authority on Shareholder Meetings — Amend Provisions on Director Titles | | Mgmt | | For | | Refer | | For |
| | | | | |
3.1 | | Elect Director Yoshinaga, Yasuyuki | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Subaru Corp
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.2 | | Elect Director Nakamura, Tomomi | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Okawara, Masaki | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Okada, Toshiaki | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Kato, Yoichi | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Onuki, Tetsuo | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Komamura, Yoshinori | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Aoyama, Shigehiro | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appoint Alternate Statutory Auditor Tamazawa, Kenji | | Mgmt | | For | | Refer | | For |
Tokio Marine Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/25/2018 | | Country: | | Japan | | Primary Security ID: | | J86298106 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 8766 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 80 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Sumi, Shuzo | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Nagano, Tsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Fujii, Kunihiko | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Fujita, Hirokazu | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Yuasa, Takayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Kitazawa, Toshifumi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Nakazato, Katsumi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Mimura, Akio | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Sasaki, Mikio | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Egawa, Masako | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Mitachi, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Okada, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Komiya, Satoru | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Tokio Marine Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.1 | | Appoint Statutory Auditor Wani, Akihiro | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Mori, Shozo | | Mgmt | | For | | Refer | | For |
| | | | | |
3.3 | | Appoint Statutory Auditor Otsuki, Nana | | Mgmt | | For | | Refer | | For |
Inpex Corporation
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | Japan | | Primary Security ID: | | J2467E101 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 1605 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 9 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Kitamura, Toshiaki | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2 | | Elect Director Ueda, Takayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Murayama, Masahiro | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Ito, Seiya | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Sugaya, Shunichiro | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Ikeda, Takahiko | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Kurasawa, Yoshikazu | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Kittaka, Kimihisa | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Sase, Nobuharu | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Okada, Yasuhiko | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Sato, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Matsushita, Isao | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Yanai, Jun | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Elect Director Iio, Norinao | | Mgmt | | For | | For | | For |
| | | | | |
2.15 | | Elect Director Nishimura, Atsuko | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Annual Bonus | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Trust-Type Equity Compensation Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Nippon Telegraph & Telephone Corp.
| | | | | | | | | | |
Meeting Date: | | 06/26/2018 | | Country: | | Japan | | Primary Security ID: | | J59396101 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 9432 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Shinohara, Hiromichi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Sawada, Jun | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Shimada, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Ii, Motoyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Okuno, Tsunehisa | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Kuriyama, Hiroki | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Hiroi, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Sakamoto, Eiichi | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kawazoe, Katsuhiko | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Kitamura, Ryota | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Shirai, Katsuhiko | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Sakakibara, Sadayuki | | Mgmt | | For | | For | | For |
HUAYU Automotive Systems Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/27/2018 | | Country: | | China | | Primary Security ID: | | Y3750U102 |
Record Date: | | 06/20/2018 | | Meeting Type: | | Annual | | Ticker: | | 600741 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Report of the Independent Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Annual Report and Summary | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
HUAYU Automotive Systems Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Approve Renewal of the Daily Related Party Transaction Framework Agreement and 2018 Projected Daily Related Party Transactions | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Approve Bank Credit Line Application of the Controlled Subsidiary and Provision of Guarantee | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Provision of Guarantee to Huayu Keer Benshi Mite Aluminum Technology Co., Ltd. | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve 2018 Appointment of Financial Auditor | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve 2018 Appointment of Internal Control Auditor | | Mgmt | | For | | Refer | | For |
| | | | | |
| | ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
12.1 | | Elect Zhu Rongen as Non-Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
12.2 | | Elect Chen Hong as Non-Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
12.3 | | Elect Chen Zhixin as Non-Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
12.4 | | Elect Zhang Haitao as Non-Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
12.5 | | Elect Zhang Weijiong as Non-Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
13.1 | | Elect Yin Yande as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
13.2 | | Elect Zhang Jun as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
13.3 | | Elect Shao Ruiqing as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
| | ELECT SUPERVISORS VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
14.1 | | Elect Zhou Langhui as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
14.2 | | Elect Gao Weiping as Supervisor | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
SMC Corp.
| | | | | | | | | | |
Meeting Date: | | 06/27/2018 | | Country: | | Japan | | Primary Security ID: | | J75734103 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 6273 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 200 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Takada, Yoshiyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Maruyama, Katsunori | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Usui, Ikuji | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Kosugi, Seiji | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Satake, Masahiko | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Kuwahara, Osamu | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Takada, Yoshiki | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Ohashi, Eiji | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kaizu, Masanobu | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Kagawa, Toshiharu | | Mgmt | | For | | For | | For |
Whitbread PLC
| | | | | | | | | | |
Meeting Date: | | 06/27/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G9606P197 |
Record Date: | | 06/25/2018 | | Meeting Type: | | Annual | | Ticker: | | WTB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Richard Gillingwater as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect David Atkins as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Alison Brittain as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Nicholas Cadbury as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Adam Crozier as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Chris Kennedy as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Whitbread PLC
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10 | | Re-elect Deanna Oppenheimer as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Louise Smalley as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Susan Martin as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Whitbread PLC
| | | | | | | | | | |
Meeting Date: | | 06/27/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G9606P197 |
Record Date: | | 06/25/2018 | | Meeting Type: | | Special | | Ticker: | | WTB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Performance Share Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Isuzu Motors Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/28/2018 | | Country: | | Japan | | Primary Security ID: | | J24994113 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 7202 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Hosoi, Susumu | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Nakagawa, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Kawahara, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Maekawa, Hiroyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Sugimoto, Shigeji | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Minami, Shinsuke | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Shibata, Mitsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Fujimori, Masayuki | | Mgmt | | For | | Refer | | For |
Mitsubishi UFJ Financial Group
| | | | | | | | | | |
Meeting Date: | | 06/28/2018 | | Country: | | Japan | | Primary Security ID: | | J44497105 |
Record Date: | | 03/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 8306 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Kawakami, Hiroshi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Kawamoto, Yuko | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Matsuyama, Haruka | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Toby S. Myerson | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Okuda, Tsutomu | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Shingai, Yasushi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Tarisa Watanagase | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Yamate, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kuroda, Tadashi | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Okamoto, Junichi | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Mitsubishi UFJ Financial Group
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.11 | | Elect Director Sono, Kiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Ikegaya, Mikio | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Mike, Kanetsugu | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Elect Director Araki, Saburo | | Mgmt | | For | | For | | For |
| | | | | |
2.15 | | Elect Director Hirano, Nobuyuki | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Articles to Require Individual Compensation Disclosure for Directors | | SH | | Against | | Refer | | Against |
| | | | | |
4 | | Amend Articles to Separate Chairman of the Board and CEO | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Remove Director Nobuyuki Hirano from the Board | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Amend Articles to Establish Special Investigation Committee on Transactional Relationship with Kenko Tokina Corporation | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Amend Articles to Reconsider Customer Service for Socially Vulnerable | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Amend Articles to Disclose Reason for Compulsory Termination of Account | | SH | | Against | | Refer | | Against |
China Construction Bank Corporation
| | | | | | | | | | |
Meeting Date: | | 06/29/2018 | | Country: | | China | | Primary Security ID: | | Y1397N101 |
Record Date: | | 05/29/2018 | | Meeting Type: | | Annual | | Ticker: | | 939 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
| | ORDINARY RESOLUTIONS | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2017 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2017 Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2017 Final Financial Accounts | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2017 Profit Distribution Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
China Construction Bank Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Approve Budget of 2018 Fixed Assets Investment | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Distribution and Settlement Plan for Directors in 2016 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Elect Wang Zuji as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Pang Xiusheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Zhang Gengsheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Li Jun as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Anita Fung Yuen Mei as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Carl Walter as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Kenneth Patrick Chung as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Wu Jianhang as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Elect Fang Qiuyue as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Capital Plan for 2018 to 2020 | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
| | SPECIAL RESOLUTION | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Amendments to the Authorization to the Board of Directors by the Shareholders’ General Meeting on External Donations | | Mgmt | | For | | For | | For |
IVY VIP LIMITED-TERM BOND
Proxy Voting Record
There was no proxy voting for Ivy VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP MICRO CAP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Tile Shop Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 07/11/2017 | | Country: | | USA | | Primary Security ID: | | 88677Q109 |
Record Date: | | 05/15/2017 | | Meeting Type: | | Annual | | Ticker: | | TTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peter H. Kamin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Todd Krasnow | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Philip B. Livingston | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Mimecast Limited
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | Jersey | | Primary Security ID: | | G14838109 |
Record Date: | | 08/01/2017 | | Meeting Type: | | Annual | | Ticker: | | MIME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Neil Murray | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Christopher FitzGerald | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
NVE Corporation
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | USA | | Primary Security ID: | | 629445206 |
Record Date: | | 06/09/2017 | | Meeting Type: | | Annual | | Ticker: | | NVEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Terrence W. Glarner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Daniel A. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Patricia M. Hollister | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard W. Kramp | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary R. Maharaj | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
8x8, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/10/2017 | | Country: | | USA | | Primary Security ID: | | 282914100 |
Record Date: | | 06/16/2017 | | Meeting Type: | | Annual | | Ticker: | | EGHT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Guy L. Hecker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bryan R. Martin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Vikram Verma | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Eric Salzman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ian Potter | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jaswinder Pal Singh | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Vladimir Jacimovic | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Moss Adams LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Kornit Digital Ltd.
| | | | | | | | | | |
Meeting Date: | | 08/14/2017 | | Country: | | Israel | | Primary Security ID: | | M6372Q113 |
Record Date: | | 07/10/2017 | | Meeting Type: | | Annual | | Ticker: | | KRNT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Reelect Ofer BenZur as Director for a Three-Year Period | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Reelect Gabi Seligsohn as Director for a Three-Year Period | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Employment Terms of Gabi Seligsohn, CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve One-Time Bonus to Gabi Seligsohn, CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | | Mgmt | | None | | Refer | | For |
American Woodmark Corporation
| | | | | | | | | | |
Meeting Date: | | 08/24/2017 | | Country: | | USA | | Primary Security ID: | | 030506109 |
Record Date: | | 06/19/2017 | | Meeting Type: | | Annual | | Ticker: | | AMWD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andrew B. Cogan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James G. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director S. Cary Dunston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Martha M. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Daniel T. Hendrix | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Carol B. Moerdyk | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director David W. Moon | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Vance W. Tang | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
American Woodmark Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Mercury Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/18/2017 | | Country: | | USA | | Primary Security ID: | | 589378108 |
Record Date: | | 08/14/2017 | | Meeting Type: | | Annual | | Ticker: | | MRCY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lisa S. Disbrow | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mark Aslett | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary Louise (ML) Krakauer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William K. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Aehr Test Systems
| | | | | | | | | | |
Meeting Date: | | 10/26/2017 | | Country: | | USA | | Primary Security ID: | | 00760J108 |
Record Date: | | 09/06/2017 | | Meeting Type: | | Annual | | Ticker: | | AEHR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rhea J. Posedel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Gayn Erickson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director William W.R. Elder | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mario M. Rosati | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director John M. Schneider | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Aehr Test Systems
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Howard T. Slayen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify BPM LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Oclaro, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/17/2017 | | Country: | | USA | | Primary Security ID: | | 67555N206 |
Record Date: | | 09/21/2017 | | Meeting Type: | | Annual | | Ticker: | | OCLR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Edward Collins | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Denise Haylor | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William L. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Ring Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/12/2017 | | Country: | | USA | | Primary Security ID: | | 76680V108 |
Record Date: | | 11/17/2017 | | Meeting Type: | | Annual | | Ticker: | | REI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kelly Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David A. Fowler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Lloyd T. (‘Tim’) Rochford | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stanley M. McCabe | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Anthony B. Petrelli | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Ring Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Clayton E. Woodrum | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Eide Bailly LLP as Auditors | | Mgmt | | For | | For | | For |
Motorcar Parts of America, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/18/2017 | | Country: | | USA | | Primary Security ID: | | 620071100 |
Record Date: | | 10/30/2017 | | Meeting Type: | | Annual | | Ticker: | | MPAA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Selwyn Joffe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Scott J. Adelson | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Director David Bryan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Rudolph J. Borneo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joseph Ferguson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Philip Gay | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Duane Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jeffrey Mirvis | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Timothy D. Vargo | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Barbara L. Whittaker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Earthstone Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/21/2017 | | Country: | | USA | | Primary Security ID: | | 27032D304 |
Record Date: | | 11/21/2017 | | Meeting Type: | | Annual | | Ticker: | | ESTE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas E. Swanson, Jr. | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Director Brad A. Thielemann | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Zachary G. Urban | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Other Business | | Mgmt | | For | | Against | | Against |
MYR Group Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 55405W104 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | MYRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Donald C.I. Lucky | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Maurice E. Moore | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Crowe Horwath LLP as Auditors | | Mgmt | | For | | For | | For |
Sterling Construction Company, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 859241101 |
Record Date: | | 03/13/2018 | | Meeting Type: | | Annual | | Ticker: | | STRL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joseph A. Cutillo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marian M. Davenport | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Maarten D. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Raymond F. Messer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Charles R. Patton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Sterling Construction Company, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Richard O. Schaum | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Milton L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Ichor Holdings, Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | Cayman Islands | | Primary Security ID: | | G4740B105 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | ICHR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew Kowal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Air Transport Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 00922R105 |
Record Date: | | 03/15/2018 | | Meeting Type: | | Annual | | Ticker: | | ATSG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. Baudouin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Raymond E. Johns, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joseph C. Hete | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randy D. Rademacher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Christopher Teets | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey J. Vorholt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Increase in Size of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Air Transport Services Group, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
REVANCE THERAPEUTICS, INC.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 761330109 |
Record Date: | | 03/13/2018 | | Meeting Type: | | Annual | | Ticker: | | RVNC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Angus C. Russell | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1b | | Elect Director Phyllis Gardner | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1c | | Elect Director Julian S. Gangolli | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Tactile Systems Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 87357P100 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | TCMD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William W. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Raymond O. Huggenberger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gerald R. Mattys | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard J. Nigon | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Cheryl Pegus | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kevin H. Roche | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter H. Soderberg | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
AxoGen, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2018 | | Country: | | USA | | Primary Security ID: | | 05463X106 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | AXGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gregory G. Freitag | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mark Gold | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jamie M. Grooms | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Guido J. Neels | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Rudelius | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Amy Wendell | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Karen Zaderej | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles of Incorporation to Change Registered Office of Incorporation and Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Natera, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 632307104 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | NTRA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Roelof F. Botha | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Todd Cozzens | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Matthew Rabinowitz | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
PGT INNOVATIONS, INC.
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 69336V101 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | PGTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Floyd F. Sherman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rodney Hershberger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sheree L. Bargabos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Bandwidth Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 05988J103 |
Record Date: | | 04/04/2018 | | Meeting Type: | | Annual | | Ticker: | | BAND |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brian D. Bailey | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Henry R. Kaestner | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
CEVA, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 157210105 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | CEVA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eliyahu Ayalon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Zvi Limon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce A. Mann | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Maria Marced | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter McManamon | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
CEVA, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Sven-Christer Nilsson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Louis Silver | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Gideon Wertheizer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Community Healthcare Trust Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 20369C106 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | CHCT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alan Gardner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Claire Gulmi | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert Hensley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lawrence Van Horn | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Timothy Wallace | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
Five9, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/18/2018 | | Country: | | USA | | Primary Security ID: | | 338307101 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | FIVN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael Burdiek | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director David DeWalt | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Five9, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
ForeScout Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 34553D101 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | FSCT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Yehezkel “Hezy” Yeshurun | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Enrique Salem | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Theresia Gouw | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Hortonworks, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 440894103 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | HDP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert Bearden | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kevin Klausmeyer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Lumber Liquidators Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 55003T107 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | LL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas T. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nancy M. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jimmie L. Wade | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Famous P. Rhodes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
MGP Ingredients, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 55303J106 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MGPI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director James L. Bareuther | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Terrence P. Dunn | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Anthony P. Foglio | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director David J. Colo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
NCS Multistage Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 628877102 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | NCSM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael McShane | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Gurinder Grewal | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Franklin Myers | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Qualified and Non-Qualified Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
Sportsman’s Warehouse Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 84920Y106 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | SPWH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joseph P. Schneider | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Christopher Eastland | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
State Bank Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 856190103 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | STBZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James R. Balkcom, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Archie L. Bransford, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kim M. Childers | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ann Q. Curry | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joseph W. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Virginia A. Hepner | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John D. Houser | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Anne H. Kaiser | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
State Bank Financial Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director William D. McKnight | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Asif Ramji | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director G. Scott Uzzell | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director J. Thomas Wiley, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Dixon Hughes Goodman LLP as Auditors | | Mgmt | | For | | For | | For |
GTT Communications, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 362393100 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | GTT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard D. Calder, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director H. Brian Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director S. Joseph Bruno | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Rhodric C. Hackman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Howard E. Janzen | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Nick Adamo | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Theodore B. Smith, III | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Elizabeth Satin | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Julius Erving | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares for a Private Placement | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify CohnReznick LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Hibbett Sports, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 428567101 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | HIBB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jane F. Aggers | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Terrance G. Finley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffry O. Rosenthal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Installed Building Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 45780R101 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | IBP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Margot L. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert H. Schottenstein | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael H. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
PetIQ, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 71639T106 |
Record Date: | | 04/04/2018 | | Meeting Type: | | Annual | | Ticker: | | PETQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James N. Clarke | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Ronald Kennedy | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Will Santana | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Increase Authorized Class B Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Teladoc, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 87918A105 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | TDOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Helen Darling | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director William H. Frist | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Michael Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Jason Gorevic | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Brian McAndrews | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Thomas G. McKinley | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Arneek Multani | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Kenneth H. Paulus | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director David Shedlarz | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director David B. Snow, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Intersect ENT, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 46071F103 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | XENT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kieran T. Gallahue | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lisa D. Earnhardt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Teresa L. Kline | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Cynthia L. Lucchese | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dana G. Mead, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Frederic H. Moll | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Anthony Vernon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
K2M Group Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 48273J107 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | KTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eric D. Major | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Paul B. Queally | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Raymond A. Ranelli | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Acceleron Pharma Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 00434H108 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | XLRN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Habib J. Dable | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Terrence C. Kearney | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Karen L. Smith | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Adamas Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 00548A106 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | ADMS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William W. Ericson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Martha J. Demski | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ivan Lieberburg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Earthstone Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 27032D304 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | ESTE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jay F. Joliat | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Phillip D. Kramer | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Earthstone Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Robert L. Zorich | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Other Business | | Mgmt | | For | | Against | | Against |
Aerie Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 00771V108 |
Record Date: | | 04/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AERI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mechiel “Michael” M. du Toit | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Murray A. Goldberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Chegg, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 163092109 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | CHGG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Marne Levine | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Evolent Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 30050B101 |
Record Date: | | 04/17/2018 | | Meeting Type: | | Annual | | Ticker: | | EVH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bruce Felt | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Kenneth Samet | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Cheryl Scott | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Frank Williams | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Q2 Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 74736L109 |
Record Date: | | 04/25/2018 | | Meeting Type: | | Annual | | Ticker: | | QTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jeffrey T. Diehl | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Matthew P. Flake | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Cornerstone OnDemand, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 21925Y103 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | CSOD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert Cavanaugh | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kristina Salen | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marcus S. Ryu | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elisa A. Steele | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Richard Haddrill | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Willdan Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 96924N100 |
Record Date: | | 04/17/2018 | | Meeting Type: | | Annual | | Ticker: | | WLDN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas D. Brisbin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Steven A. Cohen | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Debra Coy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Raymond W. Holdsworth | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Douglas J. McEachern | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dennis V. McGinn | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Curtis S. Probst | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Keith W. Renken | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mohammad Shahidehpour | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Zoe’s Kitchen, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 98979J109 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual | | Ticker: | | ZOES |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Thomas Baldwin | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Sue Collyns | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Ranger Energy Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | USA | | Primary Security ID: | | 75282U104 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual | | Ticker: | | RNGR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Darron M. Anderson | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Merrill A. “Pete” Miller, Jr. | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Brett Agee | | Mgmt | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director Richard Agee | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director William M. Austin | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Charles S. Leykum | | Mgmt | | For | | Refer | | For |
| | | | | |
1.7 | | Elect Director Gerald Cimador | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director Krishna Shivram | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
Tabula Rasa HealthCare, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | USA | | Primary Security ID: | | 873379101 |
Record Date: | | 04/24/2018 | | Meeting Type: | | Annual | | Ticker: | | TRHC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Samira Beckwith | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Dennis Helling | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Kratos Defense & Security Solutions, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2018 | | Country: | | USA | | Primary Security ID: | | 50077B207 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | KTOS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Scott Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bandel Carano | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric DeMarco | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William Hoglund | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Scot Jarvis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jane Judd | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Samuel Liberatore | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Amy Zegart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 86 – Ivy VIP Micro Cap Growth
OrthoPediatrics Corp.
| | | | | | | | | | |
Meeting Date: | | 06/20/2018 | | Country: | | USA | | Primary Security ID: | | 68752L100 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | KIDS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bernie B. Berry, III | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Stephen F. Burns | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Marie C. Infante | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP MID CAP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Burberry Group plc
| | | | | | | | | | |
Meeting Date: | | 07/13/2017 | | Country: | | United Kingdom | | Primary Security ID: | | G1700D105 |
Record Date: | | 07/11/2017 | | Meeting Type: | | Annual | | Ticker: | | BRBY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Sir John Peace as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Fabiola Arredondo as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Philip Bowman as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Ian Carter as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Jeremy Darroch as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Stephanie George as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Matthew Key as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Dame Carolyn McCall as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Christopher Bailey as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Julie Brown as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Marco Gobbetti as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Duluth Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 07/18/2017 | | Country: | | USA | | Primary Security ID: | | 26443V101 |
Record Date: | | 05/17/2017 | | Meeting Type: | | Annual | | Ticker: | | DLTH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stephen L. Schlecht | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Stephanie L. Pugliese | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director E. David Coolidge, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Francesca M. Edwardson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William E. Ferry | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director David C. Finch | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Thomas G. Folliard | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director C. Roger Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Brenda I. Morris | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/09/2017 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Vivek Paul | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Denise F. Warren | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Electronic Arts Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | None | | Three Years | | Three Years |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Jazz Pharmaceuticals plc
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | Ireland | | Primary Security ID: | | G50871105 |
Record Date: | | 06/07/2017 | | Meeting Type: | | Annual | | Ticker: | | JAZZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bruce C. Cozadd | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Heather Ann McSharry | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Rick E Winningham | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
Pandora Media, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/07/2017 | | Country: | | USA | | Primary Security ID: | | 698354107 |
Record Date: | | 06/21/2017 | | Meeting Type: | | Annual | | Ticker: | | P |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jason Hirschhorn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Red Hat, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/10/2017 | | Country: | | USA | | Primary Security ID: | | 756577102 |
Record Date: | | 06/15/2017 | | Meeting Type: | | Annual | | Ticker: | | RHT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sohaib Abbasi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director W. Steve Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Charlene T. Begley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Narendra K. Gupta | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kimberly L. Hammonds | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William S. Kaiser | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Donald H. Livingstone | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James M. Whitehurst | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Microchip Technology Incorporated
| | | | | | | | | | |
Meeting Date: | | 08/22/2017 | | Country: | | USA | | Primary Security ID: | | 595017104 |
Record Date: | | 06/28/2017 | | Meeting Type: | | Annual | | Ticker: | | MCHP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director L.B. Day | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Esther L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Microchip Technology Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/22/2017 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 08/25/2017 | | Meeting Type: | | Special | | Ticker: | | ISRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Increase Authorized Common Stock and Effect Stock Split | | Mgmt | | For | | For | | For |
Harris Corporation
| | | | | | | | | | |
Meeting Date: | | 10/27/2017 | | Country: | | USA | | Primary Security ID: | | 413875105 |
Record Date: | | 09/01/2017 | | Meeting Type: | | Annual | | Ticker: | | HRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James F. Albaugh | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William M. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Peter W. Chiarelli | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Thomas A. Dattilo | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Roger B. Fradin | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Terry D. Growcock | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Vyomesh I. Joshi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leslie F. Kenne | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director James C. Stoffel | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gregory T. Swienton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Hansel E. Tookes, II | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Harris Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Maxim Integrated Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/10/2017 | | Country: | | USA | | Primary Security ID: | | 57772K101 |
Record Date: | | 09/11/2017 | | Meeting Type: | | Annual | | Ticker: | | MXIM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William (Bill) P. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tunc Doluca | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Tracy C. Accardi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James R. Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joseph R. Bronson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert E. Grady | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William D. Watkins | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director MaryAnn Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
The Hain Celestial Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/16/2017 | | Country: | | USA | | Primary Security ID: | | 405217100 |
Record Date: | | 09/25/2017 | | Meeting Type: | | Annual | | Ticker: | | HAIN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Irwin D. Simon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Celeste A. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Andrew R. Heyer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director R. Dean Hollis | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Shervin J. Korangy | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Roger Meltzer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Adrianne Shapira | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jack L. Sinclair | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Glenn W. Welling | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dawn M. Zier | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Lawrence S. Zilavy | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Require Advance Notice for Shareholder Proposals | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Provide Proxy Access Right | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
6 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Guidewire Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/07/2017 | | Country: | | USA | | Primary Security ID: | | 40171V100 |
Record Date: | | 10/13/2017 | | Meeting Type: | | Annual | | Ticker: | | GWRE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andrew William Fraser Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Clifton Thomas Weatherford | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
The Scotts Miracle-Gro Company
| | | | | | | | | | |
Meeting Date: | | 01/26/2018 | | Country: | | USA | | Primary Security ID: | | 810186106 |
Record Date: | | 12/01/2017 | | Meeting Type: | | Annual | | Ticker: | | SMG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas N. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Peter E. Shumlin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John R. Vines | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
THE COOPER COMPANIES, INC.
| | | | | | | | | | |
Meeting Date: | | 03/19/2018 | | Country: | | USA | | Primary Security ID: | | 216648402 |
Record Date: | | 01/23/2018 | | Meeting Type: | | Annual | | Ticker: | | COO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director A. Thomas Bender | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Colleen E. Jay | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael H. Kalkstein | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William A. Kozy | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Jody S. Lindell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Gary S. Petersmeyer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Allan E. Rubenstein | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert S. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Stanley Zinberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on the Feasibility of Achieving Net Zero GHG Emissions | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
A. O. Smith Corporation
| | | | | | | | | | |
Meeting Date: | | 04/09/2018 | | Country: | | USA | | Primary Security ID: | | 831865209 |
Record Date: | | 02/20/2018 | | Meeting Type: | | Annual | | Ticker: | | AOS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William P. Greubel | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ilham Kadri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Idelle K. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gene C. Wulf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Northern Trust Corporation
| | | | | | | | | | |
Meeting Date: | | 04/17/2018 | | Country: | | USA | | Primary Security ID: | | 665859104 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | NTRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda Walker Bynoe | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Susan Crown | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Dean M. Harrison | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jay L. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michael G. O’Grady | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jose Luis Prado | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas E. Richards | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John W. Rowe | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Northern Trust Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Martin P. Slark | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David H. B. Smith, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Donald Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Charles A. Tribbett, III | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Frederick H. Waddell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions Disclosure | | SH | | Against | | For | | For |
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | ISRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig H. Barratt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael A. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gary S. Guthart | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Keith R. Leonard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Alan J. Levy | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jami Dover Nachtsheim | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark J. Rubash | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lonnie M. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Fastenal Company
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 311900104 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | FAST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Willard D. Oberton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael J. Ancius | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Dolan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen L. Eastman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Daniel L. Florness | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Rita J. Heise | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Darren R. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott A. Satterlee | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Reyne K. Wisecup | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Outside Director Stock Awards/Options in Lieu of Cash | | Mgmt | | For | | Refer | | For |
BorgWarner Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 099724106 |
Record Date: | | 03/01/2018 | | Meeting Type: | | Annual | | Ticker: | | BWA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Jan Carlson | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Dennis C. Cuneo | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Michael S. Hanley | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Roger A. Krone | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director John R. McKernan, Jr. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
BorgWarner Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1F | | Elect Director Alexis P. Michas | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Vicki L. Sato | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Thomas T. Stallkamp | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director James R. Verrier | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Certificate of Incorporation to Permit Removal of Directors Without Cause | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
IDEX Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 45167R104 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | IEX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William M. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Cynthia J. Warner | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark A. Buthman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Signature Bank
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 82669G104 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | SBNY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kathryn A. Byrne | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alfonse M. D’Amato | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffrey W. Meshel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Polaris Industries Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 731068102 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | PII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director George W. Bilicic | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Annette K. Clayton | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kevin M. Farr | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John P. Wiehoff | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Trimble Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2018 | | Country: | | USA | | Primary Security ID: | | 896239100 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | TRMB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven W. Berglund | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kaigham (Ken) Gabriel | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ulf J. Johansson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Meaghan Lloyd | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ronald S. Nersesian | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mark S. Peek | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Johan Wibergh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Axalta Coating Systems Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | Bermuda | | Primary Security ID: | | G0750C108 |
Record Date: | | 03/08/2018 | | Meeting Type: | | Annual | | Ticker: | | AXTA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert M. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Samuel L. Smolik | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 127097103 |
Record Date: | | 03/08/2018 | | Meeting Type: | | Annual | | Ticker: | | COG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dorothy M. Ables | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rhys J. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert S. Boswell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Amanda M. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dan O. Dinges | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert Kelley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Matt Ralls | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marcus A. Watts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Sprouts Farmers Market, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 85208M102 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | SFM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joseph Fortunato | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lawrence (‘Chip’) P. Molloy | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Joseph O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
The Hershey Company
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 427866108 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | HSY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Pamela M. Arway | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James W. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michele G. Buck | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Charles A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mary Kay Haben | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James C. Katzman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director M. Diane Koken | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert M. Malcolm | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Anthony J. Palmer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Wendy L. Schoppert | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director David L. Shedlarz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Trex Company, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 89531P105 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | TREX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James E. Cline | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Patricia B. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Expeditors International of Washington, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 302130109 |
Record Date: | | 03/13/2018 | | Meeting Type: | | Annual | | Ticker: | | EXPD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert R. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Glenn M. Alger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James M. DuBois | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark A. Emmert | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Diane H. Gulyas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard B. McCune | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alain Monie | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jeffrey S. Musser | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Liane J. Pelletier | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Tay Yoshitani | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
O’Reilly Automotive, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 67103H107 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | ORLY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director David O’Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Larry O’Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Rosalie O’Reilly Wooten | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Greg Henslee | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
O’Reilly Automotive, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Jay D. Burchfield | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas T. Hendrickson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John R. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dana M. Perlman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ronald Rashkow | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
The Middleby Corporation
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 596278101 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | MIDD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Selim A. Bassoul | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sarah Palisi Chapin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert B. Lamb | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Cathy L. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John R. Miller, III | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Gordon O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Nassem Ziyad | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sustainability, Including GHG Goals | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
TransUnion
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 89400J107 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | TRU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Pamela A. Joseph | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director James M. Peck | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Alex J. Pollock | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
TYLER TECHNOLOGIES, INC.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 902252105 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | TYL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Donald R. Brattain | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Glenn A. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Brenda A. Cline | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director J. Luther King, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director John S. Marr, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director H. Lynn Moore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Daniel M. Pope | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Dustin R. Womble | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Other Business | | Mgmt | | For | | Against | | Against |
Laboratory Corporation of America Holdings
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 50540R409 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kerrii B. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jean-Luc Belingard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director D. Gary Gilliland | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David P. King | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Garheng Kong | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert E. Mittelstaedt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter M. Neupert | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Laboratory Corporation of America Holdings
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Richelle P. Parham | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Adam H. Schechter | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director R. Sanders Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Tractor Supply Company
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 892356106 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | TSCO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Cynthia T. Jamison | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Peter D. Bewley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Denise L. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Thomas A. Kingsbury | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ramkumar Krishnan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director George MacKenzie | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Edna K. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark J. Weikel | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gregory A. Sandfort | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
First Republic Bank
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 33616C100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | FRC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James H. Herbert, II | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Katherine August-deWilde | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas J. Barrack, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Frank J. Fahrenkopf, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director L. Martin Gibbs | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Boris Groysberg | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Sandra R. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Pamela J. Joyner | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Reynold Levy | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Duncan L. Niederauer | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director George G.C. Parker | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Cheryl Spielman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
Westinghouse Air Brake Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 929740108 |
Record Date: | | 03/21/2018 | | Meeting Type: | | Annual | | Ticker: | | WAB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Erwan Faiveley | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Linda S. Harty | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Brian P. Hehir | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael W.D. Howell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/21/2018 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sanjay Khosla | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willie M. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Linda Rhodes | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William C. Steere, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Dunkin’ Brands Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 265504100 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | DNKN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark Nunnelly | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Roland Smith | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Carl Sparks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Edwards Lifesciences Corporation
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 28176E108 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | EW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael A. Mussallem | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kieran T. Gallahue | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Leslie S. Heisz | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William J. Link | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Steven R. Loranger | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martha H. Marsh | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Wesley W. von Schack | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Nicholas J. Valeriani | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Kansas City Southern
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 485170302 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | KSU |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Lydia I. Beebe | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Lu M. Cordova | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Robert J. Druten | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Terrence P. Dunn | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Antonio O. Garza, Jr. | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director David Garza-Santos | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Janet H. Kennedy | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Kansas City Southern
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.8 | | Elect Director Mitchell J. Krebs | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Henry J. Maier | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Thomas A. McDonnell | | Mgmt | | For | | For | | For |
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1.11 | | Elect Director Patrick J. Ottensmeyer | | Mgmt | | For | | For | | For |
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1.12 | | Elect Director Rodney E. Slater | | Mgmt | | For | | For | | For |
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2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Pandora Media, Inc.
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Meeting Date: | | 05/21/2018 | | Country: | | USA | | Primary Security ID: | | 698354107 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | P |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Roger Faxon | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Timothy Leiweke | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Mickie Rosen | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
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4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
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5 | | Amend Certificate of Incorporation to Remove Foreign Stock Ownership Restrictions | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Chipotle Mexican Grill, Inc.
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Meeting Date: | | 05/22/2018 | | Country: | | USA | | Primary Security ID: | | 169656105 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | CMG |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Albert S. Baldocchi | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Paul T. Cappuccio | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Steve Ells | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Neil W. Flanzraich | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Robin Hickenlooper | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Kimbal Musk | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Ali Namvar | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Brian Niccol | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
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4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
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5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
DENTSPLY SIRONA Inc.
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Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 24906P109 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | XRAY |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Michael C. Alfano | | Mgmt | | For | | For | | For |
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1b | | Elect Director David K. Beecken | | Mgmt | | For | | For | | For |
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1c | | Elect Director Eric K. Brandt | | Mgmt | | For | | For | | For |
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1d | | Elect Director Donald M. Casey, Jr. | | Mgmt | | For | | For | | For |
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1e | | Elect Director Michael J. Coleman | | Mgmt | | For | | For | | For |
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1f | | Elect Director Willie A. Deese | | Mgmt | | For | | For | | For |
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1g | | Elect Director Betsy D. Holden | | Mgmt | | For | | For | | For |
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1h | | Elect Director Thomas Jetter | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
DENTSPLY SIRONA Inc.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1i | | Elect Director Arthur D. Kowaloff | | Mgmt | | For | | For | | For |
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1j | | Elect Director Harry M. Jansen Kraemer, Jr. | | Mgmt | | For | | For | | For |
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1k | | Elect Director Francis J. Lunger | | Mgmt | | For | | For | | For |
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1l | | Elect Director Leslie F. Varon | | Mgmt | | For | | For | | For |
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2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
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5 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
Duluth Holdings Inc.
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Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 26443V101 |
Record Date: | | 03/15/2018 | | Meeting Type: | | Annual | | Ticker: | | DLTH |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Stephen L. Schlecht | | Mgmt | | For | | Refer | | Withhold |
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1.2 | | Elect Director Stephanie L. Pugliese | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director E. David Coolidge, III | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Francesca M. Edwardson | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director David C. Finch | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Thomas G. Folliard | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Brenda I. Morris | | Mgmt | | For | | For | | For |
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2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Grubhub Inc.
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Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 400110102 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | GRUB |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Katrina Lake | | Mgmt | | For | | Refer | | Withhold |
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1.2 | | Elect Director Matthew Maloney | | Mgmt | | For | | Refer | | Withhold |
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1.3 | | Elect Director Brian McAndrews | | Mgmt | | For | | Refer | | Withhold |
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2 | | Ratify Crowe Horwath LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Mohawk Industries, Inc.
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Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 608190104 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | MHK |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Filip Balcaen | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Bruce C. Bruckmann | | Mgmt | | For | | For | | For |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Tiffany & Co.
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Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 886547108 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | TIF |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Alessandro Bogliolo | | Mgmt | | For | | For | | For |
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1b | | Elect Director Rose Marie Bravo | | Mgmt | | For | | For | | For |
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1c | | Elect Director Roger N. Farah | | Mgmt | | For | | For | | For |
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1d | | Elect Director Lawrence K. Fish | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Tiffany & Co.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1e | | Elect Director Abby F. Kohnstamm | | Mgmt | | For | | For | | For |
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1f | | Elect Director James E. Lillie | | Mgmt | | For | | For | | For |
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1g | | Elect Director William A. Shutzer | | Mgmt | | For | | For | | For |
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1h | | Elect Director Robert S. Singer | | Mgmt | | For | | For | | For |
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1i | | Elect Director Francesco Trapani | | Mgmt | | For | | For | | For |
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1j | | Elect Director Annie Young-Scrivner | | Mgmt | | For | | For | | For |
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2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
WABCO Holdings Inc.
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Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 92927K102 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | WBC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Jean-Paul L. Montupet | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director D. Nick Reilly | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Michael T. Smith | | Mgmt | | For | | For | | For |
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2 | | Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d’Entreprises SCCRL as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Arista Networks, Inc.
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Meeting Date: | | 05/29/2018 | | Country: | | USA | | Primary Security ID: | | 040413106 |
Record Date: | | 04/04/2018 | | Meeting Type: | | Annual | | Ticker: | | ANET |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Andreas Bechtolsheim | | Mgmt | | For | | Refer | | Withhold |
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1.2 | | Elect Director Jayshree Ullal | | Mgmt | | For | | Refer | | Withhold |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Williams-Sonoma, Inc.
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Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 969904101 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | WSM |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Laura Alber | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Adrian Bellamy | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Anthony Greener | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Robert Lord | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Grace Puma | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Christiana Smith Shi | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Sabrina Simmons | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Jerry Stritzke | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Frits van Paasschen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
GLAUKOS CORPORATION
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Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 377322102 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | GKOS |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Thomas W. Burns | | Mgmt | | For | | Refer | | Withhold |
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1.2 | | Elect Director Gilbert H. Kliman | | Mgmt | | For | | Refer | | Withhold |
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1.3 | | Elect Director Marc A. Stapley | | Mgmt | | For | | Refer | | Withhold |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Allegion plc
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Meeting Date: | | 06/05/2018 | | Country: | | Ireland | | Primary Security ID: | | G0176J109 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | ALLE |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Carla Cico | | Mgmt | | For | | For | | For |
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1b | | Elect Director Kirk S. Hachigian | | Mgmt | | For | | For | | For |
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1c | | Elect Director Nicole Parent Haughey | | Mgmt | | For | | For | | For |
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1d | | Elect Director David D. Petratis | | Mgmt | | For | | For | | For |
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1e | | Elect Director Dean I. Schaffer | | Mgmt | | For | | For | | For |
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1f | | Elect Director Charles L. Szews | | Mgmt | | For | | For | | For |
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1g | | Elect Director Martin E. Welch, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issuance of Equity with Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
BioMarin Pharmaceutical Inc.
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Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 09061G101 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | BMRN |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard Dere | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Grey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elaine J. Heron | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Hombach | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director V. Bryan Lawlis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan J. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard A. Meier | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David E.I. Pyott | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis J. Slamon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
CoStar Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 22160N109 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | CSGP |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael R. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andrew C. Florance | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Laura Cox Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Glosserman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Warren H. Haber | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John W. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Christopher J. Nassetta | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
CoStar Group, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director David J. Steinberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
lululemon athletica inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 550021109 |
Record Date: | | 04/11/2018 | | Meeting Type: | | Annual | | Ticker: | | LULU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Martha A.M. “Marti” Morfitt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tricia Patrick | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Emily White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Pricewaterhousecoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Certificate of Incorporation to Authorize the Board of Directors to Alter, Amend, Add to or Repeal the Bylaws | | Mgmt | | For | | Refer | | For |
| | | | | |
4a | | Amend Bylaws to Clarify Annual Stockholder Meeting can be Held at any Location | | Mgmt | | For | | Refer | | For |
| | | | | |
4b | | Amend Bylaws Regarding Advance Notice Requirement | | Mgmt | | For | | Refer | | Against |
| | | | | |
4c | | Amend Bylaws to Authorize the Board to Utilize a Co-Chair Leadership Structure when Appropriate | | Mgmt | | For | | Refer | | For |
| | | | | |
4d | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4e | | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
MarketAxess Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 57060D108 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | MKTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. McVey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Steven L. Begleiter | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen P. Casper | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jane Chwick | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director William F. Cruger | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director David G. Gomach | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Carlos M. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Richard G. Ketchum | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Emily H. Portney | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John Steinhardt | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director James J. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Autodesk, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 052769106 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | ADSK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew Anagnost | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Crawford W. Beveridge | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Karen Blasing | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Reid French | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Mary T. McDowell | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Lorrie M. Norrington | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Autodesk, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Betsy Rafael | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stacy J. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Western Alliance Bancorporation
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 957638109 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | WAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bruce Beach | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William S. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Howard N. Gould | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Steven J. Hilton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marianne Boyd Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert P. Latta | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Cary Mack | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Todd Marshall | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James E. Nave | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael Patriarca | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Robert Gary Sarver | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Donald D. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Sung Won Sohn | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Kenneth A. Vecchione | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify RSM US LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
MercadoLibre, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | USA | | Primary Security ID: | | 58733R102 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual | | Ticker: | | MELI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Nicolas Galperin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Meyer ‘Micky’ Malka Rais | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Javier Olivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Co. S.A. as Auditors | | Mgmt | | For | | For | | For |
ServiceNow, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2018 | | Country: | | USA | | Primary Security ID: | | 81762P102 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual | | Ticker: | | NOW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Susan L. Bostrom | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jonathan C. Chadwick | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Frederic B. Luddy | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Square, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2018 | | Country: | | USA | | Primary Security ID: | | 852234103 |
Record Date: | | 04/24/2018 | | Meeting Type: | | Annual | | Ticker: | | SQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Randy Garutti | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mary Meeker | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Naveen Rao | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lawrence Summers | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Norwegian Cruise Line Holdings Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/20/2018 | | Country: | | Bermuda | | Primary Security ID: | | G66721104 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | NCLH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Adam M. Aron | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stella David | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mary E. Landry | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
IVY VIP NATURAL RESOURCES
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
BHP Billiton plc
| | | | | | | | | | |
Meeting Date: | | 10/19/2017 | | Country: | | United Kingdom | | Primary Security ID: | | G10877101 |
Record Date: | | 10/17/2017 | | Meeting Type: | | Annual | | Ticker: | | BLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Leaving Entitlements | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Elect Terry Bowen as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect John Mogford as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Malcolm Broomhead as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Carolyn Hewson as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect Andrew Mackenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Lindsay Maxsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Re-elect Wayne Murdy as Director | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Re-elect Shriti Vadera as Director | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Re-elect Ken MacKenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals | | Mgmt | | | | | | |
| | | | | |
22 | | Amend the Constitution | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
BHP Billiton plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
23 | | Review the Public Policy Advocacy on Climate Change and Energy | | SH | | Against | | Refer | | Against |
Air Products and Chemicals, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/25/2018 | | Country: | | USA | | Primary Security ID: | | 009158106 |
Record Date: | | 11/30/2017 | | Meeting Type: | | Annual | | Ticker: | | APD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Susan K. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles I. Cogut | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Seifollah (Seifi) Ghasemi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David H. Y. Ho | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Margaret G. McGlynn | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Edward L. Monser | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan - WITHDRAWN RESOLUTION | | Mgmt | | | | | | |
Schlumberger Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter L.S. Currie | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Schlumberger Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director V. Maureen Kempston Darkes | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Paal Kibsgaard | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nikolay Kudryavtsev | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Helge Lund | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael E. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lubna S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Leo Rafael Reif | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Rio Tinto plc
| | | | | | | | | | |
Meeting Date: | | 04/11/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G75754104 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | RIO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | For | | For |
| | | | | |
5A | | Approve 2018 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Rio Tinto plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5B | | Approve the Potential Termination of Benefits Payable under the 2018 Equity Incentive Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Re-elect Megan Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect David Constable as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Simon Henry as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Jean-Sebastien Jacques as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Sam Laidlaw as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Michael L’Estrange as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Chris Lynch as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Simon Thompson as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
| | Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only | | Mgmt | | | | | | |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
PPG Industries, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 693506107 |
Record Date: | | 02/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PPG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Victoria F. Haynes | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael W. Lamach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
PPG Industries, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Martin H. Richenhagen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
West Fraser Timber Co. Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | Canada | | Primary Security ID: | | 952845105 |
Record Date: | | 03/02/2018 | | Meeting Type: | | Annual | | Ticker: | | WFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Henry H. (Hank) Ketcham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid E. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John N. Floren | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Brian G. Kenning | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John K. Ketcham | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Gerald J. (Gerry) Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert L. Phillips | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Janice G. Rennie | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Edward R. (Ted) Seraphim | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gillian D. Winckler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 02/27/2018 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frank G. Wisner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Noble Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 655044105 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | NBL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey L. Berenson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael A. Cawley | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Edward F. Cox | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James E. Craddock | | Mgmt | | For | | Refer | | For |
| | | | | |
1e | | Elect Director Thomas J. Edelman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Holli C. Ladhani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David L. Stover | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Scott D. Urban | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William T. Van Kleef | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Noble Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | | SH | | Against | | Refer | | For |
RPC, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 749660106 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | RES |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary W. Rollins | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Richard A. Hubbell | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Larry L. Prince | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Croda International plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G25536148 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | CRDA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Alan Ferguson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Steve Foots as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Helena Ganczakowski as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Croda International plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Re-elect Keith Layden as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Jez Maiden as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Steve Williams as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Appoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
DowDuPont Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 26078J100 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | DWDP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lamberto Andreotti | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeff M. Fettig | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lois D. Juliber | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew N. Liveris | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
DowDuPont Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Raymond J. Milchovich | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Paul Polman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dennis H. Reilley | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James M. Ringler | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Ruth G. Shaw | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Lee M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Patrick J. Ward | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Pay Disparity | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Impact of the Bhopal Chemical Explosion | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
CROWN HOLDINGS, INC.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 228368106 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | CCK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John W. Conway | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Timothy J. Donahue | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Arnold W. Donald | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Andrea J. Funk | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Rose Lee | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William G. Little | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
CROWN HOLDINGS, INC.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Hans J. Loliger | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James H. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Josef M. Muller | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Caesar F. Sweitzer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Jim L. Turner | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director William S. Urkiel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Magellan Midstream Partners, L.P.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 559080106 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MMP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert G. Croyle | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stacy P. Methvin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Barry R. Pearl | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young, LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 127097103 |
Record Date: | | 03/08/2018 | | Meeting Type: | | Annual | | Ticker: | | COG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dorothy M. Ables | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rhys J. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert S. Boswell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Amanda M. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dan O. Dinges | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert Kelley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Matt Ralls | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Marcus A. Watts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Centennial Resource Development, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 15136A102 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | CDEV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Karl E. Bandtel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Matthew G. Hyde | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffrey H. Tepper | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
International Flavors & Fragrances Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 459506101 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | IFF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Marcello V. Bottoli | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Linda Buck | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael L. Ducker | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David R. Epstein | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Ferraro | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Andreas Fibig | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Christina Gold | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Katherine M. Hudson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dale F. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephen Williamson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Ecolab Inc.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 278865100 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | ECL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas M. Baker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Barbara J. Beck | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Leslie S. Biller | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carl M. Casale | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen I. Chazen | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey M. Ettinger | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Ecolab Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Michael Larson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David W. MacLennan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Tracy B. McKibben | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Victoria J. Reich | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Suzanne M. Vautrinot | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director John J. Zillmer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Pricewaterhouse Coopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Randgold Resources Ltd
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | Jersey | | Primary Security ID: | | G73740113 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | RRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Safiatou Ba-N’Daw as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Mark Bristow as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Christopher Coleman as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Jamil Kassum as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Olivia Kirtley as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Jeanine Mabunda Lioko as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Andrew Quinn as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Randgold Resources Ltd
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Re-elect Graham Shuttleworth as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reappoint BDO LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Awards of Ordinary Shares to Non-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Award of Ordinary Shares to the Senior Independent Director | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Approve Award of Ordinary Shares to the Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Approve Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares and American Depositary Shares | | Mgmt | | For | | For | | For |
Phillips 66
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 718546104 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | PSX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director J. Brian Ferguson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Harold W. McGraw, III | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Victoria J. Tschinkel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Canadian Pacific Railway Limited
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | Canada | | Primary Security ID: | | 13645T100 |
Record Date: | | 03/15/2018 | | Meeting Type: | | Annual | | Ticker: | | CP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Ratify Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director John Baird | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Isabelle Courville | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Keith E. Creel | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Gillian (Jill) H. Denham | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Rebecca MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Jane L. Peverett | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Andrew F. Reardon | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director Gordon T. Trafton II | | Mgmt | | For | | For | | For |
Cimarex Energy Co.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 171798101 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | XEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joseph R. Albi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lisa A. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael J. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Galp Energia, SGPS S.A.
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | Portugal | | Primary Security ID: | | X3078L108 |
Record Date: | | 05/08/2018 | | Meeting Type: | | Annual | | Ticker: | | GALP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Standalone and Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Board | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Statement on Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Repurchase and Reissuance of Shares and Bonds | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Packaging Corporation of America
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 695156109 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | PKG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Cheryl K. Beebe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Duane C. Farrington | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hasan Jameel | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark W. Kowlzan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert C. Lyons | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas P. Maurer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Samuel M. Mencoff | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Roger B. Porter | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas S. Souleles | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Paul T. Stecko | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James D. Woodrum | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Halliburton Company
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | HAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James R. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Halliburton Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Nance K. Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jose C. Grubisich | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David J. Lesar | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Debra L. Reed | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Ingredion Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 457187102 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INGR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Luis Aranguren-Trellez | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director David B. Fischer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Ilene S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Paul Hanrahan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Rhonda L. Jordan | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Gregory B. Kenny | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Barbara A. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Victoria J. Reich | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jorge A. Uribe | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dwayne A. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director James P. Zallie | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Mondi plc
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G6258S107 |
Record Date: | | 05/14/2018 | | Meeting Type: | | Annual | | Ticker: | | MNDI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Common Business: Mondi Limited and Mondi plc | | Mgmt | | | | | | |
| | | | | |
1 | | Elect Stephen Young as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Re-elect Tanya Fratto as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-elect Stephen Harris as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Andrew King as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Peter Oswald as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Fred Phaswana as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dominique Reiniche as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect David Williams as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Tanya Fratto as Member of the DLC Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Stephen Harris as Member of the DLC Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Stephen Young as Member of the DLC Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
| | Mondi Limited Business | | Mgmt | | | | | | |
| | | | | |
12 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Non-executive Directors’ Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve Rationalisation of the Fee Structure of the Non-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve Special Dividend | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Michal Kotze as the Registered Auditor | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Mondi plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
21 | | Approve Financial Assistance in Terms of Section 44 and/or 45 of the SA Companies Act | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Place Authorised but Unissued Ordinary Shares Under Control of Directors | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Place Authorised but Unissued Special Converting Shares Under Control of Directors | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise Board to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorise Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Mondi plc Business | | Mgmt | | | | | | |
| | | | | |
26 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Approve Special Dividend | | Mgmt | | For | | For | | For |
| | | | | |
30 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
31 | | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
32 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
33 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
34 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Concho Resources Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 20605P101 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | CXO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven L. Beal | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Tucker S. Bridwell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark B. Puckett | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director E. Joseph Wright | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Concho Resources Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Sealed Air Corporation
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 81211K100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | SEE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael Chu | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Edward L. Doheny, II | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Patrick Duff | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Henry R. Keizer | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jacqueline B. Kosecoff | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Neil Lustig | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richard L. Wambold | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jerry R. Whitaker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
WPX Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 98212B103 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | WPX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John A. Carrig | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert K. Herdman | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
WPX Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Kelt Kindick | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Karl F. Kurz | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Henry E. Lentz | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William G. Lowrie | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Kimberly S. Lubel | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard E. Muncrief | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Valerie M. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David F. Work | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Core Laboratories N.V.
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | Netherlands | | Primary Security ID: | | N22717107 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | CLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Margaret Ann van Kempen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lawrence Bruno | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Core Laboratories N.V.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8a | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8b | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Parsley Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/25/2018 | | Country: | | USA | | Primary Security ID: | | 701877102 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | PE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ronald Brokmeyer | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Hemang Desai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Chevron Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Risks of Doing Business in Conflict-Affected Areas | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Transition to a Low Carbon Business Model | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Methane Emissions | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
9 | | Require Director Nominee with Environmental Experience | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Diamondback Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 25278X109 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | FANG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven E. West | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Travis D. Stice | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael L. Hollis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael P. Cross | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David L. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark L. Plaumann | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Melanie M. Trent | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP PATHFINDER AGGRESSIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER CONSERVATIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY AGGRESSIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY CONSERVATIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP SCIENCE AND TECHNOLOGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Evogene Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/18/2017 | | Country: | | Israel | | Primary Security ID: | | M4119S104 |
Record Date: | | 06/15/2017 | | Meeting Type: | | Annual | | Ticker: | | EVGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Reelect Martin Gerstel as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Reelect Sarit Firon as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Reelect Adina Makover as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Reelect Kinneret Livnat Savitsky as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Reelect Leon Recanati as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Option Grants to Kinneret Livnat Savitsky | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Annual Bonus of CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Reappoint Kost Forer Gabbay and Kasierer as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
A | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | Mgmt | | None | | Refer | | Against |
Pandora Media, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/07/2017 | | Country: | | USA | | Primary Security ID: | | 698354107 |
Record Date: | | 06/21/2017 | | Meeting Type: | | Annual | | Ticker: | | P |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jason Hirschhorn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Pandora Media, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
Acxiom Corporation
| | | | | | | | | | |
Meeting Date: | | 08/08/2017 | | Country: | | USA | | Primary Security ID: | | 005125109 |
Record Date: | | 06/12/2017 | | Meeting Type: | | Annual | | Ticker: | | ACXM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Timothy R. Cadogan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William T. Dillard, II | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Scott E. Howe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
CSRA Inc.
| | | | | | | | | | |
Meeting Date: | | 08/08/2017 | | Country: | | USA | | Primary Security ID: | | 12650T104 |
Record Date: | | 06/09/2017 | | Meeting Type: | | Annual | | Ticker: | | CSRA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Keith B. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sanju K. Bansal | | Mgmt | | For | | For | | Against |
| | | | | |
1c | | Elect Director Michele A. Flournoy | | Mgmt | | For | | For | | Against |
| | | | | |
1d | | Elect Director Mark A. Frantz | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nancy Killefer | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Craig L. Martin | | Mgmt | | For | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
CSRA Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Sean O’Keefe | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lawrence B. Prior, III | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael E. Ventling | | Mgmt | | For | | For | | Against |
| | | | | |
1j | | Elect Director Billie I. Williamson | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John F. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Microchip Technology Incorporated
| | | | | | | | | | |
Meeting Date: | | 08/22/2017 | | Country: | | USA | | Primary Security ID: | | 595017104 |
Record Date: | | 06/28/2017 | | Meeting Type: | | Annual | | Ticker: | | MCHP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director L.B. Day | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Esther L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
WNS (Holdings) Limited
| | | | | | | | | | |
Meeting Date: | | 09/27/2017 | | Country: | | Jersey | | Primary Security ID: | | 92932M101 |
Record Date: | | 08/22/2017 | | Meeting Type: | | Annual | | Ticker: | | WNS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton India LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Keshav R. Murugesh as a Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Michael Menezes as a Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Keith Haviland as a Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
Alibaba Group Holding Limited
| | | | | | | | | | |
Meeting Date: | | 10/18/2017 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/18/2017 | | Meeting Type: | | Annual | | Ticker: | | BABA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Jack Yun Ma as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Masayoshi Son as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Walter Teh Ming Kwauk as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Zayo Group Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/02/2017 | | Country: | | USA | | Primary Security ID: | | 98919V105 |
Record Date: | | 09/08/2017 | | Meeting Type: | | Annual | | Ticker: | | ZAYO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Phil Canfield | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Steve Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Linda Rottenberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/29/2017 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Aspen Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/08/2017 | | Country: | | USA | | Primary Security ID: | | 045327103 |
Record Date: | | 10/16/2017 | | Meeting Type: | | Annual | | Ticker: | | AZPN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joan C. McArdle | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Simon J. Orebi Gann | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Micron Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/17/2018 | | Country: | | USA | | Primary Security ID: | | 595112103 |
Record Date: | | 11/20/2017 | | Meeting Type: | | Annual | | Ticker: | | MU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert L. Bailey | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard M. Beyer | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Patrick J. Byrne | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mercedes Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sanjay Mehrotra | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Micron Technology, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Lawrence N. Mondry | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert E. Switz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Marrone Bio Innovations, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/31/2018 | | Country: | | USA | | Primary Security ID: | | 57165B106 |
Record Date: | | 12/18/2017 | | Meeting Type: | | Annual | | Ticker: | | MBII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Pamela G. Marrone | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares for a Private Placement | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Issuance of Shares for a Private Placement | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Adopt Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Apple Inc.
| | | | | | | | | | |
Meeting Date: | | 02/13/2018 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 12/15/2017 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Establish Human Rights Committee | | SH | | Against | | Refer | | Against |
Microsemi Corporation
| | | | | | | | | | |
Meeting Date: | | 02/13/2018 | | Country: | | USA | | Primary Security ID: | | 595137100 |
Record Date: | | 12/18/2017 | | Meeting Type: | | Annual | | Ticker: | | MSCC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James J. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Dennis R. Leibel | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kimberly E. Alexy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Thomas R. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William E. Bendush | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard M. Beyer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul F. Folino | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Microsemi Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director William L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Matthew E. Massengill | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Marvell Technology Group Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/16/2018 | | Country: | | Bermuda | | Primary Security ID: | | G5876H105 |
Record Date: | | 02/02/2018 | | Meeting Type: | | Special | | Ticker: | | MRVL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Court | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
WNS (Holdings) Limited
| | | | | | | | | | |
Meeting Date: | | 03/30/2018 | | Country: | | Jersey | | Primary Security ID: | | 92932M101 |
Record Date: | | 02/16/2018 | | Meeting Type: | | Special | | Ticker: | | WNS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Share Repurchase Program | | Mgmt | | For | | For | | For |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 02/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James V. Diller | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lewis C. Eggebrecht | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kenneth Y. Hao | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald Macleod | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares With or Without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
HP Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 40434L105 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | HPQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Aida M. Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Shumeet Banerji | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert R. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Charles “Chip” V. Bergh | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stacy Brown-Philpot | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Stephanie A. Burns | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mary Anne Citrino | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Stacey Mobley | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Subra Suresh | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dion J. Weisler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 03/28/2018 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
4.a | | Discuss Remuneration Policy for Management Board | | Mgmt | | | | | | |
| | | | | |
4.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
4.d | | Approve Dividends of EUR 1.40 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
5.a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
5.b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve 200,000 Performance Shares for Board of Management | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Announce Intention to Appoint Directors to Management Board | | Mgmt | | | | | | |
| | | | | |
8.a | | Reelect J.M.C. (Hans) Stork to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Elect T.L. (Terri) Kelly to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Receive Retirement Schedule of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
9 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
10.a | | Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
10.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | | Mgmt | | For | | For | | For |
| | | | | |
10.c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
10.d | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Authorize Repurchase of up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
14 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Rambus Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 750917106 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | RMBS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director E. Thomas Fisher | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles Kissner | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David Shrigley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
QTS Realty Trust, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 74736A103 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | QTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Chad L. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John W. Barter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William O. Grabe | | Mgmt | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director Catherine R. Kinney | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter A. Marino | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Scott D. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Philip P. Trahanas | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Stephen E. Westhead | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Gilead Sciences, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 375558103 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | GILD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John F. Cogan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jacqueline K. Barton | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kelly A. Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kevin E. Lofton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John C. Martin | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Milligan | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richard J. Whitley | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gayle E. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Per Wold-Olsen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Atlantica Yield plc
| | | | | | | | | | |
Meeting Date: | | 05/11/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G0751N103 |
Record Date: | | 05/09/2018 | | Meeting Type: | | Annual | | Ticker: | | AY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reappoint Deloitte LLP and Deloitte S.L. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Atlantica Yield plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Elect Director Ian Edward Robertson | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Christopher Kenneth Jarratt | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Gonzalo Urquijo | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Approve Redemption of Share Premium Account | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
Cypress Semiconductor Corporation
| | | | | | | | | | |
Meeting Date: | | 05/11/2018 | | Country: | | USA | | Primary Security ID: | | 232806109 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | CY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director W. Steve Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Hassane El-Khoury | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Oh Chul Kwon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Camillo Martino | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director J. Daniel McCranie | | Mgmt | | For | | Refer | | For |
| | | | | |
1g | | Elect Director Jeffrey J. Owens | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jeannine Sargent | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael S. Wishart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Intel Corporation
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 458140100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Aneel Bhusri | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andy D. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Brian M. Krzanich | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Tsu-Jae King Liu | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Costs and Benefits of Poltical Contributions | | SH | | Against | | Against | | Against |
Vertex Pharmaceuticals Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 92532F100 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | VRTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sangeeta N. Bhatia | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeffrey M. Leiden | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce I. Sachs | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Vertex Pharmaceuticals Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on Drug Pricing Increases | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
Cerner Corporation
| | | | | | | | | | |
Meeting Date: | | 05/18/2018 | | Country: | | USA | | Primary Security ID: | | 156782104 |
Record Date: | | 03/21/2018 | | Meeting Type: | | Annual | | Ticker: | | CERN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mitchell E. Daniels, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Clifford W. Illig | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Microsemi Corporation
| | | | | | | | | | |
Meeting Date: | | 05/22/2018 | | Country: | | USA | | Primary Security ID: | | 595137100 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Special | | Ticker: | | MSCC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Ionis Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 462222100 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | IONS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Frederick T. Muto | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Breaux B. Castleman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Euronet Worldwide, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 298736109 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | EEFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas A. McDonnell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul S. Althasen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tom A. Alberg | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Policy on Board Diversity *Withdrawn Resolution* | | SH | | | | | | |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
Marrone Bio Innovations, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 57165B106 |
Record Date: | | 04/12/2018 | | Meeting Type: | | Annual | | Ticker: | | MBII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Richard Rominger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify Marcum LLP as Auditors | | Mgmt | | For | | For | | For |
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Facebook, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Erskine B. Bowles | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan D. Desmond-Hellmann | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Reed Hastings | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Jan Koum—Withdrawn Resolution | | Mgmt | | | | | | |
| | | | | |
1.7 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director Peter A. Thiel | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
4 | | Establish Board Committee on Risk Management | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Major Global Content Management Controversies (Fake News) | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Responsible Tax Principles | | SH | | Against | | Refer | | Against |
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 09061G101 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | BMRN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard Dere | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Grey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elaine J. Heron | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Hombach | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director V. Bryan Lawlis | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Alan J. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard A. Meier | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David E.I. Pyott | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis J. Slamon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Alliance Data Systems Corporation
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 018581108 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | ADS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce K. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Roger H. Ballou | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kelly J. Barlow | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director E. Linn Draper, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Edward J. Heffernan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kenneth R. Jensen | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert A. Minicucci | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Timothy J. Theriault | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Laurie A. Tucker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric E. Schmidt | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Diane B. Greene | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Ann Mather | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Adopt Simple Majority Vote | | SH | | Against | | For | | Against |
| | | | | |
8 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Adopt a Policy on Board Diversity | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Report on Major Global Content Management Controversies | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Netflix, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 64110L106 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | NFLX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard N. Barton | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1b | | Elect Director Rodolphe Belmer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Bradford L. Smith | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1d | | Elect Director Anne M. Sweeney | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Bylaws — Call Special Meetings | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Adopt Compensation Clawback Policy | | SH | | Against | | For | | For |
| | | | | |
7 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
8 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
9 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
Switch, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 87105L104 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | SWCH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rob Roy | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Donald D. Snyder | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Tom Thomas | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Bryan Wolf | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Zareh Sarrafian | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Kim Sheehy | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
ACI Worldwide, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 004498101 |
Record Date: | | 04/18/2018 | | Meeting Type: | | Annual | | Ticker: | | ACIW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Janet O. Estep | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James C. Hale | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Philip G. Heasley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Pamela H. Patsley | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Charles E. Peters, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director David A. Poe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Adalio T. Sanchez | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas W. Warsop, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Semtech Corporation
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 816850101 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual | | Ticker: | | SMTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James P. Burra | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bruce C. Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Rockell N. Hankin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ye Jane Li | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James T. Lindstrom | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mohan R. Maheswaran | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Carmelo J. Santoro | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sylvia Summers | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Semtech Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
UNIVERSAL DISPLAY CORPORATION
| | | | | | | | | | |
Meeting Date: | | 06/21/2018 | | Country: | | USA | | Primary Security ID: | | 91347P105 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | OLED |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Steven V. Abramson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard C. Elias | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Elizabeth H. Gemmill | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Rosemarie B. Greco | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Keith Hartley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Lawrence Lacerte | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sidney D. Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sherwin I. Seligsohn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Marvell Technology Group Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/28/2018 | | Country: | | Bermuda | | Primary Security ID: | | G5876H105 |
Record Date: | | 05/09/2018 | | Meeting Type: | | Annual | | Ticker: | | MRVL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Tudor Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard S. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Oleg Khaykin | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Marvell Technology Group Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Bethany Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Donna Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Matthew J. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Michael Strachan | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert E. Switz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
IVY VIP SECURIAN REAL ESTATE SECURITIES
(Prior to April 30, 2018, known as Ivy VIP Advantus Real Estate Securities)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 - Ivy VIP Securian Real Estate Securities
Agree Realty Corporation
| | | | | | | | | | | | | | |
Ticker | | ADC | | Security ID: | | CUSIP 008492100 | | Meeting Date | | 05/15/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Richard Agree | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect John Rakolta, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Jerome Rossi | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Alexandria Real Estate Equities, Inc.
| | | | | | | | | | | | | | |
Ticker | | ARE | | Security ID: | | CUSIP 015271109 | | Meeting Date | | 05/22/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Joel S. Marcus | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Steven R. Hash | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect John L. Atkins, III | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect James P. Cain | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Maria C. Freire | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Richard H. Klein | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect James H. Richardson | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Michael A. Woronoff | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Amendment to the 1997 Stock Award and Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
American Homes 4 Rent
| | | | | | | | | | | | | | |
Ticker | | AMH | | Security ID: | | CUSIP 02665T306 | | Meeting Date | | 05/03/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect B. Wayne Hughes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect David P. Singelyn | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect John Corrigan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Dann V. Angeloff | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Douglas N. Benham | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Tamara Hughes Gustavson | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Matthew J. Hart | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect James H. Kropp | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Kenneth M. Woolley | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Apple Hospitality REIT, Inc.
| | | | | | | | | | | | | | |
Ticker | | APLE | | Security ID: | | CUSIP 03784Y200 | | Meeting Date | | 05/17/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Bruce H. Matson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Blythe J. McGarvie | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect L. Hugh Redd | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Board Declassification Article Amendment | | Mgmt | | For | | For | | For |
AvalonBay Communities, Inc.
| | | | | | | | | | | | | | |
Ticker | | AVB | | Security ID: | | CUSIP 053484101 | | Meeting Date | | 05/23/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Glyn F. Aeppel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Terry S. Brown | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Alan B. Buckelew | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Ronald L. Havner, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Stephen P. Hills | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Richard J. Lieb | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Timothy J. Naughton | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Peter S. Rummell | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect H. Jay Sarles | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Susan Swanezy | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect W. Edward Walter | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Boston Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | BXP | | Security ID: | | CUSIP 101121101 | | Meeting Date | | 05/23/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Kelly A. Ayotte | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Bruce W. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Karen E. Dykstra | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Carol B. Einiger | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Jacob A. Frenkel | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Joel I. Klein | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Douglas T. Linde | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Matthew J. Lustig | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Owen D. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Martin Turchin | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect David A. Twardock | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Brandywine Realty Trust
| | | | | | | | | | | | | | |
Ticker | | BDN | | Security ID: | | CUSIP 105368203 | | Meeting Date | | 05/23/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect James C. Diggs | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Wyche Fowler | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect H. Richard Haverstick, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Terri A. Herubin | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Michael J. Joyce | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Anthony A. Nichols, Sr. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Charles P. Pizzi | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Gerard H. Sweeney | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elimination of Supermajority Requirements for Certain Mergers | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Opt Out of Maryland Business Combination Act | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Permit Shareholders to Amend Bylaws | | Mgmt | | For | | For | | For |
Camden Property Trust
| | | | | | | | | | | | | | |
Ticker | | CPT | | Security ID: | | CUSIP 133131102 | | Meeting Date | | 05/17/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Richard J. Campo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Heather J. Brunner | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Scott S. Ingraham | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Renu Khator | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect William B. McGuire, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect D. Keith Oden | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect William F. Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Frances A. Sevilla-Sacasa | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Steven Webster | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Kelvin R. Westbrook | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approval of 2018 Share Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approval of 2018 Employee Share Purchase Plan | | Mgmt | | For | | For | | For |
Corporate Office Properties Trust
| | | | | | | | | | | | | | |
Ticker | | OFC | | Security ID: | | CUSIP 22002T108 | | Meeting Date | | 05/10/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Thomas F. Brady | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Stephen E. Budorick | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Robert L. Denton | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Philip L. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect David M. Jacobstein | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
6 | | Elect Steven D. Kesler | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect C. Taylor Pickett | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Lisa G. Trimberger | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Adopt Simple Majority Vote to Approve Mergers or Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Cousins Properties Incorporated
| | | | | | | | | | | | | | |
Ticker | | CUZ | | Security ID: | | CUSIP 222795106 | | Meeting Date | | 04/24/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Charles T. Cannada | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Edward M. Casal | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Robert M. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Lawrence L. Gellerstedt, III | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Lillian C. Giornelli | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect S. Taylor Glover | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Donna W. Hyland | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect R. Dary Stone | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
CyrusOne Inc.
| | | | | | | | | | | | | | |
Ticker | | CONE | | Security ID: | | CUSIP 23283R100 | | Meeting Date | | 05/09/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect David H. Ferdman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect John W. Gamble, Jr | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Michael A. Klayko | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect T. Tod Nielsen | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Alex Shumate | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect William E. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Lynn A. Wentworth | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Gary J. Wojtaszek | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Digital Realty Trust Inc
| | | | | | | | | | | | | | |
Ticker | | DLR | | Security ID: | | CUSIP 253868103 | | Meeting Date | | 05/08/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Laurence A. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Michael A. Coke | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Kevin J. Kennedy | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
4 | | Elect William G. LaPerch | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Afshin Mohebbi | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Mark R. Patterson | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Mary Hogan Preusse | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect John T. Roberts, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Dennis E. Singleton | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect A. William Stein | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Digital Realty Trust Inc
| | | | | | | | | | | | | | |
Ticker | | DLR | | Security ID: | | CUSIP 253868103 | | Meeting Date | | 09/13/2017 | | Meeting Status | | Voted |
Meeting Type | | Special | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Merger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
Duke Realty Corporation
| | | | | | | | | | | | | | |
Ticker | | DRE | | Security ID: | | CUSIP 264411505 | | Meeting Date | | 04/25/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect John P. Case | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect William Cavanaugh III | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Alan H. Cohen | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect James B. Connor | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Ngaire E. Cuneo | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Charles R. Eitel | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Norman K. Jenkins | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Melanie R. Sabelhaus | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Peter M. Scott III | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect David P. Stockert | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Chris Sultemeier | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Michael E. Szymanczyk | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Lynn C. Thurber | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
DuPont Fabros Technology, Inc.
| | | | | | | | | | | | | | |
Ticker | | DFT | | Security ID: | | CUSIP 26613Q106 | | Meeting Date | | 09/13/2017 | | Meeting Status | | Voted |
Meeting Type | | Special | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Merger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Equinix, Inc.
| | | | | | | | | | | | | | |
Ticker | | EQIX | | Security ID: | | CUSIP 29444U700 | | Meeting Date | | 06/07/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Thomas Bartlett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nanci E. Caldwell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Gary F. Hromadko | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Scott Kriens | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect William Luby | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Irving F. Lyons, III | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Christopher B. Paisley | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Peter F. Van Camp | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | | ShrHoldr | | Against | | Against | | For |
Equity LifeStyle Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | ELS | | Security ID: | | CUSIP 29472R108 | | Meeting Date | | 05/01/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Philip C. Calian | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect David J. Contis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Constance Freedman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Thomas P. Heneghan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Tao Huang | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Marguerite Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Sheli Z. Rosenberg | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Howard Walker | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Samuel Zell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Equity Residential Properties Trust
| | | | | | | | | | | | | | |
Ticker | | EQR | | Security ID: | | CUSIP 29476L107 | | Meeting Date | | 06/14/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Charles L. Atwood | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Linda Walker Bynoe | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Connie K. Duckworth | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Mary Kay Haben | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Bradley A. Keywell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect John E. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect David J. Neithercut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Mark S. Shapiro | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Gerald A. Spector | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Stephen E. Sterrett | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Samuel Zell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Essex Property Trust, Inc.
| | | | | | | | | | | | | | |
Ticker | | ESS | | Security ID: | | CUSIP 297178105 | | Meeting Date | | 05/15/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Keith R. Guericke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Irving F. Lyons, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect George M. Marcus | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.5 | | Elect Thomas E. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Michael J. Schall | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Byron A. Scordelis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Janice L. Sears | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approval of the 2018 Stock Award and Incentive Compensation Plan | | Mgmt | | For | | For | | For |
Extra Space Storage Inc.
| | | | | | | | | | | | | | |
Ticker | | EXR | | Security ID: | | CUSIP 30225T102 | | Meeting Date | | 05/23/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Kenneth M. Woolley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Joseph D. Margolis | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Roger B. Porter | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Ashley Dreier | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Spencer F. Kirk | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Elect Dennis J. Letham | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Diane Olmstead | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Federal Realty Investment Trust
| | | | | | | | | | | | | | |
Ticker | | FRT | | Security ID: | | CUSIP 313747206 | | Meeting Date | | 05/02/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Jon E. Bortz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect David W. Faeder | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Elizabeth Holland | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Gail P. Steinel | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Warren M. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Joseph Vassalluzzo | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Donald C. Wood | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
First Industrial Realty Trust, Inc.
| | | | | | | | | | | | | | |
Ticker | | FR | | Security ID: | | CUSIP 32054K103 | | Meeting Date | | 05/10/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Peter E. Baccile | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Matthew S. Dominski | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Bruce W. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect H. Patrick Hackett, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect John Rau | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Peter Sharpe | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect W. Ed Tyler | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Denise A. Olsen | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
GGP Inc.
| | | | | | | | | | | | | | |
Ticker | | GGP | | Security ID: | | CUSIP 36174X101 | | Meeting Date | | 06/19/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Richard B. Clark | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Mary Lou Fiala | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect J. Bruce Flatt | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Janice R. Fukakusa | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect John K. Haley | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Daniel B. Hurwitz | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Brian W. Kingston | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Christina M. Lofgren | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Sandeep Mathrani | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Gramercy Property Trust
| | | | | | | | | | | | | | |
Ticker | | GPT | | Security ID: | | CUSIP 385002308 | | Meeting Date | | 06/12/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Charles E. Black | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Gordon F. DuGan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Allan J. Baum | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Z. Jamie Behar | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Thomas D. Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect James L. Francis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Gregory F. Hughes | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Jeffrey E. Kelter | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Louis P. Salvatore | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
HCP, Inc.
| | | | | | | | | | | | | | |
Ticker | | HCP | | Security ID: | | CUSIP 40414L109 | | Meeting Date | | 04/26/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Brian G. Cartwright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Christine N. Garvey | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect David B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Thomas M. Herzog | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Peter L. Rhein | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Joseph P. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Healthcare Trust of America, Inc.
| | | | | | | | | | | | | | |
Ticker | | HTA | | Security ID: | | CUSIP 42225P501 | | Meeting Date | | 07/12/2017 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Scott D. Peters | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect W. Bradley Blair, II | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Maurice J. DeWald | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Warren D. Fix | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Peter N. Foss | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Daniel S. Henson | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Larry L. Mathis | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Gary T. Wescombe | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
10 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Highwoods Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | HIW | | Security ID: | | CUSIP 431284108 | | Meeting Date | | 05/09/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Charles A. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Gene H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Carlos E. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Edward J. Fritsch | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect David J. Hartzell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Sherry A. Kellett | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Anne H. Lloyd | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect O. Temple Sloan, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Hilton Worldwide Holdings Inc.
| | | | | | | | | | | | | | |
Ticker | | HLT | | Security ID: | | CUSIP 43300A203 | | Meeting Date | | 05/10/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Christopher J. Nassetta | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Jonathan D. Gray | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Charlene T. Begley | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Melanie L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Raymond E. Mabus, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Judith A. McHale | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect John G. Schreiber | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Elizabeth A. Smith | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Douglas M. Steenland | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect ZHANG Ling | | Mgmt | | For | | Abstain | | Against |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Host Hotels & Resorts, Inc.
| | | | | | | | | | | | | | |
Ticker | | HST | | Security ID: | | CUSIP 44107P104 | | Meeting Date | | 05/17/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Mary L. Baglivo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Sheila C. Bair | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Ann McLaughlin Korologos | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Richard E. Marriott | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Sandeep Lakhmi Mathrani | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect John B. Morse, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Mary Hogan Preusse | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Walter C. Rakowich | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect James F. Risoleo | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Gordon H. Smith | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect A. William Stein | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Invitation Homes Inc.
| | | | | | | | | | | | | | |
Ticker | | INVH | | Security ID: | | CUSIP 46187W107 | | Meeting Date | | 05/24/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Bryce Blair | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Frederick C. Tuomi | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Richard D. Bronson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Kenneth A. Caplan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Michael D. Fascitelli | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Robert Harper | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Jeffrey E. Kelter | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect John B. Rhea | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Janice L. Sears | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect William J. Stein | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Barry S. Sternlicht | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Kilroy Realty Corporation
| | | | | | | | | | | | | | |
Ticker | | KRC | | Security ID: | | CUSIP 49427F108 | | Meeting Date | | 05/23/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect John Kilroy | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Edward Brennan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Jolie Hunt | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Scott Ingraham | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Gary Stevenson | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Peter Stoneberg | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Kimco Realty Corporation
| | | | | | | | | | | | | | |
Ticker | | KIM | | Security ID: | | CUSIP 49446R109 | | Meeting Date | | 04/24/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Milton Cooper | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Philip E. Coviello | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Richard G. Dooley | | Mgmt | | For | | Against | | Against |
| | | | | |
4 | | Elect Conor C. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Joe Grills | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Frank Lourenso | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Colombe M. Nicholas | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Mary Hogan Preusse | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Richard B. Saltzman | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Liberty Property Trust
| | | | | | | | | | | | | | |
Ticker | | LPT | | Security ID: | | CUSIP 531172104 | | Meeting Date | | 05/17/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Thomas C. DeLoach, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Katherine E. Dietze | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Antonio F. Fernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Daniel P. Garton | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Robert G Gifford | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.6 | | Elect William P. Hankowsky | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect David L. Lingerfelt | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Marguerite Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Fredric J. Tomczyk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend the Trust’s Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Mid-America Apartment Communities, Inc.
| | | | | | | | | | | | | | |
Ticker | | MAA | | Security ID: | | CUSIP 59522J103 | | Meeting Date | | 05/22/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect H. Eric Bolton, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Russell R. French | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Toni Jennings | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect James K. Lowder | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Thomas H. Lowder | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Monica McGurk | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Claude B. Nielsen | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Philip W. Norwood | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect W. Reid Sanders | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Gary Shorb | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect David P. Stockert | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amendment to the 2013 Stock incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
National Retail Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | NNN | | Security ID: | | CUSIP 637417106 | | Meeting Date | | 05/17/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Pamela K. M. Beall | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Steven Cosler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Don DeFosset | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect David M. Fick | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Edward J. Fritsch | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Kevin B. Habicht | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.7 | | Elect Robert C. Legler | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Sam L. Susser | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Julian E. Whitehurst | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Prologis, Inc.
| | | | | | | | | | | | | | |
Ticker | | PLD | | Security ID: | | CUSIP 74340W103 | | Meeting Date | | 05/02/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Hamid R. Moghadam | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Cristina G. Bita | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect George L. Fotiades | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Lydia H. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect J. Michael Losh | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Irving F. Lyons, III | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect David P. O’Connor | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Olivier Piani | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Jeffrey L. Skelton | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Carl B. Webb | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect William D. Zollars | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive | | Mgmt | | For | | For | | For |
| | | | | |
| | Compensation | | | | | | | | |
| | | | | |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Public Storage
| | | | | | | | | | | | | | |
Ticker | | PSA | | Security ID: | | CUSIP 74460D109 | | Meeting Date | | 04/25/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Ronald L. Havner, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Tamara Hughes Gustavson | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Uri P. Harkham | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Leslie Stone Heisz | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect B. Wayne Hughes, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Avedick B. Poladian | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Gary E. Pruitt | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Ronald P. Spogli | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Daniel C. Staton | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
11 | | To Allow Shareholders to Amend Company Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Realty Income Corporation
| | | | | | | | | | | | | | |
Ticker | | O | | Security ID: | | CUSIP 756109104 | | Meeting Date | | 05/18/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Kathleen R. Allen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect John P. Case | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect A. Larry Chapman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Priya Cherian Huskins | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Michael D. McKee | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Gregory T. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Ronald L. Merriman | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Stephen E. Sterrett | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Regency Centers Corporation
| | | | | | | | | | | | | | |
Ticker | | REG | | Security ID: | | CUSIP 758849103 | | Meeting Date | | 04/26/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Martin E. Stein, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Joseph F. Azrack | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Bryce Blair | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect C. Ronald Blankenship | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Deirdre J. Evens | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Mary Lou Fiala | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Peter Linneman | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect David P. O’Connor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Lisa Palmer | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect John C. Schweitzer | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Thomas G. Wattles | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
RLJ Lodging Trust
| | | | | | | | | | | | | | |
Ticker | | RLJ | | Security ID: | | CUSIP 74965L101 | | Meeting Date | | 05/24/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Robert L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Leslie D. Hale | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect B. Evan Bayh III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Arthur R. Collins | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nathaniel A. Davis | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.6 | | Elect Patricia L. Gibson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Robert M. La Forgia | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Robert J. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Glenda G. McNeal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
SBA Communications Corporation
| | | | | | | | | | | | | | |
Ticker | | SBAC | | Security ID: | | CUSIP 78410G104 | | Meeting Date | | 05/17/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Brian C. Carr | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Mary S. Chan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect George R. Krouse, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approval of 2018 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Simon Property Group, Inc.
| | | | | | | | | | | | | | |
Ticker | | SPG | | Security ID: | | CUSIP 828806109 | | Meeting Date | | 05/08/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Glyn F. Aeppel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Larry C. Glasscock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Karen N. Horn | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Allan B. Hubbard | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Reuben S. Leibowitz | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Gary M. Rodkin | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Stefan Selig | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Daniel C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect J. Albert Smith, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Marta R. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Shareholder Proposal Regarding Prohibiting Termination Benefits Following a Change in Control | | ShrHoldr | | Against | | Against | | For |
SL Green Realty Corp.
| | | | | | | | | | | | | | |
Ticker | | SLG | | Security ID: | | CUSIP 78440X101 | | Meeting Date | | 05/31/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect John H. Alschuler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Lauren B. Dillard | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Stephen L. Green | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
STORE Capital Corporation
| | | | | | | | | | | | | | |
Ticker | | STOR | | Security ID: | | CUSIP 862121100 | | Meeting Date | | 05/31/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Joseph M. Donovan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Mary Fedewa | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Morton H. Fleischer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect William F. Hipp | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Catherine D. Rice | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Einar A. Seadler | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Mark N. Sklar | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Quentin P. Smith, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Christopher H. Volk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approval of Amended and Restated Charter | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
Summit Hotel Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | INN | | Security ID: | | CUSIP 866082100 | | Meeting Date | | 05/17/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Daniel P. Hansen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Bjorn R. L. Hanson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Jeffrey W. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Kenneth J. Kay | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Thomas W. Storey | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Hope Taitz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Sun Communities, Inc.
| | | | | | | | | | | | | | |
Ticker | | SUI | | Security ID: | | CUSIP 866674104 | | Meeting Date | | 05/17/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Gary A. Shiffman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Meghan G. Baivier | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Stephanie W. Bergeron | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Brian M. Hermelin | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Ronald A. Klein | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Clunet R. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Arthur A. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Amendment to the 2004 Non- Employee Director Option Plan | | Mgmt | | For | | Against | | Against |
Sunstone Hotel Investors, Inc.
| | | | | | | | | | | | | | |
Ticker | | SHO | | Security ID: | | CUSIP 867892101 | | Meeting Date | | 05/03/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect John V. Arabia | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect W. Blake Baird | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Elect Andrew Batinovich | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Z. Jamie Behar | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Thomas A. Lewis Jr. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Murray J. McCabe | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Douglas M. Pasquale | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Keith P. Russell | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities
UDR, Inc.
| | | | | | | | | | | | | | |
Ticker | | UDR | | Security ID: | | CUSIP 902653104 | | Meeting Date | | 05/24/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Katherine A. Cattanach | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Robert P. Freeman | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Jon A. Grove | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Mary Ann King | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect James D. Klingbeil | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Clint D. McDonnough | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Robert A. McNamara | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Mark R. Patterson | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Lynne B. Sagalyn | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Thomas W. Toomey | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
13 | | Amendments to Charter to Permit Shareholders to Amend Bylaws | | Mgmt | | For | | For | | For |
Ventas, Inc.
| | | | | | | | | | | | | | |
Ticker | | VTR | | Security ID: | | CUSIP 92276F100 | | Meeting Date | | 05/15/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Melody C. Barnes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Debra A. Cafaro | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Jay M. Gellert | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Richard I. Gilchrist | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Matthew J. Lustig | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Roxanne M. Martino | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Walter C. Rakowich | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Robert D. Reed | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect James D. Shelton | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Welltower Inc.
| | | | | | | | | | | | | | |
Ticker | | WELL | | Security ID: | | CUSIP 95040Q104 | | Meeting Date | | 05/03/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Thomas J. DeRosa | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Jeffrey H. Donahue | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Geoffrey G. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Timothy J. Naughton | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Elect Sharon M. Oster | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Judith C. Pelham | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Sergio D. Rivera | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect R. Scott Trumbull | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Gary Whitelaw | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approval of the Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
IVY VIP SMALL CAP CORE
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Advanced Drainage Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 07/17/2017 | | Country: | | USA | | Primary Security ID: | | 00790R104 |
Record Date: | | 05/24/2017 | | Meeting Type: | | Annual | | Ticker: | | WMS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Joseph A. Chlapaty | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Tanya Fratto | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Carl A. Nelson, Jr. | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
8x8, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/10/2017 | | Country: | | USA | | Primary Security ID: | | 282914100 |
Record Date: | | 06/16/2017 | | Meeting Type: | | Annual | | Ticker: | | EGHT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Guy L. Hecker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bryan R. Martin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Vikram Verma | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Eric Salzman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ian Potter | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jaswinder Pal Singh | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Vladimir Jacimovic | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Moss Adams LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Bob Evans Farms, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/23/2017 | | Country: | | USA | | Primary Security ID: | | 096761101 |
Record Date: | | 06/30/2017 | | Meeting Type: | | Annual | | Ticker: | | BOBE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas N. Benham | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles M. Elson | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mary Kay Haben | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David W. Head | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kathleen S. Lane | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Eileen A. Mallesch | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry S. McWilliams | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director J. Michael Townsley | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael F. Weinstein | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Take-Two Interactive Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/15/2017 | | Country: | | USA | | Primary Security ID: | | 874054109 |
Record Date: | | 07/21/2017 | | Meeting Type: | | Annual | | Ticker: | | TTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Strauss Zelnick | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert A. Bowman | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Take-Two Interactive Software, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Michael Dornemann | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director J Moses | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael Sheresky | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director LaVerne Srinivasan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Susan Tolson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Integrated Device Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/25/2017 | | Country: | | USA | | Primary Security ID: | | 458118106 |
Record Date: | | 07/27/2017 | | Meeting Type: | | Annual | | Ticker: | | IDTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ken Kannappan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Umesh Padval | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gordon Parnell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert Rango | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Norman Taffe | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Selena LaCroix | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gregory L. Waters | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Woodward, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/24/2018 | | Country: | | USA | | Primary Security ID: | | 980745103 |
Record Date: | | 11/27/2017 | | Meeting Type: | | Annual | | Ticker: | | WWD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas A. Gendron | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Daniel G. Korte | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ronald M. Sega | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Post Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/25/2018 | | Country: | | USA | | Primary Security ID: | | 737446104 |
Record Date: | | 11/28/2017 | | Meeting Type: | | Annual | | Ticker: | | POST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jay W. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Edwin H. Callison | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William P. Stiritz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Spire Inc.
| | | | | | | | | | |
Meeting Date: | | 01/25/2018 | | Country: | | USA | | Primary Security ID: | | 84857L101 |
Record Date: | | 11/30/2017 | | Meeting Type: | | Annual | | Ticker: | | SR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark A. Borer | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Maria V. Fogarty | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Beacon Roofing Supply, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/13/2018 | | Country: | | USA | | Primary Security ID: | | 073685109 |
Record Date: | | 12/18/2017 | | Meeting Type: | | Annual | | Ticker: | | BECN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert R. Buck | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul M. Isabella | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Carl T. Berquist | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard W. Frost | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Alan Gershenhorn | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Philip W. Knisely | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert M. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Neil S. Novich | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Stuart A. Randle | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Nathan K. Sleeper | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Douglas L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Navistar International Corporation
| | | | | | | | | | |
Meeting Date: | | 02/13/2018 | | Country: | | USA | | Primary Security ID: | | 63934E108 |
Record Date: | | 12/18/2017 | | Meeting Type: | | Annual | | Ticker: | | NAV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Troy A. Clarke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jose Maria Alapont | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen R. D’Arcy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Matthias Grundler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Vincent J. Intrieri | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Daniel A. Ninivaggi | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mark H. Rachesky | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Andreas H. Renschler | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Michael F. Sirignano | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Jack in the Box Inc.
| | | | | | | | | | |
Meeting Date: | | 02/27/2018 | | Country: | | USA | | Primary Security ID: | | 466367109 |
Record Date: | | 12/29/2017 | | Meeting Type: | | Annual | | Ticker: | | JACK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard A. Comma | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director David L. Goebel | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sharon P. John | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michael W. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James M. Myers | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Jack in the Box Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director David M. Tehle | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John T. Wyatt | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Vivien M. Yeung | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Cabot Corporation
| | | | | | | | | | |
Meeting Date: | | 03/08/2018 | | Country: | | USA | | Primary Security ID: | | 127055101 |
Record Date: | | 01/16/2018 | | Meeting Type: | | Annual | | Ticker: | | CBT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Cynthia A. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John K. McGillicuddy | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John F. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark S. Wrighton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Orion Engineered Carbons SA
| | | | | | | | | | |
Meeting Date: | | 04/16/2018 | | Country: | | Luxembourg | | Primary Security ID: | | L72967109 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | OEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Annual Accounts | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Orion Engineered Carbons SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Consolidated Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Marc J. Faber as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Discharge of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Appoint Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
Orion Engineered Carbons SA
| | | | | | | | | | |
Meeting Date: | | 04/16/2018 | | Country: | | Luxembourg | | Primary Security ID: | | L72967109 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Special | | Ticker: | | OEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Renewal of Authorized Share Capital | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Approve Renewal of Existing Authorization to the Board to Purchase Shares | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Article 15.1 Re: Change in the Composition of the Board to Ten Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Amend Article 18.2 Re: Written Notice of Meeting to the Board of Directors at least Twenty-Four Hours in Advance of Meeting Date | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Amendment and Full Restatement of the Articles of Association | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Pinnacle Financial Partners, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/17/2018 | | Country: | | USA | | Primary Security ID: | | 72346Q104 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | PNFP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abney S. Boxley, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles E. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Renda J. Burkhart | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory L. Burns | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard D. Callicutt, II | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marty G. Dickens | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas C. Farnsworth, III | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Joseph C. Galante | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Glenda Baskin Glover | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David B. Ingram | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Robert A. McCabe, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ronald L. Samuels | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Gary L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Reese L. Smith, III | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Thomas R. Sloan | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1q | | Elect Director M. Terry Turner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Crowe Horwath LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
World Wrestling Entertainment, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 98156Q108 |
Record Date: | | 02/21/2018 | | Meeting Type: | | Annual | | Ticker: | | WWE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Vincent K. McMahon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director George A. Barrios | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michelle D. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stephanie McMahon Levesque | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Paul “Triple H” Levesque | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Stuart U. Goldfarb | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Patricia A. Gottesman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Laureen Ong | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Robyn W. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Frank A. Riddick, III | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Jeffrey R. Speed | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Chemical Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 163731102 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | CHFC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James R. Fitterling | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald A. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard M. Lievense | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Barbara J. Mahone | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Barbara L. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director John E. Pelizzari | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director David T. Provost | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas C. Shafer | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Chemical Financial Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Larry D. Stauffer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Jeffrey L. Tate | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Gary Torgow | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Arthur A. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Franklin C. Wheatlake | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Saia, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 78709Y105 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | SAIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Di-Ann Eisnor | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William F. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Herbert A. Trucksess, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jeffrey C. Ward | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Webster Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 947890109 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | WBS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William L. Atwell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Webster Financial Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1b | | Elect Director Joel S. Becker | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John R. Ciulla | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John J. Crawford | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Elizabeth E. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Laurence C. Morse | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Karen R. Osar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark Pettie | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lauren C. States | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Zynga Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 98986T108 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | ZNGA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark Pincus | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Frank Gibeau | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Regina E. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William “Bing” Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Louis J. Lavigne, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ellen F. Siminoff | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Carol G. Mills | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Janice M. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
STAG Industrial, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/30/2018 | | Country: | | USA | | Primary Security ID: | | 85254J102 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | STAG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Benjamin S. Butcher | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Virgis W. Colbert | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michelle Dilley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jeffrey D. Furber | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Larry T. Guillemette | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Francis X. Jacoby, III | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Christopher P. Marr | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Hans S. Weger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Charter to Allow Shareholders to Amend Bylaws | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Papa John’s International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 698813102 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | PZZA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Christopher L. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Olivia F. Kirtley | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Laurette T. Koellner | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sonya E. Medina | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John H. Schnatter | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Papa John’s International, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Mark S. Shapiro | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Encompass Health Corporation
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 29261A100 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | EHC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John W. Chidsey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Donald L. Correll | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Yvonne M. Curl | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Charles M. Elson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joan E. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Leo I. Higdon, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Leslye G. Katz | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John E. Maupin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Nancy M. Schlichting | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director L. Edward Shaw, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark J. Tarr | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Yamana Gold Inc.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | Canada | | Primary Security ID: | | 98462Y100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | YRI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John Begeman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Christiane Bergevin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Andrea Bertone | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Alexander Davidson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert Gallagher | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard Graff | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Kimberly Keating | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Nigel Lees | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Peter Marrone | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Jane Sadowsky | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Dino Titaro | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
ALLETE, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 018522300 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | ALE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kathryn W. Dindo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sidney W. Emery, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director George G. Goldfarb | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James S. Haines, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alan R. Hodnik | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James J. Hoolihan | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Heidi E. Jimmerson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Madeleine W. Ludlow | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
ALLETE, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Susan K. Nestegard | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Douglas C. Neve | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Robert P. Powers | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Leonard C. Rodman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Compass Minerals International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 20451N101 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | CMP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director David J. D’Antoni | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Allan R. Rothwell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lori A. Walker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Radian Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 750236101 |
Record Date: | | 03/15/2018 | | Meeting Type: | | Annual | | Ticker: | | RDN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Herbert Wender | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director David C. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Howard B. Culang | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Radian Group Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Lisa W. Hess | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen T. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Brian D. Montgomery | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gaetano Muzio | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory V. Serio | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Noel J. Spiegel | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Richard G. Thornberry | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Curtiss-Wright Corporation
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 231561101 |
Record Date: | | 03/12/2018 | | Meeting Type: | | Annual | | Ticker: | | CW |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director David C. Adams | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Dean M. Flatt | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director S. Marce Fuller | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Rita J. Heise | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Bruce D. Hoechner | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Allen A. Kozinski | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director John B. Nathman | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Robert J. Rivet | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Albert E. Smith | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Peter C. Wallace | | Mgmt | | For | | For | | For |
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2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
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4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
First Industrial Realty Trust, Inc.
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Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 32054K103 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | FR |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Peter E. Baccile | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Matthew S. Dominski | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Bruce W. Duncan | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director H. Patrick Hackett, Jr. | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director John Rau | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director L. Peter Sharpe | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director W. Ed Tyler | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Denise A. Olsen | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Novanta Inc.
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Meeting Date: | | 05/10/2018 | | Country: | | Canada | | Primary Security ID: | | 67000B104 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | NOVT |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Stephen W. Bershad | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Lonny J. Carpenter | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Novanta Inc.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.3 | | Elect Director Dennis J. Fortino | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Matthijs Glastra | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Brian D. King | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Ira J. Lamel | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Dominic A. Romeo | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Thomas N. Secor | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
PROS Holdings, Inc.
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Meeting Date: | | 05/11/2018 | | Country: | | USA | | Primary Security ID: | | 74346Y103 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | PRO |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Penelope Herscher | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Leslie Rechan | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director William Russell | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
FCB Financial Holdings, Inc.
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Meeting Date: | | 05/14/2018 | | Country: | | USA | | Primary Security ID: | | 30255G103 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | FCB |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1 | | Declassify the Board of Directors and Eliminate Supermajority Voting Requirement for Amendment of Certain Provisions of the Company’s Certificate of Incorporation | | Mgmt | | For | | Refer | | For |
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| | If Proposal 1 is Approved, Elect 11 Directors | | Mgmt | | | | | | |
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2.1 | | Elect Director Kent S. Ellert | | Mgmt | | For | | For | | For |
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2.2 | | Elect Director Gerald Luterman | | Mgmt | | For | | Refer | | Withhold |
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2.3 | | Elect Director Howard R. Curd | | Mgmt | | For | | Refer | | Withhold |
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2.4 | | Elect Director Paul Anthony Novelly | | Mgmt | | For | | Refer | | Withhold |
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2.5 | | Elect Director Vincent S. Tese | | Mgmt | | For | | For | | For |
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2.6 | | Elect Director Thomas E. Constance | | Mgmt | | For | | For | | For |
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2.7 | | Elect Director Frederic Salerno | | Mgmt | | For | | Refer | | Withhold |
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2.8 | | Elect Director Les J. Lieberman | | Mgmt | | For | | For | | For |
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2.9 | | Elect Director Alan S. Bernikow | | Mgmt | | For | | Refer | | Withhold |
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2.10 | | Elect Director William L. Mack | | Mgmt | | For | | For | | For |
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2.11 | | Elect Director Stuart I. Oran | | Mgmt | | For | | For | | For |
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| | If Proposal 1 is Not Approved, Elect 4 Directors | | Mgmt | | | | | | |
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2.12 | | Elect Director Kent S. Ellert | | Mgmt | | For | | For | | Withhold |
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2.13 | | Elect Director Gerald Luterman | | Mgmt | | For | | Refer | | Withhold |
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2.14 | | Elect Director Howard R. Curd | | Mgmt | | For | | Refer | | Withhold |
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2.15 | | Elect Director Paul Anthony Novelly | | Mgmt | | For | | Refer | | Withhold |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | Against |
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4 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Coca-Cola Bottling Co. Consolidated
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 191098102 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | COKE |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director J. Frank Harrison, III | | Mgmt | | For | | For | | Withhold |
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1.2 | | Elect Director Sharon A. Decker | | Mgmt | | For | | Refer | | Withhold |
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1.3 | | Elect Director Morgan H. Everett | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Henry W. Flint | | Mgmt | | For | | For | | Withhold |
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1.5 | | Elect Director James R. Helvey, III | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director William H. Jones | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Umesh M. Kasbekar | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Jennifer K. Mann | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director James H. Morgan | | Mgmt | | For | | Refer | | Withhold |
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1.10 | | Elect Director John W. Murrey, III | | Mgmt | | For | | For | | For |
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1.11 | | Elect Director Sue Anne H. Wells | | Mgmt | | For | | For | | For |
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1.12 | | Elect Director Dennis A. Wicker | | Mgmt | | For | | Refer | | Withhold |
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1.13 | | Elect Director Richard T. Williams | | Mgmt | | For | | For | | For |
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2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Approve Restricted Stock Plan | | Mgmt | | For | | For | | For |
ICU Medical, Inc.
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 44930G107 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | ICUI |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Vivek Jain | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director George A. Lopez | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Robert S. Swinney | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director David C. Greenberg | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Elisha W. Finney | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Douglas E. Giordano | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
ICU Medical, Inc.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.7 | | Elect Director David F. Hoffmeister | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Donald M. Abbey | | Mgmt | | For | | For | | For |
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2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Omnicell, Inc.
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 68213N109 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | OMCL |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Randall A. Lipps | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Vance B. Moore | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Mark W. Parrish | | Mgmt | | For | | For | | For |
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2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Insulet Corporation
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Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 45784P101 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | PODD |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director John A. Fallon | | Mgmt | | For | | For | | Withhold |
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1.2 | | Elect Director Timothy J. Scannell | | Mgmt | | For | | For | | Withhold |
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2 | | Advisory Vote to Ratify Named Executive | | Mgmt | | For | | For | | For |
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| | Officers’ Compensation | | | | | | | | |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Everbridge, Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 29978A104 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | EVBG |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1 | | Elect Director Kent Mathy | | Mgmt | | For | | Refer | | Withhold |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Other Business | | Mgmt | | For | | Against | | Against |
Invacare Corporation
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 461203101 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | IVC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Susan H. Alexander | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Barbara W. Bodem | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Marc M. Gibeley | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director C. Martin Harris | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Matthew E. Monaghan | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Clifford D. Nastas | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Baiju R. Shah | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 516806106 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | LPI |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director James R. Levy | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Myles W. Scoggins | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Donald D. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Tableau Software, Inc.
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Meeting Date: | | 05/22/2018 | | Country: | | USA | | Primary Security ID: | | 87336U105 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | DATA |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Billy Bosworth | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Patrick Hanrahan | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Hilarie Koplow-McAdams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
ITT Inc.
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Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 45073V108 |
Record Date: | | 03/26/2018 | | Meeting Type: | | Annual | | Ticker: | | ITT |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Orlando D. Ashford | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
ITT Inc.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1b | | Elect Director Geraud Darnis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Donald DeFosset, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nicholas C. Fanandakis | | Mgmt | | For | | For | | For |
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1e | | Elect Director Christina A. Gold | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard P. Lavin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mario Longhi | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frank T. MacInnis | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Rebecca A. McDonald | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Timothy H. Powers | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | For | | For |
Belden Inc.
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 077454106 |
Record Date: | | 03/27/2018 | | Meeting Type: | | Annual | | Ticker: | | BDC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director David J. Aldrich | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lance C. Balk | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Steven W. Berglund | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Diane D. Brink | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judy L. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Bryan C. Cressey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan C. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director George E. Minnich | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John M. Monter | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Belden Inc.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director John S. Stroup | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Constellium NV
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | Netherlands | | Primary Security ID: | | N22035104 |
Record Date: | | 04/26/2018 | | Meeting Type: | | Annual | | Ticker: | | CSTM |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss Annual Report 2017 | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
4.1 | | Discuss Remuneration Report | | Mgmt | | | | | | |
| | | | | |
4.2 | | Approve Share Increase under the 2013 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adopt Annual Accounts 2017 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Discuss Allocation of Income | | Mgmt | | | | | | |
| | | | | |
7 | | Approve Discharge of Executive Directors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Discharge of Non-Executive Directors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | Refer | | For |
| | | | | |
12a | | Reelect Michiel Brandjes as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
12b | | Reelect Martha Brooks as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
12c | | Reelect Philippe C.A. Guillemot as Non-Executive Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Constellium NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12d | | Reelect Peter Hartman as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
12e | | Reelect John Ormerod as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
12f | | Reelect Lori Walker as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
12g | | Elect Stephanie Frachet as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Allow Questions | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
RLJ Lodging Trust
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 74965L101 |
Record Date: | | 03/21/2018 | | Meeting Type: | | Annual | | Ticker: | | RLJ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Leslie D. Hale | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Evan Bayh | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Arthur R. Collins | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Nathaniel A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Patricia L. Gibson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert M. La Forgia | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert J. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Glenda G. McNeal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Tivity Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 88870R102 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | TVTY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Sara J. Finley | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Archelle Georgiou | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Robert J. Greczyn, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Peter A. Hudson | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Beth M. Jacob | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Bradley S. Karro | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Paul H. Keckley | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Lee A. Shapiro | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Donato J. Tramuto | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Kevin G. Wills | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Old Republic International Corporation
| | | | | | | | | | |
Meeting Date: | | 05/25/2018 | | Country: | | USA | | Primary Security ID: | | 680223104 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | ORI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Harrington Bischof | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Spencer LeRoy, III | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Charles F. Titterton | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Steven R. Walker | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Old Republic International Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Report on Steps Taken to Improve Board Oversight of Climate Change Risk | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Adopt Proxy Access Right | | SH | | Against | | Against | | Against |
Kemper Corporation
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | USA | | Primary Security ID: | | 488401100 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | KMPR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director George N. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Kathleen M. Cronin | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Douglas G. Geoga | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Thomas M. Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Lacy M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Robert J. Joyce | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Joseph P. Lacher, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Christopher B. Sarofim | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director David P. Storch | | Mgmt | | For | | For | | For |
| | | | | |
3.10 | | Elect Director Susan D. Whiting | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Visteon Corporation
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 92839U206 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | VC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James J. Barrese | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Naomi M. Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey D. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sachin S. Lawande | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joanne M. Maguire | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert J. Manzo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Francis M. Scricco | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David L. Treadwell | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Harry J. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Rouzbeh Yassini-Fard | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Western Alliance Bancorporation
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 957638109 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | WAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bruce Beach | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William S. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Howard N. Gould | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Steven J. Hilton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marianne Boyd Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert P. Latta | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Cary Mack | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Todd Marshall | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Western Alliance Bancorporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director James E. Nave | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael Patriarca | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Robert Gary Sarver | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Donald D. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Sung Won Sohn | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Kenneth A. Vecchione | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify RSM US LLP as Auditors | | Mgmt | | For | | For | | For |
Evolent Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 30050B101 |
Record Date: | | 04/17/2018 | | Meeting Type: | | Annual | | Ticker: | | EVH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bruce Felt | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Kenneth Samet | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Cheryl Scott | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Frank Williams | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Q2 Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 74736L109 |
Record Date: | | 04/25/2018 | | Meeting Type: | | Annual | | Ticker: | | QTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jeffrey T. Diehl | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Matthew P. Flake | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vonage Holdings Corp.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 92886T201 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | VG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey A. Citron | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Naveen Chopra | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen Fisher | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
G-III Apparel Group, Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 36237H101 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | GIII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Morris Goldfarb | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sammy Aaron | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas J. Brosig | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
G-III Apparel Group, Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Alan Feller | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Jeffrey Goldfarb | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeanette Nostra | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Laura Pomerantz | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director Allen Sirkin | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director Willem Van Bokhorst | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director Cheryl L. Vitali | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Richard White | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Nomad Foods Limited
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | Virgin Isl (UK) | | Primary Security ID: | | G6564A105 |
Record Date: | | 04/30/2018 | | Meeting Type: | | Annual | | Ticker: | | NOMD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Martin E. Franklin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Noam Gottesman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Ian G.H. Ashken | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stefan Descheemaeker | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Mohamed Elsarky | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeremy Isaacs | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Paul Kenyon | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James E. Lillie | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lord Myners of Truro | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Victoria Parry | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Simon White | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Samy Zekhout | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Nomad Foods Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Red Rock Resorts, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 75700L108 |
Record Date: | | 04/17/2018 | | Meeting Type: | | Annual | | Ticker: | | RRR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Frank J. Fertitta, III | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1b | | Elect Director Lorenzo J. Fertitta | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1c | | Elect Director Robert A. Cashell, Jr. | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1d | | Elect Director Robert E. Lewis | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1e | | Elect Director James E. Nave | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP SMALL CAP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Booz Allen Hamilton Holding Corporation
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | USA | | Primary Security ID: | | 099502106 |
Record Date: | | 06/12/2017 | | Meeting Type: | | Annual | | Ticker: | | BAH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ralph W. Shrader | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joan Lordi C. Amble | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Peter Clare | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Philip A. Odeen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Eagle Materials Inc.
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | USA | | Primary Security ID: | | 26969P108 |
Record Date: | | 06/06/2017 | | Meeting Type: | | Annual | | Ticker: | | EXP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Michael R. Nicolais | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Richard R. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | None | | Three Years | | Three Years |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Monro Muffler Brake, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/15/2017 | | Country: | | USA | | Primary Security ID: | | 610236101 |
Record Date: | | 06/26/2017 | | Meeting Type: | | Annual | | Ticker: | | MNRO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Frederick M. Danziger | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stephen C. McCluski | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert E. Mellor | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Peter J. Solomon | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Change Company Name to Monro, Inc. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
KNIGHT TRANSPORTATION, INC.
| | | | | | | | | | |
Meeting Date: | | 09/07/2017 | | Country: | | USA | | Primary Security ID: | | 499049104 |
Record Date: | | 07/12/2017 | | Meeting Type: | | Special | | Ticker: | | KNX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Classify the Board of Directors | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | Against |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
RBC Bearings Incorporated
| | | | | | | | | | |
Meeting Date: | | 09/13/2017 | | Country: | | USA | | Primary Security ID: | | 75524B104 |
Record Date: | | 07/17/2017 | | Meeting Type: | | Annual | | Ticker: | | ROLL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mitchell I. Quain | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael J. Hartnett | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Amir Faghri | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
5 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Home BancShares, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/25/2017 | | Country: | | USA | | Primary Security ID: | | 436893200 |
Record Date: | | 08/16/2017 | | Meeting Type: | | Special | | Ticker: | | HOMB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Mercury Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/18/2017 | | Country: | | USA | | Primary Security ID: | | 589378108 |
Record Date: | | 08/14/2017 | | Meeting Type: | | Annual | | Ticker: | | MRCY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lisa S. Disbrow | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mark Aslett | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Mercury Systems, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Mary Louise (ML) Krakauer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William K. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Lumentum Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 11/02/2017 | | Country: | | USA | | Primary Security ID: | | 55024U109 |
Record Date: | | 09/11/2017 | | Meeting Type: | | Annual | | Ticker: | | LITE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Martin A. Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Harold L. Covert | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Penelope A. Herscher | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Samuel F. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Brian J. Lillie | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Alan S. Lowe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Dycom Industries, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/21/2017 | | Country: | | USA | | Primary Security ID: | | 267475101 |
Record Date: | | 10/02/2017 | | Meeting Type: | | Annual | | Ticker: | | DY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Dwight B. Duke | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Laurie J. Thomsen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vail Resorts, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/06/2017 | | Country: | | USA | | Primary Security ID: | | 91879Q109 |
Record Date: | | 10/10/2017 | | Meeting Type: | | Annual | | Ticker: | | MTN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Susan L. Decker | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Roland A. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert A. Katz | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John T. Redmond | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele Romanow | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Hilary A. Schneider | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director D. Bruce Sewell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John F. Sorte | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter A. Vaughn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Fabrinet
| | | | | | | | | | |
Meeting Date: | | 12/14/2017 | | Country: | | Cayman Islands | | Primary Security ID: | | G3323L100 |
Record Date: | | 10/16/2017 | | Meeting Type: | | Annual | | Ticker: | | FN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Seamus Grady | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Thomas F. Kelly | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Frank H. Levinson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
XPO Logistics, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/20/2017 | | Country: | | USA | | Primary Security ID: | | 983793100 |
Record Date: | | 11/17/2017 | | Meeting Type: | | Special | | Ticker: | | XPO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Woodward, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/24/2018 | | Country: | | USA | | Primary Security ID: | | 980745103 |
Record Date: | | 11/27/2017 | | Meeting Type: | | Annual | | Ticker: | | WWD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas A. Gendron | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Daniel G. Korte | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ronald M. Sega | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
BroadSoft, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/25/2018 | | Country: | | USA | | Primary Security ID: | | 11133B409 |
Record Date: | | 12/11/2017 | | Meeting Type: | | Special | | Ticker: | | BSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Beacon Roofing Supply, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/13/2018 | | Country: | | USA | | Primary Security ID: | | 073685109 |
Record Date: | | 12/18/2017 | | Meeting Type: | | Annual | | Ticker: | | BECN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert R. Buck | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul M. Isabella | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Carl T. Berquist | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard W. Frost | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Alan Gershenhorn | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Philip W. Knisely | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert M. McLaughlin | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Beacon Roofing Supply, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Neil S. Novich | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Stuart A. Randle | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Nathan K. Sleeper | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Douglas L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
LHC Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/29/2018 | | Country: | | USA | | Primary Security ID: | | 50187A107 |
Record Date: | | 02/02/2018 | | Meeting Type: | | Special | | Ticker: | | LHCG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
AMN Healthcare Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/18/2018 | | Country: | | USA | | Primary Security ID: | | 001744101 |
Record Date: | | 02/21/2018 | | Meeting Type: | | Annual | | Ticker: | | AMN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark G. Foletta | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director R. Jeffrey Harris | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael M.E. Johns | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Martha H. Marsh | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Susan R. Salka | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Andrew M. Stern | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
AMN Healthcare Services, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Paul E. Weaver | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Douglas D. Wheat | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | Against |
Home BancShares, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 436893200 |
Record Date: | | 02/23/2018 | | Meeting Type: | | Annual | | Ticker: | | HOMB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John W. Allison | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director C. Randall Sims | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Brian S. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Milburn Adams | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert H. Adcock, Jr. | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Richard H. Ashley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mike D. Beebe | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jack E. Engelkes | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Tracy M. French | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Karen E. Garrett | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James G. Hinkle | | Mgmt | | For | | Refer | | For |
| | | | | |
1.12 | | Elect Director Alex R. Lieblong | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Thomas J. Longe | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Jim Rankin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify BKD, LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
RPC, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 749660106 |
Record Date: | | 02/28/2018 | | Meeting Type: | | Annual | | Ticker: | | RES |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary W. Rollins | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Richard A. Hubbell | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Larry L. Prince | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
JELD-WEN Holding, inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 47580P103 |
Record Date: | | 03/01/2018 | | Meeting Type: | | Annual | | Ticker: | | JELD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kirk Hachigian | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Anthony Munk | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Steven Wynne | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
SVB Financial Group
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 78486Q101 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | SIVB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Greg W. Becker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eric A. Benhamou | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John S. Clendening | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Roger F. Dunbar | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joel P. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kimberly A. Jabal | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey N. Maggioncalda | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mary J. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Kate D. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John F. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Garen K. Staglin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Varonis Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 922280102 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | VRNS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gili Iohan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ofer Segev | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Rona Segev-Gal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Varonis Systems, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Other Business | | Mgmt | | For | | Against | | Against |
Paycom Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/30/2018 | | Country: | | USA | | Primary Security ID: | | 70432V102 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | PAYC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert J. Levenson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Frederick C. Peters, II | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Centennial Resource Development, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 15136A102 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | CDEV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Karl E. Bandtel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Matthew G. Hyde | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffrey H. Tepper | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Heritage Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 42722X106 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | HFWA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brian S. Charneski | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John A. Clees | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kimberly T. Ellwanger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stephen A. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Deborah J. Gavin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey S. Lyon | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gragg E. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Anthony B. Pickering | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Brian L. Vance | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ann Watson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Crowe Horwath LLP as Auditors | | Mgmt | | For | | For | | For |
Pool Corporation
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 73278L105 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | POOL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew W. Code | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy M. Graven | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Manuel J. Perez de la Mesa | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Harlan F. Seymour | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert C. Sledd | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John E. Stokely | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David G. Whalen | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Pool Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Sprouts Farmers Market, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 85208M102 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Annual | | Ticker: | | SFM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joseph Fortunato | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lawrence (‘Chip’) P. Molloy | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Joseph O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Wingstop Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2018 | | Country: | | USA | | Primary Security ID: | | 974155103 |
Record Date: | | 03/13/2018 | | Meeting Type: | | Annual | | Ticker: | | WING |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kilandigalu (Kay) M. Madati | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Charles R. Morrison | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Acadia Healthcare Company, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 00404A109 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | ACHC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director E. Perot Bissell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Vicky B. Gregg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
The Brink’s Company
| | | | | | | | | | |
Meeting Date: | | 05/04/2018 | | Country: | | USA | | Primary Security ID: | | 109696104 |
Record Date: | | 03/01/2018 | | Meeting Type: | | Annual | | Ticker: | | BCO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Paul G. Boynton | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ian D. Clough | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Susan E. Docherty | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Reginald D. Hedgebeth | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dan R. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Michael J. Herling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Douglas A. Pertz | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director George I. Stoeckert | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte and Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
The Timken Company
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 887389104 |
Record Date: | | 02/20/2018 | | Meeting Type: | | Annual | | Ticker: | | TKR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Maria A. Crowe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Elizabeth A. Harrell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard G. Kyle | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John A. Luke, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Christopher L. Mapes | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James F. Palmer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ajita G. Rajendra | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Joseph W. Ralston | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank C. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John M. Timken, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Ward J. Timken, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Jacqueline F. Woods | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
The Children’s Place, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 168905107 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | PLCE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joseph Alutto | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John E. Bachman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marla Malcolm Beck | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jane Elfers | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joseph Gromek | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
The Children’s Place, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Norman Matthews | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert L. Mettler | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Stanley W. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Susan Sobbott | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
TYLER TECHNOLOGIES, INC.
| | | | | | | | | | |
Meeting Date: | | 05/09/2018 | | Country: | | USA | | Primary Security ID: | | 902252105 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | TYL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Donald R. Brattain | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Glenn A. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Brenda A. Cline | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director J. Luther King, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director John S. Marr, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director H. Lynn Moore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Daniel M. Pope | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Dustin R. Womble | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Other Business | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Air Transport Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 00922R105 |
Record Date: | | 03/15/2018 | | Meeting Type: | | Annual | | Ticker: | | ATSG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. Baudouin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Raymond E. Johns, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joseph C. Hete | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randy D. Rademacher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Christopher Teets | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey J. Vorholt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Increase in Size of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Envestnet, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 29404K106 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | ENV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Charles Roame | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Hilton Grand Vacations Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 43283X105 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | HGV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark D. Wang | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Leonard A. Potter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Brenda J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David W. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mark H. Lazarus | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Pamela H. Patsley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul W. Whetsell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Inogen, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 45780L104 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | INGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director R. Scott Greer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Heather Rider | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Scott A. Beardsley | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Tactile Systems Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | USA | | Primary Security ID: | | 87357P100 |
Record Date: | | 03/14/2018 | | Meeting Type: | | Annual | | Ticker: | | TCMD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William W. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Raymond O. Huggenberger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gerald R. Mattys | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard J. Nigon | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Cheryl Pegus | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kevin H. Roche | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter H. Soderberg | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
John Bean Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 05/11/2018 | | Country: | | USA | | Primary Security ID: | | 477839104 |
Record Date: | | 03/15/2018 | | Meeting Type: | | Annual | | Ticker: | | JBT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director C. Maury Devine | | Mgmt | | For | | For | | Against |
| | | | | |
1.2 | | Elect Director James M. Ringler | | Mgmt | | For | | For | | Against |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
The Ultimate Software Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2018 | | Country: | | USA | | Primary Security ID: | | 90385D107 |
Record Date: | | 03/20/2018 | | Meeting Type: | | Annual | | Ticker: | | ULTI |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Marc D. Scherr | | Mgmt | | For | | Refer | | For |
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1b | | Elect Director James A. FitzPatrick, Jr. | | Mgmt | | For | | Refer | | For |
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1c | | Elect Director Rick A. Wilber | | Mgmt | | For | | Refer | | For |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Ameris Bancorp
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Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 03076K108 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | ABCB |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director R. Dale Ezzell | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Leo J. Hill | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Jimmy D. Veal | | Mgmt | | For | | For | | For |
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2 | | Ratify Crowe Horwath LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Burlington Stores, Inc.
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Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 122017106 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | BURL |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Thomas A. Kingsbury | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director William P. McNamara | | Mgmt | | For | | For | | For |
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2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
LPL Financial Holdings Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 50212V100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | LPLA |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Dan H. Arnold | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Viet D. Dinh | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director William F. Glavin Jr. | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director James S. Putnam | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director James S. Riepe | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Richard P. Schifter | | Mgmt | | For | | For | | For |
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2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Summit Materials, Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 86614U100 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | SUM |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Howard L. Lance | | Mgmt | | For | | Refer | | Withhold |
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1.2 | | Elect Director Anne K. Wade | | Mgmt | | For | | Refer | | Withhold |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Texas Roadhouse, Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 882681109 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | TXRH |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director W. Kent Taylor | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director James R. Zarley | | Mgmt | | For | | For | | For |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
U.S. Concrete, Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 90333L201 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | USCR |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director William J. Sandbrook | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Kurt M. Cellar | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Michael D. Lundin | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Robert M. Rayner | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Colin M. Sutherland | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Theodore P. Rossi | | Mgmt | | For | | For | | For |
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2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
XPO Logistics, Inc.
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Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 983793100 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | XPO |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Bradley S. Jacobs | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Gena L. Ashe | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director AnnaMaria DeSalva | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Michael G. Jesselson | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Adrian P. Kingshott | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Jason D. Papastavrou | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Oren G. Shaffer | | Mgmt | | For | | For | | For |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
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5 | | Report on Sustainability | | SH | | Against | | Refer | | Against |
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6 | | Clawback of Incentive Payments | | SH | | Against | | For | | For |
Ellie Mae, Inc.
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Meeting Date: | | 05/18/2018 | | Country: | | USA | | Primary Security ID: | | 28849P100 |
Record Date: | | 03/21/2018 | | Meeting Type: | | Annual | | Ticker: | | ELLI |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Sigmund Anderman | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Craig Davis | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Rajat Taneja | | Mgmt | | For | | For | | For |
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2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Ellie Mae, Inc.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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5 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
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6 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Five9, Inc.
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Meeting Date: | | 05/18/2018 | | Country: | | USA | | Primary Security ID: | | 338307101 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | FIVN |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Michael Burdiek | | Mgmt | | For | | Refer | | For |
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1.2 | | Elect Director David DeWalt | | Mgmt | | For | | Refer | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
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4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Nevro Corp.
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Meeting Date: | | 05/21/2018 | | Country: | | USA | | Primary Security ID: | | 64157F103 |
Record Date: | | 03/28/2018 | | Meeting Type: | | Annual | | Ticker: | | NVRO |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Brad Vale | | Mgmt | | For | | Refer | | Withhold |
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1.2 | | Elect Director Michael DeMane | | Mgmt | | For | | Refer | | Withhold |
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1.3 | | Elect Director Lisa D. Earnhardt | | Mgmt | | For | | Refer | | Withhold |
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2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Dycom Industries, Inc.
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Meeting Date: | | 05/22/2018 | | Country: | | USA | | Primary Security ID: | | 267475101 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | DY |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Stephen C. Coley | | Mgmt | | For | | For | | For |
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1b | | Elect Director Patricia L. Higgins | | Mgmt | | For | | For | | For |
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1c | | Elect Director Steven E. Nielsen | | Mgmt | | For | | For | | For |
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1d | | Elect Director Richard K. Sykes | | Mgmt | | For | | For | | For |
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2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Zendesk, Inc.
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Meeting Date: | | 05/22/2018 | | Country: | | USA | | Primary Security ID: | | 98936J101 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | ZEN |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1a | | Elect Director Michelle Wilson | | Mgmt | | For | | Refer | | Against |
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1b | | Elect Director Hilarie Koplow-McAdams | | Mgmt | | For | | For | | For |
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1c | | Elect Director Caryn Marooney | | Mgmt | | For | | Refer | | Against |
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2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
iRhythm Technologies, Inc.
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Meeting Date: | | 05/23/2018 | | Country: | | USA | | Primary Security ID: | | 450056106 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | IRTC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director C. Noel Bairey Merz | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Mark J. Rubash | | Mgmt | | For | | Refer | | Withhold |
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2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
Keane Group, Inc.
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Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 48669A108 |
Record Date: | | 03/29/2018 | | Meeting Type: | | Annual | | Ticker: | | FRAC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director James C. Stewart | | Mgmt | | For | | Refer | | Against |
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1.2 | | Elect Director Marc G. R. Edwards | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Lucas N. Batzer | | Mgmt | | For | | Refer | | Against |
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1.4 | | Elect Director Dale M. Dusterhoft | | Mgmt | | For | | Refer | | Against |
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1.5 | | Elect Director Christian A. Garcia | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Lisa A. Gray | | Mgmt | | For | | Refer | | Against |
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1.7 | | Elect Director Gary M. Halverson | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director Shawn Keane | | Mgmt | | For | | Refer | | Against |
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1.9 | | Elect Director Elmer D. Reed | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Lenard B. Tessler | | Mgmt | | For | | Refer | | Against |
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1.11 | | Elect Director Scott Wille | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
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3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
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4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
RE/MAX Holdings, Inc.
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Meeting Date: | | 05/24/2018 | | Country: | | USA | | Primary Security ID: | | 75524W108 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | RMAX |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Gail A. Liniger | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director Kathleen J. Cunningham | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Christine M. Riordan | | Mgmt | | For | | For | | For |
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2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Healthcare Services Group, Inc.
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Meeting Date: | | 05/29/2018 | | Country: | | USA | | Primary Security ID: | | 421906108 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | HCSG |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Theodore Wahl | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director John M. Briggs | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Robert L. Frome | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Robert J. Moss | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Dino D. Ottaviano | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Michael E. McBryan | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Diane S. Casey | | Mgmt | | For | | For | | For |
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1.8 | | Elect Director John J. McFadden | | Mgmt | | For | | For | | For |
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1.9 | | Elect Director Jude Visconto | | Mgmt | | For | | For | | For |
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1.10 | | Elect Director Daniela Castagnino | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Apptio, Inc.
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Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 03835C108 |
Record Date: | | 04/04/2018 | | Meeting Type: | | Annual | | Ticker: | | APTI |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Thomas Bogan | | Mgmt | | For | | Refer | | Withhold |
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1.2 | | Elect Director Peter Klein | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Matthew McIlwain | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
PDC Energy, Inc.
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Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 69327R101 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | PDCE |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Anthony J. Crisafio | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Christina M. Ibrahim | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Randy S. Nickerson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Proofpoint, Inc.
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Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 743424103 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | PFPT |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dana Evan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kristen Gil | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gary Steele | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Caleres, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 129500104 |
Record Date: | | 04/02/2018 | | Meeting Type: | | Annual | | Ticker: | | CAL |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brenda C. Freeman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lori H. Greeley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mahendra R. Gupta | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Installed Building Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 45780R101 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | IBP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Margot L. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert H. Schottenstein | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael H. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Knight-Swift Transportation Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 499049104 |
Record Date: | | 04/05/2018 | | Meeting Type: | | Annual | | Ticker: | | KNX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary Knight | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kathryn Munro | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Certificate of Incorporation to Eliminate Certain Provisions Relating to Class B Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Certificate of Incorporation to Eliminate Legacy Provisions Regarding Approval of Certain Corporate Actions | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Bylaws to Eliminate Legacy Provisions Regarding Amendment of Certain Provisions of By-Laws | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
NovoCure Limited
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | Jersey | | Primary Security ID: | | G6674U108 |
Record Date: | | 03/27/2018 | | Meeting Type: | | Annual | | Ticker: | | NVCR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Asaf Danziger | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director William F. Doyle | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
NovoCure Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1C | | Elect Director David T. Hung | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Sherilyn D. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Charles G. Phillips, III | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director William A. Vernon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
Teladoc, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2018 | | Country: | | USA | | Primary Security ID: | | 87918A105 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | TDOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Helen Darling | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director William H. Frist | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Michael Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Jason Gorevic | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Brian McAndrews | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Thomas G. McKinley | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Arneek Multani | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Kenneth H. Paulus | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director David Shedlarz | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director David B. Snow, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Watsco, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2018 | | Country: | | USA | | Primary Security ID: | | 942622200 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | WSO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven Rubin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director George P. Sape | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
K2M Group Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2018 | | Country: | | USA | | Primary Security ID: | | 48273J107 |
Record Date: | | 04/09/2018 | | Meeting Type: | | Annual | | Ticker: | | KTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eric D. Major | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Paul B. Queally | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Raymond A. Ranelli | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
HubSpot, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 443573100 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | HUBS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Brian Halligan | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Ron Gill | | Mgmt | | For | | Refer | | For |
| | | | | |
1c | | Elect Director Jill Ward | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Nexstar Media Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 65336K103 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | NXST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Perry A. Sook | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Geoff Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jay M. Grossman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Penumbra, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 70975L107 |
Record Date: | | 04/11/2018 | | Meeting Type: | | Annual | | Ticker: | | PEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Adam Elsesser | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Harpreet Grewal | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Visteon Corporation
| | | | | | | | | | |
Meeting Date: | | 06/06/2018 | | Country: | | USA | | Primary Security ID: | | 92839U206 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | VC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James J. Barrese | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Naomi M. Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey D. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sachin S. Lawande | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joanne M. Maguire | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert J. Manzo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Francis M. Scricco | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David L. Treadwell | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Harry J. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Rouzbeh Yassini-Fard | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Aerie Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 00771V108 |
Record Date: | | 04/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AERI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mechiel “Michael” M. du Toit | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Aerie Pharmaceuticals, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Murray A. Goldberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
LHC Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 50187A107 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual | | Ticker: | | LHCG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Keith G. Myers | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald T. Nixon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director W. Earl Reed, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Matador Resources Company
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 576485205 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | MTDR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William M. Byerley | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Julia P. Forrester | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Timothy E. Parker | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Matador Resources Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director David M. Posner | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kenneth L. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
OptiNose, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2018 | | Country: | | USA | | Primary Security ID: | | 68404V100 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual | | Ticker: | | OPTN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peter K. Miller | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Robert P. O’Neil | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sriram Venkataraman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Evercore Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2018 | | Country: | | USA | | Primary Security ID: | | 29977A105 |
Record Date: | | 04/23/2018 | | Meeting Type: | | Annual | | Ticker: | | EVR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Roger C. Altman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard I. Beattie | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ellen V. Futter | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gail B. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert B. Millard | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Willard J. Overlock, Jr. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Evercore Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Sir Simon M. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Ralph L. Schlosstein | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John S. Weinberg | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director William J. Wheeler | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Sarah K. Williamson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | Against |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Western Alliance Bancorporation
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 957638109 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | WAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bruce Beach | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William S. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Howard N. Gould | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Steven J. Hilton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marianne Boyd Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert P. Latta | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Cary Mack | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Todd Marshall | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James E. Nave | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael Patriarca | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Robert Gary Sarver | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Donald D. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Sung Won Sohn | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Kenneth A. Vecchione | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify RSM US LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Grand Canyon Education, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 38526M106 |
Record Date: | | 04/19/2018 | | Meeting Type: | | Annual | | Ticker: | | LOPE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brian E. Mueller | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sara R. Dial | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jack A. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kevin F. Warren | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
LendingTree, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 52603B107 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | TREE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gabriel Dalporto | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Thomas M. Davidson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Neal Dermer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robin Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter Horan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Douglas Lebda | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
LendingTree, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Steven Ozonian | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director Saras Sarasvathy | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Craig Troyer | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Ollie’s Bargain Outlet Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 681116109 |
Record Date: | | 04/27/2018 | | Meeting Type: | | Annual | | Ticker: | | OLLI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark L. Butler | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Thomas Hendrickson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Q2 Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 74736L109 |
Record Date: | | 04/25/2018 | | Meeting Type: | | Annual | | Ticker: | | QTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jeffrey T. Diehl | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Matthew P. Flake | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Monolithic Power Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 609839105 |
Record Date: | | 04/17/2018 | | Meeting Type: | | Annual | | Ticker: | | MPWR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eugen Elmiger | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeff Zhou | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Power Integrations, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/15/2018 | | Country: | | USA | | Primary Security ID: | | 739276103 |
Record Date: | | 04/24/2018 | | Meeting Type: | | Annual | | Ticker: | | POWI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wendy Arienzo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Balu Balakrishnan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Alan D. Bickell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Nicholas E. Brathwaite | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William George | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Balakrishnan S. Iyer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director E. Floyd Kvamme | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Necip Sayiner | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Steven J. Sharp | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
At Home Group Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2018 | | Country: | | USA | | Primary Security ID: | | 04650Y100 |
Record Date: | | 04/20/2018 | | Meeting Type: | | Annual | | Ticker: | | HOME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wendy A. Beck | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Philip L. Francis | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Larry D. Stone | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Five Below, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2018 | | Country: | | USA | | Primary Security ID: | | 33829M101 |
Record Date: | | 04/24/2018 | | Meeting Type: | | Annual | | Ticker: | | FIVE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Daniel J. Kaufman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Dinesh S. Lathi | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Markee | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Thomas G. Vellios | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Globant S.A.
| | | | | | | | | | |
Meeting Date: | | 06/20/2018 | | Country: | | Luxembourg | | Primary Security ID: | | L44385109 |
Record Date: | | 06/06/2018 | | Meeting Type: | | Annual | | Ticker: | | GLOB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Board’s and Auditor’s Reports | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Globant S.A.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Results | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Restricted Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Renew Appointment of Deloitte as Auditor for Annual Accounts | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Reelect Martín Migoya as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Reelect David J. Moore as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Philip A. Odeen as Director | | Mgmt | | For | | For | | For |
HealthEquity, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/21/2018 | | Country: | | USA | | Primary Security ID: | | 42226A107 |
Record Date: | | 05/02/2018 | | Meeting Type: | | Annual | | Ticker: | | HQY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert W. Selander | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jon Kessler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen D. Neeleman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Frank A. Corvino | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Adrian T. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Evelyn Dilsaver | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Debra McCowan | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Frank T. Medici | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Ian Sacks | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gayle Wellborn | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
HealthEquity, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | �� | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
InterXion Holding NV
| | | | | | | | | | |
Meeting Date: | | 06/29/2018 | | Country: | | Netherlands | | Primary Security ID: | | N47279109 |
Record Date: | | 06/01/2018 | | Meeting Type: | | Annual | | Ticker: | | INXN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Rob Ruijter as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect David Lister as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Grant of Shares under Restricted Stock Plan up to EUR 40,000 per Non-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Award of Performance Shares to Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Grant Board Authority to Issue Shares Re: Employee Incentive Schemes | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 7 | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9 | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Ratify KPMG Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
IVY VIP VALUE
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
TEVA- PHARMACEUTICAL INDUSTRIES LTD
| | | | | | | | | | |
Meeting Date: | | 07/13/2017 | | Country: | | Israel | | Primary Security ID: | | 881624209 |
Record Date: | | 06/13/2017 | | Meeting Type: | | Annual | | Ticker: | | TEVA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1a | | Elect Sol J. Barer as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Roberto Mignone as Director Until 2019 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Perry D. Nisen as Director Until 2019 Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Compensation of Sol J. Barer, Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Employment Terms of Yitzhak Peterburg, Temporary CEO | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Compensation of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve an Amendment to the Equity Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Reduce Teva’s Registered Share Capital to NIS 249,434,338 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Appoint Kesselman & Kesselman as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Jazz Pharmaceuticals plc
| | | | | | | | | | |
Meeting Date: | | 08/03/2017 | | Country: | | Ireland | | Primary Security ID: | | G50871105 |
Record Date: | | 06/07/2017 | | Meeting Type: | | Annual | | Ticker: | | JAZZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bruce C. Cozadd | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Heather Ann McSharry | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Rick E Winningham | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
VTTI Energy Partners LP
| | | | | | | | | | |
Meeting Date: | | 09/13/2017 | | Country: | | Marshall Isl | | Primary Security ID: | | Y9384M101 |
Record Date: | | 07/17/2017 | | Meeting Type: | | Special | | Ticker: | | VTTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
MetLife, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/19/2017 | | Country: | | USA | | Primary Security ID: | | 59156R108 |
Record Date: | | 09/05/2017 | | Meeting Type: | | Special | | Ticker: | | MET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Western Digital Corporation
| | | | | | | | | | |
Meeting Date: | | 11/02/2017 | | Country: | | USA | | Primary Security ID: | | 958102105 |
Record Date: | | 09/06/2017 | | Meeting Type: | | Annual | | Ticker: | | WDC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Martin I. Cole | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kathleen A. Cote | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Henry T. DeNero | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael D. Lambert | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Len J. Lauer | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Matthew E. Massengill | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Stephen D. Milligan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paula A. Price | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Microsoft Corporation
| | | | | | | | | | |
Meeting Date: | | 11/29/2017 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/29/2017 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Microsoft Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Micron Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/17/2018 | | Country: | | USA | | Primary Security ID: | | 595112103 |
Record Date: | | 11/20/2017 | | Meeting Type: | | Annual | | Ticker: | | MU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert L. Bailey | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard M. Beyer | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Patrick J. Byrne | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mercedes Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sanjay Mehrotra | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lawrence N. Mondry | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert E. Switz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
CVS Health Corporation
| | | | | | | | | | |
Meeting Date: | | 03/13/2018 | | Country: | | USA | | Primary Security ID: | | 126650100 |
Record Date: | | 02/05/2018 | | Meeting Type: | | Special | | Ticker: | | CVS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 03/23/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 03/05/2018 | | Meeting Type: | | Court | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court-Ordered Meeting for Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Broadcom Limited
| | | | | | | | | | |
Meeting Date: | | 04/04/2018 | | Country: | | Singapore | | Primary Security ID: | | Y09827109 |
Record Date: | | 02/12/2018 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James V. Diller | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Broadcom Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Lewis C. Eggebrecht | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kenneth Y. Hao | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald Macleod | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Shares With or Without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
AGNC Investment Corp.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 00123Q104 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | AGNC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary D. Kain | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Morris A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Larry K. Harvey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Prue B. Larocca | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Paul E. Mullings | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Humana Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2018 | | Country: | | USA | | Primary Security ID: | | 444859102 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | HUM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kurt J. Hilzinger | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Frank J. Bisignano | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Bruce D. Broussard | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank A. D’Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Karen B. DeSalvo | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director W. Roy Dunbar | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David A. Jones, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William J. McDonald | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William E. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David B. Nash | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director James J. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Marissa T. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael L. Corbat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Citigroup Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Franz B. Humer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Eugene M. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael E. O’Neill | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Anthony M. Santomero | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Ernesto Zedillo Ponce De Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adopt Human and Indigenous People’s Rights Policy | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Amend Bylaws — Call Special Meetings | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
SunTrust Banks, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2018 | | Country: | | USA | | Primary Security ID: | | 867914103 |
Record Date: | | 02/14/2018 | | Meeting Type: | | Annual | | Ticker: | | STI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Agnes Bundy Scanlan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Dallas S. Clement | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Paul R. Garcia | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director M. Douglas Ivester | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Donna S. Morea | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director David M. Ratcliffe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William H. Rogers, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Frank P. Scruggs, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Bruce L. Tanner | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Steven C. Voorhees | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas R. Watjen | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Phail Wynn, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Cigna Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 125509109 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | CI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David M. Cordani | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eric J. Foss | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Isaiah Harris, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Roman Martinez, IV | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John M. Partridge | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James E. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Eric C. Wiseman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Donna F. Zarcone | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Cigna Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director William D. Zollars | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
DowDuPont Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 26078J100 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | DWDP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lamberto Andreotti | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert A. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeff M. Fettig | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lois D. Juliber | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew N. Liveris | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Raymond J. Milchovich | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Paul Polman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dennis H. Reilley | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James M. Ringler | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Ruth G. Shaw | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Lee M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Patrick J. Ward | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
DowDuPont Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Pay Disparity | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Report on Impact of the Bhopal Chemical Explosion | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Eaton Corporation plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | Ireland | | Primary Security ID: | | G29183103 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | ETN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Todd M. Bluedorn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Critelli | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard H. Fearon | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Charles E. Golden | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Arthur E. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Deborah L. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sandra Pianalto | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gerald B. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dorothy C. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Eaton Corporation plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2018 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 02/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Alkhayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Donna A. James | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James E. Rohr | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Eliminate Supermajority Vote Requirement to Amend Charter | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
HCA Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2018 | | Country: | | USA | | Primary Security ID: | | 40412C101 |
Record Date: | | 03/07/2018 | | Meeting Type: | | Annual | | Ticker: | | HCA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director R. Milton Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert J. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nancy-Ann DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director William R. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ann H. Lamont | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Geoffrey G. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne J. Riley | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John W. Rowe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Capital One Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 14040H105 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | COF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Richard D. Fairbank | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Aparna Chennapragada | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Ann Fritz Hackett | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Benjamin P. Jenkins, III | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Peter Thomas Killalea | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Pierre E. Leroy | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Capital One Financial Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1H | | Elect Director Peter E. Raskind | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Mayo A. Shattuck, III | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Bradford H. Warner | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Catherine G. West | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | Against | | Against |
Welltower Inc.
| | | | | | | | | | |
Meeting Date: | | 05/03/2018 | | Country: | | USA | | Primary Security ID: | | 95040Q104 |
Record Date: | | 03/06/2018 | | Meeting Type: | | Annual | | Ticker: | | WELL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Thomas J. DeRosa | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey H. Donahue | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Geoffrey G. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Timothy J. Naughton | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Sharon M. Oster | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Judith C. Pelham | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sergio D. Rivera | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director R. Scott Trumbull | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Gary Whitelaw | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
The Timken Company
| | | | | | | | | | |
Meeting Date: | | 05/08/2018 | | Country: | | USA | | Primary Security ID: | | 887389104 |
Record Date: | | 02/20/2018 | | Meeting Type: | | Annual | | Ticker: | | TKR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Maria A. Crowe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Elizabeth A. Harrell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard G. Kyle | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John A. Luke, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Christopher L. Mapes | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James F. Palmer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ajita G. Rajendra | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Joseph W. Ralston | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank C. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John M. Timken, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Ward J. Timken, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Jacqueline F. Woods | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Magna International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2018 | | Country: | | Canada | | Primary Security ID: | | 559222401 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | MG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Scott B. Bonham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Peter G. Bowie | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary S. Chan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kurt J. Lauk | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert F. MacLellan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Magna International Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Cynthia A. Niekamp | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William A. Ruh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Indira V. Samarasekera | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Donald J. Walker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Lawrence D. Worrall | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director William L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
The Allstate Corporation
| | | | | | | | | | |
Meeting Date: | | 05/11/2018 | | Country: | | USA | | Primary Security ID: | | 020002101 |
Record Date: | | 03/13/2018 | | Meeting Type: | | Annual | | Ticker: | | ALL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kermit R. Crawford | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael L. Eskew | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Margaret M. Keane | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Siddharth N. (Bobby) Mehta | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jacques P. Perold | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Andrea Redmond | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gregg M. Sherrill | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Judith A. Sprieser | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Thomas J. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/15/2018 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/16/2018 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | �� | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Restore or Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Everest Re Group, Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | Bermuda | | Primary Security ID: | | G3223R108 |
Record Date: | | 03/19/2018 | | Meeting Type: | | Annual | | Ticker: | | RE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dominic J. Addesso | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John J. Amore | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William F. Galtney, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John A. Graf | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gerri Losquadro | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Roger M. Singer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Joseph V. Taranto | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John A. Weber | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
State Street Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2018 | | Country: | | USA | | Primary Security ID: | | 857477103 |
Record Date: | | 03/09/2018 | | Meeting Type: | | Annual | | Ticker: | | STT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kennett F. Burnes | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Patrick de Saint-Aignan | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lynn A. Dugle | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Amelia C. Fawcett | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director William C. Freda | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Linda A. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Joseph L. Hooley | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sara Mathew | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William L. Meaney | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sean O’Sullivan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
State Street Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1k | | Elect Director Richard P. Sergel | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Gregory L. Summe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Majority Voting Standard for Specified Corporate Actions | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Synchrony Financial
| | | | | | | | | | |
Meeting Date: | | 05/17/2018 | | Country: | | USA | | Primary Security ID: | | 87165B103 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | SYF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Margaret M. Keane | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Paget L. Alves | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Arthur W. Coviello, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William W. Graylin | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Roy A. Guthrie | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard C. Hartnack | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jeffrey G. Naylor | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Laurel J. Richie | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Olympia J. Snowe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Amgen Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2018 | | Country: | | USA | | Primary Security ID: | | 031162100 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | AMGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert A. Bradway | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Brian J. Druker | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert A. Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Greg C. Garland | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Fred Hassan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Rebecca M. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Frank C. Herringer | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Charles M. Holley, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Tyler Jacks | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director R. Sanders Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
Dollar General Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 256677105 |
Record Date: | | 03/22/2018 | | Meeting Type: | | Annual | | Ticker: | | DG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Warren F. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael M. Calbert | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Patricia D. Fili-Krushel | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Dollar General Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Timothy I. McGuire | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Paula A. Price *Withdrawn Resolution* | | Mgmt | | | | | | |
| | | | | |
1g | | Elect Director William C. Rhodes, III | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ralph E. Santana | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Todd J. Vasos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Walmart, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2018 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Stephen J. Easterbrook | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director C. Douglas McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory B. Penner | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Steven S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director S. Robson Walton | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
5 | | Report on Race or Ethnicity Pay Gap | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Lowe’s Companies, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/01/2018 | | Country: | | USA | | Primary Security ID: | | 548661107 |
Record Date: | | 03/23/2018 | | Meeting Type: | | Annual | | Ticker: | | LOW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Raul Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David H. Batchelder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laurie Z. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard W. Dreiling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James H. Morgan | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Bertram L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Lisa W. Wardell | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Eric C. Wiseman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
CVS Health Corporation
| | | | | | | | | | |
Meeting Date: | | 06/04/2018 | | Country: | | USA | | Primary Security ID: | | 126650100 |
Record Date: | | 04/10/2018 | | Meeting Type: | | Annual | | Ticker: | | CVS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. Bracken | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director C. David Brown, II | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
CVS Health Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Alecia A. DeCoudreaux | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nancy-Ann M. DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Anne M. Finucane | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry J. Merlo | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jean-Pierre Millon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Richard J. Swift | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide For Confidential Running Vote Tallies On Executive Pay Matters | | SH | | Against | | For | | For |
Comcast Corporation
| | | | | | | | | | |
Meeting Date: | | 06/11/2018 | | Country: | | USA | | Primary Security ID: | | 20030N101 |
Record Date: | | 04/06/2018 | | Meeting Type: | | Annual | | Ticker: | | CMCSA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Madeline S. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sheldon M. Bonovitz | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey A. Honickman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maritza G. Montiel | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Asuka Nakahara | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Comcast Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director David C. Novak | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian L. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
MetLife, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2018 | | Country: | | USA | | Primary Security ID: | | 59156R108 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | MET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Cheryl W. Grise | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Carlos M. Gutierrez | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David L. Herzog | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director R. Glenn Hubbard | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Steven A. Kandarian | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Edward J. Kelly, III | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William E. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Catherine R. Kinney | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Target Corporation
| | | | | | | | | | |
Meeting Date: | | 06/13/2018 | | Country: | | USA | | Primary Security ID: | | 87612E106 |
Record Date: | | 04/16/2018 | | Meeting Type: | | Annual | | Ticker: | | TGT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Roxanne S. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Douglas M. Baker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Brian C. Cornell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Calvin Darden | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Henrique De Castro | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert L. Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Melanie L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald R. Knauss | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Mary E. Minnick | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Kenneth L. Salazar | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
Dollar Tree, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2018 | | Country: | | USA | | Primary Security ID: | | 256746108 |
Record Date: | | 04/13/2018 | | Meeting Type: | | Annual | | Ticker: | | DLTR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Arnold S. Barron | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory M. Bridgeford | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary Anne Citrino | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Conrad M. Hall | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Dollar Tree, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Lemuel E. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey G. Naylor | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gary M. Philbin | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Bob Sasser | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas A. Saunders, III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Stephanie P. Stahl | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas E. Whiddon | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Carl P. Zeithaml | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
IVY VARIABLE INSURANCE PORTFOLIOS
(Registrant)
| | |
By: | | /s/ Philip A. Shipp |
| | Philip A. Shipp, Assistant Secretary |
|
Date: August 31, 2018 |
| |
By: | | /s/ Philip J. Sanders |
| | Philip J. Sanders, President and Principal Executive Officer |
|
Date: August 31, 2018 |