UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORMN-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number811-5017
IVY VARIABLE INSURANCE PORTFOLIOS
(Exact Name as Specified in Charter)
|
6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
(Address of Principal Executive Office) (Zip Code) |
|
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (913)236-2000
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 to June 30, 2019
IVY VIP ASSET STRATEGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
ITC Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/27/2018 | | Country: | | India | | Primary Security ID: | | Y4211T171 |
Record Date: | | 07/20/2018 | | Meeting Type: | | Annual | | Ticker: | | ITC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Nakul Anand as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Sanjiv Puri as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect John Pulinthanam as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Redesignation of Sanjiv Puri as Managing Director with Effect from May 16, 2018 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Sanjiv Puri as Director and Approve Reappointment and Remuneration of Sanjiv Puri as Managing Director with Effect from July 22, 2019 | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Nakul Anand as Director and Approve Reappointment and Remuneration of Nakul Anand as Executive Director with Effect from Jan. 3, 2019 | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Reelect Rajiv Tandon as Director and Approve Reappointment and Remuneration of Rajiv Tandon as Executive Director with Effect from July 22, 2019 | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Remuneration and Benefits of Yogesh Chander Deveshwar as Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Reelect Yogesh Chander Deveshwar as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Reelect Sahibzada SyedHabib-ur-Rehman as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reelect Shilabhadra Banerjee as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Commission toNon-Executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve Remuneration of P. Raju Iyer as Cost Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Remuneration of Shome & Banerjee as Cost Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Larsen & Toubro Ltd.
| | | | | | | | | | |
Meeting Date: | | 08/23/2018 | | Country: | | India | | Primary Security ID: | | Y5217N159 |
Record Date: | | 08/16/2018 | | Meeting Type: | | Annual | | Ticker: | | 500510 |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Subramanian Sarma as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Sunita Sharma as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Reelect A.M Naik as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect D.K Sen as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Hemant Bhargava as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect A.M Naik asNon-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Remuneration of A.M Naik asNon-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Issuance of Secure/Unsecured RedeemableNon-Convertible Debentures on Private Placement Basis | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration of Cost Auditors | | Mgmt | | For | | For | | For |
ITC Ltd.
| | | | | | | | | | |
Meeting Date: | | 10/01/2018 | | Country: | | India | | Primary Security ID: | | Y4211T171 |
Record Date: | | 08/17/2018 | | Meeting Type: | | Special | | Ticker: | | 500875 |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Postal Ballot | | Mgmt | | | | | | |
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1 | | Approve Grant of Equity Settled Stock Appreciation Rights to the Eligible Employees of the Company Under the lTC Employee Stock Appreciation Rights Scheme 2018 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Extension of Benefits of the lTC Employee Stock Appreciation Rights Scheme 2018 to Permanent Employees Including Managing/Wholetime Directors, of Subsidiary Companies | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Variation in the Terms of Remuneration of the Managing Director and other Wholetime Directors of the Company | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Larsen & Toubro Ltd.
| | | | | | | | | | |
Meeting Date: | | 10/01/2018 | | Country: | | India | | Primary Security ID: | | Y5217N159 |
Record Date: | | 08/24/2018 | | Meeting Type: | | Special | | Ticker: | | 500510 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Postal Ballot | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Buy Back of Equity Shares | | Mgmt | | For | | For | | For |
Alibaba Group Holding Ltd.
| | | | | | | | | | |
Meeting Date: | | 10/31/2018 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/24/2018 | | Meeting Type: | | Annual | | Ticker: | | BABA |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Joseph C. Tsai as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect J. Michael Evans as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Eric Xiandong Jing as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.4 | | Elect Borje E. Ekholm as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Industrial & Commercial Bank of China Ltd.
| | | | | | | | | | |
Meeting Date: | | 11/21/2018 | | Country: | | China | | Primary Security ID: | | Y3990B112 |
Record Date: | | 10/19/2018 | | Meeting Type: | | Special | | Ticker: | | 1398 |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Elect Zheng Fuqing as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Fei Zhoulin as Director | | Mgmt | | | | | | |
| | | | | |
3 | | Elect Nout Wellink as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Fred Zuliu Hu as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Qu Qiang as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve the Payment Plan of Remuneration to Directors for 2017 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve the Payment Plan of Remuneration to Supervisors for 2017 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Proposal to Issue Eligible Tier 2 Capital Instruments | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Refer | | Against |
| | | | | |
| | APPROVE PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE COMPANY | | Mgmt | | | | | | |
| | | | | |
10.01 | | Approve Type of Preference Shares to be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.02 | | Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.03 | | Approve Method of Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.04 | | Approve Par Value and Issue Price in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.05 | | Approve Maturity in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.06 | | Approve Target Investors in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.07 | | ApproveLock-Up Period in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Industrial & Commercial Bank of China Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10.08 | | Approve Terms of Distribution of Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.09 | | Approve Terms of Mandatory Conversion in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.10 | | Approve Terms of Conditional Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.11 | | Approve Restrictions on Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.12 | | Approve Restoration of Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.13 | | Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.14 | | Approve Rating in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.15 | | Approve Security in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.16 | | Approve Use of Proceeds from the Issuance of the Domestic Preference Shares | | Mgmt | | For | | For | | For |
| | | | | |
10.17 | | Approve Transfer in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.18 | | Approve Relationship between Domestic and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.19 | | Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
10.20 | | Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
10.21 | | Approve Matters Relating to Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
| | APPROVE PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE COMPANY | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Industrial & Commercial Bank of China Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11.01 | | Approve Type of Preference Shares to be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.02 | | Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.03 | | Approve Method of Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.04 | | Approve Par Value and Issue Price in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.05 | | Approve Maturity in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.06 | | Approve Target Investors in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.07 | | ApproveLock-Up Period in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.08 | | Approve Terms of Distribution of Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.09 | | Approve Terms of Mandatory Conversion in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.10 | | Approve Terms of Conditional Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.11 | | Approve Restrictions on Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.12 | | Approve Restoration of Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.13 | | Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.14 | | Approve Rating in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.15 | | Approve Security in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Industrial & Commercial Bank of China Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11.16 | | Approve Use of Proceeds from the Issuance of the Offshore Preference Shares | | Mgmt | | For | | For | | For |
| | | | | |
11.17 | | Approve Transfer in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.18 | | Approve Relationship Between Offshore and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.19 | | Approve Validity Period of the Resolution in Respect of the Issuance of the Offshore Preference Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
11.20 | | Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
11.21 | | Approve Matters Relating to Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Proposal on the Impact on Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Proposal on Formulating the Shareholder Return Plan for 2018 to 2020 of the Company | | Mgmt | | For | | For | | For |
Microsoft Corp.
| | | | | | | | | | |
Meeting Date: | | 11/28/2018 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Microsoft Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 11/27/2018 | | Meeting Type: | | Annual | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Tessa Bamford as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Gareth Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect John Martin as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Kevin Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Alan Murray as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Michael Powell as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Darren Shapland as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Dr Nadia Shouraboura as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Ferguson Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Re-elect Jacqueline Simmonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Increase in the Maximum Aggregate Remuneration Payable toNon-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity withPre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity withoutPre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Medtronic Plc
| | | | | | | | | | |
Meeting Date: | | 12/07/2018 | | Country: | | Ireland | | Primary Security ID: | | G5960L103 |
Record Date: | | 10/09/2018 | | Meeting Type: | | Annual | | Ticker: | | MDT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Richard H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Scott C. Donnelly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randall J. Hogan, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael O. Leavitt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James T. Lenehan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Elizabeth G. Nabel | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Denise M. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kendall J. Powell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Medtronic Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Axis Bank Ltd.
| | | | | | | | | | |
Meeting Date: | | 01/17/2019 | | Country: | | India | | Primary Security ID: | | Y0487S137 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Special | | Ticker: | | 532215 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Postal Ballot | | Mgmt | | | | | | |
| | | | | |
1 | | Elect Girish Paranjpe as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Amitabh Chaudhry as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Appointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Samir K. Barua as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Som Mittal as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Rohit Bhagat as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of the Bank Under the Employee Stock Option Scheme | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of Subsidiary Companies of the Bank | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Intuit, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/17/2019 | | Country: | | USA | | Primary Security ID: | | 461202103 |
Record Date: | | 11/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INTU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Eve Burton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Dalzell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sasan Goodarzi | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah Liu | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Brad D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Raul Vazquez | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jeff Weiner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Visa, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/29/2019 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Visa, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John A.C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Compass Group Plc
| | | | | | | | | | |
Meeting Date: | | 02/07/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G23296208 |
Record Date: | | 02/05/2019 | | Meeting Type: | | Annual | | Ticker: | | CPG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect John Bryant as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Anne-Francoise Nesmes as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dominic Blakemore as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Gary Green as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Carol Arrowsmith as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect John Bason as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Stefan Bomhard as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nelson Silva as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Ireena Vittal as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Paul Walsh as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Compass Group Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
17 | | Approve Payment of Full Fees Payable toNon-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorise Issue of Equity withPre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity withoutPre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | | Mgmt | | For | | For | | For |
Apple, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/01/2019 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 01/02/2019 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Disclose Board Diversity and Qualifications | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Applied Materials, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/07/2019 | | Country: | | USA | | Primary Security ID: | | 038222105 |
Record Date: | | 01/10/2019 | | Meeting Type: | | Annual | | Ticker: | | AMAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Judy Bruner | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Xun (Eric) Chen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Aart J. de Geus | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary E. Dickerson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen R. Forrest | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Iannotti | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Alexander A. Karsner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adrianna C. Ma | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott A. McGregor | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
QUALCOMM, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/12/2019 | | Country: | | USA | | Primary Security ID: | | 747525103 |
Record Date: | | 01/14/2019 | | Meeting Type: | | Annual | | Ticker: | | QCOM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark Fields | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | �� | For | | For |
| | | | | |
1d | | Elect Director Ann M. Livermore | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Harish Manwani | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
QUALCOMM, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Steve Mollenkopf | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Francisco Ros | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Irene B. Rosenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Neil Smit | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/20/2019 | | Country: | | South Korea | | Primary Security ID: | | Y74718100 |
Record Date: | | 12/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 005930 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2.1.1 | | Elect BahkJae-wan as Outside Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.1.2 | | Elect KimHan-jo as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.1.3 | | Elect Ahn Curie as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.1 | | Elect BahkJae-wan as a Member of Audit Committee | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.2.2 | | Elect KimHan-jo as a Member of Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Sampo Oyj
| | | | | | | | | | |
Meeting Date: | | 04/09/2019 | | Country: | | Finland | | Primary Security ID: | | X75653109 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | SAMPO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Call the Meeting to Order | | Mgmt | | | | | | |
| | | | | |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report | | Mgmt | | | | | | |
| | | | | |
7 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
8a | | Approve Allocation of Income and Dividends of EUR 2.85 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
8b | | Authorize Board to Distribute Extra Dividend of up to EUR 0.90 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Discharge of Board and President | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Fix Number of Directors at Eight | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Christian Clausen, Jannica Fagerholm, Veli-Matti Mattila, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Fiona Clutterbuck and Johanna Lamminen as New Directors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/10/2019 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Discuss Implementation of the Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Allocation of Income and Dividends of EUR of 1.65 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge ofNon-Executive Members of the Board of Directors | | Mgmt | | For | | For | | Against |
| | | | | |
4.4 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | Against |
| | | | | |
4.5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4.7 | | Elect Guillaume Faury as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Reelect Catherine Guillouard asNon-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Reelect Claudia Nemat asNon-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Reelect Carlos Tavares asNon-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.14 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Adobe Inc.
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/13/2019 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy L. Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Frank A. Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James E. Daley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Laura B. Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles M. Geschke | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kathleen Oberg | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dheeraj Pandey | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David A. Ricks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel L. Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John E. Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
Nestle SA
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | Switzerland | | Primary Security ID: | | H57312649 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NESN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.45 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.1a | | Reelect Paul Bulcke as Director and Board Chairman | | Mgmt | | For | | For | | Against |
| | | | | |
4.1b | | Reelect Ulf Schneider as Director | | Mgmt | | For | | For | | Against |
| | | | | |
4.1c | | Reelect Henri de Castries as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1d | | Reelect Beat Hess as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1e | | Reelect Renato Fassbind as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1f | | Reelect Ann Veneman as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1g | | Reelect Eva Cheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1h | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1i | | Reelect Ursula Burns as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1j | | Reelect Kasper Rorsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1k | | Reelect Pablo Isla as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1l | | Reelect Kimberly Ross as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.1 | | Elect Dick Boer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.2 | | Elect Dinesh Paliwal as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.2 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.3 | | Appoint Ursula Burns as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.4 | | Appoint Pablo Isla as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Designate Hartmann Dreyer as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
UniCredit SpA
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | Italy | | Primary Security ID: | | T9T23L642 |
Record Date: | | 04/02/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | UCG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports; Elimination of Negative Reserves | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
| | Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates | | Mgmt | | | | | | |
| | | | | |
3.1 | | Slate 1 Submitted by Allianz | | SH | | None | | For | | For |
| | | | | |
3.2 | | Slate 2 Submitted by Institutional Investors (Assogestioni) | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
| | Shareholder Proposal Submitted by Allianz | | Mgmt | | | | | | |
| | | | | |
4 | | Approve Internal Auditors’ Remuneration | | SH | | None | | Refer | | For |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
5 | | Elect Elena Carletti as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve 2019 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Severance Payments Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Authorize Board to Increase Capital to Service 2018 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Authorize Board to Increase Capital to Service 2019 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Articles of Association Re: Article 6 | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | | Mgmt | | None | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/16/2019 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 02/19/2019 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael L. Corbat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Barbara J. Desoer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lew W. (Jay) Jacobs, IV | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Eugene M. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Ernesto Zedillo Ponce de Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Beiersdorf AG
| | | | | | | | | | |
Meeting Date: | | 04/17/2019 | | Country: | | Germany | | Primary Security ID: | | D08792109 |
Record Date: | | 03/26/2019 | | Meeting Type: | | Annual | | Ticker: | | BEI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018(Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Hong Chow to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Martin Hansson to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
6.3 | | Elect Michael Herz to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
6.4 | | Elect Christine Martel to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.5 | | Elect Frederic Pflanz to the Supervisory Board | | Mgmt | | For | | For | | Against |
| | | | | |
6.6 | | Elect Reinhard Poellath to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
6.7 | | Elect Beatrice Dreyfus as Alternate Supervisory Board Member | | Mgmt | | For | | For | | For |
VINCI SA
| | | | | | | | | | |
Meeting Date: | | 04/17/2019 | | Country: | | France | | Primary Security ID: | | F5879X108 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | DG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.67 per Share | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
VINCI SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Reelect Robert Castaigne as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Ana Paula Pessoa as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Pascale Sourisse as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Caroline Gregoire Sainte Marie as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Dominique Muller Joly-Pottuz as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | For |
| | | | | |
9 | | Elect Francoise Roze as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
10 | | Elect Jarmila Matouskova as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
11 | | Elect Jean-Charles Garaffa as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
12 | | Renew Appointment of Deloitte Et Associes as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Appoint PricewaterhouseCoopers Audit as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.6 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Remuneration Policy for Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Compensation of Xavier Huillard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
18 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
VINCI SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
23 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items20-22 | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
27 | | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | | Mgmt | | For | | Refer | | For |
| | | | | |
28 | | Amend Article 16 of Bylaws to Comply with Legal Changes Re: Auditors | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Noble Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 655044105 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | NBL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey L. Berenson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael A. Cawley | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James E. Craddock | | Mgmt | | For | | Refer | | For |
| | | | | |
1d | | Elect Director Barbara J. Duganier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas J. Edelman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Holli C. Ladhani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David L. Stover | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Scott D. Urban | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William T. Van Kleef | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 03/27/2019 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
| | | | | |
3.a | | Discuss Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
3.b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3.d | | Approve Dividends of EUR 2.10 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve 200,000 Performance Shares for Board of Management | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Discussion of Updated Supervisory Board Profile | | Mgmt | | | | | | |
| | | | | |
8.a | | Reelect G.J. Kleisterlee to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Reelect A.P. Aris to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Reelect R.D. Schwalb to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.d | | Reelect W.H. Ziebart to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.e | | Receive Retirement Schedule of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
9 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11.a | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a | | Mgmt | | For | | For | | For |
| | | | | |
11.c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
11.d | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c | | Mgmt | | For | | For | | For |
| | | | | |
12.a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12.b | | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Other Business(Non-Voting) | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
The Coca-Cola Company
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 191216100 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | KO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Herbert A. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald W. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marc Bolland | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ana Botin | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Christopher C. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Barry Diller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helene D. Gayle | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Alexis M. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Robert A. Kotick | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Maria Elena Lagomasino | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
The Coca-Cola Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.11 | | Elect Director James Quincey | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Caroline J. Tsay | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director David B. Weinberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Report on the Health Impacts and Risks of Sugar in the Company’s Products | | SH | | Against | | Refer | | Against |
Lockheed Martin Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 539830109 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | LMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel F. Akerson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David B. Burritt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce A. Carlson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Thomas J. Falk | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ilene S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Vicki A. Hollub | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jeh C. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Bylaw | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Pfizer Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 717081103 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | PFE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald E. Blaylock | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Albert Bourla | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joseph J. Echevarria | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Helen H. Hobbs | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dan R. Littman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.35 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation of Jean Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Emmanuel Babeau,Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy ofVice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Reelect Greg Spierkel as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Carolina Dybeck Happe as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Xuezheng Ma as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Lip Bu Tan as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | Mgmt | | For | | For | | Against |
| | | | | |
16 | | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Schneider Electric SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17 | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capital Increase of up to 9.93 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
25 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Merck KGaA
| | | | | | | | | | |
Meeting Date: | | 04/26/2019 | | Country: | | Germany | | Primary Security ID: | | D5357W103 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Annual | | Ticker: | | MRK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018(Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.25 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Merck KGaA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Ratify KPMG AG as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
7.1 | | Elect Wolfgang Buechele to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.2 | | Elect Michael Kleinemeier to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.3 | | Elect Renate Koehler to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.4 | | Elect Helene von Roeder to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.5 | | Elect Helga Ruebsamen-Schaeff to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.6 | | Elect Daniel Thelen to the Supervisory Board | | Mgmt | | For | | For | | For |
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Julie J. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Special | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Introduction of a New Jersey Incorporated and UKTax-resident Holding Company | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Cancellation of Share Premium Account | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Delisting of Ordinary Shares from the Official List | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Change of Company Name to Ferguson Holdings Limited; Amend Memorandum of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Employee Share Purchase Plan, International Sharesave Plan and Long Term Incentive Plan | | Mgmt | | For | | Refer | | For |
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Court | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 127097103 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | COG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dorothy M. Ables | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rhys J. Best | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Robert S. Boswell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Amanda M. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter B. Delaney | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dan O. Dinges | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert Kelley | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director W. Matt Ralls | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Marcus A. Watts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Berkshire Hathaway Inc.
| | | | | | | | | | |
Meeting Date: | | 05/04/2019 | | Country: | | USA | | Primary Security ID: | | 084670702 |
Record Date: | | 03/06/2019 | | Meeting Type: | | Annual | | Ticker: | | BRK.B |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Warren E. Buffet | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles T. Munger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gregory E. Abel | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Howard G. Buffett | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Susan L. Decker | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director David S. Gottesman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Charlotte Guyman | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ajit Jain | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas S. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Ronald L. Olson | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Walter Scott, Jr. | | Mgmt | | For | | Refer | | For |
| | | | | |
1.14 | | Elect Director Meryl B. Witmer | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Discovery, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 25470F104 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | DISCA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Paul A. Gould | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Kenneth W. Lowe | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Daniel E. Sanchez | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Simple Majority | | SH | | Against | | For | | For |
| | | | | |
4 | | Disclose Board Diversity and Qualifications | | SH | | Against | | Refer | | Against |
Elanco Animal Health Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 28414H103 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | ELAN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kapila Kapur Anand | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John “J.P.” P. Bilbrey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director R. David Hoover | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Lawrence E. Kurzius | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Glencore Plc
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Jersey | | Primary Security ID: | | G39420107 |
Record Date: | | 05/07/2019 | | Meeting Type: | | Annual | | Ticker: | | GLEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Reduction of the Company’s Capital Contribution Reserves | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-elect Anthony Hayward as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Re-elect Ivan Glasenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Peter Coates as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Leonhard Fischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Martin Gilbert as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect John Mack as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Gill Marcus as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Patrice Merrin as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity withoutPre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity withoutPre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Magna International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Canada | | Primary Security ID: | | 559222401 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | MG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Scott B. Bonham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Peter G. Bowie | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary S. Chan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kurt J. Lauk | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert F. MacLellan | | Mgmt | | For | | Withhold | | For |
| | | | | |
1.6 | | Elect Director Cynthia A. Niekamp | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William A. Ruh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Indira V. Samarasekera | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Donald J. Walker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Lisa S. Westlake | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director William L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
4 | | Expand Annual Disclosure to Shareholders | | SH | | Against | | Refer | | Against |
China Unicom (Hong Kong) Limited
| | | | | | | | | | |
Meeting Date: | | 05/10/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y1519S111 |
Record Date: | | 05/03/2019 | | Meeting Type: | | Annual | | Ticker: | | 762 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3.1a | | Elect Wang Xiaochu as Director | | Mgmt | | For | | For | | Against |
| | | | | |
3.1b | | Elect Li Guohua as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.1c | | Elect Zhu Kebing as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.1d | | Elect Cheung Wing Lam Linus as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.1e | | Elect Wong Wai Ming as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
China Unicom (Hong Kong) Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.2 | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
E.ON SE
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | Germany | | Primary Security ID: | | D24914133 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | EOAN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018(Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.43 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Increase in Size of Board to 20 Members | | Mgmt | | For | | Refer | | For |
| | | | | |
7.1 | | Approve Affiliation Agreements with E.ON 11. Verwaltungs GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
7.2 | | Approve Affiliation Agreements with E.ON 12. Verwaltungs GmbH | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Halliburton Company
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | HAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director M. Katherine Banks | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nance K. Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Patricia Hemingway Hall | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 666807102 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | NOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marianne C. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Bruce S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Hernandez | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Northrop Grumman Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary Roughead | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Kathy J. Warden | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Mark A. Welsh, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Implementation of Human Rights Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Juan Ramon Alaix | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul M. Bisaro | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Frank A. D’Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael B. McCallister | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
AIA Group Limited
| | | | | | | | | | |
Meeting Date: | | 05/17/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y002A1105 |
Record Date: | | 05/10/2019 | | Meeting Type: | | Annual | | Ticker: | | 1299 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2A | | Approve Special Dividend | | Mgmt | | For | | For | | For |
| | | | | |
2B | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Swee-Lian Teo as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Narongchai Akrasanee as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect George Yong-Boon Yeo Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
AIA Group Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7A | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
7B | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7C | | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Increase in Rate of Directors’ Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
Kansas City Southern
| | | | | | | | | | |
Meeting Date: | | 05/17/2019 | | Country: | | USA | | Primary Security ID: | | 485170302 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | KSU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lydia I. Beebe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lu M. Cordova | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert J. Druten | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Antonio O. Garza, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director DavidGarza-Santos | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mitchell J. Krebs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Henry J. Maier | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas A. McDonnell | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Patrick J. Ottensmeyer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Industrial & Commercial Bank of China Limited
| | | | | | | | | | |
Meeting Date: | | 05/20/2019 | | Country: | | China | | Primary Security ID: | | Y3990B112 |
Record Date: | | 01/15/2019 | | Meeting Type: | | Special | | Ticker: | | 1398 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Elect Hu Hao as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Tan Jiong as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Issuance of Undated Additional Tier 1 Capital Bonds | | SH | | For | | Refer | | For |
| | | | | |
4 | | Elect Chen Siqing as Director | | SH | | For | | For | | For |
Royal Dutch Shell Plc
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G7690A118 |
Record Date: | | 05/17/2019 | | Meeting Type: | | Annual | | Ticker: | | RDSB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Elect Neil Carson as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ben van Beurden as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Euleen Goh as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Charles Holliday as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Catherine Hughes as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Roberto Setubal as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Sir Nigel Sheinwald as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Linda Stuntz as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Royal Dutch Shell Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Re-elect Jessica Uhl as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Gerrit Zalm as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity withoutPre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
22 | | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | | SH | | Against | | Refer | | Against |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rosalind G. Brewer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Management of Food Waste | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Prohibit Sales of Facial Recognition Technology to Government Agencies | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Impact of Government Use of Facial Recognition Technologies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Products Promoting Hate Speech | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Climate Change | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Disclose a Board of Directors’ Qualification Matrix | | SH | | Against | | Against | | Against |
| | | | | |
13 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
BNP Paribas SA
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | France | | Primary Security ID: | | F1058Q238 |
Record Date: | | 05/20/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | BNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 3.02 per Share | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
BNP Paribas SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Receive Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Jean-Laurent Bonnafe as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Wouter De Ploey as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Marion Guillou as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Michel Tilmant as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify Appointment of Rajna Gibson-Brandon as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy of CEO andVice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Compensation of Jean Lemierre, Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Compensation of Jean-Laurent Bonnafe, CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Compensation of Philippe Bordenave,Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
17 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
KeyCorp
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 493267108 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | KEY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce D. Broussard | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles P. Cooley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
KeyCorp
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Gary M. Crosby | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director H. James Dallas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Elizabeth R. Gile | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ruth Ann M. Gillis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William G. Gisel, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Carlton L. Highsmith | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Richard J. Hipple | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kristen L. Manos | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Beth E. Mooney | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Barbara R. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director David K. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Permit Board to Amend Bylaws Without Shareholder Consent | | Mgmt | | For | | Refer | | For |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
The Home Depot, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Manuel Kadre | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Prison Labor in the Supply Chain | | SH | | Against | | Against | | Against |
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/03/2019 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2019 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
UnitedHealth Group Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 09061G101 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | BMRN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard Dere | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Grey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elaine J. Heron | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Hombach | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director V. Bryan Lawlis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan J. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard A. Meier | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David E.I. Pyott | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis J. Slamon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | Taiwan | | Primary Security ID: | | Y84629107 |
Record Date: | | 04/03/2019 | | Meeting Type: | | Annual | | Ticker: | | 2330 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Plan on Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | | Mgmt | | For | | Refer | | Against |
| | | | | |
| | ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
5.1 | | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | | Mgmt | | For | | For | | For |
Walmart Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Cesar Conde | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen “Steve” J. Easterbrook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy “Tim” P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas “Tom” W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director C. Douglas “Doug” McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory “Greg” B. Penner | | Mgmt | | For | | Against | | For |
| | | | | |
1j | | Elect Director Steven “Steve” S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director S. Robson “Rob” Walton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Walmart Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Sarepta Therapeutics, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 803607100 |
Record Date: | | 04/11/2019 | | Meeting Type: | | Annual | | Ticker: | | SRPT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard J. Barry | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Kathleen Behrens | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Claude Nicaise | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Caterpillar Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 149123101 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kelly A. Ayotte | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Daniel M. Dickinson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Juan Gallardo | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Caterpillar Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Dennis A. Muilenburg | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William A. Osborn | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Debra L. Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Miles D. White | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Risks of Doing Business in Conflict-Affected Areas | | SH | | Against | | Against | | Against |
KEYENCE Corp.
| | | | | | | | | | |
Meeting Date: | | 06/14/2019 | | Country: | | Japan | | Primary Security ID: | | J32491102 |
Record Date: | | 03/20/2019 | | Meeting Type: | | Annual | | Ticker: | | 6861 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 100 | | Mgmt | | For | | Against | | Against |
| | | | | |
2.1 | | Elect Director Takizaki, Takemitsu | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.2 | | Elect Director Yamamoto, Akinori | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Kimura, Keiichi | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Yamaguchi, Akiji | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Miki, Masayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Nakata, Yu | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Kanzawa, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Tanabe, Yoichi | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Taniguchi, Seiichi | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
KEYENCE Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Appoint Statutory Auditor Komura, Koichiro | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | | Mgmt | | For | | Refer | | For |
QIAGEN NV
| | | | | | | | | | |
Meeting Date: | | 06/17/2019 | | Country: | | Netherlands | | Primary Security ID: | | N72482123 |
Record Date: | | 05/20/2019 | | Meeting Type: | | Annual | | Ticker: | | QGEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Receive Report of Management Board(Non-Voting) | | Mgmt | | | | | | |
| | | | | |
3.a | | Receive Report of Supervisory Board(Non-Voting) | | Mgmt | | | | | | |
| | | | | |
3.b | | Discuss Remuneration Report Containing Remuneration Policy for Supervisory Board Members | | Mgmt | | | | | | |
| | | | | |
4 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
6 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.a | | Reelect Stephane Bancel to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Reelect Hakan Bjorklund to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Reelect Metin Colpan to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.d | | Reelect Ross L. Levine to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.e | | Reelect Elaine Mardis to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.f | | Reelect Lawrence A. Rosen to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.g | | Reelect Elizabeth E. Tallett to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9.a | | Reelect Peer M. Schatz to Management Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
QIAGEN NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9.b | | Reelect Roland Sackers to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
11.c | | Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Allow Questions | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ann Mather | | Mgmt | | For | | Refer | | For |
| | | | | |
1.7 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director Robin L. Washington | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to HaveOne-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt a Policy Prohibiting Inequitable Employment Practices | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Societal Risk Oversight Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Sexual Harassment Policies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
9 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Employ Advisors to Explore Alternatives to Maximize Value | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Approve Nomination of Employee Representative Director | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
13 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Report on Human Rights Risk Assessment | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Adopt Compensation Clawback Policy | | SH | | Against | | For | | For |
| | | | | |
16 | | Report on Policies and Risks Related to Content Governance | | SH | | Against | | Refer | | Against |
China Construction Bank Corporation
| | | | | | | | | | |
Meeting Date: | | 06/21/2019 | | Country: | | China | | Primary Security ID: | | Y1397N101 |
Record Date: | | 05/21/2019 | | Meeting Type: | | Annual | | Ticker: | | 939 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2018 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2018 Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2018 Final Financial Accounts | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2018 Profit Distribution Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
China Construction Bank Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Approve Budget for 2019 Fixed Assets Investment | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Distribution and Settlement Plan for Directors in 2017 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Distribution and Settlement Plan for Supervisors in 2017 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Elect Liu Guiping as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Murray Horn as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Graeme Wheeler as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Zhao Xijun as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Issuance of Write-down Undated Capital Bonds | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Issuance of Write-down EligibleTier-two Capital Instruments | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Elect Tian Bo as Director | | SH | | For | | For | | For |
| | | | | |
16 | | Elect Xia Yang as Director | | SH | | For | | For | | For |
ORIX Corp.
| | | | | | | | | | |
Meeting Date: | | 06/21/2019 | | Country: | | Japan | | Primary Security ID: | | J61933123 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 8591 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Inoue, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Nishigori, Yuichi | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stan Koyanagi | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Irie, Shuji | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Taniguchi, Shoji | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Matsuzaki, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Tsujiyama, Eiko | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
ORIX Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Usui, Nobuaki | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Yasuda, Ryuji | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Takenaka, Heizo | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Michael Cusumano | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Akiyama, Sakie | | Mgmt | | For | | For | | For |
Mitsubishi UFJ Financial Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | Japan | | Primary Security ID: | | J44497105 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 8306 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 11 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Fujii, Mariko | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Kato, Kaoru | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Matsuyama, Haruka | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Toby S. Myerson | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Nomoto, Hirofumi | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Okuda, Tsutomu | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Shingai, Yasushi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Tarisa Watanagase | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Yamate, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Kuroda, Tadashi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Okamoto, Junichi | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Hirano, Nobuyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Ikegaya, Mikio | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Elect Director Araki, Saburo | | Mgmt | | For | | For | | For |
| | | | | |
2.15 | | Elect Director Mike, Kanetsugu | | Mgmt | | For | | For | | For |
| | | | | |
2.16 | | Elect Director Kamezawa, Hironori | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 90 – Ivy VIP Asset Strategy
Suzuki Motor Corp.
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | Japan | | Primary Security ID: | | J78529138 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 7269 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 37 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Suzuki, Osamu | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.2 | | Elect Director Harayama, Yasuhito | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Suzuki, Toshihiro | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.4 | | Elect Director Honda, Osamu | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Nagao, Masahiko | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Hasuike, Toshiaki | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Iguchi, Masakazu | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Tanino, Sakutaro | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Sugimoto, Toyokazu | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Kasai, Masato | | Mgmt | | For | | Refer | | For |
| | | | | |
3.3 | | Appoint Statutory Auditor Nagano, Norihisa | | Mgmt | | For | | Refer | | For |
IVY VIP BALANCED
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 - Ivy VIP Balanced
Twenty-First Century Fox, Inc.
| | | | | | | | | | |
Meeting Date: | | 07/27/2018 | | Country: | | USA | | Primary Security ID: | | 90130A101 |
Record Date: | | 05/29/2018 | | Meeting Type: | | Special | | Ticker: | | FOXA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Distribution Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Charter Regarding Hook Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | Against |
Jazz Pharmaceuticals plc
| | | | | | | | | | |
Meeting Date: | | 08/02/2018 | | Country: | | Ireland | | Primary Security ID: | | G50871105 |
Record Date: | | 06/06/2018 | | Meeting Type: | | Annual | | Ticker: | | JAZZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter Gray | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kenneth W. O’Keefe | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Elmar Schnee | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Catherine A. Sohn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Integrated Device Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/17/2018 | | Country: | | USA | | Primary Security ID: | | 458118106 |
Record Date: | | 07/25/2018 | | Meeting Type: | | Annual | | Ticker: | | IDTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ken Kannappan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Selena Loh LaCroix | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Umesh Padval | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gordon Parnell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert Rango | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Norman Taffe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gregory L. Waters | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
General Mills, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/25/2018 | | Country: | | USA | | Primary Security ID: | | 370334104 |
Record Date: | | 07/27/2018 | | Meeting Type: | | Annual | | Ticker: | | GIS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Alicia Boler Davis | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director R. Kerry Clark | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David M. Cordani | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jeffrey L. Harmening | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Maria G. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Heidi G. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Steve Odland | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Maria A. Sastre | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Eric D. Sprunk | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jorge A. Uribe | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
General Mills, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Impact of Pesticides on Pollinators | | SH | | Against | | Refer | | Against |
Microsoft Corp.
| | | | | | | | | | |
Meeting Date: | | 11/28/2018 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Medtronic Plc
| | | | | | | | | | |
Meeting Date: | | 12/07/2018 | | Country: | | Ireland | | Primary Security ID: | | G5960L103 |
Record Date: | | 10/09/2018 | | Meeting Type: | | Annual | | Ticker: | | MDT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Richard H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Scott C. Donnelly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randall J. Hogan, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael O. Leavitt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James T. Lenehan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Elizabeth G. Nabel | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Denise M. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kendall J. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Emerson Electric Co.
| | | | | | | | | | |
Meeting Date: | | 02/05/2019 | | Country: | | USA | | Primary Security ID: | | 291011104 |
Record Date: | | 11/27/2018 | | Meeting Type: | | Annual | | Ticker: | | EMR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Clemens A. H. Boersig | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joshua B. Bolten | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Lori M. Lee | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Deere & Co.
| | | | | | | | | | |
Meeting Date: | | 02/27/2019 | | Country: | | USA | | Primary Security ID: | | 244199105 |
Record Date: | | 12/31/2018 | | Meeting Type: | | Annual | | Ticker: | | DE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Samuel R. Allen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Vance D. Coffman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alan C. Heuberger | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Dipak C. Jain | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael O. Johanns | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Clayton M. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sherry M. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Sheila G. Talton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Apple, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/01/2019 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 01/02/2019 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Apple, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Disclose Board Diversity and Qualifications | | SH | | Against | | Against | | Against |
Applied Materials, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/07/2019 | | Country: | | USA | | Primary Security ID: | | 038222105 |
Record Date: | | 01/10/2019 | | Meeting Type: | | Annual | | Ticker: | | AMAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Judy Bruner | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Xun (Eric) Chen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Aart J. de Geus | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary E. Dickerson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen R. Forrest | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Iannotti | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Alexander A. Karsner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adrianna C. Ma | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott A. McGregor | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
QUALCOMM, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/12/2019 | | Country: | | USA | | Primary Security ID: | | 747525103 |
Record Date: | | 01/14/2019 | | Meeting Type: | | Annual | | Ticker: | | QCOM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark Fields | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ann M. Livermore | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Harish Manwani | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Steve Mollenkopf | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Francisco Ros | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Irene B. Rosenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Neil Smit | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Broadcom Inc.
| | | | | | | | | | |
Meeting Date: | | 04/01/2019 | | Country: | | USA | | Primary Security ID: | | 11135F101 |
Record Date: | | 02/11/2019 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Broadcom Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Harry L. You | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
U.S. Bancorp
| | | | | | | | | | |
Meeting Date: | | 04/16/2019 | | Country: | | USA | | Primary Security ID: | | 902973304 |
Record Date: | | 02/19/2019 | | Meeting Type: | | Annual | | Ticker: | | USB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Warner L. Baxter | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Dorothy J. Bridges | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Elizabeth L. Buse | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Marc N. Casper | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrew Cecere | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur D. Collins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kimberly J. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Roland A. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Doreen Woo Ho | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Olivia F. Kirtley | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Karen S. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Richard P. McKenney | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Yusuf I. Mehdi | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director David B. O’Maley | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director O’dell M. Owens | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
U.S. Bancorp
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1p | | Elect Director Craig D. Schnuck | | Mgmt | | For | | For | | For |
| | | | | |
1q | | Elect Director Scott W. Wine | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
PPG Industries, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | USA | | Primary Security ID: | | 693506107 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | PPG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James G. Berges | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gary R. Heminger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael H. McGarry | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Steven A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Catherine R. Smith | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Domino’s Pizza, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 25754A201 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | DPZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David A. Brandon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard E. Allison, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director C. Andrew Ballard | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Andrew B. Balson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Corie S. Barry | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Diana F. Cantor | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Richard L. Federico | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James A. Goldman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Patricia E. Lopez | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Northern Trust Corp.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 665859104 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | NTRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda Walker Bynoe | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Susan Crown | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Dean M. Harrison | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jay L. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Marcy S. Klevorn | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Siddharth N. “Bobby” Mehta | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael G. O’Grady | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jose Luis Prado | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas E. Richards | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Martin P. Slark | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director David H. B. Smith, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Donald Thompson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Northern Trust Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1m | | Elect Director Charles A. Tribbett, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
The PNC Financial Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 693475105 |
Record Date: | | 02/01/2019 | | Meeting Type: | | Annual | | Ticker: | | PNC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joseph Alvarado | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Debra A. Cafaro | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Marjorie Rodgers Cheshire | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William S. Demchak | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Andrew T. Feldstein | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Richard J. Harshman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Daniel R. Hesse | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Richard B. Kelson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Linda R. Medler | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Martin Pfinsgraff | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Toni Townes-Whitley | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Michael J. Ward | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Anheuser-Busch InBev SA/NV
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | Belgium | | Primary Security ID: | | B639CJ108 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | ABI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
A1.a | | Receive Special Board Report Re: Article 559 of the Companies Code | | Mgmt | | | | | | |
| | | | | |
A1.b | | Receive Special Auditor Report Re: Article 559 of the Companies Code | | Mgmt | | | | | | |
| | | | | |
A1.c | | Amend Article 4 Re: Corporate Purpose | | Mgmt | | For | | For | | For |
| | | | | |
B2 | | Amend Article 23 Re: Requirements of the Chairperson of the Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
C3 | | Receive Directors’ Reports (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
C4 | | Receive Auditors’ Reports (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
C5 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
C6 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.80 per Share | | Mgmt | | For | | For | | For |
| | | | | |
C7 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
C8 | | Approve Discharge of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
C9.a | | Elect Xiaozhi Liu as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
C9.b | | Elect Sabine Chalmers as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
C9.c | | Elect Cecilia Sicupira as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
C9.d | | Elect Claudio Garcia as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
C9.e | | Reelect Martin J. Barrington as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
C9.f | | Reelect William F. Gifford, Jr. as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
C9.g | | Reelect Alejandro Santo Domingo Davila as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
C10 | | Ratify PwC as Auditors and Approve Auditors’ Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
C11.a | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
C11.b | | Approve Fixed Remuneration of Directors | | Mgmt | | For | | Refer | | Against |
| | | | | |
C11.c | | Approve Grant of Restricted Stock Units | | Mgmt | | For | | For | | For |
| | | | | |
D12 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Pfizer Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 717081103 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | PFE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald E. Blaylock | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Albert Bourla | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joseph J. Echevarria | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Helen H. Hobbs | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dan R. Littman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
The Boeing Company
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 097023105 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | BA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Robert A. Bradway | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Arthur D. Collins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Edmund P. Giambastiani, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lynn J. Good | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nikki R. Haley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lawrence W. Kellner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Caroline B. Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Edward M. Liddy | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis A. Muilenburg | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mike S. Zafirovski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Adjust Executive Compensation Metrics for Share Buybacks | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Adopt Share Retention Policy For Senior Executives | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
United Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 913017109 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | UTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd J. Austin, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jean-Pierre Garnier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christopher J. Kearney | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Harold W. McGraw, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify The Reduced Ownership Threshold to Call a Special Meeting | | Mgmt | | For | | For | | For |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Philip Morris International Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditor | | Mgmt | | For | | For | | For |
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 38141G104 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | GS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Drew G. Faust | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark A. Flaherty | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Adebayo O. Ogunlesi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter Oppenheimer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Solomon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jan E. Tighe | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David A. Viniar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark O. Winkelman | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Verizon Communications Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 92343V104 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | VZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Shellye L. Archambeau | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mark T. Bertolini | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Vittorio Colao | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Melanie L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Rodney E. Slater | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kathryn A. Tesija | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Hans E. Vestberg | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gregory G. Weaver | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Above-Market Earnings in Executive Retirement Plans | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Online Child Exploitation | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Submit Severance Agreement | | SH | | Against | | Refer | | Against |
| | (Change-in-Control) to Shareholder Vote | | | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Cimarex Energy Co.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 171798101 |
Record Date: | | 03/12/2019 | | Meeting Type: | | Annual | | Ticker: | | XEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Hans Helmerich | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Harold R. Logan, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Monroe W. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Zimmer Biomet Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/10/2019 | | Country: | | USA | | Primary Security ID: | | 98956P102 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | ZBH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Christopher B. Begley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Betsy J. Bernard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gail K. Boudreaux | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Farrell | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Larry C. Glasscock | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert A. Hagemann | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Bryan C. Hanson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Maria Teresa “Tessa” Hilado | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Syed Jafry | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Anthem, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 036752103 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | ANTM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bahija Jallal | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Elizabeth E. Tallett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Declassify the Board of Directors | | SH | | None | | For | | For |
Intel Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 458140100 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | INTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Aneel Bhusri | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andy D. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Tsu-Jae King Liu | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gregory D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert ‘Bob’ H. Swan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Intel Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Request for an Annual Advisory Vote on Political Contributions | | SH | | Against | | Against | | Against |
Las Vegas Sands Corp.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 517834107 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | LVS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sheldon G. Adelson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Irwin Chafetz | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Micheline Chau | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Patrick Dumont | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Charles D. Forman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Robert G. Goldstein | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director George Jamieson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Charles A. Koppelman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.9 | | Elect Director Lewis Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David F. Levi | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Intercontinental Exchange, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2019 | | Country: | | USA | | Primary Security ID: | | 45866F104 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | ICE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sharon Y. Bowen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Duriya M. Farooqui | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jean-Marc Forneri | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Intercontinental Exchange, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director The Right Hon. The Lord Hague of Richmond | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Frederick W. Hatfield | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Thomas E. Noonan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Frederic V. Salerno | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jeffrey C. Sprecher | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Judith A. Sprieser | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Vincent Tese | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
JPMorgan Chase & Co.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Fiserv, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 337738108 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | FISV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alison Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Harry F. DiSimone | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John Y. Kim | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Dennis F. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Denis J. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Kim M. Robak | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director JD Sherman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Doyle R. Simons | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Jeffery W. Yabuki | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Core Laboratories NV
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | Netherlands | | Primary Security ID: | | N22717107 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Annual | | Ticker: | | CLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Martha Z. Carnes | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael Straughen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gregory B. Barnett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Debra Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Chevron Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Right to Water | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Environmental Issue Board Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Dollar General Corporation
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 256677105 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | DG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Warren F. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael M. Calbert | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Patricia D. Fili-Krushel | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Timothy I. McGuire | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William C. Rhodes, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ralph E. Santana | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Todd J. Vasos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
IPG Photonics Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 44980X109 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | IPGP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Valentin P. Gapontsev | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eugene A. Scherbakov | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Igor Samartsev | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael C. Child | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gregory P. Dougherty | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Henry E. Gauthier | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eric Meurice | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John R. Peeler | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas J. Seifert | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Knight-Swift Transportation Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 499049104 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | KNX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael Garnreiter | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David Vander Ploeg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert Synowicki | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kevin Knight | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | SH | | None | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Lowe’s Companies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2019 | | Country: | | USA | | Primary Security ID: | | 548661107 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | LOW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Raul Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David H. Batchelder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laurie Z. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard W. Dreiling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marvin R. Ellison | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James H. Morgan | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Bertram L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Lisa W. Wardell | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Eric C. Wiseman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/03/2019 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2019 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 09061G101 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | BMRN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard Dere | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Grey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elaine J. Heron | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Hombach | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director V. Bryan Lawlis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan J. Lewis | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Richard A. Meier | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David E.I. Pyott | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis J. Slamon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Hess Corporation
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 42809H107 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | HES |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rodney F. Chase | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Terrence J. Checki | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Leonard S. Coleman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John B. Hess | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Edith E. Holiday | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marc S. Lipschultz | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director David McManus | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Kevin O. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James H. Quigley | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director William G. Schrader | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Autodesk, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 052769106 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | ADSK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew Anagnost | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Karen Blasing | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reid French | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Blake Irving | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Mary T. McDowell | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Stephen Milligan | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lorrie M. Norrington | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Betsy Rafael | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stacy J. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ann Mather | | Mgmt | | For | | Refer | | For |
| | | | | |
1.7 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director Robin L. Washington | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt a Policy Prohibiting Inequitable Employment Practices | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Societal Risk Oversight Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Sexual Harassment Policies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
9 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Employ Advisors to Explore Alternatives to Maximize Value | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Approve Nomination of Employee Representative Director | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
13 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Report on Human Rights Risk Assessment | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Adopt Compensation Clawback Policy | | SH | | Against | | For | | For |
| | | | | |
16 | | Report on Policies and Risks Related to Content Governance | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Biogen Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | USA | | Primary Security ID: | | 09062X103 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | BIIB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John R. Chiminski *Withdrawn Resolution* | | Mgmt | | | | | | |
| | | | | |
1b | | Elect Director Alexander J. Denner | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Caroline D. Dorsa | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William A. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nancy L. Leaming | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jesus B. Mantas | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richard C. Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert W. Pangia | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stelios Papadopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Brian S. Posner | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Eric K. Rowinsky | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Lynn Schenk | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Stephen A. Sherwin | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Michel Vounatsos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Delta Air Lines, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/20/2019 | | Country: | | USA | | Primary Security ID: | | 247361702 |
| | | | | |
Record Date: | | 04/30/2019 | | Meeting Type: | | Annual | | Ticker: | | DAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Edward H. Bastian | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Francis S. Blake | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Daniel A. Carp | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ashton B. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David G. DeWalt | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William H. Easter, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Christopher A. Hazleton | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael P. Huerta | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Delta Air Lines, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Jeanne P. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director George N. Mattson | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Sergio A. L. Rial | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Kathy N. Waller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/25/2019 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/26/2019 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David R. Carlucci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Youngme Moon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Lance Uggla | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 98 – Ivy VIP Balanced
Mastercard Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Establish Human Rights Board Committee | | SH | | Against | | Refer | | Against |
IVY VIP CORE EQUITY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 - Ivy VIP Core Equity
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/02/2018 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/08/2018 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Heidi J. Ueberroth | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Cigna Corp.
| | | | | | | | | | |
Meeting Date: | | 08/24/2018 | | Country: | | USA | | Primary Security ID: | | 125509109 |
Record Date: | | 07/10/2018 | | Meeting Type: | | Special | | Ticker: | | CI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Take-Two Interactive Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/21/2018 | | Country: | | USA | | Primary Security ID: | | 874054109 |
Record Date: | | 07/25/2018 | | Meeting Type: | | Annual | | Ticker: | | TTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Strauss Zelnick | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael Dornemann | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director J Moses | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael Sheresky | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director LaVerne Srinivasan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Susan Tolson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul Viera | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Microsoft Corp.
| | | | | | | | | | |
Meeting Date: | | 11/28/2018 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Microsoft Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
CME Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 09/06/2018 | | Meeting Type: | | Special | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Eliminate All or Some of the Class B Election Rights | | Mgmt | | For | | Refer | | For |
Vail Resorts, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/06/2018 | | Country: | | USA | | Primary Security ID: | | 91879Q109 |
Record Date: | | 10/09/2018 | | Meeting Type: | | Annual | | Ticker: | | MTN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Susan L. Decker | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Roland A. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert A. Katz | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John T. Redmond | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele Romanow | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Hilary A. Schneider | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director D. Bruce Sewell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John F. Sorte | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Peter A. Vaughn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Medtronic Plc
| | | | | | | | | | |
Meeting Date: | | 12/07/2018 | | Country: | | Ireland | | Primary Security ID: | | G5960L103 |
Record Date: | | 10/09/2018 | | Meeting Type: | | Annual | | Ticker: | | MDT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Richard H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Scott C. Donnelly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randall J. Hogan, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael O. Leavitt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James T. Lenehan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Elizabeth G. Nabel | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Denise M. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kendall J. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Intuit, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/17/2019 | | Country: | | USA | | Primary Security ID: | | 461202103 |
Record Date: | | 11/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INTU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Eve Burton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Dalzell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sasan Goodarzi | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah Liu | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Brad D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Raul Vazquez | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jeff Weiner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Costco Wholesale Corp.
| | | | | | | | | | |
Meeting Date: | | 01/24/2019 | | Country: | | USA | | Primary Security ID: | | 22160K105 |
Record Date: | | 11/19/2018 | | Meeting Type: | | Annual | | Ticker: | | COST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Hamilton E. James | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary Agnes (Maggie) Wilderotter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Report on Human Rights Risk Assessment Process | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Visa, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/29/2019 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John A.C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Apple, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/01/2019 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 01/02/2019 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Disclose Board Diversity and Qualifications | | SH | | Against | | Against | | Against |
QUALCOMM, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/12/2019 | | Country: | | USA | | Primary Security ID: | | 747525103 |
Record Date: | | 01/14/2019 | | Meeting Type: | | Annual | | Ticker: | | QCOM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark Fields | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ann M. Livermore | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Harish Manwani | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Steve Mollenkopf | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Francisco Ros | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
QUALCOMM, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Irene B. Rosenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Neil Smit | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Analog Devices, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/13/2019 | | Country: | | USA | | Primary Security ID: | | 032654105 |
Record Date: | | 01/07/2019 | | Meeting Type: | | Annual | | Ticker: | | ADI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ray Stata | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Vincent Roche | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James A. Champy | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Anantha P. Chandrakasan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Bruce R. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Edward H. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Karen M. Golz | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark M. Little | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Neil Novich | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kenton J. Sicchitano | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lisa T. Su | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
TE Connectivity Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/13/2019 | | Country: | | Switzerland | | Primary Security ID: | | H84989104 |
Record Date: | | 02/21/2019 | | Meeting Type: | | Annual | | Ticker: | | TEL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Pierre R. Brondeau | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Terrence R. Curtin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Carol A. (‘John’) Davidson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William A. Jeffrey | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David M. Kerko | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Yong Nam | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel J. Phelan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Paula A. Sneed | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Abhijit Y. Talwalkar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark C. Trudeau | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Laura H. Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Board Chairman Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Designate Rene Schwarzenbach as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Accept Annual Report for Fiscal Year Ended September 28, 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Accept Statutory Financial Statements for Fiscal Year Ended September 28, 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Approve Consolidated Financial Statements for Fiscal Year Ended September 28, 2018 | �� | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
TE Connectivity Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
7.1 | | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 | | Mgmt | | For | | For | | For |
| | | | | |
7.2 | | Ratify Deloitte AG as Swiss Registered Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7.3 | | Ratify PricewaterhouseCoopers AG as Special Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Allocation of Available Earnings at September 28, 2018 | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Declaration of Dividend | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Reduction of Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/16/2019 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 02/19/2019 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael L. Corbat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Barbara J. Desoer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Citigroup Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Lew W. (Jay) Jacobs, IV | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Eugene M. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Ernesto Zedillo Ponce de Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
The Sherwin-Williams Company
| | | | | | | | | | |
Meeting Date: | | 04/17/2019 | | Country: | | USA | | Primary Security ID: | | 824348106 |
Record Date: | | 02/19/2019 | | Meeting Type: | | Annual | | Ticker: | | SHW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kerrii B. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Arthur F. Anton | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeff M. Fettig | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David F. Hodnik | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Richard J. Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Susan J. Kropf | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John G. Morikis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Christine A. Poon | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
The Sherwin-Williams Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director John M. Stropki | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Michael H. Thaman | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Matthew Thornton, III | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Steven H. Wunning | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
J.B. Hunt Transport Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | USA | | Primary Security ID: | | 445658107 |
Record Date: | | 02/12/2019 | | Meeting Type: | | Annual | | Ticker: | | JBHT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas G. Duncan | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Francesca M. Edwardson | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Wayne Garrison | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sharilyn S. Gasaway | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Gary C. George | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director J. Bryan Hunt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Coleman H. Peterson | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director John N. Roberts, III | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James L. Robo | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director Kirk Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Charter Communications, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 16119P108 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | CHTR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director W. Lance Conn | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kim C. Goodman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Craig A. Jacobson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory B. Maffei | | Mgmt | | For | | Refer | | For |
| | | | | |
1e | | Elect Director John D. Markley, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director David C. Merritt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James E. Meyer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Steven A. Miron | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Balan Nair | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Newhouse | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mauricio Ramos | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Thomas M. Rutledge | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Eric L. Zinterhofer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Sustainability | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Evan Bayh | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Edward G. Galante | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kim K.W. Rucker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Aptiv PLC
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | Jersey | | Primary Security ID: | | G6095L109 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | APTV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Kevin P. Clark | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Nancy E. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Frank J. Dellaquila | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Nicholas M. Donofrio | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Mark P. Frissora | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Sean O. Mahoney | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Robert K. Ortberg | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Colin J. Parris | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Ana G. Pinczuk | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Lawrence A. Zimmerman | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Lockheed Martin Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 539830109 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | LMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel F. Akerson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David B. Burritt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce A. Carlson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Thomas J. Falk | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ilene S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Vicki A. Hollub | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jeh C. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Bylaw | | SH | | Against | | Against | | Against |
The Boeing Company
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 097023105 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | BA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Robert A. Bradway | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Arthur D. Collins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Edmund P. Giambastiani, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lynn J. Good | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nikki R. Haley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
The Boeing Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Lawrence W. Kellner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Caroline B. Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Edward M. Liddy | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis A. Muilenburg | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mike S. Zafirovski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Adjust Executive Compensation Metrics for Share Buybacks | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Adopt Share Retention Policy For Senior Executives | | SH | | Against | | Against | | Against |
United Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 913017109 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | UTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd J. Austin, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jean-Pierre Garnier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gregory J. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christopher J. Kearney | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
United Technologies Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Harold W. McGraw, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Margaret L. O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Fredric G. Reynolds | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify The Reduced Ownership Threshold to Call a Special Meeting | | Mgmt | | For | | For | | For |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Verizon Communications Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 92343V104 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | VZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Shellye L. Archambeau | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mark T. Bertolini | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Vittorio Colao | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Melanie L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Rodney E. Slater | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kathryn A. Tesija | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Hans E. Vestberg | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gregory G. Weaver | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Above-Market Earnings in Executive Retirement Plans | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Online Child Exploitation | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Eli Lilly and Company
| | | | | | | | | | |
Meeting Date: | | 05/06/2019 | | Country: | | USA | | Primary Security ID: | | 532457108 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | LLY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Ralph Alvarez | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Carolyn R. Bertozzi | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Juan R. Luciano | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Kathi P. Seifert | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
Danaher Corporation
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 235851102 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | DHR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Donald J. Ehrlich | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Director Linda Hefner Filler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas P. Joyce, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri List-Stoll | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.5 | | Elect Director Walter G. Lohr, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mitchell P. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steven M. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John T. Schwieters | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.9 | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Raymond C. Stevens | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Danaher Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.11 | | Elect Director Elias A. Zerhouni | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
Wynn Resorts, Limited
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 983134107 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | WYNN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jay L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Margaret J. Myers | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Winifred M. Webb | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Elanco Animal Health Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 28414H103 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | ELAN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kapila Kapur Anand | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John “J.P.” P. Bilbrey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director R. David Hoover | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Lawrence E. Kurzius | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
United Rentals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 911363109 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | URI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jose B. Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc A. Bruno | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Matthew J. Flannery | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Bobby J. Griffin | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kim Harris Jones | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Terri L. Kelly | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Michael J. Kneeland | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Gracia C. Martore | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jason D. Papastavrou | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Filippo Passerini | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Donald C. Roof | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Shiv Singh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
First Data Corporation
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 32008D106 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | FDC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Frank J. Bisignano | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Henry R. Kravis | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.3 | | Elect Director Heidi G. Miller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Norfolk Southern Corporation
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 655844108 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | NSC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas D. Bell, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Daniel A. Carp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mitchell E. Daniels, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Marcela E. Donadio | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas C. Kelleher | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Steven F. Leer | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael D. Lockhart | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Amy E. Miles | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jennifer F. Scanlon | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director James A. Squires | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John R. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Simple Majority | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
S&P Global Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 78409V104 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | SPGI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Marco Alvera | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William J. Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William D. Green | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Charles E. Haldeman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Stephanie C. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Rebecca Jacoby | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Monique F. Leroux | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Maria R. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Douglas L. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kurt L. Schmoke | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Richard E. Thornburgh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Deferred Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
The Progressive Corporation
| | | | | | | | | | |
Meeting Date: | | 05/10/2019 | | Country: | | USA | | Primary Security ID: | | 743315103 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | PGR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Philip Bleser | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stuart B. Burgdoerfer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Pamela J. Craig | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
The Progressive Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Charles A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Roger N. Farah | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Lawton W. Fitt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Susan Patricia Griffith | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jeffrey D. Kelly | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patrick H. Nettles | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Barbara R. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jan E. Tighe | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Kahina Van Dyke | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Juan Ramon Alaix | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul M. Bisaro | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Frank A. D’Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael B. McCallister | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Las Vegas Sands Corp.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 517834107 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | LVS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sheldon G. Adelson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Irwin Chafetz | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Micheline Chau | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Patrick Dumont | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Charles D. Forman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Robert G. Goldstein | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director George Jamieson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Charles A. Koppelman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.9 | | Elect Director Lewis Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David F. Levi | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Republic Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2019 | | Country: | | USA | | Primary Security ID: | | 760759100 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | RSG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Manuel Kadre | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tomago Collins | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas W. Handley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jennifer M. Kirk | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michael Larson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Kim S. Pegula | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ramon A. Rodriguez | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Donald W. Slager | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Republic Services, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director James P. Snee | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John M. Trani | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Sandra M. Volpe | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Katharine B. Weymouth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rosalind G. Brewer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Management of Food Waste | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Prohibit Sales of Facial Recognition Technology to Government Agencies | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Impact of Government Use of Facial Recognition Technologies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Products Promoting Hate Speech | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Climate Change | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Disclose a Board of Directors’ Qualification Matrix | | SH | | Against | | Against | | Against |
| | | | | |
13 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wences Casares | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Deborah M. Messemer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Amend Board Governance Documents to Define Human Rights Responsibilities | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Morgan Stanley
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 617446448 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | MS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Elizabeth Corley | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alistair M. Darling | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James P. Gorman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert H. Herz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nobuyuki Hirano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jami Miscik | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dennis M. Nally | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Takeshi Ogasawara | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Hutham S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Perry M. Traquina | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
NextEra Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 65339F101 |
Record Date: | | 03/26/2019 | | Meeting Type: | | Annual | | Ticker: | | NEE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Sherry S. Barrat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James L. Camaren | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kenneth B. Dunn | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
NextEra Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Naren K. Gursahaney | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Kirk S. Hachigian | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Toni Jennings | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Amy B. Lane | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James L. Robo | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Rudy E. Schupp | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John L. Skolds | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director William H. Swanson | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Hansel E. Tookes, II | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Darryl L. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
The Home Depot, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Manuel Kadre | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Prison Labor in the Supply Chain | | SH | | Against | | Against | | Against |
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan D. Desmond-Hellmann | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Peter A. Thiel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey D. Zients | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Facebook, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
8 | | Disclose Board Diversity and Qualifications Matrix | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Content Governance | | SH | | Against | | Refer | | Against |
| | | | | |
10 | | Report on Global Median Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
11 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
12 | | Study Strategic Alternatives Including Sale of Assets | | SH | | Against | | Refer | | Against |
IPG Photonics Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 44980X109 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | IPGP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Valentin P. Gapontsev | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eugene A. Scherbakov | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Igor Samartsev | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael C. Child | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gregory P. Dougherty | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Henry E. Gauthier | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eric Meurice | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John R. Peeler | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas J. Seifert | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
LyondellBasell Industries N.V.
| | | | | | | | | | |
Meeting Date: | | 05/31/2019 | | Country: | | Netherlands | | Primary Security ID: | | N53745100 |
Record Date: | | 05/03/2019 | | Meeting Type: | | Annual | | Ticker: | | LYB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jacques Aigrain | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lincoln Benet | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jagjeet “Jeet” Bindra | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robin Buchanan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen Cooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nance Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Claire Farley | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Isabella “Bella” Goren | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael Hanley | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Albert Manifold | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Bhavesh “Bob” Patel | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Rudy van der Meer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Executive Director and Prior Management Board | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Non-Executive Directors and Prior Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Dividends of USD 4.00 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/03/2019 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2019 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Walmart Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Cesar Conde | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen “Steve” J. Easterbrook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy “Tim” P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Walmart Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Thomas “Tom” W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director C. Douglas “Doug” McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory “Greg” B. Penner | | Mgmt | | For | | Against | | For |
| | | | | |
1j | | Elect Director Steven “Steve” S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director S. Robson “Rob” Walton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ann Mather | | Mgmt | | For | | Refer | | For |
| | | | | |
1.7 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director Robin L. Washington | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt a Policy Prohibiting Inequitable Employment Practices | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Societal Risk Oversight Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Sexual Harassment Policies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
9 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Employ Advisors to Explore Alternatives to Maximize Value | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Approve Nomination of Employee Representative Director | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
13 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Report on Human Rights Risk Assessment | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Adopt Compensation Clawback Policy | | SH | | Against | | For | | For |
| | | | | |
16 | | Report on Policies and Risks Related to Content Governance | | SH | | Against | | Refer | | Against |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/25/2019 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/26/2019 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David R. Carlucci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 95 – Ivy VIP Core Equity
Mastercard Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Youngme Moon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Lance Uggla | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Establish Human Rights Board Committee | | SH | | Against | | Refer | | Against |
IVY VIP CORPORATE BOND
Proxy Voting Record
There was no proxy voting for Ivy VIP Corporate Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP ENERGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Concho Resources Inc.
| | | | | | | | | | |
Meeting Date: | | 07/17/2018 | | Country: | | USA | | Primary Security ID: | | 20605P101 |
Record Date: | | 06/01/2018 | | Meeting Type: | | Special | | Ticker: | | CXO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | Refer | | For |
RSP Permian, Inc.
| | | | | | | | | | |
Meeting Date: | | 07/17/2018 | | Country: | | USA | | Primary Security ID: | | 74978Q105 |
Record Date: | | 06/01/2018 | | Meeting Type: | | Special | | Ticker: | | RSPP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
Marathon Petroleum Corp.
| | | | | | | | | | |
Meeting Date: | | 09/24/2018 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 08/01/2018 | | Meeting Type: | | Special | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Increase in Size of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Energy Transfer Partners LP
| | | | | | | | | | |
Meeting Date: | | 10/18/2018 | | Country: | | USA | | Primary Security ID: | | 29278N400 |
Record Date: | | 09/10/2018 | | Meeting Type: | | Special | | Ticker: | | ETP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Diamondback Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/27/2018 | | Country: | | USA | | Primary Security ID: | | 25278X109 |
Record Date: | | 10/19/2018 | | Meeting Type: | | Special | | Ticker: | | FANG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
Transocean Ltd.
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | Switzerland | | Primary Security ID: | | H8817H100 |
Record Date: | | 11/12/2018 | | Meeting Type: | | Special | | Ticker: | | RIG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Articles to Create Additional Authorized Share Capital to Pay the Share Consideration in the Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Articles Re: (Non-Routine) | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Frank’s International NV
| | | | | | | | | | |
Meeting Date: | | 01/15/2019 | | Country: | | Netherlands | | Primary Security ID: | | N33462107 |
Record Date: | | 12/18/2018 | | Meeting Type: | | Special | | Ticker: | | FI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Increase Size of Supervisory Board to 9 Members and Elect Melanie Montague Trent to Supervisory Board | | Mgmt | | For | | Refer | | For |
Ensco Plc
| | | | | | | | | | |
Meeting Date: | | 02/21/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G3157S106 |
Record Date: | | 12/10/2018 | | Meeting Type: | | Special | | Ticker: | | ESV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Acquisition of Rowan Companies plc | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Reverse Stock Split | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | Refer | | For |
Schlumberger Limited
| | | | | | | | | | |
Meeting Date: | | 04/03/2019 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/13/2019 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter L.S. Currie | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Paal Kibsgaard | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Schlumberger Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Nikolay Kudryavtsev | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Tatiana A. Mitrova | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lubna S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark G. Papa | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leo Rafael Reif | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Restricted Stock Plan | | Mgmt | | For | | Refer | | For |
Liberty Oilfield Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 53115L104 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | LBRT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Christopher A. Wright | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director William F. Kimble | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cary D. Steinbeck | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director N. John Lancaster, Jr. | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Brett Staffieri | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Peter A. Dea | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ken Babcock | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jesal Shah | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Evan Bayh | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Edward G. Galante | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kim K.W. Rucker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Julie J. Robertson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
EOG Resources, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Oasis Petroleum, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 674215108 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | OAS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael McShane | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Thomas B. “Tommy” Nusz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Valero Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 91913Y100 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | VLO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Joseph W. Gorder | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Kimberly S. Greene | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Deborah P. Majoras | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Donald L. Nickles | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Valero Energy Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1F | | Elect Director Philip J. Pfeiffer | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Robert A. Profusek | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Stephen M. Waters | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Randall J. Weisenburger | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Centennial Resource Development, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 15136A102 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | CDEV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark G. Papa | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David M. Leuschen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Pierre F. Lapeyre, Jr. | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Charter to Eliminate Certain Provisions Relating to the Company’s Business Combination and its Capital Structure pPeceding the Business Combination | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
TechnipFMC plc
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G87110105 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | FTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas J. Pferdehirt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Arnaud Caudoux | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Pascal Colombani | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Marie-Ange Debon | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Eleazar de Carvalho Filho | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Claire S. Farley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Didier Houssin | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Peter Mellbye | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kay G. Priestly | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Joseph Rinaldi | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director James M. Ringler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Approve Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Whiting Petroleum Corp.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 966387409 |
Record Date: | | 03/07/2019 | | Meeting Type: | | Annual | | Ticker: | | WLL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas L. Aller | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James E. Catlin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael B. Walen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Suncor Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | Canada | | Primary Security ID: | | 867224107 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patricia M. Bedient | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mel E. Benson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John D. Gass | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Dennis M. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mark S. Little | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Brian P. MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maureen McCaw | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eira M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Michael M. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Phillips 66
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 718546104 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | PSX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Greg C. Garland | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Gary K. Adams | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John E. Lowe | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Report on Plastic Pollution *Withdrawn Resolution* | | SH | | | | | | |
Apergy Corp.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 03755L104 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | APY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mamatha Chamarthi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stephen M. Todd | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Transocean Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Switzerland | | Primary Security ID: | | H8817H100 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | RIG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appropriation of Available Earnings for Fiscal Year 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4A | | Elect Director Glyn A. Barker | | Mgmt | | For | | For | | For |
| | | | | |
4B | | Elect Director Vanessa C.L. Chang | | Mgmt | | For | | For | | For |
| | | | | |
4C | | Elect Director Frederico F. Curado | | Mgmt | | For | | For | | For |
| | | | | |
4D | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
4E | | Elect Director Vincent J. Intrieri | | Mgmt | | For | | For | | For |
| | | | | |
4F | | Elect Director Samuel J. Merksamer | | Mgmt | | For | | For | | For |
| | | | | |
4G | | Elect Director Frederik W. Mohn | | Mgmt | | For | | For | | For |
| | | | | |
4H | | Elect Director Edward R. Muller | | Mgmt | | For | | For | | For |
| | | | | |
4I | | Elect Director Tan Ek Kia | | Mgmt | | For | | For | | For |
| | | | | |
4J | | Elect Director Jeremy D. Thigpen | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Chadwick C. Deaton as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
6A | | Appoint Frederico F. Curado as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6B | | Appoint Vincent J. Intrieri as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6C | | Appoint Tan Ek Kia as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Designate Schweiger Advokatur / Notariat as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
10A | | Approve Maximum Remuneration of Board of Directors for the Period Between the 2019 and 2020 Annual General Meetings in the Amount of USD 4.12 Million | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Transocean Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
10B | | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2020 in the Amount of USD 24 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Other Business | | Mgmt | | For | | Against | | Against |
WEX Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 96208T104 |
Record Date: | | 03/22/2019 | �� | Meeting Type: | | Annual | | Ticker: | | WEX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Shikhar Ghosh | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James Neary | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Melissa D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Daniel Callahan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
Baker Hughes, a GE company
| | | | | | | | | | |
Meeting Date: | | 05/10/2019 | | Country: | | USA | | Primary Security ID: | | 05722G100 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | BHGE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director W. Geoffrey Beattie | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Clarence P. Cazalot, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gregory L. Ebel | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Lynn L. Elsenhans | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Baker Hughes, a GE company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Jamie S. Miller | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director James J. Mulva | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John G. Rice | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.9 | | Elect Director Lorenzo Simonelli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Dril-Quip, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | USA | | Primary Security ID: | | 262037104 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | DRQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alexander P. Shukis | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Terence B. Jupp | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Halliburton Company
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | HAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director M. Katherine Banks | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Halliburton Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nance K. Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Patricia Hemingway Hall | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Helix Energy Solutions Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 42330P107 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | HLX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Amerino Gatti | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John V. Lovoi | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jan Rask | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Concho Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 20605P101 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | CXO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven D. Gray | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Susan J. Helms | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gary A. Merriman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Continental Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 212015101 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | CLR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Harold G. Hamm | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director John T. McNabb, II | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
FTS International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 30283W104 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | FTSI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bryan J. Lemmerman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Boon Sim | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Pioneer Natural Resources Company
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 723787107 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | PXD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Edison C. Buchanan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andrew F. Cates | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Phillip A. Gobe | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Larry R. Grillot | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Stacy P. Methvin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Royce W. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Frank A. Risch | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Scott D. Sheffield | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mona K. Sutphen | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Phoebe A. Wood | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Michael D. Wortley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
WPX Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 98212B103 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | WPX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John A. Carrig | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert K. Herdman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kelt Kindick | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Karl F. Kurz | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Henry E. Lentz | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kimberly S. Lubel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Richard E. Muncrief | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Valerie M. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David F. Work | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Ensco plc
| | | | | | | | | | |
Meeting Date: | | 05/20/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G3166L100 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | ESV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Re-elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders | | Mgmt | | | | | | |
| | | | | |
1a | | Elect Director J. Roderick Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary E. Francis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Keith O. Rattie | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Paul E. Rowsey, III | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Ensco plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Carl G. Trowell | | Mgmt | | For | | For | | For |
| | | | | |
| | Conditional on the Company Not Having Completed the Rowan Transaction Before the Meeting, To Re-elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders | | Mgmt | | | | | | |
| | | | | |
2a | | Elect Director Roxanne J. Decyk - withdrawn | | Mgmt | | | | | | |
| | | | | |
2b | | Elect Director Jack E. Golden - withdrawn | | Mgmt | | | | | | |
| | | | | |
2c | | Elect Director Gerald W. Haddock - withdrawn | | Mgmt | | | | | | |
| | | | | |
2d | | Elect Director Francis S. Kalman - withdrawn | | Mgmt | | | | | | |
| | | | | |
2e | | Elect Director Phil D. Wedemeyer - withdrawn | | Mgmt | | | | | | |
| | | | | |
| | Conditional on the Company Having Completed the Rowan Transaction Before the Meeting, To Elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders | | Mgmt | | | | | | |
| | | | | |
3a | | Elect Director Thomas Burke | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Director Suzanne P. Nimocks | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Elect Director Thierry Pilenko | | Mgmt | | For | | For | | For |
| | | | | |
3e | | Elect Director Charles L. Szews | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as US Independent Auditor | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Appoint KPMG LLP as UK Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorize Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Cactus, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 127203107 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | WHD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joel Bender | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Alan Semple | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
Frank’s International NV
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | Netherlands | | Primary Security ID: | | N33462107 |
Record Date: | | 04/24/2019 | | Meeting Type: | | Annual | | Ticker: | | FI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect William B. Berry to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Robert W. Drummond to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Michael C. Kearney to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Michael E. McMahon to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect D. Keith Mosing to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Kirkland D. Mosing to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect S. Brent Mosing to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Melanie M. Trent to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Alexander Vriesendorp to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Appoint Steven Russell and John Symington as Managing Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Frank’s International NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
5 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratify KPMG Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
Core Laboratories NV
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | Netherlands | | Primary Security ID: | | N22717107 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Annual | | Ticker: | | CLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Martha Z. Carnes | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael Straughen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gregory B. Barnett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
PBF Energy Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 69318G106 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | PBF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas J. Nimbley | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Spencer Abraham | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Wayne A. Budd | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director S. Eugene Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William E. Hantke | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Edward F. Kosnik | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert J. Lavinia | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kimberly S. Lubel | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director George E. Ogden | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Parsley Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/24/2019 | | Country: | | USA | | Primary Security ID: | | 701877102 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | PE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director William Browning | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director David H. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Jerry Windlinger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
National Oilwell Varco, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/28/2019 | | Country: | | USA | | Primary Security ID: | | 637071101 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | NOV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Clay C. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Greg L. Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Marcela E. Donadio | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Ben A. Guill | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director James T. Hackett | | Mgmt | | For | | Refer | | For |
| | | | | |
1F | | Elect Director David D. Harrison | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Eric L. Mattson | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Melody B. Meyer | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Debra Reed-Klages | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Chevron Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Right to Water | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Environmental Issue Board Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Marathon Oil Corporation
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 565849106 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | MRO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gregory H. Boyce | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Marcela E. Donadio | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jason B. Few | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Douglas L. Foshee | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director M. Elise Hyland | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lee M. Tillman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director J. Kent Wells | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Marathon Oil Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
C&J Energy Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2019 | | Country: | | USA | | Primary Security ID: | | 12674R100 |
Record Date: | | 04/02/2019 | | Meeting Type: | | Annual | | Ticker: | | CJ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John Kennedy | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Michael Roemer | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Diamondback Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 25278X109 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | FANG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven E. West | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Travis D. Stice | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael L. Hollis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael P. Cross | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David L. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark L. Plaumann | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Melanie M. Trent | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
Diamondback Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Patterson-UTI Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 703481101 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | PTEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark S. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles O. Buckner | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Tiffany (TJ) Thom Cepak | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael W. Conlon | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William A. Hendricks, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Curtis W. Huff | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Terry H. Hunt | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Janeen S. Judah | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 73 – Ivy VIP Energy
ProPetro Holding Corp.
| | | | | | | | | | |
Meeting Date: | | 06/14/2019 | | Country: | | USA | | Primary Security ID: | | 74347M108 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | PUMP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dale Redman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Spencer D. Armour, III | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Steven Beal | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark S. Berg | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Anthony Best | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Pryor Blackwell | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan E. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Royce W. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jack B. Moore | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Certificate of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
7 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP GLOBAL BOND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 81 – Ivy VIP Global Bond
Banco Latinoamericano de Comercio Exterior SA
| | | | | | | | | | |
Meeting Date: | | 04/17/2019 | | Country: | | Panama | | Primary Security ID: | | P16994132 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | BLX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
| | For Holders of Class E Shares: Election of Three Directors | | Mgmt | | | | | | |
| | | | | |
3a | | Elect Director Ricardo Manuel Arango | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Director Herminio A. Blanco | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Director Roland Holst | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
IVY VIP GLOBAL EQUITY INCOME
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Vodafone Group Plc
| | | | | | | | | | |
Meeting Date: | | 07/27/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G93882192 |
Record Date: | | 07/25/2018 | | Meeting Type: | | Annual | | Ticker: | | VOD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Michel Demare as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Margherita Della Valle as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Nick Read as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Sir Crispin Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dame Clara Furse as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Valerie Gooding as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Renee James as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Samuel Jonah as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Maria Amparo Moraleda Martinez as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect David Nish as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Vodafone Group Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
23 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Approve Sharesave Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
25 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
Oil Co. LUKOIL PJSC
| | | | | | | | | | |
Meeting Date: | | 08/24/2018 | | Country: | | Russia | | Primary Security ID: | | X6983S100 |
Record Date: | | 07/30/2018 | | Meeting Type: | | Special | | Ticker: | | LKOH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | | Mgmt | | For | | For | | For |
Royal Philips NV
| | | | | | | | | | |
Meeting Date: | | 10/19/2018 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 09/21/2018 | | Meeting Type: | | Special | | Ticker: | | PHIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Elect A. Marc Harrison to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Microsoft Corp.
| | | | | | | | | | |
Meeting Date: | | 11/28/2018 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Oil Co. LUKOIL PJSC
| | | | | | | | | | |
Meeting Date: | | 12/03/2018 | | Country: | | Russia | | Primary Security ID: | | X6983S100 |
Record Date: | | 11/08/2018 | | Meeting Type: | | Special | | Ticker: | | LKOH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR/GDR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Interim Dividends for First Nine Months of Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Charter | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Marine Harvest ASA
| | | | | | | | | | |
Meeting Date: | | 12/04/2018 | | Country: | | Norway | | Primary Security ID: | | R2326D113 |
Record Date: | | | | Meeting Type: | | Special | | Ticker: | | MHG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
2 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
3 | | Change Company Name to Mowi ASA | | Mgmt | | For | | For | | Do Not Vote |
Medtronic Plc
| | | | | | | | | | |
Meeting Date: | | 12/07/2018 | | Country: | | Ireland | | Primary Security ID: | | G5960L103 |
Record Date: | | 10/09/2018 | | Meeting Type: | | Annual | | Ticker: | | MDT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Richard H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Scott C. Donnelly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randall J. Hogan, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael O. Leavitt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James T. Lenehan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Elizabeth G. Nabel | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Denise M. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kendall J. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Bellway Plc
| | | | | | | | | | |
Meeting Date: | | 12/12/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G09744155 |
Record Date: | | 12/10/2018 | | Meeting Type: | | Annual | | Ticker: | | BWY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Jason Honeyman as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Keith Adey as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Paul Hampden Smith as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Denise Jagger as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Jill Caseberry as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Ian McHoul as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/20/2019 | | Country: | | South Korea | | Primary Security ID: | | Y74718100 |
Record Date: | | 12/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 005930 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2.1.1 | | Elect Bahk Jae-wan as Outside Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.1.2 | | Elect Kim Han-jo as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.1.3 | | Elect Ahn Curie as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.1 | | Elect Bahk Jae-wan as a Member of Audit Committee | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.2.2 | | Elect Kim Han-jo as a Member of Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
Bank of Montreal
| | | | | | | | | | |
Meeting Date: | | 04/02/2019 | | Country: | | Canada | | Primary Security ID: | | 063671101 |
Record Date: | | 02/04/2019 | | Meeting Type: | | Annual | | Ticker: | | BMO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Janice M. Babiak | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sophie Brochu | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Craig W. Broderick | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director George A. Cope | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Christine A. Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Martin S. Eichenbaum | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ronald H. Farmer | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director David Harquail | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Linda S. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Eric R. La Fleche | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Lorraine Mitchelmore | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Philip S. Orsino | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Bank of Montreal
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.13 | | Elect Director J. Robert S. Prichard | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Darryl White | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | Elect Director Don M. Wilson III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals | | Mgmt | | | | | | |
| | | | | |
4 | | SP 1: Creation of a New Technology Committee | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | SP 2: Disclose The Equity Ratio Used by the Compensation Committee as Part of its Compensation-Setting Process | | SH | | Against | | Against | | Against |
Banco Santander SA
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | Spain | | Primary Security ID: | | E19790109 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | SAN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.A | | Approve Consolidated and Standalone Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
1.B | | Approve Non-Financial Information Report | | Mgmt | | For | | For | | For |
| | | | | |
1.C | | Approve Discharge of Board | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3.A | | Fix Number of Directors at 15 | | Mgmt | | For | | Refer | | For |
| | | | | |
3.B | | Elect Henrique de Castro as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.C | | Reelect Javier Botin-Sanz de Sautuola y O’Shea as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.D | | Reelect Ramiro Mato Garcia-Ansorena as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.E | | Reelect Bruce Carnegie-Brown as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.F | | Reelect Jose Antonio Alvarez Alvarez as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.G | | Reelect Belen Romana Garcia as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Banco Santander SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Ratify Appointment of PricewaterhouseCoopers as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Capitalization of Reserves for Scrip Dividends | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Fix Maximum Variable Compensation Ratio | | Mgmt | | For | | For | | For |
| | | | | |
12.A | | Approve Deferred Multiyear Objectives Variable Remuneration Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
12.B | | Approve Deferred and Conditional Variable Remuneration Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
12.C | | Approve Digital Transformation Award | | Mgmt | | For | | Refer | | For |
| | | | | |
12.D | | Approve Buy-out Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
12.E | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Authorize Board to Ratify and Execute Approved Resolutions | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Advisory Vote on Remuneration Report | | Mgmt | | For | | Refer | | For |
Nestle SA
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | Switzerland | | Primary Security ID: | | H57312649 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NESN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.45 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.1a | | Reelect Paul Bulcke as Director and Board Chairman | | Mgmt | | For | | For | | Against |
| | | | | |
4.1b | | Reelect Ulf Schneider as Director | | Mgmt | | For | | For | | Against |
| | | | | |
4.1c | | Reelect Henri de Castries as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1d | | Reelect Beat Hess as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1e | | Reelect Renato Fassbind as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1f | | Reelect Ann Veneman as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1g | | Reelect Eva Cheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1h | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1i | | Reelect Ursula Burns as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1j | | Reelect Kasper Rorsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1k | | Reelect Pablo Isla as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1l | | Reelect Kimberly Ross as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.1 | | Elect Dick Boer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.2 | | Elect Dinesh Paliwal as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.2 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.3 | | Appoint Ursula Burns as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.4 | | Appoint Pablo Isla as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Designate Hartmann Dreyer as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/16/2019 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 02/19/2019 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael L. Corbat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Barbara J. Desoer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lew W. (Jay) Jacobs, IV | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Eugene M. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Ernesto Zedillo Ponce de Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
VINCI SA
| | | | | | | | | | |
Meeting Date: | | 04/17/2019 | | Country: | | France | | Primary Security ID: | | F5879X108 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | DG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.67 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Robert Castaigne as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Ana Paula Pessoa as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Pascale Sourisse as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Caroline Gregoire Sainte Marie as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Dominique Muller Joly-Pottuz as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | For |
| | | | | |
9 | | Elect Francoise Roze as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
10 | | Elect Jarmila Matouskova as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
11 | | Elect Jean-Charles Garaffa as Representative of Employee Shareholders to the Board | | Mgmt | | None | | Refer | | Against |
| | | | | |
12 | | Renew Appointment of Deloitte Et Associes as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Appoint PricewaterhouseCoopers Audit as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.6 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Remuneration Policy for Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Compensation of Xavier Huillard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
18 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
VINCI SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
20 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
27 | | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | | Mgmt | | For | | Refer | | For |
| | | | | |
28 | | Amend Article 16 of Bylaws to Comply with Legal Changes Re: Auditors | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
LVMH Moet Hennessy Louis Vuitton SE
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | France | | Primary Security ID: | | F58485115 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | MC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
LVMH Moet Hennessy Louis Vuitton SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 6.00 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify Appointment of Sophie Chassat as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Bernard Arnault as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Sophie Chassat as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Clara Gaymard as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Hubert Vedrine as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Elect Iris Knobloch as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Appoint Yann Arthus-Bertrand as Censor | | Mgmt | | For | | Refer | | Against |
| | | | | |
12 | | Approve Compensation of Bernard Arnault, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Compensation of Antonio Belloni, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Remuneration Policy of CEO and Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Remuneration Policy of Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
17 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | Mgmt | | For | | For | | Against |
| | | | | |
20 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | Mgmt | | For | | Refer | | Against |
| | | | | |
21 | | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million | | Mgmt | | For | | Refer | | Against |
| | | | | |
22 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
LVMH Moet Hennessy Louis Vuitton SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
23 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorize Capital Increase of up to EUR 50 Million for Future Exchange Offers | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
28 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | | Mgmt | | For | | For | | For |
ING Groep NV
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | Netherlands | | Primary Security ID: | | N4578E595 |
Record Date: | | 03/26/2019 | | Meeting Type: | | Annual | | Ticker: | | INGA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.b | | Receive Announcements on Sustainability | | Mgmt | | | | | | |
| | | | | |
2.c | | Receive Report of Supervisory Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.d | | Discuss Remuneration Report | | Mgmt | | | | | | |
| | | | | |
2.e | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Receive Explanation on Profit Retention and Distribution Policy | | Mgmt | | | | | | |
| | | | | |
3.b | | Approve Dividends of EUR 0.68 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
ING Groep NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Elect Tanate Phutrakul to Executive Board | | Mgmt | | For | | For | | For |
| | | | | |
7.a | | Reelect Mariana Gheorghe to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.b | | Elect Mike Rees to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.c | | Elect Herna Verhagen to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
Eaton Corporation plc
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | Ireland | | Primary Security ID: | | G29183103 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | ETN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Todd M. Bluedorn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Critelli | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard H. Fearon | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur E. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Olivier Leonetti | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Deborah L. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sandra Pianalto | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gerald B. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dorothy C. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Eaton Corporation plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
British American Tobacco plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G1510J102 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | BATS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Richard Burrows as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Sue Farr as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Marion Helmes as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Luc Jobin as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Holly Koeppel as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Savio Kwan as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Dimitri Panayotopoulos as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Kieran Poynter as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Ben Stevens as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Jack Bowles as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
British American Tobacco plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
CRH Plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | Ireland | | Primary Security ID: | | G25508105 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | CRH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Increase in the Limit of the Aggregate Fees for Non-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
6a | | Re-elect Richard Boucher as Director | | Mgmt | | For | | For | | For |
| | | | | |
6b | | Re-elect Nicky Hartery as Director | | Mgmt | | For | | For | | For |
| | | | | |
6c | | Re-elect Patrick Kennedy as Director | | Mgmt | | For | | For | | For |
| | | | | |
6d | | Re-elect Heather McSharry as Director | | Mgmt | | For | | For | | For |
| | | | | |
6e | | Re-elect Albert Manifold as Director | | Mgmt | | For | | For | | For |
| | | | | |
6f | | Re-elect Senan Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
6g | | Re-elect Gillian Platt as Director | | Mgmt | | For | | For | | For |
| | | | | |
6h | | Elect Mary Rhinehart as Director | | Mgmt | | For | | For | | For |
| | | | | |
6i | | Re-elect Lucinda Riches as Director | | Mgmt | | For | | For | | For |
| | | | | |
6j | | Re-elect Henk Rottinghuis as Director | | Mgmt | | For | | For | | For |
| | | | | |
6k | | Elect Siobhan Talbot as Director | | Mgmt | | For | | For | | For |
| | | | | |
6l | | Re-elect William Teuber Jr. as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
CRH Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reappoint Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise Reissuance of Treasury Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Scrip Dividend | | Mgmt | | For | | For | | For |
DBS Group Holdings Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | Singapore | | Primary Security ID: | | Y20246107 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | D05 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final and Special Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Directors’ Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Euleen Goh Yiu Kiang as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Danny Teoh Leong Kay as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Elect Nihal Vijaya Devadas Kaviratne as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Bonghan Cho as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Tham Sai Choy as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
DBS Group Holdings Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Extension of the Duration of DBSH Share Plan and Other Amendments to the DBSH Share Plan | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Adopt California Sub-Plan to the DBSH Share Plan | | Mgmt | | For | | For | | For |
Lockheed Martin Corporation
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 539830109 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | LMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel F. Akerson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David B. Burritt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce A. Carlson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Thomas J. Falk | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ilene S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Vicki A. Hollub | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jeh C. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Bylaw | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Pfizer Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 717081103 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | PFE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald E. Blaylock | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Albert Bourla | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joseph J. Echevarria | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Helen H. Hobbs | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dan R. Littman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
AstraZeneca Plc
| | | | | | | | | | |
Meeting Date: | | 04/26/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G0593M107 |
Record Date: | | 04/24/2019 | | Meeting Type: | | Annual | | Ticker: | | AZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
AstraZeneca Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Re-elect Leif Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Re-elect Pascal Soriot as Director | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Re-elect Marc Dunoyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
5d | | Re-elect Genevieve Berger as Director | | Mgmt | | For | | For | | For |
| | | | | |
5e | | Re-elect Philip Broadley as Director | | Mgmt | | For | | For | | For |
| | | | | |
5f | | Re-elect Graham Chipchase as Director | | Mgmt | | For | | For | | For |
| | | | | |
5g | | Re-elect Deborah DiSanzo as Director | | Mgmt | | For | | For | | For |
| | | | | |
5h | | Re-elect Sheri McCoy as Director | | Mgmt | | For | | For | | For |
| | | | | |
5i | | Elect Tony Mok as Director | | Mgmt | | For | | For | | For |
| | | | | |
5j | | Re-elect Nazneen Rahman as Director | | Mgmt | | For | | For | | For |
| | | | | |
5k | | Re-elect Marcus Wallenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
The Boeing Company
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 097023105 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | BA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Robert A. Bradway | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Arthur D. Collins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Edmund P. Giambastiani, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lynn J. Good | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nikki R. Haley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lawrence W. Kellner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Caroline B. Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Edward M. Liddy | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis A. Muilenburg | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mike S. Zafirovski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Adjust Executive Compensation Metrics for Share Buybacks | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Adopt Share Retention Policy For Senior Executives | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Anglo American Plc
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G03764134 |
Record Date: | | 04/26/2019 | | Meeting Type: | | Annual | | Ticker: | | AAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Marcelo Bastos as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ian Ashby as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Stuart Chambers as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Mark Cutifani as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Nolitha Fakude as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Byron Grote as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Tony O’Neill as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Stephen Pearce as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Mphu Ramatlapeng as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jim Rutherford as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Anne Stevens as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Exelon Corporation
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 30161N101 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | EXC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Anthony K. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ann C. Berzin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Laurie Brlas | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Christopher M. Crane | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Yves C. de Balmann | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nicholas DeBenedictis | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Linda P. Jojo | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paul L. Joskow | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert J. Lawless | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Richard W. Mies | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mayo A. Shattuck, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Stephen D. Steinour | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director John F. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Costs and Benefits of Environment-related Activities | | SH | | Against | | Refer | | Against |
Philip Morris International Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 718172109 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | PM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Werner Geissler | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Philip Morris International Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Lisa A. Hook | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jun Makihara | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kalpana Morparia | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Frederik Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Robert B. Polet | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers SA as Auditor | | Mgmt | | For | | For | | For |
Eastman Chemical Company
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 277432100 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | EMN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Humberto P. Alfonso | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Brett D. Begemann | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael P. Connors | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark J. Costa | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert M. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Julie F. Holder | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Renee J. Hornbaker | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Lewis M. Kling | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Kim Ann Mink | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James J. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director David W. Raisbeck | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Eastman Chemical Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Suncor Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | Canada | | Primary Security ID: | | 867224107 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patricia M. Bedient | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mel E. Benson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John D. Gass | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Dennis M. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mark S. Little | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Brian P. MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maureen McCaw | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eira M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Michael M. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 04/30/2019 | | Meeting Type: | | Annual | | Ticker: | | ULVR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Unilever Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Laura Cha as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dr Marijn Dekkers as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Judith Hartmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Andrea Jung as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Mary Ma as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Strive Masiyiwa as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Youngme Moon as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Graeme Pitkethly as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect John Rishton as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Feike Sijbesma as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Alan Jope as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Verizon Communications Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 92343V104 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | VZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Shellye L. Archambeau | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mark T. Bertolini | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Vittorio Colao | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Melanie L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Rodney E. Slater | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kathryn A. Tesija | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Hans E. Vestberg | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gregory G. Weaver | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Above-Market Earnings in Executive Retirement Plans | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Online Child Exploitation | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
BAE Systems Plc
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G06940103 |
Record Date: | | 05/07/2019 | | Meeting Type: | | Annual | | Ticker: | | BA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Revathi Advaithi as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Sir Roger Carr as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Elizabeth Corley as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Jerry DeMuro as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Harriet Green as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Christopher Grigg as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Peter Lynas as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Paula Reynolds as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Nicholas Rose as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Ian Tyler as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Charles Woodburn as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Koninklijke Philips NV
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 04/11/2019 | | Meeting Type: | | Annual | | Ticker: | | PHIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | President’s Speech | | Mgmt | | | | | | |
| | | | | |
2.a | | Discuss Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.b | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2.d | | Approve Dividends of EUR 0.85 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Reelect F.A. van Houten to Management Board and President/CEO | | Mgmt | | For | | For | | For |
| | | | | |
3.b | | Reelect A. Bhattacharya to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Reelect D.E.I. Pyott to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Elect E. Doherty to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
6.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
E.ON SE
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | Germany | | Primary Security ID: | | D24914133 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | EOAN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.43 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Increase in Size of Board to 20 Members | | Mgmt | | For | | Refer | | For |
| | | | | |
7.1 | | Approve Affiliation Agreements with E.ON 11. Verwaltungs GmbH | | Mgmt | | For | | Refer | | For |
| | | | | |
7.2 | | Approve Affiliation Agreements with E.ON 12. Verwaltungs GmbH | | Mgmt | | For | | Refer | | For |
BOC Hong Kong (Holdings) Limited
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y0920U103 |
Record Date: | | 05/08/2019 | | Meeting Type: | | Annual | | Ticker: | | 2388 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Liu Liange as Director | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Lin Jingzhen as Director | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Cheng Eva as Director | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Elect Choi Koon Shum Director | | Mgmt | | For | | Against | | Against |
| | | | | |
3e | | Elect Law Yee Kwan Quinn Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
BOC Hong Kong (Holdings) Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Enel SpA
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | Italy | | Primary Security ID: | | T3679P115 |
Record Date: | | 05/07/2019 | | Meeting Type: | | Annual | | Ticker: | | ENEL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates | | Mgmt | | | | | | |
| | | | | |
4.1 | | Slate 1 Submitted by Italian Ministry of Economy and Finance | | SH | | None | | For | | For |
| | | | | |
4.2 | | Slate 2 Submitted by Institutional Investors (Assogestioni) | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
| | Shareholder Proposal Submitted by Italian Ministry of Economy and Finance | | Mgmt | | | | | | |
| | | | | |
5 | | Approve Internal Auditors’ Remuneration | | SH | | None | | Refer | | For |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Intel Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 458140100 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | INTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Aneel Bhusri | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andy D. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Risa Lavizzo-Mourey | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Tsu-Jae King Liu | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gregory D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Robert ‘Bob’ H. Swan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Request for an Annual Advisory Vote on Political Contributions | | SH | | Against | | Against | | Against |
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
JPMorgan Chase & Co.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Orange SA
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | France | | Primary Security ID: | | F6866T100 |
Record Date: | | 05/16/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | ORA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Elect Anne-Gabrielle Heilbronner as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Orange SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Reelect Alexandre Bompard as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Helle Kristoffersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Jean-Michel Severino as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Anne Lange as Director | | Mgmt | | For | | For | | Against |
| | | | | |
10 | | Approve Compensation of Stephane Richard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Ramon Fernandez, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Compensation of Gervais Pellissier, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of the Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Remuneration Policy of Vice-CEOs | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | | Mgmt | | For | | For | | Against |
| | | | | |
17 | | Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
20 | | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
22 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 | | Mgmt | | For | | For | | Against |
| | | | | |
23 | | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Orange SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
24 | | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
25 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
27 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
30 | | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | | Mgmt | | For | | Against | | Against |
| | | | | |
31 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
32 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals Submitted by Fonds Commun de Placement d Entreprise Orange Actions | | Mgmt | | | | | | |
| | | | | |
A | | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | | SH | | Against | | Refer | | Against |
| | | | | |
B | | Amend Article 13 of Bylaws Re: Overboarding of Directors | | SH | | Against | | Refer | | Against |
| | | | | |
C | | Amend Employee Stock Purchase Plans in Favor of Employees | | SH | | Against | | Refer | | Against |
| | | | | |
D | | Authorize up to 0.04 Percent of Issued Capital for Use in Restricted Stock Plans in Favor of Employees | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Royal Dutch Shell Plc
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G7690A118 |
Record Date: | | 05/17/2019 | | Meeting Type: | | Annual | | Ticker: | | RDSB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Elect Neil Carson as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ben van Beurden as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Euleen Goh as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Charles Holliday as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Catherine Hughes as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Roberto Setubal as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Sir Nigel Sheinwald as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Linda Stuntz as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Jessica Uhl as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Gerrit Zalm as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
22 | | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
BNP Paribas SA
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | France | | Primary Security ID: | | F1058Q238 |
Record Date: | | 05/20/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | BNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 3.02 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Receive Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Jean-Laurent Bonnafe as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Wouter De Ploey as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Marion Guillou as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Michel Tilmant as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify Appointment of Rajna Gibson-Brandon as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration Policy of CEO and Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Compensation of Jean Lemierre, Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Compensation of Jean-Laurent Bonnafe, CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Compensation of Philippe Bordenave, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
17 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
CNOOC Limited
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y1662W117 |
Record Date: | | 05/17/2019 | | Meeting Type: | | Annual | | Ticker: | | 883 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
A1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
A2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
A3 | | Elect Wang Dongjin as Director | | Mgmt | | For | | For | | Against |
| | | | | |
A4 | | Elect Xu Keqiang as Director | | Mgmt | | For | | For | | For |
| | | | | |
A5 | | Elect Chiu Sung Hong as Director | | Mgmt | | For | | For | | For |
| | | | | |
A6 | | Elect Qiu Zhi Zhong as Director | | Mgmt | | For | | For | | For |
| | | | | |
A7 | | Authorize Board to Fix the Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
A8 | | Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
B1 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
B2 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
B3 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
KeyCorp
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 493267108 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | KEY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce D. Broussard | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles P. Cooley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gary M. Crosby | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director H. James Dallas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Elizabeth R. Gile | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
KeyCorp
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Ruth Ann M. Gillis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William G. Gisel, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Carlton L. Highsmith | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Richard J. Hipple | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kristen L. Manos | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Beth E. Mooney | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Barbara R. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director David K. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Permit Board to Amend Bylaws Without Shareholder Consent | | Mgmt | | For | | Refer | | For |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
The Home Depot, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Manuel Kadre | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Prison Labor in the Supply Chain | | SH | | Against | | Against | | Against |
Sands China Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/24/2019 | | Country: | | Cayman Islands | | Primary Security ID: | | G7800X107 |
Record Date: | | 05/10/2019 | | Meeting Type: | | Annual | | Ticker: | | 1928 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Wong Ying Wai as Director | | Mgmt | | For | | For | | Against |
| | | | | |
3b | | Elect Chiang Yun as Director | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Elect Kenneth Patrick Chung as Director | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
| | | | | |
8 | | Adopt 2019 Equity Award Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Debra Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Right to Water | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Environmental Issue Board Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Mowi ASA
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | Norway | | Primary Security ID: | | R4S04H101 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | MOWI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
2 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
3 | | Receive Briefing on the Business | | Mgmt | | | | | | |
| | | | | |
4 | | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
5 | | Discuss Company’s Corporate Governance Statement | | Mgmt | | | | | | |
| | | | | |
6 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
7 | | Approval of the Guidelines for Allocation of Options | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
8 | | Approve Remuneration of Directors; Approve Remuneration for Audit Committee | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
9 | | Approve Remuneration of Nomination Committee | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
10 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
11a | | Reelect Ole-Eirik Leroy as Director | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
11b | | Reelect Lisbeth K. Naero as Director | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
11c | | Reelect Kristian Melhuus as Director | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
12a | | Reelect Robin Bakken as Member of Nominating Committee | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
12b | | Elect Ann Kristin Brautaset as New Member of Nominating Committee | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
12c | | Reelect Merete Haugli as Member of Nominating Committee | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
13 | | Authorize Board to Distribute Dividends | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
14 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
15a | | Approve Creation of NOK 387 Million Pool of Capital without Preemptive Rights | | Mgmt | | For | | For | | Do Not Vote |
| | | | | |
15b | | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Total SA
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 05/27/2019 | | Meeting Type: | | Annual | | Ticker: | | FP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.56 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Maria van der Hoeven as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Jean Lemierre as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Lise Croteau as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | Elect Renata Perycz as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Abstain |
| | | | | |
B | | Elect Oliver Wernecke as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Abstain |
| | | | | |
10 | | Approve Compensation of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Wynn Macau Limited
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | Cayman Islands | | Primary Security ID: | | G98149100 |
Record Date: | | 05/23/2019 | | Meeting Type: | | Annual | | Ticker: | | 1128 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Ian Michael Coughlan as Director | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Elect Allan Zeman as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3c | | Elect Jeffrey Kin-fung Lam as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3d | | Elect Craig S. Billings as Director | | Mgmt | | For | | For | | For |
| | | | | |
3e | | Elect Leah Dawn Xiaowei Ye as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
8 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
| | | | | |
9 | | Approve Issuance of Shares Under the Employee Ownership Scheme | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Adopt New Share Option Scheme, Terminate Existing Share Option Scheme and Related Transactions | | Mgmt | | For | | For | | For |
Walmart Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Cesar Conde | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen “Steve” J. Easterbrook | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Walmart Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Timothy “Tim” P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas “Tom” W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director C. Douglas “Doug” McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory “Greg” B. Penner | | Mgmt | | For | | Against | | For |
| | | | | |
1j | | Elect Director Steven “Steve” S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director S. Robson “Rob” Walton | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Caterpillar Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 149123101 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kelly A. Ayotte | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Daniel M. Dickinson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Juan Gallardo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dennis A. Muilenburg | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William A. Osborn | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Debra L. Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Caterpillar Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Miles D. White | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Risks of Doing Business in Conflict-Affected Areas | | SH | | Against | | Against | | Against |
Guangdong Investment Limited
| | | | | | | | | | |
Meeting Date: | | 06/17/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y2929L100 |
Record Date: | | 06/11/2019 | | Meeting Type: | | Annual | | Ticker: | | 270 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Wen Yinheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Ho Lam Lai Ping, Theresa as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Cai Yong as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Chan Cho Chak, John as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Wu Ting Yuk, Anthony as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.6 | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Tokyo Electron Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | Japan | | Primary Security ID: | | J86957115 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 8035 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Tsuneishi, Tetsuo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kawai, Toshiki | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sasaki, Sadao | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Nagakubo, Tatsuya | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sunohara, Kiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Nunokawa, Yoshikazu | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ikeda, Seisu | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mitano, Yoshinobu | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Charles D Lake II | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Sasaki, Michio | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Eda, Makiko | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Appoint Statutory Auditor Harada, Yoshiteru | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2 | | Appoint Statutory Auditor Tahara, Kazushi | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Annual Bonus | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation Ceiling for Directors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Oil Co. LUKOIL PJSC
| | | | | | | | | | |
Meeting Date: | | 06/20/2019 | | Country: | | Russia | | Primary Security ID: | | X6983S100 |
Record Date: | | 05/24/2019 | | Meeting Type: | | Annual | | Ticker: | | LKOH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR/GDR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 155 per Share | | Mgmt | | For | | For | | For |
| | | | | |
| | Elect 11 Directors via Cumulative Voting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Elect Vagit Alekperov as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.2 | | Elect Viktor Blazheev as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.3 | | Elect Toby Gati as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.4 | | Elect Valerii Graifer as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.5 | | Elect Ravil Maganov as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.6 | | Elect Roger Munnings as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.7 | | Elect Nikolai Nikolaev as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.8 | | Elect Pavel Teplukhin as Director | | Mgmt | | None | | Refer | | For |
| | | | | |
2.9 | | Elect Leonid Fedun as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.10 | | Elect Liubov Khoba as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.11 | | Elect Sergei Shatalov as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
2.12 | | Elect Wolfgang Schussel as Director | | Mgmt | | None | | Refer | | Against |
| | | | | |
| | Elect Three Members of Audit Commission | | Mgmt | | | | | | |
| | | | | |
3.1 | | Elect Ivan Vrublevskii as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Elect Artem Otrubiannikov as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
3.3 | | Elect Pavel Suloev as Member of Audit Commission | | Mgmt | | For | | Refer | | For |
| | | | | |
4.1 | | Approve Remuneration of Directors for Fiscal 2018 | | Mgmt | | For | | Refer | | For |
| | | | | |
4.2 | | Approve Remuneration of New Directors for Fiscal 2019 | | Mgmt | | For | | Refer | | For |
| | | | | |
5.1 | | Approve Remuneration of Members of Audit Commission for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Approve Remuneration of New Members of Audit Commission for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify KPMG as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve New Edition of Regulations on General Meetings | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
Tokio Marine Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/24/2019 | | Country: | | Japan | | Primary Security ID: | | J86298106 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 8766 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Nagano, Tsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Okada, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Yuasa, Takayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Fujita, Hirokazu | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Komiya, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Mimura, Akio | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Egawa, Masako | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Mitachi, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Endo, Nobuhiro | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Hirose, Shinichi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Harashima, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Okada, Kenji | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Ito, Takashi | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Horii, Akinari | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Cash Compensation Ceiling and Deep Discount Stock Option Plan for Directors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 83 – Ivy VIP Global Equity Income
3i Group Plc
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G88473148 |
Record Date: | | 06/25/2019 | | Meeting Type: | | Annual | | Ticker: | | III |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Jonathan Asquith as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Caroline Banszky as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Simon Borrows as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Stephen Daintith as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Peter Grosch as Director | | Mgmt | | For | | For | | Against |
| | | | | |
9 | | Re-elect David Hutchison as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Coline McConville as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Simon Thompson as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Julia Wilson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
IVY VIP GLOBAL GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Housing Development Finance Corp. Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/30/2018 | | Country: | | India | | Primary Security ID: | | Y37246207 |
Record Date: | | 07/23/2018 | | Meeting Type: | | Annual | | Ticker: | | 500010 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Confirm Interim Dividend and Declare Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Upendra Kumar Sinha as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Jalaj Ashwin Dani as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect B. S. Mehta as Independent Director | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Bimal Jalan as Independent Director | | Mgmt | | For | | Against | | Against |
| | | | | |
7 | | Reelect J. J. Irani as Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Deepak S. Parekh as Non-executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Related Party Transactions with HDFC Bank Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Increase in Borrowing Powers | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Reappointment and Remuneration of Keki M. Mistry as Vice Chairman & Chief Executive Officer | | Mgmt | | For | | Refer | | For |
Ferrari NV
| | | | | | | | | | |
Meeting Date: | | 09/07/2018 | | Country: | | Netherlands | | Primary Security ID: | | N3167Y103 |
Record Date: | | 08/10/2018 | | Meeting Type: | | Special | | Ticker: | | RACE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Louis C. Camilleri as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Royal Philips NV
| | | | | | | | | | |
Meeting Date: | | 10/19/2018 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 09/21/2018 | | Meeting Type: | | Special | | Ticker: | | PHIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Elect A. Marc Harrison to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
Alibaba Group Holding Ltd.
| | | | | | | | | | |
Meeting Date: | | 10/31/2018 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/24/2018 | | Meeting Type: | | Annual | | Ticker: | | BABA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Joseph C. Tsai as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect J. Michael Evans as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Eric Xiandong Jing as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.4 | | Elect Borje E. Ekholm as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Microsoft Corp.
| | | | | | | | | | |
Meeting Date: | | 11/28/2018 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
CME Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 09/06/2018 | | Meeting Type: | | Special | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Eliminate All or Some of the Class B Election Rights | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 11/27/2018 | | Meeting Type: | | Annual | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Tessa Bamford as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Gareth Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect John Martin as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Kevin Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Alan Murray as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Michael Powell as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Darren Shapland as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Dr Nadia Shouraboura as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Jacqueline Simmonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Ping An Insurance (Group) Co. of China Ltd.
| | | | | | | | | | |
Meeting Date: | | 12/14/2018 | | Country: | | China | | Primary Security ID: | | Y69790106 |
Record Date: | | 11/13/2018 | | Meeting Type: | | Special | | Ticker: | | 2318 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | EGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
| | APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY | | Mgmt | | | | | | |
| | | | | |
1.01 | | Elect Ng Sing Yip as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.02 | | Elect Chu Yiyun as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.03 | | Elect Liu Hong as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve the Implementation of the Long-term Service Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve the Issuing of Debt Financing Instruments | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
Visa, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/29/2019 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Visa, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director John A.C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Imperial Brands Plc
| | | | | | | | | | |
Meeting Date: | | 02/06/2019 | | Country: | | United Kingdomw | | Primary Security ID: | | G4720C107 |
Record Date: | | 02/04/2019 | | Meeting Type: | | Annual | | Ticker: | | IMB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Susan Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Alison Cooper as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Therese Esperdy as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Simon Langelier as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Matthew Phillips as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Steven Stanbrook as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Oliver Tant as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Mark Williamson as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Karen Witts as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Malcolm Wyman as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Imperial Brands Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
17 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Compass Group Plc
| | | | | | | | | | |
Meeting Date: | | 02/07/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G23296208 |
Record Date: | | 02/05/2019 | | Meeting Type: | | Annual | | Ticker: | | CPG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect John Bryant as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Anne-Francoise Nesmes as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dominic Blakemore as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Gary Green as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Carol Arrowsmith as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect John Bason as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Stefan Bomhard as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nelson Silva as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Ireena Vittal as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Paul Walsh as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Compass Group Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
17 | | Approve Payment of Full Fees Payable to Non-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | | Mgmt | | For | | For | | For |
Applied Materials, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/07/2019 | | Country: | | USA | | Primary Security ID: | | 038222105 |
Record Date: | | 01/10/2019 | | Meeting Type: | | Annual | | Ticker: | | AMAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Judy Bruner | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Xun (Eric) Chen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Aart J. de Geus | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary E. Dickerson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen R. Forrest | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Iannotti | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Alexander A. Karsner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adrianna C. Ma | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott A. McGregor | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Schlumberger Limited
| | | | | | | | | | |
Meeting Date: | | 04/03/2019 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/13/2019 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter L.S. Currie | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Paal Kibsgaard | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nikolay Kudryavtsev | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Tatiana A. Mitrova | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lubna S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark G. Papa | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leo Rafael Reif | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Restricted Stock Plan | | Mgmt | | For | | Refer | | For |
Hexagon AB
| | | | | | | | | | |
Meeting Date: | | 04/08/2019 | | Country: | | Sweden | | Primary Security ID: | | W40063104 |
Record Date: | | 04/02/2019 | | Meeting Type: | | Annual | | Ticker: | | HEXA.B |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Hexagon AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Receive President’s Report | | Mgmt | | | | | | |
| | | | | |
8.a | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
8.b | | Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management | | Mgmt | | | | | | |
| | | | | |
8.c | | Receive the Board’s Dividend Proposal | | Mgmt | | | | | | |
| | | | | |
9.a | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
9.b | | Approve Allocation of Income and Dividends of EUR 0.59 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
9.c | | Approve Discharge of Board and President | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Determine Number of Members (7) and Deputy Members (0) of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration of Directors in the Amount of SEK 1.85 Million for Chairman, and SEK 615,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Reelect Ola Rollen, Gun Nilsson (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Ratify Ernst & Young as Auditors | | Mgmt | | For | | Refer | | Against |
| | | | | |
13 | | Reelect Mikael Ekdahl, Jan Andersson, Johan Strandberg and Ossian Ekdahl as Members of Nominating Committee | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/10/2019 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Discuss Implementation of the Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Allocation of Income and Dividends of EUR of 1.65 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | Against |
| | | | | |
4.4 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | Against |
| | | | | |
4.5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4.7 | | Elect Guillaume Faury as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Reelect Catherine Guillouard as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Reelect Claudia Nemat as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Reelect Carlos Tavares as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.14 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Adobe Inc.
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/13/2019 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy L. Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Frank A. Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James E. Daley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Laura B. Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles M. Geschke | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kathleen Oberg | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dheeraj Pandey | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David A. Ricks | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Daniel L. Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John E. Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
Nestle SA
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | Switzerland | | Primary Security ID: | | H57312649 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NESN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.45 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.1a | | Reelect Paul Bulcke as Director and Board Chairman | | Mgmt | | For | | For | | Against |
| | | | | |
4.1b | | Reelect Ulf Schneider as Director | | Mgmt | | For | | For | | Against |
| | | | | |
4.1c | | Reelect Henri de Castries as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1d | | Reelect Beat Hess as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1e | | Reelect Renato Fassbind as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1f | | Reelect Ann Veneman as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1g | | Reelect Eva Cheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1h | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1i | | Reelect Ursula Burns as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1j | | Reelect Kasper Rorsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1k | | Reelect Pablo Isla as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1l | | Reelect Kimberly Ross as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.1 | | Elect Dick Boer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.2 | | Elect Dinesh Paliwal as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.2 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.3 | | Appoint Ursula Burns as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.4 | | Appoint Pablo Isla as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Designate Hartmann Dreyer as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Ferrari NV
| | | | | | | | | | |
Meeting Date: | | 04/12/2019 | | Country: | | Netherlands | | Primary Security ID: | | N3167Y103 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | RACE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Director’s Board Report (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.b | | Implementation of Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.d | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Dividends of EUR 1.03 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Elect John Elkann as Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.b | | Reelect Louis C. Camilleri as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Reelect Piero Ferrari as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.d | | Reelect Delphine Arnault as Non-Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.e | | Reelect Giuseppina Capaldo as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.f | | Reelect Eduardo H. Cue as Non-Executive Director | | Mgmt | | For | | For | | Against |
| | | | | |
3.g | | Reelect Sergio Duca as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.h | | Reelect Maria Patrizia Grieco as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.i | | Reelect Adam Keswick as Non-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.j | | Reelect Elena Zambon as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appoint EY as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Cancellation of Special Voting Shares in Treasury | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Ferrari NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7.a | | Approve CEO Award | | Mgmt | | For | | For | | For |
| | | | | |
7.b | | Approve New Equity Incentive Plan 2019-2021 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Close Meeting | | Mgmt | | | | | | |
LVMH Moet Hennessy Louis Vuitton SE
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | France | | Primary Security ID: | | F58485115 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | MC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 6.00 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify Appointment of Sophie Chassat as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Bernard Arnault as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Reelect Sophie Chassat as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Clara Gaymard as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Hubert Vedrine as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Elect Iris Knobloch as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Appoint Yann Arthus-Bertrand as Censor | | Mgmt | | For | | Refer | | Against |
| | | | | |
12 | | Approve Compensation of Bernard Arnault, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Compensation of Antonio Belloni, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Remuneration Policy of CEO and Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Remuneration Policy of Vice-CEO | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
LVMH Moet Hennessy Louis Vuitton SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
17 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | Mgmt | | For | | For | | Against |
| | | | | |
20 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | Mgmt | | For | | Refer | | Against |
| | | | | |
21 | | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million | | Mgmt | | For | | Refer | | Against |
| | | | | |
22 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
28 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 03/27/2019 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
| | | | | |
3a | | Discuss Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
3b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3d | | Approve Dividends of EUR 2.10 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
4a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve 200,000 Performance Shares for Board of Management | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Discussion of Updated Supervisory Board Profile | | Mgmt | | | | | | |
| | | | | |
8a | | Reelect G.J. Kleisterlee to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8b | | Reelect A.P. Aris to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8c | | Reelect R.D. Schwalb to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8d | | Reelect W.H. Ziebart to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8e | | Receive Retirement Schedule of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
9 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11a | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
11b | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11a | | Mgmt | | For | | For | | For |
| | | | | |
11c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
11d | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11c | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12b | | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
Cigna Corporation
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 125523100 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | CI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David M. Cordani | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric J. Foss | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elder Granger | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Isaiah Harris, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Roman Martinez, IV | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Kathleen M. Mazzarella | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark B. McClellan | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John M. Partridge | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director William L. Roper | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Eric C. Wiseman | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Donna F. Zarcone | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director William D. Zollars | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Cyber Risk *Withdrawn Resolution* | | SH | | | | | | |
| | | | | |
6 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Eaton Corporation plc
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | Ireland | | Primary Security ID: | | G29183103 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | ETN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Todd M. Bluedorn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Critelli | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard H. Fearon | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur E. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Olivier Leonetti | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Deborah L. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sandra Pianalto | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gerald B. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dorothy C. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
British American Tobacco plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G1510J102 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | BATS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Richard Burrows as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Sue Farr as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Marion Helmes as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Luc Jobin as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Holly Koeppel as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Savio Kwan as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Dimitri Panayotopoulos as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Kieran Poynter as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Ben Stevens as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Jack Bowles as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Heineken NV
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | Netherlands | | Primary Security ID: | | N39427211 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | HEIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1.a | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
1.b | | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | | Mgmt | | | | | | |
| | | | | |
1.c | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
1.d | | Receive Explanation on Dividend Policy | | Mgmt | | | | | | |
| | | | | |
1.e | | Approve Dividends of EUR 1.60 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
1.f | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
1.g | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
2.a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
2.b | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
2.c | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2b | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Reelect L.M. Debroux to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
5.a | | Reelect M.R. de Carvalho to Supervisory Board | | Mgmt | | For | | For | | Against |
| | | | | |
5.b | | Elect R.L. Ripley to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.c | | Elect I.H. Arnold to Supervisory Board | | Mgmt | | For | | For | | For |
Johnson & Johnson
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 478160104 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | JNJ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mary C. Beckerle | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director D. Scott Davis | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Johnson & Johnson
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Ian E. L. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jennifer A. Doudna | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alex Gorsky | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mark B. McClellan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William D. Perez | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Charles Prince | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director A. Eugene Washington | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Clawback Disclosure of Recoupment Activity from Senior Officers | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.35 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation of Jean Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Schneider Electric SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Approve Compensation of Emmanuel Babeau, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Reelect Greg Spierkel as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Carolina Dybeck Happe as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Xuezheng Ma as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Lip Bu Tan as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | Mgmt | | For | | For | | Against |
| | | | | |
16 | | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17 | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capital Increase of up to 9.93 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Schneider Electric SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
24 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
25 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
SVB Financial Group
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 78486Q101 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | SIVB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Greg W. Becker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eric A. Benhamou | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John S. Clendening | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Roger F. Dunbar | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joel P. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kimberly A. Jabal | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey N. Maggioncalda | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mary J. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Kate D. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John F. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Garen K. Staglin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Eliminate Cumulative Voting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Abbott Laboratories
| | | | | | | | | | |
Meeting Date: | | 04/26/2019 | | Country: | | USA | | Primary Security ID: | | 002824100 |
Record Date: | | 02/27/2019 | | Meeting Type: | | Annual | | Ticker: | | ABT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert J. Alpern | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Roxanne S. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sally E. Blount | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michelle A. Kumbier | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Edward M. Liddy | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Nancy McKinstry | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Phebe N. Novakovic | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William A. Osborn | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Samuel C. Scott, III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Daniel J. Starks | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director John G. Stratton | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Glenn F. Tilton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Miles D. White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
HCA Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2019 | | Country: | | USA | | Primary Security ID: | | 40412C101 |
Record Date: | | 03/07/2019 | | Meeting Type: | | Annual | | Ticker: | | HCA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Samuel N. Hazen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Meg G. Crofton | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert J. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nancy-Ann DeParle | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
HCA Healthcare, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director William R. Frist | �� | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Geoffrey G. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne J. Riley | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John W. Rowe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Special | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Introduction of a New Jersey Incorporated and UK Tax-resident Holding Company | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Cancellation of Share Premium Account | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Delisting of Ordinary Shares from the Official List | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Change of Company Name to Ferguson Holdings Limited; Amend Memorandum of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Employee Share Purchase Plan, International Sharesave Plan and Long Term Incentive Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Court | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Ping An Insurance (Group) Co. of China Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | China | | Primary Security ID: | | Y69790106 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | 2318 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2018 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2018 Report of the Supervisory Committee | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2018 Annual Report and its Summary | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2018 Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve 2018 Profit Distribution Plan and Distribution of Final Dividends | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve 2019-2021 Development Plan | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Performance Evaluation of Independent Non-executive Directors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Issuance of Debt Financing Instruments | | Mgmt | | For | | Refer | | For |
| | | | | |
| | APPROVE RESOLUTION REGARDING SHARES REPURCHASE PLAN OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES | | Mgmt | | | | | | |
| | | | | |
10.1 | | Approve Share Repurchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
10.2 | | Approve Grant of General Mandate to Repurchase Shares | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Ping An Insurance (Group) Co. of China Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | China | | Primary Security ID: | | Y69790106 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Special | | Ticker: | | 2318 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | CLASS MEETING FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
| | APPROVE RESOLUTION REGARDING SHARES REPURCHASE PLAN OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES | | Mgmt | | | | | | |
| | | | | |
1.1 | | Approve Share Repurchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Grant of General Mandate to Repurchase Shares | | Mgmt | | For | | For | | For |
Seven Generations Energy Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | Canada | | Primary Security ID: | | 81783Q105 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | VII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Fix Number of Directors at Nine | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Director Mark Monroe | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Marty Proctor | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Avik Dey | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Harvey Doerr | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Paul Hand | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Seven Generations Energy Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.6 | | Elect Director Dale Hohm | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Ronnie Irani | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Bill McAdam | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Jackie Sheppard | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
The Goldman Sachs Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 38141G104 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | GS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Drew G. Faust | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark A. Flaherty | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Adebayo O. Ogunlesi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter Oppenheimer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David M. Solomon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Jan E. Tighe | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David A. Viniar | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark O. Winkelman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel G. Kaye | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Phyllis M. Lockett | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Alex J. Pollock | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Michael A. Spencer | | Mgmt | | For | | For | | For |
| | | | | |
1q | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Deutsche Boerse AG
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | Germany | | Primary Security ID: | | D1882G119 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | DB1 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 2.70 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Elect Clara-Christina Streit to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Elect Charles Stonehill to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 17.8 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Affiliation Agreement with Subsidiary Clearstream Beteiligungs AG | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Ratify KPMG AG as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
Canadian Natural Resources Limited
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Canada | | Primary Security ID: | | 136385101 |
Record Date: | | 03/20/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | CNQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Catherine M. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director N. Murray Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Timothy W. Faithfull | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Canadian Natural Resources Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Christopher L. Fong | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon D. Giffin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wilfred A. Gobert | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steve W. Laut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Tim S. McKay | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank J. McKenna | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David A. Tuer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Annette M. Verschuren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-approve Stock Option Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Koninklijke Philips NV
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 04/11/2019 | | Meeting Type: | | Annual | | Ticker: | | PHIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | President’s Speech | | Mgmt | | | | | | |
| | | | | |
2.a | | Discuss Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.b | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2.d | | Approve Dividends of EUR 0.85 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Reelect F.A. van Houten to Management Board and President/CEO | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Koninklijke Philips NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.b | | Reelect A. Bhattacharya to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Reelect D.E.I. Pyott to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Elect E. Doherty to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
6.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
Alexion Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | USA | | Primary Security ID: | | 015351109 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | ALXN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Felix J. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David R. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher J. Coughlin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deborah Dunsire | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Paul A. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ludwig N. Hantson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John T. Mollen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Francois Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Judith A. Reinsdorf | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Andreas Rummelt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
ConocoPhillips
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | USA | | Primary Security ID: | | 20825C104 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | COP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Caroline Maury Devine | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jody Freeman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gay Huey Evans | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey A. Joerres | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ryan M. Lance | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William H. McRaven | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Sharmila Mulligan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Arjun N. Murti | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Robert A. Niblock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Northrop Grumman Corporation
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 666807102 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | NOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marianne C. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Bruce S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary Roughead | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Kathy J. Warden | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Mark A. Welsh, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Implementation of Human Rights Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Tencent Holdings Limited
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | Cayman Islands | | Primary Security ID: | | G87572163 |
Record Date: | | 05/08/2019 | | Meeting Type: | | Annual | | Ticker: | | 700 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Elect Jacobus Petrus (Koos) Bekker as Director | | Mgmt | | For | | For | | Against |
| | | | | |
3b | | Elect Ian Charles Stone as Director | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Tencent Holdings Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Tencent Holdings Limited
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | Cayman Islands | | Primary Security ID: | | G87572163 |
Record Date: | | 05/08/2019 | | Meeting Type: | | Special | | Ticker: | | 700 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | | Mgmt | | For | | For | | For |
Galaxy Entertainment Group Limited
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y2679D118 |
Record Date: | | 05/09/2019 | | Meeting Type: | | Annual | | Ticker: | | 27 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Joseph Chee Ying Keung as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect James Ross Ancell as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Charles Cheung Wai Bun as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.4 | | Elect Michael Victor Mecca as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Authorize Board to Fix Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Galaxy Entertainment Group Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.1 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Refer | | Against |
| | | | | |
4.3 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Refer | | Against |
Prudential Plc
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G72899100 |
Record Date: | | 05/14/2019 | | Meeting Type: | | Annual | | Ticker: | | PRU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Elect Fields Wicker-Miurin as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Sir Howard Davies as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Mark Fitzpatrick as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect David Law as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Paul Manduca as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Kaikhushru Nargolwala as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Anthony Nightingale as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Philip Remnant as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Alice Schroeder as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect James Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Thomas Watjen as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Michael Wells as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Prudential Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
19 | | Authorise Issue of Equity to Include Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Preference Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
AIA Group Limited
| | | | | | | | | | |
Meeting Date: | | 05/17/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y002A1105 |
Record Date: | | 05/10/2019 | | Meeting Type: | | Annual | | Ticker: | | 1299 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2A | | Approve Special Dividend | | Mgmt | | For | | For | | For |
| | | | | |
2B | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Swee-Lian Teo as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Narongchai Akrasanee as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect George Yong-Boon Yeo Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7A | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
7B | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7C | | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Increase in Rate of Directors’ Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Royal Dutch Shell Plc
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G7690A118 |
Record Date: | | 05/17/2019 | | Meeting Type: | | Annual | | Ticker: | | RDSB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Elect Neil Carson as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Ben van Beurden as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Euleen Goh as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Charles Holliday as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Catherine Hughes as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Gerard Kleisterlee as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Roberto Setubal as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Sir Nigel Sheinwald as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Linda Stuntz as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Jessica Uhl as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Gerrit Zalm as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Royal Dutch Shell Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
21 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
22 | | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | | SH | | Against | | Refer | | Against |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rosalind G. Brewer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Management of Food Waste | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Prohibit Sales of Facial Recognition Technology to Government Agencies | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Impact of Government Use of Facial Recognition Technologies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Products Promoting Hate Speech | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Climate Change | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Disclose a Board of Directors’ Qualification Matrix | | SH | | Against | | Against | | Against |
| | | | | |
13 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wences Casares | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Deborah M. Messemer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Amend Board Governance Documents to Define Human Rights Responsibilities | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Thermo Fisher Scientific Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 883556102 |
Record Date: | | 03/27/2019 | | Meeting Type: | | Annual | | Ticker: | | TMO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Marc N. Casper | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Nelson J. Chai | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director C. Martin Harris | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Tyler Jacks | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judy C. Lewent | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jim P. Manzi | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James C. Mullen | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lars R. Sorensen | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Scott M. Sperling | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Elaine S. Ullian | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dion J. Weisler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
KeyCorp
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 493267108 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | KEY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce D. Broussard | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles P. Cooley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gary M. Crosby | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director H. James Dallas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Elizabeth R. Gile | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ruth Ann M. Gillis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director William G. Gisel, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Carlton L. Highsmith | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Richard J. Hipple | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kristen L. Manos | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Beth E. Mooney | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Barbara R. Snyder | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director David K. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Permit Board to Amend Bylaws Without Shareholder Consent | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Manuel Kadre | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Prison Labor in the Supply Chain | | SH | | Against | | Against | | Against |
Arista Networks, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/28/2019 | | Country: | | USA | | Primary Security ID: | | 040413106 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Annual | | Ticker: | | ANET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Charles Giancarlo | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Ann Mather | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Daniel Scheinman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Dollar General Corporation
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 256677105 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | DG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Warren F. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael M. Calbert | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Patricia D. Fili-Krushel | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Timothy I. McGuire | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William C. Rhodes, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ralph E. Santana | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Todd J. Vasos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Total SA
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | FP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.56 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Maria van der Hoeven as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Total SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Reelect Jean Lemierre as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Lise Croteau as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
9A | | Elect Renata Perycz as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
9B | | Elect Oliver Wernecke as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Against |
| | | | | |
10 | | Approve Compensation of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan D. Desmond-Hellmann | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Peter A. Thiel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey D. Zients | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Facebook, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
8 | | Disclose Board Diversity and Qualifications Matrix | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Content Governance | | SH | | Against | | Refer | | Against |
| | | | | |
10 | | Report on Global Median Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
11 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
12 | | Study Strategic Alternatives Including Sale of Assets | | SH | | Against | | Refer | | Against |
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/03/2019 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2019 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Cognizant Technology Solutions Corporation
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 192446102 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | CTSH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Zein Abdalla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Maureen Breakiron-Evans | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jonathan Chadwick | | Mgmt | | For | �� | For | | For |
| | | | | |
1d | | Elect Director John M. Dineen | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Francisco D’Souza | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John N. Fox, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Brian Humphries | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John E. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leo S. Mackay, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael Patsalos-Fox | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Joseph M. Velli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
QIAGEN NV
| | | | | | | | | | |
Meeting Date: | | 06/17/2019 | | Country: | | Netherlands | | Primary Security ID: | | N72482123 |
Record Date: | | 05/20/2019 | | Meeting Type: | | Annual | | Ticker: | | QGEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
QIAGEN NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.a | | Receive Report of Supervisory Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
3.b | | Discuss Remuneration Report Containing Remuneration Policy for Supervisory Board Members | | Mgmt | | | | | | |
| | | | | |
4 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
6 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.a | | Reelect Stephane Bancel to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Reelect Hakan Bjorklund to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Reelect Metin Colpan to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.d | | Reelect Ross L. Levine to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.e | | Reelect Elaine Mardis to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.f | | Reelect Lawrence A. Rosen to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.g | | Reelect Elizabeth E. Tallett to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9.a | | Reelect Peer M. Schatz to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
9.b | | Reelect Roland Sackers to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
11.c | | Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Allow Questions | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Recruit Holdings Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | Japan | | Primary Security ID: | | J6433A101 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 6098 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Minegishi, Masumi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ikeuchi, Shogo | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Idekoba, Hisayuki | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sagawa, Keiichi | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Rony Kahan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Izumiya, Naoki | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Totoki, Hiroki | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Appoint Statutory Auditor Inoue, Hiroki | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2 | | Appoint Alternate Statutory Auditor Shinkawa, Asa | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Compensation Ceiling for Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Stock Option Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Transfer of Capital Reserves and Other Capital Surplus to Capital | | Mgmt | | For | | For | | For |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/25/2019 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/26/2019 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David R. Carlucci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Mastercard Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Youngme Moon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Lance Uggla | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Establish Human Rights Board Committee | | SH | | Against | | Refer | | Against |
Isuzu Motors Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/26/2019 | | Country: | | Japan | | Primary Security ID: | | J24994113 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 7202 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 19 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Katayama, Masanori | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Takahashi, Shinichi | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Ito, Masatoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Seto, Koichi | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Igeta, Kazuya | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Ikemoto, Tetsuya | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Aiba, Tetsuya | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 96 – Ivy VIP Global Growth
Daikin Industries Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | Japan | | Primary Security ID: | | J10038115 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 6367 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Appoint Statutory Auditor Uematsu, Kosei | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2 | | Appoint Statutory Auditor Tamori, Hisao | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Appoint Alternate Statutory Auditor Ono, Ichiro | | Mgmt | | For | | Refer | | For |
IVY VIP GOVERNMENT MONEY MARKET
Proxy Voting Record
There was no proxy voting for Ivy VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/02/2018 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/08/2018 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Heidi J. Ueberroth | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
ABIOMED, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/08/2018 | | Country: | | USA | | Primary Security ID: | | 003654100 |
Record Date: | | 06/11/2018 | | Meeting Type: | | Annual | | Ticker: | | ABMD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eric A. Rose | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Jeannine M. Rivet | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Microchip Technology Incorporated
| | | | | | | | | | |
Meeting Date: | | 08/14/2018 | | Country: | | USA | | Primary Security ID: | | 595017104 |
Record Date: | | 06/21/2018 | | Meeting Type: | | Annual | | Ticker: | | MCHP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director L.B. Day | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Esther L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Ferrari NV
| | | | | | | | | | |
Meeting Date: | | 09/07/2018 | | Country: | | Netherlands | | Primary Security ID: | | N3167Y103 |
Record Date: | | 08/10/2018 | | Meeting Type: | | Special | | Ticker: | | RACE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Louis C. Camilleri as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
NIKE, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/20/2018 | | Country: | | USA | | Primary Security ID: | | 654106103 |
Record Date: | | 07/20/2018 | | Meeting Type: | | Annual | | Ticker: | | NKE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John C. Lechleiter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michelle A. Peluso | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Report on Political Contributions Disclosure | | SH | | Against | | Against | | Against |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Microsoft Corp.
| | | | | | | | | | |
Meeting Date: | | 11/28/2018 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
CME Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 09/06/2018 | | Meeting Type: | | Special | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Eliminate All or Some of the Class B Election Rights | | Mgmt | | For | | Refer | | For |
Intuit, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/17/2019 | | Country: | | USA | | Primary Security ID: | | 461202103 |
Record Date: | | 11/19/2018 | | Meeting Type: | | Annual | | Ticker: | | INTU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Eve Burton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard L. Dalzell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sasan Goodarzi | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Deborah Liu | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Dennis D. Powell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Brad D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Raul Vazquez | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jeff Weiner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Visa, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/29/2019 | | Country: | | USA | | Primary Security ID: | | 92826C839 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Annual | | Ticker: | | V |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lloyd A. Carney | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary B. Cranston | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Francisco Javier Fernandez-Carbajal | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John F. Lundgren | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John A.C. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Apple, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/01/2019 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 01/02/2019 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Disclose Board Diversity and Qualifications | | SH | | Against | | Against | | Against |
Adobe Inc.
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | USA | | Primary Security ID: | | 00724F101 |
Record Date: | | 02/13/2019 | | Meeting Type: | | Annual | | Ticker: | | ADBE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Amy L. Banse | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Frank A. Calderoni | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James E. Daley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Laura B. Desmond | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles M. Geschke | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Kathleen Oberg | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dheeraj Pandey | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David A. Ricks | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Adobe Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Daniel L. Rosensweig | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John E. Warnock | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
Ferrari NV
| | | | | | | | | | |
Meeting Date: | | 04/12/2019 | | Country: | | Netherlands | | Primary Security ID: | | N3167Y103 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | RACE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Receive Director’s Board Report (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2.b | | Implementation of Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.d | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Dividends of EUR 1.03 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Elect John Elkann as Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.b | | Reelect Louis C. Camilleri as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Reelect Piero Ferrari as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.d | | Reelect Delphine Arnault as Non-Executive Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.e | | Reelect Giuseppina Capaldo as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.f | | Reelect Eduardo H. Cue as Non-Executive Director | | Mgmt | | For | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Ferrari NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3.g | | Reelect Sergio Duca as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.h | | Reelect Maria Patrizia Grieco as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.i | | Reelect Adam Keswick as Non-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
3.j | | Reelect Elena Zambon as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appoint EY as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Cancellation of Special Voting Shares in Treasury | | Mgmt | | For | | For | | For |
| | | | | |
7.a | | Approve CEO Award | | Mgmt | | For | | For | | For |
| | | | | |
7.b | | Approve New Equity Incentive Plan 2019-2021 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Close Meeting | | Mgmt | | | | | | |
Stanley Black & Decker, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/17/2019 | | Country: | | USA | | Primary Security ID: | | 854502101 |
Record Date: | | 02/15/2019 | | Meeting Type: | | Annual | | Ticker: | | SWK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andrea J. Ayers | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director George W. Buckley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Patrick D. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Carlos M. Cardoso | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert B. Coutts | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Debra A. Crew | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Michael D. Hankin | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James M. Loree | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James H. Scholefield | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
J.B. Hunt Transport Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | USA | | Primary Security ID: | | 445658107 |
Record Date: | | 02/12/2019 | | Meeting Type: | | Annual | | Ticker: | | JBHT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas G. Duncan | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Francesca M. Edwardson | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Wayne Garrison | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sharilyn S. Gasaway | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Gary C. George | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director J. Bryan Hunt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Coleman H. Peterson | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director John N. Roberts, III | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James L. Robo | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director Kirk Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | ISRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig H. Barratt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Gary S. Guthart | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Don R. Kania | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Keith R. Leonard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Alan J. Levy | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jami Dover Nachtsheim | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark J. Rubash | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lonnie M. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Pfizer Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 717081103 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | PFE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald E. Blaylock | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Albert Bourla | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joseph J. Echevarria | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Helen H. Hobbs | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dan R. Littman | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Pfizer Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
The Boeing Company
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 097023105 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | BA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Robert A. Bradway | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Arthur D. Collins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Edmund P. Giambastiani, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lynn J. Good | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nikki R. Haley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lawrence W. Kellner | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Caroline B. Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Edward M. Liddy | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dennis A. Muilenburg | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
The Boeing Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1l | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mike S. Zafirovski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Adjust Executive Compensation Metrics for Share Buybacks | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
8 | | Adopt Share Retention Policy For Senior Executives | | SH | | Against | | Against | | Against |
Danaher Corporation
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 235851102 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | DHR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Donald J. Ehrlich | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Director Linda Hefner Filler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas P. Joyce, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri List-Stoll | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.5 | | Elect Director Walter G. Lohr, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mitchell P. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steven M. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John T. Schwieters | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.9 | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Raymond C. Stevens | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Elias A. Zerhouni | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel G. Kaye | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Phyllis M. Lockett | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Alex J. Pollock | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Michael A. Spencer | | Mgmt | | For | | For | | For |
| | | | | |
1q | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Elanco Animal Health Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 28414H103 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | ELAN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kapila Kapur Anand | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John “J.P.” P. Bilbrey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director R. David Hoover | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Lawrence E. Kurzius | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
S&P Global Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 78409V104 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | SPGI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Marco Alvera | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William J. Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William D. Green | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Charles E. Haldeman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Stephanie C. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Rebecca Jacoby | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Monique F. Leroux | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Maria R. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Douglas L. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kurt L. Schmoke | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Richard E. Thornburgh | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
S&P Global Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Deferred Compensation Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 666807102 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | NOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marianne C. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Bruce S. Gordon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William H. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary Roughead | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Kathy J. Warden | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Mark A. Welsh, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Implementation of Human Rights Policy | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
The Charles Schwab Corporation
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 808513105 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | SCHW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John K. Adams, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen A. Ellis | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Arun Sarin | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Charles R. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Paula A. Sneed | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Policy to Annually Disclose EEO-1 Data | | SH | | Against | | Against | | Against |
Verisk Analytics, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 92345Y106 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | VRSK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Scott G. Stephenson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andrew G. Mills | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Constantine P. Iordanou | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte and Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Juan Ramon Alaix | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul M. Bisaro | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Frank A. D’Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael B. McCallister | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
American Tower Corporation
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 03027X100 |
Record Date: | | 03/27/2019 | | Meeting Type: | | Annual | | Ticker: | | AMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Raymond P. Dolan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert D. Hormats | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gustavo Lara Cantu | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Grace D. Lieblein | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Craig Macnab | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director JoAnn A. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Pamela D.A. Reeve | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David E. Sharbutt | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James D. Taiclet | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Samme L. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rosalind G. Brewer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Amazon.com, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Management of Food Waste | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Prohibit Sales of Facial Recognition Technology to Government Agencies | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Impact of Government Use of Facial Recognition Technologies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Products Promoting Hate Speech | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Climate Change | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Disclose a Board of Directors’ Qualification Matrix | | SH | | Against | | Against | | Against |
| | | | | |
13 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
PayPal Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 70450Y103 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | PYPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Wences Casares | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jonathan Christodoro | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Belinda J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gail J. McGovern | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Deborah M. Messemer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director David M. Moffett | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ann M. Sarnoff | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Daniel H. Schulman | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Amend Board Governance Documents to Define Human Rights Responsibilities | | SH | | Against | | Refer | | Against |
The Home Depot, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 437076102 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | HD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director J. Frank Brown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Helena B. Foulkes | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
The Home Depot, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Wayne M. Hewett | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Manuel Kadre | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephanie C. Linnartz | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Craig A. Menear | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Prison Labor in the Supply Chain | | SH | | Against | | Against | | Against |
VeriSign, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 92343E102 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | VRSN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director D. James Bidzos | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kathleen A. Cote | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Roger H. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Louis A. Simpson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Timothy Tomlinson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Illumina, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 452327109 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | ILMN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Frances Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Francis A. deSouza | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Susan E. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan D. Desmond-Hellmann | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Peter A. Thiel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey D. Zients | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Facebook, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
8 | | Disclose Board Diversity and Qualifications Matrix | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Content Governance | | SH | | Against | | Refer | | Against |
| | | | | |
10 | | Report on Global Median Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
11 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
12 | | Study Strategic Alternatives Including Sale of Assets | | SH | | Against | | Refer | | Against |
UnitedHealth Group Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/03/2019 | | Country: | | USA | | Primary Security ID: | | 91324P102 |
Record Date: | | 04/09/2019 | | Meeting Type: | | Annual | | Ticker: | | UNH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William C. Ballard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard T. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen J. Hemsley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Michele J. Hooper | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director F. William McNabb, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Valerie C. Montgomery Rice | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John H. Noseworthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Glenn M. Renwick | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director David S. Wichmann | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gail R. Wilensky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Comcast Corporation
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 20030N101 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | CMCSA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Madeline S. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sheldon M. Bonovitz | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey A. Honickman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maritza G. Montiel | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Asuka Nakahara | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David C. Novak | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian L. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
CoStar Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 22160N109 |
Record Date: | | 04/10/2019 | | Meeting Type: | | Annual | | Ticker: | | CSGP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael R. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andrew C. Florance | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Laura Cox Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Glosserman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John W. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christopher J. Nassetta | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David J. Steinberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Ulta Beauty, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 90384S303 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | ULTA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sally E. Blount | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mary N. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Charles Heilbronn | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael R. MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Booking Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 09857L108 |
Record Date: | | 04/11/2019 | | Meeting Type: | | Annual | | Ticker: | | BKNG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Timothy M. Armstrong | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeffery H. Boyd | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Glenn D. Fogel | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mirian Graddick-Weir | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James M. Guyette | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wei Hopeman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert J. Mylod, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Nancy B. Peretsman | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Nicholas J. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas E. Rothman | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Lynn M. Vojvodich | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Vanessa A. Wittman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Bylaw | | SH | | Against | | Against | | Against |
Monster Beverage Corporation
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 61174X109 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | MNST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rodney C. Sacks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hilton H. Schlosberg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark J. Hall | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kathleen E. Ciaramello | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary P. Fayard | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Monster Beverage Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Jeanne P. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steven G. Pizula | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Benjamin M. Polk | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Sydney Selati | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Mark S. Vidergauz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
salesforce.com, inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 79466L302 |
Record Date: | | 04/10/2019 | | Meeting Type: | | Annual | | Ticker: | | CRM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Marc Benioff | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Keith Block | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Parker Harris | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Craig Conway | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alan Hassenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Neelie Kroes | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Colin Powell | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sanford Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director John V. Roos | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Bernard Tyson | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Robin Washington | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Maynard Webb | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Susan Wojcicki | | Mgmt | | For | | For | | For |
| | | | | |
2a | | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
salesforce.com, inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2b | | Eliminate Supermajority Vote Requirement to Remove Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Disclose Board Diversity and Qualifications Matrix | | SH | | Against | | Against | | Against |
Caterpillar Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 149123101 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CAT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kelly A. Ayotte | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David L. Calhoun | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Daniel M. Dickinson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Juan Gallardo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dennis A. Muilenburg | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William A. Osborn | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Debra L. Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Susan C. Schwab | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Miles D. White | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Risks of Doing Business in Conflict-Affected Areas | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
FleetCor Technologies Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 339041105 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | FLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald F. Clarke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joseph W. Farrelly | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Director Richard Macchia | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adopt Clawback Policy | | SH | | Against | | For | | For |
| | | | | |
6 | | Adjust Executive Compensation Metrics for Share Buybacks | | SH | | Against | | Refer | | Against |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ann Mather | | Mgmt | | For | | Refer | | For |
| | | | | |
1.7 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director Robin L. Washington | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt a Policy Prohibiting Inequitable Employment Practices | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Societal Risk Oversight Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Sexual Harassment Policies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
9 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Employ Advisors to Explore Alternatives to Maximize Value | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Approve Nomination of Employee Representative Director | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
13 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Report on Human Rights Risk Assessment | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Adopt Compensation Clawback Policy | | SH | | Against | | For | | For |
| | | | | |
16 | | Report on Policies and Risks Related to Content Governance | | SH | | Against | | Refer | | Against |
Mastercard Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/25/2019 | | Country: | | USA | | Primary Security ID: | | 57636Q104 |
Record Date: | | 04/26/2019 | | Meeting Type: | | Annual | | Ticker: | | MA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ajay Banga | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director David R. Carlucci | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Richard K. Davis | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 94 – Ivy VIP Growth
Mastercard Incorporated
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Steven J. Freiberg | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Julius Genachowski | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Choon Phong Goh | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Merit E. Janow | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Oki Matsumoto | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Youngme Moon | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Rima Qureshi | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Gabrielle Sulzberger | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Jackson Tai | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Lance Uggla | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Establish Human Rights Board Committee | | SH | | Against | | Refer | | Against |
IVY VIP HIGH INCOME
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
Altice Europe N.V.
| | | | | | | | | | |
Meeting Date: | | 07/10/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0R25F103 |
Record Date: | | 06/12/2018 | | Meeting Type: | | Special | | Ticker: | | ATC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2.a | | Elect Alain Weill as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
2.b | | Elect Natacha Marty as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
2.c | | Elect Thierry Sauvaire as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Amend Remuneration Policy of the Board of Directors | | Mgmt | | For | | For | | Against |
| | | | | |
3.b | | Amend Remuneration of Dennis Okhuijsen | | Mgmt | | For | | For | | For |
| | | | | |
3.c | | Approve Remuneration of Alain Weill | | Mgmt | | For | | For | | Against |
| | | | | |
3.d | | Approve Remuneration of Natacha Marty | | Mgmt | | For | | For | | Against |
| | | | | |
3.e | | Approve Remuneration of Thierry Sauvaire | | Mgmt | | For | | Refer | | For |
| | | | | |
3.f | | Approve Remuneration of Non-Executive Directors | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Sabine Oil & Gas Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/10/2018 | | Country: | | USA | | Primary Security ID: | | 78532M104 |
Record Date: | | 07/02/2018 | | Meeting Type: | | Annual | | Ticker: | | SABN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director W. Mark Womble | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Director Douglas Krenek | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Director G. Steven Farris | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.4 | | Elect Director Mike A. Wichterich | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.5 | | Elect Director William Hahne | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
ASG Warrant Corp.
| | | | | | | | | | |
Meeting Date: | | 09/13/2018 | | Country: | | USA | | Primary Security ID: | | 00190B113 |
Record Date: | | 07/23/2018 | | Meeting Type: | | Annual | | Ticker: | | N/A |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Bernt O. Bodal | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Inge Andreassen | | Mgmt | | For | | Refer | | For |
| | | | | |
1c | | Elect Director Mike Hyde | | Mgmt | | For | | Refer | | For |
Altice Europe NV
| | | | | | | | | | |
Meeting Date: | | 11/20/2018 | | Country: | | Netherlands | | Primary Security ID: | | N0R25F103 |
Record Date: | | 10/23/2018 | | Meeting Type: | | Special | | Ticker: | | ATC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2a | | Elect Philippe Besnier as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Elect Nicolas Paulmier as Non-Executive Director | | Mgmt | | For | | For | | Against |
| | | | | |
3a | | Approve Remuneration of Philippe Besnier | | Mgmt | | For | | Refer | | For |
| | | | | |
3b | | Approve Remuneration of Nicolas Paulmier | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
6 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
Concordia International Corp.
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | Canada | | Primary Security ID: | | 20653P409 |
Record Date: | | 10/30/2018 | | Meeting Type: | | Special | | Ticker: | | CXR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for Limited Voting and Restricted Limited Voting Shareholders | | Mgmt | | | | | | |
| | | | | |
1 | | Change Company Name to Advanz Pharma Corp. | | Mgmt | | For | | For | | For |
Altice USA, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 02156K103 |
Record Date: | | 03/07/2019 | | Meeting Type: | | Annual | | Ticker: | | ATUS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Patrick Drahi | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Dexter Goei | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Dennis Okhuijsen | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Raymond Svider | | Mgmt | | For | | Refer | | Against |
| | | | | |
1e | | Elect Director Mark Mullen | | Mgmt | | For | | Refer | | Against |
| | | | | |
1f | | Elect Director Manon Brouillette | | Mgmt | | For | | Refer | | Against |
| | | | | |
1g | | Elect Director Charles Stewart | | Mgmt | | For | | Refer | | Against |
| | | | | |
1h | | Elect Director Gerrit Jan Bakker | | Mgmt | | For | | Refer | | Against |
| | | | | |
1i | | Elect Director David Drahi | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
Cumulus Media Inc.
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 231082801 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CMLS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mary G. Berner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David M. Baum | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Matthew C. Blank | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Thomas H. Castro | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joan Hogan Gillman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Andrew W. Hobson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Brian G. Kushner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Laureate Education, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 518613203 |
Record Date: | | 03/27/2019 | | Meeting Type: | | Annual | | Ticker: | | LAUR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brian F. Carroll | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Andrew B. Cohen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director William L. Cornog | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Pedro del Corro | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Michael J. Durham | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Kenneth W. Freeman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.7 | | Elect Director George Munoz | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.8 | | Elect Director Judith Rodin | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.9 | | Elect Director Eilif Serck-Hanssen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.10 | | Elect Director Ian K. Snow | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.11 | | Elect Director Steven M. Taslitz | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
Advanz Pharma Corp.
| | | | | | | | | | |
Meeting Date: | | 06/17/2019 | | Country: | | Canada | | Primary Security ID: | | 00775M104 |
Record Date: | | 05/10/2019 | | Meeting Type: | | Annual | | Ticker: | | ADVZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for Common Shareholders | | Mgmt | | | | | | |
| | | | | |
1a | | Elect Director Randall Benson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Frances Cloud | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Maurice Chagnaud | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Graeme Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Barry Fishman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Altice Europe NV
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | Netherlands | | Primary Security ID: | | N0R25F103 |
Record Date: | | 05/30/2019 | | Meeting Type: | | Annual | | Ticker: | | ATC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2a | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2b | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 93 – Ivy VIP High Income
Altice Europe NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2c | | Discuss Implementation of Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Executive Board Members | | Mgmt | | For | | For | | Against |
| | | | | |
5 | | Approve Discharge of Non-Executive Board Members | | Mgmt | | For | | For | | For |
| | | | | |
6a | | Reelect A4 S.A. as Director | | Mgmt | | For | | For | | For |
| | | | | |
6b | | Reelect J. van Breukelen as Director | | Mgmt | | For | | For | | For |
| | | | | |
7a | | Approve Executive Annual Cash Bonus Plan for N. Marty for FY 2018 | | Mgmt | | For | | Refer | | For |
| | | | | |
7b | | Amend Remuneration of A. Weill | | Mgmt | | For | | Refer | | For |
| | | | | |
7c | | Amend Remuneration of N. Marty | | Mgmt | | For | | Refer | | For |
| | | | | |
7d | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | Against |
| | | | | |
7e | | Approve Discretionary Cash Compensation to J. van Breukelen and S. Matlock and J.L. Allavena | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Authorize Repurchase of Shares | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
11 | | Close Meeting | | Mgmt | | | | | | |
IVY VIP INTERNATIONAL CORE EQUITY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
BT Group plc
| | | | | | | | | | |
Meeting Date: | | 07/11/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G16612106 |
Record Date: | | 07/09/2018 | | Meeting Type: | | Annual | | Ticker: | | BT.A |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Jan du Plessis as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Gavin Patterson as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Simon Lowth as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Iain Conn as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Tim Hottges as Director | | Mgmt | | For | | For | | Against |
| | | | | |
9 | | Re-elect Isabel Hudson as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Mike Inglis as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nick Rose as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Jasmine Whitbread as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Appoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Babcock International Group plc
| | | | | | | | | | |
Meeting Date: | | 07/19/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G0689Q152 |
Record Date: | | 07/17/2018 | | Meeting Type: | | Annual | | Ticker: | | BAB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Mike Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Archie Bethel as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect John Davies as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Franco Martinelli as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Sir David Omand as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Ian Duncan as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Jeff Randall as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Myles Lee as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Victoire de Margerie as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Kjersti Wiklund as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Lucy Dimes as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Audit and Risk Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve Increase in the Maximum Aggregate Fees Payable to Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Han’s Laser Technology Industry Group Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 08/27/2018 | | Country: | | China | | Primary Security ID: | | Y3063F107 |
Record Date: | | 08/22/2018 | | Meeting Type: | | Special | | Ticker: | | 002008 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Share Repurchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
1.1 | | Approve Share Repurchase Method | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Price Range and Pricing Principles of Share Repurchase | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Approve Type, Size and Proportion to Total Share Capital of Share Repurchase | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Approve Total Funds and Source of Funds for Share Repurchase | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Approve Period of Share Repurchase | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Authorization of Board to Handle All Related Matters | | Mgmt | | For | | For | | For |
Whitbread Plc
| | | | | | | | | | |
Meeting Date: | | 10/10/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G9606P197 |
Record Date: | | 10/08/2018 | | Meeting Type: | | Special | | Ticker: | | WTB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Sale by the Company of Costa Limited | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
BHP Billiton Plc
| | | | | | | | | | |
Meeting Date: | | 10/17/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G10877101 |
Record Date: | | 10/15/2018 | | Meeting Type: | | Annual | | Ticker: | | BLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
BHP Billiton Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Change of Company Name to BHP Group plc | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Terry Bowen as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Malcolm Broomhead as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Carolyn Hewson as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Andrew Mackenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Lindsay Maxsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect John Mogford as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Shriti Vadera as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Re-elect Ken MacKenzie as Director | | Mgmt | | For | | For | | For |
BHP Billiton Plc
| | | | | | | | | | |
Meeting Date: | | 10/17/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G10877101 |
Record Date: | | 09/13/2018 | | Meeting Type: | | Annual | | Ticker: | | BLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
BHP Billiton Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Change of Company Name to BHP Group plc | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Terry Bowen as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Malcolm Broomhead as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Carolyn Hewson as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Andrew Mackenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Lindsay Maxsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect John Mogford as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Shriti Vadera as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Re-elect Ken MacKenzie as Director | | Mgmt | | For | | For | | For |
Alibaba Group Holding Ltd.
| | | | | | | | | | |
Meeting Date: | | 10/31/2018 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/24/2018 | | Meeting Type: | | Annual | | Ticker: | | BABA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Joseph C. Tsai as Director | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Alibaba Group Holding Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect J. Michael Evans as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Eric Xiandong Jing as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.4 | | Elect Borje E. Ekholm as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Wuliangye Yibin Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 11/13/2018 | | Country: | | China | | Primary Security ID: | | Y9718N106 |
Record Date: | | 11/06/2018 | | Meeting Type: | | Special | | Ticker: | | 000858 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Articles of Association | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Elect Zou Tao as Non-Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Dismissal of Yu Mingshu as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Change in the Implementation Entity of the Raised Funds Investment Project | | Mgmt | | For | | For | | For |
Newcrest Mining Ltd.
| | | | | | | | | | |
Meeting Date: | | 11/14/2018 | | Country: | | Australia | | Primary Security ID: | | Q6651B114 |
Record Date: | | 11/12/2018 | | Meeting Type: | | Annual | | Ticker: | | NCM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2a | | Elect Peter Tomsett as Director | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Elect Philip Aiken as Director | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Approve Grant of Performance Rights to Sandeep Biswas | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Approve Grant of Performance Rights to Gerard Bond | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve the Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Termination Benefits | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 11/27/2018 | | Meeting Type: | | Annual | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Tessa Bamford as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Gareth Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect John Martin as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Kevin Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Alan Murray as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Michael Powell as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Darren Shapland as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Dr Nadia Shouraboura as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Jacqueline Simmonds as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Huayu Automotive Systems Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 12/12/2018 | | Country: | | China | | Primary Security ID: | | Y3750U102 |
Record Date: | | 12/05/2018 | | Meeting Type: | | Special | | Ticker: | | 600741 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Work System of Independent Directors | | Mgmt | | For | | Refer | | Against |
Axis Bank Ltd.
| | | | | | | | | | |
Meeting Date: | | 01/17/2019 | | Country: | | India | | Primary Security ID: | | Y0487S137 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Special | | Ticker: | | 532215 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Postal Ballot Elect Girish Paranjpe as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Amitabh Chaudhry as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Appointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Samir K. Barua as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Som Mittal as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Rohit Bhagat as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of the Bank Under the Employee Stock Option Scheme | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of Subsidiary Companies of the Bank | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Amdocs Ltd.
| | | | | | | | | | |
Meeting Date: | | 01/31/2019 | | Country: | | Guernsey | | Primary Security ID: | | G02602103 |
Record Date: | | 12/03/2018 | | Meeting Type: | | Annual | | Ticker: | | DOX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert A. Minicucci | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Julian A. Brodsky | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Adrian Gardner | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Eli Gelman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James S. Kahan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard T.C. LeFave | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ariane de Rothschild | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Shuky Sheffer | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Rafael de la Vega | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Giora Yaron | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Dividends | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Imperial Brands Plc
| | | | | | | | | | |
Meeting Date: | | 02/06/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G4720C107 |
Record Date: | | 02/04/2019 | | Meeting Type: | | Annual | | Ticker: | | IMB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Susan Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Alison Cooper as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Therese Esperdy as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Simon Langelier as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Imperial Brands Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Re-elect Matthew Phillips as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Steven Stanbrook as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Oliver Tant as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Mark Williamson as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Karen Witts as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Malcolm Wyman as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Compass Group Plc
| | | | | | | | | | |
Meeting Date: | | 02/07/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G23296208 |
Record Date: | | 02/05/2019 | | Meeting Type: | | Annual | | Ticker: | | CPG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect John Bryant as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Anne-Francoise Nesmes as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dominic Blakemore as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Gary Green as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Compass Group Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Re-elect Carol Arrowsmith as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect John Bason as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Stefan Bomhard as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Nelson Silva as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Ireena Vittal as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Paul Walsh as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve Payment of Full Fees Payable to Non-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | | Mgmt | | For | | For | | For |
Novartis AG
| | | | | | | | | | |
Meeting Date: | | 02/28/2019 | | Country: | | Switzerland | | Primary Security ID: | | H5820Q150 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NOVN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.85 per Share | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Novartis AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc. | | Mgmt | | For | | Refer | | For |
| | | | | |
7.1 | | Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
7.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
7.3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
8.1 | | Reelect Joerg Reinhardt as Director and Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Reelect Nancy Andrews as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.3 | | Reelect Ton Buechner as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.4 | | Reelect Srikant Datar as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.5 | | Reelect Elizabeth Doherty as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.6 | | Reelect Ann Fudge as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.7 | | Reelect Frans van Houten as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.8 | | Reelect Andreas von Planta as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.9 | | Reelect Charles Sawyers as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.10 | | Reelect Enrico Vanni as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.11 | | Reelect William Winters as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.12 | | Elect Patrice Bula as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.1 | | Reappoint Srikant Datar as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
9.2 | | Reappoint Ann Fudge as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
9.3 | | Reappoint Enrico Vanni as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
9.4 | | Reappoint William Winters as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
9.5 | | Appoint Patrice Bula as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify PricewaterhouseCoopers AG as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Novartis AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11 | | Designate Peter Zahn as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
Novartis AG
| | | | | | | | | | |
Meeting Date: | | 02/28/2019 | | Country: | | Switzerland | | Primary Security ID: | | H5820Q150 |
Record Date: | | 01/25/2019 | | Meeting Type: | | Annual | | Ticker: | | NOVN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.85 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc. | | Mgmt | | For | | Refer | | For |
| | | | | |
7.1 | | Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
7.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
7.3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
8.1 | | Reelect Joerg Reinhardt as Director and Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Reelect Nancy Andrews as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.3 | | Reelect Ton Buechner as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.4 | | Reelect Srikant Datar as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.5 | | Reelect Elizabeth Doherty as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.6 | | Reelect Ann Fudge as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Novartis AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8.7 | | Reelect Frans van Houten as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.8 | | Reelect Andreas von Planta as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.9 | | Reelect Charles Sawyers as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.10 | | Reelect Enrico Vanni as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.11 | | Reelect William Winters as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.12 | | Elect Patrice Bula as Director | | Mgmt | | For | | For | | For |
| | | | | |
9.1 | | Reappoint Srikant Datar as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
9.2 | | Reappoint Ann Fudge as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
9.3 | | Reappoint Enrico Vanni as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
9.4 | | Reappoint William Winters as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
9.5 | | Appoint Patrice Bula as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify PricewaterhouseCoopers AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Designate Peter Zahn as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 03/20/2019 | | Country: | | South Korea | | Primary Security ID: | | Y74718100 |
Record Date: | | 12/31/2018 | | Meeting Type: | | Annual | | Ticker: | | 005930 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
2.1.1 | | Elect Bahk Jae-wan as Outside Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
2.1.2 | | Elect Kim Han-jo as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.1.3 | | Elect Ahn Curie as Outside Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2.1 | | Elect Bahk Jae-wan as a Member of Audit Committee | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Samsung Electronics Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.2.2 | | Elect Kim Han-jo as a Member of Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | Mgmt | | For | | Refer | | For |
Randstad NV
| | | | | | | | | | |
Meeting Date: | | 03/26/2019 | | Country: | | Netherlands | | Primary Security ID: | | N7291Y137 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | RAND |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2a | | Receive Report of Executive Board and Supervisory Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2b | | Discuss Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2c | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2d | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2e | | Approve Dividends of EUR 2.27 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2f | | Approve Special Dividend of EUR 1.11 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4a | | Elect Rebecca Henderson to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Elect Karen Fichuk to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Reelect Jaap Winter to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Reelect Barbara Borra to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Reelect Rudy Provoost to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6a | | Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
6b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Randstad NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6c | | Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 6.b | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Stepan Breedveld as Board Member of Stichting Administratiekantoor Preferente Aandelen Randstad | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratify Deloitte as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
10 | | Close Meeting | | Mgmt | | | | | | |
Svenska Handelsbanken AB
| | | | | | | | | | |
Meeting Date: | | 03/27/2019 | | Country: | | Sweden | | Primary Security ID: | | W9112U104 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | SHB.A |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
8 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Discharge of Board and President | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorize Repurchase of up to 120 Million Shares and Reissuance of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank’s Trading Book | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Svenska Handelsbanken AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 194 Million Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Determine Number of Directors (11) | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Determine Number of Auditors (2) | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Remuneration of Directors in the Amount of SEK 3.4 Million for Chairman, SEK 970,000 for Vice Chairmen, and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17.a | | Reelect Jon Fredrik Baksaas as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
17.b | | Reelect Hans Biorck as Director | | Mgmt | | For | | For | | For |
| | | | | |
17.c | | Reelect Par Boman as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
17.d | | Reelect Kerstin Hessius as Director | | Mgmt | | For | | For | | For |
| | | | | |
17.e | | Reelect Jan-Erik Hoog as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
17.f | | Reelect Ole Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
17.g | | Reelect Lise Kaae as Director | | Mgmt | | For | | For | | For |
| | | | | |
17.h | | Reelect Fredrik Lundberg as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
17.i | | Reelect Bente Rathe as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
17.j | | Reelect Charlotte Skog as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
17.k | | Elect Carina Akerstrom as New Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Reelect Par Boman as Board Chairman | | Mgmt | | For | | Refer | | Against |
| | | | | |
19 | | Ratify Ernst & Young and PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Shareholder Proposals Submitted by Sven Grill | | Mgmt | | | | | | |
| | | | | |
22 | | Require a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Companies Act | | SH | | None | | Refer | | Against |
| | | | | |
23 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Swedbank AB
| | | | | | | | | | |
Meeting Date: | | 03/28/2019 | | Country: | | Sweden | | Primary Security ID: | | W94232100 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | SWED.A |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7.a | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
7.b | | Receive Auditor’s Report | | Mgmt | | | | | | |
| | | | | |
7.c | | Receive President’s Report | | Mgmt | | | | | | |
| | | | | |
8 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Allocation of Income and Dividends of SEK 14.20 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Discharge of Board and President | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Determine Number of Directors (9) | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Remuneration of Directors in the Amount of SEK 2.63 Million for Chairman, SEK 885,000 for Vice Chairman and SEK 605,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | Mgmt | | For | | Refer | | For |
| | | | | |
13.a | | Reelect Bodil Eriksson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13.b | | Reelect Ulrika Francke as Director | | Mgmt | | For | | For | | For |
| | | | | |
13.c | | Reelect Mats Granryd as Director | | Mgmt | | For | | For | | For |
| | | | | |
13.d | | Reelect Lars Idermark as Director | | Mgmt | | For | | For | | For |
| | | | | |
13.e | | Reelect Bo Johansson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13.f | | Reelect Anna Mossberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
13.g | | Reelect Peter Norman as Director | | Mgmt | | For | | For | | For |
| | | | | |
13.h | | Reelect Siv Svensson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13.i | | Reelect Magnus Uggla as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Swedbank AB
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
14 | | Elect Lars Idermark as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorize Repurchase Authorization for Trading in Own Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize General Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Approve Issuance of Convertibles without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
21.a | | Approve Common Deferred Share Bonus Plan (Eken 2019) | | Mgmt | | For | | Refer | | For |
| | | | | |
21.b | | Approve Deferred Share Bonus Plan for Key Employees (IP 2019) | | Mgmt | | For | | Refer | | For |
| | | | | |
21.c | | Approve Equity Plan Financing to Participants of 2019 and Previous Programs | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Amend Articles of Association Re: Board Meetings Shareholder Proposals Submitted by Goran Westman | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Instruct Board to Provide Shareholders with Digital Voting List if Requested | | SH | | None | | Refer | | Against |
| | | | | |
24 | | Implement Lean Concept | | SH | | None | | Refer | | Against |
| | | | | |
25 | | Close Meeting | | Mgmt | | | | | | |
Airbus SE
| | | | | | | | | | |
Meeting Date: | | 04/10/2019 | | Country: | | Netherlands | | Primary Security ID: | | N0280G100 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Airbus SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.1 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | | | | | |
| | | | | |
2.2 | | Receive Report on Business and Financial Statements | | Mgmt | | | | | | |
| | | | | |
2.3 | | Discuss Implementation of the Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3 | | Discussion of Agenda Items | | Mgmt | | | | | | |
| | | | | |
4.1 | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Allocation of Income and Dividends of EUR of 1.65 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Approve Discharge of Non-Executive Members of the Board of Directors | | Mgmt | | For | | For | | Against |
| | | | | |
4.4 | | Approve Discharge of Executive Members of the Board of Directors | | Mgmt | | For | | For | | Against |
| | | | | |
4.5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
4.7 | | Elect Guillaume Faury as Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Reelect Catherine Guillouard as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Reelect Claudia Nemat as Non-Executive | | Mgmt | | For | | For | | For |
| | | | | |
| | Director | | | | | | | | |
| | | | | |
4.10 | | Reelect Carlos Tavares as Non-Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
4.14 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Han’s Laser Technology Industry Group Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/10/2019 | | Country: | | China | | Primary Security ID: | | Y3063F107 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Special | | Ticker: | | 002008 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Determination of the Use of the Repurchased Company Shares | | Mgmt | | For | | For | | For |
Nestle SA
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | Switzerland | | Primary Security ID: | | H57312649 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | NESN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of CHF 2.45 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4.1a | | Reelect Paul Bulcke as Director and Board Chairman | | Mgmt | | For | | For | | Against |
| | | | | |
4.1b | | Reelect Ulf Schneider as Director | | Mgmt | | For | | For | | Against |
| | | | | |
4.1c | | Reelect Henri de Castries as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1d | | Reelect Beat Hess as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1e | | Reelect Renato Fassbind as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1f | | Reelect Ann Veneman as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1g | | Reelect Eva Cheng as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1h | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1i | | Reelect Ursula Burns as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1j | | Reelect Kasper Rorsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1k | | Reelect Pablo Isla as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.1l | | Reelect Kimberly Ross as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.1 | | Elect Dick Boer as Director | | Mgmt | | For | | For | | For |
| | | | | |
4.2.2 | | Elect Dinesh Paliwal as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Nestle SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.2 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.3 | | Appoint Ursula Burns as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.3.4 | | Appoint Pablo Isla as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Designate Hartmann Dreyer as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Approve Remuneration of Directors in the Amount of CHF 10 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
5.2 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Transact Other Business (Voting) | | Mgmt | | Against | | Against | | Against |
UniCredit SpA
| | | | | | | | | | |
Meeting Date: | | 04/11/2019 | | Country: | | Italy | | Primary Security ID: | | T9T23L642 |
Record Date: | | 04/02/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | UCG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports; Elimination of Negative Reserves | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
| | Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates | | Mgmt | | | | | | |
| | | | | |
3.1 | | Slate 1 Submitted by Allianz | | SH | | None | | For | | For |
| | | | | |
3.2 | | Slate 2 Submitted by Institutional Investors (Assogestioni) | | SH | | None | | Refer | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
UniCredit SpA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Shareholder Proposal Submitted by Allianz | | Mgmt | | | | | | |
| | | | | |
4 | | Approve Internal Auditors’ Remuneration | | SH | | None | | Refer | | For |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
5 | | Elect Elena Carletti as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve 2019 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Severance Payments Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Authorize Board to Increase Capital to Service 2018 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Authorize Board to Increase Capital to Service 2019 Group Incentive System | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Articles of Association Re: Article 6 | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | | Mgmt | | None | | Refer | | Against |
Lonza Group AG
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | Switzerland | | Primary Security ID: | | H50524133 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | LONN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves | | Mgmt | | For | | For | | For |
| | | | | |
5.1.1 | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.2 | | Reelect Werner Bauer as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Lonza Group AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5.1.3 | | Reelect Albert Baehny as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.4 | | Reelect Angelica Kohlmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.5 | | Reelect Christoph Maeder as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.6 | | Reelect Barbara Richmond as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.7 | | Reelect Margot Scheltema as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.8 | | Reelect Juergen Steinemann as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.1.9 | | Reelect Olivier Verscheure as Director | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Reelect Albert Baehny as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
5.3.1 | | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5.3.2 | | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5.3.3 | | Reappoint Juergen Steinmann as Member of the Nomination and Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Designate Daniel Pluess as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration of Directors in the Amount of CHF 2.9 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
9.1 | | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
9.2 | | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 5.2 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
9.3 | | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 13.4 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Creation of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Hong Kong Exchanges & Clearing Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y3506N139 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | 388 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Apurv Bagri as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6a | | Approve Remuneration Payable to the Chairman and Each of the Other Non-Executive Directors of HKEX | | Mgmt | | For | | Refer | | For |
| | | | | |
6b | | Approve Remuneration Payable to the Chairman and Each of the Other Members in Respect of Each Committee | | Mgmt | | For | | Refer | | For |
British American Tobacco plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G1510J102 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | BATS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Richard Burrows as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Sue Farr as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Dr Marion Helmes as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Luc Jobin as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Holly Koeppel as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
British American Tobacco plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11 | | Re-elect Savio Kwan as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Dimitri Panayotopoulos as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Kieran Poynter as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Ben Stevens as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Jack Bowles as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
CRH Plc
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | Ireland | | Primary Security ID: | | G25508105 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | CRH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Increase in the Limit of the Aggregate Fees for Non-executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
6a | | Re-elect Richard Boucher as Director | | Mgmt | | For | | For | | For |
| | | | | |
6b | | Re-elect Nicky Hartery as Director | | Mgmt | | For | | For | | For |
| | | | | |
6c | | Re-elect Patrick Kennedy as Director | | Mgmt | | For | | For | | For |
| | | | | |
6d | | Re-elect Heather McSharry as Director | | Mgmt | | For | | For | | For |
| | | | | |
6e | | Re-elect Albert Manifold as Director | | Mgmt | | For | | For | | For |
| | | | | |
6f | | Re-elect Senan Murphy as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
CRH Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6g | | Re-elect Gillian Platt as Director | | Mgmt | | For | | For | | For |
| | | | | |
6h | | Elect Mary Rhinehart as Director | | Mgmt | | For | | For | | For |
| | | | | |
6i | | Re-elect Lucinda Riches as Director | | Mgmt | | For | | For | | For |
| | | | | |
6j | | Re-elect Henk Rottinghuis as Director | | Mgmt | | For | | For | | For |
| | | | | |
6k | | Elect Siobhan Talbot as Director | | Mgmt | | For | | For | | For |
| | | | | |
6l | | Re-elect William Teuber Jr. as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reappoint Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise Reissuance of Treasury Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Scrip Dividend | | Mgmt | | For | | For | | For |
Danone SA
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | France | | Primary Security ID: | | F12033134 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | BN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.94 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Franck Riboud as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Emmanuel Faber as Director | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Danone SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Reelect Clara Gaymard as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Approve Compensation of Emmanuel Faber, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Remuneration Policy of Executive Corporate Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
11 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorize Capital Increase of Up to EUR 17 Million for Future Exchange Offers | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Capitalization of Reserves of Up to EUR 42 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Schneider Electric SE
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | France | | Primary Security ID: | | F86921107 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.35 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Compensation of Jean Pascal Tricoire, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation of Emmanuel Babeau, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Policy of Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Reelect Greg Spierkel as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Carolina Dybeck Happe as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Xuezheng Ma as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Lip Bu Tan as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | Mgmt | | For | | For | | Against |
| | | | | |
16 | | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Schneider Electric SE
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17 | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Capital Increase of up to 9.93 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
25 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Bayer AG
| | | | | | | | | | |
Meeting Date: | | 04/26/2019 | | Country: | | Germany | | Primary Security ID: | | D0712D163 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | BAYN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | Against |
| | | | | |
3 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Simone Bagel-Trah to the Supervisory Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Bayer AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5.1 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Ratify Deloitte GmbH as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
Continental AG
| | | | | | | | | | |
Meeting Date: | | 04/26/2019 | | Country: | | Germany | | Primary Security ID: | | D16212140 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Annual | | Ticker: | | CON |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 4.75 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Approve Discharge of Management Board Member Jose Avila for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal 2018 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Continental AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.3 | | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.4 | | Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.5 | | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.6 | | Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.7 | | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.8 | | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.9 | | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.10 | | Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.11 | | Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.12 | | Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.13 | | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.14 | | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.15 | | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.16 | | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.17 | | Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.18 | | Approve Discharge of Supervisory Board Member Gudrun Valten for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.19 | | Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.20 | | Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.21 | | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4.22 | | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Gunter Dunkel to the Supervisory Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Continental AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6.2 | | Elect Satish Khatu to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Elect Isabel Knauf to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.4 | | Elect Sabine Neuss to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.5 | | Elect Rolf Nonnenmacher to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.6 | | Elect Wolfgang Reitzle to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.7 | | Elect Klaus Rosenfeld to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
6.8 | | Elect Georg Schaeffler to the Supervisory Board | | Mgmt | | For | | Refer | | Against |
| | | | | |
6.9 | | Elect Maria-Elisabeth Schaeffler-Thumann to the Supervisory Board | | Mgmt | | For | | For | | Against |
| | | | | |
6.10 | | Elect Siegfried Wolf to the Supervisory Board | | Mgmt | | For | | For | | For |
Merck KGaA
| | | | | | | | | | |
Meeting Date: | | 04/26/2019 | | Country: | | Germany | | Primary Security ID: | | D5357W103 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Annual | | Ticker: | | MRK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.25 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify KPMG AG as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
7.1 | | Elect Wolfgang Buechele to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.2 | | Elect Michael Kleinemeier to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.3 | | Elect Renate Koehler to the Supervisory Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Merck KGaA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
7.4 | | Elect Helene von Roeder to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.5 | | Elect Helga Ruebsamen-Schaeff to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
7.6 | | Elect Daniel Thelen to the Supervisory Board | | Mgmt | | For | | For | | For |
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Special | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Introduction of a New Jersey Incorporated and UK Tax-resident Holding Company | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Cancellation of Share Premium Account | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Delisting of Ordinary Shares from the Official List | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Change of Company Name to Ferguson Holdings Limited; Amend Memorandum of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Employee Share Purchase Plan, International Sharesave Plan and Long Term Incentive Plan | | Mgmt | | For | | Refer | | For |
Ferguson Plc
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | Jersey | | Primary Security ID: | | G3408R113 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Court | | Ticker: | | FERG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
DNB ASA
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | Norway | | Primary Security ID: | | R1640U124 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | DNB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting; Elect Chairman of Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.25 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Approve Suggested Remuneration Policy And Other Terms of Employment For Executive Management (Consultative Vote) | | Mgmt | | For | | Refer | | For |
| | | | | |
5b | | Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Company’s Corporate Governance Statement | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Auditors of NOK 598,000 | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve NOK 240.5 Million Reduction in Share Capital via Share Cancellation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Karl-Christian Agerup as Director; Elect Gro Bakstad as New Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Jan Tore Fosund and Andre Stoylen as New Members of Nominating Committee | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration of Directors in the Amount of NOK 546,000 for Chairman, NOK 376,000 for Vice Chairman and NOK 376,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Nominating Committee | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Seven Generations Energy Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | Canada | | Primary Security ID: | | 81783Q105 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | VII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Fix Number of Directors at Nine | | Mgmt | | For | | Refer | | For |
| | | | | |
2.1 | | Elect Director Mark Monroe | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Marty Proctor | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Avik Dey | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Harvey Doerr | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Paul Hand | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Dale Hohm | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Ronnie Irani | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Bill McAdam | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Jackie Sheppard | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
TechnipFMC plc
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G87110105 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | FTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas J. Pferdehirt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Arnaud Caudoux | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Pascal Colombani | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Marie-Ange Debon | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Eleazar de Carvalho Filho | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Claire S. Farley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Didier Houssin | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Peter Mellbye | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
TechnipFMC plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director John O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kay G. Priestly | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Joseph Rinaldi | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director James M. Ringler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Approve Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
Suncor Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | Canada | | Primary Security ID: | | 867224107 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | SU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patricia M. Bedient | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mel E. Benson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John D. Gass | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Dennis M. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mark S. Little | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Brian P. MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maureen McCaw | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eira M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Michael M. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Suncor Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Approach
Unilever Plc
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G92087165 |
Record Date: | | 04/30/2019 | | Meeting Type: | | Annual | | Ticker: | | ULVR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Laura Cha as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dr Marijn Dekkers as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Dr Judith Hartmann as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Andrea Jung as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Mary Ma as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Strive Masiyiwa as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Youngme Moon as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Graeme Pitkethly as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect John Rishton as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Feike Sijbesma as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Alan Jope as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Elect Susan Kilsby as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Unilever Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Tenaris SA
| | | | | | | | | | |
Meeting Date: | | 05/06/2019 | | Country: | | Luxembourg | | Primary Security ID: | | L90272102 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | TEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Directors (Bundled) | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Allow Electronic Distribution of Company Documents to Shareholders | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Tenaris SA
| | | | | | | | | | |
Meeting Date: | | 05/06/2019 | | Country: | | Luxembourg | | Primary Security ID: | | L90272102 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | TEN |
Shares Voted: 151,000
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Directors (Bundled) | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Allow Electronic Distribution of Company Documents to Shareholders | | Mgmt | | For | | Refer | | For |
Telenor ASA
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | Norway | | Primary Security ID: | | R21882106 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | TEL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Open Meeting; Registration of Attending Shareholders and Proxies | | Mgmt | | | | | | |
| | | | | |
3 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | | | | | |
| | | | | |
5 | | Receive President’s Report | | Mgmt | | | | | | |
| | | | | |
6 | | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.40 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Telenor ASA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Discuss Company’s Corporate Governance Statement | | Mgmt | | | | | | |
| | | | | |
9a | | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | | Mgmt | | For | | Refer | | For |
| | | | | |
9b | | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve NOK 174 Million Reduction in Share Capital via Share Cancellation | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Elect Members and Deputy Members of Corporate Assembly either Bundled in item 12, or Vote Individually for Each Nominee in item 12a-12m Below | | Mgmt | | | | | | |
| | | | | |
12 | | Elect Members and Deputy Members of Corporate Assembly (Bundled) | | Mgmt | | For | | For | | For |
| | | | | |
12a | | Elect Bjorn Erik Naess as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12b | | Elect Lars Tronsgaard as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12c | | Elect John Gordon Bernander as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12d | | Elect Jostein Christian Dalland as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12e | | Elect Heidi Finskas as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12f | | Elect Widar Salbuvik as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12g | | Elect Silvija Seres as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12h | | Elect Lisbeth Karin Naero as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12i | | Elect Trine Saether Romuld as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12j | | Elect Marianne Bergmann Roren as Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12k | | Elect Maalfrid Brath as 1st Deputy Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12l | | Elect Elin Myrmel-Johansen as 2nd Deputy Member of Corporate Assembly | | Mgmt | | For | | For | | For |
| | | | | |
12m | | Elect Randi Marjamaa as 3rd Deputy Member of Corporate Assembly | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Telenor ASA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Elect Members of Nominating Committee either Bundled in item 13, or Vote Individually for Each Nominee in item 13a-13b Below | | Mgmt | | | | | | |
| | | | | |
13 | | Elect Members of Nominating Committee (Bundled) | | Mgmt | | For | | For | | For |
| | | | | |
13a | | Elect Jan Tore Fosund as Member of Nominating Committee | | Mgmt | | For | | For | | For |
| | | | | |
13b | | Elect Marianne Bergmann Roren as Member of Nominating Committee | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Remuneration of Corporate Assembly and Nominating Committee | | Mgmt | | For | | Refer | | For |
adidas AG
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Germany | | Primary Security ID: | | D0066B185 |
Record Date: | | | | Meeting Type: | | Annual | | Ticker: | | ADS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 3.35 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Reelect Ian Gallienne to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Reelect Herbert Kauffmann to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.3 | | Reelect Igor Landau to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.4 | | Reelect Kathrin Menges to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.5 | | Reelect Nassef Sawiris to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.6 | | Elect Thomas Rabe to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.7 | | Elect Bodo Uebber to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5.8 | | Elect Jing Ulrich to the Supervisory Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
adidas AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Approve Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Cancellation of Conditional Capital Authorization | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratify KPMG AG as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
BAE Systems Plc
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G06940103 |
Record Date: | | 05/07/2019 | | Meeting Type: | | Annual | | Ticker: | | BA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Revathi Advaithi as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Sir Roger Carr as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Elizabeth Corley as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Jerry DeMuro as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Harriet Green as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Christopher Grigg as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Peter Lynas as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Paula Reynolds as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Nicholas Rose as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Ian Tyler as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Charles Woodburn as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
BAE Systems Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
18 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Canadian Natural Resources Limited
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Canada | | Primary Security ID: | | 136385101 |
Record Date: | | 03/20/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | CNQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Catherine M. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director N. Murray Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Timothy W. Faithfull | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Christopher L. Fong | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon D. Giffin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Wilfred A. Gobert | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Steve W. Laut | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Tim S. McKay | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Frank J. McKenna | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David A. Tuer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Annette M. Verschuren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-approve Stock Option Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Glencore Plc
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Jersey | | Primary Security ID: | | G39420107 |
Record Date: | | 05/07/2019 | | Meeting Type: | | Annual | | Ticker: | | GLEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Reduction of the Company’s Capital Contribution Reserves | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-elect Anthony Hayward as Director | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Re-elect Ivan Glasenberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Peter Coates as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Leonhard Fischer as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Martin Gilbert as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect John Mack as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Gill Marcus as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Patrice Merrin as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Audit Committee to Fix | | Mgmt | | For | | For | | For |
| | | | | |
| | Remuneration of Auditors | | | | | | | | |
| | | | | |
14 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Koninklijke Philips NV
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Netherlands | | Primary Security ID: | | N7637U112 |
Record Date: | | 04/11/2019 | | Meeting Type: | | Annual | | Ticker: | | PHIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | President’s Speech | | Mgmt | | | | | | |
| | | | | |
2.a | | Discuss Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
2.b | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
2.c | | Adopt Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2.d | | Approve Dividends of EUR 0.85 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
2.e | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
2.f | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
3.a | | Reelect F.A. van Houten to Management Board and President/CEO | | Mgmt | | For | | For | | For |
| | | | | |
3.b | | Reelect A. Bhattacharya to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4.a | | Reelect D.E.I. Pyott to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4.b | | Elect E. Doherty to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
6.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Wuliangye Yibin Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/10/2019 | | Country: | | China | | Primary Security ID: | | Y9718N106 |
Record Date: | | 04/30/2019 | | Meeting Type: | | Annual | | Ticker: | | 000858 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Annual Report | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Daily Related-party Transactions | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Approve Appointment of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Elect Jiang Wenge as Non-Independent Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Dismissal of Zhang Hui as Non-Independent Director | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Investment of Technical Infrastructure Projects | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve 2019 Comprehensive Budget Plan | | Mgmt | | For | | For | | For |
Han’s Laser Technology Industry Group Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/13/2019 | | Country: | | China | | Primary Security ID: | | Y3063F107 |
Record Date: | | 05/08/2019 | | Meeting Type: | | Annual | | Ticker: | | 002008 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Annual Report and Summary | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve External Guarantee | | Mgmt | | For | | Refer | | Against |
| | | | | |
7 | | Approve Use of Own Funds for Investment in Financial Products | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve to Appoint Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Amend Articles of Association | | Mgmt | | For | | Refer | | Against |
| | | | | |
10 | | Approve Use of Idle Raised Funds for Cash Management | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
SAP SE
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | Germany | | Primary Security ID: | | D66992104 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | SAP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 1.50 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Hasso Plattner to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Pekka Ala-Pietila to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Elect Aicha Evans to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.4 | | Elect Diane Greene to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.5 | | Elect Gesche Joost to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.6 | | Elect Bernard Liautaud to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.7 | | Elect Gerhard Oswald to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.8 | | Elect Friederike Rotsch to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.9 | | Elect Gunnar Wiedenfels to the Supervisory Board | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Criteo SA
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | France | | Primary Security ID: | | 226718104 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | CRTO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Reelect Hubert de Pesquidoux as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reelect Nathalie Balla as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Rachel Picard as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Provisional Appointment of Marie Lalleman as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Compensation of Executive Officers | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Discharge of Directors and Auditors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Allocation of Income and Absence of Dividends | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Jean-Baptiste Rudelle, CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Auditors’ Special Report on Related-Party Transactions Regarding the Approval of Indemnification Agreement Entered Into With Benoit Fouilland, Deputy CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Hubert de Pesquidoux, Director | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With James Warner, Director | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Sharon Fox Spielman, Director | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Edmond Mesrobian, Director | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Criteo SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
16 | | Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Nathalie Balla, Director | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Auditors’ Special Report on Related-Party Transactions Regarding the Ratification of Indemnification Agreement Entered Into With Rachel Picard, Director | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
19 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Amend Article 11.1 of Bylaws Re: Setting the Maximum Number of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Approve Issuance of 175,000 Warrants (BSA) without Preemptive Rights Reserved for Specific Beneficiaries | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Set Total Limit for Capital Increase to Result from Issuance Requests Under Item 21 Above and Items 15-17 of June 28, 2017 General Meeting at 6.2 Million Shares | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 164,894 | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 214,362 | | Mgmt | | For | | Refer | | For |
| | | | | |
25 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under items 23 to 24 Above | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Authorize Capitalization of Reserves of Up to EUR 164,894 for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Fresenius Medical Care AG & Co. KGaA
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | Germany | | Primary Security ID: | | D2734Z107 |
Record Date: | | 04/24/2019 | | Meeting Type: | | Annual | | Ticker: | | FME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 1.17 per Share | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Approve Discharge of Personally Liable Partner for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Ratify KMPG AG as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
5.2 | | Ratify PricewaterhouseCoopers GmbH as Auditors for Interim Financial Statements 2020 | | Mgmt | | For | | For | | For |
| | | | | |
6.1 | | Elect Gregor Zuend to the Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
6.2 | | Elect Dorothea Wenzel to the Supervisory Board | | Mgmt | | For | | For | | For |
Prudential Plc
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G72899100 |
Record Date: | | 05/14/2019 | | Meeting Type: | | Annual | | Ticker: | | PRU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Elect Fields Wicker-Miurin as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Sir Howard Davies as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Mark Fitzpatrick as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect David Law as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Paul Manduca as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Kaikhushru Nargolwala as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Anthony Nightingale as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Philip Remnant as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Prudential Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
11 | | Re-elect Alice Schroeder as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect James Turner as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Thomas Watjen as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Michael Wells as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity to Include Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Preference Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
AIA Group Limited
| | | | | | | | | | |
Meeting Date: | | 05/17/2019 | | Country: | | Hong Kong | | Primary Security ID: | | Y002A1105 |
Record Date: | | 05/10/2019 | | Meeting Type: | | Annual | | Ticker: | | 1299 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2A | | Approve Special Dividend | | Mgmt | | For | | For | | For |
| | | | | |
2B | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Swee-Lian Teo as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
AIA Group Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Elect Narongchai Akrasanee as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect George Yong-Boon Yeo Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7A | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
7B | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7C | | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Increase in Rate of Directors’ Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
BP Plc
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G12793108 |
Record Date: | | 05/17/2019 | | Meeting Type: | | Annual | | Ticker: | | BP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Bob Dudley as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Brian Gilvary as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dame Alison Carnwath as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Pamela Daley as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Ian Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Dame Ann Dowling as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Helge Lund as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Melody Meyer as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
BP Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Re-elect Brendan Nelson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Paula Reynolds as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Sir John Sawers as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals | | Mgmt | | | | | | |
| | | | | |
22 | | Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures | | SH | | For | | Refer | | For |
| | | | | |
23 | | Approve the Follow This Shareholder Resolution on Climate Change Targets | | SH | | Against | | Refer | | Against |
BP Plc
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G12793108 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | BP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Bob Dudley as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Brian Gilvary as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
BP Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
6 | | Re-elect Dame Alison Carnwath as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Pamela Daley as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Ian Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Dame Ann Dowling as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Helge Lund as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Melody Meyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Brendan Nelson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Paula Reynolds as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Sir John Sawers as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures | | SH | | For | | Refer | | For |
| | | | | |
23 | | Approve the Follow This Shareholder Resolution on Climate Change Targets | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Nokia Oyj
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | Finland | | Primary Security ID: | | X61873133 |
Record Date: | | 05/09/2019 | | Meeting Type: | | Annual | | Ticker: | | NOKIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Call the Meeting to Order | | Mgmt | | | | | | |
| | | | | |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
7 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Allocation of Income; Approve Distribution of up to EUR 0.20 Per Share as dividend from the retained earnings and/or as repayment of capital from Company’s Invested Non-Restricted Equity Reserve in four installments during the authorization | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Discharge of Board and President | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Fix Number of Directors at Ten | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Reelect Sari Baldauf, Bruce Brown, Jeanette Horan, Edward Kozel, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Soren Skou as New Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Ratify PricewaterhouseCoopers as Auditors for Financial Year 2019 | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Ratify Deloitte as Auditors for Financial Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of up to 550 Million Shares without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Nokia Oyj
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | Finland | | Primary Security ID: | | X61873133 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | NOKIA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Call the Meeting to Order | | Mgmt | | | | | | |
| | | | | |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | Mgmt | | | | | | |
| | | | | |
4 | | Acknowledge Proper Convening of Meeting | | Mgmt | | | | | | |
| | | | | |
5 | | Prepare and Approve List of Shareholders | | Mgmt | | | | | | |
| | | | | |
6 | | Receive Financial Statements and Statutory Reports | | Mgmt | | | | | | |
| | | | | |
7 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Allocation of Income; Approve Distribution of up to EUR 0.20 Per Share as Dividend from the Retained Earnings and/or as Repayment of Capital from Company’s Invested Non-Restricted Equity Reserve in Four Installments during the Authorization | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Discharge of Board and President | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Fix Number of Directors at Ten | | Mgmt | | For | | Refer | | For |
| | | | | |
12.1 | | Reelect Sari Baldauf as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.2 | | Reelect Bruce Brown as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.3 | | Reelect Jeanette Horan as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.4 | | Reelect Edward Kozel as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.5 | | Reelect Elizabeth Nelson as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.6 | | Reelect Olivier Piou as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.7 | | Reelect Risto Siilasmaa as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.8 | | Elect Søren Skou as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.9 | | Reelect Carla Smits-Nusteling as Director | | Mgmt | | For | | For | | For |
| | | | | |
12.10 | | Reelect Kari Stadigh as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Nokia Oyj
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Ratify PricewaterhouseCoopers as Auditors for Financial Year 2019 | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Ratify Deloitte as Auditors for Financial Year 2020 | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize Issuance of up to 550 Million Shares without Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Close Meeting | | Mgmt | | | | | | |
Orange SA
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | France | | Primary Security ID: | | F6866T100 |
Record Date: | | 05/16/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | ORA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Elect Anne-Gabrielle Heilbronner as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Alexandre Bompard as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Helle Kristoffersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Jean-Michel Severino as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Reelect Anne Lange as Director | | Mgmt | | For | | For | | Against |
| | | | | |
10 | | Approve Compensation of Stephane Richard, Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Compensation of Ramon Fernandez, Vice-CEO | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Orange SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Approve Compensation of Gervais Pellissier, Vice-CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
13 | | Approve Remuneration Policy of the Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Remuneration Policy of Vice-CEOs | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Extraordinary Business | | Mgmt | | | | | | |
| | | | | |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | | Mgmt | | For | | For | | Against |
| | | | | |
17 | | Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
20 | | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
22 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 | | Mgmt | | For | | For | | Against |
| | | | | |
23 | | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
25 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer | | Mgmt | | For | | Refer | | Against |
| | | | | |
27 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Orange SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
28 | | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Mgmt | | For | | Refer | | For |
| | | | | |
30 | | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | | Mgmt | | For | | Against | | Against |
| | | | | |
31 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
32 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals Submitted by Fonds Commun de Placement d Entreprise Orange Actions | | Mgmt | | | | | | |
| | | | | |
A | | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | | SH | | Against | | Refer | | Against |
| | | | | |
B | | Amend Article 13 of Bylaws Re: Overboarding of Directors | | SH | | Against | | Refer | | Against |
| | | | | |
C | | Amend Employee Stock Purchase Plans in Favor of Employees | | SH | | Against | | Refer | | Against |
| | | | | |
D | | Authorize up to 0.04 Percent of Issued Capital for Use in Restricted Stock Plans in Favor of Employees | | SH | | Against | | Refer | | Against |
Societe Generale SA
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | France | | Primary Security ID: | | F8591M517 |
Record Date: | | 05/16/2019 | | Meeting Type: | | Annual | | Ticker: | | GLE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.20 per Share | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Societe Generale SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Approve Stock Dividend Program | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Frederic Oudea as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Kyra Hazou as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Gerard Mestrallet as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | Against |
| | | | | |
9 | | Approve Termination Package of Frederic Oudea, CEO | | Mgmt | | For | | Refer | | Against |
| | | | | |
10 | | Approve Termination Package of Severin Cabannes, Vice-CEO | | Mgmt | | For | | Refer | | Against |
| | | | | |
11 | | Approve Termination Package of Philippe Aymerich, Vice-CEO | | Mgmt | | For | | Refer | | Against |
| | | | | |
12 | | Approve Termination Package of Philippe Heim, Vice-CEO | | Mgmt | | For | | Refer | | Against |
| | | | | |
13 | | Approve Termination Package of Diony Lebot, Vice-CEO | | Mgmt | | For | | Refer | | Against |
| | | | | |
14 | | Approve Remuneration Policy of Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Remuneration Policy of CEO and Vice CEOs | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board | | Mgmt | | For | | Refer | | For |
| | | | | |
17 | | Approve Compensation of Frederic Oudea, CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
18 | | Approve Compensation of Philippe Aymerich, Vice-CEO Since May 14, 2018 | | Mgmt | | For | | Refer | | For |
| | | | | |
19 | | Approve Compensation of Vice-CEO Severin Cabannes, | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Approve Compensation of Vice-CEO Since May 14, 2018 Philippe Heim, | | Mgmt | | For | | Refer | | For |
| | | | | |
21 | | Approve Compensation of Diony Lebot, Vice-CEO Since May 14, 2018 | | Mgmt | | For | | Refer | | For |
| | | | | |
22 | | Approve Compensation of Bernardo Sanchez Incera, Vice-CEO Until May 14, 2018 | | Mgmt | | For | | Refer | | For |
| | | | | |
23 | | Approve Compensation of Didier Valet, Vice-CEO Until March 14, 2018 | | Mgmt | | For | | Refer | | For |
| | | | | |
24 | | Approve the Aggregate Remuneration Granted in 2018 to Certain Senior Management, Responsible Officers, and Risk-Takers | | Mgmt | | For | | Refer | | For |
| | | | | |
25 | | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Societe Generale SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
26 | | Authorize Filing of Required Documents/Other | | Mgmt | | For | | For | | For |
Formalities
Commerzbank AG
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | Germany | | Primary Security ID: | | D172W1279 |
Record Date: | | 04/30/2019 | | Meeting Type: | | Annual | | Ticker: | | CBK |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2020 | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Creation of EUR 501 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | Against |
| | | | | |
8 | | Approve Creation of EUR 125.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | Against |
| | | | | |
9 | | Approve Issuance of Participation Certificates up to Aggregate Nominal Amount of EUR 5 Billion | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Seven & i Holdings Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | Japan | | Primary Security ID: | | J7165H108 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | 3382 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 47.5 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Isaka, Ryuichi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Goto, Katsuhiro | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Ito, Junro | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Yamaguchi, Kimiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Kimura, Shigeki | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Nagamatsu, Fumihiko | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Joseph M. DePinto | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Tsukio, Yoshio | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Ito, Kunio | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Yonemura, Toshiro | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Higashi, Tetsuro | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Rudy, Kazuko | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appoint Statutory Auditor Matsuhashi, Kaori | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Trust-Type Equity Compensation Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Compensation Ceiling for Statutory Auditors | | Mgmt | | For | | Refer | | For |
Huayu Automotive Systems Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/24/2019 | | Country: | | China | | Primary Security ID: | | Y3750U102 |
Record Date: | | 05/17/2019 | | Meeting Type: | | Annual | | Ticker: | | 600741 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Report of the Independent Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Huayu Automotive Systems Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Approve Shareholder Return Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Profit Distribution | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Annual Report and Summary | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Daily Related Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Bank Credit Line Application of the Controlled Subsidiary and Provision of Guarantee | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Approve Guarantee Provision Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Appointment of Financial Auditor | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Appointment of Internal Control Auditor | | Mgmt | | For | | Refer | | For |
Total SA
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | France | | Primary Security ID: | | F92124100 |
Record Date: | | 05/27/2019 | | Meeting Type: | | Annual | | Ticker: | | FP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Ordinary Business | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.56 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Auditors’ Special Report on Related-Party Transactions | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Reelect Maria van der Hoeven as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Jean Lemierre as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Lise Croteau as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Total SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
A | | Elect Renata Perycz as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Abstain |
| | | | | |
B | | Elect Oliver Wernecke as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Refer | | Abstain |
| | | | | |
10 | | Approve Compensation of Chairman and CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
11 | | Approve Remuneration Policy of Chairman and CEO | | Mgmt | | For | | Refer | | For |
Cognizant Technology Solutions Corporation
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 192446102 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | CTSH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Zein Abdalla | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Maureen Breakiron-Evans | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jonathan Chadwick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John M. Dineen | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Francisco D’Souza | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John N. Fox, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Brian Humphries | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John E. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leo S. Mackay, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael Patsalos-Fox | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Joseph M. Velli | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
QIAGEN NV
| | | | | | | | | | |
Meeting Date: | | 06/17/2019 | | Country: | | Netherlands | | Primary Security ID: | | N72482123 |
Record Date: | | 05/20/2019 | | Meeting Type: | | Annual | | Ticker: | | QGEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Receive Report of Management Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
3.a | | Receive Report of Supervisory Board (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
3.b | | Discuss Remuneration Report Containing Remuneration Policy for Supervisory Board Members | | Mgmt | | | | | | |
| | | | | |
4 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
6 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.a | | Reelect Stephane Bancel to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Reelect Hakan Bjorklund to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Reelect Metin Colpan to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.d | | Reelect Ross L. Levine to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.e | | Reelect Elaine Mardis to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.f | | Reelect Lawrence A. Rosen to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8.g | | Reelect Elizabeth E. Tallett to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
9.a | | Reelect Peer M. Schatz to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
9.b | | Reelect Roland Sackers to Management Board | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11.a | | Grant Board Authority to Issue Shares | | Mgmt | | For | | For | | For |
| | | | | |
11.b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
11.c | | Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
QIAGEN NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
12 | | Authorize Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Amend Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Allow Questions | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
Deutsche Wohnen SE
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | Germany | | Primary Security ID: | | D2046U176 |
Record Date: | | 05/27/2019 | | Meeting Type: | | Annual | | Ticker: | | DWNI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Allocation of Income and Dividends of | | Mgmt | | For | | Against | | Against |
| | | | | |
| | EUR 0.87 per Share | | | | | | | | |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Supervisory Board for Fiscal 2018 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG AG as Auditors for Fiscal 2019 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Arwed Fischer to the Supervisory Board | | Mgmt | | For | | For | | For |
Tokyo Electron Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | Japan | | Primary Security ID: | | J86957115 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 8035 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Tsuneishi, Tetsuo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kawai, Toshiki | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sasaki, Sadao | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Nagakubo, Tatsuya | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Tokyo Electron Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Sunohara, Kiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Nunokawa, Yoshikazu | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ikeda, Seisu | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mitano, Yoshinobu | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Charles D Lake II | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Sasaki, Michio | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Eda, Makiko | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Appoint Statutory Auditor Harada, Yoshiteru | | Mgmt | | For | | Refer | | For |
| | | | | |
2.2 | | Appoint Statutory Auditor Tahara, Kazushi | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Annual Bonus | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Deep Discount Stock Option Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation Ceiling for Directors | | Mgmt | | For | | Refer | | For |
Yahoo Japan Corp.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | Japan | | Primary Security ID: | | J95402103 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 4689 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Adoption of Holding Company Structure and Transfer of Yahoo! Japan Operations to Wholly Owned Subsidiary | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Articles to Change Company Name - Amend Business Lines | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director Kawabe, Kentaro | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Ozawa, Takao | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Son, Masayoshi | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Miyauchi, Ken | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Fujihara, Kazuhiko | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Oketani, Taku | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Yahoo Japan Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4.1 | | Elect Director and Audit Committee Member Yoshii, Shingo | | Mgmt | | For | | For | | For |
| | | | | |
4.2 | | Elect Director and Audit Committee Member Onitsuka, Hiromi | | Mgmt | | For | | For | | For |
| | | | | |
4.3 | | Elect Director and Audit Committee Member Usumi, Yoshio | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Alternate Director and Audit Committee Member Tobita, Hiroshi | | Mgmt | | For | | For | | For |
KDDI Corp.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | Japan | | Primary Security ID: | | J31843105 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 9433 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 55 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Tanaka, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Morozumi, Hirofumi | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Takahashi, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Uchida, Yoshiaki | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Shoji, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Muramoto, Shinichi | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Mori, Keiichi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Morita, Kei | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Amamiya, Toshitake | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Yamaguchi, Goro | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Yamamoto, Keiji | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Nemoto, Yoshiaki | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Oyagi, Shigeo | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Elect Director Kano, Riyo | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Swedbank AB
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | Sweden | | Primary Security ID: | | W94232100 |
Record Date: | | 06/13/2019 | | Meeting Type: | | Special | | Ticker: | | SWED.A |
| | Shares Voted: | | | | | | | | |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Elect Chairman of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Prepare and Approve List of Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Agenda of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Acknowledge Proper Convening of Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Determine Number of Members (9) and Deputy Members of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
8.a | | Elect Josefin Lindstrand as New Director | | Mgmt | | For | | For | | For |
| | | | | |
8.b | | Elect Bo Magnusson as New Director | | Mgmt | | For | | For | | For |
| | | | | |
8.c | | Elect Goran Persson as New Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Goran Persson as Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals Submitted by Thorwald Arvidsson | | Mgmt | | | | | | |
| | | | | |
10 | | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | | SH | | None | | Refer | | Against |
| | | | | |
11 | | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue | | SH | | None | | Refer | | Against |
| | | | | |
| | Shareholder Proposal Submitted by Sveriges Aktiesparares Riksforbund | | Mgmt | | | | | | |
| | | | | |
12 | | Appoint Special Reviewer | | SH | | None | | Refer | | Against |
| | | | | |
13 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Whitbread Plc
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G9606P197 |
Record Date: | | 06/17/2019 | | Meeting Type: | | Annual | | Ticker: | | WTB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Frank Fiskers as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect David Atkins as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Alison Brittain as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Nicholas Cadbury as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Adam Crozier as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Richard Gillingwater as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Chris Kennedy as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Deanna Oppenheimer as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Louise Smalley as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Susan Martin as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Whitbread Plc
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G9606P197 |
Record Date: | | 06/17/2019 | | Meeting Type: | | Special | | Ticker: | | WTB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Authorise Market Purchase of Ordinary Shares in Connection with the Tender Offer | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Share Consolidation | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
China Construction Bank Corporation
| | | | | | | | | | |
Meeting Date: | | 06/21/2019 | | Country: | | China | | Primary Security ID: | | Y1397N101 |
Record Date: | | 05/21/2019 | | Meeting Type: | | Annual | | Ticker: | | 939 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | AGM BALLOT FOR HOLDERS OF H SHARES | | Mgmt | | | | | | |
| | | | | |
1 | | Approve 2018 Report of the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve 2018 Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve 2018 Final Financial Accounts | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2018 Profit Distribution Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Budget for 2019 Fixed Assets Investment | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration Distribution and Settlement Plan for Directors in 2017 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration Distribution and Settlement Plan for Supervisors in 2017 | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Elect Liu Guiping as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Murray Horn as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Graeme Wheeler as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Zhao Xijun as Supervisor | | Mgmt | | For | | Refer | | For |
| | | | | |
12 | | Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
China Construction Bank Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Approve Issuance of Write-down Undated Capital Bonds | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Issuance of Write-down Eligible Tier-two Capital Instruments | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Elect Tian Bo as Director | | SH | | For | | For | | For |
| | | | | |
16 | | Elect Xia Yang as Director | | SH | | For | | For | | For |
Subaru Corp.
| | | | | | | | | | |
Meeting Date: | | 06/21/2019 | | Country: | | Japan | | Primary Security ID: | | J7676H100 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 7270 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 72 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Yoshinaga, Yasuyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Nakamura, Tomomi | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Hosoya, Kazuo | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Okada, Toshiaki | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Kato, Yoichi | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Onuki, Tetsuo | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Aoyama, Shigehiro | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Abe, Yasuyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Yago, Natsunosuke | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Mabuchi, Akira | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Nosaka, Shigeru | | Mgmt | | For | | Refer | | For |
| | | | | |
3.3 | | Appoint Statutory Auditor Okada, Kyoko | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Appoint Alternate Statutory Auditor Ryu, Hirohisa | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Tokio Marine Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/24/2019 | | Country: | | Japan | | Primary Security ID: | | J86298106 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 8766 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Nagano, Tsuyoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Okada, Makoto | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Yuasa, Takayuki | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Fujita, Hirokazu | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Komiya, Satoru | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Mimura, Akio | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Egawa, Masako | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Mitachi, Takashi | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Endo, Nobuhiro | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Hirose, Shinichi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Harashima, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.12 | | Elect Director Okada, Kenji | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Ito, Takashi | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Horii, Akinari | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Cash Compensation Ceiling and Deep Discount Stock Option Plan for Directors | | Mgmt | | For | | Refer | | For |
INPEX Corp.
| | | | | | | | | | |
Meeting Date: | | 06/25/2019 | | Country: | | Japan | | Primary Security ID: | | J2467E101 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 1605 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
INPEX Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Amend Articles to Amend Business Lines - Authorize Public Announcements in Electronic Format - Change Fiscal Year End | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director Kitamura, Toshiaki | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.2 | | Elect Director Ueda, Takayuki | | Mgmt | | For | | Refer | | Against |
| | | | | |
3.3 | | Elect Director Murayama, Masahiro | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Ito, Seiya | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Ikeda, Takahiko | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Yajima, Shigeharu | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Kittaka, Kimihisa | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Sase, Nobuharu | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director Okada, Yasuhiko | | Mgmt | | For | | For | | For |
| | | | | |
3.10 | | Elect Director Yanai, Jun | | Mgmt | | For | | For | | For |
| | | | | |
3.11 | | Elect Director Iio, Norinao | | Mgmt | | For | | For | | For |
| | | | | |
3.12 | | Elect Director Nishimura, Atsuko | | Mgmt | | For | | For | | For |
| | | | | |
3.13 | | Elect Director Kimura, Yasushi | | Mgmt | | For | | For | | For |
| | | | | |
3.14 | | Elect Director Ogino, Kiyoshi | | Mgmt | | For | | For | | For |
| | | | | |
4.1 | | Appoint Statutory Auditor Himata, Noboru | | Mgmt | | For | | Refer | | For |
| | | | | |
4.2 | | Appoint Statutory Auditor Toyama, Hideyuki | | Mgmt | | For | | Refer | | For |
| | | | | |
4.3 | | Appoint Statutory Auditor Miyake, Shinya | | Mgmt | | For | | Refer | | Against |
| | | | | |
4.4 | | Appoint Statutory Auditor Akiyoshi, Mitsuru | | Mgmt | | For | | Refer | | For |
| | | | | |
4.5 | | Appoint Statutory Auditor Kiba, Hiroko | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Annual Bonus | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Compensation Ceiling for Statutory Auditors | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Isuzu Motors Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/26/2019 | | Country: | | Japan | | Primary Security ID: | | J24994113 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 7202 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 19 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Katayama, Masanori | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Takahashi, Shinichi | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Ito, Masatoshi | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Seto, Koichi | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Igeta, Kazuya | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Ikemoto, Tetsuya | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Aiba, Tetsuya | | Mgmt | | For | | For | | For |
Mitsubishi UFJ Financial Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | Japan | | Primary Security ID: | | J44497105 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 8306 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 11 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Fujii, Mariko | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Kato, Kaoru | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Matsuyama, Haruka | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Toby S. Myerson | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Nomoto, Hirofumi | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Okuda, Tsutomu | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Shingai, Yasushi | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Tarisa Watanagase | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Yamate, Akira | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Kuroda, Tadashi | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Okamoto, Junichi | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
Mitsubishi UFJ Financial Group, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.12 | | Elect Director Hirano, Nobuyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Ikegaya, Mikio | | Mgmt | | For | | For | | For |
| | | | | |
2.14 | | Elect Director Araki, Saburo | | Mgmt | | For | | For | | For |
| | | | | |
2.15 | | Elect Director Mike, Kanetsugu | | Mgmt | | For | | For | | For |
| | | | | |
2.16 | | Elect Director Kamezawa, Hironori | | Mgmt | | For | | For | | For |
Nintendo Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | Japan | | Primary Security ID: | | J51699106 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 7974 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 640 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Furukawa, Shuntaro | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Miyamoto, Shigeru | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Takahashi, Shinya | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Director Shiota, Ko | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Shibata, Satoru | | Mgmt | | For | | For | | For |
SMC Corp. (Japan)
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | Japan | | Primary Security ID: | | J75734103 |
Record Date: | | 03/31/2019 | | Meeting Type: | | Annual | | Ticker: | | 6273 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 200 | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Takada, Yoshiyuki | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Maruyama, Katsunori | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Director Usui, Ikuji | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 85 – Ivy VIP International Core Equity
SMC Corp. (Japan)
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2.4 | | Elect Director Kosugi, Seiji | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Satake, Masahiko | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Takada, Yoshiki | | Mgmt | | For | | For | | For |
| | | | | |
2.7 | | Elect Director Isoe, Toshio | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Director Ota, Masahiro | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Kaizu, Masanobu | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect Director Kagawa, Toshiharu | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Moriyama, Naoto | | Mgmt | | For | | Refer | | For |
| | | | | |
3.2 | | Appoint Statutory Auditor Toyoshi, Arata | | Mgmt | | For | | Refer | | For |
| | | | | |
3.3 | | Appoint Statutory Auditor Uchikawa, Haruya | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Director Retirement Bonus | | Mgmt | | For | | Against | | For |
IVY VIP LIMITED-TERM BOND
Proxy Voting Record
There was no proxy voting for Ivy VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP MICRO CAP GROWTH
(Merged into Ivy VIP Small Cap Growth effective November 5, 2018)
Proxy Voting Record
There was no proxy voting for Ivy VIP Micro Cap Growth, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP MID CAP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 - Ivy VIP Mid Cap Growth
Burberry Group plc
| | | | | | | | | | |
Meeting Date: | | 07/12/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G1700D105 |
Record Date: | | 07/10/2018 | | Meeting Type: | | Annual | | Ticker: | | BRBY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Dr Gerry Murphy as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Fabiola Arredondo as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Ian Carter as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Jeremy Darroch as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Stephanie George as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Matthew Key as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Dame Carolyn McCall as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Orna NiChionna as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Ron Frasch as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Julie Brown as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Marco Gobbetti as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Electronic Arts Inc.
| | | | | | | | | | |
Meeting Date: | | 08/02/2018 | | Country: | | USA | | Primary Security ID: | | 285512109 |
Record Date: | | 06/08/2018 | | Meeting Type: | | Annual | | Ticker: | | EA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jay C. Hoag | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey T. Huber | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lawrence F. Probst, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Talbott Roche | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard A. Simonson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Luis A. Ubinas | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Heidi J. Ueberroth | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrew Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Jazz Pharmaceuticals plc
| | | | | | | | | | |
Meeting Date: | | 08/02/2018 | | Country: | | Ireland | | Primary Security ID: | | G50871105 |
Record Date: | | 06/06/2018 | | Meeting Type: | | Annual | | Ticker: | | JAZZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter Gray | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kenneth W. O’Keefe | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Elmar Schnee | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Catherine A. Sohn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
ABIOMED, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/08/2018 | | Country: | | USA | | Primary Security ID: | | 003654100 |
Record Date: | | 06/11/2018 | | Meeting Type: | | Annual | | Ticker: | | ABMD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Eric A. Rose | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Jeannine M. Rivet | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Microchip Technology Incorporated
| | | | | | | | | | |
Meeting Date: | | 08/14/2018 | | Country: | | USA | | Primary Security ID: | | 595017104 |
Record Date: | | 06/21/2018 | | Meeting Type: | | Annual | | Ticker: | | MCHP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director L.B. Day | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Esther L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
RPM International, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/04/2018 | | Country: | | USA | | Primary Security ID: | | 749685103 |
Record Date: | | 08/10/2018 | | Meeting Type: | | Annual | | Ticker: | | RPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reduce Supermajority Vote Requirement to Amend By-Laws | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director John P. Abizaid | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director John M. Ballbach | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Bruce A. Carbonari | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Jenniffer D. Deckard | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Salvatore D. Fazzolari | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Harris Corp.
| | | | | | | | | | |
Meeting Date: | | 10/26/2018 | | Country: | | USA | | Primary Security ID: | | 413875105 |
Record Date: | | 08/31/2018 | | Meeting Type: | | Annual | | Ticker: | | HRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James F. Albaugh | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sallie B. Bailey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director William M. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Peter W. Chiarelli | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas A. Dattilo | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Roger B. Fradin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Vyomesh I. Joshi | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leslie F. Kenne | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Gregory T. Swienton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Harris Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1k | | Elect Director Hansel E. Tookes, II | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Maxim Integrated Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/08/2018 | | Country: | | USA | | Primary Security ID: | | 57772K101 |
Record Date: | | 09/13/2018 | | Meeting Type: | | Annual | | Ticker: | | MXIM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William (Bill) P. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tunc Doluca | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Tracy C. Accardi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James R. Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joseph R. Bronson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert E. Grady | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William D. Watkins | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director MaryAnn Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Westinghouse Air Brake Technologies Corp.
| | | | | | | | | | |
Meeting Date: | | 11/14/2018 | | Country: | | USA | | Primary Security ID: | | 929740108 |
Record Date: | | 10/11/2018 | | Meeting Type: | | Special | | Ticker: | | WAB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Westinghouse Air Brake Technologies Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
CME Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/29/2018 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 09/06/2018 | | Meeting Type: | | Special | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Eliminate All or Some of the Class B Election Rights | | Mgmt | | For | | Refer | | For |
Guidewire Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/06/2018 | | Country: | | USA | | Primary Security ID: | | 40171V100 |
Record Date: | | 10/12/2018 | | Meeting Type: | | Annual | | Ticker: | | GWRE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peter Gassner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul Lavin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marcus S. Ryu | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Palo Alto Networks, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/07/2018 | | Country: | | USA | | Primary Security ID: | | 697435105 |
Record Date: | | 10/15/2018 | | Meeting Type: | | Annual | | Ticker: | | PANW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John M. Donovan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mary Pat McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Nir Zuk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Scotts Miracle-Gro Co.
| | | | | | | | | | |
Meeting Date: | | 01/25/2019 | | Country: | | USA | | Primary Security ID: | | 810186106 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Annual | | Ticker: | | SMG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David C. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Adam Hanft | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Katherine Hagedorn Littlefield | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Pandora Media, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/29/2019 | | Country: | | USA | | Primary Security ID: | | 698354107 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Special | | Ticker: | | P |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Pandora Media, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Twilio, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/30/2019 | | Country: | | USA | | Primary Security ID: | | 90138F102 |
Record Date: | | 12/13/2018 | | Meeting Type: | | Special | | Ticker: | | TWLO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Coherent, Inc.
| | | | | | | | | | |
Meeting Date: | | 02/28/2019 | | Country: | | USA | | Primary Security ID: | | 192479103 |
Record Date: | | 12/31/2018 | | Meeting Type: | | Annual | | Ticker: | | COHR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director John R. Ambroseo | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Jay T. Flatley | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Pamela Fletcher | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Susan M. James | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Michael R. McMullen | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Garry W. Rogerson | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Steve Skaggs | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Sandeep Vij | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Agilent Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/20/2019 | | Country: | | USA | | Primary Security ID: | | 00846U101 |
Record Date: | | 01/22/2019 | | Meeting Type: | | Annual | | Ticker: | | A |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Hans E. Bishop | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul N. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Tadataka Yamada | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Keysight Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/21/2019 | | Country: | | USA | | Primary Security ID: | | 49338L103 |
Record Date: | | 01/22/2019 | | Meeting Type: | | Annual | | Ticker: | | KEYS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James G. Cullen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jean M. Halloran | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Harris Corporation
| | | | | | | | | | |
Meeting Date: | | 04/04/2019 | | Country: | | USA | | Primary Security ID: | | 413875105 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Special | | Ticker: | | HRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Amend Charter | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
A. O. Smith Corporation
| | | | | | | | | | |
Meeting Date: | | 04/09/2019 | | Country: | | USA | | Primary Security ID: | | 831865209 |
Record Date: | | 02/19/2019 | | Meeting Type: | | Annual | | Ticker: | | AOS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William P. Greubel | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ilham Kadri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Idelle K. Wolf | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gene C. Wulf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Fastenal Company
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 311900104 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | FAST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Willard D. Oberton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael J. Ancius | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. Dolan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Fastenal Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director Stephen L. Eastman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Daniel L. Florness | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Rita J. Heise | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Darren R. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Scott A. Satterlee | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Reyne K. Wisecup | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prepare Employment Diversity Report | | SH | | Against | | Against | | Against |
BorgWarner Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 099724106 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | BWA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jan Carlson | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Dennis C. Cuneo | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael S. Hanley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Frederic B. Lissalde | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Paul A. Mascarenas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director John R. McKernan, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Deborah D. McWhinney | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Alexis P. Michas | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Vicki L. Sato | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Spirit AeroSystems Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 848574109 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | SPR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charles L. Chadwell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Irene M. Esteves | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Paul E. Fulchino | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Thomas C. Gentile, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard A. Gephardt | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert D. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ronald T. Kadish | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John L. Plueger | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laura H. Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Intuitive Surgical, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 46120E602 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | ISRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig H. Barratt | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Gary S. Guthart | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Don R. Kania | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Keith R. Leonard, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Alan J. Levy | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jami Dover Nachtsheim | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Intuitive Surgical, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Mark J. Rubash | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Lonnie M. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
SVB Financial Group
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 78486Q101 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | SIVB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Greg W. Becker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eric A. Benhamou | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John S. Clendening | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Roger F. Dunbar | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joel P. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kimberly A. Jabal | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey N. Maggioncalda | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mary J. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Kate D. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John F. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Garen K. Staglin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Eliminate Cumulative Voting | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Sprouts Farmers Markets, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 85208M102 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | SFM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kristen E. Blum | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Shon A. Boney | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Axalta Coating Systems Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | Bermuda | | Primary Security ID: | | G0750C108 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | AXTA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Deborah J. Kissire | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Elizabeth C. Lempres | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Trex Co., Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 89531P105 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | TREX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael F. Golden | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard E. Posey | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Trex Co., Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
O’Reilly Automotive, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 67103H107 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | ORLY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director David O’Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Larry O’Reilly | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Rosalie O’Reilly Wooten | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Greg Henslee | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jay D. Burchfield | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas T. Hendrickson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John R. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Dana M. Perlman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Andrea M. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Teradyne, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 880770102 |
Record Date: | | 03/14/2019 | | Meeting Type: | | Annual | | Ticker: | | TER |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Michael A. Bradley | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Edwin J. Gillis | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Timothy E. Guertin | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Mark E. Jagiela | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Mercedes Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Marilyn Matz | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Paul J. Tufano | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Roy A. Vallee | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Tyler Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 902252105 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | TYL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Donald R. Brattain | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Glenn A. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Brenda A. Cline | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director J. Luther King, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director John S. Marr, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director H. Lynn Moore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Daniel M. Pope | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Dustin R. Womble | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
CME Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 12572Q105 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | CME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Terrence A. Duffy | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy S. Bitsberger | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Charles P. Carey | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Dennis H. Chookaszian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ana Dutra | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martin J. Gepsman | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Larry G. Gerdes | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Daniel R. Glickman | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Daniel G. Kaye | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Phyllis M. Lockett | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Deborah J. Lucas | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Alex J. Pollock | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Terry L. Savage | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director William R. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Howard J. Siegel | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Michael A. Spencer | | Mgmt | | For | | For | | For |
| | | | | |
1q | | Elect Director Dennis A. Suskind | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Edwards Lifesciences Corporation
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 28176E108 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | EW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael A. Mussallem | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kieran T. Gallahue | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Leslie S. Heisz | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William J. Link | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Steven R. Loranger | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Martha H. Marsh | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Wesley W. von Schack | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Nicholas J. Valeriani | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
TransUnion
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 89400J107 |
Record Date: | | 03/12/2019 | | Meeting Type: | | Annual | | Ticker: | | TRU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director George M. Awad | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Christopher A. Cartwright | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Siddharth N. (Bobby) Mehta | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Andrew Prozes | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Gardner Denver Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 36555P107 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | GDI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Vicente Reynal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John Humphrey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joshua T. Weisenbeck | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Laboratory Corporation of America Holdings
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 50540R409 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | LH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kerrii B. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jean-Luc Belingard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director D. Gary Gilliland | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David P. King | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Garheng Kong | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Peter M. Neupert | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richelle P. Parham | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Adam H. Schechter | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director R. Sanders Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Novanta Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Canada | | Primary Security ID: | | 67000B104 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | NOVT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stephen W. Bershad | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lonny J. Carpenter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Deborah Disanzo Eldracher | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Matthijs Glastra | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Brian D. King | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ira J. Lamel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dominic A. Romeo | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas N. Secor | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Tractor Supply Company
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 892356106 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | TSCO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Cynthia T. Jamison | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ricardo Cardenas | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Denise L. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Thomas A. Kingsbury | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ramkumar Krishnan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director George MacKenzie | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Edna K. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark J. Weikel | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gregory A. Sandfort | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Tractor Supply Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
IDEX Corp.
| | | | | | | | | | |
Meeting Date: | | 05/10/2019 | | Country: | | USA | | Primary Security ID: | | 45167R104 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | IEX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ernest J. Mrozek | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Livingston L. Satterthwaite | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David C. Parry | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
First Republic Bank
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | USA | | Primary Security ID: | | 33616C100 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | FRC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James H. Herbert, II | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Katherine August-deWilde | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas J. Barrack, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Hafize Gaye Erkan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Frank J. Fahrenkopf, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Boris Groysberg | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Sandra R. Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Pamela J. Joyner | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
First Republic Bank
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director Reynold Levy | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Duncan L. Niederauer | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director George G.C. Parker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive | | Mgmt | | For | | For | | For |
| | | | | |
| | Officers’ Compensation | | | | | | | | |
Dunkin’ Brands Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 265504100 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | DNKN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Raul Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Anthony DiNovi | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Nigel Travis | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive | | Mgmt | | For | | For | | For |
| | | | | |
| | Officers’ Compensation | | | | | | | | |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Zoetis Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 98978V103 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | ZTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Juan Ramon Alaix | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul M. Bisaro | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Frank A. D’Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael B. McCallister | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Zoetis Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Seattle Genetics, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2019 | | Country: | | USA | | Primary Security ID: | | 812578102 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | SGEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Srinivas Akkaraju | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc E. Lippman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Daniel G. Welch | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Twitter, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2019 | | Country: | | USA | | Primary Security ID: | | 90184L102 |
Record Date: | | 03/27/2019 | | Meeting Type: | | Annual | | Ticker: | | TWTR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jack Dorsey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Patrick Pichette | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert Zoellick | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Twitter, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Content Enforcement Policies | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Disclose Board Diversity and Qualifications | | SH | | Against | | Refer | | Against |
Chipotle Mexican Grill, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 169656105 |
Record Date: | | 03/26/2019 | | Meeting Type: | | Annual | | Ticker: | | CMG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Albert S. Baldocchi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paul T. Cappuccio | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Steve Ells | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Patricia Fili-Krushe | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Neil W. Flanzraich | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robin Hickenlooper | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Scott Maw | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Ali Namvar | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Brian Niccol | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
GrubHub Inc.
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 400110102 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | GRUB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director David Fisher | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David Habiger | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Linda Johnson Rice | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Crowe LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
The Hershey Company
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 427866108 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | HSY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Pamela M. Arway | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James W. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michele G. Buck | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Charles A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mary Kay Haben | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James C. Katzman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director M. Diane Koken | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert M. Malcolm | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Anthony J. Palmer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Juan R. Perez | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Wendy L. Schoppert | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director David L. Shedlarz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Duluth Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 26443V101 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | DLTH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stephen L. Schlecht | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect Director Stephanie L. Pugliese | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director E. David Coolidge, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Francesca M. Edwardson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David C. Finch | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas G. Folliard | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Brenda I. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Scott K. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Arista Networks, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/28/2019 | | Country: | | USA | | Primary Security ID: | | 040413106 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Annual | | Ticker: | | ANET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Charles Giancarlo | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Ann Mather | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Daniel Scheinman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
The Middleby Corporation
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 596278101 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | MIDD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sarah Palisi Chapin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Timothy J. FitzGerald | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cathy L. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John R. Miller, III | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gordon O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Nassem Ziyad | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sustainability, Including GHG Goals - Withdrawn | | SH | | | | | | |
Cerner Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 156782104 |
Record Date: | | 04/30/2019 | | Meeting Type: | | Annual | | Ticker: | | CERN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerald E. Bisbee, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Linda M. Dillman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director George A. Riedel | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director R. Halsey Wise | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
DexCom, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 252131107 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | DXCM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Steven R. Altman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Barbara E. Kahn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jay S. Skyler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Glaukos Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 377322102 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Annual | | Ticker: | | GKOS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark J. Foley | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David F. Hoffmeister | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 09061G101 |
Record��Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | BMRN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard Dere | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Grey | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Elaine J. Heron | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Hombach | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director V. Bryan Lawlis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan J. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard A. Meier | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David E.I. Pyott | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis J. Slamon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Fortive Corporation
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 34959J108 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | FTV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Mitchell P. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Steven M. Rales | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Jeannine Sargent | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Tiffany & Co.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 886547108 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | TIF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Alessandro Bogliolo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rose Marie Bravo | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Hafize Gaye Erkan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Roger N. Farah | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jane Hertzmark Hudis | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Abby F. Kohnstamm | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James E. Lillie | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William A. Shutzer | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert S. Singer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Francesco Trapani | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Annie Young-Scrivner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
CoStar Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 22160N109 |
Record Date: | | 04/10/2019 | | Meeting Type: | | Annual | | Ticker: | | CSGP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael R. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Andrew C. Florance | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Laura Cox Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Glosserman | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John W. Hill | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christopher J. Nassetta | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David J. Steinberg | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
CoStar Group, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
lululemon athletica inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 550021109 |
Record Date: | | 04/10/2019 | | Meeting Type: | | Annual | | Ticker: | | LULU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kathryn Henry | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Jon McNeill | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
MarketAxess Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 57060D108 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | MKTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. McVey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Nancy Altobello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Steven L. Begleiter | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Stephen P. Casper | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jane Chwick | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Christopher R. Concannon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William F. Cruger | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Richard G. Ketchum | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
MarketAxess Holdings Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Emily H. Portney | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John Steinhardt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Ulta Beauty, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 90384S303 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | ULTA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sally E. Blount | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mary N. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Charles Heilbronn | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael R. MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Proofpoint, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 743424103 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | PFPT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director R. Scott Herren | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard Wallace | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Proofpoint, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
MercadoLibre, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/10/2019 | | Country: | | USA | | Primary Security ID: | | 58733R102 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | MELI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Emiliano Calemzuk | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marcos Galperin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Roberto Balls Sallouti | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Deloitte & Co. S.A. as Auditor | | Mgmt | | For | | For | | For |
National Vision Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2019 | | Country: | | USA | | Primary Security ID: | | 63845R107 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | EYE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director D. Randolph Peeler | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
ServiceNow, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 81762P102 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | NOW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Teresa Briggs | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Paul E. Chamberlain | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Tamar O. Yehoshua | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Monolithic Power Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2019 | | Country: | | USA | | Primary Security ID: | | 609839105 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | MPWR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael R. Hsing | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Herbert Chang | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
DocuSign, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/17/2019 | | Country: | | USA | | Primary Security ID: | | 256163106 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | DOCU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel D. Springer | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
DocuSign, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Blake J. Irving | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Square, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | USA | | Primary Security ID: | | 852234103 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | SQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jack Dorsey | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David Viniar | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Paul Deighton | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Anna Patterson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Twilio Inc.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | USA | | Primary Security ID: | | 90138F102 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | TWLO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Elena Donio | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Donna L. Dubinsky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 75 – Ivy VIP Mid Cap Growth
Universal Display Corporation
| | | | | | | | | | |
Meeting Date: | | 06/20/2019 | | Country: | | USA | | Primary Security ID: | | 91347P105 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | OLED |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Steven V. Abramson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard C. Elias | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Elizabeth H. Gemmill | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director C. Keith Hartley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lawrence Lacerte | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Sidney D. Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sherwin I. Seligsohn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
IVY VIP NATURAL RESOURCES
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Concho Resources Inc.
| | | | | | | | | | |
Meeting Date: | | 07/17/2018 | | Country: | | USA | | Primary Security ID: | | 20605P101 |
Record Date: | | 06/01/2018 | | Meeting Type: | | Special | | Ticker: | | CXO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | Refer | | For |
RSP Permian, Inc.
| | | | | | | | | | |
Meeting Date: | | 07/17/2018 | | Country: | | USA | | Primary Security ID: | | 74978Q105 |
Record Date: | | 06/01/2018 | | Meeting Type: | | Special | | Ticker: | | RSPP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
Nutrien Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/19/2018 | | Country: | | Canada | | Primary Security ID: | | 67077M108 |
Record Date: | | 06/06/2018 | | Meeting Type: | | Annual | | Ticker: | | NTR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Christopher M. Burley | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Maura J. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John W. Estey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David C. Everitt | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Russell K. Girling | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Gerald W. Grandey | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Miranda C. Hubbs | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Alice D. Laberge | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Consuelo E. Madere | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Nutrien Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director Charles “Chuck” V. Magro | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Keith G. Martell | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director A. Anne McLellan | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Derek G. Pannell | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Aaron W. Regent | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | Elect Director Mayo M. Schmidt | | Mgmt | | For | | For | | For |
| | | | | |
1.16 | | Elect Director Jochen E. Tilk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Re-appointment of KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Stock Option Plan and Grant of Stock Options | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Marathon Petroleum Corp.
| | | | | | | | | | |
Meeting Date: | | 09/24/2018 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 08/01/2018 | | Meeting Type: | | Special | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Increase in Size of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
BHP Billiton Plc
| | | | | | | | | | |
Meeting Date: | | 10/17/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G10877101 |
Record Date: | | 10/15/2018 | | Meeting Type: | | Annual | | Ticker: | | BLT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Change of Company Name to BHP Group plc | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Terry Bowen as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Malcolm Broomhead as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Carolyn Hewson as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-elect Andrew Mackenzie as Director | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-elect Lindsay Maxsted as Director | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Re-elect John Mogford as Director | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Re-elect Shriti Vadera as Director | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Re-elect Ken MacKenzie as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Randgold Resources Ltd.
| | | | | | | | | | |
Meeting Date: | | 11/07/2018 | | Country: | | Jersey | | Primary Security ID: | | G73740113 |
Record Date: | | 09/27/2018 | | Meeting Type: | | Special | | Ticker: | | RRS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
| | Court Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Scheme of Arrangement | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Extraordinary Meeting | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Matters Relating to the All-Share Merger of Randgold Resources Limited with Barrick Gold Corporation | | Mgmt | | For | | Refer | | For |
Diamondback Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/27/2018 | | Country: | | USA | | Primary Security ID: | | 25278X109 |
Record Date: | | 10/19/2018 | | Meeting Type: | | Special | | Ticker: | | FANG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
Air Products & Chemicals, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/24/2019 | | Country: | | USA | | Primary Security ID: | | 009158106 |
Record Date: | | 11/30/2018 | | Meeting Type: | | Annual | | Ticker: | | APD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Susan K. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles I. Cogut | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Seifi Ghasemi | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Chadwick C. Deaton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director David H. Y. Ho | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Margaret G. McGlynn | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Edward L. Monser | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Air Products & Chemicals, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officer Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Schlumberger Limited
| | | | | | | | | | |
Meeting Date: | | 04/03/2019 | | Country: | | Curacao | | Primary Security ID: | | 806857108 |
Record Date: | | 02/13/2019 | | Meeting Type: | | Annual | | Ticker: | | SLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter L.S. Currie | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Miguel M. Galuccio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Paal Kibsgaard | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Nikolay Kudryavtsev | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Tatiana A. Mitrova | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Lubna S. Olayan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mark G. Papa | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Leo Rafael Reif | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Henri Seydoux | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt and Approve Financials and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Non-Employee Director Restricted Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Rio Tinto Plc
| | | | | | | | | | |
Meeting Date: | | 04/10/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G75754104 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | RIO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Resolutions 1 to 16 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report for UK Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Remuneration Report for Australian Law Purposes | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Elect Moya Greene as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Simon McKeon as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Jakob Stausholm as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Megan Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect David Constable as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Simon Henry as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Jean-Sebastien Jacques as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Sam Laidlaw as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Michael L’Estrange as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Simon Thompson as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
| | Resolutions 17 to 20 will be Voted on by Rio Tinto plc Shareholders Only | | Mgmt | | | | | | |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Galp Energia SGPS SA
| | | | | | | | | | |
Meeting Date: | | 04/12/2019 | | Country: | | Portugal | | Primary Security ID: | | X3078L108 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | GALP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Standalone and Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Appraise Management of Company and Approve Vote of Confidence to Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Statement on Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Elect Directors for 2019-2022 Term | | Mgmt | | For | | Refer | | Against |
| | | | | |
8 | | Elect Fiscal Council for 2019-2022 Term | | Mgmt | | For | | Refer | | For |
| | | | | |
9 | | Appoint Auditor for 2019-2022 Term | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect General Meeting Board for 2019-2022 Term | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Remuneration Committee for 2019-2022 Term | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorize Repurchase and Reissuance of Shares and Bonds | | Mgmt | | For | | For | | For |
PPG Industries, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | USA | | Primary Security ID: | | 693506107 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | PPG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James G. Berges | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gary R. Heminger | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
PPG Industries, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Michael H. McGarry | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Elect Director Steven A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Director Catherine R. Smith | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Noble Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 655044105 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | NBL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey L. Berenson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael A. Cawley | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director James E. Craddock | | Mgmt | | For | | Refer | | For |
| | | | | |
1d | | Elect Director Barbara J. Duganier | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas J. Edelman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Holli C. Ladhani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David L. Stover | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Scott D. Urban | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director William T. Van Kleef | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
RPC, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 749660106 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | RES |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bill J. Dismuke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Amy R. Kreisler | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Pamela R. Rollins | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditor | | Mgmt | | For | | For | | For |
West Fraser Timber Co. Ltd.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | Canada | | Primary Security ID: | | 952845105 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | WFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Henry H. (Hank) Ketcham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid E. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Raymond Ferris | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John N. Floren | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Brian G. Kenning | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director John K. Ketcham | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gerald J. (Gerry) Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Robert L. Phillips | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Janice G. Rennie | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gillian D. Winckler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Croda International Plc
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G25536148 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | CRDA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Roberto Cirillo as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Alan Ferguson as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Jacqui Ferguson as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Steve Foots as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Anita Frew as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Helena Ganczakowski as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Keith Layden as Director | | Mgmt | | For | | For | | Against |
| | | | | |
11 | | Re-elect Jez Maiden as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reappoint KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Approve Special Dividend and Share Consolidation | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Evan Bayh | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Edward G. Galante | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kim K.W. Rucker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Ingevity Corp.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 45688C107 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | NGVT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean S. Blackwell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Luis Fernandez-Moreno | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director J. Michael Fitzpatrick | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Diane H. Gulyas | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Richard B. Kelson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Frederick J. Lynch | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Karen G. Narwold | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Daniel F. Sansone | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director D. Michael Wilson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Magellan Midstream Partners LP
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 559080106 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | MMP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Walter R. Arnheim | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lori A. Gobillot | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Edward J. Guay | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
EOG Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 26875P101 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | EOG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Janet F. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert P. Daniels | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director C. Christopher Gaut | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Julie J. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
EOG Resources, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director William R. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Valero Energy Corporation
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 91913Y100 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | VLO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Joseph W. Gorder | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Kimberly S. Greene | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Deborah P. Majoras | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Donald L. Nickles | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Philip J. Pfeiffer | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Robert A. Profusek | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Stephen M. Waters | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Randall J. Weisenburger | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Rayford Wilkins, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Cabot Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 127097103 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | COG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dorothy M. Ables | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rhys J. Best | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert S. Boswell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Amanda M. Brock | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter B. Delaney | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dan O. Dinges | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert Kelley | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director W. Matt Ralls | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Marcus A. Watts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Centennial Resource Development, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 15136A102 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | CDEV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark G. Papa | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David M. Leuschen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Pierre F. Lapeyre, Jr. | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Charter to Eliminate Certain Provisions Relating to the Company’s Business Combination and its Capital Structure pPeceding the Business Combination | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
International Flavors & Fragrances Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 459506101 |
Record Date: | | 03/06/2019 | | Meeting Type: | | Annual | | Ticker: | | IFF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Marcello V. Bottoli | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Linda Buck | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael L. Ducker | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David R. Epstein | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director John F. Ferraro | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Andreas Fibig | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Christina Gold | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Katherine M. Hudson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Dale F. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Stephen Williamson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Ecolab Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 278865100 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | ECL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Douglas M. Baker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Shari L. Ballard | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Barbara J. Beck | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Leslie S. Biller | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Jeffrey M. Ettinger | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur J. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael Larson | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David W. MacLennan | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Tracy B. McKibben | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lionel L. Nowell, III | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Victoria J. Reich | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Suzanne M. Vautrinot | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director John J. Zillmer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Barrick Gold Corporation
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | Canada | | Primary Security ID: | | 067901108 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | ABX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark Bristow | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gustavo A. Cisneros | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher L. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director J. Michael Evans | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Barrick Gold Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Brian L. Greenspun | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director J. Brett Harvey | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Andrew J. Quinn | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John L. Thornton | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Canadian Pacific Railway Limited
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | Canada | | Primary Security ID: | | 13645T100 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Ratify Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director John Baird | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Isabelle Courville | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Keith E. Creel | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Gillian (Jill) H. Denham | | Mgmt | | For | | For | | For |
| | | | | |
3.5 | | Elect Director Rebecca MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
3.6 | | Elect Director Edward L. Monser | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Matthew H. Paull | | Mgmt | | For | | For | | For |
| | | | | |
3.8 | | Elect Director Jane L. Peverett | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director Gordon T. Trafton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Cimarex Energy Co.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 171798101 |
Record Date: | | 03/12/2019 | | Meeting Type: | | Annual | | Ticker: | | XEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Hans Helmerich | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Harold R. Logan, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Monroe W. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Phillips 66
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 718546104 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | PSX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Greg C. Garland | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Gary K. Adams | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John E. Lowe | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Denise L. Ramos | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Report on Plastic Pollution *Withdrawn Resolution* | | SH | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Mondi Plc
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G6258S107 |
Record Date: | | 05/07/2019 | | Meeting Type: | | Annual | | Ticker: | | MNDI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Common Business: Mondi Limited and Mondi plc | | Mgmt | | | | | | |
| | | | | |
1 | | Re-elect Tanya Fratto as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Re-elect Stephen Harris as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-elect Andrew King as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Peter Oswald as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Fred Phaswana as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dominique Reiniche as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect David Williams as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Stephen Young as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Tanya Fratto as Member of the DLC Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Stephen Harris as Member of the DLC Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Stephen Young as Member of the DLC Audit Committee | | Mgmt | | For | | For | | For |
| | | | | |
| | Mondi Limited Business | | Mgmt | | | | | | |
| | | | | |
12 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
14 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
15 | | Approve Non-executive Directors’ Fees | | Mgmt | | For | | Refer | | For |
| | | | | |
16 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Reappoint PricewaterhouseCoopers Inc as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve Financial Assistance in Terms of Section 44 and/or 45 of the SA Companies Act | | Mgmt | | For | | Refer | | For |
| | | | | |
20 | | Place Authorised but Unissued Ordinary Shares Under Control of Directors | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Place Authorised but Unissued Special Converting Shares Under Control of Directors | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise Board to Issue Shares for Cash | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Mondi Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
23 | | Authorise Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
| | Mondi plc Business | | Mgmt | | | | | | |
| | | | | |
24 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
26 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
30 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
31 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
| | Special Business: Mondi plc and Mondi Limited - Simplification Resolutions | | Mgmt | | | | | | |
| | | | | |
32 | | Approve Matters Relating to the Simplification | | Mgmt | | For | | Refer | | For |
| | | | | |
33 | | Amend Articles of Association of Mondi plc | | Mgmt | | For | | Refer | | For |
| | | | | |
34 | | Approve Cancellation of All Deferred Shares of Mondi plc | | Mgmt | | For | | Refer | | For |
| | | | | |
35 | | Amend Memorandum of Incorporation of Mondi Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
36 | | Approve Cancellation of All Deferred Shares of Mondi Limited | | Mgmt | | For | | Refer | | For |
| | | | | |
37 | | Authorise Issue of Non-Voting Shares to Mondi plc | | Mgmt | | For | | Refer | | For |
| | | | | |
| | Special Business: Mondi plc - Post-Simplification Resolutions | | Mgmt | | | | | | |
| | | | | |
38 | | Adopt New Articles of Association | | Mgmt | | For | | Refer | | For |
| | | | | |
39 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
40 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Nutrien Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Canada | | Primary Security ID: | | 67077M108 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | NTR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Christopher M. Burley | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Maura J. Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John W. Estey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David C. Everitt | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Russell K. Girling | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Miranda C. Hubbs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alice D. Laberge | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Consuelo E. Madere | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Charles V. Magro | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Keith G. Martell | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Aaron W. Regent | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Mayo M. Schmidt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
Halliburton Company
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 406216101 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | HAL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Abdulaziz F. Al Khayyal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William E. Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director M. Katherine Banks | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Alan M. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Milton Carroll | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nance K. Dicciani | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Halliburton Company
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1g | | Elect Director Murry S. Gerber | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Patricia Hemingway Hall | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert A. Malone | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Jeffrey A. Miller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Concho Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 20605P101 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | CXO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven D. Gray | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Susan J. Helms | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gary A. Merriman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Continental Resources, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 212015101 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | CLR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Harold G. Hamm | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director John T. McNabb, II | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Continental Resources, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | | SH | | Against | | Refer | | Against |
Union Pacific Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 907818108 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | UNP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director William J. DeLaney | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lance M. Fritz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Deborah C. Hopkins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jane H. Lute | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael R. McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas F. McLarty, III | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Jose H. Villarreal | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
WPX Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 98212B103 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | WPX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John A. Carrig | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert K. Herdman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kelt Kindick | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Karl F. Kurz | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Henry E. Lentz | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kimberly S. Lubel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Richard E. Muncrief | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Valerie M. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David F. Work | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
BP Plc
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G12793108 |
Record Date: | | 05/17/2019 | | Meeting Type: | | Annual | | Ticker: | | BP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proposals | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Bob Dudley as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Brian Gilvary as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dame Alison Carnwath as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Pamela Daley as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
BP Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
8 | | Re-elect Ian Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Dame Ann Dowling as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Helge Lund as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Melody Meyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Brendan Nelson as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Paula Reynolds as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Sir John Sawers as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposals | | Mgmt | | | | | | |
| | | | | |
22 | | Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures | | SH | | For | | Refer | | For |
| | | | | |
23 | | Approve the Follow This Shareholder Resolution on Climate Change Targets | | SH | | Against | | Refer | | Against |
Core Laboratories NV
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | Netherlands | | Primary Security ID: | | N22717107 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Annual | | Ticker: | | CLB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Martha Z. Carnes | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael Straughen | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Core Laboratories NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Gregory B. Barnett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
DowDuPont Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 26078J100 |
Record Date: | | 05/01/2019 | | Meeting Type: | | Special | | Ticker: | | DWDP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Reverse Stock Split | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Parsley Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/24/2019 | | Country: | | USA | | Primary Security ID: | | 701877102 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | PE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director William Browning | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director David H. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Jerry Windlinger | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Parsley Energy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Chevron Corporation
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 166764100 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | CVX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John B. Frank | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alice P. Gast | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Charles W. Moorman, IV | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Dambisa F. Moyo | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Debra Reed-Klages | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Inge G. Thulin | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director D. James Umpleby, III | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Michael K. Wirth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Human Right to Water | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Environmental Issue Board Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
Diamondback Energy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 25278X109 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | FANG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven E. West | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Travis D. Stice | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael L. Hollis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael P. Cross | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David L. Houston | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark L. Plaumann | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Melanie M. Trent | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
DuPont de Nemours, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/25/2019 | | Country: | | USA | | Primary Security ID: | | 26614N102 |
Record Date: | | 04/26/2019 | | Meeting Type: | | Annual | | Ticker: | | DD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ruby R. Chandy | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Franklin K. Clyburn, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Terrence R. Curtin | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director C. Marc Doyle | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Eleuthere I. du Pont | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Luther C. Kissam | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 74 – Ivy VIP Natural Resources
DuPont de Nemours, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director Frederick M. Lowery | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Raymond J. Milchovich | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Steven M. Sterin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Report on Pay Disparity | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Efforts to Reduce Plastic Pellet Pollution | | SH | | Against | | Refer | | Against |
IVY VIP PATHFINDER AGGRESSIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder
IVY VIP PATHFINDER CONSERVATIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY AGGRESSIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1- 4 thereunder.
IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP PATHFINDER MODERATELY CONSERVATIVE
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1- 4 thereunder.
IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY
Proxy Voting Record
There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY VIP SCIENCE AND TECHNOLOGY
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 - Ivy VIP Science and Technology
Evogene Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/24/2018 | | Country: | | Israel | | Primary Security ID: | | M4119S104 |
Record Date: | | 06/19/2018 | | Meeting Type: | | Annual | | Ticker: | | EVGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Reelect Sarit Firon as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Reelect Martin Gerstel as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Reelect Adina Makover as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Reelect Leon Recanati as Director Until the End of the Next Annual General Meeting | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Amended Compensation Policy for the Directors and Officers | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Annual Bonus to CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Option Grants to CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
A | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | | Mgmt | | None | | Refer | | For |
| | | | | |
| | Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | | Mgmt | | | | | | |
| | | | | |
B1 | | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | Against |
| | | | | |
B2 | | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | Against |
| | | | | |
B3 | | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Microchip Technology Incorporated
| | | | | | | | | | |
Meeting Date: | | 08/14/2018 | | Country: | | USA | | Primary Security ID: | | 595017104 |
Record Date: | | 06/21/2018 | | Meeting Type: | | Annual | | Ticker: | | MCHP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director L.B. Day | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Esther L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
WNS (Holdings) Ltd.
| | | | | | | | | | |
Meeting Date: | | 09/27/2018 | | Country: | | Jersey | | Primary Security ID: | | 92932M101 |
Record Date: | | 08/22/2018 | | Meeting Type: | | Annual | | Ticker: | | WNS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton India LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Renu S. Karnad as a Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect John Freeland as a Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Francoise Gri as a Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Alibaba Group Holding Ltd.
| | | | | | | | | | |
Meeting Date: | | 10/31/2018 | | Country: | | Cayman Islands | | Primary Security ID: | | 01609W102 |
Record Date: | | 08/24/2018 | | Meeting Type: | | Annual | | Ticker: | | BABA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Joseph C. Tsai as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.2 | | Elect J. Michael Evans as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.3 | | Elect Eric Xiandong Jing as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
1.4 | | Elect Borje E. Ekholm as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
Zayo Group Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/06/2018 | | Country: | | USA | | Primary Security ID: | | 98919V105 |
Record Date: | | 09/07/2018 | | Meeting Type: | | Annual | | Ticker: | | ZAYO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dan Caruso | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Don Gips | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Scott Drake | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Certificate of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend Stock Ownership Limitations | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Eliminate Supermajority Vote Requirement to Current Bylaws | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Microsoft Corp.
| | | | | | | | | | |
Meeting Date: | | 11/28/2018 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | �� | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Aspen Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/07/2018 | | Country: | | USA | | Primary Security ID: | | 045327103 |
Record Date: | | 10/09/2018 | | Meeting Type: | | Annual | | Ticker: | | AZPN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary E. Haroian | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Antonio J. Pietri | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director R. Halsey Wise | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Aspen Technology, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Medtronic Plc
| | | | | | | | | | |
Meeting Date: | | 12/07/2018 | | Country: | | Ireland | | Primary Security ID: | | G5960L103 |
Record Date: | | 10/09/2018 | | Meeting Type: | | Annual | | Ticker: | | MDT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Richard H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Scott C. Donnelly | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Randall J. Hogan, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Omar Ishrak | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael O. Leavitt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director James T. Lenehan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Elizabeth G. Nabel | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Denise M. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Kendall J. Powell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Endava Plc
| | | | | | | | | | |
Meeting Date: | | 12/18/2018 | | Country: | | United Kingdom | | Primary Security ID: | | 29260V105 |
Record Date: | | 11/06/2018 | | Meeting Type: | | Annual | | Ticker: | | DAVA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders Only | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect John Cotterell as Director | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Elect Mark Thurston as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Andrew Allan as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Ben Druskin as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Michael Kinton as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect David Pattillo as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Trevor Smith as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Cancellation of Share Premium Account | | Mgmt | | For | | For | | For |
Micron Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/17/2019 | | Country: | | USA | | Primary Security ID: | | 595112103 |
Record Date: | | 11/19/2018 | | Meeting Type: | | Annual | | Ticker: | | MU |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert L. Bailey | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard M. Beyer | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Patrick J. Byrne | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven J. Gomo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mary Pat McCarthy | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Sanjay Mehrotra | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert E. Switz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Apple, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/01/2019 | | Country: | | USA | | Primary Security ID: | | 037833100 |
Record Date: | | 01/02/2019 | | Meeting Type: | | Annual | | Ticker: | | AAPL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director James Bell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Tim Cook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Al Gore | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Bob Iger | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Art Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ron Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Sue Wagner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Proxy Access Amendments | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Disclose Board Diversity and Qualifications | | SH | | Against | | Against | | Against |
QUALCOMM, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/12/2019 | | Country: | | USA | | Primary Security ID: | | 747525103 |
Record Date: | | 01/14/2019 | | Meeting Type: | | Annual | | Ticker: | | QCOM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark Fields | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
QUALCOMM, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ann M. Livermore | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Harish Manwani | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Steve Mollenkopf | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Francisco Ros | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Irene B. Rosenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Neil Smit | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Keysight Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/21/2019 | | Country: | | USA | | Primary Security ID: | | 49338L103 |
Record Date: | | 01/22/2019 | | Meeting Type: | | Annual | | Ticker: | | KEYS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James G. Cullen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jean M. Halloran | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
HP Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 40434L105 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | HPQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Aida M. Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Shumeet Banerji | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Robert R. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Charles “Chip” V. Bergh | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stacy Brown-Philpot | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Stephanie A. Burns | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Mary Anne Citrino | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Yoky Matsuoka | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Stacey Mobley | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Subra Suresh | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Dion J. Weisler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
ASML Holding NV
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | Netherlands | | Primary Security ID: | | N07059202 |
Record Date: | | 03/27/2019 | | Meeting Type: | | Annual | | Ticker: | | ASML |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Open Meeting | | Mgmt | | | | | | |
| | | | | |
2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | Mgmt | | | | | | |
| | | | | |
3a | | Discuss Remuneration Policy | | Mgmt | | | | | | |
| | | | | |
3b | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
ASML Holding NV
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3c | | Receive Clarification on Company’s Reserves and Dividend Policy | | Mgmt | | | | | | |
| | | | | |
3d | | Approve Dividends of EUR 2.10 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
4a | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Remuneration Policy | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve 200,000 Performance Shares for Board of Management | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Discussion of Updated Supervisory Board Profile | | Mgmt | | | | | | |
| | | | | |
8a | | Reelect G.J. Kleisterlee to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8b | | Reelect A.P. Aris to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8c | | Reelect R.D. Schwalb to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8d | | Reelect W.H. Ziebart to Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
8e | | Receive Retirement Schedule of the Supervisory Board | | Mgmt | | | | | | |
| | | | | |
9 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | Refer | | For |
| | | | | |
10 | | Ratify KPMG as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
11a | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | | Mgmt | | For | | For | | For |
| | | | | |
11b | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11a | | Mgmt | | For | | For | | For |
| | | | | |
11c | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | | Mgmt | | For | | For | | For |
| | | | | |
11d | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11c | | Mgmt | | For | | For | | For |
| | | | | |
12a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12b | | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Other Business (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
15 | | Close Meeting | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Teradata Corp.
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 88076W103 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | TDC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Cary T. Fu | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael P. Gianoni | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Victor L. Lund | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Joanne B. Olsen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Cypress Semiconductor Corp.
| | | | | | | | | | |
Meeting Date: | | 05/03/2019 | | Country: | | USA | | Primary Security ID: | | 232806109 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | CY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director W. Steve Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Hassane El-Khoury | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Oh Chul Kwon | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Camillo Martino | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jeffrey J. Owens | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jeannine P. Sargent | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael S. Wishart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Elanco Animal Health Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 28414H103 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | ELAN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kapila Kapur Anand | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John “J.P.” P. Bilbrey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director R. David Hoover | | Mgmt | | For | | Refer | | Against |
| | | | | |
1d | | Elect Director Lawrence E. Kurzius | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Gilead Sciences, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 375558103 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | GILD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jacqueline K. Barton | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John F. Cogan | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kelly A. Kramer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kevin E. Lofton | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Harish Manwani | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Daniel P. O’Day | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Richard J. Whitley | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Gayle E. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Per Wold-Olsen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Gilead Sciences, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Report on Corporate Tax Savings Allocation | | SH | | Against | | Refer | | Against |
QTS Realty Trust, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 74736A103 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | QTS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Chad L. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John W. Barter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William O. Grabe | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Catherine R. Kinney | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter A. Marino | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Scott D. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Mazen Rawashdeh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Wayne M. Rehberger | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Philip P. Trahanas | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Stephen E. Westhead | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Opt Out of Section 3-804(c) of the MGCL | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Amazon.com, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 023135106 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | AMZN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jeffrey P. Bezos | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rosalind G. Brewer | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daniel P. Huttenlocher | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Judith A. McGrath | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Patricia Q. Stonesifer | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Management of Food Waste | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
| | | | | |
6 | | Prohibit Sales of Facial Recognition Technology to Government Agencies | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Impact of Government Use of Facial Recognition Technologies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Products Promoting Hate Speech | | SH | | Against | | Refer | | Against |
| | | | | |
9 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
10 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Report on Climate Change | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Disclose a Board of Directors’ Qualification Matrix | | SH | | Against | | Against | | Against |
| | | | | |
13 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Provide Vote Counting to Exclude Abstentions | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Euronet Worldwide, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 298736109 |
Record Date: | | 03/26/2019 | | Meeting Type: | | Annual | | Ticker: | | EEFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael J. Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Andrew B. Schmitt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeannine Strandjord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Cerner Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 156782104 |
Record Date: | | 04/30/2019 | | Meeting Type: | | Annual | | Ticker: | | CERN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gerald E. Bisbee, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Linda M. Dillman | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director George A. Riedel | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director R. Halsey Wise | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Facebook, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 30303M102 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | FB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Susan D. Desmond-Hellmann | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Sheryl K. Sandberg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Peter A. Thiel | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jeffrey D. Zients | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark Zuckerberg | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
6 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
8 | | Disclose Board Diversity and Qualifications Matrix | | SH | | Against | | Against | | Against |
| | | | | |
9 | | Report on Content Governance | | SH | | Against | | Refer | | Against |
| | | | | |
10 | | Report on Global Median Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
11 | | Prepare Employment Diversity Report and Report on Diversity Policies | | SH | | Against | | Against | | Against |
| | | | | |
12 | | Study Strategic Alternatives Including Sale of Assets | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Marrone Bio Innovations, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 57165B106 |
Record Date: | | 04/11/2019 | | Meeting Type: | | Annual | | Ticker: | | MBII |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director George H. Kerckhove | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Zachary S. Wochok | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Ratify Marcum LLP as Auditor | | Mgmt | | For | | For | | For |
Teladoc Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 87918A105 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | TDOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Helen Darling | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William H. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jason Gorevic | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Brian McAndrews | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas G. McKinley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Arneek Multani | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kenneth H. Paulus | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David Shedlarz | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David B. Snow, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Mark Douglas Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Alliance Data Systems Corporation
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 018581108 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | ADS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce K. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Roger H. Ballou | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kelly J. Barlow | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Edward J. Heffernan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kenneth R. Jensen | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert A. Minicucci | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Timothy J. Theriault | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Laurie A. Tucker | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Sharen J. Turney | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 09061G101 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | BMRN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jean-Jacques Bienaime | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard Dere | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Grey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Elaine J. Heron | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert J. Hombach | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director V. Bryan Lawlis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan J. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard A. Meier | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
BioMarin Pharmaceutical Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.9 | | Elect Director David E.I. Pyott | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Dennis J. Slamon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
SAGE Therapeutics, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 78667J108 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | SAGE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kevin P. Starr | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director James M. Frates | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director George Golumbeski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | Taiwan | | Primary Security ID: | | Y84629107 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | 2330 |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Business Operations Report and Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Plan on Profit Distribution | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | | Mgmt | | For | | Refer | | For |
| | | | | |
| | ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | | Mgmt | | | | | | |
| | | | | |
5.1 | | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | | Mgmt | | For | | For | | For |
Vertex Pharmaceuticals Incorporated
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 92532F100 |
Record Date: | | 04/10/2019 | | Meeting Type: | | Annual | | Ticker: | | VRTX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sangeeta N. Bhatia | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lloyd Carney | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Terrence C. Kearney | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Yuchun Lee | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Jeffrey M. Leiden | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Bruce I. Sachs | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Allogene Therapeutics, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 019770106 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | ALLO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Arie Belldegrun | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director David Bonderman | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director David Chang | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Ionis Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 462222100 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | IONS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stanley T. Crooke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joseph Klein, III | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Joseph Loscalzo | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael Hayden | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify the Appointment Peter N. Reikes as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify the Appointment Brett Monia as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Netflix, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 64110L106 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | NFLX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Timothy M. Haley | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1b | | Elect Director Leslie Kilgore | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1c | | Elect Director Ann Mather | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1d | | Elect Director Susan Rice | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
Sarepta Therapeutics, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 803607100 |
Record Date: | | 04/11/2019 | | Meeting Type: | | Annual | | Ticker: | | SRPT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard J. Barry | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director M. Kathleen Behrens | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Claude Nicaise | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
ACI Worldwide, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2019 | | Country: | | USA | | Primary Security ID: | | 004498101 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | ACIW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Janet O. Estep | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James C. Hale | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Philip G. Heasley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Pamela H. Patsley | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Charles E. Peters, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director David A. Poe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Adalio T. Sanchez | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas W. Warsop, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
CRISPR Therapeutics AG
| | | | | | | | | | |
Meeting Date: | | 06/11/2019 | | Country: | | Switzerland | | Primary Security ID: | | H17182108 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | CRSP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Treatment of Net Loss | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
| | | | | |
4a | | Reelect Rodger Novak as Director and Board Chairman | | Mgmt | | For | | For | | For |
| | | | | |
4b | | Reelect Director Samarth Kulkarni | | Mgmt | | For | | For | | For |
| | | | | |
4c | | Reelect Director Ali Behbahani | | Mgmt | | For | | Refer | | Against |
| | | | | |
4d | | Reelect Director Bradley Bolzon | | Mgmt | | For | | Refer | | Against |
| | | | | |
4e | | Reelect Director Pablo Cagnoni | | Mgmt | | For | | Refer | | Against |
| | | | | |
4f | | Reelect Director Simeon J. George | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
CRISPR Therapeutics AG
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4g | | Elect Director John T. Greene | | Mgmt | | For | | For | | For |
| | | | | |
4h | | Elect Director Katherine A. High | | Mgmt | | For | | For | | For |
| | | | | |
5a | | Appoint Simeon J. George as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5b | | Appoint Pablo Cagnoni as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
5c | | Appoint John T. Greene as Member of the Compensation Committee | | Mgmt | | For | | For | | For |
| | | | | |
6a | | Approve Remuneration of Directors in the Amount of USD 350,000 | | Mgmt | | For | | Refer | | For |
| | | | | |
6b | | Approve Remuneration of Directors in the Amount of USD 5,950,000 | | Mgmt | | For | | Refer | | For |
| | | | | |
6c | | Approve Remuneration of Executive Committee in the Amount of USD 3,050,000 | | Mgmt | | For | | Refer | | For |
| | | | | |
6d | | Approve Remuneration of Executive Committee in the Amount of USD 1,950,000 | | Mgmt | | For | | Refer | | For |
| | | | | |
6e | | Approve Remuneration of Executive Committee in the Amount of USD 48,150,000 | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
| | | | | |
9 | | Amend Pool of Conditional Capital for Employee Benefit Plans | | Mgmt | | For | | Refer | | Against |
| | | | | |
10 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
11 | | Approve 26,134,003 Authorized Capital Increase | | Mgmt | | For | | Refer | | Against |
| | | | | |
12 | | Amend Votes Per Share of Existing Stock | | Mgmt | | For | | Refer | | Against |
| | | | | |
13 | | Amend Votes Per Share of Existing Stock | | Mgmt | | For | | Refer | | Against |
| | | | | |
14 | | Amend Articles Re: Article 17 | | Mgmt | | For | | Refer | | Against |
| | | | | |
15 | | Amend Articles Re: Article 41 | | Mgmt | | For | | Refer | | Against |
| | | | | |
16 | | Designate Marius Meier as Independent Proxy | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Semtech Corporation
| | | | | | | | | | |
Meeting Date: | | 06/13/2019 | | Country: | | USA | | Primary Security ID: | | 816850101 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | SMTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James P. Burra | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Rodolpho C. Cardenuto | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce C. Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Saar Gillai | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Rockell N. Hankin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ye Jane Li | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James T. Lindstrom | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mohan R. Maheswaran | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Carmelo J. Santoro | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Sylvia Summers | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Alphabet Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | USA | | Primary Security ID: | | 02079K305 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | GOOGL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Roger W. Ferguson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ann Mather | | Mgmt | | For | | Refer | | For |
| | | | | |
1.7 | | Elect Director Alan R. Mulally | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sundar Pichai | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director K. Ram Shriram | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Alphabet Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.10 | | Elect Director Robin L. Washington | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | SH | | Against | | For | | For |
| | | | | |
5 | | Adopt a Policy Prohibiting Inequitable Employment Practices | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Establish Societal Risk Oversight Committee | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Report on Sexual Harassment Policies | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | For | | For |
| | | | | |
9 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
10 | | Employ Advisors to Explore Alternatives to Maximize Value | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Approve Nomination of Employee Representative Director | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Adopt Simple Majority Vote | | SH | | Against | | For | | For |
| | | | | |
13 | | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | | SH | | Against | | Against | | Against |
| | | | | |
14 | | Report on Human Rights Risk Assessment | | SH | | Against | | Against | | Against |
| | | | | |
15 | | Adopt Compensation Clawback Policy | | SH | | Against | | For | | For |
| | | | | |
16 | | Report on Policies and Risks Related to Content Governance | | SH | | Against | | Refer | | Against |
Universal Display Corporation
| | | | | | | | | | |
Meeting Date: | | 06/20/2019 | | Country: | | USA | | Primary Security ID: | | 91347P105 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | OLED |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Steven V. Abramson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Richard C. Elias | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Elizabeth H. Gemmill | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Universal Display Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1d | | Elect Director C. Keith Hartley | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Lawrence Lacerte | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Sidney D. Rosenblatt | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sherwin I. Seligsohn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Evogene Ltd.
| | | | | | | | | | |
Meeting Date: | | 06/26/2019 | | Country: | | Israel | | Primary Security ID: | | M4119S104 |
Record Date: | | 05/21/2019 | | Meeting Type: | | Annual | | Ticker: | | EVGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Reelect Sarit Firon as Director | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Reelect Martin S. Gerstel as Director | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Reelect Ziv Kop as Director | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Reelect Adrian Percy as Director | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Reelect Leon Y. Recanati as Director | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Reelect Oded Shoseyov as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Option Grants to to Dr. Adrian Percy and Dr. Oded Shoseyov, Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Approve 2020 Annual Goals and Objectives Cash Bonus to Ofer Haviv, President & CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
A | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | | Mgmt | | None | | Refer | | For |
| | | | | |
| | Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | | Mgmt | | | | | | |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 89 – Ivy VIP Science and Technology
Evogene Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
B1 | | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | Against |
| | | | | |
B2 | | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | Against |
| | | | | |
B3 | | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | | Mgmt | | None | | Refer | | For |
Moderna, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | USA | | Primary Security ID: | | 60770K107 |
Record Date: | | 04/29/2019 | | Meeting Type: | | Annual | | Ticker: | | MRNA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Noubar B. Afeyan | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Stephane Bancel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Peter Barton Hutt | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
IVY VIP SECURIAN REAL ESTATE SECURITIES
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 - Ivy VIP Securian Real Estate Securities
Agree Realty Corporation
| | | | | | | | | | | | | | |
Ticker | | ADC | | Security ID: | | CUSIP 008492100 | | Meeting Date | | 04/25/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Joel Agree | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Craig Erlich | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Gregory Lehmkuhl | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect William S. Rubenfaer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
Alexandria Real Estate Equities, Inc.
| | | | | | | | | | | | | | |
Ticker | | ARE | | Security ID: | | CUSIP 015271109 | | Meeting Date | | 05/09/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Joel S. Marcus | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Steven R. Hash | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect John L. Atkins, III | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect James P. Cain | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Maria C. Freire | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Richard H. Klein | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect James H. Richardson | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Michael A. Woronoff | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
American Homes 4 Rent
| | | | | | | | | | | | | | |
Ticker | | AMH | | Security ID: | | CUSIP 02665T306 | | Meeting Date | | 05/09/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect B. Wayne Hughes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect David P. Singelyn | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect John Corrigan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Douglas N. Benham | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Tamara Hughes Gustavson | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Matthew J. Hart | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect James H. Kropp | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Winifred Markus Webb | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Jay Willoughby | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Kenneth M. Woolley | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
AvalonBay Communities, Inc
| | | | | | | | | | | | | | |
Ticker | | AVB | | Security ID: | | CUSIP 053484101 | | Meeting Date | | 05/16/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Glyn F. Aeppel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Terry S. Brown | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Alan B. Buckelew | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Ronald L. Havner, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Stephen P. Hills | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Richard J. Lieb | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Timothy J. Naughton | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect H. Jay Sarles | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Susan Swanezy | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect W. Edward Walter | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Boston Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | BXP | | Security ID: | | CUSIP 101121101 | | Meeting Date | | 05/21/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Kelly A. Ayotte | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Bruce W. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Karen E. Dykstra | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Carol B. Einiger | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Diane J. Hoskins | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Joel I. Klein | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Douglas T. Linde | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Matthew J. Lustig | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Owen D. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect David A. Twardock | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect William H. Walton III | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approval of the Non-Employee Director Compensation Plan | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Camden Property Trust
| | | | | | | | | | | | | | |
Ticker | | CPT | | Security ID: | | CUSIP 133131102 | | Meeting Date | | 05/09/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Richard J. Campo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Heather J. Brunner | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Scott S. Ingraham | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Renu Khator | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect William B. McGuire, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect D. Keith Oden | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect William F. Paulsen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Frances A. Sevilla-Sacasa | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Steven Webster | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Kelvin R. Westbrook | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Cousins Properties Incorporated
| | | | | | | | | | | | | | |
Ticker | | CUZ | | Security ID: | | CUSIP 222795106 | | Meeting Date | | 04/23/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Charles T. Cannada | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Edward M. Casal | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Robert M. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect M. Colin Connolly | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Lawrence L. Gellerstedt, III | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Lillian C. Giornelli | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect S. Taylor Glover | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Donna W. Hyland | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect R. Dary Stone | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approval of the 2019 Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Cousins Properties Incorporated
| | | | | | | | | | | | | | |
Ticker | | CUZ | | Security ID: | | CUSIP 222795106 | | Meeting Date | | 06/12/2019 | | Meeting Status | | Voted |
Meeting Type | | Special | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Merger issuance | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reverse Stock Split | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
CubeSmart
| | | | | | | | | | | | | | |
Ticker | | CUBE | | Security ID: | | CUSIP 229663109 | | Meeting Date | | 05/14/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Piero Bussani | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Dorothy Dowling | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect John W. Fain | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Marianne M. Keler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Christopher P. Marr | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Deborah Ratner Salzberg | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect John F. Remondi | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Jeffrey F. Rogatz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
CyrusOne Inc.
| | | | | | | | | | | | | | |
Ticker | | CONE | | Security ID: | | CUSIP 23283R100 | | Meeting Date | | 04/29/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect David H. Ferdman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect John W. Gamble, Jr | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Michael A. Klayko | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect T. Tod Nielsen | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Alex Shumate | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect William E. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Lynn A. Wentworth | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Gary J. Wojtaszek | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Digital Realty Trust, Inc.
| | | | | | | | | | | | | | |
Ticker | | DLR | | Security ID: | | CUSIP 253868103 | | Meeting Date | | 05/13/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Laurence A. Chapman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Michael A. Coke | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Kevin J. Kennedy | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect William G. LaPerch | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Afshin Mohebbi | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Mark R. Patterson | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Mary Hogan Preusse | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Dennis E. Singleton | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect A. William Stein | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Douglas Emmett, Inc.
| | | | | | | | | | | | | | |
Ticker | | DEI | | Security ID: | | CUSIP 25960P109 | | Meeting Date | | 05/30/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Dan A. Emmett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Jordan L. Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Kenneth M. Panzer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Christopher H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Leslie E. Bider | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect David T. Feinberg | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Virginia McFerran | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Thomas E. O’Hern | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.9 | | Elect William E. Simon, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Duke Realty Corporation
| | | | | | | | | | | | | | |
Ticker | | DRE | | Security ID: | | CUSIP 264411505 | | Meeting Date | | 04/24/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect John P. Case | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect James B. Connor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Ngaire E. Cuneo | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Charles R. Eitel | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Norman K. Jenkins | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Melanie R. Sabelhaus | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Peter M. Scott III | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect David P. Stockert | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Chris Sultemeier | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Michael E. Szymanczyk | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Warren M. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Lynn C. Thurber | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Equinix, Inc.
| | | | | | | | | | | | | | |
Ticker | | EQIX | | Security ID: | | CUSIP 29444U700 | | Meeting Date | | 05/30/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Thomas Bartlett | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nanci E. Caldwell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Gary F. Hromadko | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Scott Kriens | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect William Luby | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Irving F. Lyons, III | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Charles Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Christopher B. Paisley | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Peter F. Van Camp | | Mgmt | | For | | Withhold | | Against |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amendment to the 2000 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Equity LifeStyle Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | ELS | | Security ID: | | CUSIP 29472R108 | | Meeting Date | | 04/30/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Philip C. Calian | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect David J. Contis | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Constance Freedman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Thomas P. Heneghan | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Tao Huang | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Marguerite Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Scott R. Peppet | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Sheli Z. Rosenberg | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Samuel Zell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
Equity Residential Properties Trust
| | | | | | | | | | | | | | |
Ticker | | EQR | | Security ID: | | CUSIP 29476L107 | | Meeting Date | | 06/27/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Charles L. Atwood | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Raymond Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Linda Walker Bynoe | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Connie K. Duckworth | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Mary Kay Haben | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Bradley A. Keywell | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect John E. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect David J. Neithercut | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Mark J. Parrell | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Mark S. Shapiro | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Stephen E. Sterrett | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Samuel Zell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approval of the 2019 Share Incentive Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Essex Property Trust, Inc.
| | | | | | | | | | | | | | |
Ticker | | ESS | | Security ID: | | CUSIP 297178105 | | Meeting Date | | 05/14/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Keith R. Guericke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Amal M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Mary Kasaris | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Irving F. Lyons, III | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect George M. Marcus | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Thomas E. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Michael J. Schall | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Byron A. Scordelis | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Janice L. Sears | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Extra Space Storage Inc.
| | | | | | | | | | | | | | |
Ticker | | EXR | | Security ID: | | CUSIP 30225T102 | | Meeting Date | | 05/22/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Kenneth M. Woolley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Joseph D. Margolis | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Roger B. Porter | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Joseph J. Bonner | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Ashley Dreier | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Spencer F. Kirk | | Mgmt | | For | | Against | | Against |
| | | | | |
7 | | Elect Dennis J. Letham | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Diane Olmstead | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Four Corners Property Trust, Inc.
| | | | | | | | | | | | | | |
Ticker | | FCPT | | Security ID: | | CUSIP 35086T109 | | Meeting Date | | 06/14/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect William H. Lenehan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Douglas B. Hansen | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect John S. Moody | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Marran H. Ogilvie | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Paul E. Szurek | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Charles Jemley | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Eric S. Hirschhorn | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
GGP Inc.
| | | | | | | | | | | | | | |
Ticker | | GGP | | Security ID: | | CUSIP 36174X101 | | Meeting Date | | 07/26/2018 | | Meeting Status | | Voted |
Meeting Type | | Special | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Merger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Authorization of Dual Class Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elimination of Shareholder Ability to Prohibit Board from Amending Bylaws Already Amended by Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adoption of Supermajority Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Adoption of Supermajority Requirement to Remove Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Proxy Access for Brookfield Property Partners | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elimination of Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Against | | Against |
HCP, Inc.
| | | | | | | | | | | | | | |
Ticker | | HCP | | Security ID: | | CUSIP 40414L109 | | Meeting Date | | 04/25/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Brian G. Cartwright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Christine N. Garvey | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect R. Kent Griffin | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect David B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Thomas M. Herzog | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Lydia H. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Katherine M. Sandstrom | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Healthcare Trust of America, Inc.
| | | | | | | | | | | | | | |
Ticker | | HTA | | Security ID: | | CUSIP 42225P501 | | Meeting Date | | 07/09/2018 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Scott D. Peters | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect W. Bradley Blair, II | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Vicki U. Booth | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Roberta B. Bowman | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Maurice J. DeWald | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Warren D. Fix | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Peter N. Foss | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Daniel S. Henson | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Larry L. Mathis | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Gary T. Wescombe | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Highwoods Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | HIW | | Security ID: | | CUSIP 431284108 | | Meeting Date | | 05/08/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Charles A. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Gene H. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Carlos E. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Edward J. Fritsch | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect David J. Hartzell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Sherry A. Kellett | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Anne H. Lloyd | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote On Executive Compensation | | Mgmt | | For | | For | | For |
Host Hotels & Resorts, Inc.
| | | | | | | | | | | | | | |
Ticker | | HST | | Security ID: | | CUSIP 44107P104 | | Meeting Date | | 05/16/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Mary L. Baglivo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Sheila C. Bair | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Ann McLaughlin Korologos | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Richard E. Marriott | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Sandeep Lakhmi Mathrani | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect John B. Morse, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Mary Hogan Preusse | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Walter C. Rakowich | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect James F. Risoleo | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Gordon H. Smith | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect A. William Stein | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Invitation Homes Inc.
| | | | | | | | | | | | | | |
Ticker | | INVH | | Security ID: | | CUSIP 46187W107 | | Meeting Date | | 05/30/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Bryce Blair | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Dallas B. Tanner | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Jana Cohen Barbe | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Richard D. Bronson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Kenneth A. Caplan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Michael D. Fascitelli | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Robert Harper | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Jeffrey E. Kelter | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect John B. Rhea | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Janice L. Sears | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect William J. Stein | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.12 | | Elect Barry S. Sternlicht | | Mgmt | | For | | Withhold | | Against |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Kilroy Realty Corporation
| | | | | | | | | | | | | | |
Ticker | | KRC | | Security ID: | | CUSIP 49427F108 | | Meeting Date | | 05/16/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect John Kilroy | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Edward Brennan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Jolie Hunt | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Scott Ingraham | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Gary Stevenson | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Peter Stoneberg | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Liberty Property Trust
| | | | | | | | | | | | | | |
Ticker | | LPT | | Security ID: | | CUSIP 531172104 | | Meeting Date | | 05/29/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Thomas C. DeLoach, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Katherine E. Dietze | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Antonio F. Fernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Daniel P. Garton | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Robert G Gifford | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect William P. Hankowsky | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect David L. Lingerfelt | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Marguerite Nader | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Lawrence D. Raiman | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Fredric J. Tomczyk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
National Retail Properties, Inc.
| | | | | | | | | | | | | | |
Ticker | | NNN | | Security ID: | | CUSIP 637417106 | | Meeting Date | | 05/14/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Pamela K. M. Beall | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Steven Cosler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Don DeFosset | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect David M. Fick | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Edward J. Fritsch | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Kevin B. Habicht | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.7 | | Elect Betsy D. Holden | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Sam L. Susser | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Julian E. Whitehurst | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Pebblebrook Hotel Trust
| | | | | | | | | | | | | | |
Ticker | | PEB | | Security ID: | | CUSIP 70509V100 | | Meeting Date | | 06/13/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Jon E. Bortz | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Cydney C. Donnell | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Ron E. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Phillip M. Miller | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Michael J. Schall | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Bonny W. Simi | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Earl E. Webb | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | | ShrHoldr | | Against | | Against | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Physicians Realty Trust
| | | | | | | | | | | | | | |
Ticker | | DOC | | Security ID: | | CUSIP 71943U104 | | Meeting Date | | 04/30/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect John T. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Thomas G. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Stanton D. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Mark A. Baumgartner | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Albert C. Black, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect William A. Ebinger | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Pamela J. Kessler | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Richard A. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amendment to the 2013 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Prologis, Inc.
| | | | | | | | | | | | | | |
Ticker | | PLD | | Security ID: | | CUSIP 74340W103 | | Meeting Date | | 05/01/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Hamid R. Moghadam | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Cristina G. Bita | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect George L. Fotiades | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Philip L. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Lydia H. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect J. Michael Losh | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Irving F. Lyons, III | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect David P. O’Connor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Olivier Piani | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Jeffrey L. Skelton | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Carl B. Webb | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect William D. Zollars | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Public Storage
| | | | | | | | | | | | | | |
Ticker | | PSA | | Security ID: | | CUSIP 74460D109 | | Meeting Date | | 04/24/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Ronald L. Havner, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Tamara Hughes Gustavson | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Uri P. Harkham | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Leslie Stone Heisz | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect B. Wayne Hughes, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Avedick B. Poladian | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Gary E. Pruitt | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect John Reyes | | Mgmt | | For | | Against | | Against |
| | | | | |
9 | | Elect Joseph D. Russell, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Ronald P. Spogli | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Daniel C. Staton | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Qts Realty Trust, Inc.
| | | | | | | | | | | | | | |
Ticker | | QTS | | Security ID: | | CUSIP 74736A103 | | Meeting Date | | 05/09/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Chad L. Williams | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect John W. Barter, III | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect William O. Grabe | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Catherine R. Kinney | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Peter A. Marino | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Scott D. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Mazen Rahwashdeh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Wayne M. Rehberger | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Philip P. Trahanas | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Stephen E. Westhead | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Opt Out of Maryland’s Unsolicited Takeover Act | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amendment to the 2013 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Realty Income Corporation
| | | | | | | | | | | | | | |
Ticker | | O | | Security ID: | | CUSIP 756109104 | | Meeting Date | | 05/14/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Kathleen R. Allen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect A. Larry Chapman | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Reginald H. Gilyard | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Priya Cherian Huskins | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Gerardo I. Lopez | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Michael D. McKee | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Gregory T. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Ronald L. Merriman | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Sumit Roy | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote to Ratify the Amendment to the Company’s Bylaws to Permit Shareholders to Propose Binding Amendments to the Company’s Bylaws | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Regency Centers Corporation
| | | | | | | | | | | | | | |
Ticker | | REG | | Security ID: | | CUSIP 758849103 | | Meeting Date | | 05/07/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Martin E. Stein, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Joseph F. Azrack | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Bryce Blair | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect C. Ronald Blankenship | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Deirdre J. Evens | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Thomas W. Furphy | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Karin Klein | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Peter Linneman | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect David P. O’Connor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Lisa Palmer | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect John C. Schweitzer | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Thomas G. Wattles | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approval of Amendment to the Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Simon Property Group, Inc.
| | | | | | | | | | | | | | |
Ticker | | SPG | | Security ID: | | CUSIP 828806109 | | Meeting Date | | 05/08/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Glyn F. Aeppel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Larry C. Glasscock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Karen N. Horn | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Allan B. Hubbard | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Reuben S. Leibowitz | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Gary M. Rodkin | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Stefan M. Selig | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Daniel C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect J. Albert Smith, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Marta R. Stewart | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approval of the 2019 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
SL Green Realty Corp.
| | | | | | | | | | | | | | |
Ticker | | SLG | | Security ID: | | CUSIP 78440X101 | | Meeting Date | | 05/30/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect John H. Alschuler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Edwin T. Burton III | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Lauren B. Dillard | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Stephen L. Green | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Craig M. Hatkoff | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Andrew W. Mathias | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Store Capital Corp
| | | | | | | | | | | | | | |
Ticker | | STOR | | Security ID: | | CUSIP 862121100 | | Meeting Date | | 05/30/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect Joseph M. Donovan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Mary Fedewa | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Morton H. Fleischer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect William F. Hipp | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Catherine D. Rice | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Einar A. Seadler | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Rajath Shourie | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Quentin P. Smith, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Christopher H. Volk | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approval of an Amendment to the Company’s Bylaws to Allow Shareholders to Amend the Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Sun Communities, Inc.
| | | | | | | | | | | | | | |
Ticker | | SUI | | Security ID: | | CUSIP 866674104 | | Meeting Date | | 05/21/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Gary A. Shiffman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Meghan G. Baivier | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Stephanie W. Bergeron | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Brian M. Hermelin | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Ronald A. Klein | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Clunet R. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Arthur A. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Sunstone Hotel Investors, Inc.
| | | | | | | | | | | | | | |
Ticker | | SHO | | Security ID: | | CUSIP 867892101 | | Meeting Date | | 05/03/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1.1 | | Elect John V. Arabia | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect W. Blake Baird | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.3 | | Elect Andrew Batinovich | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Z. Jamie Behar | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Thomas A. Lewis Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Murray J. McCabe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Douglas M. Pasquale | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Keith P. Russell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | | ShrHoldr | | Against | | Against | | For |
The Macerich Company
| | | | | | | | | | | | | | |
Ticker | | MAC | | Security ID: | | CUSIP 554382101 | | Meeting Date | | 06/07/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Peggy Alford | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect John H. Alschuler | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Eric K. Brandt | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Edward C. Coppola | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Steven R. Hash | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Daniel J. Hirsch | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Diana M. Laing | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Thomas E. O’Hern | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Steven L. Soboroff | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Andrea M. Stephen | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
UDR, Inc.
| | | | | | | | | | | | | | |
Ticker | | UDR | | Security ID: | | CUSIP 902653104 | | Meeting Date | | 05/16/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Katherine A. Cattanach | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Jon A. Grove | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Mary Ann King | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect James D. Klingbeil | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Clint D. McDonnough | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Robert A. McNamara | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Mark R. Patterson | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Thomas W. Toomey | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Ventas, Inc.
| | | | | | | | | | | | | | |
Ticker | | VTR | | Security ID: | | CUSIP 92276F100 | | Meeting Date | | 05/14/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Melody C. Barnes | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Debra A. Cafaro | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Jay M. Gellert | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Richard I. Gilchrist | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Matthew J. Lustig | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Roxanne M. Martino | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Walter C. Rakowich | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Robert D. Reed | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect James D. Shelton | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Weingarten Realty Investors
| | | | | | | | | | | | | | |
Ticker | | WRI | | Security ID: | | CUSIP 948741103 | | Meeting Date | | 04/29/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Andrew M. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Stanford Alexander | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Shelaghmichael Brown | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Stephen A. Lasher | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Thomas L. Ryan | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Elect Douglas W. Schnitzer | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect C. Park Shaper | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Marc J. Shapiro | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Institution Account: 79 – Ivy VIP Securian Real Estate Securities
Welltower Inc.
| | | | | | | | | | | | | | |
Ticker | | WELL | | Security ID: | | CUSIP 95040Q104 | | Meeting Date | | 05/02/2019 | | Meeting Status | | Voted |
Meeting Type | | Annual | | Country of Trade | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| | | | | |
1 | | Elect Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Thomas J. DeRosa | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Karen B. DeSalvo | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Jeffrey H. Donahue | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Timothy J. Naughton | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Elect Sharon M. Oster | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Sergio D. Rivera | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Johnese M. Spisso | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Kathryn M. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect R. Scott Trumbull | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Gary Whitelaw | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
IVY VIP SMALL CAP CORE
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Booz Allen Hamilton Holding Corporation
| | | | | | | | | | |
Meeting Date: | | 07/26/2018 | | Country: | | USA | | Primary Security ID: | | 099502106 |
Record Date: | | 06/04/2018 | | Meeting Type: | | Annual | | Ticker: | | BAH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Horacio D. Rozanski | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ian Fujiyama | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark Gaumond | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gretchen W. McClain | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Rexnord Corporation
| | | | | | | | | | |
Meeting Date: | | 07/26/2018 | | Country: | | USA | | Primary Security ID: | | 76169B102 |
Record Date: | | 05/29/2018 | | Meeting Type: | | Annual | | Ticker: | | RXN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Todd A. Adams | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Theodore D. Crandall | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robin A. Walker-Lee | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Boot Barn Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/07/2018 | | Country: | | USA | | Primary Security ID: | | 099406100 |
Record Date: | | 07/13/2018 | | Meeting Type: | | Annual | | Ticker: | | BOOT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Greg Bettinelli | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Brad J. Brutocao | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James G. Conroy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lisa G. Laube | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Anne MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Brenda I. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter Starrett | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Brad Weston | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
RBC Bearings, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/12/2018 | | Country: | | USA | | Primary Security ID: | | 75524B104 |
Record Date: | | 07/16/2018 | | Meeting Type: | | Annual | | Ticker: | | ROLL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard R. Crowell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Steven H. Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Alan B. Levine | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Integrated Device Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/17/2018 | | Country: | | USA | | Primary Security ID: | | 458118106 |
Record Date: | | 07/25/2018 | | Meeting Type: | | Annual | | Ticker: | | IDTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ken Kannappan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Selena Loh LaCroix | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Umesh Padval | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gordon Parnell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert Rango | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Norman Taffe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gregory L. Waters | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Orion Engineered Carbons SA
| | | | | | | | | | |
Meeting Date: | | 10/16/2018 | | Country: | | Luxembourg | | Primary Security ID: | | L72967109 |
Record Date: | | 09/14/2018 | | Meeting Type: | | Special | | Ticker: | | OEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Information on Resignation of Romeo Kreinberg as Director | | Mgmt | | | | | | |
| | | | | |
2 | | Ratify Co-optation of Kerry Galvin as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Jack Clem as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Corning Painter as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Bio-Techne Corp.
| | | | | | | | | | |
Meeting Date: | | 10/25/2018 | | Country: | | USA | | Primary Security ID: | | 09073M104 |
Record Date: | | 08/31/2018 | | Meeting Type: | | Annual | | Ticker: | | TECH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Fix Number of Directors at Eight | | Mgmt | | For | | For | | For |
| | | | | |
2a | | Elect Director Robert V. Baumgartner | | Mgmt | | For | | For | | For |
| | | | | |
2b | | Elect Director John L. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
2c | | Elect Director Joseph D. Keegan | | Mgmt | | For | | For | | For |
| | | | | |
2d | | Elect Director Charles R. Kummeth | | Mgmt | | For | | For | | For |
| | | | | |
2e | | Elect Director Roeland Nusse | | Mgmt | | For | | For | | For |
| | | | | |
2f | | Elect Director Alpna Seth | | Mgmt | | For | | For | | For |
| | | | | |
2g | | Elect Director Randolph C. Steer | | Mgmt | | For | | For | | For |
| | | | | |
2h | | Elect Director Harold J. Wiens | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify KPMG, LLP as Auditors | | Mgmt | | For | | For | | For |
Avnet, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/16/2018 | | Country: | | USA | | Primary Security ID: | | 053807103 |
Record Date: | | 09/18/2018 | | Meeting Type: | | Annual | | Ticker: | | AVT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rodney C. Adkins | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director William J. Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael A. Bradley | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director R. Kerry Clark | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Brenda L. Freeman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Jo Ann Jenkins | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Oleg Khaykin | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director James A. Lawrence | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Avid Modjtabai | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Avnet, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1j | | Elect Director William H. Schumann ,III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Post Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/24/2019 | | Country: | | USA | | Primary Security ID: | | 737446104 |
Record Date: | | 11/27/2018 | | Meeting Type: | | Annual | | Ticker: | | POST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gregory L. Curl | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ellen F. Harshman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David P. Skarie | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Cubic Corp.
| | | | | | | | | | |
Meeting Date: | | 02/18/2019 | | Country: | | USA | | Primary Security ID: | | 229669106 |
Record Date: | | 12/19/2018 | | Meeting Type: | | Annual | | Ticker: | | CUB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Prithviraj Banerjee | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bruce G. Blakley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Maureen Breakiron-Evans | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Cubic Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Bradley H. Feldmann | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Edwin A. Guiles | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Janice M. Hamby | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director David F. Melcher | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Steven J. Norris | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John H. Warner, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3a | | Eliminate Supermajority Vote Requirement for Certain Business Combinations | | Mgmt | | For | | For | | For |
| | | | | |
3b | | Eliminate Supermajority Vote Requirement to Amend Bylaws Regarding Authorized Number of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3c | | Eliminate Supermajority Vote Requirement for Amendments to Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
3d | | Eliminate Supermajority Vote Requirement for Amendments to Certificate | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Cabot Corp.
| | | | | | | | | | |
Meeting Date: | | 03/07/2019 | | Country: | | USA | | Primary Security ID: | | 127055101 |
Record Date: | | 01/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CBT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael M. Morrow | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sue H. Rataj | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Frank A. Wilson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Matthias L. Wolfgruber | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Orion Engineered Carbons SA
| | | | | | | | | | |
Meeting Date: | | 04/16/2019 | | Country: | | Luxembourg | | Primary Security ID: | | L72967109 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | OEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Annual Accounts | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Consolidated Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Discharge of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Appoint Ernst & Young as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
Orion Engineered Carbons SA
| | | | | | | | | | |
Meeting Date: | | 04/16/2019 | | Country: | | Luxembourg | | Primary Security ID: | | L72967109 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Special | | Ticker: | | OEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Approve Renewal of Authorized Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
FLIR Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/19/2019 | | Country: | | USA | | Primary Security ID: | | 302445101 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | FLIR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director James J. Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director John D. Carter | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director William W. Crouch | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Catherine A. Halligan | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Earl R. Lewis | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Angus L. Macdonald | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Michael T. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Cathy A. Stauffer | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Robert S. Tyrer | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director John W. Wood, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Steven E. Wynne | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Liberty Oilfield Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 53115L104 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | LBRT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Christopher A. Wright | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director William F. Kimble | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cary D. Steinbeck | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director N. John Lancaster, Jr. | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Brett Staffieri | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Peter A. Dea | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Liberty Oilfield Services, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Ken Babcock | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jesal Shah | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
MGIC Investment Corp.
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 552848103 |
Record Date: | | 03/07/2019 | | Meeting Type: | | Annual | | Ticker: | | MTG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Daniel A. Arrigoni | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Cassandra C. Carr | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director C. Edward Chaplin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Curt S. Culver | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Timothy A. Holt | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kenneth M. Jastrow, II | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jodeen A. Kozlak | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Michael E. Lehman | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Melissa B. Lora | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gary A. Poliner | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Patrick Sinks | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Mark M. Zandi | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Portland General Electric Co.
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 736508847 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | POR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John W. Ballantine | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Rodney L. Brown, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jack E. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kirby A. Dyess | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Mark B. Ganz | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Kathryn J. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Michael H. Millegan | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Neil J. Nelson | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director M. Lee Pelton | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Maria M. Pope | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Charles W. Shivery | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Agree Realty Corp.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 008492100 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | ADC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joel N. Agree | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Craig Erlich | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gregory Lehmkuhl | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William S. Rubenfaer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Agree Realty Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
TreeHouse Foods, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 89469A104 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | THS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Linda K. Massman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gary D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jason J. Tyler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Webster Financial Corp.
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Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 947890109 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | WBS |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William L. Atwell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John R. Ciulla | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Crawford | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Elizabeth E. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director E. Carol Hayles | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Laurence C. Morse | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Karen R. Osar | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Webster Financial Corp.
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director Mark Pettie | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Lauren C. States | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Crane Co.
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 224399105 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | CR |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Martin R. Benante | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Donald G. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Dinkins | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director R. S. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ronald C. Lindsay | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ellen McClain | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Charles G. McClure, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Max H. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jennifer M. Pollino | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James L. L. Tullis | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
STAG Industrial, Inc.
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Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 85254J102 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | STAG |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1A | | Elect Director Benjamin S. Butcher | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Virgis W. Colbert | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Michelle S. Dilley | | Mgmt | | For | | For | | For |
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1D | | Elect Director Jeffrey D. Furber | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Larry T. Guillemette | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Francis X. Jacoby, III | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Christopher P. Marr | | Mgmt | | For | | For | | For |
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1H | | Elect Director Hans S. Weger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Black Hills Corp.
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Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 092113109 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | BKH |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Linden R. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert P. Otto | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Mark A. Schober | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Thomas J. Zeller | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Physicians Realty Trust
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Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 71943U104 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | DOC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John T. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Tommy G. Thompson | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Stanton D. Anderson | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Mark A. Baumgartner | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Albert C. Black, Jr. | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director William A. Ebinger | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Pamela J. Kessler | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard A. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Pluralsight, Inc.
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Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 72941B106 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | PS |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary Crittenden | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Tim Maudlin | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Brad Rencher | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Kemper Corp.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 488401100 |
Record Date: | | 03/07/2019 | | Meeting Type: | | Annual | | Ticker: | | KMPR |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Teresa A. Canida | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director George N. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Kathleen M. Cronin | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Lacy M. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Robert J. Joyce | | Mgmt | | For | | For | | For |
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1f | | Elect Director Joseph P. Lacher, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Christopher B. Sarofim | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David P. Storch | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Susan D. Whiting | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Livent Corporation
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Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 53814L108 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | LTHM |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael F. Barry | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Steven T. Merkt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
The Brink’s Co.
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Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 109696104 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | BCO |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Paul G. Boynton | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ian D. Clough | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Susan E. Docherty | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Reginald D. Hedgebeth | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dan R. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Michael J. Herling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Douglas A. Pertz | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director George I. Stoeckert | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte and Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Encompass Health Corp.
| | | | | | | | | | |
Meeting Date: | | 05/03/2019 | | Country: | | USA | | Primary Security ID: | | 29261A100 |
Record Date: | | 03/07/2019 | | Meeting Type: | | Annual | | Ticker: | | EHC |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director John W. Chidsey | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Donald L. Correll | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Yvonne M. Curl | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Charles M. Elson | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Joan E. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Leo I. Higdon, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Leslye G. Katz | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John E. Maupin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Nancy M. Schlichting | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director L. Edward Shaw, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mark J. Tarr | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Encompass Health Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Chemical Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 163731102 |
Record Date: | | 03/12/2019 | | Meeting Type: | | Annual | | Ticker: | | CHFC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James R. Fitterling | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald A. Klein | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard M. Lievense | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Barbara J. Mahone | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Barbara L. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director John E. Pelizzari | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director David T. Provost | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas C. Shafer | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Larry D. Stauffer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Jeffrey L. Tate | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Gary Torgow | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Arthur A. Weiss | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Franklin C. Wheatlake | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
PROS Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 74346Y103 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | PRO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andres D. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald F. Woestemeyer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Callon Petroleum Company
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 13123X102 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CPE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael L. Finch | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Larry D. McVay | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Gardner Denver Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 36555P107 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | GDI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Vicente Reynal | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director John Humphrey | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joshua T. Weisenbeck | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Gardner Denver Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Ryman Hospitality Properties, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 78377T107 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | RHP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Rachna Bhasin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Alvin Bowles, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Fazal Merchant | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Patrick Q. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Christine Pantoya | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert S. Prather, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Colin V. Reed | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michael I. Roth | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
ALLETE, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | USA | | Primary Security ID: | | 018522300 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | ALE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kathryn W. Dindo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director George G. Goldfarb | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Alan R. Hodnik | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director James J. Hoolihan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
ALLETE, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1e | | Elect Director Heidi E. Jimmerson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Madeleine W. Ludlow | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Susan K. Nestegard | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Douglas C. Neve | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Bethany M. Owen | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Robert P. Powers | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Spirit Airlines, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | USA | | Primary Security ID: | | 848577102 |
Record Date: | | 03/27/2019 | | Meeting Type: | | Annual | | Ticker: | | SAVE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Carlton D. Donaway | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director H. McIntyre Gardner | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Myrna M. Soto | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Cardtronics plc
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G1991C105 |
Record Date: | | 03/18/2019 | | Meeting Type: | | Annual | | Ticker: | | CATM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Julie Gardner | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Cardtronics plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1b | | Elect Director Mark Rossi | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Warren C. Jenson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Edward H. West | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Douglas L. Braunstein | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP (U.S.) as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reappoint KPMG LLP (U.K.) as Statutory Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote to Ratify Directors’ Compensation Report | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorize the Company to Use Electronic Communications | | Mgmt | | For | | Refer | | For |
ICU Medical, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 44930G107 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | ICUI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Vivek Jain | | Mgmt | | For | | For | | Withhold |
| | | | | |
1.2 | | Elect Director George A. Lopez | | Mgmt | | For | | For | | Withhold |
| | | | | |
1.3 | | Elect Director Robert S. Swinney | | Mgmt | | For | | For | | Withhold |
| | | | | |
1.4 | | Elect Director David C. Greenberg | | Mgmt | | For | | For | | Withhold |
| | | | | |
1.5 | | Elect Director Elisha W. Finney | | Mgmt | | For | | For | | Withhold |
| | | | | |
1.6 | | Elect Director David F. Hoffmeister | | Mgmt | | For | | For | | Withhold |
| | | | | |
1.7 | | Elect Director Donald M. Abbey | | Mgmt | | For | | For | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
ICU Medical, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
IDACORP, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 451107106 |
Record Date: | | 03/26/2019 | | Meeting Type: | | Annual | | Ticker: | | IDA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Darrel T. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Thomas Carlile | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard J. Dahl | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Annette G. Elg | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ronald W. Jibson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Judith A. Johansen | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dennis L. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Christine King | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Richard J. Navarro | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
Everbridge, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/17/2019 | | Country: | | USA | | Primary Security ID: | | 29978A104 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | EVBG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard D’Amore | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Bruns Grayson | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Everbridge, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
MSA Safety Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/17/2019 | | Country: | | USA | | Primary Security ID: | | 553498106 |
Record Date: | | 02/19/2019 | | Meeting Type: | | Annual | | Ticker: | | MSA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert A. Bruggeworth | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gregory B. Jordan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Rebecca B. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William R. Sperry | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Chemed Corporation
| | | | | | | | | | |
Meeting Date: | | 05/20/2019 | | Country: | | USA | | Primary Security ID: | | 16359R103 |
Record Date: | | 03/26/2019 | | Meeting Type: | | Annual | | Ticker: | | CHE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kevin J. McNamara | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joel F. Gemunder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Patrick P. Grace | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Thomas C. Hutton | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Walter L. Krebs | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Andrea R. Lindell | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Thomas P. Rice | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Chemed Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Donald E. Saunders | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director George J. Walsh, III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Frank E. Wood | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Political Contributions | | SH | | Against | | Against | | Against |
Americold Realty Trust
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 03064D108 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | COLD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Fred W. Boehler | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director George J. Alburger, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director James R. Heistand | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Michelle M. MacKay | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Mark R. Patterson | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Andrew P. Power | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Cactus, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 127203107 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | WHD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Joel Bender | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Alan Semple | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
Designer Brands Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 250565108 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | DBI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Elaine J. Eisenman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joanna T. Lau | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Joseph A. Schottenstein | | Mgmt | | For | | Withhold | | Withhold |
| | | | | |
1.4 | | Elect Director Ekta Singh-Bushell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
EVERTEC, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | Puerto Rico | | Primary Security ID: | | 30040P103 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | EVTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Frank G. D’Angelo | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Morgan M. Schuessler, Jr. | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
EVERTEC, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1c | | Elect Director Olga Botero | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jorge A. Junquera | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Ivan Pagan | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Aldo J. Polak | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Alan H. Schumacher | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Brian J. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Thomas W. Swidarski | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Green Dot Corporation
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 39304D102 |
Record Date: | | 04/02/2019 | | Meeting Type: | | Annual | | Ticker: | | GDOT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kenneth C. Aldrich | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director J. Chris Brewster | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Glinda Bridgforth Hodges | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Rajeev V. Date | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Saturnino “Nino” Fanlo | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William I. Jacobs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director George T. Shaheen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Steven W. Streit | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
ONE Gas, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 68235P108 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | OGS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Arcilia C. Acosta | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert B. Evans | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John W. Gibson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Tracy E. Hart | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael G. Hutchinson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Pattye L. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Pierce H. Norton, II | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eduardo A. Rodriguez | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Douglas H. Yaeger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Argo Group International Holdings Ltd.
| | | | | | | | | | |
Meeting Date: | | 05/24/2019 | | Country: | | Bermuda | | Primary Security ID: | | G0464B107 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Proxy Contest | | Ticker: | | ARGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proxy (White Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1a | | Elect Director F. Sedgwick Browne | | Mgmt | | For | | Refer | | For |
| | | | | |
1b | | Elect Director Kathleen A. Nealon | | Mgmt | | For | | Refer | | For |
| | | | | |
1c | | Elect Director Samuel G. Liss | | Mgmt | | For | | Refer | | For |
| | | | | |
1d | | Elect Director Al-Noor Ramji | | Mgmt | | For | | Refer | | For |
| | | | | |
1e | | Elect Director John H. Tonelli | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Argo Group International Holdings Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Remove Existing Director Gary V. Woods | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Remove Existing Director Hector De Leon | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Remove Existing Director John R. Power, Jr. | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Remove Existing Director Mural R. Josephson | | SH | | Against | | Refer | | Against |
| | | | | |
| | NOTE: FOR is NOT a Valid Vote Option for items 9-12 | | Mgmt | | | | | | |
| | | | | |
9 | | Elect Director Nicholas C. Walsh | | SH | | Against | | Refer | | Against |
| | | | | |
10 | | Elect Director Carol A. McFate | | SH | | Against | | Refer | | Against |
| | | | | |
11 | | Elect Director Kathleen M. Dussault | | SH | | Against | | Refer | | Against |
| | | | | |
12 | | Elect Director Bernard C. Bailey | | SH | | Against | | Refer | | Against |
| | | | | |
| | Dissident Proxy (Blue Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1a | | Elect Director Charles H. Dangelo | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
1b | | Management Nominee Kathleen A. Nealon | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
1c | | Management Nominee Samuel G. Liss | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
1d | | Management Nominee Al-Noor Ramji | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
1e | | Management Nominee John H. Tonelli | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | Against | | Refer | | Do Not Vote |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | Against | | Refer | | Do Not Vote |
| | | | | |
4 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | Refer | | Do Not Vote |
| | | | | |
5 | | Remove Existing Director Gary V. Woods | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
6 | | Remove Existing Director Hector De Leon | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
7 | | Remove Existing Director John R. Power, Jr. | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
8 | | Remove Existing Director Mural R. Josephson | | SH | | For | | Refer | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Argo Group International Holdings Ltd.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Elect Director Nicholas C. Walsh | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
10 | | Elect Director Carol A. McFate | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
11 | | Elect Director Kathleen M. Dussault | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
12 | | Elect Director Bernard C. Bailey | | SH | | For | | Refer | | Do Not Vote |
Old Republic International Corporation
| | | | | | | | | | |
Meeting Date: | | 05/24/2019 | | Country: | | USA | | Primary Security ID: | | 680223104 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | ORI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steven J. Bateman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Jimmy A. Dew | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director John M. Dixon | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Glenn W. Reed | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Dennis P. Van Mieghem | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Proxy Access Right | | SH | | Against | | Against | | Against |
ICF International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 44925C103 |
Record Date: | | 04/02/2019 | | Meeting Type: | | Annual | | Ticker: | | ICFI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Srikant M. Datar | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
ICF International, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Peter M. Schulte | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Insulet Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 45784P101 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | PODD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jessica Hopfield | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David Lemoine | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Grant Thornton LLP as Auditor | | Mgmt | | For | | For | | For |
Cerus Corporation
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 157085101 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | CERS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jami Dover Nachtsheim | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gail Schulze | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Clean Harbors, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 184496107 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CLH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andrea Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lauren C. States | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
GreenSky, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 39572G100 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | GSKY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gregg Freishtat | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David Zalik | | Mgmt | | For | | Refer | | Withhold |
Vonage Holdings Corp.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 92886T201 |
Record Date: | | 04/09/2019 | | Meeting Type: | | Annual | | Ticker: | | VG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Alan Masarek | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Hamid Akhavan | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael J. McConnell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gary Steele | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Vonage Holdings Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
| | | | | |
5 | | Amend Tax Benefits Preservation Plan | | Mgmt | | For | | Refer | | For |
Chemical Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 06/07/2019 | | Country: | | USA | | Primary Security ID: | | 163731102 |
Record Date: | | 05/01/2019 | | Meeting Type: | | Special | | Ticker: | | CHFC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | Against |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Magnolia Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 06/07/2019 | | Country: | | USA | | Primary Security ID: | | 559663109 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | MGY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Stephen I. Chazen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Arcilia C. Acosta | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Angela M. Busch | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Edward P. Djerejian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James R. Larson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael G. MacDougall | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Dan F. Smith | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Magnolia Oil & Gas Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1h | | Elect Director John B. Walker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Switch, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/07/2019 | | Country: | | USA | | Primary Security ID: | | 87105L104 |
Record Date: | | 04/17/2019 | | Meeting Type: | | Annual | | Ticker: | | SWCH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Rob Roy | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Donald D. Snyder | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Tom Thomas | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Bryan Wolf | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director Zareh Hovik Sarrafian | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.6 | | Elect Director Kim Sheehy | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Q2 Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2019 | | Country: | | USA | | Primary Security ID: | | 74736L109 |
Record Date: | | 04/24/2019 | | Meeting Type: | | Annual | | Ticker: | | QTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael J. Maples, Sr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James R. Offerdahl | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director R. H. Seale, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Q2 Holdings, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
Grand Canyon Education, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2019 | | Country: | | USA | | Primary Security ID: | | 38526M106 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | LOPE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brian E. Mueller | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sara R. Dial | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jack A. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kevin F. Warren | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Red Rock Resorts, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2019 | | Country: | | USA | | Primary Security ID: | | 75700L108 |
Record Date: | | 04/25/2019 | | Meeting Type: | | Annual | | Ticker: | | RRR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Frank J. Fertitta, III | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Lorenzo J. Fertitta | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Robert A. Cashell, Jr. | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.4 | | Elect Director Robert E. Lewis | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.5 | | Elect Director James E. Nave | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Red Rock Resorts, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | Against | | Against |
Tandem Diabetes Care, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | USA | | Primary Security ID: | | 875372203 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | TNDM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Douglas A. Roeder | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John F. Sheridan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard P. Valencia | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Nomad Foods Limited
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | Virgin Isl (UK) | | Primary Security ID: | | G6564A105 |
Record Date: | | 05/03/2019 | | Meeting Type: | | Annual | | Ticker: | | NOMD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Martin Ellis Franklin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Noam Gottesman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ian G.H. Ashken | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 87 – Ivy VIP Small Cap Core
Nomad Foods Limited
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Stefan Descheemaeker | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mohamed Elsarky | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeremy Isaacs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James E. Lillie | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Stuart M. MacFarlane | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lord Myners of Truro | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Victoria Parry | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Simon White | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Samy Zekhout | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
STAAR Surgical Company
| | | | | | | | | | |
Meeting Date: | | 06/20/2019 | | Country: | | USA | | Primary Security ID: | | 852312305 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | STAA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stephen C. Farrell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Caren Mason | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John C. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Louis E. Silverman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William P. Wall | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration of Non-Employee Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
IVY VIP SMALL CAP GROWTH
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Kornit Digital Ltd.
| | | | | | | | | | |
Meeting Date: | | 07/19/2018 | | Country: | | Israel | | Primary Security ID: | | M6372Q113 |
Record Date: | | 05/14/2018 | | Meeting Type: | | Annual | | Ticker: | | KRNT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Reelect Yuval Cohen as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Reelect Eli Blatt as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Reelect Marc Lesnick as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.1 | | Reelect Lauri Hanover as External Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect Yehoshua (Shuki) Nir as External Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Annual Cash Compensation of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Approve Equity Grants to Certain Non-Executive Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Employment Terms of CEO | | Mgmt | | For | | Refer | | For |
| | | | | |
A | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | | Mgmt | | None | | Refer | | For |
Booz Allen Hamilton Holding Corporation
| | | | | | | | | | |
Meeting Date: | | 07/26/2018 | | Country: | | USA | | Primary Security ID: | | 099502106 |
Record Date: | | 06/04/2018 | | Meeting Type: | | Annual | | Ticker: | | BAH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Horacio D. Rozanski | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ian Fujiyama | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Mark Gaumond | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Gretchen W. McClain | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Booz Allen Hamilton Holding Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
NVE Corporation
| | | | | | | | | | |
Meeting Date: | | 08/02/2018 | | Country: | | USA | | Primary Security ID: | | 629445206 |
Record Date: | | 06/08/2018 | | Meeting Type: | | Annual | | Ticker: | | NVEC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Terrence W. Glarner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Daniel A. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Patricia M. Hollister | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard W. Kramp | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary R. Maharaj | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
8x8, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/07/2018 | | Country: | | USA | | Primary Security ID: | | 282914100 |
Record Date: | | 06/15/2018 | | Meeting Type: | | Annual | | Ticker: | | EGHT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Guy L. Hecker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bryan R. Martin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Vikram Verma | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Eric Salzman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ian Potter | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jaswinder Pal Singh | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
8x8, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Vladimir Jacimovic | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Moss Adams LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
New Relic, Inc.
| | | | | | | | | | |
Meeting Date: | | 08/21/2018 | | Country: | | USA | | Primary Security ID: | | 64829B100 |
Record Date: | | 06/22/2018 | | Meeting Type: | | Annual | | Ticker: | | NEWR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Sohaib Abbasi | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Hope Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Adam Messinger | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
American Woodmark Corp.
| | | | | | | | | | |
Meeting Date: | | 08/23/2018 | | Country: | | USA | | Primary Security ID: | | 030506109 |
Record Date: | | 06/22/2018 | | Meeting Type: | | Annual | | Ticker: | | AMWD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andrew B. Cogan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James G. Davis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director S. Cary Dunston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Martha M. Hayes | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Daniel T. Hendrix | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Carol B. Moerdyk | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
American Woodmark Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director David W. Moon | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Vance W. Tang | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Motorcar Parts of America, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/06/2018 | | Country: | | USA | | Primary Security ID: | | 620071100 |
Record Date: | | 08/08/2018 | | Meeting Type: | | Annual | | Ticker: | | MPAA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Selwyn Joffe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Scott J. Adelson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David Bryan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Rudolph J. Borneo | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Joseph Ferguson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Philip Gay | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Duane Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jeffrey Mirvis | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Timothy D. Vargo | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Barbara L. Whittaker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Boot Barn Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/07/2018 | | Country: | | USA | | Primary Security ID: | | 099406100 |
Record Date: | | 07/13/2018 | | Meeting Type: | | Annual | | Ticker: | | BOOT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Greg Bettinelli | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Brad J. Brutocao | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James G. Conroy | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lisa G. Laube | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Anne MacDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Brenda I. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter Starrett | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Brad Weston | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
RBC Bearings, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/12/2018 | | Country: | | USA | | Primary Security ID: | | 75524B104 |
Record Date: | | 07/16/2018 | | Meeting Type: | | Annual | | Ticker: | | ROLL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard R. Crowell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Steven H. Kaplan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Alan B. Levine | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Integrated Device Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 09/17/2018 | | Country: | | USA | | Primary Security ID: | | 458118106 |
Record Date: | | 07/25/2018 | | Meeting Type: | | Annual | | Ticker: | | IDTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ken Kannappan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Selena Loh LaCroix | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Umesh Padval | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gordon Parnell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert Rango | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Norman Taffe | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gregory L. Waters | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Mimecast Ltd.
| | | | | | | | | | |
Meeting Date: | | 10/04/2018 | | Country: | | United Kingdom | | Primary Security ID: | | G14838109 |
Record Date: | | 10/02/2018 | | Meeting Type: | | Annual | | Ticker: | | MIME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director Peter Bauer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Jeffrey Lieberman | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Hagi Schwartz | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
AAR Corp.
| | | | | | | | | | |
Meeting Date: | | 10/10/2018 | | Country: | | USA | | Primary Security ID: | | 000361105 |
Record Date: | | 08/14/2018 | | Meeting Type: | | Annual | | Ticker: | | AIR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Anthony K. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael R. Boyce | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David P. Storch | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jennifer L. Vogel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Mercury Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 10/24/2018 | | Country: | | USA | | Primary Security ID: | | 589378108 |
Record Date: | | 08/21/2018 | | Meeting Type: | | Annual | | Ticker: | | MRCY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director George K. Muellner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Vincent Vitto | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
SailPoint Technologies Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/06/2018 | | Country: | | USA | | Primary Security ID: | | 78781P105 |
Record Date: | | 09/10/2018 | | Meeting Type: | | Annual | | Ticker: | | SAIL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark McClain | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Kenneth (Chip) J. Virnig, II | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
K2M Group Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/07/2018 | | Country: | | USA | | Primary Security ID: | | 48273J107 |
Record Date: | | 10/04/2018 | | Meeting Type: | | Special | | Ticker: | | KTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Viavi Solutions, Inc.
| | | | | | | | | | |
Meeting Date: | | 11/14/2018 | | Country: | | USA | | Primary Security ID: | | 925550105 |
Record Date: | | 09/20/2018 | | Meeting Type: | | Annual | | Ticker: | | VIAV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Richard E. Belluzzo | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Keith Barnes | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Laura Black | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Tor Braham | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Timothy Campos | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Donald Colvin | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Masood A. Jabbar | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Viavi Solutions, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Oleg Khaykin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Zscaler, Inc.
| | | | | | | | | | |
Meeting Date: | | 12/18/2018 | | Country: | | USA | | Primary Security ID: | | 98980G102 |
Record Date: | | 10/25/2018 | | Meeting Type: | | Annual | | Ticker: | | ZS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Karen Blasing | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Charles Giancarlo | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Apptio, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/08/2019 | | Country: | | USA | | Primary Security ID: | | 03835C108 |
Record Date: | | 12/06/2018 | | Meeting Type: | | Special | | Ticker: | | APTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Integrated Device Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/15/2019 | | Country: | | USA | | Primary Security ID: | | 458118106 |
Record Date: | | 11/23/2018 | | Meeting Type: | | Special | | Ticker: | | IDTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
SendGrid, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/30/2019 | | Country: | | USA | | Primary Security ID: | | 816883102 |
Record Date: | | 12/13/2018 | | Meeting Type: | | Special | | Ticker: | | SEND |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Woodward, Inc.
| | | | | | | | | | |
Meeting Date: | | 01/30/2019 | | Country: | | USA | | Primary Security ID: | | 980745103 |
Record Date: | | 12/03/2018 | | Meeting Type: | | Annual | | Ticker: | | WWD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John D. Cohn | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eileen P. Drake | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James R. Rulseh | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gregg C. Sengstack | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
AMN Healthcare Services, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/17/2019 | | Country: | | USA | | Primary Security ID: | | 001744101 |
Record Date: | | 02/20/2019 | | Meeting Type: | | Annual | | Ticker: | | AMN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Mark G. Foletta | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director R. Jeffrey Harris | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Michael M.E. Johns | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Daphne E. Jones | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Martha H. Marsh | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Susan R. Salka | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Andrew M. Stern | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Douglas D. Wheat | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Carvana Co.
| | | | | | | | | | |
Meeting Date: | | 04/23/2019 | | Country: | | USA | | Primary Security ID: | | 146869102 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | CVNA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director J. Danforth “Dan” Quayle | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Gregory Sullivan | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Calavo Growers, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 128246105 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | CVGW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Lecil E. Cole | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Steven Hollister | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James D. Helin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Donald M. Sanders | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Marc L. Brown | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Michael A. DiGregorio | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Scott Van Der Kar | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director J. Link Leavens | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director Dorcas H. Thille | | Mgmt | | For | | Refer | | For |
| | | | | |
1.10 | | Elect Director John M. Hunt | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Egidio Carbone, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Harold S. Edwards | | Mgmt | | For | | Refer | | For |
| | | | | |
1.13 | | Elect Director Kathleen M. Holmgren | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Crane Co.
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 224399105 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | CR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Martin R. Benante | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Donald G. Cook | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael Dinkins | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director R. S. Evans | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Crane Co.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Ronald C. Lindsay | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ellen McClain | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles G. McClure, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Max H. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jennifer M. Pollino | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James L. L. Tullis | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Paycom Software, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/29/2019 | | Country: | | USA | | Primary Security ID: | | 70432V102 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | PAYC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jason D. Clark | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Henry C. Duques | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Chad Richison | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | SH | | Against | | For | | For |
Pluralsight, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 72941B106 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | PS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary Crittenden | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Pluralsight, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Tim Maudlin | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Brad Rencher | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Sprouts Farmers Markets, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 85208M102 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | SFM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kristen E. Blum | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Shon A. Boney | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Centennial Resource Development, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 15136A102 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | CDEV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark G. Papa | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David M. Leuschen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Pierre F. Lapeyre, Jr. | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Centennial Resource Development, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Amend Charter to Eliminate Certain Provisions Relating to the Company’s Business Combination and its Capital Structure pPeceding the Business Combination | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Heritage Financial Corp. (Washington)
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 42722X106 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | HFWA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brian S. Charneski | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John A. Clees | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Kimberly T. Ellwanger | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stephen A. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Deborah J. Gavin | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey S. Lyon | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Gragg E. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Anthony B. Pickering | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Brian L. Vance | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ann Watson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Crowe LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Pool Corporation
| | | | | | | | | | |
Meeting Date: | | 05/01/2019 | | Country: | | USA | | Primary Security ID: | | 73278L105 |
Record Date: | | 03/14/2019 | | Meeting Type: | | Annual | | Ticker: | | POOL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Andrew W. Code | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Timothy M. Graven | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Debra S. Oler | | Mgmt | �� | For | | For | | For |
| | | | | |
1d | | Elect Director Manuel J. Perez de la Mesa | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Harlan F. Seymour | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert C. Sledd | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director John E. Stokely | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director David G. Whalen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
SailPoint Technologies Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 78781P105 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | SAIL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Heidi M. Melin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James M. Pflaging | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
The Brink’s Co.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 109696104 |
Record Date: | | 03/01/2019 | | Meeting Type: | | Annual | | Ticker: | | BCO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Paul G. Boynton | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ian D. Clough | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Susan E. Docherty | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Reginald D. Hedgebeth | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dan R. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Michael J. Herling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Douglas A. Pertz | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director George I. Stoeckert | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte and Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Varonis Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 922280102 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | VRNS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kevin Comolli | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John J. Gavin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Fred Van Den Bosch | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Hilton Grand Vacations, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 43283X105 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | HGV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark D. Wang | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Leonard A. Potter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Brenda J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David W. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mark H. Lazarus | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Pamela H. Patsley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul W. Whetsell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
LPL Financial Holdings Inc.
| | | | | | | | | | |
Meeting Date: | | 05/08/2019 | | Country: | | USA | | Primary Security ID: | | 50212V100 |
Record Date: | | 03/11/2019 | | Meeting Type: | | Annual | | Ticker: | | LPLA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dan H. Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William F. Glavin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Allison H. Mnookin | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James S. Putnam | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James S. Riepe | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Richard P. Schifter | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Corey E. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Air Transport Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 00922R105 |
Record Date: | | 03/14/2019 | | Meeting Type: | | Annual | | Ticker: | | ATSG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Richard M. Baudouin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Robert K. Coretz | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Joseph C. Hete | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Raymond E. Johns, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Laura J. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Randy D. Rademacher | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director J. Christopher Teets | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Jeffrey J. Vorholt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Issuance of Shares for Exercise of Warrants | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Inogen, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 45780L104 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | INGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Loren McFarland | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Benjamin Anderson-Ray | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Scott Wilkinson | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Inogen, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Kratos Defense & Security Solutions, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 50077B207 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | KTOS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Scott Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bandel Carano | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric DeMarco | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William Hoglund | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Scot Jarvis | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jane Judd | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Samuel Liberatore | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Amy Zegart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Tactile Systems Technology, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | USA | | Primary Security ID: | | 87357P100 |
Record Date: | | 03/13/2019 | | Meeting Type: | | Annual | | Ticker: | | TCMD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William W. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Raymond O. Huggenberger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gerald R. Mattys | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Tactile Systems Technology, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.4 | | Elect Director Richard J. Nigon | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Cheryl Pegus | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Kevin H. Roche | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Peter H. Soderberg | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
John Bean Technologies Corporation
| | | | | | | | | | |
Meeting Date: | | 05/10/2019 | | Country: | | USA | | Primary Security ID: | | 477839104 |
Record Date: | | 03/14/2019 | | Meeting Type: | | Annual | | Ticker: | | JBT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alan D. Feldman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James E. Goodwin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
The Timken Co.
| | | | | | | | | | |
Meeting Date: | | 05/10/2019 | | Country: | | USA | | Primary Security ID: | | 887389104 |
Record Date: | | 02/20/2019 | | Meeting Type: | | Annual | | Ticker: | | TKR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Maria A. Crowe | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Elizabeth A. Harrell | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
The Timken Co.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Richard G. Kyle | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John A. Luke, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Christopher L. Mapes | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James F. Palmer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ajita G. Rajendra | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Frank C. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John M. Timken, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ward J. Timken, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Jacqueline F. Woods | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Omnicell, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/14/2019 | | Country: | | USA | | Primary Security ID: | | 68213N109 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | OMCL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director James T. Judson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Bruce E. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce D. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Community Healthcare Trust Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 20369C106 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CHCT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alan Gardner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Claire Gulmi | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert Hensley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lawrence Van Horn | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Timothy G. Wallace | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
Envestnet, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 29404K106 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | ENV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Judson Bergman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Anil Arora | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Gayle Crowell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Valerie Mosley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Dorman Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2019 | | Country: | | USA | | Primary Security ID: | | 258278100 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | DORM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Steven L. Berman | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kevin M. Olsen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director John J. Gavin | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Paul R. Lederer | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard T. Riley | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Kelly A. Romano | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director G. Michael Stakias | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
HMS Holdings Corp.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 40425J101 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | HMSY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director William F. Miller, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ellen A. Rudnick | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard H. Stowe | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Cora M. Tellez | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
iRhythm Technologies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 450056106 |
Record Date: | | 03/29/2019 | | Meeting Type: | | Annual | | Ticker: | | IRTC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce G. Bodaken | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Ralph Snyderman | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Abhijit Y. Talwalkar | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
NovoCure Limited
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | Jersey | | Primary Security ID: | | G6674U108 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | NVCR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Jeryl L. Hilleman | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Kinyip Gabriel Leung | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
PGT Innovations, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/22/2019 | | Country: | | USA | | Primary Security ID: | | 69336V101 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | PGTI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Alexander R. Castaldi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William J. Morgan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
PGT Innovations, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Aerie Pharmaceuticals, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 00771V108 |
Record Date: | | 03/26/2019 | | Meeting Type: | | Annual | | Ticker: | | AERI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gerald D. Cagle | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard Croarkin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Green Dot Corporation
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 39304D102 |
Record Date: | | 04/02/2019 | | Meeting Type: | | Annual | | Ticker: | | GDOT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kenneth C. Aldrich | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director J. Chris Brewster | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Glinda Bridgforth Hodges | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Rajeev V. Date | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Saturnino “Nino” Fanlo | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William I. Jacobs | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Green Dot Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director George T. Shaheen | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Steven W. Streit | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Merit Medical Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 589889104 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | MMSI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director F. Ann Millner | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Thomas J. Gunderson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jill D. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
MGP Ingredients, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 55303J106 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | MGPI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director James L. Bareuther | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Terrence P. Dunn | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Anthony P. Foglio | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director David J. Colo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
MGP Ingredients, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Texas Roadhouse, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 882681109 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | TXRH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gregory N. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director W. Kent Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Curtis A. Warfield | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kathleen M. Widmer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James R. Zarley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Seacoast Banking Corporation of Florida
| | | | | | | | | | |
Meeting Date: | | 05/24/2019 | | Country: | | USA | | Primary Security ID: | | 811707801 |
Record Date: | | 03/25/2019 | | Meeting Type: | | Annual | | Ticker: | | SBCF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dennis J. Arczynski | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Maryann Goebel | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas E. Rossin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert J. Lipstein | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Crowe LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Seacoast Banking Corporation of Florida
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Coupa Software Incorporated
| | | | | | | | | | |
Meeting Date: | | 05/28/2019 | | Country: | | USA | | Primary Security ID: | | 22266L106 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Annual | | Ticker: | | COUP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert Bernshteyn | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Leslie Campbell | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Frank van Veenendaal | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Five9, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/28/2019 | | Country: | | USA | | Primary Security ID: | | 338307101 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | FIVN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jack Acosta | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Rowan Trollope | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director David S. Welsh | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Healthcare Services Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/28/2019 | | Country: | | USA | | Primary Security ID: | | 421906108 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | HCSG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Theodore Wahl | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John M. Briggs | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert L. Frome | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert J. Moss | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dino D. Ottaviano | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Michael E. McBryan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Diane S. Casey | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John J. McFadden | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jude Visconto | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Daniela Castagnino | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
PetIQ, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 71639T106 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | PETQ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Mark First | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Larry Bird | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Zendesk, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/29/2019 | | Country: | | USA | | Primary Security ID: | | 98936J101 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | ZEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Carl Bass | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Michael Frandsen | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Thomas Szkutak | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Installed Building Products, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 45780R101 |
Record Date: | | 04/04/2019 | | Meeting Type: | | Annual | | Ticker: | | IBP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jeffrey W. Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lawrence A. Hilsheimer | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Janet E. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Insulet Corporation
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 45784P101 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | PODD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Jessica Hopfield | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Insulet Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director David Lemoine | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Grant Thornton LLP as Auditor | | Mgmt | | For | | For | | For |
Knight-Swift Transportation Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 499049104 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | KNX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael Garnreiter | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David Vander Ploeg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert Synowicki | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director David Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kevin Knight | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Grant Thornton LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | SH | | None | | For | | For |
Teladoc Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/30/2019 | | Country: | | USA | | Primary Security ID: | | 87918A105 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | TDOC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Helen Darling | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William H. Frist | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Teladoc Health, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.3 | | Elect Director Michael Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jason Gorevic | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Brian McAndrews | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Thomas G. McKinley | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Arneek Multani | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kenneth H. Paulus | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David Shedlarz | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director David B. Snow, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Mark Douglas Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Globant SA
| | | | | | | | | | |
Meeting Date: | | 05/31/2019 | | Country: | | Luxembourg | | Primary Security ID: | | L44385109 |
Record Date: | | 05/17/2019 | | Meeting Type: | | Annual/Special | | Ticker: | | GLOB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Receive Board’s and Auditor’s Reports | | Mgmt | | | | | | |
| | | | | |
2 | | Approve Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Grant of Equity Awards to Mario Vazquez and Linda Rottenberg | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
8 | | Approve Share Based Compensation Payable to Mario Eduardo Vazquez, Linda Rottenberg, and Richard Haythornthwaite | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Globant SA
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
9 | | Renew Appointment of Deloitte as Auditor for Annual Accounts | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Mario Vazquez as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Francisco Alvarez-Demalde as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reelect Marcos Galperin as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Richard Haythornthwaite as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
| | | | | |
| | Special Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Amend Article 8 Re: Ownership of Common Shares | | Mgmt | | For | | Refer | | For |
Watsco, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/03/2019 | | Country: | | USA | | Primary Security ID: | | 942622200 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | WSO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brian E. Keeley | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Steven “Slava” Rubin | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
At Home Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 04650Y100 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | HOME |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Steve K. Barbarick | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Paula L. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Martin C. Eltrich, III | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Etsy, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 29786A106 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | ETSY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jonathan D. Klein | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1b | | Elect Director Margaret M. Smyth | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Intersect ENT, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 46071F103 |
Record Date: | | 04/09/2019 | | Meeting Type: | | Annual | | Ticker: | | XENT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kieran T. Gallahue | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lisa D. Earnhardt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Teresa L. Kline | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Cynthia L. Lucchese | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Dana G. Mead, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Frederic H. Moll | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director W. Anthony Vernon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Urban Outfitters, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/04/2019 | | Country: | | USA | | Primary Security ID: | | 917047102 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | URBN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Edward N. Antoian | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sukhinder Singh Cassidy | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Harry S. Cherken, Jr. | | Mgmt | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director Scott Galloway | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert L. Hanson - Withdrawn | | Mgmt | | | | | | |
| | | | | |
1.6 | | Elect Director Margaret A. Hayne | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Richard A. Hayne | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Elizabeth Ann Lambert | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Joel S. Lawson, III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Wesley McDonald | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Todd R. Morgenfeld | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Increasing Supply Chain Transparency | | SH | | Against | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Chegg, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 163092109 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | CHGG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Elect Director John York | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Clean Harbors, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 184496107 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CLH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Andrea Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Lauren C. States | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
HubSpot, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 443573100 |
Record Date: | | 04/09/2019 | | Meeting Type: | | Annual | | Ticker: | | HUBS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Lorrie Norrington | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director Avanish Sahai | | Mgmt | | For | | Refer | | Against |
| | | | | |
1c | | Elect Director Dharmesh Shah | | Mgmt | | For | | Refer | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
HubSpot, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | �� | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Nexstar Media Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 65336K103 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | NXST |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dennis J. FitzSimons | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director C. Thomas McMillen | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Lisbeth McNabb | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Penumbra, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 70975L107 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | PEN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Don Kassing | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Thomas Wilder | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Janet Leeds | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
RealPage, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 75606N109 |
Record Date: | | 04/10/2019 | | Meeting Type: | | Annual | | Ticker: | | RP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stephen T. Winn | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jason A. Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Matador Resources Company
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 576485205 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | MTDR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director R. Gaines Baty | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Craig T. Burkert | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Matthew P. Clifton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
OptiNose, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 68404V100 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | OPTN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wilhelmus Groenhuysen | | Mgmt | | For | | Refer | | Withhold |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
OptiNose, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.2 | | Elect Director Sandra L. Helton | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Joseph C. Scodari | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Proofpoint, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 743424103 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | PFPT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director R. Scott Herren | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard Wallace | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Yelp, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/06/2019 | | Country: | | USA | | Primary Security ID: | | 985817105 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | YELP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Fred D. Anderson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Sharon Rothstein | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Brian Sharples | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Magnolia Oil & Gas Corporation
| | | | | | | | | | |
Meeting Date: | | 06/07/2019 | | Country: | | USA | | Primary Security ID: | | 559663109 |
Record Date: | | 04/08/2019 | | Meeting Type: | | Annual | | Ticker: | | MGY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Stephen I. Chazen | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Arcilia C. Acosta | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Angela M. Busch | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Edward P. Djerejian | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James R. Larson | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Michael G. MacDougall | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Dan F. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John B. Walker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Cornerstone OnDemand, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2019 | | Country: | | USA | | Primary Security ID: | | 21925Y103 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | CSOD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dean Carter | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Elisa A. Steele | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | Against |
EVO Payments, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2019 | | Country: | | USA | | Primary Security ID: | | 26927E104 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | EVOP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John S. Garabedian | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director David W. Leeds | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Evolent Health, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2019 | | Country: | | USA | | Primary Security ID: | | 30050B101 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | EVH |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Seth Blackley | | Mgmt | | For | | Refer | | Against |
| | | | | |
1b | | Elect Director David Farner | | Mgmt | | For | | Refer | | Against |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Q2 Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/11/2019 | | Country: | | USA | | Primary Security ID: | | 74736L109 |
Record Date: | | 04/24/2019 | | Meeting Type: | | Annual | | Ticker: | | QTWO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael J. Maples, Sr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James R. Offerdahl | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director R. H. Seale, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
SeaWorld Entertainment, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 81282V100 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | SEAS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Gustavo “Gus” Antorcha | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ronald Bension | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director William Gray | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Yoshikazu Maruyama | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Thomas E. Moloney | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Scott I. Ross | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Yongli Wang *Withdrawn Resolution* | | Mgmt | | | | | | |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Wingstop Inc.
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 974155103 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | WING |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Krishnan (Kandy) Anand | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David L. Goebel | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director Michael J. Hislop | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Grand Canyon Education, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2019 | | Country: | | USA | | Primary Security ID: | | 38526M106 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | LOPE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Brian E. Mueller | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sara R. Dial | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jack A. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kevin F. Warren | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director David J. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
LHC Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2019 | | Country: | | USA | | Primary Security ID: | | 50187A107 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | LHCG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Monica F. Azare | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Teri G. Fontenot | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John L. Indest | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
Monolithic Power Systems, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2019 | | Country: | | USA | | Primary Security ID: | | 609839105 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | MPWR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Michael R. Hsing | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Herbert Chang | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Willdan Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/13/2019 | | Country: | | USA | | Primary Security ID: | | 96924N100 |
Record Date: | | 04/16/2019 | | Meeting Type: | | Annual | | Ticker: | | WLDN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Thomas D. Brisbin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Steven A. Cohen | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert Conway | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Debra Coy | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Willdan Group, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Raymond W. Holdsworth | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Douglas J. McEachern | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dennis V. McGinn | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Keith W. Renken | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Mohammad Shahidehpour | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Crowe LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
ProPetro Holding Corp.
| | | | | | | | | | |
Meeting Date: | | 06/14/2019 | | Country: | | USA | | Primary Security ID: | | 74347M108 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | PUMP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Dale Redman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Spencer D. Armour, III | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Steven Beal | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Mark S. Berg | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Anthony Best | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Pryor Blackwell | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alan E. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Royce W. Mitchell | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jack B. Moore | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Certificate of Incorporation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
ProPetro Holding Corp.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
7 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Tabula Rasa Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/14/2019 | | Country: | | USA | | Primary Security ID: | | 873379101 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | TRHC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Calvin Knowlton | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director Orsula Knowlton | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.3 | | Elect Director A. Gordon Tunstall | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
CareDx, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/17/2019 | | Country: | | USA | | Primary Security ID: | | 14167L103 |
Record Date: | | 04/18/2019 | | Meeting Type: | | Annual | | Ticker: | | CDNA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Fred E. Cohen | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
1.2 | | Elect Director William A. Hagstrom | | Mgmt | | For | | Refer | | Withhold |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Evercore Inc.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | USA | | Primary Security ID: | | 29977A105 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | EVR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Roger C. Altman | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard I. Beattie | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ellen V. Futter | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gail B. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert B. Millard | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Willard J. Overlock, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Simon M. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Ralph L. Schlosstein | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John S. Weinberg | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director William J. Wheeler | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Sarah K. Williamson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Kendrick R. Wilson, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Five Below, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | USA | | Primary Security ID: | | 33829M101 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | FIVE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Catherine E. Buggeln | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Michael F. Devine, III | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Ronald L. Sargent | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | | Three Years | | Three Years |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Eldorado Resorts, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | USA | | Primary Security ID: | | 28470R102 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Proxy Contest | | Ticker: | | ERI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Management Proxy (White Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1.1 | | Elect Director Gary L. Carano | | Mgmt | | For | | Refer | | For |
| | | | | |
1.2 | | Elect Director Bonnie Biumi | | Mgmt | | For | | Refer | | For |
| | | | | |
1.3 | | Elect Director Frank J. Fahrenkopf | | Mgmt | | For | | Refer | | For |
| | | | | |
1.4 | | Elect Director James B. Hawkins | | Mgmt | | For | | Refer | | For |
| | | | | |
1.5 | | Elect Director Gregory J. Kozicz | | Mgmt | | For | | Refer | | For |
| | | | | |
1.6 | | Elect Director Michael E. Pegram | | Mgmt | | For | | Refer | | For |
| | | | | |
1.7 | | Elect Director Thomas R. Reeg | | Mgmt | | For | | Refer | | For |
| | | | | |
1.8 | | Elect Director David P. Tomick | | Mgmt | | For | | Refer | | For |
| | | | | |
1.9 | | Elect Director Roger P. Wagner | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Refer | | For |
| | | | | |
5 | | Opt Out of Nevada Acquisition of Controlling Interest Statute | | SH | | Against | | Refer | | Against |
| | | | | |
6 | | Opt Out of Nevada Combinations with Interest Stockholders Statute | | SH | | Against | | Refer | | Against |
| | | | | |
7 | | Adopt Simple Majority Vote | | SH | | Against | | Refer | | For |
| | | | | |
8 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | SH | | Against | | Refer | | For |
| | | | | |
9 | | Require a Majority Vote for the Election of Directors | | SH | | Against | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Eldorado Resorts, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Dissident Proxy (Blue Proxy Card) | | Mgmt | | | | | | |
| | | | | |
1A | | Management Nominee Gary L. Carano | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
1B | | Management Nominee Bonnie Biumi | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
1C | | Management Nominee Frank J. Fahrenkopf | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
1D | | Management Nominee James B. Hawkins | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
1E | | Management Nominee Gregory J. Kozicz | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
1F | | Management Nominee Michael E. Pegram | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
1G | | Management Nominee Thomas R. Reeg | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
1H | | Management Nominee David P. Tomick | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
1I | | Management Nominee Roger P. Wagner | | SH | | None | | Refer | | Do Not Vote |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | None | | Refer | | Do Not Vote |
| | | | | |
3 | | Amend Omnibus Stock Plan | | Mgmt | | None | | Refer | | Do Not Vote |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | None | | Refer | | Do Not Vote |
| | | | | |
5 | | Opt Out of Nevada Acquisition of Controlling Interest Statute | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
6 | | Opt Out of Nevada Combinations with Interest Stockholders Statute | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
7 | | Adopt Simple Majority Vote | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
8 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | SH | | For | | Refer | | Do Not Vote |
| | | | | |
9 | | Require a Majority Vote for the Election of Directors | | SH | | For | | Refer | | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Nomad Foods Limited
| | | | | | | | | | |
Meeting Date: | | 06/19/2019 | | Country: | | Virgin Isl (UK) | | Primary Security ID: | | G6564A105 |
Record Date: | | 05/03/2019 | | Meeting Type: | | Annual | | Ticker: | | NOMD |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Martin Ellis Franklin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Noam Gottesman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ian G.H. Ashken | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Stefan Descheemaeker | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Mohamed Elsarky | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeremy Isaacs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James E. Lillie | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Stuart M. MacFarlane | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lord Myners of Truro | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Victoria Parry | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Simon White | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Samy Zekhout | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
STAAR Surgical Company
| | | | | | | | | | |
Meeting Date: | | 06/20/2019 | | Country: | | USA | | Primary Security ID: | | 852312305 |
Record Date: | | 04/23/2019 | | Meeting Type: | | Annual | | Ticker: | | STAA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Stephen C. Farrell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Caren Mason | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John C. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Louis E. Silverman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William P. Wall | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify BDO USA, LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration of Non-Employee Directors | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
Ollie’s Bargain Outlet Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/25/2019 | | Country: | | USA | | Primary Security ID: | | 681116109 |
Record Date: | | 05/02/2019 | | Meeting Type: | | Annual | | Ticker: | | OLLI |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Stanley Fleishman | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Stephen White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Charter | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
HealthEquity, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/27/2019 | | Country: | | USA | | Primary Security ID: | | 42226A107 |
Record Date: | | 04/30/2019 | | Meeting Type: | | Annual | | Ticker: | | HQY |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Robert W. Selander | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jon Kessler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Stephen D. Neeleman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Frank A. Corvino | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Adrian T. Dillon | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Evelyn Dilsaver | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Debra McCowan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 97 – Ivy VIP Small Cap Growth
HealthEquity, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.8 | | Elect Director Frank T. Medici | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Ian Sacks | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Gayle Wellborn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
InterXion Holding NV
| | | | | | | | | | |
Meeting Date: | | 06/28/2019 | | Country: | | Netherlands | | Primary Security ID: | | N47279109 |
Record Date: | | 05/31/2019 | | Meeting Type: | | Annual | | Ticker: | | INXN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Annual Meeting Agenda | | Mgmt | | | | | | |
| | | | | |
1 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Jean Mandeville as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect David Ruberg as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Increase in the Annual Cash Compensation of the Chairman | | Mgmt | | For | | Refer | | For |
| | | | | |
6 | | Approve Award of Restricted Shares to Non-Executive Director | | Mgmt | | For | | Refer | | For |
| | | | | |
7 | | Approve Award of Performance Shares to Executive Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Grant Board Authority to Issue Shares for the Company’s Employee Incentive Schemes | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8 | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital for General Corporate Purposes | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 10 | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratify KPMG Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Other Business | | Mgmt | | For | | Against | | Against |
IVY VIP VALUE
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Jazz Pharmaceuticals plc
| | | | | | | | | | |
Meeting Date: | | 08/02/2018 | | Country: | | Ireland | | Primary Security ID: | | G50871105 |
Record Date: | | 06/06/2018 | | Meeting Type: | | Annual | | Ticker: | | JAZZ |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Peter Gray | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Kenneth W. O’Keefe | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Elmar Schnee | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Catherine A. Sohn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
Marathon Petroleum Corp.
| | | | | | | | | | |
Meeting Date: | | 09/24/2018 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 08/01/2018 | | Meeting Type: | | Special | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Issue Shares in Connection with Merger | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Increase in Size of Board | | Mgmt | | For | | Refer | | For |
| | | | | |
4 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Energy Transfer Partners LP
| | | | | | | | | | |
Meeting Date: | | 10/18/2018 | | Country: | | USA | | Primary Security ID: | | 29278N400 |
Record Date: | | 09/10/2018 | | Meeting Type: | | Special | | Ticker: | | ETP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1 | | Approve Merger Agreement | | Mgmt | | For | | Refer | | For |
| | | | | |
2 | | Adjourn Meeting | | Mgmt | | For | | Refer | | For |
Lam Research Corp.
| | | | | | | | | | |
Meeting Date: | | 11/06/2018 | | Country: | | USA | | Primary Security ID: | | 512807108 |
Record Date: | | 09/07/2018 | | Meeting Type: | | Annual | | Ticker: | | LRCX |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Martin B. Anstice | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Eric K. Brandt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Michael R. Cannon | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Youssef A. El-Mansy | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Christine A. Heckart | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Stephen G. Newberry | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Abhijit Y. Talwalkar | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lih Shyng (Rick L.) Tsai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Microsoft Corp.
| | | | | | | | | | |
Meeting Date: | | 11/28/2018 | | Country: | | USA | | Primary Security ID: | | 594918104 |
Record Date: | | 09/26/2018 | | Meeting Type: | | Annual | | Ticker: | | MSFT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director William H. Gates, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Reid G. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh F. Johnston | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Teri L. List-Stoll | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Satya Nadella | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Helmut Panke | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Sandra E. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Penny S. Pritzker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Scharf | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director John W. Stanton | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director Padmasree Warrior | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
QUALCOMM, Inc.
| | | | | | | | | | |
Meeting Date: | | 03/12/2019 | | Country: | | USA | | Primary Security ID: | | 747525103 |
Record Date: | | 01/14/2019 | | Meeting Type: | | Annual | | Ticker: | | QCOM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark Fields | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jeffrey W. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Ann M. Livermore | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Harish Manwani | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
QUALCOMM, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Mark D. McLaughlin | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Steve Mollenkopf | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Clark T. “Sandy” Randt, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Francisco Ros | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Irene B. Rosenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Neil Smit | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Anthony J. Vinciquerra | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Broadcom Inc.
| | | | | | | | | | |
Meeting Date: | | 04/01/2019 | | Country: | | USA | | Primary Security ID: | | 11135F101 |
Record Date: | | 02/11/2019 | | Meeting Type: | | Annual | | Ticker: | | AVGO |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Hock E. Tan | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Henry Samueli | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Diane M. Bryant | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Gayla J. Delly | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Check Kian Low | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Peter J. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Harry L. You | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Citigroup Inc.
| | | | | | | | | | |
Meeting Date: | | 04/16/2019 | | Country: | | USA | | Primary Security ID: | | 172967424 |
Record Date: | | 02/19/2019 | | Meeting Type: | | Annual | | Ticker: | | C |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Michael L. Corbat | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ellen M. Costello | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Barbara J. Desoer | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director John C. Dugan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Duncan P. Hennes | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Peter B. Henry | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director S. Leslie Ireland | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Lew W. (Jay) Jacobs, IV | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Renee J. James | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Eugene M. McQuade | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary M. Reiner | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Diana L. Taylor | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director James S. Turley | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director Ernesto Zedillo Ponce de Leon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | SH | | Against | | Refer | | For |
| | | | | |
7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
AGNC Investment Corp.
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | USA | | Primary Security ID: | | 00123Q104 |
Record Date: | | 02/22/2019 | | Meeting Type: | | Annual | | Ticker: | | AGNC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Gary D. Kain | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Donna J. Blank | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Morris A. Davis | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Larry K. Harvey *Withdrawn Resolution* | | Mgmt | | | | | | |
| | | | | |
1.5 | | Elect Director Prue B. Larocca | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Paul E. Mullings | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
Humana Inc.
| | | | | | | | | | |
Meeting Date: | | 04/18/2019 | | Country: | | USA | | Primary Security ID: | | 444859102 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | HUM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kurt J. Hilzinger | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Frank J. Bisignano | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Bruce D. Broussard | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Frank A. D’Amelio | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Karen B. DeSalvo | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director W. Roy Dunbar | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David A. Jones, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William J. McDonald | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James J. O’Brien | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Marissa T. Peterson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Eaton Corporation plc
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | Ireland | | Primary Security ID: | | G29183103 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | ETN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Craig Arnold | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Todd M. Bluedorn | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Michael J. Critelli | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard H. Fearon | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Arthur E. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Olivier Leonetti | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Deborah L. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory R. Page | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sandra Pianalto | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gerald B. Smith | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Dorothy C. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Share Repurchase of Issued Share Capital | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Marathon Petroleum Corporation
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 56585A102 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | MPC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Evan Bayh | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Charles E. Bunch | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Edward G. Galante | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Kim K.W. Rucker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Spirit AeroSystems Holdings, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/24/2019 | | Country: | | USA | | Primary Security ID: | | 848574109 |
Record Date: | | 02/25/2019 | | Meeting Type: | | Annual | | Ticker: | | SPR |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Charles L. Chadwell | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Irene M. Esteves | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Paul E. Fulchino | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Thomas C. Gentile, III | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Richard A. Gephardt | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Robert D. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Ronald T. Kadish | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director John L. Plueger | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Laura H. Wright | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Citizens Financial Group, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 174610105 |
Record Date: | | 02/28/2019 | | Meeting Type: | | Annual | | Ticker: | | CFG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Bruce Van Saun | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mark Casady | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christine M. Cumming | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William P. Hankowsky | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Howard W. Hanna, III | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Leo I. “Lee” Higdon | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Edward J. “Ned” Kelly, III | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Charles J. “Bud” Koch | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Terrance J. Lillis | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Shivan Subramaniam | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Wendy A. Watson | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Marita Zuraitis | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Pfizer Inc.
| | | | | | | | | | |
Meeting Date: | | 04/25/2019 | | Country: | | USA | | Primary Security ID: | | 717081103 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | PFE |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Ronald E. Blaylock | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Albert Bourla | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joseph J. Echevarria | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Helen H. Hobbs | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Dan R. Littman | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Shantanu Narayen | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director James C. Smith | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify KPMG LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
| | | | | |
7 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
8 | | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
HCA Healthcare, Inc.
| | | | | | | | | | |
Meeting Date: | | 04/26/2019 | | Country: | | USA | | Primary Security ID: | | 40412C101 |
Record Date: | | 03/07/2019 | | Meeting Type: | | Annual | | Ticker: | | HCA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Thomas F. Frist, III | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Samuel N. Hazen | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Meg G. Crofton | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robert J. Dennis | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Nancy-Ann DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director William R. Frist | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Geoffrey G. Meyers | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael W. Michelson | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Wayne J. Riley | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director John W. Rowe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
Exelon Corporation
| | | | | | | | | | |
Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 30161N101 |
Record Date: | | 03/04/2019 | | Meeting Type: | | Annual | | Ticker: | | EXC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Anthony K. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Ann C. Berzin | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Laurie Brlas | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Christopher M. Crane | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Yves C. de Balmann | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Nicholas DeBenedictis | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Linda P. Jojo | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Paul L. Joskow | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Robert J. Lawless | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Richard W. Mies | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Exelon Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1k | | Elect Director Mayo A. Shattuck, III | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Stephen D. Steinour | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director John F. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Costs and Benefits of Environment-related Activities | | SH | | Against | | Refer | | Against |
Capital One Financial Corporation
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 14040H105 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | COF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1A | | Elect Director Richard D. Fairbank | | Mgmt | | For | | For | | For |
| | | | | |
1B | | Elect Director Aparna Chennapragada | | Mgmt | | For | | For | | For |
| | | | | |
1C | | Elect Director Ann Fritz Hackett | | Mgmt | | For | | For | | For |
| | | | | |
1D | | Elect Director Peter Thomas Killalea | | Mgmt | | For | | For | | For |
| | | | | |
1E | | Elect Director Cornelis Petrus Adrianus Joseph “Eli” Leenaars | | Mgmt | | For | | For | | For |
| | | | | |
1F | | Elect Director Pierre E. Leroy | | Mgmt | | For | | For | | For |
| | | | | |
1G | | Elect Director Francois Locoh-Donou | | Mgmt | | For | | For | | For |
| | | | | |
1H | | Elect Director Peter E. Raskind | | Mgmt | | For | | For | | For |
| | | | | |
1I | | Elect Director Mayo A. Shattuck, III | | Mgmt | | For | | For | | For |
| | | | | |
1J | | Elect Director Bradford H. Warner | | Mgmt | | For | | For | | For |
| | | | | |
1K | | Elect Director Catherine G. West | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Provide Right to Act by Written Consent | | SH | | Against | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Welltower Inc.
| | | | | | | | | | |
Meeting Date: | | 05/02/2019 | | Country: | | USA | | Primary Security ID: | | 95040Q104 |
Record Date: | | 03/05/2019 | | Meeting Type: | | Annual | | Ticker: | | WELL |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Thomas J. DeRosa | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Karen B. DeSalvo | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Jeffrey H. Donahue | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Timothy J. Naughton | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Sharon M. Oster | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sergio D. Rivera | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Johnese M. Spisso | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Kathryn M. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director R. Scott Trumbull | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Gary Whitelaw | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Evergy, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/07/2019 | | Country: | | USA | | Primary Security ID: | | 30034W106 |
Record Date: | | 02/26/2019 | | Meeting Type: | | Annual | | Ticker: | | EVRG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Terry Bassham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Mollie Hale Carter | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Charles Q. Chandler, IV | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Gary D. Forsee | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Scott D. Grimes | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard L. Hawley | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Evergy, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.7 | | Elect Director Thomas D. Hyde | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director B. Anthony Isaac | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Sandra A.J. Lawrence | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ann D. Murtlow | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Sandra J. Price | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Mark A. Ruelle | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John J. Sherman | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director S. Carl Soderstrom, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | Elect Director John Arthur Stall | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | | One Year | | One Year |
| | | | | |
4 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
Magna International, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/09/2019 | | Country: | | Canada | | Primary Security ID: | | 559222401 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | MG |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Scott B. Bonham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Peter G. Bowie | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary S. Chan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kurt J. Lauk | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert F. MacLellan | | Mgmt | | For | | Withhold | | For |
| | | | | |
1.6 | | Elect Director Cynthia A. Niekamp | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William A. Ruh | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Indira V. Samarasekera | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Donald J. Walker | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Lisa S. Westlake | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Magna International, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.11 | | Elect Director William L. Young | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote on Executive Compensation Approach | | Mgmt | | For | | For | | For |
| | | | | |
| | Shareholder Proposal | | Mgmt | | | | | | |
| | | | | |
4 | | Expand Annual Disclosure to Shareholders | | SH | | Against | | Refer | | Against |
Southwest Airlines Co.
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 844741108 |
Record Date: | | 03/19/2019 | | Meeting Type: | | Annual | | Ticker: | | LUV |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director David W. Biegler | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director J. Veronica Biggins | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Douglas H. Brooks | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William H. Cunningham | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director John G. Denison | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas W. Gilligan | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Gary C. Kelly | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Grace D. Lieblein | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Nancy B. Loeffler | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director John T. Montford | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Ron Ricks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
State Street Corporation
| | | | | | | | | | |
Meeting Date: | | 05/15/2019 | | Country: | | USA | | Primary Security ID: | | 857477103 |
Record Date: | | 03/08/2019 | | Meeting Type: | | Annual | | Ticker: | | STT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Kennett F. Burnes | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Patrick de Saint-Aignan | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Lynn A. Dugle | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Amelia C. Fawcett | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director William C. Freda | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Joseph L. Hooley | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Sara Mathew | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director William L. Meaney | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Ronald P. O’Hanley | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Sean O’Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Richard P. Sergel | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Gregory L. Summe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
CVS Health Corporation
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 126650100 |
Record Date: | | 03/21/2019 | | Meeting Type: | | Annual | | Ticker: | | CVS |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Fernando Aguirre | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Mark T. Bertolini | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Richard M. Bracken | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director C. David Brown, II | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Alecia A. DeCoudreaux | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
CVS Health Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Nancy-Ann M. DeParle | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Roger N. Farah | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Anne M. Finucane | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Edward J. Ludwig | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Larry J. Merlo | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Jean-Pierre Millon | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Mary L. Schapiro | | Mgmt | | For | | For | | For |
| | | | | |
1n | | Elect Director Richard J. Swift | | Mgmt | | For | | For | | For |
| | | | | |
1o | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
1p | | Elect Director Tony L. White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | | SH | | Against | | Against | | Against |
L Brands, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/16/2019 | | Country: | | USA | | Primary Security ID: | | 501797104 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | LB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Patricia S. Bellinger | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Sarah E. Nash | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Anne Sheehan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Leslie H. Wexner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Eliminate Supermajority Vote Requirement | | SH | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Omnicom Group Inc.
| | | | | | | | | | |
Meeting Date: | | 05/20/2019 | | Country: | | USA | | Primary Security ID: | | 681919106 |
Record Date: | | 04/01/2019 | | Meeting Type: | | Annual | | Ticker: | | OMC |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director John D. Wren | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alan R. Batkin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mary C. Choksi | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert Charles Clark | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Leonard S. Coleman, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Susan S. Denison | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ronnie S. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Deborah J. Kissire | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gracia C. Martore | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Linda Johnson Rice | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Valerie M. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Require Independent Board Chairman | | SH | | Against | | Refer | | Against |
Amgen, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 031162100 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | AMGN |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Wanda M. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert A. Bradway | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Brian J. Druker | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Robert A. Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Greg C. Garland | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Amgen, Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.6 | | Elect Director Fred Hassan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Rebecca M. Henderson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Charles M. Holley, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Tyler Jacks | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Ellen J. Kullman | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Ronald D. Sugar | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director R. Sanders Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
BP Plc
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | United Kingdom | | Primary Security ID: | | G12793108 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | BP |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
| | Meeting for ADR Holders | | Mgmt | | | | | | |
| | | | | |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | Refer | | For |
| | | | | |
3 | | Re-elect Bob Dudley as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Brian Gilvary as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Nils Andersen as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Dame Alison Carnwath as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Pamela Daley as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Ian Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Dame Ann Dowling as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Helge Lund as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Re-elect Melody Meyer as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Re-elect Brendan Nelson as Director | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
BP Plc
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
13 | | Re-elect Paula Reynolds as Director | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Re-elect Sir John Sawers as Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorise Issue of Equity | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Market Purchase of Ordinary Shares | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures | | SH | | For | | Refer | | For |
| | | | | |
23 | | Approve the Follow This Shareholder Resolution on Climate Change Targets | | SH | | Against | | Refer | | Against |
JPMorgan Chase & Co.
| | | | | | | | | | |
Meeting Date: | | 05/21/2019 | | Country: | | USA | | Primary Security ID: | | 46625H100 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | JPM |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Linda B. Bammann | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director James A. Bell | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Todd A. Combs | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Timothy P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Mellody Hobson | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
JPMorgan Chase & Co.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1i | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Michael A. Neal | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Gender Pay Gap | | SH | | Against | | Against | | Against |
| | | | | |
5 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
| | | | | |
6 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Synchrony Financial
| | | | | | | | | | |
Meeting Date: | | 05/23/2019 | | Country: | | USA | | Primary Security ID: | | 87165B103 |
Record Date: | | 03/28/2019 | | Meeting Type: | | Annual | | Ticker: | | SYF |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Margaret M. Keane | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Paget L. Alves | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Arthur W. Coviello, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director William W. Graylin | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Roy A. Guthrie | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Richard C. Hartnack | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Jeffrey G. Naylor | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Laurel J. Richie | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Olympia J. Snowe | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Ellen M. Zane | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify KPMG LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Lowe’s Companies, Inc.
| | | | | | | | | | |
Meeting Date: | | 05/31/2019 | | Country: | | USA | | Primary Security ID: | | 548661107 |
Record Date: | | 03/22/2019 | | Meeting Type: | | Annual | | Ticker: | | LOW |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Raul Alvarez | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David H. Batchelder | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Angela F. Braly | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Sandra B. Cochran | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Laurie Z. Douglas | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Richard W. Dreiling | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Marvin R. Ellison | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director James H. Morgan | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Brian C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Bertram L. Scott | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Lisa W. Wardell | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Eric C. Wiseman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
LyondellBasell Industries N.V.
| | | | | | | | | | |
Meeting Date: | | 05/31/2019 | | Country: | | Netherlands | | Primary Security ID: | | N53745100 |
Record Date: | | 05/03/2019 | | Meeting Type: | | Annual | | Ticker: | | LYB |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Jacques Aigrain | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Lincoln Benet | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Jagjeet “Jeet” Bindra | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Robin Buchanan | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Stephen Cooper | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
LyondellBasell Industries N.V.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1f | | Elect Director Nance Dicciani | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Claire Farley | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Isabella “Bella” Goren | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Michael Hanley | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Albert Manifold | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Bhavesh “Bob” Patel | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Rudy van der Meer | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Discharge of Executive Director and Prior Management Board | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Non-Executive Directors and Prior Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Dividends of USD 4.00 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Comcast Corporation
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 20030N101 |
Record Date: | | 04/05/2019 | | Meeting Type: | | Annual | | Ticker: | | CMCSA |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.1 | | Elect Director Kenneth J. Bacon | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Madeline S. Bell | | Mgmt | �� | For | | For | | For |
| | | | | |
1.3 | | Elect Director Sheldon M. Bonovitz | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Edward D. Breen | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Comcast Corporation
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1.5 | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jeffrey A. Honickman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Maritza G. Montiel | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Asuka Nakahara | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director David C. Novak | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Brian L. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Require Independent Board Chairman | | SH | | Against | | Refer | | For |
| | | | | |
6 | | Report on Lobbying Payments and Policy | | SH | | Against | | Against | | Against |
Walmart Inc.
| | | | | | | | | | |
Meeting Date: | | 06/05/2019 | | Country: | | USA | | Primary Security ID: | | 931142103 |
Record Date: | | 04/12/2019 | | Meeting Type: | | Annual | | Ticker: | | WMT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Cesar Conde | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Stephen “Steve” J. Easterbrook | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Timothy “Tim” P. Flynn | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Sarah J. Friar | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Carla A. Harris | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Thomas “Tom” W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Marissa A. Mayer | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director C. Douglas “Doug” McMillon | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Gregory “Greg” B. Penner | | Mgmt | | For | | Against | | For |
| | | | | |
1j | | Elect Director Steven “Steve” S Reinemund | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director S. Robson “Rob” Walton | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
Walmart Inc.
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1l | | Elect Director Steuart L. Walton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sexual Harassment | | SH | | Against | | Refer | | Against |
| | | | | |
5 | | Provide for Cumulative Voting | | SH | | Against | | Against | | Against |
Target Corporation
| | | | | | | | | | |
Meeting Date: | | 06/12/2019 | | Country: | | USA | | Primary Security ID: | | 87612E106 |
Record Date: | | 04/15/2019 | | Meeting Type: | | Annual | | Ticker: | | TGT |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Roxanne S. Austin | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Douglas M. Baker, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director George S. Barrett | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director Brian C. Cornell | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director Calvin Darden | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Henrique De Castro | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director Robert L. Edwards | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Melanie L. Healey | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director Donald R. Knauss | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Mary E. Minnick | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Kenneth L. Salazar | | Mgmt | | For | | For | | For |
| | | | | |
1m | | Elect Director Dmitri L. Stockton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Proxy Access Right | | SH | | Against | | Against | | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 88 – Ivy VIP Value
MetLife, Inc.
| | | | | | | | | | |
Meeting Date: | | 06/18/2019 | | Country: | | USA | | Primary Security ID: | | 59156R108 |
Record Date: | | 04/22/2019 | | Meeting Type: | | Annual | | Ticker: | | MET |
| | | | | | | | | | |
Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
| | | | | |
1a | | Elect Director Cheryl W. Grise | | Mgmt | | For | | For | | For |
| | | | | |
1b | | Elect Director Carlos M. Gutierrez | | Mgmt | | For | | For | | For |
| | | | | |
1c | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1d | | Elect Director David L. Herzog | | Mgmt | | For | | For | | For |
| | | | | |
1e | | Elect Director R. Glenn Hubbard | | Mgmt | | For | | For | | For |
| | | | | |
1f | | Elect Director Edward J. Kelly, III | | Mgmt | | For | | For | | For |
| | | | | |
1g | | Elect Director William E. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
1h | | Elect Director Michel A. Khalaf | | Mgmt | | For | | For | | For |
| | | | | |
1i | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
| | | | | |
1j | | Elect Director Catherine R. Kinney | | Mgmt | | For | | For | | For |
| | | | | |
1k | | Elect Director Diana L. McKenzie | | Mgmt | | For | | For | | For |
| | | | | |
1l | | Elect Director Denise M. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
IVY VARIABLE INSURANCE PORTFOLIOS |
(Registrant) |
| | |
By: | | /s/ Philip A. Shipp |
| | Philip A. Shipp, Assistant Secretary |
|
Date: August 30, 2019 |
| |
By: | | /s/ Philip J. Sanders |
| | Philip J. Sanders, President and Principal Executive Officer |
|
Date: August 30, 2019 |